174 NLRB 19
Southern Counties Gas Co.
SOUTHERN COUNTIES GAS COMPANY
Southern Counties Gas Company of California and
International
Chemical
Workers Union,
Locals
Nos. 47, 53, 58, 66, 78, 224, 350, and 404. Case
21-CA-7917
January 8, 1969
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND ZAGORIA
On September 12,- 1968, Trial Examiner Martin
S. Bennett issued his Decision in the above-entitled
proceeding,
finding
that
the
Respondent
had
engaged in certain unfair labor practices and
recommending that it cease and desist therefrom
and take certain affirmative- action, as set forth in
the attached Trial Examiner's Decision. Thereafter,
the Respondent filed exceptions and a supporting
brief and the General Counsel filed an answering
brief.'
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection
with
this
case
to
a
three-member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The-Board has considered the Trial
Examiner's Decision, the exceptions and briefs, and
the entire record in this case, and hereby adopts the
findings, conclusions, and recommendations of .the
Trial Examiner .2
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations
Board
adopts
as
its
Order
the
Recommended Order of the Trial Examiner, and
hereby
orders
that
the
Respondent,
Southern
Counties Gas Company of California, Los Angeles,
California,
its
officers,
agents,
successors,
and
assigns, shall take the action set forth in the Trial
Examiner's Recommended Order.
'The Respondent's request for oral argument is denied , as the record,
including the exceptions and briefs , adequately presents the issues and the
positions of the parties.
'In addition to the cases cited by the Trial Examiner see the Board's
recent decision in Prudential Insurance Company , 173 NLRB No. 117.
In adopting the Trial Examiner's Decision, Member Zagoria relies, as in
Prudential Insurance Company , supra, only on the fact that the relevance
of the requested information for collective-bargaining purposes has been
clearly established
See in this connection his dissent in Standard 09,
Company of California. 166 NLRB No. 45.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
MARTIN S. BENNETT, Trial Examiner. This matter was
heard at Los Angeles, California, on July 9, 1968. The
19
complaint, issued March 25, 1968, later amended, and
based
upon
a
charge
filed
January
24,
1968,
by
International Chemical Workers Union, Locals Nos. 47,
53, 58, 66, 78, 224, 350, and 404, herein called the Union,
alleges that Respondent, Southern Counties Gas Company
of California, had engaged in unfair-labor practices within
the meaning of Section 8(a)(5) and, (1) of the Act. Able
briefs have been submitted by the General Counsel and
Respondent.'
Upon the entire record in the case, and from my
observation of the witnesses, I make the following:
FINDINGS OF FACT
1. JURISDICTIONAL FINDINGS
Southern Counties Gas Company of California is a
major public utility based in Los Angeles which supplies
natural gas service in Southern California. It annually
enjoys a gross volume of business in excess of $250,000
and purchases and receives goods of substantial value
directly from outside the State of, California. Respondent
annually performs services valued in excess of $50,000 for
California
business
concerns
which in turn annually
purchase and receive goods valued in excess of $50,000
directly from points outside that State. I find that the
operations of Respondent affect commerce within the
meaning of Section 2(6) and (7) of the Act.
IL THE LABOR ORGANIZATIONS INVOLVED
International Chemical Union, Locals Nos. 47, 53, 58,
66, 78, 224, 350, and 404 are labor organizations within
the meaning of Section 2(5) of the Act.,
III. THE UNFAIR LABOR PRACTICES
A. Introduction; the Issue
The Union was certified in 1945 as the representative of
certain
employees
of
Respondent and has enjoyed
recognition since that date. The sole issue in this case is
whether Respondent, by refusing on and after October 30,
1967, to give the Union a list of the names and addresses
of unit employees represented by the Union, violated
Section 8(a)(5) and (1) of the Act. The names as such, it
may be noted, are made public quarterly in seniority lists
promulgated
by
Respondent,
but
without
any
corresponding addresses.
B. Appropriate Unit and Majority Representation
Therein
The parties agree and I find that the regular employees
of Respondent in classes and classifications working in the
designated Divisions or Departments set forth in Article I
and
Appendix A of a collective-bargaining agreement
between the Union and Respondent dated April 1, 1968,
excluding
all
other
employees,
constitute
a'
unit
appropriate for the purposes of collective bargaining
within the meaning of Section 9(b) of the Act. I further
find that at all times since April 1, 1967, the Union has
been and now is the representative of the employees in the
above-described unit within the meaning of Section 9(a) of
the Act.
'A joint motion to correct certain errors in the transcript is granted and
a stipulation dated July 12, 1968, is hereby received in evidence
174 NLRB No. 11
20
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
C. Collective Bargaining History
Of Respondent's 2600 employees, approximately 1770
are in the unit represented by the Union and are based in
five counties of Southern California. Union security has
been an issue in negotiations over the years with- the
Union unable to obtain such a clause in bargaining.
Respondent has rejected such demands on the premise
that the Union should sell employees on the advantages of
organization.
In lieu thereof, the Union has attempted unsuccessfully
on several occasions over the years to obtain the addresses
of those in the unit. This request was predicated upon the
need to use this information for organizational purposes.
Respondent has resisted this on the ground that it would
invade the right to privacy of its employees.
On December 22, 1966, the Union reopened its contract
and submitted some contract proposals, including one for
the names and addresses of employees. This topic was
discussed at a meeting held on March 2, 1967, and there
is some conflict. International Representative D. E. Stutts
of,the Union testified that he told Vice President Ludlow
Shonnard of Respondent that this information was needed
for organizational purposes because the contract had no
union security clause and, further, that this would enable
the Union to contact all employees in the unit regarding
the
negotiation
of
contracts
and
the
handling
of
grievances.
He was corroborated herein by Barry
Waldrep, president-of Local Union 78.
Shonnard testified that the request was predicated
solely upon its use for organizational purposes and that
Respondent stated that it might be able to furnish such a
list after the first of the year. He also alluded to the
violation
of the right to privacy. No agreement was
reached on this point. A contract was ultimately signed
for the period from April 1, 1967, through March 31,
1968.
On October 10, a so-called Interim meeting was held
pursuant to the above contract. Stutts testified that the
respective positions were unchanged from the March 2
meeting. Director of Personnel Howard Everett testified
that Stutts made a general claim that this information was
necessary to administer the contract.
Turning to the crucial October 30, 1967, date relied
upon herein by the General Counsel, the Union wrote to
Respondent on that date as follows in support of its
request for this data.
International Chemical Workers Union, Locals Nos.
47, 53, 58, 66, 78, 224, 350, and 404 hereby request the
names and addresses of all employees of the Company
who are in the bargaining unit of the union.
The Union being furnished such list is very relevant
to collective bargaining with the Company and to the
administration
of the present collective bargaining
Agreements.
The necessity of the Union having the names and
addresses of all employees should be clear to the
Company because of the large area the employees live
and work in, fact that there is no Union security clause
in the Agreement and percentage of membership is low,-
yet
Union
must represent all employees in unit
regardless of membership.
We would appreciate receiving such lists at the
earliest possible time in order to communicate with
such employees prior to drawing up firm proposals for
next contract negotiations.
Several days later, Everett arranged a meeting with
Stutts. According to Stutts, he said that the Union wanted
this information for many reasons. The contract lacked a
union-security clause and membership in the Union was
low, being slightly in excess of 60 percent. The Union
argued that under the Act it had- the obligation to
represent all in the unit and the thinking of all was
desirable
concerning
the
handling
of
grievances,
arbitrations,
negotiations, and strikes. Stutts continued
that there was no effective way to communicate with
nonmembers and that handbilling was ineffective because
they were scattered over too large an area. He pointed to
the lack of stewards under the contract.
Stutts then referred to a recent decision by the Board in
Standard Oil Company of California, 166 NLRB No. 45,
claiming that this-supported the right of the Union to such
information. Everett replied that Respondent was not
legally obligated to provide the list to the Union, that this
again would violate the right of employees to privacy and
indicated ignorance of the Standard Oil case. He asked
Stutts if there was any other- way the U'nion's,-re-quest
could be met and Stutts replied in the negative.
A week or two later, Respondent, while resisting the
disclosure of addresses, offered to send out via company
mail in behalf of the Union, a limited number of mailings
to employees soliciting their views on negotiations in
grievances at no cost to the Union. It also offered to use
the United States mail if the Union -assumed postage
costs. Stutts refused, pointing to the- limit on the number
of mailings' and claiming that the Union would have no
way of verifying the mailings to nonunion employees.
On November 21, 1967, the Union renewed its request
and, on November 28, Respondent replied as follows:
In line with your recent discussions with Mr. Everett
regarding this subject, as well as the discussions during
negotiations for our April 1, 1967 Working Conditions
Agreement, the Company is not willing to provide the
Union with the names and addresses of all Company
employees represented by the Union. One of the
principal reasons for our decision is' our concern for the
right of privacy desired by many of our employees.
However, in consideration of the points made by the
Union in our recent discussions regarding the large area
in which employees live and work, we renew our offer
as follows: The Company -will deliver or mail (using
stamps provided by the Union) - to all employees
represented by the Union, a reasonable number of
letters relating to the Union's administration of the
present
collective
bargaining ,
agreement
and
negotiations
for
a
1968
Working
Conditions
'Agreement.
-
A similar request and rejection occurred on January 16
and 23, 1968. The Union made no proposals regarding
names and addresses in negotiations for- the 1968-69
contract which is in effect through March 31, 1969, taking
the position that the issue was then pending before the
Board, as was the case.
D. The Standard Oil Decision
Some - portions of the more recent negotiations were
obviously tailored by the Union to this decision involving
the same issue. Standard Oil Company of California, 166
NLRB No. 45. Respondent, in its brief, was well aware of
this case and has argued extensively that the cases are
distinguishable; this alleged distinction
will be treated
hereinafter. Be that as it may, this case, recently decided,
goes quite far. Standard Oil Company of California v.
N.L.R.B., 399 F.2d 639 (C.A. 9).
-
SOUTHERN COUNTIES GAS COMPANY
The Board had held that the address list was relevant to
the Union's performance of its responsibilities in collective
bargaining and contract administration, and found that
refusal of this information was violative of Section 8(a)(5)
and (1) of the Act.
The Court pointed out that the Union was obligated to
fairly
represent the interests of all employees, the
nonmembers amounting to some 700 of the 1500 in the
unit. "To perform this statutory duty adequately, it was
necessary that the Union be able to communicate with
those whom it represented, i.e., with all 1500 of the
employees in the unit. The Company's duty to bargain
collectively with the Union as the representative of 1500
employees was not fulfilled by bargaining with the Union
if the Union had no means of communication with some
700 of the 1500 employees represented by it, and it was
readily in the power of the Company to make it possible
for the Union to communicate with the members of the
unit who were not members of the Union."
This indeed is strong language,- particularly so -where
the Union's request in the Standard Oil decision had been
predicated solely upon its wish to counter. employer
propaganda. The Court concluded, nevertheless, that there
could have been no, question in the mind of the Employer
that the Union desired the data for collective bargaining.
The
Court
bluntly
struck
down the Employer's
contention that it had no contractual obligation to supply
this data and added that there was no question of the
general obligation of an employer to provide information
needed
by .the bargaining agent for the proper
performance of its duties. N.L.R.B. v. Acme-Industrial
Co., 385 U.S. 432. The right to privacy, raised herein by
Respondent, is implicit in this area, yet it apparently did
not trouble the Court. In brief then, Respondent can offer
little defense herein, in view-of the foregoing language,
unless it can distinguish the cases and this it has
attempted to do.
E. Alleged Distinguishing Factors
Respondent
urges
that
the
Union
has
ample
opportunity to contact and communicate with employees
and therefore has no need for these' names and addresses.
It points to its offer to make mailings via company mail
at no cost to the Union or via U.S. mail, for postage costs
only.2
The only restriction imposed by Respondent was that
the material not be derogatory to it. Respondent points
further to an offer by it on January 23, 1968, to include
with these mailings a form by which the employee could
send his name and address to the Union if he so desired.
While not attributing bad faith to Respondent, the
Union objected to the limitations on the number of
mailings
and pleaded its -inability to know whether
nonmembers would actually receive these mailings. The
Union also had in mind, although not expressed, that it
contemplated
different
mailings
to
members
and
nonmembers.
Respondent directs attention to the existence of bulletin
boards, maintained at company expense,-where material
could
be posted, including one bulletin board - where
permission was requested and granted to leave union
applications. While Respondent notes that in Standard Oil
the expense of the bulletin board was borne by the Union,
this is manifestly a distinction of no substance; the fact is
'This case was tried on the premise that all employees who had not
signed dues checkoff authorizations were not union members.
21
that they existed in both cases.
The alleged opportunity for employees to engage in
organizational activities at company social affairs and at
canteen facilities provided - by Respondent demonstrates
little; the simple answer is that the identities of union and
nonunion members perforce could not be well known in
an operation of this size.
Respondent attempts to distinguish the dispersion of the
employees in the two cases. The fact is that these
employees worked in five counties of Southern California
and, in Standard Oil, the employees worked in five or six
counties of Northern California. I see little difference and
the mileages are not deemed controlling. If all employees
of an employer were housed in a designated area of the
community,
an
argument
might
be
made that
door-to-door solicitation
would suffice. Indeed, in the
instant case, unlike Standard Oil,
there were no shop
stewards. Yet the Board, with subsequent court approval,
saw nothing to detract from the basic thrust of the union
position,
holding that anything short of names- and
addresses prevented effective communication with the
beneficiaries of the Union's statutory obligation.
The General Counsel in turn has pointed to the fact
that approximately 53 percent of those in the bargaining
unit are in the field substantially all of their working time.
This includes, the local union presidents who represent
their locals in dealing with Respondent, there being no
stewards, although almost all employees report to .their
base at the start and close of the working day.
The General Counsel also urges that Respondent,
during annual contract negotiations, makes, reports to all
employees via a house organ concerning the progress of
negotiations, this including the respective proposals and
the ultimate contract agreed to. It is not contended that
these reports are other than factual. The fact is, however,
that this broad base of contact is not available to the
Union in its statutory obligation to represent all those in
the unit.
The General Counsel also argues persuasively with
respect to Respondent's offer-to make limited mailings of
material not derogatory to Respondent that this perforce
implies inspection by Respondent of the matter. He states,
with logic, that there might be times when the Union
would prefer that Respondent not be privy to the nature
of these solicitations. Further, Respondent, rather than the
Union, would in reality decide the number of mailings to
be made.
Respondent has contended that the Union waived the
right to this data by bargaining on the matter and
obtaining a contract silent in this 'respect. This was
disposed of in Standard Oil where the Court pointed out
that it was not controlling that the employer had not
contracted
to
furnish
the information, , because the
employer
had
a
"general
obligation"
to
furnish
information needed by the bargaining representative for
the proper performance of its duties.
There are several other factors raised by Respondent,
but they are minor in nature and do little to counter the
strong thrust of the
Standard
Oil decision. I find,
therefore, that there are not factors present herein which
are sufficient to distinguish .the instant case from the
rationale of Standard Oil.'
-
'While it is true that Respondent did not propagandize new hires
concerning the lack of need for union representation, unlike Standard Od,
and indeed did cooperate with the Union on acquainting new hires with the
presence and function of the Union, I believe that this too must fall in the
face of that decision.
22
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
F. Refusal To Bargain
In- view of the foregoing considerations, I find, as
alleged by the General Counsel, that by refusing on and
after October 30, 1967, to furnish the Union with the
names and -addresses of those in the unit it represented,
Respondent has refused to bargain and has engaged -in
unfair labor practices within the meaning of Section
8(a)(5) and, derivatively, Section 8(a)(1) of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of Respondent set forth in section III,
above, and occurring in connection with its operations
described in section I, above, have a close, intimate and
substantial relation to trade, traffic and commerce among
the several States and tend to lead to labor disputes
burdening and obstructing commerce and the free flow
thereof.
V. THE REMEDY
Having found that Respondent has engaged in unfair
labor practices, I shall recommend that it cease and desist
therefrom and that it take certain affirmative action
designed to effectuate the 'policies of the Act. I shall
recommend that Respondent be ordered to forthwith
furnish the, Union with the information requested by it
and that it do so thereafter, upon request, at reasonable
intervals.
-
Upon the basis of the foregoing findings of fact, and
upon the entire record in the case, I make the following:
CONCLUSIONS OF LAW
1. Southern Counties Gas Company of California is an
employer within the iiieanmg of Section 2(2) of the Act.
2. International Chemical Workers Union, Locals Nos.
47,
53,
58,
66,
78,
224,
350,
and 404 are labor
organizations within the meaning of Section 2(5) of the
Act.
3. The regular employees of Respondent in classes and
classifications
working in the designated Divisions or
Departments set forth in Article I and Appendix A of a
collective-bargaining agreement between the Union and
Respondent dated April 1, 1968, excluding all other
employees, constitute a unit appropriate, for the purposes
of collective bargaining within the meaning of Section 9(b)
of the Act.
4. International Chemical Workers Union, Locals Nos.
47, 53, 58, 66, 78,- 224, 350, and 404 has been since April
1, 1967, and now is, the exclusive representative of the
employees in the above-described appropriate unit within
the meaning of Section 9(a) of the Act
5. By refusing on and after October 30, 1967, to supply
the Union with the names and addresses of employees in
the above, unit, Respondent has engaged in unfair labor
practices within the meaning of Section 8(a)(5) of the Act.
6. By the foregoing conduct, Respondent has engaged
in unfair labor practices within the meaning of Section
8(a)(1) of the Act.
-
7. The aforesaid unfair labor practices are unfair labor
practices
affecting
commerce within the
meaning of
Section 2(6)' and (7) of the Act.
RECOMMENDED ORDER
On the basis of the foregoing findings of fact - and
conclusions of law, it is recommended that Respondent,
Southern
Counties
Gas Company of California, Los
Angeles, California, its officers, agents, successors' and
assigns, shall-
1.
Cease
and
desist
from
refusing
to
furnish
International Chemical Workers Union, Locals Nos 47,
53, 58, 66, 78, 224, 350, and 404 the names and addresses
of all employees in the unit it represents
2.
Take the following affirmative action which is
deemed necessary to effectuate the policies of the Act:
(a) Upon request, and at reasonable intervals, furnish
the above-named labor organization with the names and
addresses of all employees in the bargaining unit it
represents.
(b) Post at its installations in California where the
Union is the bargaining representative, copies of the
attached notice marked Appendix.' Copies of said notice
on forms provided by the Regional Director for Region 21
shall, after being duly signed by Respondent, be posted by
it immediately upon receipt thereof and maintained for a
period of 60 consecutive days thereafter in conspicuous
places, including all places where notices'to employees are
customarily posted. Reasonable steps shall be taken by
Respondent to insure that said notices are not altered,
defaced or covered by any other material.
(c) Notify the Regional Director' for Region 21, in
writing, within 20 days from the date of receipt of this
Decision, what steps it has taken to comply herewith.'
'In the event this Recommended Order be adopted by the Board, the
words "Decision and Order" shall be substituted for the words "the
Recommended Order of a Trial Examiner" in the notice. In the further
event the Board's Order be enforced by a decree of a United States Court
of Appeals, the words "a Decree of the United States Court of Appeals,
Enforcing an Order" shall be substituted for the words " a Decision and
Order."
'In the event this Recommended Order be adopted by the Board, this
provision shall be modified to read. "Notify said Regional Director, in
writing, within 10 days from the date of this Order, what steps Respondent
has taken to comply herewith."
APPENDIX
NOTICE TD ALL EMPLOYEES
Pursuant to the Recommended Order of a Trial
Examiner of the National Labor Relations Board and in
order to effectuate the policies of the National Labor
Relations -, , Act,
as
amended,
we hereby, notify our
employees that:
WE WILL now, and at reasonable intervals hereafter
upon request, furnish International Chemical Workers
Union, Locals Nos. 47, 53, 58, 66, 78, 224, 350, and
404, with the' names and addresses of all employees in
the bargaining unit it represents. Said bargaining unit
is:
Regular, employees in classes and classifications
working in the designated Divisions or Departments
set
forth in _Article I and Appendix A of a
SOUTHERN COUNTIES GAS COMPANY
23
collective-bargaining agreement between the Union
This notice must remain posted for 60 consecutive days
and us dated April 1 , 1968.
from the date of posting, and must not be altered,
defaced, or covered by any other material.
i
Dated
By
SOUTHERN COUNTIES GAS
COMPANY OF CALIFORNIA
If employees have any question concerning this notice
(Employer)
or compliance with its provisions , they may communicate
directly
with the Board' s
Regional
Office, 849 South
Broadway,
Los Angeles,
California,
90014,
Telephone
(Representative )
(Title )
688-5229.