187 NLRB 346
Lipman Motors, Inc.
346
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Lipman
Motors, Inc.
and Amalgamated Laundry
Workers Joint Board,
Amalgamated Clothing
Workers of America, AFL-CIO. Case 1-CA-7201
December 18, 1970
DECISION AND ORDER
BY CHAIRMAN MILLER AND MEMBERS BROWN
AND JENKINS
Upon a, charge filed on July 16, 1970, by Amalga-
mated Laundry Workers Joint Board, Amalgamated
Clothing Workers of America, AFL-CIO, herein
called the Union, and served on Lipman Motors, Inc.,
herein called the Respondent, the General Counsel of
the National Labor Relations Board, by the Regional
Director for Region 1, issued a complaint on August
4, 1970, against Respondent, alleging that Respon-
dent had engaged in and was engaging in unfair labor
practices affecting commerce within the meaning of
Section 8(a)(1) and (5) and Section 2(6) and (7) of the
National Labor Relations Act, as amended. Copies of
the charge, complaint, and notice of hearing before a
Trial Examiner were duly served on the Respondent
and the Charging Party.
With respect to the unfair labor practices, the
complaint alleges that on or about February 26, 1970,
in an election conducted by the Regional Director,
the Union was duly selected as the exclusive collec-
tive-bargaining representative of Respondent's em-
ployees in the appropriate unit;1 and that, commenc-
ing on or about July 14, 1970, and at all times
thereafter, Respondent has refused, and continues to
date to refuse, to bargain collectively with the Union
as the exclusive bargaining representative, although
the Union has requested and is requesting it to do so.
On or about August 21, 1970, Respondent filed its
answer to the complaint admitting in part, and
denying in part, the allegations in the complaint and
stating its affirmative defenses.
On August 17, 1970, counsel for Charging Party
filed with the Regional Director of Region 1 a Motion
for Summary Judgment. This motion, referred by the
Acting Regional Director to the Chief Trial Examin-
er, was transferred to and continued before the Board
pursuant to Section 102.50 of the Board's Rules.
On August 25, 1970, counsel for the General
Counsel filed a Motion for Summary Judgment,
which was thereafter referred to the Board, alleging
that Respondent in its answer does not deny the
pertinent factual allegations of the complaint, does
not contend that there is newly discovered evidence or
i Official notice is taken of the record in the representation proceeding,
Case 1-RC-10933, as the term "record" is defined in Sections 102.68 and
102.69(f) of the Board's Rules and Regulations, Series 8, as amended See
LTV Electrosystems, Inc,
166 NLRB 938, enfd 388 F 2d 683 (C.A 4,
evidence which was not available at the time of the
representation proceeding, and, by its affirmative
defenses, merely seeks to relitigate issues previously
determined in said representation proceeding. Subse-
quently, on September 8, 1970, the Board issued an
Order transferring the proceeding to the Board and a
Notice to Show Cause why the General Counsel's
Motion for Summary Judgment should not be
granted. On September 16, 1970, the Notice to Show
Cause was amended to provide that cause also be
shown in writing why the Charging Party's Motion for
Summary Judgment should not be granted. Respon-
dent thereafter filed a response to Charging Party's
and General Counsel's Motions for Summary Judg-
ment and Notice to Show Cause, and subsequently
submitted a letter dated October 20, 1970, which has
been accepted and considered.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection with this case to a three-member
panel.
Upon the entire record in this proceeding, the Board
makes the following:
Ruling on the Motion for Summary Judgment
The record establishes that on January 29, 1970, the
Respondent and the Union executed an Agreement
for
Stipulation for
Certification
Upon Consent
Election in Case 1-RC-10933. On February 26, 1970,
a majority of employees of Respondent in the agreed
appropriate unit selected the Union as their represent-
ative for the purposes of collective bargaining with
Respondent. On March 5, 1970, Respondent filed
timely Objections to Conduct Affecting the Results of
the Election, and on April 6, 1970, the Acting
Regional Director issued a Report on Objections,
recommending that Respondent's Objections be
overruled in their entirety and that Certification of
Representative be issued. Subsequently, on June 24,
1970, the Board adopted the Acting Regional Direc-
tor's findings and recommendations and certified the
Union. The Union's request to bargain was rejected
by the Respondent in a letter dated July 14, 1970.
The Respondent contends that the Board should
deny the Motions for Summary Judgment because (1)
the Respondent has not had an opportunity to litigate
the issues upon which the General Counsel and the
Charging Party base their Motions for Summary
Judgment; (2) the Board is not empowered under the
Act to base a finding that the Respondent committed
an unfair labor practice on the recommendations of
1968), Golden Age Beverage Company, 167 NLRB 151, Intertype Company
v. Penello, 269 F Supp 573 (D.C Va, 1967), Follett Corporation, et al, 164
NLRB 378, enfd 397 F 2d 91 (C.A 7, 1968), Section 9(d) of the NLRA
187 NLRB No. 36
LIPMAN MOTORS, INC.
the Acting Regional Director as contained in his
Report on Objections; and (3) a record for a reviewing
court can only be developed by denying the Motions
for Summary Judgment and remanding the case to a
Trial Examiner for hearing. We find these contentions
to be without merit.
It is well established that, in the absence of newly
discovered or previously unavailable evidence or
special circumstances, a respondent in an 8(a)(5)
proceeding is not entitled to relitigate issues which
were or could have been raised in the prior representa-
tion proceeding.2 Respondent does not contend that
there is newly discovered or previously unavailable
evidence bearing on the issues raised in the represent-
ation
proceeding.
Respondent's only substantive
contention is, rather, that the Board erred in rejecting
its objections to the validity of the election, and in
certifying the Union. In rejecting such objections,
which involved alleged misrepresentations by the
Union concerning its pension plan, and allegedly
unlawful preelection polling by the Union, the Board
fully considered the objections, the Acting Regional
Director's report, and the Respondent's exceptions,
which raised no substantial or material issues of fact.
Consequently, as all substantive contentions now
made were raised in the representation case, and were
there considered and rejected by the Board, and as all
other factual allegations of the complaint stand
admitted by the Respondent's answer thereto, there
are no matters in issue requiring a hearing before a
Trial Examiner.
Nor is there merit to the Respondent's procedural
contentions. In the representation proceeding the
Respondent had the opportunity to and did litigate
the issues which it seeks to raise in this proceeding.
The fact that no evidentiary hearing was held with
respect to the Respondent's objections to the election
does not detract from this conclusion or from the
conclusion that the record made herein is sufficient
for purposes of court review. For, as has been
consistently
held,
an evidentiary hearing is not
required unless, as is not the case here, there are
substantial
and
material issues of fact to be
determined; 3 and, although courts have on occasion
disagreed with the Board's resolution of particular
2 See Pittsburgh Plate Glass Company v N L R B, 313 U S 146, 162
(1941),
Rules and Regulations of the Board, Sections 10267(f) and
102 69(c)
3 Crest Leather Manufacturing Corporation,
167 NLRB 1085, 1086, and
cases cited therein
4 See Amalgamated Clothing Workers of America [Winfield Manufactur-
ing Company] v N L R B, 424 F 2d 818 (C A D C), and cases cited therein
See also cases cited in fns 5 and 7 of the Trial Examiner's Decision in
Lyman Printing and Finishing Company, 183 NLRB No 105
In support of its procedural contentions the Respondent also relies in
part on cases such as Pepsi-Cola Buffalo Bottling Company v N L R B, 409
F.2d 114 (C.A 2), cert denied 396 U S 904, and on the recent action of
the Supreme Court in granting certiorari from the decision of the court of
appeals in N L R B v Magnesium Casting Co, 427 F 2d 114 (C A 1)
347
substantive issues, no court has questioned the use of
summary judgment procedures even in those cases in
which the Board has decided issues relating to
objections without holding an evidentiary hearing.4
Accordingly, as we have found the Respondent's
contentions to be without merit, and as the Respon-
dent has raised no issues properly litigable in this
proceeding, we shall grant the Motions for Summary
Judgment.
On the basis of the entire record, the Board makes
the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE RESPONDENT
Respondent, a Connecticut corporation with its
principal office and place of business at 450 Home-
stead Avenue and a facility at 133 Washington Street,
Hartford, Connecticut, is engaged at said locations in
the retail sale and servicing of new and used
automobiles. Respondent's annual gross volume of
business exceeds $500,000. Respondent annually
receives automobiles and automobile parts valued in
excess of $50,000 directly from points located outside
the State of Connecticut. We find, on the basis of the
foregoing, that Respondent is, and has been at all
times
material
herein,
an employer engaged in
commerce within the meaning of Section 2(6) and (7)
of the Act, and that it will effectuate the policies of the
Act to assert jurisdiction herein.
H. THE LABOR ORGANIZATION INVOLVED
Amalgamated Laundry Workers Joint Board, Am-
algamated Clothing Workers of America, AFL-CIO,
is a labor organization within the meaning of Section
2(5) of the Act.
III. UNFAIR LABOR PRACTICES
A.
The Representation Proceeding
1.
The unit
The following employees of the Respondent consti-
tute
a unit appropriate for collective-bargaining
These cited cases concern the validity of the Board's review procedures
with respect to cases decided by a Regional Director under authority
delegated to him pursuant to Section 3(b) of the Act The instant case, on
the other hand, rests on a decision made by the Board after a review of the
entire record, as provided in the stipulation executed by the Respondent in
Case I-RC-10933 The Respondent's reliance on the above-cited cases is
for that reason and apart from any other considerations misplaced . See the
section of the Trial Examiner's Decision entitled "Ruling on Motion for
Summary Judgment" in Taber Instruments, Division of Teledyne, inc, 179
NLRB No 59
For these reasons the Respondent's motion of November
19, 1970,
requesting the Board to defer further action on this case pending
disposition by the United States Supreme Court of the issue in N LR.B v
Magnesium Casting Co , supra, is denied
348
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
purposes within the meaning of Section 9 (b) of the
Act:
All mechanics, bodymen, service and parts depart-
ment employees on new and used cars employed at
Respondent's facilities located at 133 Washington
Street and 450 Homestead Avenue ,
Hartford,
Connecticut, EXCLUDING office clerical em-
ployees, salesmen, guards and all supervisors as
defined in Section 2( 11) of the Act.
2.
The certification
On or about February 26, 1970, a majority of the
employees of Respondent in said unit, in a secret
ballot election conducted under the supervision of the
Regional Director for Region 1, designated the Union
as their representative for the purpose of collective
bargaining with the Respondent. On March 5, 1970,
Respondent filed timely Objections to Conduct
Affecting the Results of the Election. On April 6,
1970, the Acting Regional Director issued a Report on
Objections recommending that Respondent's objec-
tions be overruled in their entirety and that Certifica-
tion of Representative be issued. On June 24, 1970,
the Board adopted the Acting Regional Director's
findings and recommendations and certified the
Union as the collective-bargaining representative of
the employees in said unit, and the Union continues
to be such representative.
B.
The Request To Bargain and Respondent's
Refusal
Commencing on or about June 29, 1970, and at all
times thereafter, the Union has requested the Respon-
dent to bargain collectively with it as the exclusive
collective-bargaining representative of all the employ-
ees in the above-described unit. Commencing on or
about July 14, 1970, and continuing at all times
thereafter to date, the Respondent has refused, and
continues to refuse, to recognize and bargain with the
Union as the exclusive representative for collective
bargaining of all employees in said unit.
Accordingly, we find that the Union was duly
certified by the Board as the collective-bargaining
representative of the employees of Respondent in the
appropriate unit described above in the Board's
certification, and that the Union at all times since
February 26, 1970, has been and now is the exclusive
bargaining representative of all the employees in the
aforesaid unit within the meaning of Section 9(a) of
the Act. We further find that Respondent has, since
5 The Union's request for a "make-whole" remedy is dented for the
reasons set forth
in Ex-Cell-0 Corporation
185 NLRB No 20 Member
Brown disagrees for the reasons set forth in the dissent in the cited case Its
request that the employees be assembled to hear an explanation by the
General Counsel and the Union concerning the Respondent's violation of
July 14, 1970, refused to bargain collectively in the
appropriate unit, and that, by such refusal, Respon-
dent has engaged in and is engaging in unfair labor
practices within the meaning of Section 8(a)(1) and (5)
of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of Respondent set forth in section III,
above, occurring in connection with its operations
described in section I, above, have a close, intimate,
and substantial relationship to trade, traffic, and
commerce among the several States and tend to lead
to labor disputes burdening and obstructing com-
merce and the free flow of commerce.
V. THE REMEDY
Having found that Respondent has engaged in
unfair labor practices within the meaning of Section
8(a)(1) and (5) of the Act, we shall order that it cease
and desist therefrom, and, upon request, bargain
collectively with the Union as the exclusive represent-
ative of all employees in the appropriate unit and, if
an understanding is reached, embody such under-
standing in a signed agreement.
In order to insure that the employees in the
appropriate unit will be accorded the services of their
selected bargaining agent for the period provided by
law, we shall construe the initial period of certification
as beginning on the date Respondent commences to
bargain in good faith with the Union as the recogniz-
ed bargaining representative in the appropriate unit.
See Mar-Jac Poultry Company, Inc., 136 NLRB 785;
Commerce Company d/b/a Lamar Hotel, 140 NLRB
226, 229, enfd. 328 F.2d 600 (C.A. 5), cert. denied 379
U.S. 817; Burnett Construction Company, 149 NLRB
1419, enfd. 350 F.2d 57 (C.A. 10).5
The Board, upon the basis of the foregoing facts and
the entire record, makes the following:
CONCLUSIONS OF LAW
1.
Lipman Motors, Inc., is an employer engaged in
commerce within the meaning of Section 2(6) and (7)
of the Act.
2.
Amalgamated Laundry Workers Joint Board,
Amalgamated
Clothing
Workers
of
America,
AFL-CIO, is a labor organization within the meaning
of Section 2(5) of the Act.
3.
The following employees of the Respondent
constitute a unit appropriate for collective-bargaining
the Act and the remedy is also denied in the absence of evidence of
aggravated unfair labor practices or other circumstances warranting such
relief
See the section of the Trial Examiner 's Decision entitled "The
Remedy" in Taber Instruments, Division of Teledyne, Inc, supra
LIPMAN MOTORS, INC.
349
purposes within the meaning of Section 9(b) of the
Act.
All mechanics, bodymen, service and parts depart-
ment employees on new and used cars employed at
Respondent's facilities located at 133 Washington
Street and 450 Homestead Avenue, Hartford,
Connecticut, EXCLUDING office clerical em-
ployees, salesmen, guards and all supervisors as
defined in Section 2(11) of the Act.
4.
Since June 24, 1970, the above-named labor
organization has been and now is the certified and
exclusive representative of all employees in the
aforesaid appropriate unit for the purpose of collec-
tive bargaining within the meaning of Section 9(a) of
the Act.
5.
By refusing on or about July 14, 1970, and at all
times thereafter, to bargain collectively with the
above-named labor organization as the exclusive
bargaining representative of all the employees of
Respondent in the appropriate unit, Respondent had
engaged in and is engaging in unfair labor practices
within the meaning of Section 8(a)(5) of the Act.
6.
By the aforesaid refusal to bargain, Respondent
has interfered with, restrained, and coerced, and is
interfering with, restraining, and coercing, employees
in the exercise of the rights guaranteed to them in
Section 7 of the Act, and thereby engaged in and is
engaging in unfair labor practices within the meaning
of Section 8(a)(1) of the Act.
7.
The aforesaid unfair labor practices are unfair
labor practices affecting commerce within the mean-
ing of Section 2(6) and (7) of the Act.
restraining,
or coercing employees in the rights
guaranteed them in Section 7 of the Act.
2.
Take the following affirmative action which the
Board finds will effectuate the policies of the Act:
(a) Upon request, bargain with the above-named
labor organization as the exclusive representative of
all employees in the aforesaid appropriate unit with
respect to rates of pay, wages, hours, and other terms
and conditions of employment, and, if an understand-
ing is reached, embody such understanding in a
signed agreement.
(b) Post at its facilities located at 133 Washington
Street and 450 Homestead Avenue, Hartford, Con-
necticut,
copies
of the attached notice marked
"Appendix."6
Copies of said notice, on forms
provided by the Regional Director for Region 1, after
being duly signed by Respondent's representative,
shall be posted by Respondent immediately upon
receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places,
including all places where notices to employees are
customarily Posted. Reasonable steps shall be taken
by Respondent to insure that said notices are not
altered, defaced, or covered by any other material.
(c) Notify the Regional Director for Region 1, in
writing, within 10 days from the date of this Order,
what steps have been taken to comply herewith.
6 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "POSTED BY ORDER
OF THE NATIONAL LABOR RELATIONS BOARD" shall be changed to read
"POSTED PURSUANT TO A JUDGEMENT OF THE UNITED STATES COURT OF
APPEALS ENFORCING AN ORDER OF THE NATIONAL LABOR RELATIONS BOARD "
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations
Board hereby orders that Respondent,
Lipman Motors, Inc.,
Hartford,
Connecticut, its
officers, agents, successors, and assigns, shall:
1.
Cease and desist from:
(a) Refusing to bargain collectively concerning rates
of pay, wages, hours, and other terms and conditions
of employment with Amalgamated Laundry Workers
Joint
Board, Amalgamated Clothing Workers of
America, AFL-CIO, as the exclusive bargaining
representative of its employees in the following
appropriate unit:
All mechanics, bodymen, service and parts depart-
ment employees on new and used cars employed at
Respondent's facilities located at 133 Washington
Street and 450 Homestead Avenue, Hartford,
Connecticut, EXCLUDING office clerical em-
ployees, salesmen, guards and all supervisors as
defined in Section 2(11) of the Act.
(b) In any like or related manner interfering with,
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively
concerning rates of pay, wages, hours, and other
terms and conditions of employment with Amal-
gamated Laundry Workers Joint Board, Amalga-
mated Clothing Workers of America, AFL-CIO,
as the exclusive representative of the employees in
the bargaining unit described below.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employees in
the exercise of the rights guaranteed them by
Section 7 of the Act.
WE WILL, upon request, bargain with the above-
named Union as the exclusive representative of all
employees in the bargaining unit described below,
with respect to rates of pay, wages, hours, and
other terms and conditions of employment, and, if
350
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
an understanding is reached, embody such under-
standing in a signed agreement. The bargaining
unit is:
All
mechanics, bodymen, service and
parts department employees on new and used
cars
employed at Respondent' s
facilities
located at 133 Washington Street and 450
Homestead Avenue, Hartford, Connecticut,
EXCLUDING office clerical employees,
salesmen,
guards and all supervisors as
defined in Section 2(11) of the Act.
LIPMAN MOTORS, INC.
(Employer)
Dated
By
(Representative)
(Title)
This is an official notice and must not be defaced by
anyone.
This notice must remain posted for 60 consecutive
days from the date of posting and must not be altered,
defaced, or covered by any other material.
Any questions concerning this notice or compliance
with its provisions may be directed to the Board's
Office, Bulfinch Building, Seventh Floor, 15 New
Chardon Street, Boston, Massachusetts 02114, Tele-
phone 617-223-3330.