172 NLRB 652
Sheet Metal Workers Union Local 283
652
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Sheet Metal Workers Union Local 283, Sheet Metal
Workers International Association , AFL-CIO and
Thomas
A.
DeVol, d/b/a
Tad's Service. Case
20-CP-265
bility findings unless a clear preponderance of all the relevant evidence
convinces us that they were incorrect , we find no basis for disturbing the
credibility findings made by the Trial Examiner
Standard Dry
Wall
Products, Inc , 91 NLRB 544, cnfd 188 F 2d 362 (C A 3)
June 27, 1968
DECISION AND ORDER
By CHAIRMAN MCCULLOCH AND MEMBERS FANNING
AND BROWN
On May 3, 1968, Trial Examiner David F. Doyle
issued his Decision in the above-entitled proceed-
ing, finding that the Respondent had engaged in
and was engaging in certain unfair labor practices
and recommending that it cease and desist
therefrom and take certain affirmative action, as set
forth in the attached Trial Examiner's Decision.
Thereafter, the Respondent filed exceptions to the
Decision and a supporting brief. The General
Counsel filed limited cross-exceptions' and a brief
in
support
of the Trial Examiner's Decision.
Respondent filed a motion to strike General Coun-
sel's cross-exceptions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its
powers in connection with this case to a three-
member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the
Trial Examiner's Decision, the exceptions , motion
and briefs, and the entire record in the case, and
hereby adopts the findings,' conclusions, and
recommendations of the Trial Examiner.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended , the National Labor
Relations Board adopts as its Order the Recom-
mended Order of the Trial Examiner and hereby
orders that the Respondent , Sheet Metal Workers
Union Local 283, Sheet Metal Workers Interna-
tional Association , AFL-CIO, Stockton , California,
its officers , agents, and representatives , shall take
the action set forth in the Trial Examiner 's Recom-
mended Order.
' The Trial Examiner inadvertently failed to find , as stipulated by the
parties, that Tad's Service performed services valued in excess of $50,000
in the past year for the Sears, Roebuck & Company retail store here in-
volved
2 Under the established policy not to overrule a Trial Examiner 's credi-
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
DAVID F. DOYLE, Trial Examiner: This proceed-
ing, with all parties represented by counsel, was
heard by the Trial Examiner at Stockton, Califor-
nia, on January 18 and 24, 1968, on complaint of
the General Counsel and answer of the Respondent.
Respondent.
The complaint, dated November 17, 1967, was
based on a charge filed by Leland L. Brewer, a
representative of Sequoia Employers Council on
October 18, 1967.1 The complaint alleged, in sub-
stance, that Sheet Metal Workers Union Local 283,
Sheet Metal Workers International Association,
AFL-CIO (herein the Union or Respondent) had
violated Section 8(b)(7)(C) of the Act by picketing
a jobsite and the business premises of Thomas A.
DeVol, d/b/a Tad's Service (herein called the Com-
pany or Employer) with an object of forcing or
requiring employees of the Company to accept or
select the
Union as their collective-bargaining
representative or forcing or requiring the Company
to recognize or bargain with the Union, without an
election petition having been filed under Section
9(c) of the Act.
The Union, in its duly filed answer, denied the
commission of any unfair labor practices and, at the
hearing, contended that (1) the picketing hereafter
described was not recognitional in nature but was
picketing of a nonunion employer for the purpose
of advertising to the public that substandard wages
and working conditions were maintained by the em-
ployer; and (2) the persons working for the Com-
pany were, in fact, independent subcontractors and
were not employees of the Company and, there-
fore, there was no appropriate unit in which the
Board could conduct an election pursuant to Sec-
tion 9(c) of the Act; and the Union attacked the
credibility of the General Counsel's principal wit-
nesses.
At the hearing, counsel for the parties were af-
forded full opportunity to be heard, to examine and
cross-examine
witnesses, to introduce evidence
bearing on the issues, to argue the issues orally
upon the record, and to file briefs and proposed
findings of fact. The General Counsel and counsel
for the Union have both filed scholarly briefs which
have been carefully considered.
Upon the entire record in the case, including my
observation of the demeanor and bearing of all wit-
nesses, I make the following:
' All dates in this decision are in the year
1967 unless specified to be
otherwise
172 NLRB No. 76
SHEET METAL WORKERS UNION LOCAL 283
653
FINDINGS OF FACT
1.
THE BUSINESS OF THE COMPANY
At the hearing, counsel for the parties stipulated
to certain facts concerning the business of the
Company. Upon this stipulation, I find that the
Company which is located at Stockton, California,
is engaged, and has been engaged for the past year,
in performing services for the Sears, Roebuck &
Company retail store located at Stockton, Califor-
nia (herein Sears), of installing heating and air-con-
ditioning equipment and incidental parts which the
said store sold to its customers. During the past
year, Sears was engaged at Stockton, California, in
the business of selling such merchandise at retail
and at said store had gross retail sales in excess of
$500,000. During the same period, goods of value
in excess of $50,000 were shipped to the said store
directly from places outside the State of California.
Upon the undisputed facts, it is found that the
Company is engaged in commerce and in an indus-
try affecting commerce within the meaning of the
Act.2
If.
THE LABOR ORGANIZATION INVOLVED
Upon the pleadings and all the evidence in the
case, I find that the Union is a labor organization
within the meaning of Section 2(5) of the Act, and
that Robert Walden, who is the business represent-
ative of the Union, was the authorized representa-
tive of the Union in his conduct hereafter related.
III.
THE UNFAIR LABOR PRACTICES
Undisputed Facts; the Background of the
Controversy
It is undisputed that the Company is the sole
proprietorship of Thomas A. DeVol and that it has
been engaged in the business of sheet metal con-
tracting and the installation of heating and air-con-
ditioning
equipment.
The Company's shop is
located in Stockton, California, at 1759 Cherokee
Road, in the rear of the cabinet shop owned by one
Prohser. There is a semicircular driveway around
Prohser's shop which is the entrance and exit to the
Company's portion of the premises.
It is undisputed that the Company has never had
a contract with the Union during the time with
which we are concerned. However, DeVol formed
a corporation named Tadco, in the year 1955,
which engaged in the same line of business as the
Company and during the year 1962 Tadco had a
contract with the Union. It is undisputed that
Tadco and the Union complied with all contract
requirements toward each other until Tadco, both
the corporation and the business, were sold by
DeVol to an individual named Peter Palm on June
3, 1966. Since that date, Tadco has been a separate
business
entity
operating
under the manage-
ment of Palm and is not connected in any way
with the Company. It is conceded by both parties
that at no time was the present Company bound by
the prior contract between the Union and Tadco.
As indicated previously, the principal customer
of the Company is the Sears store in Stockton. The
Company installs equipment for Sears pursuant to a
contract between Sears and the Company. The
Company is not engaged in the construction of new
buildings or in placing its sheet metal wares or
equipment in new buildings.
It is likewise undisputed that at all material times
the Company has had five employees who were
classified either as installers or helpers. The more
skilled men who were installers were Roy Shoop-
man, Jack Benschoter, and Liebert Gaskill. The
helpers were James A. Bacon and Richard Gaskill.
These men were carried regularly on the payroll of
the
Company, which regularly deducted from
their pay such items as social security contribu-,
tions, unemployment compensation, income tax
withholding, etc.
The Company also paid the
required workmen's compensation premiums on
their behalf. It is undisputed that the installers, who
have the responsibility for the satisfactory per-
formance of each job, are paid on a "piece work"
or percentage basis of the contract price of each
job, without regard to the nature of the job or
whether a helper was also required on the job.
The helpers are paid at an hourly wage rate. DeVol
acts as the foreman of all the jobs. He reviews the
number of men required for the jobs and assigns
them. The employees start work at the Company's
shop at 8 a.m. and continue until the end of the
workday.
In the course of cross-examination, counsel for
the Union educed evidence on two particular points
in the operating arrangements: (1) each of two in-
stallers had a pickup truck which he owned, and he
used his own truck on the jobs and his own tools;
and (2) if an installer wanted to work later than 5
p.m., he was allowed by DeVol to do so.
Undisputed Facts: the Initiation and Extent of the
Union's Picketing
As noted previously , the primary issue in this,
proceeding is the nature and object of the picket-
ing. This is the subject of extensive testimony by
Thomas A. DeVol, the proprietor of the Com-
pany and the principal witness for the General
Counsel and by Robert Walden , the Union 's busi-
ness representative , the principal witness for the
Union . There are supporting witnesses but DeVol
and Walden are the representatives of the parties
' Siemons Mailing Service, 122 NLRB 81, Carolina Supplies and Cement
Co, 122 NLRB 88, New Jersey Poultry, 115 NLRB 536
654
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
who discussed company-union affairs prior to and
during the time of the picketing, and their
testimony presents a sharp credibility issue.
However, the dates, times, places, and the
extent of the picketing are not in dispute. Early
in the proceeding the General Counsel examined
Business Agent Walden as an adverse witness.
In the course of this testimony, Walden stated
that as the union representative he personally
picketed at a job being performed by the Company
called the "Semler jobsite" on or about August 8,
1967, Walden said that on this occasion and at
all other times the picket signs which the Union
used read as follows:
UNFAIR
TAD'S SERVICE
Does Not Observe Working Conditions
Established in This Area For
Building Construction Workers
AFL-CIO
SHEET METAL #283
Walden also said that his Union picketed the
business premises of the Company from August 14
through October 2, using the same legend on the
picket sign.' Walden obtained the pickets through
the Building Trades Council and he personally in-
structed them to go to the premises of the Com-
pany and directed their operation at that place.
Walden stated that from time to time he appeared
at the picket line to assist the pickets in their work.
During the time that picketing was conducted at
the Company's premises , the picketing was con-
ducted on a daily basis, Monday through Friday
from 8 a.m. to 4:30 p.m. It is undisputed that for
the first 3 or 4 days the picket sign was stuck on the
front end of a truck parked approximately 10 feet
from the driveway entrance to the Company, while
the pickets sat in the truck. Thereafter, the picket,
each morning, wired or nailed the picket sign to a
utility pole near the entrance to the premises and
sat nearby.
The Conflicting Oral Testimony of DeVol and
Benschoter
DeVol testified that early in the month of
May 1967, Walden came to his shop and asked
DeVol when the Company was going to live up
to
the
union agreement.
DeVol replied that
he didn't have any agreement with the Union. Wal-
den then took a contract from his pocket and said,
"Well, here's one. You can sign it and you will
have." DeVol replied that he was not interested
and that he'd like to talk to his men before he
would make any decision in the matter. DeVol
heard no more from Walden until August 8, when
he received a telephone call from installer Roy
(General Counsel's witnesses testified that picketing occurred between
August 17-October 2 This variance
is not vital because the picketing
Shoopman, who was at a private residence which is
referred to as the "Semler job." Shoopman in-
formed DeVol that the Union had placed a picket
out in front of the jobsite and asked DeVol for in-
structions. DeVol told him to stay on the job and
that he would go out to the job and see him. Later
in the day, DeVol went to the Semler job, but the
picket had left the jobsite.
DeVol testified that on September 25, about 9
a.m., while picketing was being conducted at the
Company's premises, Walden telephoned him and
requested that they meet to sign a contract.
Because the premises were being picketed the men
agreed that they would meet at a cafe in Stockton
called the Revlon Cafe. According to DeVol, when
the men met around 10 a.m., Walden produced a
contract and asked DeVol if he was ready to sign it.
De Vol replied that he would not sign any contract
without knowing what was in it and that he wanted
an opportunity to discuss the contract with both his
employees and his attorney. He asked for a copy of
the contract. Walden replied that he should get a
copy from the Sheet Metal Contractors Associa-
tion. DeVol asked if his employees would be
required to join the Union. Walden answered that
after the contract was signed the employees would
have 8 days to make up their minds. With that the
men parted and later in the day DeVol obtained a
copy of the union contract from the Sheet Metal
Contractors Association.
DeVol testified further that the next meeting
between the representatives of the Union and the
Company occurred on September 29. On this occa,
sion Walden telephoned him and agreed to remove
temporarily
the
picket
from the Company's
premises and meet with DeVol at the Company's
shop. Again Walden told DeVol that he had a con-
tract for him to sign and handed a contract to
DeVol. DeVol asked Walden to leave the contract
so his attorney and employees could study it. Wal-
den told him that he could sign the copy of the con-
tract which DeVol had obtained from the Sheet
Metal Contractors Association. DeVol replied that
he preferred the one presented by Walden and that
Walden left the contract with DeVol and departed.
According to DeVol the last meeting of the
representatives of the parties occurred on October
12 which was also the last day of the picketing. On
this occasion, Walden came to the Company's shop
and discussed the contract with DeVol and with
one of the employees, installer Jack Benschoter.
Walden asked DeVol if he was ready to sign the
contract, and Walden explained that DeVol's em-
ployees would have 8 days to join the Union after
the contracts were signed and that the initiation fee
for employees would be reduced to $25 or $50. Ac-
cording to both DeVol and Benschoter, DeVol said
lasted more than 30 days and Respondent has stipulated that no petition
was filed pursuant to Section 9(c) of the Act.
SHEET METAL WORKERS UNION LOCAL 283
that he did not like the contract provision which
provided for inspection of the Company's books.
Walden said that this would be done by himself or a
CPA to make sure that the union wage scale was
paid. DeVol asked if the Company could pay its
employees on a piecework basis. Walden said that
the contract did not provide for such payment but
the matter could be discussed with the Union's
negotiating committee. The men then discussed the
fact that DeVol was his own shop foreman. Walden
said that a foreman was required by the contract,
but this too, could be taken up in conference with
the negotiating committee . In this conversation, ac-
cording to Benschoter, Walden said that maternity
benefits under the health and welfare plan of the
Union would begin immediately upon the signing
of the union contract. Benschoter informed him
that he and the other employees were not interested
in the Union and that if DeVol should sign the con-
tract he, Benschoter, would quit and find some
place else.
Installer Jack Benschoter had prior dealings with
Walden . In his testimony Benschoter said that he
had previously met Walden in late July at Helen's
Coffee Shop in the city of Lodi, California. While
Benschoter was having some lunch , Walden and
another union representative approached him and
asked Benschoter if he was ready to join the
Union.
According
to
Benschoter ,
he replied
in the negative and then Walden told him that
he ought to join and said that he was going to
give him "some free publicity." On or about August
8-15, Benschoter and Walden again encountered
each other at a coffeeshop in the building which
contains the union office . On this occasion , Walden
told Benschoter that the health and welfare benefits
of the Union were good and he showed Benschoter
a paycheck for a little over $200 and said that this
would
be
an
average
weekly
paycheck if
Benschoter became a union member . Benschoter
had in his possession a current paystub which
showed that he had been paid $416 for the period
by DeVol. He showed this to Walden. Benschoter
told Walden that he didn't think DeVol would
ever
sign a contract with the Union. Walden
said that he could get Benschoter a job with Peter
Palm or Grogin Plumbing Company, both of whom
had contracts with the Union. Walden had with him
at the time a picket sign which he showed to
Benschoter saying that he had used it on the Semler
job and that he was going to give the Company the
"free advertising" he had mentioned previously.
The Union-Sears Conversations
Virgil Komarek, the operating superintendent of
the Sears Stockton store, testified that he had a talk
with
Walden and another union representative
around August 14. On this occasion, the union
representatives came to his office and introduced
themselves to him. Walden asked if his company
655
had Tad's Service doing installation work for the
store. Komarek replied in the affirmative. The
union representatives then informed him that
the employees of Tad's Service were not mem-
bers of the Union. Komarek said he did not know
whether the men were members of the Union
or not. He pointed out to the union representatives
that the contracts which his company has with
other companies do not require that the work be
done by either union or nonunion labor; that his
company was interested in obtaining satisfactory
work for its customers without regard to union af-
filiation. On direct examination, Komarek testified
that he asked the union representatives if they
would like to have the company's employees join
the Union and that the union representatives an-
swered in the affirmative.
On cross-examination, Komarek was shown an
out-of-court statement he had made to an agent of
the General Counsel, and Komarek admitted he
had not told the Field Examiner about this state-
ment of the union representatives.
On redirect examination, Komarek said that he
was not sure whether he asked the question which
brought up the subject, or whether the union
representatives volunteered the statement, but they
did say they would like the company's employees to
join the Union.
One or two weeks later, Walden again visited
Komarek and told him that he was getting pressure
from his people because the employees of the com-
pany did not belong to the Union. On this occasion,
Walden showed Komarek a handbill which the
Union had printed. Komarek testified that the same
handbill was distributed in front of his store on Oc-
tober 14. It read as follows:
To Whom It May Concern
INFORMATIONAL PURPOSES ONLY
To inform the general public that the Sears
and Roebuck Co., Stockton, Calif. is hiring the
Tad's Service Co. located in Stockton, Calif.,
to install heating and air-conditioning units and
other sheet metal work. Tad's Service Co. is
not signatory to a labor-management agree-
ment with Sheet Metal Workers International
Association Local Union No. 283, Stockton,
Calif.
The Union's defense; the testimony of Business
Representative Walden
Robert Walden, the business representative of
the Union, after examination by the General Coun-
sel as an adverse witness in the first instance, was
later called as a witness for the Union. Walden
stated that he was the only business representative
for the Union and its sole executive officer operat-
ing under the direction of the Union's executive
board. He was the officer of the Union who talked
656
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
with prospective members and with the employers
who engaged in the sheet metal industry within the
jurisdiction of the Union . In the course of his first
examination , Walden admitted the facts of the
picketing which had occurred at the Semler re-
sidence and at the premises of the Company. When
Walden was asked if he was given instructions by
anyone to go to the address of the Semler residence
and do the picketing , he replied that he was not in-
structed by the executive board to picket at any
particular place , but that he was instructed to
picket the Company . When he was asked when he
was instructed to do that , he replied, " I have no
idea." Walden said that he obtained the men to
perform the picketing from the Building Trades
District Council and he instructed them to picket
with the sign which has been described.
In the course of his examination by Union
counsel and in connection with the Union 's claim
that it was picketing to maintain area standards
and conditions of employment , Walden gave the
following surprising testimony:
Q. Were you aware at that time as to the
terms and conditions under which persons per-
formed services for Mr . DeVol?
A. At that time?
Q. Yes, sir.
A) No.
Q. Did you know whether or not they
worked for wages or on a piecework rate basis?
And this is prior to August 8, 1967.
A. No.
0. You did not know that?
A. No.
Q. Do you now know?
A. By statements that they made to me
during the discussions that have been held.
0. All right. And those discussions were
held between August 8 and October-
MR. TEAGLE :
I object, Mr. Examiner.
MR. WEINBERG :
I will withdraw the question.
Walden said that he had a conversation with
DeVol at the shop of the Company sometime prior
to June 1967. At this conversation only DeVol and
Walden were present . Walden 's version of this con-
versation was that he went to the shop to see
"about the possibility he [DeVol] was still under an
agreement with us ." Then he said that he didn't re-
call any of the actual conversation which occurred,
but that he did not ask De Vol to sign a copy of the
union 's contract . When asked if he had a copy of
the contract with him on that occasion , he replied,
"I always have a copy of the contract with me."
Walden testified that De Vol took the position that
the Tadco-Union contract had nothing to do with
his present proprietorship . Later Walden checked
this with the Union 's lawyer and was informed that
DcVol's position was legally correct.
Walden also testified that he met with DeVol at
the Revlon Cafe, and that in the conversation that
occurred at that place DeVol asked him for a copy
of the contract and he told DeVol that he "couldn't
give him a copy of the contract." However, he let
DeVol see a copy of the contract and DeVol ex-
amined it . Then he told DeVol that he wasn 't going
to give him a copy of the contract, that if DeVol
wanted a copy "to study or anything like that,"
DeVol could go out to the Contractors Associa-
tion and get one from them.
Walden testified that he had a conversation with
Komarek of Sears, Roebuck & Company. At that
point Walden was asked , "Did you say anything to
Mr. Komarek about wanting Mr. DeVol in the
Union?" Walden answered, "I say no." Walden
testified that the picketing was ended on approxi-
mately October 3, 1967.
When Walden was asked why he picketed at the
Semler residence he replied, "To advertise to the
public that they were not paying the wages, hours
and working conditions of the Sheet Metal Wor-
kers." He also testified that he had never made a
demand upon DeVol to sign a copy of the Union's
then current collective-bargaining contract and
would not permit DeVol to sign such a contract. On
this point on examination by union counsel, the
transcript of testimony reads as follows:
Q. And,
Sir,
what was your purpose in
pickting that job site?
A. To advertise to the public that they were
not paying the wages , hours and working con-
ditions of the Sheet Metal Workers.
Q. Had you at any time before that made a
demand upon Mr. DeVol to sign a copy of
your then -current collective bargaining agree-
ment?
A. I did not ask him to sign an agreement.
Q. And why, Sir, did you not ask him to sign
a collective bargaining agreement before you
began to picket?
A. Because of the difficulties that had been
had in the past.
Q. What difficulties?
A. The contracts that we had with him.
Q. With Mr. DeVol the person?
A. Yes.
MR. TEAGLE :
I object , Mr. Examiner. It has
nothing to do this this case ...
TRIAL EXAMINER : I'll let it stand the way it is
and take it the way it is
Walden testified further that the last meeting
between the parties occurred on October 12 at the
shop , and on this occasion Benschoter was with
DeVol and Walden. On this occasion DeVol asked
about the provision in the contract which permitted
the Union to inspect the Company's books . He told
Walden that the Company would have to permit
the inspection so that the Union would be sure that
DeVol was paying the union wage scale . They also
discussed the fact that the union contract re-
quired that a foreman be on the job. Walden
SHEET METAL WORKERS UNION LOCAL 283
657
told them that if DeVol signed a contract with the
Union he would have to live up to the bargaining
agreement and have a foreman .
Walden also
testified that on this occasion he told DeVol that if
anything was done about the contract he would
have to talk to the negotiating committee. At the
conclusion of this meeting he left a copy of the con-
tract with DeVol.
At the close of the examination of Walden by
counsel for the Union and the General Counsel, the
Trial Examiner engaged in the following colloquy
with Walden:
TRIAL EXAMINER : You are excused-just one
more question . Now I know what it was that
was bothering me before . It comes back to me.
Now, all during this time, as I understand
your testimony, Mr. Walden, that you talked to
Mr. DeVol, and all during this time you would
not let Mr. DeVol sign a contract with your
Union because of his past conduct when he
had a contract with your Union ; is that right?
THE WITNESS :
Right.
TRIAL EXAMINER: I gathered from something
you said that you were dissatisfied with Mr.
DeVol's conduct in regard to Tadco so that
now, while you were discussing contract with
him, you were of the frame of mind that you
would not let him enter into a contract?
THE WITNESS :
Myself, no.
TRIAL EXAMINER : Yes. Did your Executive
Board take any action in that regard prior to
the time you talked to Mr. DeVol at Tad's Ser-
vice? Do you get what I mean? Were they so
dissatisfied with his conduct prior to this that
they had told you, "Don't sign a contract with
DeVol"?
THE WITNESS :
Right. Yes.
After some recross -examination by the General
Counsel in regard to the minutes of the executive
board meeting, The following colloquy occurred:
TRIAL EXAMINER: Well, I don't know if I'm
going to delay this any further for any records
either .
Now, you were at a meeting where
these minutes were actually taken?
THE WITNESS: I was.
TRIAL EXAMINER : Can you tell us what was
the nature of the complaint on Mr . DeVol?
THE WITNESS: The nature of the complaint?
TRIAL EXAMINER : Yes. Why was the Execu-
tive Board angry? Had he done something
specific?
THE WITNESS : He had been on negotiations
with the Association . He had been chairman of
negotiations in the past years, and some of the
things that he had negotiated or tried in negotia-
tions and actions and the way he was operating
and wanted to operate, it always spoke for itself
as to what he would do, his actions.
TRIAL EXAMINER : All right . I will leave the
answer . Anybody want to cross-examine or ex-
amine this witness any further?
At the conclusion of all the evidence, counsel for
the parties stipulated that "if called as a rebuttal
witness, Thomas A. DeVol would testify that he
was on the Contractors Association
Negotiating
Committee in the year 1955, and would deny the
other testimony by Mr. Walden regarding his con-
duct and animosity and so forth at that time."
The General Counsel devoted considerable time
to examining Walden on his claim that the picket-
ing was for the purpose of maintaining area stand-
ards and conditions of work. Walden admitted
that he did not know the wages or terms and condi-
tions of employment at the Company
until
he
received his first knowledge on or around October
12, that some of the employees were paid on a
piece rate basis. He admitted that he never knew
what the amount of this payment was or the hourly
rate at which the helpers were paid; and he ad-
mitted that he had no knowledge of the other terms
and conditions of employment. The current con-
tract of the Union for the period July 1, 1967, to
June 30, 1969, and entitled Standard Form of
Union Agreement was admitted in evidence (G.C.
Exh. 7b) and the General Counsel examined Wal-
den about the contract. Walden admitted substan-
tially that the conditions of work and the rates of
wages which the Union sought to maintain by its
picketing were set out specifically in the contract.
The General Counsel cross-examined Walden at
great length to demonstrate that in fact the Union
sought to require DeVol and his employees to live
up to the terms of the contract, although the em-
ployees had not designated the Union as their
representative nor had the Company entered into
contractual relations with the Union. Among the
provisions of the Standard Form of Union Contract
is a union-shop provision which would require the
Company's employees to accept the Union as their
collective-bargaining representative and require the
Company and the employees to accept many other
specific provisions such as. a particular minimum
wage scale; permissive inspection of the Company's
books to insure compliance with certain minimum
wage scales set up by the Union; particular welfare
plan payments and pension plan payments; vacation
plan payments and restrictions on employees' accu-
mulation of vacation time and vacation allowance.
The contract has a requirement that the employer
must allow vacation time off, and that work time
lost in strikes would not be counted as vacation
time . The contract also lists seven named holidays;
rates of pay for foremen and a requirement that
each shop have one foreman; particular rates of
travel pay, showup pay, and subsistence pay; and a
union label clause ; etc. After the General Counsel
had examined Walden on the contract paragraph
by paragraph, the Trial Examiner restricted further
cross-examination on the ground that it was becom-
ing cumulative.
On redirect examination , counsel for the Union
brought out the fact that Benschoter had at one
354-126 O-LT - 73 - pt. 1 - 43
658
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
time partially filled out an application for member-
ship form in the Union . In his cross-examination
prior to that time, Benschoter had testified that he
never made application for membership. Ben-
schoter was recalled by the General Counsel and
he stated that at the time he signed the applica-
tion he was working as a sales engineer for an
employer named George Schooler, and that
one of the sales engineers working with him
recommended that he become a member of the
Union and he spoke to Walden at his office.
On that occasion, Walden told him that he could
not become a member of the Union because
he was not working at the trade, but that he
possibly could become an associate member and
that is why Benschoter made the application.
The above recital of the evidence is not an ex-
haustive and complete recitation , but a summary of
the highlights of testimony upon which each party
relies.
Some testimony and some documentary
evidence has not been mentioned in the summary
but that does not mean that the Trial Examiner has
not carefully considered such items of testimony or
documents. Brevity requires that some limits be
placed on the length of this decision.
Concluding Findings
Counsel for the Union contends that the instal-
lers and helpers of the Company do not constitute a
unit appropriate for collective bargaining because
the installers are independent contractors. He relies
mainly on two points in the employment arrange-
ments to support this contention : ( 1) that two in-
stallers use their own trucks on the jobs; and (2)
though time for work established for the jobs by the
Company is 8 a.m.-5 p.m., the installers may work
later than 5 p.m. if they so desire.
I cannot agree that these two minor features,
which appear to be the only variances from the
traditional
and conventional employer-employee
conditions, render the installers independent con-
tractors. The transcript establishes beyond doubt
that at all times the installers and helpers were car-
ried as employees on the Company's payroll and
that the Company regularly made proper deduc-
tions for social security contributions, income tax
withholding,
unemployment compensation con-
tributions, and the company-paid premiums for
Workmen's Compensation for them.
The Board with court approval has held for many
years that in determining whether a person is an
employee or an independent contractor that the
proper test to be used is the Board's "right to con-
trol" test. Where the person for whom the services
are to be performed retains the right to control the
manner and means by which the result is to be ac-
complished, the relationship is one of employment;
4 Trade Winds Transportation Company Ltd, 168 NLRB 860, Deaton
Truck Lines, Inc , 143 NLRB 1372, enfd 337 F 2d 697 (C A 5), Butchers'
while, on the other hand, where control is reserved
only as to the result sought, the relationship is that
of an independent contractor. Here, all work was
performed in the manner specified by DeVol, was
supervised by DeVol as foreman, and the men were
paid by DeVol either on a piece rate or hourly rate.
Therefore, I find that the installers and helpers
were employees of the Company and constituted an
appropriate unit for bargaining.
As mentioned previously, the principal issue in
this proceeding must turn on the resolution of the
credibility question between witnesses DeVol and
Benschoter on the one side and Business Represen-
tative Robert Walden of the Union on the other.
DeVol was a satisfactory witness. He testified in
a businesslike, forthright fasion and appeared to be
sincerely trying to answer all questions candidly
and fairly. On some minor points his memory was
vague, but in the main his testimony was persua-
sive, inherently plausible, and consistent with all
the undisputed facts in the case. I credit DeVol's
entire testimony.
Benschoter is a young man in his early 20's who
testified that he is a sheet metal worker by trade
but a student for the law in his spare time. He, too,
seemed to be a fair and candid witness and I credit
his testimony.
The testimony of DeVol and Benschoter is simple
and direct; the purport of their testimony is that
from a time shortly prior to the beginning of the
picketing until after its cessation the Union sought
to extract from DeVol a contract with the Union,
and sought to impose the Union on the employees
of the Company as the employees' exclusive bar-
gaining representative. Those facts which are un-
disputed in the case such as the union pamphlet dis-
tributed at the Sears store are consistent with this
testimony and support it.
On the other hand, Robert Walden, business
agent of the Union, was a witness who appeared to
be ill at ease and who at times became most eva-
sive. The main thrust of Walden's testimony was
that although the Union went to considerable
trouble to picket the premises of the Company and
one of its jobsites, it would not at any time enter
into contractual relations with DeVol and did not
seek to enroll Benschoter and the other employees
in
its
membership.
When
Walden gave this
testimony, he appeared to be most uneasy and was
not persuasive. I am constrained to reject Walden's
testimony or two principal grounds; (1) his de-
meanor and bearing was not that of a candid,
truthful witness; and (2) his testimony contains
several inconsistencies which in the light of all the
evidence renders his testimony inherently implausi-
ble.
While there are several sharp conflicts of
testimony between DeVol and Walden, there are
Union Local No 120 (Moriz Portuguese Sausage Factory), 160 NLRB
1465, enfd. 67 LRRM 2768 (C A 9)
SHEET METAL WORKERS UNION LOCAL 283
659
certain undisputed facts which cannot be recon-
ciled with Walden's testimony. The first of these to
be considered is the fact that there is no doubt
as to the purpose of the first meeting between
DeVol and Walden. As to that meeting, Walden
testified that he went to DeVol's place of business
with the purpose of seeing if DeVol was going
"to live up to" the union contract which DeVol's
former corporation had with the Union. It is un-
disputed that DeVol told Walden that the Company
was not bound by the old contract and that DeVol
did not intend to adopt it or enter into a new con-
tract with the Union. According to Walden, he
checked the legality of DeVol's position with union
counsel and was told that the old contract ran to
the corporation which DeVol had sold, and had
nothing to do with the present Company. Thus, the
undisputed fact is that at the inception of this con-
troversy the Union sought to require or enter into
contractual relations with DeVol.
At a point midway in the controversy, Walden
and a representative of the District Council talked
to Komarek, the superintendent of the Sears store
at Stockton. According to Komarek, who testified
in a fair and most disinterested manner, Walden
told him that the men who were doing the installa-
tion work for the Company were not members of
the Union and in the course of the conversation
Walden told Komarek that the Union wanted the
Company's employees to be members of the Union.
At a second meeting with Komarek a week or two
later, Walden showed Koarek a handbill which
the Union was passing out. The gist of the union
complaint with the Company is stated in the
handbill as, "Tad's Service Co, is not signatory
to a labor-management agreement with Sheet Metal
Workers International Association Local Union No.
283, Stockton, California." In the course of his
testimony, Komarek stated that the same handbill
was passed out in front of the Sears store at
Stockton on October 14, a date after the picketing
had been stopped at the Company 's premises. From
this documentary proof and undisputed facts it
would appear that the Union 's complaint with the
Company from first to last was that the Company
was "not signatory to a labor -management agree-
ment with Sheet Metal Workers, International
Association Local No. 283."
Walden testified that the Union's purpose in the
picketing was not to obtain a contract or to
represent the employees of the Company, but to
maintain area standards of wages and working con-
ditions. This is a contention which has been ad-
vanced previously in cases similar to this one, and
presents to the Board the question of whether the
picketing is genuine " area standards " picketing or
is a pretext used by the Union to cloak or conceal
its
conduct
which is violative of Section
8(b)(7)(C).
At the outset, this testimony of Walden was
rendered highly suspect by Walden himself when he
testified that at the time picketing began he did not
know the wages and working conditions under which
the Company's employees worked and were paid.
Furthermore, at no time in the course of the con-
troversy did Walden ask DeVol to furnish him with
the wage rates or any information as to the terms
and conditions under which the Company's em-
ployees worked. This testimony of Walden became
further suspect when he testified that despite the
picketing, the Union would not enter into a con-
tract with DeVol because of DeVol's prior conduct
toward the Union.
When the Trial Examiner
asked Walden what the conduct of DeVol was
which had caused the Union to take such an
unusual attitude toward DeVol, Walden testified
that when DeVol was a member of the negotiating
committee for the Sheet Metal Workers Associa-
tion he had sought to negotiate some terms of the
contract of which the Union did not approve. No
specifics of this conduct were furnished by the wit-
ness, and counsel for the parties stipulated that
DeVol was a member of the negotiating committee
of the association on one occasion, which had oc-
curred many years prior to the inception of the
present controversy.
Walden also testified that the Union did not seek
to represent the employees of the Company, but
that was immediately called into question by the
testimony of Benschoter, who testified that on
several occasions he was the object of Walden's at-
tempt to recruit him. It is undisputed on this point
that
Walden
at
all
times
sought to recruit
Benschoter into the Union and the employee stead-
fastly refused. While there may be differences in
the testimony of Walden and Benschoter as to ex-
actly what was said between these two on certain
occasions, there is no doubt about Walden's pur-
pose in talking to Benschoter-always
Walden
sought to enlist Benschoter in the Union.
When one considers all the evidence in this case,
the documentary evidence, the undisputed facts,
and the credited testimony of DeVol, Benschoter,
and Komarek, the trier of the fact must conclude
that Walden's devotion to his Employer, the Union,
has lead him into false testimony, and that the
Union's claimed "area standards" picketing is a
pretext and a sham. Upon a consideration of all the
evidence, I find that on or about August 8, 1967,
the Union caused a jobsite of the Company to
be picketed and beginning on or about August 17,
1967, and continuing until on or about October
13, 1967, caused the business premises of the
Company to be picketed, both located at Stockton,
California, with an object to force or require
the
Company to recognize and bargain with
the
Union as the collective-bargaining repre-
sentative of the employees of the Company and
to force and require employees of the Com-
pany to accept or select the Union as their collec-
tive-bargaining representative without a petition
660
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
having been filed under Section 9(c) of the Act for
an election among the said employees , in violation
of Sections 8(b)(7)(C) and 2 ( 6) and (7) of the
Act.5
IV.
THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of Respondent, set forth in section
III, above, occurring in connection with Com-
pany's operations described in section I, above,
ave a close, intimate, and substantial relationship
to trade, traffic, and commerce among the several
States and tend to lead to labor disputes burden-
ing and obstructing comerce and the free flow
of commerce.
V. THE REMEDY
Having found that Respondent has engaged in
unfair labor practices in violation of Section
8(b)(7)(C) of the Act, it is recommended that it
cease and desist therefrom and take certain affir-
mative action designed to remedy the unfair labor
practices and to effectuate the purposes of the Act
Conclusions of Law
1. Thomas A) DeVol, d/b/a Tad's Service, is an
employer within the meaning of Section 2(2) of the
Act, engaged in commerce within the meaning of
Section 2(6) and (7) of the Act, and the Respon-
dent is a labor organization within the meaning of
Section 2(5) of the Act.
2. By picketing a jobsite and the business
premises of Tad's Service in Stockton, California,
with an object of forcing or requiring the Company
to recognize or bargain collectively with Respon-
dent as the representative of its employees, and
with an object of forcing or requiring the Com-
pany's employees to accept or select the Respon-
dent as their collective- bargaining representative,
although the latter has not been certified as the
representative of said employees and did not file a
petition under Section 9(c) of the Act within 30
days from the commencement of said picketing, the
Respondent has engaged in unfair labor practices
within the meaning of Section 8(b)(7)(C) of the
Act.
3. The aforesaid unfair labor practices affect
commerce within the meaning of Section 2(6) and
(7) of the Act.
RECOMMENDED ORDER
Upon the entire record in this case, and pursuant
to Section 10(c) of the National Labor Relations
Act, as amended, it is recommended that Respon-
dent, Sheet Metal Workers Union Local 283, Sheet
Metal
Workers
International
Association,
AFL-CIO, its officers, agents, and representatives,
shall:
1. Cease and desist from picketing or causing to
be picketed, or threatening to picket or cause to be
picketed, Tad's Service, where an object thereof is
to force or require said Company to recognize or
bargain with the Respondent, or any other labor or-
ganization , as the bargaining agent of its employees,
or forcing or requiring the employees of said Com-
pany to accept or select the Respondent, or any
other labor organization, as their collective-bar-
gaining representative, in circumstances violative of
Section 8(b)(7)(C) of the Act.
2. Take the following affirmative action designed
to effectuate the policies of the Act:
(a) Post at its business offices, meeting halls, and
all other places where notices to members are
customarily posted, copies of the attached notice
marked "Appendix."" Copies of said notice, to be
furnished by the Regional Director for Region 20,
shall, after being duly signed by Respondent's
representative, shall be posted by said Respondent
immediately upon receipt thereof, and be main-
tained by it for 60 consecutive days thereafter, in
conspicuous places, including all places where
notices
to
members are customarily posted.
Reasonable steps shall be taken by the' Respondent
to insure that said notices are not altered, defaced,
or covered by any other material.
(b) Furnish to the Regional Director for Region
20, signed copies of said notice for posting by Tad's
Service, if willing, in places where notices to em-
ployees are customarily posted. Copies of said
notice to be furnished by the Regional Director,
shall, after being signed by the Respondent, be
forthwith returned to the Regional Director for
disposition by him.
(c) Notify the Regional Director for Region 20,
in writing , within 20 days from the receipt of this
Decision, what steps have been taken to comply
herewith.7
Centralia Building and Construction Trades Council v
N.L.R B , 363
F 2d 699 (C A D C ), State Mart Inc, 166 NLRB 818, N L R B v. Local
182, Teamsters, 314 F 2d 53 (C A 2)
' In the event that this Recommended Order is adopted by the Board, the
words "a Decision and Order " shall be substituted for the words "the
Recommended Order of a Trial Examiner" in the notice In the further
event that the Board 's Order is enforced by a decree of a United States
Court of Appeals, the words "a Decree of the United States Court of Ap-
peals Enforcing an Order" shall be substituted for the words "a Decision
and Order "
' In the event that this Recommended Order is adopted by the Board,
this provision shall be modified to read "Notify said Regional Director, in
writing, within 10 days from the date of this Order , what steps Respondent
has taken to comply herewith "
APPENDIX
NOTICE TO
ALL
MEMBERS
OF SHEET METAL
WORKERS
UNION LOCAL 283, SHEET METAL
WORKERS
INTERNATIONAL
ASSOCIATION,
AFL-CIO
Pursuant to the Recommended Order of a
Trial Examiner of the National Labor relations
SHEET METAL WORKERS UNION LOCAL 283
Board and in order to effectuate the policies of the
National Labor Relations Act, as amended, we
hereby notify you that:
WE WILL NOT picket , or cause to be pick-
eted ,
or threaten to picket ,
Thomas A.
DeVol , d/b/a Tad 's Service , where an object
thereof is forcing or requiring said Employer to
recognize or bargain with us or any other labor
organization as the bargaining representative
of its employees , or forcing or requiring the
employees of the said Employer to accept or
select us or any other labor organization as
their
collective-bargaining representative, in
circumstances violative of Section 8 (b)(7)(C)
of the Act.
SHEET METAL WORKERS
UNION
LOCAL 283,
SHEET METAL WORKERS
661
INTERNATIONAL
ASSOCIATION , AFL-CIO
(Labor Organization)
Dated
By
(Representative ) (Title)
This notice must remain posted for 60 consecu-
tive days from the date of posting and must not be
altered, defaced, or covered by any other material.
If members have any question concerning this
Notice or compliance with its provisions, they may
communicate directly with the Board' s Regional
Office, 13050 Federal Building, 450 Golden Gate
Avenue, Box 36047, San Francisco, California
94102, Telephone 556-0335.