188 NLRB 90
Washington Forge Inc.
90
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Washington Forge Inc. and Amalgamated Food and
Allied Workers Union, Local 56, AFL-CIO. Case
22-CA-3691
January 25, 1971
DECISION AND ORDER
BY MEMBERS FANNING, BROWN , AND JENKINS
On September 22, 1969, Trial Examiner Paul Bis-
gyer issued his Decision in the above-entitled pro-
ceeding, finding that Respondent had engaged in and
was engaging in certain unfair labor practices and
recommending that it cease and desist therefrom and
take certain affirmative action, as set forth in the at-
tached Trial Examiner's Decision. He further found
that Respondent had not engaged in certain other
unfair labor practices alleged in the complaint, and
recommended the dismissal of these allegations.
Thereafter, Respondent filed exceptions to the Trial
Examiner's Decision and a brief in support thereof. In
addition, Respondent also filed a motion to reopen
the record,' alleging the discovery of certain previous-
ly unavailable evidence which it asserts would have a
direct bearing upon the Trial Examiner's credibility
resolutions and his ultimate conclusions with respect
to the unfair labor practices found . A memorandum
brief in opposition to this motion was filed by the
General Counsel. Also, by leave of the Board, Res-
pondent was permitted to file a memorandum brief in
reply to the General Counsel's brief.
On April 16, 1970, the
Board, by Executive
Secretary's Order, granted Respondent's motion to
reopen the record. In its Order, the Board directed
that "the hearing be reconvened before the Trial Ex-
aminer in order to provide the parties with an oppor-
tunity
to
introduce
any newly
discovered
or
previously unavailable evidence which is relevant to
a determination of the issues herein ." The Order fur-
ther provided that, upon conclusion of the hearing,
the Trial Examiner would prepare and serve upon the
parties a supplemental decision containing findings of
fact, conclusions of law, and recommendations to the
Board based upon the evidence received pursuant to
our Order.
On September 17, 1970, Trial Examiner Bisgyer
issued his Supplemental Decision, attached hereto, in
which he reaffirmed his previous findings and conclu-
sions, and recommended that the Board adopt his
prior Decision with certain minor modifications in his
Recommended Order. Thereafter, Respondent filed
exceptions to the Trial Examiner's Supplemental De-
cision and a brief in support thereof.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its powers
in connection with this case to a three-member panel.
The Board has reviewed the rulings of the Trial
Examiner made at both the original and supplemental
hearings and finds that no prejudicial error was com-
mitted. The rulings are hereby affirmed.' The Board
has considered the Trial Examiner' s Decision, his
Supplemental Decision, and the entire record in this
case, including the motions, exceptions, and briefs of
the parties, and hereby adopts the findings, conclu-
sions, and recommendations of the Trial Examiner.'
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Rela-
tions Board adopts as its Order the Recommended
Order of the Trial Examiner as amended by the "Sup-
plemental Recommendation" contained in the Trial
Examiner's Supplemental Decision, and hereby or-
ders that Respondent, Washington Force, Inc., Eng-
lishtown, New Jersey, its officers, agents, successors,
and assigns, shall take the action set forth in the Trial
Examiner's Recommended Order, as amended.4
The motion was supported by various affidavits and documentary evi-
dence.
2 Respondent contends that the General Counsel 's representatives did not
conduct a fair and reasonable investigation of the unfair labor practice
charges and that this together with the Trial Examiner's refusal to permit
Respondent to litigate this issue served to prejudice Respondent 's defense to
the allegations of the complaint. In our Judgment, Respondent has not raised
any matters which would support its conclusion that the investigation was
not conducted in a fair and reasonable manner . Nor do we find that the Trial
Examiner abused his discretion in refusing to permit litigation of this issue.
Accordingly,
we affirm the Trial Examiner's
ruling and find that
Respondent's contention is without merit.
7 These findings and conclusions are based, in part , upon credibility deter-
minations of the Trial Examiner, to which the Respondent was excepted.
Having carefully reviewed the record, we conclude that the Trial Examiner's
credibility findings are not contrary to the clear preponderance of all the
relevant evidence . Accordingly, we find no basis for disturbing those find-
ings. Standard Dry Products, Inc, 91 NLRB 544, enfd. 188 F.2d 362 (CA.
2).
In footnote 37 of the Trial Examiner's Decision, substitute "20" for "10"
days.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
PAVE. Blsovex, Trial Examiner : This proceeding, with all
the parties represented, was heard on April 15, 16, and 22
through 24, 1969, at Newark, New Jersey, on the complaint
of the General Counsel issued on March 12, 1969,' and the
answer of Washington Forge , Inc., herein called the Res-
pondent. In issue is the question whether the Respondent's
discharge of employees Manuel Lopez, Bienvenido Lopez,
Alexandra Lopez, Isabel Lopez, Felix Perez and Yvette
Somerville violated Section 8(axl ) and (3) of the National
I The complaint is based on a charge filed on January 27, 1969, a copy of
which was duly served on the Respondent by registered mail on the same day.
188 NLRB No. 17
WASHINGTON FORGE INC.
Labor Relations Act, as amended.2 At the close of the hear-
ing, the Respondent argued its position orally. Briefs in
support of their respective positions have been received
from the General Counsel and the Respondent.
Upon the entire record, and from my observation of the
demeanor of the witnesses , and with due consideration
being given to the arguments advanced by the parties, I
make the following:
FINDINGS AND CONCLUSIONS
1.
THE BUSINESS OF THE RESPONDENT
The Respondent, a New Jersey corporation with its prin-
cipal office and plant in Englishtown , New Jersey, is en-
gaged in the manufacturer and sale of cutlery and related
products. It annually ships goods and products manufac-
tured in this plant and valued in excess of $50,000 directly
to points outside that State.
It is admitted, and I find, that the Respondent is enga ed
in commerce within the meaning of Section 2(6) and (7f of
the Act.
II.
THE LABOR ORGANIZATION INVOLVED
It is undisputed, and I find, that Amalgamated Food and
Allied Workers Union, Local 56, AFL-CIO, herein called
the Union, is a labor organization within the meaning of
Section 2(5) of the Act.
III.
THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Evidence
This is another one of those familiar cases where the
employer is charged with unlawfully terminating the em-
ployment of employees for engaging in protected concerted
or union activity and the employer vigorously resists the
charges, insisting that his actions were prompted solely by
legitimate business considerations . The events leading up to
the discharges are as follows.
1.
Plant washup and break period
practices, the January 10,
1969, work stoppage
For some 20 years it has been the Respondent's policy
to allow its employees a paid 10-minute break in the morn-
ing and another in the afternoon and 5 minutes to wash up
immediately before their noon lunch period.
Dissatisfied
with the adequacy of the men's washroom facilities and the
allotted washup time, the employees in the polishing section
of the Blade Department in March 1968 complained to
management and engaged in a brief work stoppage in pro-
2 Section 8(ax I) of the Act makes it an unfair tabor practice for an employ-
er to interfere with , restrain, or coerce employees in the exercise of the rights
guaranteed in section 7 ." Insofar as pertinent, Section 7 provides that '[el
mployees shall have the right to ...,loin or assist labor organizations, . .
and to engage in other concerted activities for the purpose of ... mutual aid
or protection ...."
Section 8(a)(3) prohibits, with certain qualifications not material herein, an
employer "by discrimination in regard to hire or tenure of employment or
any term or condition of employment to encourage or discourage member-
ship in any labor organization ...."
The morning break is from 10 o'clock to 10:10, the afternoon one is from
2:45 to 2 :55, and the combined washup time and lunch period is from 11:55
a.m. to 12 :30 p.m. An electric bell signals the beginning and end of these
periods.
91
test of these conditions . As a result, the Respondent under-
took to install more sinks and to enlarge and make other
improvements in the men's washroom. In addition, the pol-
ishing employees were
ven an extra 5 minutes to wash up
before lunch until the alterations were completed. Two Signs
to this effect-one in English and the other in Spanish for
the benefit of its Puerto Rican employees-were posted.
The extra washup time, however, was not officially extend-
ed to the employees in other departments.
With the completion of the enlarged washroom facilities
in mid-November, 1968,° the polishing employees were in-
formed that the extra 5-minute washup time before lunch
was withdrawn and that they were to revert to the 5 minutes
previously allowed all employees. The signs mentioned
above were thereupon taken down.
Notwithstanding the official limitation thus placed on
washup time, the polishing employees, as well as others in
the Blade Department, continued not only to take extra
time to wash up before lunch , but also to take 5 to 10
minutes before their morning and afternoon breaks for the
same purpose.' These departures from Company policy,
however, were tolerated by James Grubby, foreman of the
Blade Department,6 although it appears that on infrequent
occasions, when directed by his superiors, he reminded his
employees to obey the washup rules.
On January 10, 1969,' Foreman Grubby, under instruc-
tions from management, announced to the polishing em-
ployees individually that they would no longer be permitted
to leave their work stations to wash up before the bells rang
initiating the morning and afternoon breaks. Although the
record is not clear whether Grubby also mentioned washup
time before the lunch period, it is very likely that he did.
This discontinuance of the washup privilege was not favor-
ably received by the employees with the result that, after
discussin g the matter among themselves , they requested em-
ployee Manuel Lopez to confer with Milton Berger, the
Respondent's president and principal stockholder, in an
effort to secure the restoration of the washup time that the
had been customarily taking . In the meantime, about 34
Blade Department employees, including 4 of the alleged
discrimmatees (Bienvenldo Lopez, Alexandra Lopez, Isabel
Lopez, and Felix Perez) refused to return to work at the
conclusion of their lunch period at 12:30 p.m. and, instead,
congregated in the hallway around the timeclock not far
from Berger's office .8
When Berger arrived at his office about 1 p.m., Manuel
Lopez, in the presence of Foreman Grubby,9 ppresented the
employees' grievance . There is an irreconciliable conflict in
testimony concerning the particular washup time that was
the subject of the dispute and Berger's final disposition of
the employees' protest. Manuel Lopez testified that he
4 The Respondent also made some improvements in the machines to con-
trol the emission of dirt and dust.
s It appears that prior to this announcement, it was unusual for employees
in the Blade Department to leave their machines to wash up before their
morning and afternoon breaks . According to Production Manager Mervin
Gertler, the practice of taking washup time before the morning and afternoon
breaks and more than that allotted before the lunch period was prevalent in
departments other than the Blade Department, although it was indulged in
to a greater extent in the latter department.
6I find, and it is not contended otherwise , that Foreman Grubby is a
surrvisor within the meaning of Section 2(11) of the Act.
Unless otherwise indicated, all subsequent dates refer to 1%9.
Foreman Grubby testified that the March 1%8 work stoppage was sim-
ilarly precipitated when he reminded the polishing employees that they were
taking too much time away from their work to wash up before the morning
and afternoon breaks and lunch period.
9 Also present was Jose Millet, a machine shop employee, whom Berger
had invited to act as a Spanish interpreter , if it became necessary . Millet was
not called as a witness by any party.
92
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
asked for the restoration of the 5-minute washup time be-
fore the morning and afternoon breaks and the extra 5
minutes before the noon lunch period, remarking at one
point that the Company had withdrawn the washup time
because the employees did not have a union . He further
testified that, while Berger at first rejected the employees'
demands, he ultimately agreed to reinstate the 5-minute
washup time before the morning and afternoon breaks and
the extra 5 minutes before the lunch period and told him
(Manuel Lopez) to report this to the employees and have
them return to work. This Manuel did and the employees
thereupon returned to work.
Berger and Grubby, on the other hand, testified that
Manuel only sought the restoration of the extra 5 minutes
to wash up before the noon lunch period, which would give
th e polishing employees a totsl of 10 minuteso f prenoon
washup time; and that Berger declined to grant it , pointing
out that, unlike the situation m 1968 , the
olishing employ-
ees now enjoyed adequate washroom facilities and that
there was no justification for treating them differently from
the other employees. Grubby also testified that he then left
the office with Manuel who, in reporting Berger's decision
to the employees, misinterpreted it and informed them that
they could retain the extra 5 minutes to wash up before
lunch. For this reason, Grubby testified, he brought Manuel
back to Berger who repeated his refusal to grant the extra
5 minutes of washup time and thereafter Manuel just told
the employees to go to work .10 Manuel, however, denied
that he had returned to Berger's office or had a second
conversation with him, although Berger corroborated Grub-
by in this respect.
Since the employees admittedly were making it a practice
to take 5 to 10 minutes to wash up before the morning and
afternoon breaks and an extra 5 minutes before lunch,
which Grubby announced would no longer be permissible,
it is very likely that, in protesting the discontinuance, Manu-
el would seek the restoration of all the washup time the
em loyees were taking and not confine his efforts to regain
only the prelunch washup time. Moreover, in assessing the
relative credibility of Manuel as against Grubby and Ber-
ger, I find Manuel the more believable witness . Obviously,
Grubby's repudiation of a substantial portion of his pretrial
affidavit, given to a Board agent, which contradicted much
of his testimony on the witness stand, and his unpersuasive
efforts to explain such inconsistencies , cannot commend
him as a very trustworthwitness . As for Berger, his uncon-
vincing attempts to justify the discharges here involved with
implausible and shifting reasons as will later be discussed
cast serious doubt on the reliability of his testimony . I there-
fore credit Manuel's account which I find is in accord with
the realities of the situation.
2.
Manuel Lopez' discharge on January 10
As indicated above, after his meeting with President Ber-
ger, Manuel Lopez returned to work. At 4:30 p.m., which
was Lopez' normal quitting time, Foreman Grubby ap-
proached him at his machine. Expressing the wish that he
would be forgiven, Grubby informed him that he was dis-
charged and handed him his final checks which included 7
days severance pay,ll although the Company did not have
a severance pay policy. However, Grubby gave Manuel no
reason for the discharge and Manuel, evidently angered by
10 Berger, however, testified that Grubby informed him that after the sec-
ond "We take ten minutes, and let's go back to work."
11 Manuel Lopez thought that a check for one week 's pay actually repre-
sented vacation pay
this turn of events, didn't ask for one but mumbled some-
thing Grubby did not understand.
Concerning the circumstances of his decision to termi-
nate Manuel, Berger testified, as follows: About 3:30 in the
afternoon of the same day (January 10), he was in the As-
sembly Department near Grubby's department when Grub-
by informed him that, although the coTfee break had ended,
Manuel was still in the bathroom; that he had an argument
with Manuel regarding washup time; that Manuel said that
he was going to take as much washup time as he pleased and
that if Grubby didn't like it he could pay him off, as well
as his brother, Demetri, who was also in the bathroom at
that time. Berger thereupon told Grubby that, since this was
Manuel's attitude and he was creating problems in other
departments, he had no alternative but to let Manuel go.12
Without speaking to Manuel about his alleged insubordina-
tion, Berger promptly directed Personnel Manager Kathy
Pulaski to terminate and pay him off.
Grubby's version of his conversation with Manuel, how-
ever, vanes from Berger's. He testified that, while he and
Manuel were returning to their department after Berger
informed Manuel a second time that he would not restore
the extra washup time, Manuel told him that he still was
going to take 10 minutes to washu and did not care wheth-
er or not management liked it or fired him. Grubby further
testified that he thereupon reported this conversation to
Berger who remarked that if that was the way Manuel felt,
he would oblige him.
Manuel denied the statements attributed to him by Grub-
by. As previously noted, neither Grubby nor Berger im-
pressed me as reliable witnesses. Accordingly, i credit
Manuel's denial.13
The following Monday morning, January 13, Manuel Lo-
pez visited the State Department of Labor in Trenton, New
Jersey, to complain about his discharge. Instead of report-
M for work, Manuel Lopez' son Bienvenido, Felix Perez,
about 11 other employees accompanied him. Later in
the day, some of these employees returned to work after the
regular reporting time.14
3.
The advent of the Union
On January 14, the Union began to organize the
Respondent's employees. On that day during the lunch peri-
od, Felix Perez met Union Representative Benson outside
the plant and drove away in the latter's automobile to a
place where Benson discussed the benefits of unionization.
At night, Felix Perez, Manuel Lopez, Alexandra Lopez,
Bienvenido Lopez, Isabel Lopez, and Yvette Somerville
signed union membership application cards. Thereafter, on
their own time in the plant, Perez, Somerville, and Bienveni-
do Lopez spoke to employees in support of the Union. Perez
12 According to Berger, Manuel's brother, Demetn, was terminated "the
exact same time." However, it appears from Grubby's testimony that he
terminated Demetn about an hour or "couple of hours" after Grubby had
spoken to Manuel. The complaint does not allege that Demetri was unlawful-
ly discharged.
13 I question the veracity of Assistant Foreman Hernandez' testimony that
at a State unemployment insurance hearing Manuel admitted that he had an
argument with Grubby in which he stated that he was "going to take ... [his]
ten-minute break" and challenged Grubby to fire him. Although Hernandez
did not mention in his testimony washup time before the breaks , Manuel
denied that he testified at that hearing that he said that, if the Company did
not like his taking washup time, it could fire him. I credit Manuel's testimony
which appears to me to be more plausible.
1d In its brief to the Trial Examiner and the written statements explaining
the reasons for the various discharges , which the Respondent furnished a
Board agent, the Respondent apparently referred to this episode as the
January 13 work stoppage.
WASHINGTON FORGE INC.
and Somerville also solicited employees to join the Union.
According to the uncontradicted testimony of Perez and
Bienvenido Lopez, which I credit, Assistant Foreman
Miguel Duprey
was standing a few feet from them within
hearing distance during the morning break on January 21,
the day they were discharged , while they were discussing the
Union. Perez also credibly testified to another conversation
he had with Bienvenido Lo ez , regarding the Union when
Duprey also approached them and remarked when they
stopped talking to continue because he was leaving.
4.
The discharge of Bienvenido Lopez, Isabel Lopez
Alexandra Lopez, and Felix Perez
In the late afternoon of January 21, Foreman Grubby
sent Bienvenido Lopez, Alexandra Lopez, and Felix Perez,
who were then working at their machines , to the office.
When they arrived there, a secretary informed them that
they were discharged and handed them their previously
prepared final checks . Bienvenido Lopez was also given a
check for his wife, Isabel, who had not been summoned to
the office. In reply to their inquiry, the secretary stated that
all four of them were discharged for taking too much time
to washup. These discharges reflected President Berger's
decision and were effected without any prior warning that
the named individuals were abusing their washup privilege
and risked termination for doing so, despite Berger s assert-
ed policy to issue such a warning before discharging any
employee. Significantly, the reason thus given for at least
the discharges of Alexandra Lopez and Isabel Lopez, admit-
tedly competent workers, was contradicted by their fore-
man Grubby. He testified that he had never had any
problems with them over washup time or for takin g exces-
sive time for breaks. Indeed, in a pretrial affidavit which he
had given to a Board agent, Grubby made a similar admis-
sion with respect to Perez and Bienvenido Lopez, although
at the hearing he repudiated it.16 Moreover, Production
Manager Gentler named only Perez and Manuel Lo pez as
habitual violators of the washup rule and conceded that he
knew "No others.""
At the hearing, Berger testified that Alexandra Lopez was
laid off because there was a slack in work and she had
previously requested a layoff from Personnel Manager Ka-
thy Pulaski, who did not comply with the request because
he (Berger) was out of the city. Alexandra Lopez denied
having ever made such a request of Pulaski , who did not
testify. I credit Alexandra Lopez' denial.
Referring to Berger's testimony that he laid off Alexandra
Lopez because of a work shortage, the Trial Examiner ob-
served that, "In other words, Alexandra Lopez was let go
not for violating any rules, but because you had insufficient
13 Duprey is Foreman Grubby's assistant foreman in charge of the punch
press, hammering, and blanking press section of the Blade Department. He
oversees the work of approximately 25 employees , helps set up individual
machines, checks the quality of the employees' work to see that it conforms
with specifications and rejects it if it does not, has authority to transfer
employees from one machine to another , although he may first consult with
his foreman, can recommend hiring and firing and "to some degree" which
employees should be laid off during a slack period , can "definitely" recom-
mend discipline of employees for violating plant rules , and has the authority
to settle minor grievances not affecting company policy. I, accordingly, find
that Duprey possesses sufficient authority to constitute him a supervisor
within the meaning of Section 2(11) of the Act.
16 Grubby's affidavit reads, in relevant part : "On January 21, when Felix,
Bienvenido, Alexandra and Isabel were laid off, I don't remember any com-
plaints about them taking too long on break time or too long in washing up "
17 According to Berger, before making his discharge decision he consulted
with his foreman (apparently Grubby), his Production Manager Gertler, his
attorney and his labor consultant.
93
work for her?" To this, Berger responded, "We had insuffi-
cient work for her." Yet, later on in his testimony Berger
stated that Alexandra Lopez and Isabel Lopez were "the
least of the offenders of the group [here involved] .... The
others were very hard core offenders" and that he later
reinstated Alexandra Lopez and Isabel Lo pez" "with the
agreement that they would live up to shop rules and do their
work properly."
On February 13, the Respondent furnished the Board
agent with separate statements setting forth the reasons for
the discharge of the individuals involved in this case. Al-
though the document relating to Alexandra refers to her
request for a layoff,19 it does not assert this as a ground for
her discharge, but recites that:
On the 21st [of January], after a full investigation of the
background period and incidents leading to the work
stoppages of the 9th and 13th , it was a management
conclusion that a hard core of dissension, with the
presence of Miguel L. Duprey as Assistant Foreman,
and with rest period and washup rules , existed to a
degree which jeopardized the supervisory rights of
management. A decision was thereupon made to termi-
nate this hard core of dissension in the interest of the
business and the maintenance of high morale long exis-
tent among the rest of a work force of around two
hundred employees. 0
Under cross-examination by the General Counsel, Berger
was questioned about his shifting reasons for Alexandra
Lopez' discharge, as follows:
Q. On direct testimony you testified that Alexandra
Lopez was discharged because of lack of work. In this
document, handed to Agent Goodman in February, it
was mentioned that she was discharged because she
was part of a hard core of dissension
A. And lack of work.
Q. Well, that wasn't in the document. What specifi-
cally-the things that Alexandra Lopez did that caused
you to come to the conclusion that she was part of a
hard core of dissension?
A. The same reasons as Isabel.
Q. Well, did Alexandra make any threats to your
knowledge?
A. No, not to my knowledge.
Q. Would you repeat to me what was told to you?
Was it told to you or did you know this of your own
knowledge?
A. This was told to me.
Q. Who told you about Alexandra?
A. Duprey, Mike Du reyy.
Q. What did he specifically report to you concerning
Alexandra?
A. The lack of cooperation. The-same as-
Q. I would appreciate it if you would repeat them,
because it is two different parties.
A. The same, the same reasons. You have it doc-
umented.
Q. Now, are you now saying all these reasons existed
18 In March, the Respondent voluntarily reinstated with backpay, not only
Alexandra Lopez and Isabel Lopez, but also Manuel Lopez and Bienvenido
Lorz. Perez and Somerville, however, were never reinstated.
Specifically, the document says. "On January 14th, this employee, the
wife of Manuel, at 10:30 a in. asked for a `lay-off slip' but after an explana-
tion of the possible results on unemployment compensation status , she re-
turned to work."
20 The January 10 work stoppage is erroneously indicated as having occur-
red on January 9. The above quoted statement also appears in the document
relating to the discharge of Bienvenido Lopez , Isabel Lopez, and Perez. It
also appears in the explanatory document concerning Somerville except that
the January 24 date is given in place of January 21.
94
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
at the time you discharged her?
A. Yes.
TRIAL EXAMINER When you refer to a hard core of
dissension, what do you mean by that phrase?
THE WITNESS They don't-
TRIAL EXAMINER: You mean dissatisfaction with the
company rules?
THE
WITNESS
Not dissatisfaction-they don't co-
operate with the foreman, they don't live up to shop
rules which we have.
TRIAL EXAMINER : Were you referring to the work stop-
page that had occurred on January 10th?
THE WITNESS. They-it could be washup time, follow-
ing around at machines. It could be many things.
TRIAL EXAMINER. I asked you a question. Did you in-
clude their participation in a work stoppage to get addi-
tional washup time?
THE WITNESS: No. If they had any-I listened to them.
If they had any legitimate reason for it, you know, I
would grant them anything that's reasonable.
Q. In the paragraph I already read, and I am ref-
erring to GC-3E, ` After a full investigation of the
background period and incidents leading to the work
stoppage of the 9th and 13th," and essentially the same
thing is said in GC-3F regarding Alexandra Lopez,
and yet you just said that the work stoppages did not
have any iiifluence.
A. I said if there was any-if there was a legitimate
reason for anything-
Q. Did the work stoppages as regards Alexandra and
Isabel Lopez have any part in your decision to termi-
nate them?
A. It did have a part.
Q. It did have a part?
A. They were part of the hard core group.
TRIAL EXAMINER: Did you regard the work stoppage on
January 10th as being unreasonable and illegitimate?
THE WITNESS: Yes. The request of the ten-minute wash-
up only referred to men and not to women, and that
department never had any more than their regular bell
breaks.
As in the case of Alexandra's discharge, Berger testified
that Isabel Lopez was also let go because there was insuffi-
cient work for her, adding, however, that she was also the
wife of Bienvenido Lopez, "who was quite dissident." In the
course of the General Counsel's cross-examination of Ber-
ger concerning those reasons, Berger's attention was called
to the previously quoted statement which also appears in the
explanatory document relating to the reasons for Isabel
Lopez' discharge. Berger thereupon gave the following testi-
mony:
Q. On direct you testified that Isabel Lopez was laid
off because of lack of work?
A. That's one of the reasons.
q
Q. What were the other reasons?
A. She and her husband were involved in this dissi-
dence and her husband was quite a problem. I under-
stand there were threats of all kinds going around in the
plant.
Q. Now, you are saying because of her husband's
activities Isabel was laid off?
A. Her husband's and hers.
Q. Her activity. What activity did she engage
in ... which you now say influenced you to discharge
her?
A. The fact that her husband was quite dissident.
TRIAL EXAMINER: When you say dissident, what are you
referring to, what activity on the part of her husband?
THE WITNESS: Not obey' g rules, being belligerent and
many, many things of this sort.
TRIAL EXAMINER: Are you referring to the work stop-
page on January 10th.
THE WITNESS: The work stoppage on January 10th.
TRIAL EXAMINER: And which is indicated in that exhibit
as having occurred on January 9th.
MR. CAPPADONA- Right.
TRIAL EXAMINER It's the same incident?
THE WITNESS: The same incident. I don't know the date.
The date might have been a mistake.
TRIAL EXAMINER. Proceed.
Q. So then Isabel did not engage in any acts of dissi-
dence other than the work stoppage, is that correct?
A. Well, she and her husband had worked together
in their department at the time and there was dissi-
dence there.
Q. What did she do individually?
A. Well, I wasn't in this department to watch all the
things that she done.
Q. What was reported to you that she was doing?
A. There was dissidence there.
TRIAL EXAMINER: Let's use a word other than dissidence.
Describe in detail what was reported to you that she
did.
THE WITNESS. Belligerence to the foreman.
TRIAL EXAMINER: Belligerent to whom?
THE WITNESS: The assistant foreman, I'm sorry.
TRIAL EXAMINER: Who was that?
THE WITNESS: Miguel Duprey.
TRIAL EXAMINER Did he report that to you?
THE WITNESS: I don't recall exactly. The big wreck is the
tremendous dissidence, the tremendous upheaval, you
know, with Benito (sic) and the various threats and
things of that sort.
TRIAL EXAMINER In other words, am I to understand
that you discharged her because she was part of a dissi-
dent group. Is that it?
THE WITNESS That is correct, but her name was also
brought up in-during the time of Miguel telling me of
the problems and her name was brought in definitely
in this grouping.
TRIAL EXAMINER. Okay.
Now, what did Duprey tell you? That 's the name, isn't
it. Duprey?
THE WITNESS: That's right.
TRIAL EXAMINER. And when?
THE WITNESS. He told me, number one, he had been
threatened by this people. His English is rather poor.
Q. Was it ever reported that Isabel made threats to
anyone?
A. No. She made no threats that I heard of.
As reasons for the termination of Bienvenido Lopez, Ber-
ger testified that he disobeyed shop rules relating to washup
time and leaving his machine and he was "antagonistic
towards" Assistant Foreman Duprey. Berger further testi-
fied that the same reasons applied to Perez. However, as
noted above, Bienvenido Lopez was not named by Prod-
uction Manager Gertler as one of the habitual offenders of
the washup rule and Foreman Grubby had recanted, amon
others, the statement in his pretrial affidavit that he had
never had problems with Bienvenido Lopez or Perez with
respect to washup time or for taking excessive time for
breaks. Moreover, there is absolutely no direct evidence in
WASHINGTON FORGE INC.
the record that Bienvenido Lopez, Perez, or any of the indi-
viduals alleged to have been unlawfully discharged were
antagonistic toward Assistant Foreman Duprey. In fact,
Foreman Grubby, under whom Duprey worked, did not
repudiate his admission in his pretrial affidavit that he had
no knowledge of such a problem.
In addition to his testimony that Perez' termination was
for the same reasons as Bienvenido Lopez', Berger indicated
that Perez' absenteeism also entered into his decision. How-
ever, there is no mention of absenteeism in the statement of
reasons for Perez' discharge given by the Respondent to the
Board agent. In any event, Perez admitted that several
months before his discharge Production Manager Gertler
spoke to him about his absenteeism and that -he (Perez)
explained his family problems and other circumstances re-
sponsible for it. There is no evidence that he was subse-
quently reprimanded for failing to improve.
In March, the Respondent remstated with backpay Alex-
andra Lopez, Bienvemdo Lopez, Isabel Lopez, and Manuel
Lopez, but not Perez.
5.
Somerville's discharge
Somerville, with an earlier 2-year history of employment
with the Respondent on a part-time basis, was last em-
ployed by the Respondent about September 1967 as a full-
time employee until her discharge on January 24, 1969,
under circumstances related below. She had always worked
in the packing room under the supervision of Foreman
Merrill Campbell and Assistant Foreman Gilberto Hernan-
dez?1 On January 14 she signed a union membership card,
attended three or four union meetings, and became an ar-
dent advocate of the Union. During her free time at the
plant, she frequently discussed with employees the need for
a union, soliciting their membership and distributing union
cards.
In the morning of January 24, about 15 minutes before
the 8 o'clock bell rang to begin work, Somerville entered the
Shipping Department adjoining the packing room and
spoke to a group of four young men about the advantages
of having a union in the plant and asked whether they were
interested in sign iY union cards which she held in her hand.
Somerville testified that, while so engaged and still before
the 8 o'clock starting bell sounded, Assistant Foreman Her-
nandez approached the group and told her that this was "an
un-unionized place," that a union was not wanted, and that
if she did not stop it she would be in a lot of trouble. She
further testified that she answered Hernandez that she
thought she had a right to do what she was doing and that
Hernandez' only response was to tell her to go to work,
which she did.
Hernandez gave the following account of this incident.
About 8:25 or 8:30 a.m., while employees were working,
he noticed that Somerville was not at her work table. He
thereupon inquired of her table partner where Somerville
was and was informed that she was in the Shipping Depart-
ment. There, he located her, asked her what she was doing
and wh she was not working, and directed her to return to
her table before she got into any kind of problem." Somer-
ville replied that this was a free country, that she could do
anything she wanted, and that she "didn't give a damn" for
her job. Despite his order, Somerville remained in the ship-
21 It was stipulated that Campbell and Hernandez possessed virtually the
same respective supervisory authority in their department as Foreman Grub-
by and Assistant Foreman Duprey enjoyed in their own department. I,
accordingly, find that Campbell and Hernandez are supervisors within the
meaning of Section 2(11) of the Act.
95
ping department until about 9 o'clock when she returned to
her work table. Hernandez further testified that he "really"
didn't know what she was doing in the shipping department,
except that she was speaking to a group of boys . He further
denied knowledge of the subject of the discussion.
Richard L. McGrory, a shipping department employee
who was one of the group Somerville addressed , was called
as a witness by the Respondent. On his direct examination,
he substantially corroborated Hernandez ' version of the
latter's encounter with Somerville. Thus, he testified that,
after Hernandez approached the group , he told Somerville
to return to her department and that she should not be in
the shipping department. He further testified that this
evoked Romerville's response that "it was a free country and
she had a right to say what she wanted," that she did not
care if she got into trouble and that she "did not give a damn
about the job because she was thinking about quitting either
that Friday [January 24] or the following Monday," al-
though she had not yet decided on the day. He also testified
that Hernandez then left without replying and that Somer-
ville remained in the Shipping Department until about a
quarter to 9 or 9 o'clock.
Under cross-examination, McGrory insisted that Her-
nandez did not ask Somerville what she had said to the
group but only told her to return to her department, that
neither she nor Hernandez mentioned the union to each
other, that Hernandez said that she would get in trouble for
being in the shipping department but not that she would be
in trouble for talking about the union. McGrory was there-
upon confronted with the following paragraph in his pretrial
affidavit which he acknowledged reading before he signed
and swore to it:
On January 24, 1969, Yvette Somerville approached]
myself, Henry Ferro, Stanley Cottrell, and William
Reid, and asked us if we were interested in the union.
She had cards with her. This was before 8:00 a.m., in
the shipping area. As she was talking to us Gilberto
RiveraBernandez, from the packing department, came
over and asked Yvette what she had said. Yvette said
that she had been telling us that it was unfair the other
men were fired for talking to the union men . Yvette
also told Gilberto that she was in favor of getting peo-
ple signed for the union. He said it would cause turbu-
ence in the department for her to hand out cards
because there were a lot of people against it. She said
it was unfair, because other people had unions and we
should be able to also. Then Yvette went back to work.
Although at first disavowing the correctness of some of
these statements, McGrory later conceded their truth except
that Somerville told Hernandez that she was talking to the
group about the Union and that , in response, Hernandez
told her that she should be in her own department; that
Somerville did not tell Hernandez that "she was in favor of
getting people signed up for the union," but actuall% said
that she "would like to see people sign for the union ; and
that it was not true that "[t hen Yvette went back to work."
McGrory then repeated that Hernandez returned to the
packing room and- omerville remained in the shipping de-
partment until approximately a quarter to 9 or -9 o'clock
when she went back to work.'
22 Henry Ferro, another Shipping Department employee who was part of
the group addressed by Somerville, was called as a witness by the General
Counsel . To the surprise of the General Counsel, he gave testimony contra-
dicting substantial portions of the pretrial affidavit he had given a Board
agent. Among other statements in the affidavit he reupdtated was that the
above incident in question occurred "before 8 :00 a.m. and before the start
of work." I find Ferro's testimony and his attempted explanation for the
Continued
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Somerville impressed me as a candid witness whose testi-
mony, in the context of the events herein, is plausible and
convincing. Indeed, although McGrory's repudiation of
statements in his affidavit by no means enhances his relia-
bility as a witness, I find parts of his testimony recited above
lend credence to Somerville's account. Accordingly, I credit
Somerville's testimony and reject the testimony of Hernan-
dez and McGrory at variance with it.
Somerville also credibly testified that about 10 minutes
after the bell ran g and while she was working, Hernandez
came to her machine and declared that there was no need
for a union in the plant.
About 2 hours alter the Shipping Department incident,
McGrory, Ferro, and 2 other employees informed Foreman
Campbell that Somerville was in favor of the Union and
that she thought it was unfair that her friends were fired
because they were for the Union. They also told Campbell
that she was unhappy about conditions in the plant and that
she was thinking of quitting, although she was not definite
about it.
In the afternoon, Campbell informed Somerville that she
was discharged, stating that somebody said that she was
quitting. Somerville denied that she was quitting and in-
gtiired who told him that. Campbell curdy responded that
he didn't "want to hear it," handed her a check and told her
to leave.
Regarding the decision to discharge Somerville, President
Berger testified that on Monday, January 20, Foreman
Campbell requested permission to terminate "a girl" in his
department at the end of the week because of her impossible
record of absenteeism which created problems in the shop
and that he authorized Campbell to take this action. Despite
this purported decision to discharge Somerville at the end
of the week, Campbell neither gave her advance notice of
her termination, nor even apprised her immediate supervi-
sor Assistant Foreman Hernandez of his intention. Camp-
bell did not testify and I find Berger 's testimony not
convincing.
Testifying to the reasons for the discharge based on re-
ports he assertedly received from Campbell and Hernandez,
Berger pictured Somerville as such an extremely undesir-
able and inadequate employee as to make one wonder why
she had been retained as long as she was. Thus , he testified
that she had a "very, very poor" record, "mostly" because
of her failure to come to work or, if she came to work, she
would take off for no reason; that she ignored her promises
to report for work; that her fellow employees in the Packing
Department made "many complaints that she was "getting
away with many things '; that during working hours she
took excessive time away from her work station ; that she
was belligerent with and irritating to other employees; that
her excessive absences "aggravated ... employees and ...
supervisors"; and that she broke shop rules by going to the
bathroom excessively.
Under cross-examination, Berger was questioned with re-
spect to the statement the Respondent had previously sub-
mitted to a Board agent which, as in the case of the other
dischargees, indicated that Somerville was terminated for
being part of a "hard core of dissension ," but did not specify
her inadequacies as related above. Berger affirmed this
reason and explained that, by dissidence, he meant
Somerville's previously described conduct.
Like Berger, Hernandez also presented what I regard as
an exaggerated description of Somerville's shortcomings.
He further testified that he had spoken to her about three
purported falsehoods in the affidavit totally unworthy of belief and I discred-
it him.
or four times about her absences and that on one of these
occasions 2 or 3 months before her discharge she answered
that she did not care. Campbell was not called as a witness.
On the other hand, Somerville , who impressed me as a
more reliable and frank witness , admitted that her at-
tendance record was not too good and that a week before
her discharge Campbell told her to be careful about her
absenteeism and that she might be dischar ged because of it.
Somerville did not absent herself after that conversation.
She also credibly testified that she had never been criticized
for the quality of her work and, in fact, had been compli-
mented by Hernandez.
B.
Concluding findings
1.
With respect to Manuel Lopez
It is the General Counsel's contention that Manuel Lopez
was discharged because he was a leader in the January 10
work stopppage, which was a protected concerted activity,
and that the Respondent thereby violated Section 8(a)(1) of
the Act. The Respondent, however, justifies the discharge
on the ground that Manuel Lopez had invited the discharge
by telling Foreman Grubby that he would continue to take
more than the allowed washup time and that the Respon-
dent could fire him if he did not like it. In any event, the
Respondent argues that the work stoppage was not a pro-
tected concerted activity. I find merit in the General
Counsel's position.
As noted above, the testimony relied upon by the Res-
pondent to support its contention that Manuel had invited
his termination, which the Respondent characterizes as a
"constructive quit," was discredited. Instead, I find, that the
discharge was actually prompted by his leadership in the
work stoppage. This is indicated by the sequence of events,
the summary nature of the discharge, and the absence of
any warning, particularly in view of Manuel's 7-year record
of satisfactory employment with the Respondent. More-
over, it is quite clear from the statement the Respondent
furnished aBoard agent that "his being a leader in ... [the]
work stoppage on [January 10] ... ostensibly for the purpose
of forcing a return to the ten minute wash break" entered
into the Respondent's discharge decision.23
I find, contrary to the Respondent's contention, that this
gage, designed as it unquestionably was to protest
work stop
the curtailment of washup time and to secure more free time
for such purpose, constitutes "concerted activities for ...
mutual aid or protection" which Section 7 of the Act guar-
antees employees 24 Under settled law, employees do not
forfeit this protection simply because a minority of the total
work force participates in the stoppage or the employees
might have acted unreasonably or unwisely.25 Nor, on the
other hand, may this right be defeated because the discharge
was not motivated by antiunion bias ,26 as the Respondent
also argues.
In sum, I find that the Respondent, by discharging Manu-
el Loez, the leader of the so-called `hard core of dissi-
dents,
for engaging in protected concerted activities to
secure an improvement in a term and condition of employ-
23
the same vein, the Respondent also asserted in the statement, "Sim-
ilarly, as a leader of a work stoppage, a discharge was in order but it was only
when he [Manuel] defiantly offered the alternative of being allowed to make
his own rules, or he belayed (sic) off that his constructive quit was accepted."
24 N.L.R.B. v. Washington Aluminum Co., 370 U.S. 9.
25 ' Id, While there may be circumstances where employees may lose this
protection as, for example, if the strike or stoppage is in breach of an existing
collective-bargaining contract, this is not such a case.
26 N L R B v Burnup & Sims, Inc., 371 U.S. 21, 23.
WASHINGTON FORGE INC.
ment, interfered with, restrained and coerced employees in
violation of Section 8(axl) of the Act.
2.
With respect to Alexandra Lopez
and Isabel Lopez
I find that on January 21, 1969, the Respondent also
discharged Alexandra Lopez, Manuel's wife, and Isabel Lo-
pez, Bienvendo' s wife, because of their participation in the
January 10 work stoppage and because of their relationship
with the leaders of the dissident movement.27 This is the
necessary inference to be drawn from President Berger's
testimony, the shifting, unsubstantitated, and implausible
reasons offered, and the summary nature of the discharges
without the customary prior warning, as fully discussed
above. Indeed, when bluntly questioned whether the work
stoppage had any part in his decision to terminate Alexan-
dra Lopez and Isabel Lopez, Berger answered, "It did have
a part.
Moreover, in its brief to the Trial Examiner, the Respon-
dent in effect, concedes that Alexandra Lopez' and Isabel
Lopez' participation in the January 10 work stoppage was
a motivating reason for their discharge but argues that,
since they were not directly involved in the washup contro-
versy, their activity was not protected 28 The law, however,
is otherwise.29 Apart from the fact that as alleged violators
of the washup rule, they did have an interest in improving
this term and condition of employment, it is traditional for
employees to hel each other and make common cause so
that "each one ofpthem assures himself, in case his turn ever
comes, of the support of the one whom they are all then
helping."30 Thus, in a very real sense Alexandra Lopez and
Isabel Lopez exercised their right to engage in protected
concerted activity for mutual aid and protection and their
discharge for that reason violated Section 8(axl) of the Act.
As will be presently discussed, the Respondent dis-
charged Bienvenido Lopez for union activities at the same
time as it terminated Alexandra Lopez and Isabel Lopez.
Since Berger admitted during his examination that he dis-
charged Isabel Lopez because of Bienvenido Lopez' activi-
ties, as well as her own, it is reasonable to conclude that her
discharge was also prompted by union reasons. In addition,
I have no doubt that similar considerations entered into
Berger's decision to terminate Alexandra Lopez whom he
regarded as belonging to the same "hard core of dissidents"
as Bienvenido Lopez and Isabel Lopez. I, therefore, con-
clude that the discharge of Alexandra Lopez and Isabel
Lopez also constitutes discrimination to discourage union
membership within the meaning of Section 8(a)(3) of the
Act.
3. With respect to Bienvenido Lopez
The complaint alleges that Bienvenido Lopez was unlaw-
27 The Respondent characterizes both Manuel Lopez and his son, Bienven-
ido Lopez, as leaders of the dissidents.
29 Specifically, the brief states:
In the cases of Alexandra Lopez and Isabel Lopez, they participated in
a work stoppage related to washup time about which they had never
been involved and about which they had no interest other than to
accompany their respective husbands , who were trying to dictate to
Management a special set of conditions against the best interests of the
other employees and the employer . These women had no entitlement to
any special protection from adverse management action following their
own acts of misconduct on January 10th, 1969 and thereafter
29 N L R.B v. Peter Caller Kohler Swiss Chocolates Co, Inc, 130 F. 2d 503,
(C.A. 2).
3e Id 505
97
fully discharged for engaging in union and concerted activi-
ties. It is clear from Berger s testimony, the Respondent's
written explanatory statement for Bienvenido Lopez' termi-
nation and its bnef to the Trial Examiner, that Bienvenido
Lopez' participation in the January 10 work stoppage,"
which the Respondent viewed as an unprotected and un-
warranted interference with its management prerogatives,
was at least a significant cause of his discharge. As the work
stoppage, as found above, was a protected concerted activi-
ty for mutual aid and protection, the discharge, whether or
not other legitimate reasons contributed to the decision,
violates Section 8(a)(1) of the Act 32
In any event, I am not convinced that the other reasons
advanced by the Respondent were other than mere pretexts
to conceal its true motive. Thus, one of the asserted reasons
was Bienvenido Lopez' habitual disregard of the washup
rule. However, not only was he not named by Production
Manager Gertler as one of the habitual offenders,33 but it
appears from the record that his conduct was no worse than
that of other employees who apparently did not suffer the
same fate. Nor did the Respondent produce any evidence
of another purported reason for Bienvenido Lopez' termi-
nation that he was antagonistic toward his Assistant Fore-
man Miguel Duprey.
In these circumstances, Bienvenido Lopez' termination
without prior warning casts serious doubt on the purity of
the Respondent's motive. Indeed, it suggests that it was the
Respondent's newly-discovered
information concerning
Bienvenido Lopez' interest in the Union that brought about
his sudden termination. As previously shown, it was earlier
in the day of his and Perez' discharge, that Assistant Fore-
man Duprey overheard their union discussion during the
morning break. Their summary discharge that followed ap-
pears to me to be more than an odd coincidence. Rather, I
find that the discharge was plainly calculated to check un-
ionization of the Respondent's plant before it progressed
too far to fruition.
In view of the foregoing, I find that Bienvenido Lopez'
discharge was in reprisal both for his protected concerted
activity and for his support of the Union and therefore was
violative of Section 8(axl) and (3) of the Act.
4. With respect to Perez
The circumstances surrounding Perez' discharge and the
grounds advanced by the Respondent for taking this action
are much the same as those in Bienvenido Lopez' case.
However, the Respondent indicates that Perez' absenteeism
also entered into its discharge decision. Yet, as previously
noted, Perez' absenteeism was not even mentioned as a
reason for his termination in the written explanatory state-
ment the Respondent submitted to the Board agent. Fur-
thermore, although several months before the discharge
Production Manager Gertler discussed Perez ' absenteeism
with him, there is no evidence that Perez was subsequently
reprimanded for a repetition of this conduct. Under the
circumstances, I find that absenteeism was not a moving
31 In its brief, the Respondent characterizes Bienvenido Lopez as one of
the leaders. The Respondent also refers in its bnef and explanatory statement
to his participation in a January 13 work stoppage. The record shows, as
previously found, that on the latter occasion some 12 employees accompa-
nied Manuel Lopez to the State Department of Labor to protest his discharge
and thereafter reported late for work that day. Clearly, such conduct on the
part of the employees was but a continuance of their protected concerted
activity
32 Cf N L.R B v Jamestown Sterling Corp, 211 F 2d 725, 726 (C.A. 2)
33 As noted above, Foreman Grubby recanted his statement in his pretrial
affidavit that he never had problems with Bienvenido Lopez or Perez with
respect to washup time or taking excessive time for breaks
98
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
cause of Perez' discharge. On the contrary, I find that Perez
was another one of the "hard core of dissidents" whom the
Respondent terminated for participating in the January 10
work stoppage and thereby violated Section 8(axl) of the
Act. I further find that Respondent discriminated against
him because of his activity on behalf of the Union and thus
also violated Section 8(aX3)
(3) of the Act.
5. With respect to Somerville
The General Counsel contends that Somerville was dis-
charged for union activities . The Respondent denies this,
insisting that she was discharged for a variety of reasons,
including gross insubordination on January 24 when she
refused to return to her work table as directed by her super-
visor, Assistant Foreman Hernandez ; remaining in another
department without working for 45 to 50 minutes after the
starting 8 o'clock bell sounded; and keeping four or five
employees from working during that time . In addition, the
Respondent relies on her alleged poor absentee record, lack
of cooperation with fellow employees, spending excessive
time in the ladies room, and other shortcomings to justify
its action.
From a careful review of the record, I find that the evi-
dence sustains the General Counsel 's position. As previous-
ly related, Somerville was an outspoken advocate of the
Union, discussing with employees during free time the need
for union representation to improve their terms and condi-
tions of employment, and soliciting their union member-
ship. Here activities came to the Respondent 's attention at
least in the morning of January 24, before the 8 o'clock
starting bell rang, while she was talking to four employees
in the Shipping Department about the advantages to be
derived from unionization and soliciting their signatures to
union cards. On this occasion, Assistant Foreman Hernan-
dez approached the group, told Somerville that a union was
not wanted there and that she would be in trouble if she did
not stop her activities . In response, Somerville asserted her
right to engage in that conduct . Shortly after returning to
work at Hernandez' direction, Hernandez repeated to her
that a union was not needed . It is significant that it was the
proselytizin incident that the Respondent acknowledges
precipitated the
discharge, although,
to be sure, the
Respondent's version, which I have heretofore discredited,
is different and furnishes the basis for its claim of
Somerville's gross insubordination, failure to perform her
work, and interference with the work of other employees.
Manifestly, I find those reasons without evidentiary sup-
port.
Also quite revealing of the Respondent's discrimintory
motivation underlying the discharge is the fact that Fore-
man Campbell effected the discharge after being apprised
of the morning incident by Hernandez and receiving infor-
mation from the employees whom Somerville had ad-
dressed concerning her union advocacy and unhappiness
with working conditions at at the plant . Another factor
which lends support to an inference of discrimination is that
Campbell did not even mention to Somerville the very
reasons the Respondent urges to vindicate the discharge.
Instead, he gave her a disingenuous reason that he had
heard that she was quitting but curtly declined to discuss
that matter further when she denied her intention to quit.
As for her absenteeism and other alleged shortcomings,
these are only afterthoughts which were not even alleged in
the written statement furnished the Board agent explaining
the grounds for her termination. While Somerville admitted
that a week before her discharge she had been warned by
Campbell against further absences, it is undisputed that she
had not been absent since receiving the warning.
In view of the foregoing, I find that Somerville was dis-
charged because of her union activity and not for the
reasons advanced by the Respondent. Accordingly, I con-
clude that the Respondent violated Section 8(a)(3) and (1)
of the Act.
IV
THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of the Respondent set forth in section III,
above, occurring in connection with the operations of the
Respondent as described in section I, above, have a close,
intimate, and substantial relation to trade, traffic, and com-
merce among the several States, and tend to lead to labor
disputes burdening and obstructing commerce and its free
flow.
V THE REMEDY
Pursuant to Section 10(c) of the Act, as amended, I re-
commend that the Respondent be ordered to cease and
desist from engaging in the unfair labor practices found and
take certain
firmative action designed to effectuate the
policies of the Act.
I have found that the Respondent unlawfully discharged
Manuel Lopez, Bienvenido Lopez, Alexandra Lopez, Isabel
Lopez, Felix Perez, and Yvette Somerville. Since the record
shows that all but Perez and Somerville have already been
reinstated by the Respondent, I recommend that the Res-
pondent offer Perez and Somerville immediate and full
reinstatement to their former or substantially equivalent
positions, without prejudice to their seniority or other rights
and privileges, and make them whole for any loss of earn-
ings they ma have suffered by reason of their discharge by
payment to him or her of a sum of money equal to that
which he or she normally would have earned from the date
of his or her discharge, to the date of the offer of reinstate-
ment, less his or her net earnings during the said period. As
for the four named members of the Lopez family, it is not
clear whether their reinstatement was made to their former
or substantially equivalent positions, without prejudice to
their seniority or other rights and privileges, or whether they
were reimbursed in the amount customarily ordered by the
Board to remedy unlawful discharges . For this reason, I
recommend that the Respondent, if it has not already done
so, take the same action concerning reinstatement and
backpay with respect to the four named members of the
Lopez family as is recommended above with respect to Per-
ez and Somerville. Of course, the Respondent will be cred-
ited with any moneys it had paid the Lopez employees.
Backpay shall be computed with interest on a quarterly
basis in the manner prescribed by the Board in F. W. Wool-
worth Company, 90 NLRB 289-294, and Isis Plumbing cF
Heating Co., 18 NLRB 716.
To facilitate the computation, as well as to clarify the
named employees' rights to reinstatement and emplo
ent,
the Respondent shall make available to the Board upon
request, payroll and other records necessary and
r-
ate for such purposes . I further recommend that the Res-
pondent
notify
these
employees
of their right to
reinstatement, on application, if they are serving in the
Armed Forces of the United States. The posting of a notice
is also recommended.
In view of the nature of the discrimination for union and
concerted activities which "goes to the very heart of the
Act," 34 there exists the danger of the commission by the
34 N.L.R.B v Entwistle Mfg Co, 120 F.2d 532, 536 (C.A. 4).
WASHINGTON FORGE INC.
Respondent of other unfair labor practices proscribed by
the Act. Accordingly, I recommend that the Respondent
cease and desist from in any other manner infringing upon
the rights guaranteed employees in Section 7 of the Act.35
Upon the basis of the foregoing findings of fact and upon
the entire record in the case, I make the following:
CONCLUSIONS OF LAW
1. The Respondent is engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the meaning
of Section 2(5) of the Act.
3. By discharging Manuel Lopez, Bienvenido Lopez,
Alexandra Lopez, Isabel Lopez, and Felix Perez, for partic-
ipating in the work stoppage on January 10, 1969, the Res-
pondent interfered with, restrained, and coerced employees
in the exercise of their guaranteed right to engage in con-
certed activities for mutual aid and protection within the
meaning of Section 8(a)(1) of the Act.
4. By discriminating in regard to the hire and tenure of
employment of Bienvenido Lopez, Alexandra Lopez, Isabel
Lopez, Felix Perez, and Yvette Somerville to discourage
membership in, and activities on behalf of, the Union, the
Respondent has engaged, and is engaging, in unfair labor
practices within the meaning of Section 8(a)(3) and (1) of
the Act.
5. The aforesaid unfair labor practices affect commerce
within the meaning of Section (6) and (7) of the Act.
6. The Respondent has not violated Section 8(a)(1) of the
Act by interrogating employees concerning their union
membership and activities.
RECOMMENDED ORDER
Upon the foregoing findings of fact and conclusions of
law, and upon the entire record in the case, and pursuant
to Section 10(c) of the National Labor Relations Act, as
amended, it is ordered that the Respondent, Washington
Forge, Inc., Englishtown, New Jersey, its officers, agents,
successors, and assigns, shall:
1. Cease and desist from:
(a) Discharging, laying off or otherwise disciplining em-
ployees for engaging in a work stoppage or other concerted
activity for mutual aid or protection sanctioned by Section
7 of the Act.
(b) Discouraging membership in Amalgamated Food and
Allied Workers Union, Local 56, AFL-CIO, or any other
labor organization, by discharging employees or discrim-
inating against them in any other manner in regard to their
hire or tenure of employment or any term or condition of
em loyment.
(cc) In any other manner interfering with, restraining, or
coercing employees in the exercise of their right to self-
organization, to form labor organizations, to join or assist
the above-named Union or any other labor organization, to
bargain collectively through representatives of their own
choosing, to engage in concerted activities for the purpose
of collective bargaining or other mutual aid or protection,
or to refrain from any and all such activities except to the
extent that such right may be affected by an agreement
requiring membership in a labor organization as a condition
of employment, as authorized by Section 8(a)(3) of the Act.
2. Take the following affirmative action which is neces-
sary to effectuate the policies of the Act:
a) Offer Felix Perez and Yvette Somerville and, if the
Respondent had not already done so, offer Manuel Lopez,
Bienvenido Lopez, Alexandra Lopez, and Isabel Lopez im-
99
mediate and full reinstatement to their former or substan-
tially equivalent positions, without prejudice to their senior-
ity or other rights and privileges , and make them whole for
any loss of earnings they may have suffered b reason of
their unlawful discharge , in the manner set forth in the
section of this Decision entitled "The Remedy."
(b) Notify these employees if serving in the Armed Forces
of the United States of their right to full reinstatement upon
application in accordance with the Selective Service Act and
the
Universal
Military Training and Service Act, as
amended, after discharge from the Armed Forces.
(c) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all payroll
records, social security payment records, timecards, person-
nel records and reports, and all other records necessary or
useful in analyzing the amount of backpay due and the right
to reinstatement and employment under the terms of this
Recommended Order.
(d) Post at its plant in Englishtown, New Jersey, copies
of the attached notice marked "Appendix.-36 Copies of said
notice, on forms provided by the Regional Director for
Region 22, shall, after being duly signed by an theth
authorized
representative of the Respondent, be posted by auRespon-
dent immediately upon receipt thereof, and be maintained
by it for 60 consecutive days thereafter , in conspicuous
places, including all places where notices to employees are
customarily posted. Reasonable steps shall be taken to in-
sure that said notices are not altered , defaced, or covered by
any other material.
(e) Notify the Regional Director for Region 22, in writing,
within 20 days from the date of the Trial Examiner 's Deci-
sion, as to what steps the Respondent has taken to comply
herewith31
IT IS FURTHER ORDERED that the complaint be, and it hereby
is, dismissed insofar as it alleges that Foreman Campbell
interrogated employees in violation of Section 8(a)(l) of the
Act.
35 N L.R.B. v. Express Publishing Company, 312 U S 426, 433.
36 In the event that this Recommended Order is adopted by the Board, the
words "A Decision and Order" shall be substituted for the words "The
Recommended Order of a Trial Examiner" in the notice. In the further event
that the Board's Order is enforced by a decree of a United States Court of
Appeals, the words "A Decree of the United States Court of Appeals Enforc-
inq An Order" shall be substituted for the words "A Decision and Order."
7 In the event that this Recommended Order is adopted by the Board this
provision shall be modified to read : "Notify the Regional Director for Re-
gion 22, in writing, within 10 days from the date of this order as to what steps
the Respondent has taken to comply herewith."
APPENDIX
NOTICE TO ALL EMPLOYEES
Pursuant to the Recommended Order of a Trial Examiner
of the National Labor Relations Board and in order to
effectuate the policies of the National Labor Relations Act,
as amended, we hereby notify our em loyees that:
The Act gives all employees the following rights:
To organize themselves.
To form, join, or support unions.
To bargain as a group through a representative
they choose.
To act together for collective bargaining or other
mutual aid or protection.
WE WILL NOT discharge, lay off, or otherwise disci-
pline employees for engaging in a work stoppage or
other concerted activity for mutual aid or protection,
100
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
as guaranteed to employees in Section 7 of the Act.
WE WILL NOT discharge or lay off any employee or
otherwise discriminate against him because of his
membership in, or activities on behalf of, Amal a-
mated Food and Allied Workers Union , Local 56,
AFL-CIO, or any other labor organization.
WE WILL NOT in any other manner interfere with, re-
strain, or coerce employees in the exercise of their right
to self-organization, to form labor organizations, to
oin or assist the above-named Union or any other
^abor organization, to bargain collectively through rep-
resentatives of their own choosing, to engage in con-
certed activities for the purpose of collective bargaining
or other mutual aid or protection , or to refrain from
any and all such activities except to the extent that such
right may be affected by an agreement requiring mem-
bership in a labor organization as a condition of em-
ployment, as authorized by Section 8(aX3) of the Act.
WE WILL offer the employees listed below immediate
and full reinstatement to their former or substantially
equivalent positions, without prejudice to their seniori-
ty or other rights and privileges, and make them whole
for any loss of earnings suffered by reason of their
dischargge:
Manuellopez
Isabel Lopez
Bienvenido Lopez
Felix Perez
Alexandra Lopez
Yvette Somerville
All our employees are free to become , remain, or refrain
from becoming or remaining, members of Amalgamated
Food and Allied Workers Union , Local 56, AFL-CIO, ex-
cept to the extent that such right may be affected by an
agreement requiring membership in a labor organization as
a condition of employment as authorized by Section 8(a)(3)
of the Act.
WASHINGTON FORGE, INC
(Employer)
Dated
By
(Representative)
(Title)
Note: -We will notify the above-named employees if pres-
ently serving in the Armed Forces of the United States of
their right to full reinstatement upon application in accord-
ance with the Selective Service Act and the Universal Mili-
tary Training and Service Act of 1948, as amended, after
discharge from the Armed Forces.
This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material.
If employees have any question concerning this notice or
compliance with its provisions they may communicate di-
rectly with the Board's Regional Office, Federal Bldg., 16th
Floor, 970 Broad Street, Newark, New Jersey 07102, Tel-
ephone 201-645-2100.
TRIAL EXAMINER'S SUPPLEMENTAL DECISION
STATEMENT OF THE CASE
PAUL BISGYER, Trial Examiner: On September 22, 1969,
the Trial Examiner issued his decision in the above-entitled
proceeding, finding that the Respondent discharged Manu-
el Lopez, Bienvemdo Lopez, Alexandra Lopez, Isabel Lo-
pez, and Felix Perez, in violation of the National Labor
Relations Act, as amended, for engaging in protected con-
certed activity. The Trial Examiner further found that, ex-
cept for Manuel Lopez, the discharge of these employees
and another employee, Yvette Somerville, violated Section
8(a)(3) and (1) of the Act because it was motivated by
antiunion considerations. As the Respondent at the time of
the original hearing had already reinstated the four Lopez
employees,I the Trial Examiner recommended the reinstate-
ment of only the two remaining employees, Somerville and
Perez. Also recommended was the customary backpay rem-
edy for all six employees.
On or about November 17, 1969, the Respondent filed a
motion to reopen the record, so designated in its covering
letter, alleging, inter alia,
1. The grounds for such motion are the discovery of
vital additional evidence not presented at the hearing
because the same were (sic) not known to Respondent.
If the same had been adduced and credited, a different
result would have been required than that reached by
the Trial Examiner.
Specifically, the Respondent in its motion attacked the
credibility of Manuel Lopez, Somerville, and Perez.
On April 16, 1970, the Board issued its Order upon which
this remand proceeding is based. Noting in its Order2 that
the Respondent's "Motion to Reopen the Record ... alleges
the discovery of certain previously unavailable evidence
which would have a direct bearing upon the Trial
Examiner's credibility resolutions and his ultimate conclu-
sions with respect to the unfair labor practices found," the
Board granted the motion. It further ordered:
. that the record be, and it hereby is, reopened, and
that the hearing be reconvened before the Trial Exam-
iner in order to provide the parties with an opportunity
to introduce any newly discovered or previously una-
vailable evidence which is relevant to a determination
of the issues herein.
In addition, the Order provided for the preparation and
service upon the parties of "a supplemental decision con-
taining findings of fact, conclusions of law, and recommen-
dations to the Board based upon the evidence received
pursuant to the provisions of this Order ......
in accordance with the Board's Order, a supplemental
hearing, at which all the parties were represented, was held
on May 13, 14, and 15, 19'10, at Newark,New Jersey. At this
hearing, all the parties were afforded an opportunity to
present newly discovered or previously unavailable eviden-
ce relevant to a determination of the issues herein and to
argue their positions orally. Following the close of the hear-
ing, briefs in support of their respective positions were re-
ceived from the Respondent and the General Counsel.
Upon the entire record in the case, including the record
in the supplemental proceeding, and from my observation
of the demeanor of the witnesses, and with due considera-
tion being given to the arguments advanced by the parties,
I make the following supplemental findings, conclusions,
and recommendations:
i However, appropriate reinstatement for the four Lopez employees was
recommended if they had not already been restored to their former or sub-
stantially equivalent positions, without prejudice to their seniority or other
ngpts and privileges.
Documents supporting the motion mentioned in the Board's Order con-
sisted of affidavits of employee Perez and a former union organizer, Vincent
J. Masso, a copy of the transcript of testimony of employee Manuel Lopez
given before the Appeal Tribunal, Division of Employment Security , Depart-
ment of Labor and Industry, State of New Jersey, and a certified copy of the
record of criminal proceedings involving Manuel Lopez forwarded to the
Board on March 23, 1970. In its letter enclosing the criminal record the
Respondent erroneously stated that the crime for which Lopez was convicted
was committed prior to his testimony at the original hearing before the Trial
Examiner Actually, the offense was committed on May 9, 1969 , 2 weeks after
the close of that hearing.
WASHINGTON FORGE INC.
101
A.
Scope of the Remand
Pursuant to the Board's
Order,
and over the
Respondent's strenuous and repeated objections, the Trial
Examiner restricted the supplemental hearing to the receipt
of relevant newly discovered evidence or that which was
unavailable at the time of the original hearing and , with that
exception, declined to permit de novo litigation of the issues
in this case. In so doing, the Trial Examiner rejected the
Respondent's interpretation of the Board's Order, reiterated
in its brief to the Trial Examiner, that the Board's Order
opened u
the case for all purposes.3 Certainly, the rule of
finality', firmly imbedded in law and reason, requires that
once the parties have had their day in court and a fair trial
they be foreclosed from relitigating the issues, absent special
circumstances, such as the existence of newly discovered or
previously unavailable evidence which could adversely af-
fect determination of the issues. Any other rule would invite
unwarranted and prejudicial delay in resolving litigated is-
sues and would encourage the parties to withhold evidence
to await the results of the first trial.
Accordingly , after further careful deliberation , the Trial
Examiner adheres to his rulings and finds that the
Respondent's position borders on the frivolous.
B.
The Proffered Evidence; Findings
1. With respect to Manuel Lopez
In the Trial Examiner's Decision, it was found that the
Respondent, in violation of Section 8(a)(1) of the Act, dis-
charged Manuel Lopez on January 10, 1969 , because of his
leadership in protected concerted activity and not because
he had invited the Respondent to discharge him, as the
Respondent contended . At the reconvened hearin , the
Respondent introduced in evidence the transcript ofgtesti-
mony of Manuel Lopez taken on March 25, 1969, before an
Appeals Examiner of the Appeal Tribunal , Division of Em-
oyment Security, Department of Labor and Industry,
Mate of New Jersey. The State proceeding was initiated by
the Respondent and raised the question of Lopez' eligibility
for unemployment benefits, for which he had applied short-
ly after his termination. The transcript indicates that the
Respondent withdrew its appeal but that its attorney re-
mained as an observer. Testifying through the Respondent's
assistant foreman, Gilberto Hernandez, who acted as his
interpreter, Lopez attested to the truth of the statement he
had previously submitted to the Division of Employment
Secuny that he was terminated on January 10, 1969, without
prior warning. Although in its Motion to Reopen made to
the Board the Respondent represented that at the State
hearing Lopez testified that he became involved in an argu-
ment with his foreman when he insisted on taking a 10-
minule break even if it meant being fired and then chal-
lenged the foreman to fire him, the transcript of testimony
does not support these assertions . Significantly, no effort
was made by the Respondent to have any ambiguity or error
in that transcript rectified to reflect what it claimed was
Lopez' true testimony . Indeed, negating the probability that
Lopez had made the alleged admission is the undisputed
3 On April 22, 1970, the Respondent was served with the Regional
Director's order rescheduling hearing. Although this order plainly stated that
the purpose of the hearing was "to provide the parties with an opportunity
to introduce any newly discovered or previously unavailable evidence which
is relevant to a determination of the issues herein," the Respondent did not
seek from the Board reconsideration or clarification of its Order reopening
the case.
fact that had Lopez conceded that he had voluntarily quit
his job without good cause or had he been discharged Tor
insubordination or other misconduct he would not have
been qualified under New Jersey law to receive the benefits
he was actually granted."
The Respondent, nevertheless, sought to prove Lopez'
purported admission in question through the testimony of
his interpreter, Hernandez. This individual, however, had
previousl
given testimony relating to that subject at the
original Board hearing and his account there did not
persuade the Trial Examiner, who discredited it in his Deci-
sion 5
In view of the foregoing, the Trial Examiner finds nothing
in Lopez' testimony before the Appppeal Tribunal mentioned
above which impairs Lopez' credibility or the substantive
findings concerning his discharge heretofore made by the
Trial Examiner.
To impeach the credibility of Manuel Lopez, the Respon-
dent also introduced in evidence a judgment of conviction
entered against Lopez for a misdemeanor offense of Posses-
sion of Lottery Paraphernalia (N.J.S. 2A: 121-3b). It ap-
pears that on November 6, 1969, approximately 6-172
months after the conclusion of the original hearing before
the Trial Examiner, Lopez was indicted-for a lottery offense
committed on May 9, 1969, which was 2 weeks subsequent
to that hearing. It also appears that on February 25, 1970,
he was convicted following a trial, receiving on May 1, 1970,
a prison sentence of 1 to 3 years.
The Trial Examiner has reconsidered Lopez' credibility in
light of his conviction, even though the conviction was for
a misdemeanor which occurred after the_ original Board
N.J.S.A. 43 21-5 (a), cf. Spatola v. Board of Review, Division of Employ-
ment Sec., Dept of Labor and Industry, 72 N. J. Super. 483, 178 A. 2d 635
(1962); Zielenski v. Board of Review, 85 N.J. Super. 46,203 A. 2d 635 ( 1964);
Schock v. Boards Review, 89 N. J. Super. 118, 214 A 2d 40 (1965), affd. 48
N. J 121, 223 A. 2d 633.
5 Trial Examiner's Decision, sec III, A, 2, fn. 13. On August 24, 1970, 3
months after the close of the supplemental hearing , the Board's Executive
Secretary received a letter from the Respondent's attorney, requesting that
a certain letter dated March 25, 1969, purportedly signed by Manuel Lopez,
be received in evidence or, in the alternative , that the supplemental hearing
be reopened for such purpose to receive "any other admissible evidence
either side wishes to present in the interest of justice ." The Respondent
alleges that the offered letter is "an admission and uncontrovertible evidence
of Manuel Lopez' fault" and "confirms among other things the testimony
given by Lopez before the Appeals Examiner" in the State proceeding. To
excuse the Respondent's failure to produce this letter at the original or
reopened hearings, the Respondent alleges a lack of knowledge as to how the
letter came to be misplaced among the personal papers of its president,
Milton Berger On August 28, 1970, the foregoing application was referred
to the Trial Examiner "for whatever action and consideration he deems
appropriate " On September 2, 1970, the Trial Examiner received from the
General Counsel a memorandum in opposition to the Respondent's applica-
tion (The Respondent's moving papers, the General Counsel's memorandum
and the Board's referral document are hereby designated Trial Examiner's
Exhibits 1(a), (b) and (c), respectively)
The Trial Examiner finds that the proffered evidence was neither newly
discovered nor previously unavailable. No sufficient showing has been made
why, with the exercise of due diligence, this evidence could not have been
produced at the prior hearings. Schott Metal Products Company, 128 NLRB
415, In 1. Significantly, the letter in question was prepared in connection
with the private settlement of the unfair labor practice charges herein with
respect to Manuel and the other three Lopez employees and these settlement
arrangements were the subject of the Respondent's motion made at the
original hearing to dismiss the instant case. Nor had the Respondent pres-
ented any other valid reason warranting the receipt of the proffered evidence
or a second reopening of the hearing. Indeed, the Trial Examiner finds that,
even if the evidence were received, it would be insufficient to overcome the
overwhelming evidence of the Respondent 's unlawful discharge of Manuel
Lopez for his leadership in protected concerted activitiy . Accordingly, the
Respondent's application is denied.
102
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
hearing," and finds, on the basis of the entire record, no
persuasive reason to disturb the Trial Examiner's findings
with respect to Lopez' credibility.
Apart from its efforts to destroy Manuel Lopez' credibili-
ty, the Respondent attempted to relitigate the reasons for
his termination. Specifically, the Respondent offered to
prove through the testimony of its resident , Milton Berger,
that, in addition to the discharge reasons given by him
under oath at the original hearing before the Trial Examin-
er, he terminated Lopez because of his unlawful numbers
activities in the plant. Berger admitted that he had been
aware of this conduct for a year before Lo pez' arrest on
May 9, 1969, and for a time before the police had informed
Berger of their interest in Lopez' activities.
To demonstrate that this evidence was not available at the
time of the original hearing, Berger testified that he was not
free to disclose this additional reason at the original Board
hearing because the police had apprised a company official
between November and December 1968, which was a
month or so before Lopez' discharge, that they were keeping
Lopez under surveillance and had requested the Company
not to "upset the applecart"7 Moreover, Berger testified,
company counsel had advised him not to get involved in the
police action. However, the Respondent has suggested no
plausible reason why at the original hearing the Trial
Examiner's attention was not called to this problem , if such
were the case, so that appropriate measures could have been
taken to receive the evidence of the alleged additional
ground for Lopez' discharge without prejudicing police sur-
veillance. Also not satisfactorily explained is the fact that
the Respondent made no effort to reopen the record after
Lopez' arrest on May 9, 1969, to present the additional
reason in question for discharging Lopez and, when it did
make the motion to reopen in November 1969, it did not
mention that ground in the moving papers . Indeed, even
though Lopez was convicted on February 25, 1970, and the
Respondent submitted to the Board a copy of the judgment
of conviction on March 23, 1970, the Respondent did not
alert the Board to the additional discharge reason but wait-
ed until May 15, 1970, while the supplemental hearing was
in progress, before offering to produce that testimony.
Viewing all the facts and circumstances herein, the Trial
Examiner finds, as he did at the reopened hearing, that the
proffered evidence of an additional reason for Lopez' dis-
6 Under the well recognized federal rule 'only convictions for felony or
misdemeanors amounting to crimen Jalst .
. are admissible to impeach a
witness' credibility." U. S. v. Montgomery, 126 F. 2d 151 , 155 (C.A. 3); see
also N.L.R.B. Y. Baldwin Locomotive Works, 128 F. 2d 39,46 (C.A. 3). Black's
Law Dictionary, 4th ed. defines the term crimen Jalsi as involving "the el-
ement of falsehood , and includes everything which has a tendency to in un-
ously affect the administration of justice by the introduction of flasehood and
fraud." It further notes that this "phrase is also used as a general designation
of a class of offenses, including all such as involve deceit or falsifica-
tion ...."
Although, under New Jersey law, Lopez' offense is a misdemeanor which
appears to the Trial Examiner not to fall within the category of crrmen falsi,
the Trial Examiner, nevertheless, has considered the judgment of conviction
in making his supplemental determination since the sentence imposed upon
Lopez was for a term of I to 3 years and federal law defines a felony as "any
offense punishable by
. imprisonment for a term exceeding one
year.... " 18 U.S.C.A. Sec. 1.
7 Following the supplemental hearing, the Respondent attached to its brief
submitted to the Trial Examiner a copy of an Application for Search Warrant
made by Detective Taranto of the New Jersey State Police on May 9, 1%9,
to authorize a search of Lopez' premises, person, and vehicle . The detective's
supporting affidavit was based on information secured from two unidentified
informants. Apart from the manifest hearsay nature of this document, the
impropriety of presenting to the Trial Examiner purported evidence in this
manner needs no elaboration . In any event, it is noted that the only police
surveillance indicated in the affidavit occurred on April 27 and May 4, 1%9,
approximately 4 months after Lopez'.discharge.
charge was available at the time of the original heanng and
therefore not admissible under the terms of the Board's
Order reopening the record. Accordingly, the Trial Examin-
er adheres to his rulings excluding this evidence. Fur-
thermore, it is perfectly clear from what has been said above
that the asserted reason was urel an afterthought not
warranting a change in the Trial Examiner's substantive
findings.'
Two other witnesses were produced by the Respondent at
the reopened hearing to furnish testimony which ostensibly
would adversely affect Manuel Lopez' case . One was Dimi-
tri Lopez, brother of Manuel, who, according to the
Respondent's offer of proof, would testify that in 1968, he
prepared a sign in Spanish, which was posted in the plant,
to the effect that polishing employees could take 5 extra
minutes before lunch to wash up until certain alterations in
the men's washroom were completed. The Respondent as-
serted that it did not subpoena Dimitri to appear as a wit-
ness at the original hearing because of his blood relationship
to Manuel and its belief that Dimitri would be a reluctant
witness. It therefore argued that Dimitri was "mentally not
available" to the Respondent at that time , although he was
physically available, and that his testimony should conse-
quently be received.
As the Respondent made no effort to subpoena Dimitri
Lopez9 nor sought an adjournment from the Trial Examiner
to enable it to produce him, the Trial Examiner finds, as he
ruled at the heanng, that that individual was available to
testify at the original hearing10 and that his presumed reluc-
tance or hostility did not justify receiving his proffered testi-
mony under the Board's remand order. In any event,
Dimitri Lopez' testimony would be redundant as the Trial
Examiner in his Decision found virtually the same facts
which the Respondent claims Dimitri would establish."
The other witness who the Trial Examiner found was
available to testify at the original hearing was Jose Milett,
an employee in the Respondent's employ for the past 9
years. As noted in the Trial Examiners Decision,12 Milett
was present during the conversation between Berger and
Manuel Lopez on January 10, 1969 , when the work stop-
page occurred, but was not called by any party as a witness
to testify to this conversation. At the reopened hearing, the
Respondent produced Milett to furnish such testimony.
Milett testified, in substance, that at the time of the orig-
inal hearing he was working in the Respondent's plant;
that he was not served with a subpoena to appear at that
hearing, 13 although Berger told him that he would be sub-
poenaed and brought to the hearing if needed; and that he
was then ready to tell the truth. Later in his testimony, when
questioned concerning his answer to Berger's request to
testify at the original hearing, Milett testified that:
I told ... [Berger] that f did not want to hurt anyone,
that they were my fellow workers , and you know the
problems with the workers, and I did not want him to
have to call me a name in respect to hiding for them
or covering up for them. I am earning my bread the
same as they are.
As discussed in the Trial Examiner's Decision, Manuel Lopez , as well as
Bienvenido Lopez, Alexandra Lopez, and Isabel Lopez, were reinstated and
given backpay in March 1969, about a month before the original hearing was
opened.
9 It may not be assumed that a subpoenaed reluctant witness would falsely
testify under oath. For the procedure in examining unwilling, hostile, or
adverse witnesses, see Rule 43(b) of the Rules of Civil Procedure for the
United States District Courts.
10 Cf. Wisconsin Rubber Products Co., Inc, 160 NLRB 166, 167, In. l;
Intertype Company, 164 NLRB 770, 771.
11 Trial Examiner's Decision, sec. III, A, 1.
12 Trial Examiner's Decision, sec III, A, I, fn. 9.
13 The Respondent conceded that Milett was not subpoenaed.
WASHINGTON FORGE INC.
103
Milett further testified that he was never threatened by
Manuel Lopez or anyone else to refrain from testifying nor
was he informed by anyone that Lopez did not want hun to
attend that hearing. In reply to a question put to him by the
Respondent's attorney whether he was asked to testify at the
original hearing concerning the January 10 Berger-Lopez
conversation, Milett stated that "the reason for not coming
was all of my own doings because I was a friend, but they
did ask me if I would come."
It is clear from the above that Milett was available as a
witness at the time of the original hearing, whether or not
he was a reluctant one.14 In these circumstances , his testimo-
ny was not receivable under the Board's remand order.
2. With respect to Somerville
It is undisputed that Somerville was discharged on Janu-
ary 24, 1969. The Trial Examiner found that the precipitat-
ing cause for her termination was her solicitation in the
plant of several employees to join the Union in the morning
before the start of the workday.
To impeach Somerville's credibility, the Respondent in-
troduced in evidence a union authorization card which she
had signed on January 22, 1969, at a union meeting held at
Steve's Mainbrook Inn in Englishtwon, New Jersey. There
is a sharp conflict in testimony concerning the circum-
stances under which that card was signed and whether at
that time she also completed another card which was back-
dated to January 14, 1969. On the basis of Somerville's
undisputed testimony at the original hearing, the Trial Ex-
aminer found in his Decision that she had signed a union
card on the latter date.'5
Manifestly, from a substantive point of view, the date
Somerville signed a card is not particularly important in
determining whether her discharge was discriminatory as it
is quite clear that early in the union drive , which began on
or before January 14, 1969, she became active on behalf of
the Union. Indeed, Vincent J. Masso,16 the Respondent's
principal witness who had assisted the Union in its organi-
zational efforts,'7 indicated that Somerville and Perez were
his first contacts at the Respondent's plant.
According to Masso's account, the following transpired
at the January 22 meeting : Somerville signed a union au-
thorization card dated that date, which she handed to Ste-
phen Hornik, a union organizer. Hornik returned the card
and, in the presence of other employees, stated that the date
was too late to show that other employees were discharged
while they were engaged in union activities. At Hornik's
request, Masso gave Somerville another blank card which,
in accordance with Hornik's directions, she completed,
signed and dated January 13 "or something like that" and
handed it to Hornik. Thereupon, about five other employees
signed cards, which he believed were dated earlier than
January 22. Masso could only identify Perez as one of the
signers. While Masso could not remember whether Somer-
ville exhibited her card to those employees before she
u See fn. 10, supra
is Trial Examiner's Decision, Sec. II, A, 5. This card was submitted by the
Union to the Board's Regional office on March 10, 1969, in support of a
repiresentation petition it filed on that date (Case 22-RC-4316).
6 Masso is probably the "Benny Benson" mentioned by Perez in his
testimony at the original hearing and referred to in the Trial Examiner's
Decision.
17 Early in January 1%9, Masso began assisting the Union on a part-time
basis in organizing the Respondent's employees. This association with the
Union ended in a month or so Masso received $ 10 for his services , although
he asked for more.
signed, he testified that she gave them no instructions re-
garding the cards.
Masso further testified that, contemporaneously with de-
livering her second card to Hornik, Somerville gave him
(Masso) her January 22 card which he pocketed with the
intention of disposing of it; that he, however, soon forgot
about the card until September 1969, 8 months later;" and
that on October 22, 1969, he turned the card over to the
Respondent's labor relations consultant, Harold J. McCor-
mack.
Contradicting Masso's version of the foregoing episode,
Hornik, testified as follows: At the January 22 meeting,
attended by Somerville, Perez, and approximately 10 other
employees, a union representative discussed the benefits of
unionization and the need for authorization cards signed by
30 percent of the employees in order to obtain a Board-
conducted election. Despite assurances that employees were
protected by the Federal Government in their right to sign
cards, a number of employees hesitated to do so. To dispel
their fear, Hornik asked Somerville to sign a card in their
view, which she did, although he was aware that on a previ-
ous occasion she had already submitted a signed card to the
Union. Thereupon, the union representative reassured the
employees of their statutory rights and four or five employ-
ees came to the table and filled out and signed cards.
Somerville's January 22 card was never handed in but was
left on the table. Hornik categorically denied that he or any
representative instructed Somerville or any employee to
backdate his or her card.
The Trial Examiner finds Hornik's testimony more plau-
sible than Masso's. Clearly, there was no reason for Hornik
to have Somerville, who was still in the Respondent's em-
ploy, to backdate her card on January 22 in order to protect
her union activity. In addition, no convincing evidence was
adduced either that the other signers had backdated their
cards or that they had been previously discharged. Fur-
thermore, Masso did not impress the Trial Examiner as a
candid witness, especially in view of his incredible story
concerning his retention of Somerville's January 22 card
and the circumstances which impelled him to consult with
the Respondent and to offer his services, and in view of his
contradictory testimony regarding the distribution of union
cards prior to the January 22 meeting. Accordingly, the
Trial Examiner credits Hornik's testinony and fords no
basis in the card episode for altering the Trial Examiner's
credibility or other findings with respect to Somerville.
At the reopened hearing, the Respondent also unsuccess-
fully attempted to discredit Somerville's testimony by offer-
in g to prove particular acts of sexual misconduct, not the
subject of conviction. It is too well settled to belabor the
ib Masso gave this incredible story regarding the subsequent appearance
of Somerville's January 22, 1%9 card: In September 1969, while he was in
a gas station, he became involved in a conversation with a group of people
whom he could not identify and whom he did not "even know." In the course
of the conversation, he mentioned the above incident of backdating
Somerville's card and was told by one of the individuals in the group that
he could get in trouble for his participation in that action. Disturbed by this
development, and without funds to consult a lawyer , he promptly telephoned
the Respondent and spoke to a lady who referred him to company counsel
who, in turn, referred him to the Company's labor relations consultant,
McCormack. In subsequent discussions with McCormack, Masso informed
him of the backdating episode and was advised that he had not acted right
and Masso offered his help to clear matters up . The upshot of all this was
Masso's delivering Somerville's January 22 card to McCormack; Masso's
signing of the October 22, 1969 , affidavit attached to the motion to reopen
the record herein; his activity, on the Respondent's behalf, in securing Perez'
affidavit dated October 9, 1%9, attached to the motion , and settling Perez'
backpay claim without reinstatement, and Masso's unsuccessful efforts to
persuade Somerville to see McCormack for the purpose of settling her back-
pay claim.
104
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
point more than it has already been at the hearing that such
collateral evidence is not relevant to the question of veracitgy
and therefore is not admissible to impeach the witness.]
3. With respect to Perez
The Respondent introduced in evidence a statement dat-
ed October 9, 1969, assertedly prepared by Masso with the
assistance of the Respondent's labor relations consultant,
McCormack, and signed by Perez. This statement, which
was also submitted by the Respondent to the Board in sup-
port of its Motion to Reopen the record, reads as follows:
TO WHOM IT MAY CONCERN.
The undersigned without duress or promise of
monetary, or other reward, freely state that prior
to my leaving Washington Forge, employment in
January 1969 I did engage in the acts charged to
me by our employer during the course of the N.L.
R.B. hearing in Newark during March and April.
Specifically I had at Washington Forge courses of
conduct which included excessive tardiness, not
reporting for work and department absences dur-
ing scheduled work time dispite (sic) warning to
correct same. When charged with offenses at the
hearing I denied them or otherwise evaded our
responsibilities (sic) for these acts.
There can be little doubt from Masso's testimony that
McCormack utilized Masso's services to approach Perez for
the purpose of securing a statement of that nature, offering
Perez, in return, backpay due him as a result of his dis-
charge.20 Perez signed the above statement and was given a
check for $736 representing his backpay. As part of these
negotiations, Perez was also handed a letter dated October
8, 1969, in which he was formally offered reinstatement. As
part of the same transaction, Perez declined the offer by
signing another letter to that effect dated October 9, 1969,
which was also drafted by the Respondent2l
The Respondent apparently relies on Perez' admission of
"excessive tardiness, not reporting for work and department
absences." However, this introduces nothing significantly
new in the case for at the original hearing Perez acknowl-
edged his absenteeism, which he had explained to Prod-
uction
Manager
Gertler several
months before the
discharge. On the basis of convincing evidence the Trial
Examiner found that Perez' discharge was motivated by his
participation in the January 10 protected work stoppage
and his union activity and not by any shortcomings on his
part, including absenteeism, which the Trial Examiner spe-
cifically found was not "a moving cause."22
Accordingly, it is concluded that a change in the Trial
Examiner's indings with respect to Perez' discharge is not
warranted.
4. With respect to Alexandra Lopez
At the initial hearing, the Respondent's president, Berger,
iv Foster v. United States, 282 F.2d 222, 223 (C.A. 10), Salgado v. United
States, 278 F.2d 830, 831 (C.A. 1); Iva Ikuko Toguri D'Aguino v
United
States, 192 F.2d 338, 372 (C.A. 9); N.L.R B v. Baldwin Locomotive Works
128 F.2d 39, 46 (C.A. 3).
20 Masso, on behalf of the Respondent , also made similar , but unsuccess-
ful overtures to Somerville.
Ii The Trial Examiner made it clear at the hearing that the above doc-
uments were not received on the question of compliance with the Trial
Examiner's recommended remedy in his original Decision
22 Trial Examiner's Decision, Sec. III, A, 4, Sec. III, B, 4.
testified that Alexandra Lopez was laid off because there
was a slack in work and she had previously requested a
layoff from Personnel Manager Kathryn Pulaski, who re-
fused to comply with the request for the reason that he
(Berger) was out of the city. The Trial Examiner credited
Alexandra Lopez' uncontroverted denial that she had never
made such a request of Pulaski. Pulaski did not appear as
a witness. 3
Although, in its motion to reopen the record the Respon-
dent made no mention of its desire to produce Pulaski's
testimony, it produced Pulaski as a witness at the reopened
hearing to contradict Alexandra Lopez' denial that she had
asked Pulaski for a layoff slip. To prove that Pulaski was
unavailable as a witness at the time of the initial hearing
which began on Apnl 15, 1969, and closed on April, 24,
1969, Pulaski testified that she was pregnant then and gave
birth on May 7, 1969. However, the Respondent neither
requested the Trial Examiner to postpone the hearing to
enable the Respondent to produce Pulaski at a subsequent
date, nor did it make an application that her deposition be
taken. Under these circumstances, the Trial Examiner ruled
that Pulaski was not unavailable within the meaning of
the Board's remand order and rejected the proffered
testimony.24 Moreover, were Pulaski's testimony received, it
would not overcome the evidence in the case established
that Alexandra Lopez' discharge was unlawfully motivated.
Upon the basis of the foregoing findings of fact and rul-
ings, and upon the entire record in the case, the Trial Exam-
iner makes the following:
CONCLUSION OF LAW
No newly discovered or previously unavailable evidence
was introduced or offered pursuant to the Board's Order
reopening the record which warrants a change in the find-
ings of fact, conclusions of law, or recommendations con-
tamed in the Trial Examiner's Decision issued in this case
on September 22, 1969.
SUPPLEMENTAL RECOMMENDATION
Upon the foregoing findings of fact and conclusions of
law, and upon the entire record in this case, the Trial Exam-
iner recommends adoption of his Decision issued on Sep-
tember 22, 1969, except that, in conformity with language
since adopted by the Board, the following changes be made:
1. Paragraph 2(a) of the Recommended Order to read:
Offer Felix Perez and Yvette Somerville and, if the Res-
pondent had not already done so, offer Manuel Lopez,
Bienvenido Lopez, Alexandra Lopez, and Isabel Lopez, im-
mediate and full reinstatement to their former jobs, or if
those jobs no longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or other rights and
privileges, and make them whole for any loss of earnings
they may have suffered by reason of their unlawful dis-
charge, in the manner set forth in the section of this Deci-
sion entitled "The Remedy."
2. The reinstatement provision of the notice to read:
WE WILL offer the employees listed below immediate
and full reinstatement to their former jobs, or if those
jobs no longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or other rights
and privileges, and make them whole for any loss of
earnings suffered by reason of their discharge:
23 Trial Examiner's Decision, Sec. III, A, 4.
24
Wisconsin Rubber Products Co, Inc., 160 NLRB 166, 167, In. 1.