172 NLRB 793
Carpenters District Council of Denver
CARPENTERS DISTRICT COUNCIL OF DENVER
Carpenters District Council of Denver and Vicinity,
AFL-CIO; and United Brotherhood of Carpenters
and Joiners of America, Local Union No. 55,
AFL-CIO and Rocky Mountain Prestress, Inc.
Carpenters District Council of Denver and Vicinity,
AFL-CIO; and United Brotherhood of Carpenters
and Joiners of America, Local Union No. 55,
AFL-CIO,
and Craftsmen Construction Com-
pany, Inc. Cases 27-CB-373 and 27-CB-374
June 28, 1968
DECISION AND ORDER
By CHAIRMAN MCCULLOCH AND MEMBERS
FANNING, BROWN, AND ZAGORIA
On January 6, 1967, Trial Examiner Herman
Marx issued his Decision in the above-entitled
proceeding, finding that the Respondent Unions
had not engaged in certain unfair labor practices as
alleged in the complaint and recommended dismis-
sal of the complaint in its entirety. Thereafter,
Charging Parties and the General Counsel filed;ex-
ceptions to the Trial Examiner's Decision and sup-
porting briefs, and the Respondent filed its brief
with the Trial Examiner in support of the Trial Ex-
aminer's Decision.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the
Trial
Examiner's
Decision, the exceptions and
briefs, and the entire record in the case, and finds
merit in the exceptions of the Charging Parties and
General Counsel. Accordingly, the Board adopts
the findings and conclusions of the Trial Examiner
only to the extent that they are consistent with this
Decision and Order.
The Complaint alleges that the Respondent
Unions have engaged in a strike to modify or ter-
minate the existing collective-bargaining contract
without complying with the terms of Section
8(d)(1), (3), and (4) of the National Labor Rela-
tions Act, as amended, and have thereby refused to
bargain collectively in good faith with the Charging
Parties, and did engage in unfair labor practices af-
fecting commerce within the meaning of Section
8(b)(3) of the Act. Henceforth, we shall refer to
the Charging Parties as the Employer and the
Respondent Unions as the Union.'
' The facts herein deal specifically with Rocky Mountain Prestress, Inc ,
and Local 55
' The record does not indicate when the parties were to meet again
793
The sole issue presented in this case is whether
the Union, which called a strike in support of its
bargaining position for a new contract after the ex-
piration of the old contract but less than 60 days
after the Employer had given notice of a desire to
terminate the contract and to negotiate regarding a
new contract, has failed to comply with the notice
and waiting period requirement of Section 8(d) of
the Act, and thus refused to bargain in violation of
Section 8(b)(3).
The essential facts are not in dispute, and may be
briefly summarized: There was in existence a col-
lective-bargaining agreement between the parties.
Article X of that agreement provided that the
agreement was to "expire on April 30, 1966." The
contract contained no provision for extension or
renewal, and, as a contract between the parties
herein, expired on April 30, 1966.
On March 18, 1966, the Employer by letter gave
notice of its intention "to terminate all existing con-
tracts" with the Union "on the expiration date as
provided in the contract, or 60 days from the date
of this notice, whichever occurs later," and of its
desire for "negotiations ... regarding a new con-
tract. "
A meeting of the parties to the existing contract
was held on March 29, 1966, for the purpose of
negotiating a new contract . At that meeting, the
parties failed to resolve all of the issues and the
parties agreed to meet again.2
On May 3, 1966, at a Delver construction site
where the Employer was then engaged in perform-
ing work as a contractor employing carpenters on
the project, the Employer was approached by the
Union and handed a proposed agreement, which it
was asked to sign as the new agreement between
the parties. The Employer asked for several days to
consider the request. The Union insisted that the
contract be signed "now" or it would withdraw and
withhold carpenters from the project. The Em-
ployer declined to sign at that point; thereupon the
Union ordered the carpenters to walk out and
began picketing the site.
No carpenters worked at the project between the
walkout on May 3 and the discontinuance of the
picketing on May 23. Subsequently, on June 22,
1966, the parties entered into a new collective-bar-
gaining agreement.
The Trial Examiner recommended that the com-
plaint be dismissed. He concluded that the General
Counsel's
thesis founders on the decisive fact that the
However, in view of their initial meeting and intent to meet again, it ap-
pears likely that the parties no longer considered the contract's automatic
expiration date as crucial in terms of their negotiations for a new contract
172 NLRB No. 87
794
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Carpenters
Agreement expired by its own
terms on April 30, 1966. The quoted provi-
sions of Section 8(d) are expressly applicable
only to a contract "in effect," and this is made
additionally clear by the requirement of Sec-
tion 8(d)(4) that the party desiring contract
termination or modification continue "the ex-
isting contract" in full force and effect for the
prescribed period, without resorting to strike
or lockout.
The General Counsel's position would lead one
to the plainly untenable course of treating the
Carpenters Agreement as "in effect" and "ex-
isting" after it had expired.
We reach a contrary conclusion respecting the ap-
plication of Section 8(d) of the Act to the situation
before us.3
Initially, we believe that the Trial Examiner's
conclusion that the parties' 1966 agreement was
not in effect within the meaning of Section 8(d)
stems from too great a "preoccupation with ordina-
ry contract law"4 which fails to take into account
the true nature and role of the collective-bargaining
agreement in maintaining and sustaining a collec-
tive-bargaining relationship.
The collective bargaining agreement ... is
more than a contract; it is a generalized code
to cover a myriad of cases which the draftsmen
cannot wholly anticipate .... It calls into
being a new common law-the common law of
a particular industry or of a particular plant....
A collective bargaining agreement is an ef-
fort to erect a system of industrial self-govern-
ment. When most parties enter into contrac-
tual relationship they do so voluntarily, in the
sense that there is no real compulsion to deal
with one another, as opposed to dealing with
other parties. This is not true of the labor
agreement.
The choice is generally not
between entering or refusing to enter into the
relationship, for that in all probability pre-ex-
ists the negotiations. Rather it is between hav-
ing that relationship governed by an agreed-
upon rule of law or leaving each and every
matter subject to a temporary resolution de-
pendent solely upon the relative strength, at
any given moment, of the contending forces.'
Taking these considerations into account, we re-
ject the Trial Examiner's apparent conclusion that
the Union was not seeking modification of the
terms of an existing contract simply because the
1966 agreement had terminated at the time of the
Union's strike. Though that agreement had ter-
minated by operation of its terms by the time the
Union struck, the parties, prior to such termination,
had exchanged bargaining proposals. By such ac-
tion they recognized and asserted their continuing
obligation to maintain their collective-bargaining
relationship and attested their mutual desire to
have that relationship continue to be governed "by
an agreed upon rule of law" in preference to "leav-
ing each and every matter subject to temporary
resolution
dependent solely upon the relative
strength, at any moment, of the contending forces."
Significantly, their proposals sought renegotiation
only of certain provisions of the 1966 agreement.
Clearly the remaining provisions continued to have
force and effect as the "common law of the plant"
and as the relevant measure by which to determine
whether the terms and conditions of employment
established therein were being maintained until
changes were duly negotiated. The fact that there
was a hiatus between the 1966 agreement and the
agreement flowing out of the negotiations initiated
by the Employer's notice does not mean that the
provisions of the 1966 agreement were no longer of
any force and effect in regulating the relationship
of the parties. Accordingly, assessing the parties'
contractual status in the light of the operating reali-
ties of their collective-bargaining relationship, we
conclude that the parties' 1966 agreement was "in
effect" within the meaning of Section 8(d) during
all material times.
This conclusion finds further support in the
legislative
history of Section 8(d). The Senate
Committee Report describes the purpose and effect
of Section 8(d) in the following terms:
Another substantive feature of this subsec-
tion is a provision which relates to employers
Section 8(d) of the Act, to the extent pertinent here, provides
where there is in effect a collective-bargaining contract covering em-
ployees in an industry affecting commerce , the duty to bargain collec-
tively shall also mean that no party to such contract shall terminate or
modify such contract, unless the party desiring such termination or
modification-
(I) serves a written notice upon the other party to the contract of
the proposed termination or modification sixty days prior to the
expiration date thereof, or in the event such contract contains no
expiration date, sixty days prior to the time it is proposed to make
such termination or modification,
r
(3) notifies the Federal Mediation and Conciliation Service
within thirty days after such notice of the existence of a dispute,
and simultaneously therewith notifies any State or Territorial
agency established to mediate and conciliate disputes within the
State or Territory where the dispute occurred, provided no agree-
ment has been reached by that time, and
(4) continues in full force and effect, without resorting to strike or
lockout all the terms and conditions of the existing contract for a
period of sixty days after such notice is given or until the expira-
tion date of such contract , whichever occurs later [Emphasis sup-
plied ]
4 Steelworkers v American Manufacturing Co , 363 U S 564, 567
' Steelworkers v Warrior & Gulf Navigation Co , 363 U S 574, 578-579,
580
CARPENTERS DISTRICT
and labor organizations which are parties to
collective agreements. Most agreements have
an expiration date, with an automatic renewal
clause in the absence of advance notice by
either side of a desire to terminate or modify.
Under this section, parties to collective agree-
ments in the future would be required to give
60 days' notice in advance of the terminal
date, if they desire to terminate or amend.
Should the parties fail to agree on a new con-
tract in the next 30 days, the party taking the
lead in refusing the old contract has the duty to
notify the new Federal Mediation Service of
the impasse. Should the notice not be given on
time, irrespective of the presence or absence of
a 60-day clause in the collective agreement, it
becomes an unfair labor practice for an em-
ployer to chage any of the terms or conditions
specified in the contract for 60 days or to lock
out his employees. Similarly, it is an unfair
labor practice by a union to strike before the
expiration of the 60-day period. Any employee
who engages in a strike during the 60-day
period would lose any rights under Sections 8,
9, and 10 of the Wagner Act, unless and until
he is reemployed. It should be noted that this
section does not render inoperative the obliga-
tion to conform to notice provisions for longer
periods, if the collective agreement so pro-
vides. Failure to give such notice, however,
does not become an unfair labor practice if the
60-day provision is complied with. (Sen. Rept.
No. 105, 80th Cong., 1st Sess. 24.)
As the Supreme Court has noted, "one thing, [this]
most authoritative legislative gloss on §8(d) ...
makes clear is that the statutory notice requirement
operates wholly independently of whatever notice
requirement the parties have fixed for them-
selves."' Of like vein is Senator Taft's statement
during debate in the Senate:
We have provided in the revision of the collec-
tive-bargaining procedure in connection with
the mediation process, that before the end of
any contract whether it contains a provision or
not, either party who wishes to open the con-
tract may give 60 days' notice in order to af-
ford time for free collective bargaining, and
then for the intervention of the Mediation Ser-
vice. If such notice is given, the bill provides
for no waiting period except during the life of
the contract itself. If, however, either party
N L R B v Lion Oil Company, 352 U S. 282, 292-293
Lion Oil Company, 109 NLRB 680, 683, N L.R B. v. Lion Oil Com-
pany, 352 US 282,290-291
" Inasmuch as we are treating the Employer 's March 18 notice as the
COUNCIL OF DENVER
795
neglects to give such notice and waits, let us
say, until 30 days before the end of the con-
tract to give the notice, then there is a waiting
period provided during which the strike is an
unlawful labor practice for 60 days from that
time, or to the end of the contract and 30 days
beyond that time. In that case there is a so-
called waiting period during which a strike is il-
legal, but it is only brought about by the failure
of the union itself to give the notice which the
bill requires shall be given. So it seems to me
to be no real limitation of the rights of labor
unions. (93 Cong. Rec. 3839)
It is apparent from the foregoing legislative histo-
ry that the absence of a notice provision on a col-
lective-bargaining agreement does not eliminate the
parties' obligation to serve a 60-day notice of intent
to seek modification or termination of the agree-
ment, to serve the 30-day notice on the mediation
and conciliation services, and to avoid strikes or
lockouts until 60 days from such notice. It is ap-
parent also that the mere fact that a collective-bar-
gaining agreement has terminated by operation of
its terms at the time a strike or lockout begins does
not excuse the parties' failure to have conformed to
the notice and waiting provisions of Section 8(d),
for 8(d)(4) requires them to maintain their con-
tracts in full force and effect beyond its "expiration
date," if such is necessary to achieve compliance
with the 60-day notice provision. The term "expira-
tion date" as used in Section 8(d)(1) and (4) has
been construed by the Board, with Supreme Court
approval, to encompass the actual termination date
of a fixed term contract.7 This being the case, Sec-
tion 8(d) requires the parties to such contract to
serve a notice of modification or termination 60
days prior to such date or to maintain their agree-
ment in effect beyond its termination date, until 60
days has run from whatever date such notice has
been given.
In the instant case, the Union struck within the
60-day period after the Employer served it with
notice of a desire to terminate the 1966 agreement
and to enter into negotiations for a succeeding con-
tract. By such conduct, the Union failed to comply
with the provisions of Section 8(d)(4), and we find,
therefore, that its strike violated Section 8(b)(3) of
the Act.8
Amended Conclusions of Law
In view of our rejection of the Trial Examiner's
conclusion that no violation of the Act was proved
compliance with the notice requirements of Section 8(d)(I), we do not
find the Union 's failure to give an 8(d)(3) notice to the mediation and con-
ciliation services to be a violation of that section See Fort Smith Chair
Company, 143 NLRB 5 I4 , 516-517
796
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
to have occurred , we do not adopt his Conclusion
of Law 6. We substitute therefor the following Con-
clusions of Law:
By failing to continue in full force and effect,
without resorting to strike, all the terms and
conditions of the 1966 Carpenters agreement
for a period of 60 days from the date the Em-
ployer gave notice of its desire to terminate
such
agreement,
as
provided
by Section
8(d)(4) of the Act, the Respondent Union has
engaged in and is engaging in unfair labor
practices
within
the
meaning of Section
8(b)(3) of the Act.
The aforesaid unfair labor practice is an unfair
labor practice affecting commerce within the
meaning of Section 2(6) and (7) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby orders that the Respon-
dent, Carpenters District Council of Denver and
Vincinity, AFL-CIO; and United Brotherhood of
Carpenters and Joiners of America, Local Union
No. 55, AFL-CIO, their officers, agents, and
representatives, shall:
1. Cease and desist from:
(a) Refusing to bargain collectively with Rocky
Mountain Prestress, Inc., concerning the termina-
tion
or
modification of a collective-bargaining
agreement with said Company by failing to con-
tinue in full force and effect, without resorting to
strike, all the terms and conditions of said collec-
tive-bargaining agreement for a period of 60 days
from the date the said Company gave notice of ter-
mination of said agreement, or until the expiration
date of said agreement , whichever occurs later, as
provided by Section 8(d)(4) of the Act.
(b) Engaging
in,
calling , or causing the em-
ployees of Rocky Mountain Prestress, Inc., to en-
gage in , a strike without first having complied with
the requirements of Section 8(d) of the Act.
2. Take the following affirmative action which
the Board finds will effectuate the policies of the
Act:
(a) Post at their business offices copies of the at-
tached notice marked "Appendix."9 Copies of said
notice, on forms provided by the Regional Director
for Region 27, after being duly signed by Respon-
dent Unions' representatives, shall be posted by
Respondent
Unions immediately upon receipt
thereof, and be maintained by them for 60 consecu-
tive days thereafter, in conspicuous places, includ-
ing all places where notices to their members are
customarily posted. Reasonable steps shall be taken
by Respondents to insure that said notices are not
altered, defaced, or covered by any other material.
(b) Furnish to the Regional Director for Region
27 signed copies of the attached notice marked
"Appendix," for posting, the Company willing, at
Rocky Mountain Prestress, Inc.'s facilities in places
where notices to employees are customarily posted.
The notices shall be maintained there for a period
of 60 consecutive days thereafter. Copies of said
notice, to be furnished by the Regional Director for
Region 27, shall, after being duly signed by official
representatives of the Respondent as provided in
paragraph 2(a) of this Order, be forthwith returned
to the Regional Director for such posting.
(c) Notify the Regional Director for Region 27,
in writing, within 10 days from the date of this
Order, what steps have been taken to comply
herewith.
APPENDIX
NOTICE TO ALL MEMBERS
Pursuant to a Decision and Order of the National
Labor Relations Board and in order to effectuate
the policies of the National Labor Relations Act, as
amended, we hereby notify you that:
WE WILL NOT in the future refuse to bargain
collectively with Rocky Mountain Prestress,
Inc., concerning the termination or modifica-
tion of a collective-bargaining agreement with
said Company by failing to continue in full
force and effect, without resorting to strike, all
the terms and conditions of said collective-bar-
gaining agreement for a period of 60 days from
the date the said Company gave notice of ter-
mination of said agreement, or until the expira-
tion date of said agreement, whichever occurs
later as provided by Section 8(d)(4) of the
Act.
WE WILL NOT engage in, call, or cause the
employees of Rocky Mountain Prestress, Inc.,
to engage in, a strike without first having com-
plied with the provisions of Section 8(d)of the
Act.
UNITED BROTHERHOOD OF
CARPENTERS AND JOINERS
OF AMERICA, LOCAL
UNION No. 55, AFL-CIO
(Labor Organization)
In the event that this Order is enforced by a decree of a United States
Dated
By
Court of Appeals, there shall be substituted for the words "a Decision and
Order" the words "a Decree of the United States Court of Appeals Enforc-
ing an Order "
(Representative ) (Title)
CARPENTERS DISTRICT COUNCIL OF DENVER
797
CARPENTERS DISTRICT
COUNCIL OF DENVER AND
VICINITY, AFL-CIO
(Labor Organization)
Dated
By
(Representative ) (Title)
This notice must remain posted for 60 consecu-
tive days from the date of posting and must not be
altered, defaced, or covered by any other material.
If members have any question concerning this
notice or compliance with its provisions, they may
communicate directly with the Board's Regional
Office, New Custom House, Room 260, 721 19th
Street, Denver, Colorado, Telephone 297-3551.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
The complaint
alleges, in substance, that the
Respondents, two labor organizations, Carpenters
District Council of Denver and Vicinity, AFL-CIO,
and United Brotherhood of Carpenters and Joiners
of America, Local Union No. 55 (herein, respec-
tively, the District Council and the Local, and, col-
lectively, the Respondent Unions), have refused to
bargain
with two employers, Rocky
Mountain
Prestress, Inc., and Craftsmen Construction Com-
pany, Inc., in violation of Section 8(b)(3) of the
National Labor Relations Act, as amended ( herein
the Act).'
The Respondents have jointly filed an answer
which, in material substance, denies the commis-
sion of the unfair labor practices imputed to them
in the complaint.'
All parties appeared through respective counsel
at a hearing upon the issues held before me, as
duly designated Trial Examiner, and were afforded
a full opportunity to adduce evidence, examine and
cross-examine witnesses , and submit oral argument
and briefs.'
Upon the entire record, from my observation of
the witnesses, and having read and considered the
briefs filed with me, I make the following:
FINDINGS OF FACT
1.
NATURE OF THE BUSINESS OF THE EMPLOYERS
INVOLVED; JURISDICTION OF THE BOARD
Rocky Mountain Prestress, Inc., and Craftsmen
Construction Company, Inc. (herein, respectively,
Rocky
Mountain
and
Craftsmen),
are
both
Colorado corporations. Each maintains its principal
office and place of business in Denver, Colorado.
Rocky Mountain is there engaged in the produc-
tion, sale, and erection of prestress concrete forms;
Craftsmen is a general contractor in the building
and construction industry; and each is, and has
been at all material times, an employer within the
meaning of Section 2(2) of the Act.
In the course and conduct of its business, Rocky
Mountain annually sells and ships prestressed
concrete building
materials valued ,
in the ag-
gregate, in excess of $50,000 directly from points
inside the State of Colorado to locations outside
thereof, and in the course and conduct of its busi-
ness operations in that State, Craftsmen annually
purchases materials valued, in the aggregate, in ex-
cess of $50,000 from suppliers located outside the
State of Colorado. By reason of their respective in-
terstate
transactions,
described
above,
Rocky
Mountain and Craftsmen are, and have been at all
material times, engaged in interstate commerce,
and in operations affecting such commerce, within
the meaning of Section 2(6) and (7) of the Act.
Accordingly, the Board has jurisdiction of the sub-
ject matter of this proceeding.
II.
THE LABOR ORGANIZATIONS INVOLVED
The Local is affiliated with the District Counsel;
both are affiliated with a statewide organization
called the Colorado State Council of Carpenters
(herein the State Council) and an international
labor body called the United Brotherhood of Car-
penters
and Joiners
of
America (herein the
Brotherhood ); and both the District Council and
the Local are, and have been at all material times,
labor organizations within the meaning of Section
2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Prefatory Statement
Rocky
Mountain
and
Craftsmen,
although
separate corporate entities and engaged in different
29 U S C Sec 151, et ieq
' The complaint was issued on July 26, 1966, and is based upon a charge
filed
by Rocky Mountain Prestress , Inc , on May 5 ,
1966, in Case
27-CB-373, another charge filed on the same date in Case 27-CB-374 by
Craftsmen Construction Company, Inc , and upon an amendment of each
charge filed on July 20, 1966 The two cases have been duly consolidated
for hearing
Copies of each charge, each amendment thereof, the com-
plaint, the order of consolidation , and a notice of hearing have duly served
upon all parties entitled thereto A hearing upon the issues was held in
Denver , Colorado, on September 8, 1966
' Lines 21-22 on p 93 of the heanng transcript, by means of the sentence,
"I do not think I will receive them ," makes it appear that G C Exhs 9, 10,
and I I were excluded The transcript is amended to delete the quoted sen-
tence, for I did not make the statement, as is evident from the fact that I
stated my intention to receive the three exhibits at 1 17 on p 93 In order to
eliminate any question regarding their evidentiary status, I reaffirm their
admission I note , also, that the transcript is garbled or otherwise inaccu-
rate at a number of other places , but as the record adequately reflects the
material evidence and issues , in the absence of a motion by any of the
parties, I dispense with any additional amendment
798
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
types of business at separate locations, are, and
have been at all material times, " a single employer"
and "a single integrated business enterprise," with
"common officers, ownership, (and) directors,"
and "a common labor policy ... affecting the em-
ployees" of both companies.
All "carpenters and joiners employed by Rocky
Mountain in the State of Colorado performing field
work outside of Rocky Mountain's plants [sic] in
Englewood, Colorado, exclusive of all other em-
ployees and supervisors as defined in the Act," con-
stitute, and have constituted at all times material
here , a unit appropriate for collective bargaining,
within the meaning of Section 9(b) of the Act; and
all "carpenters and joiners employed by Craftsmen
in its business as a general contractor in the State of
Colorado, exclusive of all other employees and su-
pervisors as defined in the Act," constitute, and
have constituted at all such times, a unit thus ap-
propriate.
The District Council and the Local are, and have
been at all times material here , the bargaining
representatives, within the meaning of Section 9(a)
of the Act, of all the employees in each of the units
described above.
In
October 1963, Craftsmen entered into a
"Memorandum of Agreement" (herein the 1963
Memorandum ) with various labor organizations, in-
cluding the District Council and the Local. In sub-
stance, the instrument purportedly bound its parties
to the provisions of five so-called "Building Con-
struction Agreements," each described in the docu-
ment by the names of parties thereto, and followed
by a specification of its expiration date (May 31,
1964, for one "Agreement"; April 30, 1966, for
another; May 31, 1966, for two; and July 1, 1966,
for the last).
On February 28, 1964, Rocky Mountain entered
into
a substantially similar
"Memorandum of
Agreement" (herein the 1964 Memorandum) with
such labor organizations , including the Respondent
Unions, purportedly binding the parties to the
terms (with some exceptions not material here) of
the five "Building Construction Agreements," list-
ing them, together with the respective expiration
dates, substantially as in the 1963 Memorandum.
Only one of the "Building Construction Agree-
ments" is in evidence (G.C. Exh. 2). It consists of a
printed form of contract bearing the label "Carpen-
ters' Agreement" (thus designated herein), and by
force of the execution of each memorandum of
agreement became a contract between the em-
ployer signatory to the memorandum and the
Respondent Unions, prescribing terms and condi-
tions of employment for employees in the respec-
tive units described above.4 The Carptenters Agree-
ment provided (in article X) that it was to "expire
on April 30, 1966"; contained no provision for ex-
tension or renewal; and as a contract between
Craftsmen
and the Respondent Unions and
between Rocky Mountain and the two labor or-
ganizations , did, in fact, expire on April 30, 1966.5
On March 18, 1966, Rocky Mountain wrote to
the State Council, giving notice, in substance, of its
intention
"to terminate
all
existing
contracts"
between Rocky Mountain and the Respondent
Unions (and other labor organizations not involved
here) "on the expiration date as provided in such
contracts, or sixty days from the date of this notice,
whichever occurs later," and, in effect, requesting
"negotiations ... regarding a new contract."
The letter resulted in a meeting on March 29,
1966, between Rocky Mountain's president, Frank
M. Hall, and others, on behalf of that Company,
and representatives of the State and District Coun-
cils. The parties present "discussed a possible new
agreement with Rocky Mountain," and a major
focus of discussion, if not the principal one, was a
request by Rocky Mountain for written contractual
provisions authorizing it to use "composite crews"
of carpenters and laborers in the erection of
"precast-prestress concrete products" at construc-
tion projects. (Craftsmen and Rocky Mountain had
been using such crews under an oral understanding
they had reached with the State and District Coun-
cils in 1961, and reaffirmed in 1965.) The union
representatives rejected the request for written
"composite crew" arrangements on the ground that
' Both the 1963 and 1964 Memoranda were purportedly signed on be-
half of the State Council and its Colorado affiliates , including the Respon-
dent Unions, by one Roy Bergh, a representative of the Brotherhood At
the hearing, the Respondent Unions conceded , by stipulation , that they
"ratified
policed
enforced," and "became parties to" the Carpen-
ters Agreement The issues here hinge on the effect to be given to the ex-
piration date of the Carpenters Agreement , and thus, in view of the stipula-
tion, it is actually immaterial whether Bergh had authority to execute the
1963 and 1964 Memoranda on behalf of the Respondent Unions However,
I note a claim by them ( unsupported by any evidence ) that Bergh lacked
such authority The stipulation itself would warrant an inference that he
possessed it, but it may be noted , in addition , that in 1961, Bergh , purpor-
tedly on behalf of the same labor organizations mentioned in the 1963 and
1964 Memoranda , entered into similar written arrangements with Crafts-
men (in 1961) and Rocky Mountain
(in 1962), whereby the parties
agreed to be bound by a collective -bargaining agreement (G C Exh 4)
due, by its terms, to expire on June 30, 1963 , that the latter contract was
signed by Bergh , Robert F Lumping , president of the District Council, and
G E White, chairman of the District Council's negotiating committee and
a business representative of the Local, that that contract contained provi-
sions obligating employers bound by the contract to "give the Union first
opportunity " to supply labor covered by the agreement, and that such
labor was, in fact , supplied to Craftsmen and Rocky Mountain during the
term of the contract The total record , in short , warrants a conclusion, and
I find, that Bergh had at least apparent authority from the Respondent
Unions to execute the 1963 and 1964 Memoranda on their behalf
' 1 note , in passing, that provisions of article X dealing with reopening of
terms of the Carpenters Agreement are immaterial to any issue here The
reopener provisions specified that in the event a "current existing collec-
tive bargaining agreement between the Union ( the State Council , District
Council, and their affiliated locals) and Associated Building Contractors of
Colorado, Inc , shall be reopened during the term of this contract upon any
matter contained therein , this contract may
be reopened" upon a
prescribed notice There is no evidence that any of the reopener provisions
have ever been invoked , whether by Craftsmen or Rocky Mountain, or by
Associated Building Contractors of Colorado, Inc (an organization, by the
way, to which neither Craftsmen nor Rocky Mountain has ever belonged).
CARPENTERS DISTRICT COUNCIL OF DENVER
799
the unions involved would have to make similar
concessions to other employers under certain con-
tracts then in effect . The issue was not resolved,
and the parties agreed to meet again.
On May 3, 1966, at a Denver construction site
identified in the record as the Polo Club, where
Craftsmen was then engaged in performing work as
a contractor , employing carptenters on the project,
a business agent of the Local gave Hall two identi-
cal copies of a proposed agreement , one for Craft-
smen and the other for Rocky Mountain ; and, in
substance , asked Hall to sign them as the "new
agreements "
between the
labor
organizations
named therein , including the Respondent Unions,
and Craftsmen and Rocky Mountain . Hall said that
he wanted several days to consider the request. Mc-
Farland, after making a telephone call (for instruc-
tions, as one may infer ), insisted that the contracts
be signed "or there will be no men" (or, in other
words, that the Respondent Unions would withdraw
and withhold carpenters from the project). Hall
declined to sign at that point ; McFarland thereupon
told Craftsmen 's carpentry foreman "to quit right
now"; and the latter and an unspecified number of
Craftsmen employees complied.
McFarland thereafter picketed the Polo Club site
over a period beginning on May 5, 1966, and end-
ing on May 23, 1966, carrying a sign bearing the
legend : "Carpenters on strike against Rocky Moun-
tain Prestress, Inc. for better working conditions.
Carpenters' District Council." Although the picket-
ing was conducted under the District Council's
auspices, and the sign made no mention of Craft-
smen , it is fair to conclude from the antecedent
events and context of circumstances , and I find,
that the picketing was directed against Craftsmen
as well as Rocky Mountain, and that McFarland en-
gaged in the activity on behalf of the Local as well
as the District Council.
No carpenters worked at the project between the
walkout on May 3 and the discontinuance of the
picketing
on May 23, and the Local,
although
requested by Hall to supply carpenters for the pro-
ject, did not do so during the period. Carpentry
work was resumed at the Polo Club construction
site on
May 24, 1966, "on a limited basis" by
another employer, apparently under a subcontract
with Craftsmen . As is evident, the suspension of the
carpentry work at the Polo Club project was due to
a strike sponsored and conducted by the Respon-
dent Unions against Craftsmen and Rocky Moun-
tain.
On June 22, 1966, Craftsmen and Rocky Moun-
tain each entered into a collective -bargaining con-
tract with the State Council and affiliated labor or-
ganizations , including the Respondent Unions. By
the time of execution of the agreements, the strike,
as one may fairly infer, had ended . (I dispense with
details of the new contract terms because they do
not materially affect any result in this proceeding.)
As the evidence
establishes,
without dispute,
neither of the Respondent Unions gave any notice
either to Craftsmen or Rocky Mountain of any
proposed termination or modification of the Car-
penters Agreement, nor of the existence of a
dispute to the Federal Mediation and Conciliation
Service or the Colorado State Industrial Commis-
sion, which has the duty, under Colorado law (CRS
Sec. 80-1 -27), to mediate and conciliate labor
disputes.
B. Discussion of the Issues; Concluding Findings
The ultimate issue here is whether the Respon-
dent Unions, by resorting to the strike , violated the
bargaining obligation imposed upon them by Sec-
tion 8(d) of the Act, which, to the extent pertinent
here, provides:
where there is in effect a collective -bargaining
contract covering employees in an industry af-
fecting commerce, the duty to bargain collec-
tively shall also mean that no party to such
contract shall terminate or modify such con-
tract, unless the party desiring such termina-
tion or modification-
(1) serves a written notice upon the other
party to the contract of the proposed ter-
mination or modification sixty days prior
to the expiration date thereof, or in the
event such contract contains no expiration
date , sixty days prior to the time it is
proposed to make such termination or
modification;
*
(3) notifies the Federal Mediation and
Conciliation
Service
within
thirty
days
after such notice of the existence of a
dispute,
and simultaneously therewith
notifies any State or Territorial agency
established
to
mediate and conciliate
disputes
within the State
or
Territory
where the dispute occurred, provided no
agreement has been reached by that time;
and
(4) continues in full force and effect,
without resorting to strike or lock-out, all
the terms and conditions of the existing
contract for a period of sixty days after
such notice is given or until the expiration
date of such contract , whichever occurs
later.
Invoking these provisions, and pointing to dif-
ferences in terms between the contracts of June 22,
1966, and the Carpenters Agreement, the General
Counsel asserts that the aim of the strike was, to
quote from par. VII of the complaint, "to effect a
change or modification of the terms and ... condi-
tions of employment" contained in the Carpenters
Agreement; and by striking for such a purpose,
without complying with Section 8(d)(1), (3), and
(4), the Respondent Unions, so the argument runs,
800
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
failed in the bargaining duty imposed upon them by
the relevant provisions of Section 8(d), and
thereby violated Section 8(b)(3) of the Act.'
This thesis founders on the decisive fact that the
Carpenters Agreement expired by its own terms on
April 30, 1966. The quoted provisions of Section
8(d) are expressly applicable only to a contract "in
effect," and "existing " after it had expired . He cites
no case that supports his position , and, indeed, in
1956, the then General Counsel expressed the view
that the "[s]tatute imposes no duty to give notice
of termination where [sic] contract terminated by
its own provisions." (Administrative Decision, Case
K-522, summarized in CCH, Par. 3200. 79.)' This
is plainly out of kilter with the position the General
Counsel urges here. The 1965 determination was in
harmony with the statutory language, and the
General Counsel's contention here is at odds with
it.
The sum of the matter is that the record does not
support the unfair labor practice allegations of the
complaint, and I shall, accordingly, recommend its
dismissal.'
IV.
CONCLUSIONS OF LAW
Upon the basis of the foregoing findings of fact,
and upon the entire record in this proceeding, I
make the following conclusions of law:
1. Craftsmen and Rocky Mountain are, and have
been at all material times, employers within the
meaning of Section 2(2) of the Act.
2. The District Council and the Local, are, and
It is evident that the General Counsel makes no claim that the aim of
the strike was to modify any of the "Building Construction Agreements,"
other than the Carpenters Agreement , mentioned in the 1963 and 1964
Memoranda For one thing , of the five "Agreements " mentioned , only the
Carpenters Agreement is in evidence, and for another matter, and more to
the point, it is clear from pars. V-IXX of the complaint that its gravamen is
that the Respondent Unions violated their bargaining obligation by engag-
ing in a strike to modify a contract "effective until April 30, 1966" (the
Carpenters Agreement , obviously) without complying with the relevent
terms of Section 8(d) In short , the Carpenters Agreement is the only one
of the five "Building Construction Agreements" that is material here, and I
do not pass on any right or obligation arising out of, or relating to, any of
the other four or the oral "composite crew " arrangements , which are
similarly immaterial to the issues raised by the complaint.
' In his brief, the General Counsel sees support for his contentions in
Lion Oil Co. v N L R B, 352 U S 282, Retail Clerks Local No. 1179 (J C
Penney Co ), 109 NLRB 754, Local Union 219, Retail Clerks International
Association , AFL-CIO, 120 NLRB 272, and Fort Smith Chair Company,
143 NLRB 514 I see no need for any extended exploration of these cases,
for they do not involve the point in issue here and are thus inapposite This
have been at all material times, labor organizations
within the meaning of Section 2(5) of the Act.
3. All carpenters and joiners employed by Rocky
Mountain in the State of Colorado performing field
work outside of Rocky Mountain's plant in En-
glewood,
Colorado, exclusive of all other em-
ployees and supervisors as defined in the Act, con-
stitute, and have consituted at all material times, a
unit appropriate for collective bargaining, within
the meaning of Section 9(b) of the Act.
4. All Carpenters and joiners employed by Crafts-
men in its business as a general contractor in the
State of Colorado, exclusive of all other employees
and supervisors as defined in the Act, constitute,
and have constituted at all material times, a unit ap-
propriate for collective bargaining,
within the
meaning of Section 9(b) of the Act.
5. The District Council and the Local are, and
have been at all material times, the bargaining
representatives, within the meaning of Section 9(a)
of the Act, of all the employees in each of the units
described above.
6. The evidence does not establish that the Dis-
trict Council and the Local have engaged in the un-
fair labor practices imputed to them in the com-
plaint.
RECOMMENDED ORDER
Upon the basis of the foregoing findings of fact
and conclusions of law, and the entire record in this
proceeding, it is recommended that the National
Labor Relations Board enter an order dismissing
the complaint.
view of Lion Oil is unaffected by the court 's observation there (at p. 290)
that "[n]otice of desired termination would ordinarily precede the date
when the contract would come to an end by its terms or would be automati-
cally renewed in the absence of notice to terminate Therefore we conclude
that Congress meant by 'expiration date' in §8(d )( I) to encompass both
situations, and the same phase in 68(d)(4) must carry the same meaning " I
do not read the first of the "situations" as referring to a contract that ex-
pires by force of its own fixed termination date, as here , but, rather, to a
case where the agreement is terminable before a specified expiration date
for some reason such as, for example, a provision authorizing such earlier
termination
s There is some intimation in the General Counsel's brief (pp 7-8) that
Rocky Mountain 's termination notice in its letter of March 18 , 1966, had
the effect of making the strike unlawful The road by which the General
Counsel reaches such a result is far from clear, but be that as it may, it is
obvious that the notice could not affect the expiration date already pro-
vided for the Carpenters Agreement by its own terms, and the letter could
not have the effect of thrusting upon the Respondent Unions any obligation
to conform to the notice and strike provisions of Section 8(d) in connec-
tion with the contract