174 NLRB 251
Intl. Operating Engineers, Local 181
INTL. OPERATING ENGINEERS, LOCAL 181
251
International Union of Operating Engineers, Local
Union No. 181' and its Agent James Simpson and
E. C. Ernst, Inc.' and John McGuin , an Individual
for and on behalf of Kentucky Power Company'
and
Local
Union
No.
317,
International
Brotherhood of Electrical
Workers,
AFL-CIO"
Party to the Dispute.
Cases 9-CD-128 and
9-CD-130
January 28, 1969
DECISION AND DETERMINATION OF
DISPUTE
CHAIRMAN MCCULLOCH AND MEMBERS
FANNING AND ZAGORIA
This is a proceeding under Section 10(k) of the
National
Labor
Relations
Act,
as
amended,
following charges filed by E. C. Ernst, Inc., and
Kentucky
Power
Company,
alleging
that
International Union of Operating Engineers, Local
Union No. 181, and its agent, James Simpson,
violated Section 8(b)(4)(D) of the Act. After these
cases were consolidated, a duly scheduled hearing
was held before Edward C. Verst, Hearing Officer,
on July 23 and 24, and August 6, 1968. All parties
appearing
were afforded full opportunity to be
heard, to examine and cross-examine witnesses, and
to
adduce evidence bearing upon the issues.
Thereafter, the Company and Local 317 of the
International
Brotherhood of Electrical
Workers,
AFL-CIO, filed briefs, and the IBEW filed a brief
in reply to that of the Company.
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection
with
these
cases
to
a
three-member panel.
The Board has reviewed the rulings made by the
Hearing Officer at the hearing and finds that they
are free from prejudicial error. They are hereby
affirmed.
Upon the entire record in these cases, including
the
aforementioned briefs, the Board makes the
following findings:
1. THE BUSINESS OF THE EMPLOYER
E.
C.
Ernst, Inc. is a District of Columbia
corporation,
with
principal
offices
located
at
Decatur,
Alabama, engaged in the building and
construction industry
as
an
electrical contractor.
During the past 12 months Ernst's gross revenues
exceeded
$1,000,000,
and during that time it
received material and supplies valued in excess of
$50,000 which it caused to be shipped from within
the State of Alabama directly to construction sites
located outside the State of Alabama. The parties
stipulated,
and
we find, that the Employer is
Also referred to herein as IUOE and Operating Engineers.
'Also referred to herein as the Employer
'Also referred to herein as the Company.
'Also referred to herein as IBEW.
engaged in commerce within the meaning of the
Act. We find that it will effectuate the purposes of
the Act to assert jurisdiction herein.
II. THE LABOR ORGANIZATIONS INVOLVED
The
parties
stipulated,
and
we find, that
Operating Engineers, Local
No. 181, and Local
Union
No. 317, IBEW, are labor organizations
within the meaning of the Act.
III. THE DISPUTE
The Employer is an electrical contractor in the
building and construction industry . It is a member
of the
American Line Builders Chapter of the
National
Electrical
Contractors
Association
(NECA),
and through that organization has a
contract with the IBEW . Ernst employs no members
of the Operating Engineers.
The Company produces and distributes electricity.
In
1966 it began construction of an electric
generating station known as "Big Sandy 2" at
Louisa,
Kentucky. Thereafter work was begun on
the Baker Substation , approximately one half mile
away, where the instant dispute arose . On April 18,
1968,
a
railroad
spur
was completed at the
substation, so that materials to be used in building
the substation could be unloaded there rather than
at Big Sandy 2. The Employer was scheduled to
begin its work of erecting steel towers to support
insulators at the substation on April 22, 1968.
A prejob conference was held on or about April
16. Present were representatives of all parties, in
addition to the president of the Ashland Building
and
Construction
Trades
Council.
It
became
apparent
at
this
meeting
that
there
was
disagreement as to assignment of certain work. The
National
Joint
Board for the Settlement of
Jurisdictional
Disputes
had
made an award to
members of the Operating Engineers to operate
hydrocraness at Big Sandy 2 shortly before. Ernst
was not involved in that dispute. James Simpson,
business agent for the Operating Engineers, asserted
that that award was controlling here, and if
members of his Union were not assigned the work
of operating hydrocranes at the substation, the
Company
would
have
trouble
getting
other
equipment that would be needed.' The IBEW argued
that the Joint Board award for work at the main
station did not control , since the substation was a
different job and a different employer was involved,
'At the hearing the terms "hydrolift" and "cherrypicker" were also used
to describe this equipment. From the record it appears that although these
terms might refer to slight differences in the equipment , the parties used
them interchangeably
'Simpson testified that his Union had an agreement with the companies
in the area that owned the equipment, and that at the conference he said
he "did not think any of these companies would rent them and let an
electrician run it "
174 NLRB No. 45
252
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and that the work at the substation belonged to
members of the IBEW since the job was on an
off-plant site, or "outside" work, which traditionally
is performed by IBEW members. Robert Keenan,
representing Ernst, told the representatives of the
Union to see if they could agree, and to report back
to
him.
No assignment was made at the time.
According to Bernard
O.
Henninger,
resident
engineer on the job for the Company, on April 18
Simpson said he did not know how many men he
would have on the job if the IBEW members began
to work. Several days later, no agreement having
been reached, Ernst assigned the work of operating
the hydrocranes to its own employees, represented
by the IBEW, as was its custom.
On April 22, employees of Ernst, members of the
IBEW, attempted to commence unloading steel
from railroad cars with the hydrocranes. Several job
stewards of the Operating Engineers for various
other
subcontractors,
accompanied
by
other
employees
wearing insignia identifying them as
members
of
the
Engineers,
approached
the
employees of Ernst, told them not to operate the
equipment, and said if they did they would be
stopped.
According to
W.
R.
Painter,
Ernst's
electrical superintendent, John Humble was'one of
the
stewards involved.
When asked if he was
"officially
stopping
me or my work," Humble
replied, "Yes, as long as you try to operate this
equipment." Later a member of the Engineers, in
the presence of a steward, removed wires from the
distributor cap of one of the hydrocranes.
On the same date IBEW members were prevented
from operating the holedigger when, according to
the testimony of IBEW steward Roy Adkins, men
with Operating Engineers' badges approached the
machine. Later, "they said that if we went on the
hill to start up the digger, 100 of them on the site
would run us out."
A. Contentions of the Parties
The IUOE contends that (1) the Board lacks
jurisdiction
herein since there is not reasonable
cause
to
believe
that
a violation of Section
8(b)(4)(D) of the Act has occurred, (2) the Joint
Board decision awarding to it the work of operating
the hydrocranes at Big Sandy 2 is binding here, (3)
it has made no claim respecting assignment of work
for equipment other than the hydrocranes, and (4)
the work in dispute is "inside" work, and industry
and area practice thus favor assignment of the work
to IUOE members.
The IBEW, Ernst and the Company contend that
Section 8(b)(4XD) was violated, and that assignment
to operate all four types of equipment discussed
above is in dispute.
The IBEW argues that the earlier Joint Board
decision does not apply, first because the substation
is a different jobsite, and second because a different
employer
was involved.
Further,
the
IBEW
considers the site here to be such that "outside"
work is involved, and as a matter of long-standing
policy it does not recognize Joint Board authority
where outside work is involved. Finally, the IBEW
contends that the work historically has been done by
its members, and that the practice of the Employer
consistently
has
been to award this work to
members of the IBEW.
The Employer urges an award of the work to
IBEW members because it has always assigned such
work to IBEW members in the past, because of its
contractual
relationship
with
that
Union,
and
because matters of economy and efficiency make
assignment to IBEW members most desirable.
The Company takes no position as to the merits
of the dispute. However, it does request that the
Board specify which work at the station and
substation is "inside" work and which is "outside."
B. The Work in Dispute
Later that day the approximately 62 members of
the Operating Engineers on the job walked out.
Only about half the 900 workers at the substation
were able to continue work.
Adkins further testified that on
April
25,
members of the Engineers also told IBEW members
not to operate the bulldozer. On April 29, after
"some tall begging" by Simpson, to use his own
words, the Operating Engineers returned to work.
On May 16 the Operating Engineers again refused
to work after the Joint Board ruled that its prior
decision did not apply to work at the substation.
Pursuant to Section 10(1) of the Act, the Regional
Director filed a petition for an injunction in the
United States District Court for the Eastern District
of
Kentucky.
The parties thereafter entered a
stipulation rendering hearing unnecessary, and on
June 3, members of the Operating Engineers
returned to work.
The parties agree that the work of operating the
Employer's
hydrocranes
is
in
dispute.
The
Company, the Employer and the IBEW contend
that also in dispute are assignments to operate a
bulldozer,'
a
holedigger
and a ditchwitch. The
Operating Engineers assert that they have made no
claim upon the Employer for this work.
At the hearing, Keenan, the Employer's manager,
testified that at the prejob conference all mechanical
equipment to be operated by Ernst was in dispute.
Further, counsel for the Operating Engineers refused
at the hearing to disclaim interest in this equipment.
As appears above, there is testimony that members
of the IBEW attempted to operate the holedigger on
April
22 and were stopped from doing so by
'At the hearing, the Operating Engineers stated that as long as the
bulldozer - or tractor, the terms were used interchangeably - were used
only to carry materials, they "probably would not claim" it There is no
evidence this equipment was to be used for another purpose
INTL. OPERATING ENGINEERS, LOCAL 181
253
members of the Operating Engineers, and on April
25
members of the Operating Engineers told
members of the IBEW not to run the bulldozer.
With regard to the ditchwitch, we find it immaterial
that this piece of equipment was not put in
operation until July or August, somewhat after the
Operating Engineers had agreed to return to work
pursuant to a stipulation before the District Court.
A dispute over work assignment within Section
8(b)(4)(D) of the Act can exist whether work is in
progress or not.
In view of the foregoing, we find that the work in
dispute involves the four types of equipment
discussed herein, and any similar equipment.
C. Applicability of the Statute
Before
the
Board
may
proceed
with
a
determination of a dispute pursuant to Section 10(k)
of the Act, it must be satisfied that there is
reasonable cause to believe Section 8(b)(4)(D) has
been violated.
The charges herein allege violations of Section
8(b)(4)(i) and (ii)(D) of the Act. The facts show that
Ernst assigned the disputed work to its employees.
These employees are members of the IBEW. The
record gives reasonable cause to believes that the
Respondent, by its agent James Simpson, and by its
job stewards and' others, as described above, sought
to induce and encourage employees of Ernst and
other
employers to engage in a strike, and
threatened and coerced various persons engaged in
an
industry
affecting
commerce
with
work
stoppages,
all
for
the
purpose of causing the
Employer to assign the disputed work to the
Respondent's
members.
We therefore
find
reasonable cause to believe that Section 8(b)(4)(D)
of the Act has been violated, and that the dispute is
properly before the Board for determination under
Section 10(k) of the Act.
D. The Merits of the Dispute
As we stated in
J.
A.
Jones
Construction
Company,'
we shall determine the appropriate
assignment of disputed work in each case presented
for resolution under Section 10(k) of the Act only
after taking into account and balancing all relevant
factors. In our judgment, the following factors are
relevant here.' °
'While some of the evidence relied on in this proceeding to show threats
or coercion under Section 8(b)(4)(D) is hearsay hearings under Section
10(k) are nonadversary in character and the technical rules of evidence are
not controlling
Local 501,
International
Brotherhood
of Electrical
Workers, AFL-CIO (New York Telephone Company),
172 NLRB No.
184. Much of this evidence was uncontradicted.
'International Association of Machinists, Lodge No 1743 (J A Jones
Construction Company), 135 NLRB 1402
"Other factors normally considered as relevant, such as skills involved,
certifications, and Joint Board awards, are of no aid in the resolution of
the instant dispute So far as appears, members of both unions are equally
skilled in the performance of the work, and neither union supports its
claim in whole or in part on any Board certification
The Joint Board
1. Industry, area, and employer Practice
At least five witnesses presented testimony which
tends to support the IBEW's claim to the work on
the basis of industry, area and employer practice.
Ernst's utilities division manager, Keenan, and its
electrical superintendent, Painter, testified that they
had
worked on numerous substations for the
Employer in and out of Kentucky, and that IBEW
members had operated hydrocranes on all the jobs
which were geographically separated from the main
stations. IBEW business manager Berry gave several
examples of substation jobs in the area where IBEW'
members operated equipment like that in dispute
here.
Charles
Pritchard,
president
of
Pritchard
Electric Company, testified that his firm
assigns
IBEW members to operate equipment similar to
that in dispute here on substation jobs. Finally, Roy
Adkins, an IBEW steward, gave testimony about
jobs he had worked on where IBEW members
operated a holedigger, bulldozer, and equipment
similar to a ditchwitch.
Simpson testified for the Operating Engineers that
area practice is for IUOE members to perform such
work on "inside" jobs; his union does not claim
work on a "line" job, or where "outside" work is
involved.
Henry Ison, vice president of the
Operating Engineers, gave testimony regarding work
on substation construction in Kentucky where IUOE
members operated the equipment.
However, it
appears that such work was done under "heavy
construction" agreements.
William Ross of Ross
Brothers Construction Company testified that his
company has done work in the area with its own
equipment. Operating Engineers ran the equipment
on jobs Ross' company performed, but it appears
that this work was done inside plants, distinguishing
that work from the instant case. It appears that for
the
most part Ross' company did not furnish
operators when it rented its equipment. Ross did
testify that IUOE members manned hydrocranes
which his company rented to Pritchard Electric
Company. There is no explanation for the apparent
conflict between this testimony and that of Charles
Pritchard, whose testimony as discussed above was
that his company assigns IBEW members to operate
this type of equipment.
Substantial evidence shows that electricians often
perform work in circumstances like those present
here, in the relevant geographical area, both for the
Employer and for other employers.
With the
exception
of the conflicting evidence regarding
Pritchard
Electric
Company,
the
evidence
purporting to favor an award to IUOE members is
conditioned upon facts which are distinguishable
from those before us here. Thus industry, area and
award urged by the Operating Engineers as support for their claim
involved a different employer and a different jobsite, and the record shows
that the Joint Board itself was of the opinion that its award does not apply
to the instant dispute.
254
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Employer practice, as shown by this record, favor
an assignment to members of the IBEW.
2. Contracts between the parties
As has been noted above, Ernst, as a member of
the NECA, is a party to the contract between that
association and the IBEW. This is by reason of a
letter of assent signed by Ernst which is in evidence.
Ernst bid the contract for work at the substation
pursuant to this contract.
The IUOE does not have an agreement with the
NECA, nor did it have a contract with Ernst up to
the time of the hearing. The employees of Ernst who
were
assigned
the
disputed
work
are
IBEW
members.
Ernst
employs
no
members of the
Operating Engineers.
These are factors favoring award of the work to
the IBEW.
3. Employer's preference
The Company takes no position as to the merits.
Ernst, however, assigned the work to, and favors an
award to employees represented by the ' IBE W. This
preference is another factor favoring an award to
the electricians.
4. Efficiency and economy
Ernst and the IBEW contend that considerations
of efficiency and economy require an award to
members of the IBEW. Robert S. Keenan, manager
of Ernst's utilities division, testified that hydrocranes
are required to be on the job 70-80-percent of the
time, during most of which time they are in constant
use. The ditchwitch would be needed on the job for
approximately
one
month and would be in
continuous operation.
Keenan and Bernard Henninger, resident engineer
for the Company, testified that it would be more
efficient for members of the IBEW to operate the
equipment because the entire crew would then be
under the same supervision.
Moreover, if IBEW
members operate the various pieces of equipment,
they could perform other electricians' duties when
the equipment is idle, thus increasing the economy
of the operation. Finally, Simpson testified that the
standard agreement used by the IUOE requires that
two men be employed to operate each hydrocrane.
In view of all the foregoing, efficiency and economy
of operation are factors which favor an award to the
IBEW.
5. Conclusions as to the merits
On the basis of the foregoing, it is clear that the
relevant factors favor award of the disputed work to
the
electricians.
Industry,
area
and
employer
practice,
contracts
between
the
parties,
the
Employer's preference, and efficiency and economy
of operation all lead to such a result. Accordingly,
we shall determine the dispute by confirming the
Employer's assignment to its employees who are
represented by the IBEW.
We do not find it necessary or appropriate to pass
upon the Company's request that we designate
which portions of the work at the station and
substation
are
"inside"
work,
and
which
are
"outside" work. This determination does, however,
apply to the four types of equipment discussed, and
to any similar equipment operated by the Employer
at Baker Substation.
DETERMINATION OF DISPUTE
Pursuant to Section 10(k) of the National Labor
Relations Act, as amended, and upon the basis of
the foregoing findings and the entire record in these
cases, the National Labor Relations Board hereby
makes the following determination of dispute.
1. Employees employed by E. C. Ernst, Inc., as
electricians
and currently represented by Local
Union
No.
317,
International
Brotherhood
of
Electrical
Workers,
AFL-CIO, are entitled to
operate
hydrocranes,
holediggers,
ditchwitches,
bulldozers, and any similar equipment in connection
with the installation of steel towers at the Baker
Substation at Louisa, Kentucky.
2.
International Union of Operating Engineers,
Local Union No. 181, AFL-CIO, and its agent,
James
Simpson,
are
not
entitled,
by
means
proscribed by Section 8(b)(4)(D) of the Act, to force
or require the Employer to assign the above work to
operating engineers who are represented by that
labor organization.
3. Within 10 days from the date of this Decision
and Determination of Dispute, International Union
of
Operating
Engineers,
Local
Union
No. 181,
AFL-CIO, shall notify the Regional Director for
Region 9, in writing, whether it will refrain from
forcing
or
requiring the
Employer,
by
means
proscribed in Section 8(b)(4)(D), to assign the work
in dispute to employees represented by Operating
Engineers
Local
181
rather
than
to
those
represented by Electricians Local 317.