172 NLRB 603
Thompson Transport Co., Inc.
THOMPSON TRANSPORT CO., INC.
603
Thompson Transport Co., Inc . and Teamsters Union
Local 795, affiliated with International Brother-
hood of Teamsters, Chauffeurs, Warehousemen
and Helpers of America. Case 17-CA-3352
June 27, 1968
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND ZAGORIA
On April 19, 1968, Trial Examiner Harry R.
Hinkes issued his Decission in the above-entitled
proceeding, finding that the Respondent had en-
gaged in certain unfair labor practices and recom-
mending that it cease and desist therefrom and take
certain affirmative action, as set forth in the at-
tached Trial Examiner's Decision . Thereafter, the
Respondent filed exceptions and a supporting brief
and the General Counsel filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its
powers in connection with this case to a three-
member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the
Trial Examiner's Decision, the Respondent's excep-
tions and supporting brief, the General Counsel's
answering brief, and the entire record in the case,
and hereby adopts the findings,' conclusions, and
recommendations of the Trial Examiner.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the Recom-
mended Order of the Trial Examiner and hereby
orders that the Respondent, Thompson Transport
Co., Inc., McPherson, Kansas, its officers , agents,
successors, and assigns , shall take the action set
forth in the Trial Examiner's Recommended Order.
I These findings and conclusions are based , in part , upon credibility
determinations of the Trial Examiner to which the Respondent has ex-
cepted . After a careful review of the record , we conclude that the Trial Ex-
aminer's credibility findings are not contrary to the clear preponderance of
all relevant evidence Accordingly, we find no basis for disturbing those
findings Standard Dry Wall Products, 91 NLRB 544, enfd 188 F 2d 362
(CA 3).
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
HARRY R. HINKES, Trial Examiner: The com-
plaint herein was issued on November 29, 1967
pursuant to a charge and an amended charge filed
on October 2 and 23, 1967, respectively, by Team-
sters Union Local 795, affiliated with International
Brotherhood
of
Teamsters,
Chauffeurs,
Warehousemen and Helpers of America, herein
called the Union, and served on Thompson Trans-
port Co., Inc., herein called the Respondent or
Company. The Respondent is alleged to have en-
gaged in unfair labor practices by the discharge of
Losson J. Swanner, one of its employees, because
of his interest in and activity on behalf of the Union
and to discourage employee interest in the Union in
violation of Section 8(a)(1) and (3) of the Act. By
answer duly filed Respondent admitted the jurisdic-
tional allegations of the complaint and the super-
visory status of its president and terminal manager
but denied the supervisory status of its dispatchers
as well as the commission of the unfair labor prac-
tices alleged in the complaint.
A hearing was held before me at McPherson,
Kansas, on January 30 and 31 and February 1,
1968, at which all parties were afforded full oppor-
tunity to participate, examine witnesses , and ad-
duce relevant evidence. Briefs have been filed by
the General Counsel and Respondent and have
been given careful consideration by me.'
Upon the entire record in this case, I make the
following:
FINDINGS OF FACT
I.
JURISDICTION
Respondent is now and at all times material
herein has been a Kansas corporation engaged in
the business of being a common carrier of petrole-
um products with its principal place of business
located in McPherson, Kansas. During the year
preceding the issuance of this complaint Respon-
dent
performed services valued at excess of
$50,000 for other Kansas enterprises which in turn
purchased during said period goods and materials
valued in excess of $50,000 directly from outside of
Kansas.
The complaint alleges,
Respondent's
answer admits, and I find that the Respondent is
and has been at all times material herein an em-
ployer engaged in commerce within the meaning of
Section 2(6) and (7) of the Act.
II.
THE LABOR ORGANIZATION INVOLVED
The complaint alleges, Respondent's answer ad-
mits, and I find that the Union is now and has been
at all times material herein a labor organization
within the meaning of Section 2(5) of the Act.
'General Counsel 's unopposed motion to correct the transcript of
testimony in certain particulars is hereby granted
172 NLRB No. 66
604
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
III.
THE UNFAIR LABOR PRACTICES
A. The Issues
The parties agree that these are the issues of this
case:
1. Did Respondent's dispatchers, Floyd Rummel
and Addison Beal, occupy supervisory status within
the meaning of the Act?
2. Did the Respondent discharge employee Los-
son J . Swanner in violation of Section 8(a)(1) and
(3) of the Act?
B. Background
Sometime during 1963 the Board conducted a
representation election at Respondent's
facility.
Employee Swanner voted in this election and acted
as observer on behalf of the Union . The Union
failed to attain a majority of the valid votes cast at
this election . Thereafter, during the early part of
1966, the employees of the Respondent again en-
gaged in union or concerted activities . Sometime in
March 1966, Swanner, in the presence of another
employee, Robert Maher , had a conversation with
Darrell Thompson , the company president, and
Will Sander , the Company's terminal manager. Ac-
cording to the undenied testimony of Swanner and
Maher , Thompson asked Swanner if Swanner felt
that the Company had ever discriminated against
him about the other union deal , referring to the
1963 activities, to which Swanner replied "you're
damn right." Thompson then admitted "oh, maybe
a week or two."
Union activity arose again in 1967 at the Respon-
dent's facility and on February 6, pursuant to a
Stipulation for Certification Upon Consent Election
entered into by the parties , Region 17 of the Board
conducted a representation election at the Em-
ployer's facility. The Union attained a majority of
the valid ballots cast in this election and on Febru-
ary 14 was certified as the collective-bargaining
representative for the following unit:
All drivers and mechanics, and parts girl em-
ployed by Thompson Transport Co., Inc., but
EXCLUDING all leased drivers , dispatchers,
office-clerical employees , guards and super-
visors as defined in the Act.
After unsuccessful attempts at negotiating a con-
tract, Respondent 's employees commenced a strike
on or about May 28, 1967, which continued
thereafter for about 5 weeks . During the strike cer-
tain
acts
and incidents of violence ,
property
damage, and physical assault upon employees of
the Respondent occurred . The record , however,
does not disclose the identity of the perpetrators of
these offenses . The strike ended on or about July 1,
when an agreement was reached between the
Union and the Company . Among other things this
agreement provided for the discharge of employees
for specified behavior , among which was:
Recklessness or willful neglect resulting in
physical injury or property damage.
Failure to receive approval for purchases
other than fuel while on the road.
The agreement also contained a provision for em-
ployee grievances involving an interpretation or ap-
plication of any of the agreement's provisions. It
also gave drivers:
... (15) minute rest breaks, with pay, each
four (4) hours of his regular workday. The
time for such breaks shall be at the Company's
discretion at the terminal, but a driver may use
his own discretion while on the road.
... half hour meal breaks.... during each
six (6 ) hour period [ if the employee is a driver
on a "dedicated " truck].
The agreement also required the employee to in-
dicate "all time off for meals and breaks on his tach
chart."
Finally, the agreement contained a provision that
neither the Union nor the Employer would resort to
a strike or lockout or any other interference with
the Company's operations.
C. The Status of Dispatchers Beal and Rummel
According to Terminal Manager Sander, Beal
and Rummel are dispatchers and alternate from
time to time as the chief dispatcher . The chief
dispatcher has the authority to apportion work out
to the regular run drivers and in that connection
has access to wage data reflecting the earnings of
the employees in order to determine whether the
runs are apportioned fairly . Further, Respondent
holds
meetings from time to time to discuss
problems such as the cost of operations . Attending
these meetings were , according to Sander , "all the
supervisors or the people who have any responsi-
bility up there." He identified these persons as
Beal,
Rummel ,
Shop Foreman Shrieber,
Office
Manager Goforth ,
and himself.
Sander further
testified that the dispatchers have the authority to
grant permission to an employee to take a day off
without first consulting with any other member of
management or supervision. Sander 's attention was
called to the fact that the agreement between the
Respondent and the Union , referred to previously,
contains grievance and arbitration machinery and
provides that the grievance "shall first be presented
in
writing, signed by the employee ,
to his im-
mediate supervisor...." Sander testified that the
"immediate supervisor " with whom a driver-em-
ployee would file a grievance would be either Beal
or Rummel , depending on which of these two were
on duty at the time . Finally , it should be noted that
Tommy Thompson, the dispatcher for the Respon-
dent in 1962 , was the one who hired Swanner and
there is nothing in the record to suggest that such
responsibility and authority of the dispatcher has
changed.
I find that Dispatchers Beal and Rummel are su-
pervisors as that term is defined in Section 2(1 1) of
the Act.
THOMPSON TRANSPORT CO., INC.
605
D. Respondent's Knowledge of Swanner's Union
Activities
During the 5 weeks starting around May 28,
1967, when the employees of the Respondent were
on strike, Swanner performed no work for the
Respondent . Indeed, Swanner was a picket captain
and walked as a picket in front of the Respondent's
facility 12 hours a day, 7 days a week, during the
duration of the strike. He testified credibly that
both Thompson and Sander saw him walking as a
picket and this testimony was not denied. Similari-
ly, I credit his testimony that Sander knew that
Swanner held the position of union steward which
was also undenied.
The record discloses other evidence of the
Respondent's knowledge of Swanner 's
activities
and its attitudes. Thus, employee Maher testified
that around August 19, 1967, Dispatcher Beal told
him "As soon as we get rid of Swanner , things will
get back to normal like they used to be. . . . 'We
realize we have all made a big mistake .' . . . the
only reason that we have a union ... is because
Swanner wanted off the dedicated on his regular
run." This testimony was not contradicted and I
credit it. Similarly, Swanner testified credibly and
without contradiction that Supervisor Rummel told
him in early September that Thompson and Sander
had told him they had to find a way to get rid of
Swanner, to which Rummel had replied they would
have to go some place other than the customers
because all the customers liked Swanner.
Mrs. Keith, a former employee of the Respon-
dent, testified without contradiction that President
Thompson used rough language towards Swanner,
especially after the Union was voted in at the Com-
pany, and when seeing Swanner drive his truck into
the yard would say "there goes the son-of-a-bitch
who brought this union trouble on me." She also
testified that during the summer of 1967, when the
Respondent was remodeling the office, President
Thompson said he was getting the office ready for
Losson and the Union, which statement was not de-
nied by Thompson. She also testified that President
Thompson, sometime in June 1967, said that one of
the first employees to go after the union contract
would be Losson Swanner. Thompson, on the other
hand, testified that he merely said that ". . . nobody
could work under that set of rules that they were
proposing ... we could not keep a man two weeks
under that set of rules and especially Mr. Swanner
could not work under that set of rules no time at
all, because of his slowness on the road." However,
there is nothing in the record to substantiate
Thompson's criticism of Swanner's speed with the
exception of an office memo comparing Swanner's
mile-per-hour performance with that of another
employee concerning which more will be said
below.
Mrs. Keith also testified that after the strike
ended President Thompson was in the coffee area
of the driver's room together with several em-
ployees and there was some discussion about the is-
suance of warning notices. Thompson, referring to
a warning notice being issued to Swanner, said
"That's No. 1, we'll see how long it takes him to get
the other two." She also testified that she had not
heard Thompson say anything similar about anyone
else. Thompson, in his testimony, did not deny the
statement attributed to him.
Sander, on the other hand, testified that Mrs.
Keith worked for the Company only through July 5,
and Swanner's first notice was issued July 22, which
would make Mrs. Keith's testimony that she saw
Swanner's first notice unreliable. But Sander's
testimony was not supported by any company
record except a timecard which is completely unre-
liable. It shows, for example, July 4 as a workday
when admittedly July 4 was a holiday. It also shows
the day preceding July 4 as a holiday, and the day
preceding that as June 2. Wage records would have
established without question the last day Mrs. Keith
worked, but these were not produced by the
Respondent. Instead, this record merely contains
Mrs. Keith's recollection as having worked until
"the middle of July" and seeing Swanner's first
notice and Sander's recollection that Mrs. Keith's
last workday was July 5. In the absence of proba-
tive
documentary evidence, which Respondent
should have been able to produce for this hearing, I
find Mrs. Keith's version of this event more credi-
ble and therefore credit her testimony in this
respect.
I conclude and find that the Respondent knew
that Swanner was a union leader at its plant at least
from May 1967 until the time of his discharge in
September 1967.
E. The Discharge of Losson Swanner
Losson Swanner began working for the Respon-
dent in 1962 and was discharged by letter dated
September 22, 1967, effective September 24, 1967.
This letter specifies the reasons for his discharge:
On July 22, 1967 you were issued a warning
notice for hitting a post with your tractor and
for bending and breaking the bumper on the
tractor.
On August 26, 1967 you were issued a warn-
ing notice for calling,an unauthorized strike,
contrary to the terms of the contract.
On August 28, 1967 you were assigned to
the Augusta dedicated truck and since then
your tach charts have reflected a number of
stops in excess of the time provided for lunch
and rest periods under Article XII and Article
XIII. As a result of these, we notified you by
letter dated September 14, 1967 of our con-
cern and asked you to explain them as soon as
possible .
On September 16, 1967 you ex-
plained some of these but admitted to some of
them being excessive but did not explain them
to our satisfaction.
606
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On September 14, 1967 you purchased a tire
repair without prior approval as provided by
Article III, Section 24 of the contract.
It is the contention of the General Counsel that
the Respondent fabricated pretextuous grounds to
achieve the unlawful objective of discharging
Swanner because of his union or concerted activi-
ties in violation of Section 8(a)(3) and (1) of the
Act.
The
purported
reasons
for
Swanner's
discharge, therefore, will be examined below.
1. The July 22 notice
The undenied testimony of Swanner establishes
that on or about July 21, 1967, he reported an ac-
cident to Company President Thompson and re-
lated that when backing into a terminal, the truck
wheel rolled over a stick causing a barrel to roll
under the truck , catching the bumper , and bending
and cracking it. Thompson replied that there was
going to have to be some action taken to eliminate
damage , to which Swanner replied that he did not
intend to do it and that he could not help it.
Swanner thereafter received the warning notice of
July 22 and in response thereto again spoke to
Thompson on July 26. At this time Thompson told
him "I want you to know that I lost $16 ,000 while
you God damned bastards were out there walking."
The validity of this warning notice is open to
question . It does not appear that any other driver
received any warning notices for damage to the
equipment or trucks . Yet it is hardly possible that
none of the Respondent 's crew of drivers would
have suffered any damage to his truck over the
period of time that is involved in this action.
Moreover it does not appear that the Respondent
considered such a happening to be necessarily the
basis for any criticism of the driver . I note, for ex-
ample, that the union contract in describing
dischargeable offenses speaks of "recklessness or
willful neglect," neither of which is suggested to
exist with respect to the truck damage incurred by
Swanner.
I
conclude ,
therefore, that the first warning
notice given Swanner involving truck damage was
not warranted under all the circumstances , but was
incurred primarily because of President Thomp-
son's
antiunion
animus
demonstrated
when
Swanner spoke to him about the notice he had
received by his reference to his monetary loss dur-
ing the strike.
2. The August 26 notice
This notice was given Swanner as a result of ac-
tivities occurring on or about August 20. Swanner
testified that on that evening, driver Sheldon Annis
told Swanner he would not go out on the dedicated
truck2 run to which he was assigned for that even-
ing because the Company wanted to send Sheldon's
father, Elbert Annis, to Augusta against his wishes.
Sheldon added that he was going to shut down
operations if he could talk the guys into it. Swanner
told Sheldon he was unable to go along with that
because he was a union steward and that "might lay
the Union liable for a law suit." Sheldon neverthe-
less called a meeting of the drivers at his home.
Swanner called driver Schorling and informed him
of the meeting taking place at Sheldon's house. He
also told Schorling that other drivers did not want
to go out on their runs but that he could not recom-
mend the strike. The same evening Swanner, Shel-
don Annis, and several other drivers stood around
the front of the terminal for some time. None of
them, however, with the exception of Sheldon An-
nis, was scheduled to go out on the run that even-
ing. Swanner also had a conversation with Terminal
Manager Sander that evening, or within 24 hours,
in which conversation Swanner asked Sander whom
Sander was sending to Augusta on the dedicated
truck, to which Sander replied "It didn't make a
damn who it was. The truck had to run." Swanner
answered "It looks like you're trying to force us to
walk again."
Driver Schorling, called on behalf of the Respon-
dent, testified that Swanner told him that Swanner
and some of the paid members of the Union were
calling a walkout. Schorling then consulted the
union contract and the constitution of the Union
and decided that a walkout was not proper and that
he would therefore go to work. When he arrived at
the terminal building he told Swanner, who was
there, that he was going to work but Swanner said
that they were not going to go out until they got
"it" settled. Schorling then went on to drive his
truck.
Terminal
Manager Sander testified that two
drivers were scheduled to go out on the night of
August 20, Sheldon Annis and Mel Heinrich. Both
Annis and Heinrich refused to go out. Sander also
testified that Swanner refused to go out on the
dedicated run and threatened to be "over there
across the street" unless Sander changed Swanner's
assignment on the dedicated truck.
Sander also testified about a meeting with
Swanner 3 days after the work stoppage at which
meeting Sander accused Swanner of calling a strike.
According to Sander, Swanner admitted the calling
of the strike after first denying it.
Both Heinrich and Sheldon Annis received warn-
ing notices for their failure to go out with the
dedicated truck on August 20. Swanner, however,
received a warning notice, not for his alleged
failure to go out on August 20, but for allegedly
calling an unauthorized strike.
I credit Swanner's version of the events of August
20 although the record is far from clear as to what
exactly happened. I find that only two drivers were
' The practice of reserving the use of a particular truck to a particular
customer for a particular period of time
THOMPSON TRANSPORT CO., INC.
607
scheduled to go out on the runs that evening, Hein-
rich and Sheldon Annis, and that neither of these
two drivers took his truck out that evening. I do not
credit Sander's testimony to the effect that Swanner
also refused to take the truck out that evening, in
view of the fact that Swanner denied this and was
not given any warning notice for failure to take out
an assigned run as were Heinrich and Annis.
Moreover, I cannot conclude that Swanner called
an unauthorized strike . The only evidence to that
effect was given by driver Schorling , who testified
that Swanner told him he was calling a strike. This
Swanner
denied
and,
after
considering
the
demeanor of the two men on the stand and the na-
ture of their testimony ,
I credit the testimony of
Swanner rather than that of Schorling . This conclu-
sion is fortified by the fact that within 2 days after
receiving the warning notice dated August 26,
1967, Swanner filed a written protest against the
warning notice he had received and denied calling
an unauthorized strike.
The fact , if it is a fact , that Respondent honestly
but mistakenly believed Swanner had called a strike
on August 20, would be no defense to its disciplin-
ary action . N.L.R.B. v. Burnup and Sims, Inc., 379
U.S. 21. Moreover , it would appear that Respon-
dent condoned the illegal work stoppage of August
20 by permitting the return to work of all those al-
legedly involved , thus removing said work stoppage
as a basis for the disciplinary action later. Alabama
Marble Company, 83 NLRB 1047.
3. The September 20 notice
Terminal Manager Sander sent Swanner a letter
dated September 14, 1967, informing Swanner that
he had violated provisions of the union contract
requiring explanations for breaks taken on his runs
and limiting the time permitted for such breaks.
The text of that letter follows:
Section 1 of Article XII of the union contract
provides for 1/2 hour lunch break every six
hours on dedicated trucks . Section 4 of Article
XII provides that "all time off for meals and
other breaks shall be indicated on tach charts."
Article XIII provides for a 15 minute coffee
break every 4 hours.
According to the tach charts from your
dedicated runs, you are violating the above
provisions of the contract. We will need to
have
satisfactory
explanations
for
the
unathorized [ sic] delays enroute that you have
been taking, or we will be compelled to issue
you another warning notice , and in view of the
fact that you already have two warning notices,
this will subject you to discharge. Contact me
as soon as possible so we can give you an op-
portunity to explain your delays.
We will be checking from here on out to be
sure that you will run your tractor so as to
satisfy the above provisions of the contract,
and also the provisions of the dedicated service
contract with Mobil Oil Corporations.
Enclosed with said letter was a copy of an in-
teroffice memorandum addressed to "Swanner, Bill
Haynes, Carl Drake." It read as follows:
Mr. Swanner drove 1,825 miles in 41 hours, 10
minutes. This averages 44.2 miles per hour.
Mel Heinrich drove 2,324 miles in 45 hours,
30 minutes. This averages 51.1 miles per hour.
Mel averages $9.33 per hour revenue. Swanner
averages $7.20 per hour, for a difference of
$2.13 per hour. Mel Heinrich had 4 hours for
coffee, down times, and lunch in delivery of 13
loads. Mr. Swanner had 10 hours of lunch, and
other time not explained in only 11 loads.
In response to these communications Swanner
visited Sander at his office on September 16, asked
to see the tach charts with respect to which addi-
tional information was sought, and volunteered to
fill in the additional information. After doing so,
Swanner told Sander "If you find any that is in-
complete, if you will let me know, I will try to fill
them out to your satisfaction." Sander replied, "I
will let you know." Swanner then said, " . . I'll bet
the next contract will be different from this one" to
which Sander replied "There will not be a next con-
tract." President Thompson sent Swanner a letter
dated September 22 terminating Swanner's employ-
ment as of September 24, and enclosing a warning
notice dated September 20, 1967, and designated
as fourth notice, specifying "violation of Article XII
and Article XIII per attached list." The same letter
also contained another warning notice dated Sep-
tember 21 and designated "third notice," concern-
ing which more will be said below.
The alleged misconduct of Swanner appears to
be twofold: (1) that Swanner failed to record the
reason for the stops shown on his tach charts and
(2) that Swanner took excessive time for his breaks
which were limited to one-half hour for meals every
6 hours and one-fourth hour for rests every 4 hours.
As respects the excessive time, Sander testified
about two of Swanner's tach charts. Only one of
these tach charts was offered in evidence and it
shows a meal break in excess of 30 minutes on Au-
gust 28. Swanner identified two other tach charts of
his which were received in evidence. One, dated
August 30, covers a run lasting from about 1:20
p.m. to 5 a.m. the next morning, during which time
a meal break was taken from about 7:15 p.m. to
7:40 p.m., a coffeebreak was taken from about
11:20 p.m. to 12:20 a.m., and another coffeebreak
from 4 a.m. to 4:10 a.m. for a total breaktime of
about 1 hour and 35 minutes during the run which
lasted almost 16 hours. Swanner testified in effect
that under those circumstances he understood the
contract, in permitting 30 minutes meal break
every 6 hours and 15 minutes rest break every 4
hours would permit 1 hour and 35 minutes total
breaktime during a 16-hour period, a construction I
608
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
do not find unreasonable and which was not con-
tested . The other tach chart , dated September 13,
shows a meal break of 1 hour and another meal
break of about one-half hour during a run which
lasted from about 2:10 a.m . to 11: a.m ., or 9 hours.
There can be no question that with respect to the
tach chart of September 13, as well as the tach
chart for August 28, identified by Mr . Sander, there
were breaks taken in excess of the time specified
under the contract.
The issue with respect to Swanner 's failure to
note the reasons for downtime on the tach charts is
not so clear. The only tach charts offered and
received in evidence , which have been referred to
above, show the meal and rest breaks taken by
Swanner albeit some of them were in excess of the
time permitted under the contract . Counsel for the
Respondent argues, however, that Swanner was
obliged to show the reason for downtime , that is,
the time during which the truck was not running,
not merely meal and rest breaks, and failed to do
so. I note, however , that article XII of the union
contract requires that "all time off for meals and
breaks shall be indicated on his tach charts ," article
XII referring to meal breaks and article XIII refer-
ring to rest breaks. I find no provision in the con-
tract which requires the driver to show an explana-
tion for downtime on his tach chart . The warning
letter sent to Swanner by Sander on September 14
refers only to meal breaks and coffeebreaks and
asks for satisfactory explanations for the "un-
authorized delays en route"
that Swanner had
been taking. Swanner attempted to explain his tach
charts to Sander on September 16, and offered at
that time to supply more information if more was
needed . Thompson's termination letter to Swanner
on September 22 states that Swanner 's explanations
were not satisfactory , but his warning notice refers
only to a violation of the union contract . Insofar as
the
alleged
violation
consisted
of unexplained
downtime it appears that no contract provision was
thereby violated and the reason given for the warn-
ing notice in that respect is without foundation.
This conclusion is fortified by the fact that a tach
chart of driver Mel Heinrich , received in evidence,
shows a similar lack of explanation for downtime.
Yet no warning notice was given Heinrich for that
omission which took place on August 31. It might
be argued that Sander 's letter of September 14, in
speaking of "unauthorized delays en route," was
referring to unexplained downtime , but I find that
more likely it referred to the enclosed interoffice
memo which compared Swanner's elapsed time on
runs unfavorably with Heinrich 's. The probative
value of this interoffice memo is seriously un-
dermined because, standing alone, it furnishes no
objective basis for comparing the work of the two
drivers. Thus, there is no reason to assume that the
runs of the two drivers are similar enough to make
comparisons between them , nor do we know what
driving conditions were encountered by the two
men which affected the miles per hour experienced
by each. Similarly, although Swanner had 10 hours
downtime in 11 loads while Heinrich had only 4
hours in 13 loads, there is no information on the
time involved in each load , without which informa-
tion it is impossible to determine the reasonable-
ness of any breaks taken . For example , all of Hein-
rich's runs may have been for less than 6 hours
each, entitling him to no meal breaks, while all of
Swanner's may have been for more than 6 hours. In
any event, inasmuch as the Respondent does not al-
lege such performance by Swanner as a reason for
his discharge in its termination letter of September
22, 1 disregard that memo and the "unauthorized
delays en route " of Sander's September 14 letter,
and find that the only complaint on Swanner's tach
charts involved an alleged violation of the contract,
which required only showing the time taken for the
meal and rest breaks which , apparently , Swanner
did.
As respects Swanner's breaks which exceeded
the time periods permitted under the contract, it is
significant
that
no employee received similar
warnings before Swanner, who received the first
criticism for such offense when Sander wrote to
him on September 14, 1967 . Thus, no criticism was
directed at driver Heinrich for the break of over
one-half hour on his August 31 tach chart . Signifi-
cantly, the first warning notice in this respect to any
other employee is dated September 20, warning
driver Maher of excessive meal breaks that he took
on September 11, 13, and 14. I find it difficult to
believe that during all of the time Respondent had
his dedicated trucks in operation requiring the use
of tach charts, no employee abused the rest or meal
break time allowed until Swanner did on August
28. I find it much more likely that such excessive
breaks did occur but without any criticism or warn-
ing
notice
from the Respondent .
Assuming,
nevertheless, that no one did, these violations by
Swanner, which could have formed a basis for the
notice of September 20, furnished , at most, the
basis for a first warning notice , not a third, since I
have concluded that the first two warning notices
were not warranted.
4. The September 21 notice
As mentioned earlier, Sander 's letter dated Sep-
tember 14 to Swanner also contained a notice
dated September 21, and designated " 3rd notice."
The record contains no explanation for this notice
being designated "3rd" despite its later date than
the one which was marked "4th."
This so-called 3rd notice states:
Article III, Section 24 provides for approval of
all purchases other then fuel on the road. You
had tire repair at Langton Oil at Goddard
without prior approval
It is undisputed that on or about September 14,
as Swanner was driving a truck through Goddard,
THOMPSON TRANSPORT CO., INC.
Kansas, around 6 a.m., he got a flat tire. He had
this tire repaired at the first service station he came
to in Goddard about 6 a .m., and turned the bill in
to the Respondent 2 days later on September 16.
As stated earlier , the union contract negotiated
with the Respondent at article III, section 24, states
"failure to receive approval for purchases other
than fuel while on the road " constitutes sufficient
grounds for discharge of an employee. Neverthe-
less, the testimony of Terminal Manager Sander
establishes that the Respondent 's policy was to
allow employees three warning notices before ter-
mination.
According to Sander, Swanner told him in re-
porting the tire repair " I suppose I should have
called in and got prior approval for that." When
Sander replied that he should have, Swanner said
"Well, I suppose I am fired. Write me out my third
notice and get me out of here because this is it for
me." Sander further testified that the Company
requires drivers to call their immediate supervisor,
"anybody available there ," and request approval
for tire repair . He also testified that there is always
a supervisor or manager on the company premises
at 6 a.m., 6 days a week . He did not know, how-
ever, which supervisor , if any, was on duty in Sep-
tember 1967 , when this unauthorized repair took
place.
Swanner, on the other hand , testified that he did
not understand the contract provision with respect
to unauthorized purchases to apply to tire repairs
and that he had incurred expenses for tire repairs in
the past without prior approval and without criti-
cism from management. He further testified that
none of the supervisory personnel was at the ter-
minal at that hour of the morning to call for ap-
proval of the tire repair.
Although , technically speaking, a tire repair is
the purchase of a service and as a purchase would
require
prior approval under the contract, the
repair of a tire is seldom regarded as a purchase by
the ordinary layman , and I, therefore, credit Swan-
ner's testimony to the effect that he did not un-
derstand tire repair services as being covered by the
contract's provision with respect to purchases on
the road . It is inconceivable to me that none of the
drivers of the Respondent experienced tire failure
on the road before September 14, or that those who
did received prior approval before having the tire
fixed in every instance . Yet, I note that Respondent
was able to produce only one instance of a driver
having been issued a warning notice for an
unauthorized tire repair on the road before Swan-
ner's so-called unauthorized tire repair of Sep-
tember 14. Respondent issued a warning notice to
driver Wilson and bearing the date September 25,
in which he was warned about purchasing tire
repairs on September 2 and September 7, without
prior approval .
I note , however, that the warning
notice is dated September 25, after Swanner's
discharge , despite the fact that the expenses were
incurred as much as 12 days before Swanner's
609
unauthorized tire repair . Respondent also cites the
warning notice issued to driver Swisher dated Sep-
tember 18, 3 days before Swanner's warning notice,
in which Swisher was warned about tire repairs
without prior approval. The notice, however, does
not specify the date the unauthorized expense was
incurred and I have no reason to assume that it was
incurred prior to September 14, when Swanner in-
curred his tire repair. It also cites a warning notice
issued to driver Heinrich on November 2, 1967, for
the purchase of seven tire repairs without approval.
Here , as in the case of Swisher, there is no clue as
to when the tire repair expense was incurred and I
have no reason to assume that it was incurred prior
to September 14.
It appears to me that the Company had no policy
requiring a driver to secure prior approval for tire
repair expenses incurred on the road, at least until
September 14, when Swanner incurred his tire
repair expense. Within 2 days after hearing of
Swanner's expense, the Company issued its first
warning notice with respect to unauthorized tire
repairs to driver Swisher. Then, after issuing a
warning notice and termination letter to Swanner, it
buttressed its position by issuing a warning notice
on the same subject to driver Wilson; and, finally,
in November issued a warning notice and termina-
tion letter to driver Heinrich. I therefore conclude
that the warning notice to Swanner regarding
unauthorized tire repair services was a pretextual
basis for the termination letter which accompanied
that notice and that such action by a driver was not,
in fact, considered improper either by the drivers or
by the Respondent on September 14, when
Swanner made the tire repair.
Even if I assume that the contract should and
could be interpreted to cover tire repairs despite
the common understanding of "purchases" and
even if I assume that the policy of the Company
was well established prohibiting such expenditures
by the drivers even before September 14, Swan-
ner's commission of the offense on that date con-
stituted but a second offense and under company
policy would not make him subject to dismissal on
September 22.
5. Conclusions as to Swanner's discharge
I conclude and find that Respondent's four warn-
ing notices to Swanner were not warranted, but
were only pretextual bases for the discharge which
came on September 22. It is reasonable to assume,
therefore, that the real
motive for Swanner's
discharge was one that the Respondent desired to
conceal and that such a motive might be an illegal
one.
Shattuck
Denn
Mining
Corporation
v.
N.L.R.B., 362 F.2d 466 (C.A. 9). In this instance,
having regard for the fact that President Thompson
was well aware of Swanner's leadership in the
Union and expressed his deep-seated animosity
towards Swanner on more than one occasion and
considering the contemporaneous conduct of the
354-126 O-LT - 73 - pt. 1 - 40
610
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Respondent aimed to discourage union activities by
threats of discharge and accusations of loss caused
by the Union, I conclude
that
Swanner was
discharged for his union activities in violation of
Section 8(a)(3) of the Act.
F. The Independent 8(a)(1) Violations
Counsel for the General Counsel urges an
8(a)(1) finding based upon dispatcher Beal's state-
ment of August 14 to employee Maher that "As
soon as we get rid of Swanner things will get back
to normal like they used to be.... `We realize we
have all made a big mistake.' The only reason we
have a union is because Swanner wanted off the
dedicated on his regular run ." Similarly, he urges a
like finding with respect to President Thompson's
statement to Mrs . Keith and other employees that
one of the first employees to go after the union
contract would be Swanner.
Although the complaint contains no allegations
of independent 8(a)(1) behavior, the issue was
fully litigated at the hearing without objection and
is therefore ripe for adjudication here and now.
Monroe Feed Store, 112 NLRB 1336.
I have found that the above statements were
made. Not only do they establish the Respondent's
knowledge of Swanner 's union activity , but they
also constitute violations of 8(a )( 1) of the Act.
Such statements by supervisory officials of the
Respondent, concerning known union leaders like
Swanner and conveyed to the employees, could not
fail to have a coercive and threatening effect upon
them , interfering with their free exercise of rights
guaranteed employees under the Act.
CONCLUSIONS OF LAW
1. Thompson Transport Co., Inc., is an employer
engaged in commerce and in operations affecting
commerce within the meaning of Section 2(6) and
(7) of the Act.
2. Teamsters Union Local 795, affiliated with In-
ternational Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America, is a labor
organization within the meaning of Section 2(5) of
the Act.
3. Respondent 's dispatchers, Floyd Rummel and
Addison Beal are supervisors of the Respondent
within the meaning of Section 2(1 1) of the Act.
4. By discharging Losson J . Swanner because he
engaged in union and concerted activities protected
by the Act, the Respondent has engaged in and is
engaging in unfair labor practices within the mean-
ing of Section 8(a)(1) and (3) of the Act.
5. By threatening the discharge of Losson J.
Swanner in the presence of other employees,
Respondent has engaged in unfair labor practices
within the meaning of Section 8(a)(1) of the Act.
THE REMEDY
Having found that the Respondent engaged in
certain unfair labor practices, I shall recommend
that it cease and desist therefrom and take certain
affirmative action to effectuate the policies of the
Act. I shall recommend that Respondent offer Los-
son J. Swanner immediate and full reinstatement to
his former or substantially equivalent position,
without prejudice to his seniority or other rights
and privileges, and make him whole for any loss of
earnings suffered by reason of the discrimination
against him by payment by a sum of money equal to
that which he normally would have earned as wages
from the date of discharge to the date of Respon-
dent's offer of reinstatement less any net earnings
during said period (Crossett Lumber Co., 8 NLRB
440) and in the manner described in F.
W. Wool-
worth Company, 90 NLRB 289, together with in-
terest thereon at the rate of 6 percent per annum as
set forth in Isis Plumbing & Heating Co., 138 NLRB
716.
RECOMMENDED ORDER
Upon the basis of the foregoing findings of fact
and conclusions of law, I recommend that the
Respondent Thompson Transport Co., Inc., its of-
ficers, agents, successors, and assigns , shall:
1. Cease and desist from:
(a) Threatening the discharge of employees for
their union or concerted activities.
(b) Discouraging membership in and activity on
behalf of Teamsters Union Local 795, affiliated
with International
Brotherhood
of
Teamsters,
Chauffeurs, Warehousemen and Helpers of Amer-
ica, or any other labor organization, by discharging
or refusing to reinstate employees or by dis-
criminating against employees in any other manner
in regard to their hire or tenure of employment, or
any term or condition of employment.
(c) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of their right to self-organization , to form,
join, or assist the Union, or any other labor or-
ganization,
to
bargain
collectively
through
representatives of their own choosing, or to engage
in other concerted activities for the purpose of col-
lective bargaining or other mutual aid or protec-
tion, or to refrain from any or all such activities.
2. Take the following affirmative action to effec-
tuate the policies of the Act:
(a) Offer Losson J. Swanner immediate and full
reinstatement to
his
former
or
substantially
equivalent position without prejudice to his seniori-
ty or other rights and privileges and make him
whole for any loss of earnings suffered by reason of
the discrimination against him in the manner set
forth in the section of this Decision entitled "The
Remedy."
(b) Notify Losson J. Swanner if presently serving
in the Armed Forces of the United States of his
THOMPSON TRANSPORT CO., INC.
611
right to full reinstatement upon application in ac-
cordance with the Selective Service Act and the
Universal Military Training and Service Act, as
amended, after discharge from the Armed Forces.
(c) Preserve and, upon request, make available
to the Board or its agents for examination and
copying all payroll records, social security payment
records, timecards, personnel records and reports,
and all other records relevant and necessary for a
determination of compliance with paragraph (a)
above.
(d) Post at its terminal in McPherson, Kansas,
copies of the attached notice marked "Appendix."3
Copies of said notice, on forms provided by the Re-
gional Director for Region 17, after being duly
signed by Respondent's representative, shall be
posted by it immediately upon receipt thereof, and
be
maintained by it for 60 consecutive days
thereafter,
in
conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respon-
dent to insure that said notices are not altered,
defaced, or covered by any other material.
(e) Notify the Regional Director for Region 17,
in writing, within 20 days from the receipt of this
Decision, what steps Respondent has taken to
comply herewith."
3 In the event that this Recommended Order is adopted by the Board, the
words "a Decision and Order" shall be substituted for the words "the
Recommended Order of a Trial Examiner" in the notice In the further
event that the Board 's Order is enforced by a decree of a United States
Court of Appeals, the words " a Decree of the United States Court of Ap-
peals Enforcing an Order " shall be substituted for the words " a Decision
and Order "
4 In the event that this Recommended Order is adopted by the Board,
this provision shall be modified to read "Notify said Regional Director, in
writing, within 10 days from the date of this Order, what steps Respondent
has taken to comply herewith "
795, affiliated with International Brotherhood
of Teamsters, Chauffeurs, Warehousemen and
Helpers of America, or any other labor or-
ganization, by discharging or refusing to rein-
state employees or by discriminating against
employees in any other manner in regard to
their hire or tenure of employment or any term
or condition of employment.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the
exercise of your right to self-organization, to
form, join, or assist the Union or any other
labor organization, or to engage in any other
concerted activities for the purpose of collec-
tive bargaining or any other mutual aid or pro-
tection, or to refrain from any or all such ac-
tivities.
WE WILL offer Losson J. Swanner im-
mediate and full reinstatement to his former
or substantially equivalent position without
prejudice to his seniority or other rights and
privileges and make him whole for any losses
he may have suffered as a result of the dis-
crimination we have practiced against him.
WE WILL notify Losson J. Swanner if
presently serving in the Armed Forces of the
United States of his right to full reinstatement
upon application in accordance with the Selec-
tive Service Act and the Universal Military
Training and Service Act, as amended, after
discharge from the Armed Forces.
All our employees are free to become or remain,
or refrain from becoming or remaining, members of
the above-named organization, or any other labor
organization.
APPENDIX
NOTICE TO ALL EMPLOYEES
Pursuant to the Recommended Order of a Trial
Examiner of the National Labor Relations Board
and in order to effectuate the policies of the Na-
tional Labor Relations Act, as amended, we hereby
notify our employees that:
WE WILL NOT threaten the discharge of any
employee for his union or concerted activities.
WE WILL NOT discourage membership in and
activity on behalf of Teamsters Union Local
Dated
By
THOMPSON TRANSPORT
CO., INC.
(Employer)
(Representative ) (Title)
This notice must remain posted for 60 consecu-
tive days from the date of posting and must not be
altered, defaced, or covered by any other material.
If employees have any question concerning this
notice or compliance with its provisions, they may
communicate directly with the Board's Regional
Office, 610 Federal Building, 601 East 12th Street,
Kansas
City,
Missouri
64106,
Telephone
FR
4-5181.