173 NLRB 544
Hawes Electric Co.
544
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Hawes Electric Co. and Jimmy Lee Grubb. Case
9-CA-4452
November 4, 1968
DECISION AND ORDER
BY CHAIRMAN MCCULLOCH AND MEMBERS
FANNING AND BROWN
On June 24, 1968, Trial Examiner Laurence A.
Knapp issued his Decision in the above-entitled
proceeding, finding that the Respondent had engaged
in and was engaging in certain unfair labor practices
and recommending that it cease and desist therefrom
and take certain affirmative action, as set forth in the
attached Trial Examiner's Decision. He further found
that the Respondent had not engaged in certain other
unfair labor practices as alleged in the complaint and
recommended that such allegations be dismissed.
Thereafter, the General Counsel filed "limited excep-
tions" to the Trial Examiner's Decision and a brief in
support thereof. The Respondent also filed excep-
tions to the Trial Examiner's Decision and, subse-
quently, a reply brief.
Pursuant to the provisions of Section 3(b) of the
National
Labor
Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection with this case to a three-
member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error
was committed. The rulings are
hereby affirmed. The Board has considered the Trial
Examiner's Decision, the exceptions and briefs, and
the entire record in the case, and hereby adopts the
findings, conclusions, and recommendations of the
Trial Examiner, with the additions and modifications
set forth below.
1. We agree with the Trial Examiner's findings that
the Respondent interfered with, restrained, and co-
erced its employees in violation of Section 8(a)(1) of
the Act by the conduct of its supervisors Thorne and
Fisher, as fully described in the Trial Examiner's
Decision.'
2. We also agree with the Trial Examiner, for the
reasons stated by him, that the Respondent did not
violate Section 8(a)(3) of the Act by eliminating its
second shift operation on September 15, 1967. For,
as found by the Trial Examiner, the decision to
reduce the Respondent's work force to a single shift,
resulting in the layoff of nine employees, was based
'
The General Counsel contends that the Trial Examiner erred in
recommending dismissal of other 8(a)(1) allegations involving statements
allegedly made by C&O Inspector Duff, and Assistant C&O Inspector
Oppenheimer . In view of our 8 (a)(1) findings , above, however , we find it
unnecessary to determine the agency or supervisory status of Duff and
solely upon legitimate economic considerations, and
was made before the employees' union organizing
campaign began. We also agree with the Trial Exam-
iner that, in selecting six of these employees for
layoff, the Respondent did not discriminate against
them because of their union activities. Rather, the
record shows and the Trial Examiner found, that the
employees were selected for layoff on the basis of
their seniority. Thus, except as noted in footnote 14
of the Trial Examiner's Decision, all nine of the
employees who were laid off on September 15 were,
in fact, junior in tenure to employees who were not
laid off.
However, we are unable to agree with the Trial
Examiner's further finding that employees Grubb and
Dillow were selected for layoff in order to rid the
Respondent of two known union instigators. The
Trial Examiner reasoned that Thome was instructed
to make the layoff in accord with seniority "as far as
practical" and hence was free to depart from senior-
ity. In the context of our previous findings, and in the
absence of a showing that in the normal course these
two men would have been retained and other em-
ployees
would have been laid off instead, it is
insufficient basis to find a violation merely because
the two men were active in the Union and the
Employer was opposed to the organization of its
employees. For, nearly all employees favored the
Union and, as stated above, both Grubb and Dillow
had less seniority than employees who were not laid
off Nor does the fact that the Plant Superintendent
had threatened to discharge the union instigators,
thereby violating Section 8(a)(1) of the Act, require a
different conclusion.' Accordingly, we conclude that
the
Respondent did not unlawfully discriminate
against Grubb and Dillow by laying them off on
September 15, 1967.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations
Board adopts as its Order the Recom-
mended Order of the Trial Examiner, as modified
below, and hereby orders that the Respondent, Hawes
Electric Co., Russell, Kentucky, its officers, agents,
successors, and assigns, shall take the action set forth
in the Trial Examiner's Recommended Order, as
herein modified
1. Paragraph 1 is. hereby amended by deleting
subparagraph (a) and relettering the remaining
subparagraphs accordingly.
Oppenheimer, with respect to the Respondent since their alleged unfair
labor practice conduct, even if found, would merely be cumulative and,
therefore, could not affect our remedy herein
2 Traveleze Trailer Company, Inc,
163 NLRB No. 43 (layoff of
Cuevas).
173 NLRB No. 91
HAWES ELECTRIC CO.
2. Paragraph 2 is hereby amended by deleting
subparagraphs (a) and (b) and relettering the remain-
ing subparagraphs accordingly.
3. The appendix, entitled "Notice To All Em-
ployees" is hereby amended by deleting the first and
last indented paragraphs.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
LAURENCE A. KNAPP, Trial Examiner. Following the
usual pretrial procedures, I heard this case in Huntington, West
Virginia, on January 23-25, 1968.1 At the hearing, Local
1633, International Brotherhood of Boilermakers, Iron Ship-
builders, Blacksmiths, Forgers and Helpers, AFL-CIO (herein
usually called "the Union"), was granted leave to intervene in
the proceeding. I have considered briefs filed on behalf of the
General Counsel and Respondent.
The issues presented in the case are whether, in response to
union organizational activity among Respondent's employees
occurring in September 1967,2
Respondent, through its
agents, engaged in various forms of coercive conduct and, on
September 15, discharged eight employees because of their
union activities.
1. THE BUSINESS OF RESPONDENT, THE
LABOR ORGANIZATION INVOLVED
Under a lease from the Chesapeake & Ohio Railway
Company or a subsidiary thereof (herein referred to as the "C
& 0"), Respondent operates at Russell, Kentucky, some 25
miles from Huntington, West Virginia, a plant at which it is
engaged primarily in the welding of new and used railroad rail
into single rail "strings" of upwards of 1440 feet in length. The
C & 0 is Respondent's sole customer.
The complaint alleges and the answer admits that in the 12
months preceding issuance of the complaint goods valued in
excess of $50,000 were shipped from Respondent's "Hunting-
ton, West Virginia, place of business to points outside the State
of West Virginia." This allegation is incorrect, since, as the
uncontradicted evidence shows and I have noted above, the
welding plant Respondent operates is located, not at Hunting-
ton, West Virginia, but at nearby Russell, Kentucky. However,
at the hearing I granted the customary motion of the General
Counsel to conform the pleadings to the proof, and this action
is sufficient to treat the complaint as thereby amended so as to
correct this formalistic error. Accordingly, I find that during
the 12 months preceding issuance of the complaint, there was
shipped from Respondent's plant in Russell, Kentucky, direct-
ly to points outside the State of Kentucky goods valued in
I Respondent was served with the charge and an amended charge on
October 3 and 27, respectively, the complaint issues on November 30,
1967, and Respondent answered on December 13, 1967.
2 Except as otherwise indicated , all dates used hereinafter refer to
the year 1967.
3 The bulk of the rail Respondent processes is used on the C & 0
lines, on occasion, however, the C & 0 provides to Respondent rail
which the C & 0 has independently undertaken with others, such as its
affiliate the Baltimore & Ohio Railroad and third parties, to weld.
4 The first shift works from 7 a in . until 3:30 p .m., the second shift
hours are from 3 .30 p.m. until about 11 p.m.
5 Under its agreement with Respondent , the C & 0 has the power,
on notice , to terminate welding operations In practice , it utilizes this
power to bring about a reduction to one-shift operations by oral
545
excess of $50,000; and conclude that Respondent is engaged in
commerce and in operations affecting commerce within the
meaning of Section 2(6) and (7) of the Act.
On the evidence, I find that the Union is a labor
organization within the meaning of Section 2(5) of the Act.
11. THE ALLEGED UNFAIR LABOR PRACTICES
Respondent's business is a relatively small operation. A shift
of employees consists of about 11 personnel, including,
apparently, the shift foreman, when a full shift is at work
(which, apparently, is not always the case), and Respondent as
indicated- below, utilizes either one or two production shifts
variously as business warrants, as more fully described below.
As previously noted, the C & 0 is Respondent's sole source
of business, the rail welded in the plant is either that needed
by the C & 0 or is provided by the C & 0 under welding
agreements it makes with third parties. In consequence, the
amount of the welding performed at the plant and the period
of its performance is largely determined by the C & 0. The C
& 0 is likewise the owner of the plant and equipment, and as
such aims to keep it in operation for as much of a calendar
year as possible. It requires considerably less than a year's time
to satisfy the C & O's own welding needs, which, accounts at
least in part, for the C & 0's practice of soliciting welding
business from other sources. In recent years these variable
factors have been chiefly responsible for the fact that the plant
has operated for some considerable period in the fore part of
the year on a two-shift basis, and then, at some point of time
determined by the balance of welding scheduled for com-
pletion that year, been reduced to operation on a one-shift
basis (allowing for a period of shutdown at the end of the year
for annual repair and renovation of plant and equipment). In
1966, the reduction to one shift took place at the end of
September. Apparently, although the record is not entirely
clear, during the first 6 months of 1967, the plant worked for
a time on two shifts, but for the most part on a one-shift basis.
Beginning about June 1, two shift operations were resumed.'
On September 15, operations were reduced to one shift and so
conducted until
welding operations were terminated on
November 16, whereupon Respondent undertook the annual
plant overhaul program. In late December 1967, Respondent
resumed operations on a two-shift basis, recalling to work at
that time the employees laid off or released incident to the
September 15 reduction to one shift.
Respondent reduced operations to one (the day or "first")
shift on September 15 at the direction of the C & 0,5 and on
this record it is clear and I find that the C & 0 decision and
Respondent's resulting action (i.e., the reduction to one shift),
were based on legitimate business reasons exclusive of any
union activity among Respondent's employees.6 At this time,
notification to Respondent.
6 About August 15, Mr Szaks, assistant chief engineer of the C & 0
and the official responsible for C & 0 planning and decisions on rail
welding matters and corresponding relations with Respondent, notified
Respondent of the possibility , in the light of the further welding
program as it then appeared, that a reduction to one shift would need to
be made in the first or second week of September . However, this was
not a firm decision since some additional business remained in
prospect .
Thereafter
these
prospects
vanished and on or about
September
1 the C & 0, through Szaks and/or a C & 0 representative
acting at his direction, notified Respondent to reduce operations to one
shift as soon as possible . In further discussions, the cut-off date was
fixed as September 15, so as to coincide with the end of Respondent's
biweekly pay period.
546
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the unfinished welding business scheduled for the year was lust
sufficient to
maintain a one-shift operation until about
mid-November; and that a reduction to one shift was a likely
possibility was widely known among the employees in the
weeks preceding September 15.7
A. The Alleged Violations of Section 8(a)(1)
During the summer months of 1967 there were occasional
discussions among some of Respondent's employees relative to
the desirability of unionization to obtain improvements in
working conditions. However, the first concrete step toward
actual unionization occurred on September 9 when Jimmy Lee
Grubb, who filed the charges in this case, and three other
employees sought out officials of the Union at a regularly
scheduled meeting which Grubb knew the Union was to hold
on that date. In response to their inquiries these employees
were informed that the Union was interested in representing
Respondent's employees if that was the majority sentiment,
and that a union official, Dunford, would meet with the
employees as soon as a date could be fixed. Early in the
morning of September 14, Dunford and an assistant of his
came to the plant and informed employee Dillow (one of the
four with whom he had met on September 9) that he would
meet with Respondent's employees during the afternoon of
September 15 at a garage building about two blocks distant
from Respondent's plant. Thereafter, employees Grubb and
Dillow spread among the employees notice of the meeting and
of the corresponding arrangements for attendance by the first
and second shift employees, i.e., that the second shift
employees were to arrive at about 3 p.m. on their way to work
and the first shift employees were to attend following the
approximate 3:30 p.m. termination of their shift. Apparently
all but one of the second shift employees attended, as did the
bulk of the first shift employees. A principal feature of the
meeting was the signing of union membership cards by
,employees on both shifts.8
Respondent's plant supervisory staff at the time of these
events consisted of Plant Superintendent Thome, Assistant
Superintendent and First Shift Foreman Fisher, and Second
Shift Foreman Luther. None of these supervisors testified at
the hearing (Respondent states that Thome and Luther were
not then employed by Respondent).
Uncontradicted evidence by employee witnesses of the
General Counsel establishes that Superintendent Thome knew
in advance of the September 15 meeting that organizational
activity was going on among the employees and that he
engaged in responsive coercive conduct as set forth below.
Either on September 13 (or, as I prefer to believe on all the
evidence)
September 14, Thome told night maintenance
employee Sidney Joe Stepp that he was going to lay off the
second shift and see if "they" could form their union while
laid off. After first shift employee Dillow had met with Union
Representative Dunford and his assistant in the plant early on
the morning of September 14, Thome asked Dillow who the
7 As later described , in the early afternoon on September 15, there
was posted in the plant a notice stating that the nine employees whose
names appeared on the notice would be laid off at the end of the second
shift on that day.
8 By Monday, September 18, practically all employees on both
shifts had signed membership cards. But the record does not permit of a
finding as to the identity of those employees who had signed just prior
to or at the meeting on September 15, and the General Counsel does
two men were. Dillow said he did not know-that they were
looking for employee Grubb. Later that day Thome again
approached Dillow and asked him if the two men were union
men and Dillow admitted that they were. During Grubb's
afternoon (second) shift, Thorne asked Grubb if the "next"
meeting was going to be held the following day and Grubb said
he thought so. Thome asked Grubb if he was going to attend
and Grubb replied in the affirmative. Thome asked Grubb if
he, Thome, could attend, Grubb responded by asking Thome if
he wanted to join the Union, and Thome replied "Hell, no."
Thome then told Grubb to attend and report to Thome what
took place. On about September 14, Thome asked employee
Willie Stepp if he had heard anything about the Union and
when Stepp replied in the negative, Thome said he figured it
would blow over in a few days. At some point during the
second shift on September 14, employee Baer overheard
Thome and Foreman Luther having a conversation in the
locker room, in which Thome told Luther that if he knew the
men who had gone to the Union's September 9 meeting he
would fire them "both."9 About 7 a.m. on September 15,
Thome asked employee Dillow what was the time of the
meeting. Dillow told Thome that 3:30 p.m. was the time of
"our" meeting (meaning the time set for arrival of the first shift
employees). Thome then asked Dillow what was the meeting
time for the second shift and Dillow replied he did not know.
Later that morning Thome asked Dillow what had happened on
September 9. Dillow told Thome this was just a regular meeting
of the Union and that he and Grubb had "sat in on it." Thorme
asked Dillow if he was one of the "instigators," Dillow replied in
the negative, and Thome said that if he could ascertain the
employees who were responsible he would fire them. Further on
September 15, Thome asked first shift employee Sam Stepp who
was instrumental in starting the union movement. Stepp replied
that he did not know. Thome further asked Stepp if he was going
"with the union or not" and Stepp replied that he would have
to go "with the majority of the men." At about 2 p.m. on the
15th Thome asked Grubb (who was then reporting to Thome
that he would not be at work that afternoon) if he was going
to the meeting and Grubb replied that he was; and that
afternoon Thome told employee Chester Gilliam, a first shift
employee, that a meeting was going on and asked Gilliam if he
was going to attend. (The record does not reveal what reply, if
any, Gilliam made to this inquiry.)
Respondent engaged in coercive conduct violative of Sec-
tion 8(a)(1) of the Act through the following items of Thome's
conduct as more fully depicted in the preceding paragraph his
threats (which he associated with the employees' union
activities) to lay off the second shift and to discharge the
instigators of the organizational movement which he made to
employee Sidney Joe Stepp, Foreman Luther, and employee
Dillow; his inquiries of employee Dillow as to the two union
officials, concerning the time of the September 15 meeting,
concerning what had happened on September 9, and whether
Dillow was one of the "instigators"; his inquiries of Grubb
concerning the date of the next meeting and whether Grubb
not rely on their card-signing as proof of the alleged discriminatory
discharge of the eight employees named in the complaint.
9 On September 14, Assistant
Superintendent
and Day Shift
Foreman Fisher made separately to two employees statements to the
effect that he hoped
the men were
"satisfied ," now that C & 0
Inspector Duff had turned down two or three trams of rail (to be
welded) on account of the union activity among the employees.
HAWES ELECTRIC CO.
was going to attend, and his statement or request to Grubb
that the latter attend and report what took place, his inquiry
of Willie Stepp as to whether Stepp had heard anything about
the Union, his inquiries of Sam Stepp as to what employees
had initiated the union movement and as to whether Stepp was
going "with the union"; and his inquiry of Chester Gilliam
whether Gilliam was going to attend the September 15
meeting.
Through Thome's surveillance of the September 15 meet-
mg, Respondent engaged in a further violation of Section
8(a)(1). The pertinent facts, established by uncontradicted
testimony, are that the meeting was held in a garage budding
some two blocks from Respondent's plant. The doors of this
building were unusually wide and were open. At some
uncertain point while the meeting was in progress, Thorne
drove up in his car and stopped about 20 feet in front of the
garage entrance. Sitting in his car, he "hollered" to Grubb
asking Grubb if he could come in. Grubb walked up to
Thome's car and told Thorne the question was one for Thorne
to decide, that he could not invite Thorne in. Thorne sat in his
car for some brief additional period and then drove off.
Subsequently, he drove by the meeting place several times
looking toward the building. These circumstances warrant the
inference I draw that by these actions Thorne was seeking to
inform himself concerning those present at the meeting.
B. The Alleged Discriminatory Discharges
At a point in time which I find was somewhere between 2
and 2 30 p.m. on the afternoon of September 15, there was
posted on the bulletin board in the locker room a notice,
signed by Thorne, which is not in evidence but which read
generally to the effect that at the end of the second shift that
day the employees whose names were listed in the notice were
laid off. Those listed were the eight individuals named in the
complaint herein, plus Superintendent Thome's son, for a total
of nine. Two of the nine (Dillow and Sam Stepp) were first
shift and the remaining seven were second shift employees.
News of the notice was brought to the meeting about 3:30
p.m. by some of the first shift employees who had proceeded
to the meeting place upon termination of their shift. Various
of the second shift employees then proceeded from the
meeting to the plant, where they variously arrived over a
period extending to about 4 p.m., that is, after the 3 30 p.m.
normal starting time for the second shift. Some of these saw
Foreman Luther of the second shift "locking" up various items
of equipment and were told by Luther that he had been
instructed by Thorne that the second shift would not work
that day. One or another of these employees then returned to
the meeting to report this news, whereupon employees Grubb
and Wheeler went to the plant and talked to Thome. C-ubb
asked Thorne what he was doing and Thorne said he was
shutting "the damn place down." Grubb asked if Thorne
wanted "us" back on Monday (the 15th w,.s a Friday) and
Thome replied "Hell, no," that every "goddamn man" that
attended the union meeting was "fired." Thorne made a similar
statement to Wheeler.
10 Likewise on September 16, Assistant Superintendent and First
Shift Foreman Fisher told employee Grubb, when the latter came to the
plant for his paycheck , that he would fire any first shift employee he
caught fooling around with the Union.
547
On occasions subsequent to September 15, Thorne made
various statements pertinent to the layoff. On September 16,
Thorne and Fisher called at the home of first shift employee
Willie Stepp, who had not worked or attended the union
meeting on September 15. Thorne, who appeared to Stepp to
be drunk, told Stepp that he would have fired him if his car
had been at the meeting place and that he was going to fire the
first man on the first shift that he heard mention the Union.
(On this occasion, Fisher told Stepp that he guessed the men
had their union but not their jobs.)1o In the first week of
October Thorne came to the home of Troy Gilliam ("half"
drunk as Gilliam opined), where he told Gilliam not to fool
with the Union and he would have a job as long as Respondent
operated the plant. Thorne went on to say that the second
shift employees were the "head starters" of the Union and that
the employees laid off on September 15 were "fired" and he
would never take them back. On the other hand, in his
conversation with Willie Stepp and in conversations with other
employees during this general post-September 15 period,
Thome made statements to the effect that the second shift
employees laid off on September 15 had been "fired" because
they had failed to report for work on time (i.e., by 3.30 p.m.)
Further, Union Representative Dunford had a meeting on
September 20 with Respondent's president Hawes, in the
course of which Dunford referred to Thome's statements on
September 15 that the men were fired, and asked Hawes
whether they were discharged or merely laid off. Hawes replied
that Thorne had not known what he was doing and that the
men were not discharged but laid off, and in the circumstances
were entitled so far as Respondent was concerned to receive
unemployment compensation.
Thome's statements and conduct prior to, on, and subse-
quent to September 15 display his virulent opposition to
unionization of Respondent's employees and his corresponding
retaliatory frame of mind. But in the light of other important
circumstances of this case, Thome's declarations and conduct,
damning as they appear on the surface, do not justify an
automatic leap to the conclusion that what occurred was a
mass elimination of prounion employees, as appears to be the
main position of the General Counsel. For, as I have found, a
reduction to a one-shift force was scheduled to take place on
September 15, for economic reasons, in any event. Thus a
layoff of employees equivalent in number to those actually
laid off was preordained.' 1 Moreover, in fact practically all the
employees were favorable to the union cause , of which I take
note below. And despite Thome's declarations to employees
(to Grubb and Wheeler on September 15 and to Troy Gilliam
2-3 weeks later), I am not persuaded that those included in the
layoff list were actually discharged. The notice itself referred
instead to a layoff, which the employees had understood all
along was what was to take place, and on September 20
President Hawes confirmed to Union Representative Dunford,
who undoubtedly was speaking for all the men, that they were
in layoff and not in discharge status regardless of what Thorne
may have said on the 15th. In short, the case cannot be
disposed of as one merely involving the mass elimination of the
group of proumon employees.
i i On September 15, Respondent employed a total of 20 nonsuper-
visory production employees . The layoff of nine left Respondent with
11, the number usually given in the record as the normal complement of
one shift.
548
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
But there remains the question whether the General
Counsel has established that Thome selected particular em-
ployees named in the complaint for inclusion in the layoff list
because of their respective union attachments. The evidence
before me does not permit of such a finding in the cases of six
of the eight employees, namely, Baer, Wheeler, Middleton,
Cox, Sam Stepp, and Stephens. While Baer and Stephens had
been at the union headquarters on September 9 (with Grubb
and Dillow), there is nothing to show Thome's knowledge of
this
fact. The other potential source, on this record, of
knowledge of prounion inclinations on the part of five of these
six men was their attendance at the September 15 meeting.
(Sam Stepp did not attend the meeting.) But even if the
remaining five of this group of six were at the meeting when
Thorne observed it and were seen by him (the hazy evidence
does not permit reliable inferences that these assumptions were
facts), I cannot find on this record that Thome posted the
layoff notice after his appearance in front of the meeting
place, so that he cannot be charged with knowledge of those in
attendance at that meeting at the time he posted the layoff
notice.' 2 On the record before me, therefore, I can see no
basis for finding that Thome had any more reason to know or
believe that the six men under reference were union adherents
or distinguishable on this score from others not laid off 13
Accordingly, as to these six employees I conclude that the
General Counsel has failed to prove that their inclusion in the
list flowed from a discriminatory purpose on Thome's part.' 4
The record is different as to Grubb and Dillow since, as my
earlier findings show, Thome had threatened to get rid of the
"instigators" and was aware, prior to his preparation of the
layoff list, of the fact that these two employees had played
leading roles in initiating and forwarding the unionization
movement. On all the evidence, I find that this fact constituted
at least one reason why Thome included them in the layoff
list.
In making the foregoing findings I have considered Re-
'spondent's contention that the men laid off were selected on
the basis of seniority (except for Cox, whose inclusion was
attributable to other nondiscriminatory reasons as found
above, supra, fn. 14). While the record contains no evidence of
formalized seniority rules governing layoffs, it does show that
the entire group laid off (the eight named in the complaint and
the ninth, Thome's son) were those most recently hired, and,
with the exception of Dillow and Sam Stepp, were on the
second shift. The evidence further shows that in an abundance
of conversations various of the second shift employees had
with Thome (or Fisher) after their employment they under-
stood that elimination of the second shift at some point was to
12 As found previously , Thome could have posted the layoff notice
as early as 2 p.m., whereas 3 p m. appears to have been the time set for
arrival of the first group of employees-those on the second shift-at the
garage (at what times these employees actually arrived at the garage is
not clear). Counsel for the General Counsel cites no record evidence,
and I can find none , for the statement in his brief (p. 10) that Thome
posted the layoff notice after his return to the plant from observing the
September 15 meeting.
13 In his brief (p 7), counsel for the General Counsel treats the
eight men laid off as though they were the only union sympathizers
among Repondent 's employees , and on this theory argues for a finding
of discrimination . But the evidence affords no warrant for such a
distinction as between the eight and others not laid off, since the great
majority of all were union sympathizers.
14 There are special circumstances in the case of Cox affirmatively
indicating that his inclusion by Thome in the layoff list was traceable to
nondiscriminatory causes. Cox was employed for some period in 1966,
be expected and that, as the employees of most recent hire,
they would be laid off when reduction of work caused the
termination of their shift.' 5 For this reason, and because
Thome (although free to disregard seniority under the in-
structions he had from Hawes see below) had no reason to
consider Baer, Wheeler, Middleton, Sam Stepp, and Stephens
as prounion, or any more so than others not laid off, I credit
this explanation as to these men. I do not, however, believe
that seniority was Thome's exclusive reason for including
Grubb and Dillow in the layoff list, even though it appears
(from Respondent's Exhibit 6 and their testimony) that they
too were junior in tenure to those not laid off. President
Hawes' testimony is merely that he instructed Thome to make
the layoff in accord with seniority "as far as practical." Thome
thus was free to depart from seniority, and the evidence
previously reviewed shows that he was disposed to get rid of
the union leaders and knew that Grubb and Dillow were such.
Evidence sufficient to create a conflict with the strong
inference of discriminatory motivation arising from these facts
would have existed if Thome had taken the stand and testified
that he relied exclusively on seniority in the cases of Grubb
and Dillow. But he did not testify. In the circumstances, I
adhere to my previous finding that Thome's antipathy to any
leading spirits of the union movement entered into his decision
to include them in the layoff list. Thus, their layoffs violated
Section 8(a)(3) of the Act even though they might have been
included in the layoff list on seniority grounds had there been
no union movement.' 6
C Respondent's Responsibility for the
Alleged Statements of Duff, the C & 0
Representative at Respondent's plant
In support of a corresponding allegation in the complaint,
Grubb testified that on September 21, after the layoff, Duff,
the C & 0 inspector-representative at Respondent's plant,
asked him how the Union was going and what the employees
were trying to achieve through the Union, and then told Grubb
that the employees were just "knocking" themselves out of
work in trying to get a union in the plant, i.e., that he, Duff,
had canceled three trains of rails to be welded because of the
employees' union activities. The complaint further charges
Respondent with liability for these statements on the ground
that Duff was an agent or supervisor of Respondent. But
employee testimony and other evidence persuades me that the
employees clearly understood that Duff was a representative of
the C & 0 and not of Respondent, and that the employees also
fully
understood that Duff was acting in line with his
was included in the layoff of one shift in September of that year, and
was reemployed in May 1967 when Respondent was inaugurating a
second shift
Cox' testimony shows that following his reemployment in
1967 he had numerous conversations with Thome
which reflect his
understanding and that of Thome that he would be laid off when
Respondent next reduced the force to one shift. The basis of this
understanding indicated by Cox' testimony is that Cox, who worked on
something called the "point " outside the plant , preferred not to work
inside the plant as he would have been required to do if retained on a
one shift operation.
15 See, for example, the testimony of Baer, Wheeler, Middleton, and
Stephens
16 On the record before me I cannot determine whether, despite the
factor of discriminatory motivation , Grubb and Dillow would never-
theless have been laid off That matter can, if necessary be pursued in
the usual postorder compliance proceedings for such bearing as it has on
the question of what amount of backpay they may be entitled to.
HAWES ELECTRIC CO
responsibilities to the C & 0 in those occasional and few
instances relied on by the General Counsel when Duff merely
directed or advised employees relative to the unloading,
placement, or other handling of rail.'
These counts of the complaint should, accordingly, be
dismissed along with similar counts charging Oppenheimer,
Duff's assistant, with having said that Duff had turned down
rail for welding on account of the employees' union activities.
On the other hand, Respondent is liable for statements
made to employees by Foreman Fisher on two occasions
(September 14 and 15), to the effect that Duff had turned
down trains of rail for welding, on account of the employees
union activities. These statements, not denied by Fisher who
did not testify, constituted further violations of Section
8(a)(1) of the Act.
CONCLUSIONS OF LAW
I
By interfering with, restraining, and coercing its em-
ployees in the exercise of the rights guaranteed in Section 7 of
the Act, in the respects hereinabove found, Respondent has
engaged in unfair labor practices within the meaning of Section
8(a)(1) of the Act.
2. By laying off Jimmy Lee Grubb and Charles Gordon
Dillow to discourage membership in the Union, as hereinabove
found, Respondent has engaged in unfair labor practices within
the meaning of Section 8(a)(3) and (1) of the Act.
3. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
4. Respondent has not engaged in the other unfair labor
practices charged in the complaint herein.
THE REMEDY
Having found that Respondent engaged in certain unfair
labor
practices,
I recommend that the Board issue the
proposed order set forth below. This order requires Re-
spondent to cease and desist from engaging in further
violations of the character found, and, in view of the
discriminatory layoffs and the multiplicity of other coercive
statements and conduct, contains a broad cease and desist
order coterminous with Section 8(a)(1) of the Act. The order
further requires Respondent to take certain affirmative action
which I find necessary to remedy and remove the effects of the
unfair labor practices and otherwise to effectuate the policies
of the Act. Since they have heretofore been reemployed, my
proposed order does not call for the reinstatement of
employees Grubb and Dillow but does require Respondent to
make them whole for such earnings, if any, as they lost due to
their discriminatory inclusion in the layoff list. Since it is
possible that either or both of them might have been laid off
even if Respondent's selection had been on a nondis-
criminatory basis (a question which cannot be determined on
this record), this possibility can be taken into consideration, in
determining the amounts of backpay due them, in the
subsequent compliance proceedings. See Deena Products Com-
pany, 93 NLRB 549, 554, 555.
17 There is no suggestion that Duff ever exercised any of the usual
supervisory authorities , such as those with respect to hiring, firing,
disciplinary action, etc.
18 In the event that this Recommended Order is adopted by the
Board, the words "a Decision and Order " shall be substituted for the
549
Upon the foregoing findings and conclusions, and upon the
entire record, I recommend pursuant to Section 10(c) of the
Act that the Board issue the following-
ORDER
Respondent, Hawes Electric Co., its officers, agents, suc-
cessors, and assigns, shall
1. Cease and desist from:
(a) Discouraging membership in Local 1633, International
Brotherhood of Boilermakers, Iron Shipbuilders, Blacksmiths,
Forgers and Helpers, AFL-CIO, or any other labor organiza-
tion, by discrimination in regard to hire or tenure of
employment or any term or condition of employment.
(b) Coercively interrogating employees relative to the
union sympathies or activities of any of its employees.
(c) Directing or requesting its employees to report to
Respondent concerning the occurrences at union meetings of
its employees.
(d) Threatening to discharge or stating that it has dis-
charged employees because of their union sympathies or
activities.
(e) Engaging in surveillance of union meetings of its
employees.
(f) Promising or assuring employees of regular or continued
employment if they refrain from joining a union or engaging in
union activities
(g) Telling employees that the amount of welding work
available to Respondent has been reduced because of their
union sympathies or activities.
(h) In any other manner interfering with, restraining, or
coercing its employees in the exercise of the right to
self-organization, to form labor organizations, to bargain
collectively through representatives of their own choosing, and
to engage in any other concerted activity for the purpose of
collective bargaining or other mutual aid or protection, or to
refrain from any or all such activities, except as authorized in
Section 8(a)(3) of the Act.
2. Take the following affirmative action:
(a) Make Jimmy Lee Grubb and Charles Gordon Dillow
whole for any losses of earnings they may have suffered due to
their discriminatory inclusion in the layoff list by payment to
each of them of a sum of money equal to that which he would
have earned from the date of his layoff to the date of his
reemployment less his net earnings during said period, said
backpay to be computed on a quarterly basis in the manner
prescribed in F.
W.
Woolworth Company, 90 NLRB 289,
together with interest thereon at the rate of 6 percent per
annum as prescribed in Isis Plumbing & Heating Company, 138
NLRB 716.
(b) Preserve and make available to the Board or its agents,
upon request, for examination and copying all payroll records,
social
security records, timecards, personnel records and
reports and all other records necessary to analyze the amount
of backpay due hereunder.
(c) Post at its plant at Russell, Kentucky, copies of
the attached notice marked "Appendix .1118 Copies of said
words "the Recommended Order of a Trial Examiner " in the notice. In
the further event that the Board's Order is enforced by a decree of a
United States Court of Appeals, the words "a Decree of the United
States Court of Appeals Enforcing an Order" shall be substituted for the
words "a Decision and Order."
550
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
notice on forms provided by the Regional Director for Region
9, shall, after being duly signed by Respondent's repre-
sentative, be posted by Respondent immediately upon receipt
thereof and maintained by it for 60 consecutive days there-
after in conspicuous places, including all places where notices
to employees are customarily posted. Reasonable steps shall be
taken to insure that said notices are not altered, defaced, or
covered by any other material.
(d) Notify the Regional Director for Region 9, in writing,
within 20 days from the receipt of this Decision, what steps
Respondent has taken to comply herewith.i 9
IT IS FURTHER ORDERED that the complaint be, and it
hereby is dismissed insofar as it alleges unfair labor practices
not specifically found in the Trial Examiner's Decision.
19 In the event that this Recommended Order is adopted in whole
or in part by the Board , this provision shall be modified to read
"Notify the Regional Director for Region 9, in writing , within 10 days
from the date of this Order , what steps Respondent has taken to
comply herewith."
APPENDIX
WE WILL NOT threaten to discharge or state that we
have discharged employees because of their union sym-
pathies or activities.
WE WILL NOT engage in surveillance of union meetings
attended by our employees.
WE WILL NOT promise or assure employees of regular
or continued employment if they refrain from joining a
union or engaging in union activities.
WE WILL NOT tell employees that the amount of weld-
ing work available to us has been reduced because of their
union sympathies or activities.
WE WILL NOT in any other manner interfere with, re-
strain, or coerce our employees in the exercise of the right
to self-organization, to form labor organizations, to bargain
collectively through representatives of their own choosing,
and to engage in other concerted activities for the purpose
of collective bargaining or other mutual aid or protection,
except as authorized in Section 8(a)(3) of the National
Labor Relations Act, as amended.
WE WILL make Jimmy Lee Grubb and Charles Gordon
Dillow whole for any loss of earnings they may have
suffered by reason of our discrimination against them in
laying them off on September 15, 1967.
NOTICE TO ALL EMPLOYEES
Pursuant to the Recommended Order of a Trial Examiner
of the National Labor Relations Board and in order to
effectuate the policies of the National Labor Relations Act, as
amended, we hereby notify our employees that:
WE WILL NOT discourage membership in Local 1633,
International
Brotherhood of Boilermakers , Iron Ship-
builders, Blacksmiths , Forgers and Helpers, AFL-CIO, or
any other labor organization, by discrimination in regard to
hire or tenure of employment or any term or condition of
employment.
WE WILL NOT coercively interrogate employees relative
to the union sympathies or activities of any of our
employees.
WE WILL NOT direct or request employees to report to
us concerning the occurrences at union meetings attended
by our employees.
HAWES ELECTRIC CO.
(Employer)
Dated
By
(Representative)
(Title)
This notice must remain posted for 60 consecutive days
from the date of posting, and must not be altered, defaced, or
covered by any other material.
If employees have any question concerning this notice or
compliance with its provisions, they may communicate directly
with the Board's Regional Office, Room 2407, Federal Office
Building, 550 Main St., Cincinnati, Ohio 45202, Telephone
684-3663.