188 NLRB 245
Western Publishing Co., Inc.
WESTERN PUBLISHING CO.
Western Publishing Co., Inc., and Local 223, Interna-
tional Brotherhood of Bookbinders . Case 30-CA-
1250
January 29, 1971
DECISION AND ORDER
BY MEMBERS FANNING, BROWN , AND JENKINS
1.
JURISDICTION
245
Respondent, a Wisconsin corporation, is engaged in the
business of printing and lithography in its plant in Racine,
Wisconsin. During the past calender year, a representative
period, Respondent shipped goods in interstate commerce,
valued in excess of $50,000, to points outside Wisconsin.
Respondent is an employer engaged in interstate com-
merce within the meanings of the Act and the Union is a
labor organization within the meaning of the Act.
II
THE ALLEGED UNFAIR LABOR PRACTICES
On September 29, 1970, Trial Examiner Ramey
Donovan issued his Decision in the above-entitled
proceeding, finding that the Respondent had not en-
gaged in certain unfair labor practices and recom-
mending that the complaint be dismissed in its
entirety, as set forth in the attached Trial Examiner's
Decision, Thereafter, the Charging Party filed excep-
tions to the Trial Examiner's Decision and a support-
ing brief. The Respondent filed an answering brief in
reply to the Charging Party's exceptions and brief in
support thereof.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its powers
in connection with this case to a three-member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no preju-
dicial error was committed. The rulings are hereby
affirmed.
The Board has considered the Trial
Examiner's Decision, the exceptions and the briefs,
and the entire record in the case, and hereby adopts
the findings, conclusions, and recommendations of
the Trial Examiner.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Rela-
tions Board hereby orders that the complaint herein
be, and it hereby is, dismissed.
TRIAL EXAMINER'S DECISION
RAMEY DONOVAN, Trial Examiner : The charge in this case
was filed on May 6, 1970, by Local 223, International Broth-
erhood of Bookbinders, herein the Union, against Western
Publishing Co., Inc., herein the Company and Respondent.
Under date of June 17, 1970, the complaint issued. The
complaint alleges a violation of Section 8(a)(1) and (3) of the
Act by reason of the discharge of employee Danny Brim for
union activities . Respondent in its answer, denies the fore-
ggoing allegation and asserts as an affirmative defense that
the Charging Party has filed a grievance regarding the com-
plaint issue pursuant to a contract grievance and arbitration
procedure. The case was tried in Racine , Wisconsin, on
August 4 and 5, 1970.
Respondent's operation in Racine is located in three
plants, employing 1,125 hourly employees. The Company
has contracts with eight unions in its plants and its earliest
union contracts commenced in 1933. The charging union in
this represents 600 employees at the three plants, with ap-
proximately 400 in the main plant and the balance in the
other two palnts, referred to as plants 5 and 6. The latter two
plants are across the street from each other and the main
plant is about a block away.
Danny Brim commenced his employment with Respon-
dent in early March 1969 as a trucker. The trucks are evi-
dently fork-lift type machines operated by the truckers who
move material from one area to another . Brim worked in the
main plant and principally on the third shift although he
also worked at times on the record or first shifts . His imme-
diate foreman was Bingham. Brim joined the Umon after he
became employed by Respondent.' He was elected shop
steward for his department, department 34, in November
1969.2 Lochowitz, president of the Union , instructed Brim
that his main task as steward would be to collect dues but
that he should also be able to answer questions of people in
his department who had problems and that he should try to
straighten out problems with the foreman involved and that
he should also call Lockowitz in any situation that seemed
important 3 There are nine other stewards in addition to
Brim but, apparently, on some shifts in Brim's department,
Brim is the only steward. The Union also has employees
who are elected or designated as grievance men. As the
name implies, the grievance men can initiate and process
grievances under the contract.
The theory of the complaint is that Respondent dis-
charged Brim because of his activity as a steward. Lochow-
itz testified that Brim was more active as a steward than any
other steward or grievance man and that Lochowitz re-
ceived an average of one telephone call from Brim every 2
weeks on potential grievance or contract matters. Accord-
1 Contractual relations between the Respondent and the Union have exist-
ed for at least 18 years
2 Bingham is a member of the Umon also He pays dues and carries a
current membership card. Being a foreman , Bingham does not attend union
meetings or vote in the union and is not part of the bargaining unit
3 The Union maintains an office in Racine which serves as I.ochowitz' base
of operations Lochowitz is evidently a full time president and has been such
for 18 years He has dealt with Respondent throughout this period and the
record indicates, although not in so many words, that Lochowitz is the
principal administrator of the contract on behalf of the Union and its mem-
bers As president, Lochowitz presides at union meetings, heads the executive
board, and is involved in grievances and arbitration matters. He has ready
access to plant management, including foremen, and apparently talks to
them from time to time by telephone or in person on matters relating to labor
relations and contract administration. Unless the discharge of Bnm in April
1970 is the exception, there is nothing in this record to indicate that the
contractual relationship between the Company and the Union is anything
but a normal and viable employer-union relationship with each side protect-
ing its respective interest while recognizing the existence and interests of an
opposite party
188 NLRB No. 34
246
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ing to Lochowitz, he received a telephone call about once
a month from the most active grievance man, as contrasted
with Brim.
Brim described the following incidents as evidence of his
active role as a steward:
(1) November 1969, Brim told supervisor Klemencik that
he should stop employee Sandon from acting as a "key
man" because it was contrary to the contract . (A key man
is authorized, under the terms of the contract, to assign
work to others. Brim testified that Sandon had been a key
man but had been dropped to a journeyman classification
but continued to perform key man functions). Klemencik
asked Brim if he was asking that a foreman be assigned to
the shift. Brim said that it was up to management how it
would handle the matter but that he would go along if,
instead of Sandon making assignments on his own , Klemen-
cik relayed assignments through Sandon . Klemencik agreed
to the proposal. As far as appears this is the extent o this
matter.
(2) November 1969, Brim observed a forklift operated by
employee Romano in his department . Williams, an employ-
ee from another department was standing on the raised fork
cleaning out some pipes. Brim told the man that standing
on the fork was a safety hazard and that moreover cleaning
out pipes was work in another union's jurisdiction. Also,
although both Williams and Romano were in the same un-
ion as Brim, the department had separate seniority and the
men who were not in Brim's department should not be
working there, according to Brim. Williams said, in effect,
he was acting pursuant to foreman Nieghbor's direction.
Brim then telephoned Lochowitz and explained the situ-
ation. Lochowitz testified that after receiving the call he
went to the plant and talked to Nieghbor . The latter agreed
to correct the situation and to tell Williams not to engage
in such work again . This was the end of the matter.
(3) December 1969, while Brim was on the third shift, at
about 2 a.m. he told supervisor Klemencik that the employ-
ees in Brim's department were unhappy because the first
and second shift were going to be working overtime but not
the third shift. Klemencik said he could do nothing because
he did not assign the overtime . Klemencik suggested that
Brim speak to foreman Bingham in the morning when Bing-
ham came to work . Brim did so and when he stated the
situation to Bingham the latter said he would assign
overtime to the third shift and he did so. This took care of
the problem.
(4) January 1970, Brim protested to foreman Vite about
some women employees from another department being
assigned to the first floor bindery. Vite said this was permit-
ted in an emergency. Brim said it was not an emergency.
Vite said he was only making the assignments for one or two
nights. Brim said he would complain to the Union if the
situation continued. Apparently this was the end of the
matter.
(5) In March 1970, Brim was working in the first floor
bindery. He had heard from other employees that the fore-
man, Ingrouille, had brought in a man, Kroehler , from the
second floor bindery. Brim complained to Ingrouille that
the assignment was in violation of the contract since there
were already people laid off in the first floor bindery. Ingro-
uille told Brim that he felt that he had the right to do what
he did. Brim said that he would report the matter to the
Union's grievance man in the area, Nelson. Brim did so and
Nelson talked to Ingrouille and another supervisor. The
matter was not resolved . Brim telephoned Lochowitz. A day
or so later Lochowitz came to the point and discussed the
problem with Nelso, Ingrouille, Dry, the area superintend-
ent, and Koch, the employee relations manager . A written
grievance concerning the incident was filed on June 5, 1970,
by Lochowitz and employee Carlson . The grievance was
pending at the time ofpthe instant hearing.4
(6) About the end of March 1970 Brim spoke to Ingrouille
about employee Percaro having too much of a work load
and that another man should be assigned to help Percaro.
Ingrouille did not agree that Percaro was overworked. Brim
said he would have to report the matter to Lochowitz and
he did so.
(7) Early April 1970, Brim told Lochowitz that two men
in Brim's department had been loaned to another depart-
ment beyond the period provided in the contract for such
loans and that Brim was prepared to file a grievance about
the matter. Lochowitz said that he would talk to Brim's
foreman, Bingham, about the matter. Lochowitz spoke to
Bingham and the latter admitted the facts and said that he
would correct it. No grievance was filed . In the course of the
conversation with Lochowitz Bingham asked who was com-
plaining. Lochowitz refused to tell him. Bingham said, in
effect, that he wagered that the complainant was Brim. Lo-
chowitz said that he would not tell who it was. According
to Lochowitz, Bingham said that Brim was a troublemaker
and was no good and griped about work assigned to him
and did not want to work.5
(8) Around this same time, in early April 1970, Brim came
to Bingham's office to ask about his work for that shift.
Another foreman, Peterson was also present. Bingham told
Brim that he knew that Brim had complained to Lochowitz
about the loan of two employees to another department (see
paragraph 7, above). Bingham asked Brim if he knew what
kind of a place it would be if everyone went exactly accord-
ing to the contract. Brim said that was the purpose of the
contract. Bingham said that he could also go exactly by the
contract as well as Brim. Peterson said that the two-loaned-
out men performed the same work and received the same
pay whether on loan or not. Brim said that was irrelevant
and that the loan violated the contract. He was then told to
go to work.
(9) About April 7, 1970, Brim complained to Lochowitz
that foreman Peterson was repairing machines in Brim's
department and that another employee, who was supposed
to be doing trucking work, was also repairing equipment
and that all this was in violation of the contract. Lochowitz
telephoned Koch and told him what the situation was, nam-
ing Peterson and the employee who was performing the
repair work. Koch talked to the supervisor and the matter
was taken care of, in that those performing the repair work
were, in effect, told to discontinue such work.
Having described Brim's union activities,6 we will now
consider the testimony of Dr . Herrmann, a medical doctor,
whose testimony we regard as credible. Herrmann works for
Respondent approximately 2 hours a day as plant physi-
Ingroudle testified that he used Koehler because of a malfunction of
certain equipment and because of a particular qualification possessed by
Koehler to perform the work without the malfunctioning machine.
3 Bingham denies saying that Brim was a troublemaker. He said that he
told Lochowitz that the way Brim is complaining he is going to give you a
lot of trouble. The Trial Examiner credits Lochowitz and we do not view the
versions as diametrically in conflict. A person who views another as a cause
of trouble or an an impending cause of trouble is in effect viewing that person
as a troublemaker.
6It is our opinion that Brim's activities , aforedescribed, were protected
activities under Section 7 of the Act . Although Respondent elicited evidence
that, under the language of the union constitution, the steward's role is a
limited one and that the Union had not listed stewards among its officers and
grievance representatives in a letter to the Company , this does not alter our
conclusion.
WESTERN PUBLISHING CO.
cian 7 He has a similar relationship with two other compa-
nies. For Respondent, Herrmann conducts preemployment
medical checks, advises on job placement and limitations of
employee work, and related matters from the medical stand-
point. Respondent also has a medical department which is
under Herrmann's general supervision . This department is
staffed by a nurse.
Herrmann first met Brim in February-March 1969 in the
course of Respondent's preemployment medical check. On
the basis of information furnished by Brim and from his
own observation and examination , Herrmann cleared Brim
for employment by Respondent . Brim commenced his em-
ployment with Respondent in March 1969.
As plant physician Herrmann also saw Brim on the fol-
lowin^^&& -d---ates:
4/28 pain in left elbow area
6/4 chest pains ; advised Brim to consult his own doc-
tor and sent him home
12/29 intestinal problem ; advised Brim to consult his
own doctor and sent him home.
1970
7 Pain in lower back relating to industrial accident
(Brim testified that in February 1970, while mov-
ing a heavy box in the plant, he fell and injured
his back) -advised Brim and his supervisor that
Brim should do not heavy lifting for balance of
the week
2/5
Pain in lower back
In addition to the above occasions when Herrmann per-
sonally saw Brim for various ailments, Brim visited the plant
medical department and was seen by the nurse on the fol-
lowing dates:
1969
4/25 (twice); 4/28; 4/30
6/4; 6/17; 6/28
7/9; 7/24; 7/25; 7/26
9/18;
10/1;10/3; 10/16
11/13;
12/12; 12/29
1970
2%2; 2/3 (seen by nurse and again by doctor); 2/4; 2/5
4/7
Respondent's records show that in 1969 Brim was absent-
sick 18 full days and absent-sick 2 half days; in the same
year he was absent excused 3 full days and 6 half days.
From January 50 April 1970,8 Brim was absent-sick 2 full
days and was absent on medical leave from April 7 to 20.
With the exception of the April 7 to 20, 1970, medical
leave, the various absences that Brim had in 1969 and 1970
were for the most part intermittent , with the periods being
either for 1 day or 2 or 3 days in succession.
In recounting the occasions when Brim was seen by
Herrmann in 1970, above, we last mentioned February 5
when Brim complained about paint in his lower back evi-
dently relating to the industrial accident he incurred a few
days before. Not lo> ig after February 5, and in February,
Bnm testified that he was laid off for 5 or 6 weeks.9 He states
7 He has worked in this capacity since January 1%8.
8 As we shall see, Brim was discharged on April 23, 1970.
9 This was a lack of work layoff and, judging from Brim's testimony, was
not unusual. He stated that he believed he had a similar layoff on January
7-21, 1970; April 11-22, 1969; May 5-20, 1%9; May 22-June 2, 1969;
October 31-November 4, 1%9. There is no claim or evidence that such
layoffs were discriminatory.
247
that he welcomed the layoff at the time because he was
having some difficulty with his back.
After his February 1970 layoff for lack of work, Brim
returned to work about March 23. On April 7,10 Brim saw
Dr. Herrmann at the plant and complained of back pain.
Herrmann advised him to see his own doctor and he was
given a period of medical leave . Between April 7 and 20,
while on medical leave, Brim saw his own doctor four times
regarding his back and he received one ultrasonic treatment
for his back from the doctor. Brim thereafter told his doctor
that he felt alright and he received a release to return to
work. He reported for work on Monday , April 20, and was
seen by Herrmann. He presented the release from his doctor
and evidently Herrmann was satisfied that he was fit to
return to work .
Herrmann asked Brim to wait in the wait-
ing room. The doctor then telephoned Bingham, Brim's
foreman. Herrmann advised Bingham that Brim's back
problem had apparently resolved itself and that Brim's doc-
tor and Herrmann had cleared him to return to work.
Herrmann said that he did not expect that the back problem
would present any reason for additional absences and that,
if subsequent absences occurred because of back problems,
Herrmann believed that the matter should be handled as a
labor relations matter and not as a medical problem. As far
as appears, Bingham made no comment. There is also no
evidence that the doctor knew anything about Brim and his
activities other than on the medical level as plant physician.
Herrmann then returned to Brim and told him that he
was cleared to return to work. After seeing the balance of
the patients that morning, Herrmann instructed the nurse to
contact employee relations manager, Koch, and ask him to
come to the medical department to see Herrmann. Koch
arrived in Herrmann's office around 9 :30 a.m.
Both Herrmann and Koch testified regarding their con-
versation and the circumstances on April 20 . The following
is a synthesized version of the testimony of both witnesses
and in the Trial Examiner's opinion accurately describes
what was said.
When Koch came to Herrmann's office , the latter said
that he wanted to talk about Danny Brim or did Koch know
about the Brim situation. Koch replied, who is Danny Brim,
or that he did not know anything about Brim . Herrmann
said that Brim is an employee who just returned from medi-
cal leave and is ready to go back to work; that Brim had an
industrial accident in the plant in February involving his
back; that Herrmann had seen Brim when
complained
about his back and had then placed Brim on medical leave;
that Herrmann could make no definite finding concerning
Brim's reported pain and had suggested that Brim see his
own doctor ; that Brim was now ready to go back to work;
that Herrmann had doubts about the justification for the
medical leave since shortly after the accident in February
Brim had been out for some time on a work layoff and
apparently had no problem during that period , but, when he
returned to work in April , he had back pain, and Herrmann
had placed him on medical leave from which he had just
returned after one treatment by his doctor and apparently
had no further pain; that after seeing Brim that morning,
April 20, Herrmann had told Bingham, Brim's foreman,
that if Brim had any further continued absenteeism or back
pain problems, Herrmann considered it to be a matter to be
handled as a labor relations problem by Bingham and Koch
10 Respondent's record's indicate that Brim's medical leave began April 7.
Although the date of April 10 also appears in the transcript , the witness was
apparently incorrect Whether April 7 or 10 is not of material significance.
fl Herrmann normally sees patients at the plant between 7 and 9 a.m. He
believes that he saw Brim between 7:30 and 8 a in.
248
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and not as a matter that was a medical problem. Koch then
asked Herrmann for a brief run down of Brim's record.
Herrmann produced some records and went over what the
records showed, such as visits to the medical department
and the ailments and requests to go home early because of
illness. Herrmann said that he was concerned about the
number of Brim's relatively minor injuries and their fre-
quency that resulted in visits to the medical department,
although the back injury was possibly an exception. Herrm-
ann suggested that Koch look into Brim's past work history
to see if there was a similar past history of absences because
the Company may have a long term medical liability on its
hands.12
Koch returned to his own office and got Brim's McBee
card, a personnel department record form maintained on
each employee. Among the information thereon was a re-
cord of absences with a code showing whether for sickness
and so forth. Koch glanced at the record of absences. He
then took out Brim's personnel jacket or folder and looked
at the application form that Brim had filled out in applying
for a job with Respondent. Koch noted that two former
employers were listed thereon and there were two forms
reporting a telephone check made by Respondent's person-
nel department with these employers. Koch then took the
McBee card and the personnel folder to Linstroth's office.
Linstroth was supervisor of hourly employment and was in
Koch's department under Koch's overall supervision.
It was still the morning of April 20 when Koch came to
Linstroth's office. He handed him the McBee card and per-
sonnel folder of Brim and said that the doctor feels that per-
sonnel
may have a medical liability or a long term medical liability
on our hands-see if you can find out anything concerning
this man's past attendance record"13 Koch then left.
Some hours after Koch left his office, but on the same
day, Linstroth began examining the various documents that
Koch had brought him. Between the afternoon of April 20
and the afternoon of April 22, Wednesday, Linstroth
checked the various forms in Brim's folder.
Linstroth testified that on Brim's application he noticed
a time gap between 1964 when Brim left high school and his
first employer, Otis Elev4tgr, in 1966. He noticed that the
form showed only two former employers, Otis Elevator and
Lathrop Furniture, and Respondent's telephone checks
made with these companies. The report indicated that Brim
had quit both jobs. Linstroth assumed that, therefore, Brim
had filed for unemployment compensation at some point
and in m lying would have listed former employers point
and
hadppreviously worked 2-1/2 years for the Wisconsin
Unemployment Service and presumably was knowledgea-
ble in this area. He called the above Unemployment Service
and a representative there pulled out Brims application and
stated that it showed that Brim had worked for Young
Radiator and Marigold Dairy. Linstroth asked if anything
else that might be of interest was shown. The reply was that
the record showed that Brim had been in military service for
a short period but no dates were shown.
12 Aside from anything else, Herrmann in categorizing Brim as a labor
relations problem rather than a medical problem gave the clear implication
that the doctor, after the back affair and with the background of numerous
past medical visits and absences , viewed Bnm as a potential liability to be
handled in the future as a labor relations responsibility either because the
doctor viewed him as a real or potential hypochandnac, or as accident prone,
or as a genuinely unwell person, or as a malingerer, and, in any event, a
personnel problem and not a medical problem because he was a potential
liability as an employee.
13 Koch testified that he was interested in any past record for the reason
that he wanted to know if Brim had a past pattern similar to his record with
Respondent.
Linstroth then telephoned Young Radiator where Brim
had worked for a year, from September 1965 to September
1966. According to Linstroth, Young told him that Brim
had had a very poor attendance record and had quit; that
they would not reemploy him and that he had applied for
reemployment but had been refused. When contacted by
Linstroth, Marigold Daisy said that Brim had been asked to
leave their employ and this his record with them was poor.
Noting that the only military reference that Brim had
made on his preemployment papers filed with Respondent
was that his classification was 3-A, Linstroth checked with
the Local Selective Service office. The latter confirmed that
Brim was 3-A, married, with dependents. Linstroth asked
if the record showed that Brim had been in military service.
The answer was, yes. Linstroth asked if Brim had received
a medical discharge and the answer was again affirmative.
In connection with the foregoing investigation, Linstroth,
as indicated, did compare the information obtained with
what Brim had stated on his preemployment application
and other forms. The application, filled out by Brim on
February 17, 1969, shows under "Work Experience-List
most recent job first," Lanthrop Furniture 10/68 to
12/24/68; Otis Elevator 4/66 to 9/68. Under Military Serv-
ice," Brim wrote, under "Draft Classification," 3-A. Under
"Veteran, Yes ; No ; nothing is shown. Under "Service
Dates, From
To ," nothing is shown. Printed above the
space where Brim signed the application is a printed state-
ment certifying that 'I" certify that the statements made on
the application are true and that "I understand that any
wilful misrepresentation of essential facts may be sufficient
reason for dismissal."
On a "Pre-Employment Medical Examination" form
filled out by Brim on February 21, 1969, there were, inter
alia, the following: "List the last three Companies you
worked for." Brim listed two companies Lanthrop Funn-
ture and Otis Elevator. There were also the followingg:
"Have you ever been rejected for Military Service for medi-
cal reason." Brim checked under "No." Were you given a
Medical Discharge from Military Service. Again, "No" was
checked. Under
Discharge
(give dates and reasons)"
there were spaces headed, "Cause; Hospital; Location;
Physican." Brim wrote: "1966 Operation on right knee; St
Mary's, Racine; Dr Christhse." He also listed a 1965 appen-
dix operation in Racine. Under "Comments on above ei-
ther the nurse or the doctor wrote "Both conditions are now
normal". In another section for comments, Dr. Herrmann,
based on his interview of Brim had written "Had surgery for
removal of bone fragments-doing construction work-no
problems." A third -form, entitled "Personnel Inventory,"
dated March 17, 1969, filled out by Brim, contains, inter
alia, the following headings:
Current Military Status, with boxes for checking; Ac-
tive Reserve ; Inactive Reserve; National Guard; No
Service-Ineligible;
No Service-Eligible;
Service
completed. There is also a space to write "Branch of
Service"; Service dates"; "Rank" .
All the foregoing boxes and spaces had been left blank by
Brim.14
14 It is argued that Brim did advise Respondent that he had had a knee
operation. This is not quite the same as knowledge that Brim was discharged
from military service because the service viewed his knee as a potential future
liability to Brim and to the Government. At the time of application for
employment or at any other time the Company might or might not take the
view that if the Government did not wish to take the risk of future problems
or liability as to Brim, why should the Company, particularly, in 1970, in view
of Brim's other medical problems while in our employ In any event, we
believe that the Company could view Brim's failure to mention his military
service and his discharge therefrom for medical reasons as a serious dere-
liction
WESTERN PUBLISHING CO.
After comparing Brim's various entries or lack of entries
on the afore mentioned employment forms with the infor-
mation he had obtained from the Unemployment Service,
from Young Radiator and Marigold Dairy, and from Selec-
tive Service, Linstroth went to Koch late in the afternoon
of April 22. He showed Koch the various employment forms
and reported the information that he had obtained in the
course of his checking. As presented by Linstroth and as
understood and concurred in by Koch on that occasion,
they viewed the situation as follows : On two forms Brim
had falsified by omitting to name former employers and the
dates ; he had failed to answer questions on the form that
would indicate whether he had been in military service; that
when Brim answered negatively the questions on the form
as to whether he had ever been rejected for military service
or had ever received a medical discharge , he had also falsi-
fied.
When the foregoing had been presented, Koch asked Lin-
stroth what he thought "we" should do. Linstroth said that
he thought they should discharge Brim for falsifying his
application forms. Koch said that he felt the same way.
Koch then instructed Linstroth to call Bingham, BMTS
foreman, and inform him of the decision and also to call
Brim and afford him an opportunity to present any reasona-
ble explanation for omitting the afore-mentioned informa-
tion on his applications. Linstroth called Bingham at the
time but found that Bingham had already finished work and
had left the plant.
The following day, April 23, at about 9 a.m. Linstroth
went to Bingham's office with some of Brim's personnel
records. He told Bingham that the personnel department
had found that Brim had falsified several essential doc-
uments and that personnel wanted to discharge him-did
Bingham have any objection . Bingham said, no. Linstroth
returned to his office and instructed one of the girls to call
Brim at home and ask him to see Linstroth before reporting
for his shift that evening.
Brim, after returning from his medical leave on April 20,
had not reported for work on April 22. He had called the
nurse beforehand to say he had a headache and would not
be in. Consequently, when the personnel office called Brim
at his home on April 23, he was asked if he would be coming
to work that evening. He said, yes, and was requested to
report early to see Lmstroth before going to work.
When Brim reported at about 11 a.m. on April 23, Lin-
stroth called Bingham to tell him he was about to talk to
Brim and that he wanted Bingham present during the inter-
view. According to Linstroth, it was normal procedure to
have the foreman present when the personnel department
informed an employee that he was being discharged. There
is no evidence to the contrary.
Shortly thereafter, the session began with Brim, Lin-
stroth, and Bingham present. The substance of the conver-
sations was that Linstroth said that in going through Brim's
application forms, several serious omissions had been dis-
covered. When asked, Brim admitted that he had worked
for Young Radiator and Marigold Dairy. His explanation
for omitting them as former employers was that he had
forgotten about them.ls Linstroth expressed skepticism,
17 Brim testified that in May 1970, in explaining the omissions to plant
manager Kaplan he gave the explanation that he had been filling out so many
applications in looking for work that he simply listed two employers , Otis and
Lathrop. In his testimony regarding the April 23 conversation with Linstroth,
Bnm does not refer to having given any explanation for the omissions. We
think it unlikely that when Linstroth cited the omissions, Brim was not asked
for an explanation or did not proffer one since his testimony indicates that
he was quite articulate in his own defense not only with Kaplan but earlier
with Linstroth. We have credited Linstroth as to the fact that regarding the
249
pointing out that Otis Elevator was evidently Brim's first
employer and he had worked there for a year and only a few
years prior to the time he filled in the appli cation. Linstroth
asked rim if he had been in military service . Brim said, yes.
He was shown where he had not indicated that he had been
in military service , or the dates, or branch of service. He was
then asked why he had been in the service for such a short
time. The response by Brim was that he had received an
honorable discharge. Linstroth asked if he had received a
medical discharge from the service . Brim said, no, that he
had received an honorable discharge for medical reasons.
They went back and forth on this medical discharge aspect
for a while, with Linstroth expressing the position that in
substance Brim had received a medical discharge and
should have indicated this on his application forms. Brim
contested this, adhering to his position that he had received
an honorable discharge for medical reasons. His offer to
bring in the discharge was refused by Linstroth because
Linstroth said, no matter what it stated , Brim had not men-
tioned it on his application . Brim wanted to know why, after
14 months, the Company had decided to check his applica-
tion out of the many applications it had on file. Linstroth
said it occurred because the Company became concerned
about his many absences from work and decided to check
on his application papers.16 Brim pointed out that he had
received no warnings about his attendance . He expressed
the view that the Company's action was due to Igrouille and
Bingham reacting to Brim's enforcement of the union con-
tract. Linstroth said that he knew nothing about any rob-
lems between Brim and the foreman and reiterated: why
Brim's applications had been checked .17 Bingham had inter-
posed at one point, when Brim referred to him, above. Bing-
ham said that Brim's enforcement of the contract had not
bothered him at all. Brim queried, why then had Bingham
called him a troublemaker. Bingham denied having done so.
Brim said he had heard to the contrary. Bingham said that
any conversation he, Bingham , had had with Lochowitz was
personal and Lochowitz had no business repeating it. The
concluding remarks were made by Linstroth to the effect
that the Company had no alternative but to discharge Brim
for falsification of his applications. He offered Brim the
choice of resigning for personal reasons or being discharged
for falsification of employment records . Brim refused to
resign, saying he wanted to take up the whole matter with
the Union. It was made clear to him that he was therefore
discharged for the above falsification of records.
Linstroth reviewed and confirmed the discharge inter-
view by a letter to Brim on April 30. The letter said that it
had been brought out in the interview that Brim at the time
of employment, had not listed 2 past employers and provid-
ed no data as to military service; that Brim had in fact
worked for Young Radiator and Marigold Dairy; that he
had been in military service and had received an early dis-
charge for medical reasons.1$
omission of employers, Brim, on April 23, offered the explanation of having
for^otten
We do not believe that it is significant that Linstroth's reply, which was
true as far as it went, did not reveal the entirety of what Koch had told
Linstroth regarding Herrmann 's concern and that Herrmann had initiated
the matter with Koch.
17 At the hearing, also, Linstroth testified that he had no conversation with
Bingham or any other supervisor concerning Brim's union activities regard-
in$ the contract.
3 Bnm testified that in 1964 he had enlisted in the Marine Corps for 3
years. He received an honorable discharge after approximately 2 months of
service. Bnm testified that while in the service his knee had bothered him
while marching He was sent to the Balboa Hospital in San Diego to have
his knee checked, tested, and X-rayed. After a brief stay at the hospital, the
Continued
250
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Brim contacted Lochowitz after his discharge and had
several conversations with him. Lochowitz testified that af-
ter going over the facts and details with Brim , he telephoned
Koch. One of the first questions he put to Koch, according
to Lochowitz was, who fired Brim , was it Bingham. Koch
replied that.Bingham had nothing to do with firing Brim
and that it was the personnel department who discharged
him. Lochowitz then advanced various contentions and ar-
guments including his belief that the Company had used a
pretext to get rid of an active union man. Koch denied it.
Lochowitz asked for the Company's reasons in writing. 19
On May 4 or 6, 1970, at Lochwitz request, plant manager
Kaplan met with Lochowitz and Brim to consider the Bnm
matter.20 Linstroth was also present. Kaplan asked ques-
tions about Brim's omission of prior employers from his
application and the reasons, as well as about his military
service and discharge therefrom. Brim gave his answers and
his position as did Lochowitz. The matters and contentions
presented were substantially the same as had been aired on
April 23 between Linstroth and Brim, except that Kaplan
appears to have acted more as an inquirer than a protago-
nist. In any event the ultimate result of the meeting was to
leave the discharge in effect 21
Conclusions
We have found that Brim had engaged in protected union
activities as' a steward. The nature, impact and weight of
those activities and the Company reaction thereto merits
neither exaggeration nor minimization . Brim's activities in-
volve an employer long habituated to unionism and, as far
as this record shows, an employer having a basically good
relationship with the instant union over a period of many
years. Such a background, of course, confers no license to
violate the Act.
The strongest evidence of reaction to Brim's union activi-
ties either prior to the discharge or otherwise is foreman
Bingham's describing Brim as a troublemaker, and as no
good, and as uninterested in his work. Neither this nor any
other incident involving Brim's activities occurred in con-
texts of violent and highly acrimonious clashes between
Brim and various foremen, including Bingham.22 Brim had
simply spoken to foremen about what he considered to be
contract violations. Sometimes a foreman acceded to Brim's
contention almost routinely, sometimes they did not, but
there were no bitter, down to the mat, exchanges and bat-
tles. The strongest action that Brim ever threatened or took
service doctor said that he felt that Brim's knee was too weak for him to
continue in service and he was recommending that the service not take a
chance on the knee being damaged further . Brim was therefore discharged
because of his knee problem.
19 Linstroth's letter of April 30 to Brim, described above, was evidently
written in response to Lochowitz' request.
20 Kaplan testified that he first heard of the Bnm case in a weekly meeting
which be customarily holds with Koch regarding events of the week. The
Brim matter was mentioned to Kaplan after the discharge . Koch on that
occasion referred to Brim's discharge and the circumstances and reason
21 Brim testified that in the course of the meeting Kaplan asked Linstroth
if the latter had secured Brim's "work history" from Brim's other employers
Linstroth said he had not but was in the process of doing so . Lochowitz
testified to substantially the same effect. Both Kaplan and Lmstroth in
substance deny that Linstroth had been asked whether he had checked with
the employers and that he had said, no. The Trial Examiner believed that
Linstroth had checked with the two employers in question , Young Radiator
and Marigold, as he testified, prior to this meeting and prior to the discharge.
However, a written work history, consisting of, inter aha, a photostat of
Brim's attendance record at Young, was not obtained until July.
22 We do not imply that illegal motivation is only revealed by evidence of
dramatic clashes.
was to report what he considered to be a contract violation
to Lochowitz, the union president. The foreman would
scarcely view the possible or actual involvement of Lochow-
itz as outrageous and catastropic . Lochowitz had been deal-
ing with the Company and its foremen for almost 20 years.
He had ready access to everyone in management . He could
and did call individual supervisors on the telephone or come
to the plant and discuss a problem or complaint with them
in person. He did this regarding some matters raised by
Brim. Lochowitz presented the union position and the par-
ticular foreman stated his view, either acceding to Lochow-
itz or otherwise . Indeed, it was to the union president that
Bingham expressed the view that Brim was a troublemaker
although he was fully aware that Lochowitz was standing
behind various complaints that Brim had made . If Bingham,
because he regarded Brim as a troublemaker, contemplated
getting rid of Brim through some pretext to be dredged up,
he had picked a strange confidant to whom to reveal his
feelings of hostility. In our opinion, Bingham, a foreman in
the plant for 23 years and a dues paying member of the
Union, spoke frankly to Lochowitz , president of Bingham's
and Brim's union, and said, in effect, by the term "trouble-
maker," that he considered Brim to be an irritating "pain in
the neck" and something of a gold brick . The evidence in
this record does not convince the Examiner that Bingham
contemplated or afterwards instigated or engineered Brim's
discharge.
If, contrary to the foregoing, we regarded Bingham as
having been revealed by his remarks about Brim as dedicat-
ed to the eventual discharge of Brim (and in the course of
our analysis we have indeed approached the evidence from
the foregoing perspective and other perspectives and tenta-
tive premises for the sake of analysis) and that he and other
supervisors instigated a project to "get something " on Brim
as a pretext for discharge, we find a major and substantial
obstacle in the path.
Whatever Bingham or other foreman felt about Brim, the
evidence, in our opinion, reveals that the events leading to
Brim's eventual discharge originated with Dr. Herrmann.
Herrmann's views, opinion, and suspicion regarding Brim's
medical problems, whether correct or not, are not shown to
have any connection or relationship to Brim's union activi-
ties and there is no evidence that Herrmann was even aware
of the latter. In our opinion, there is no evidentiary basis for
rejecting the evidence that the discharge was strickly a mat-
ter of Herrmann to Koch , Koch to Linstroth, Koch and
Linstroth, to discharge. And the foregoing combination,
evidentiarywise, reveals convincing insulation, from even
awareness by any of those actively involved in the dis-
charge, of any problems that may have existed between
Brim and various foremen. We have not reached this con-
clusion without careful consideration of the witnesses and
the evidence. We cannot substitute suspicion or surmise for
what has impressed us as credible evidence?3
We are satisfied that Herrmann, whether correctly or not,
viewed the circumstances surrounding Brim's medical leave
from April 7 to 20 with suspicion. This was Brim's first
extended medical leave in his 14 months with Respondent.
His prior medical absences with Respondent , although
many, had been intermittent and not more than a day or so
at any one time. These prior absences had been for a variety
of ailments. But the extended medical leave in April related
23 The General Counsel's view is that when Herrmann called Bingham, the
latter, because he was hostile to Brim, engineered the discharge by suggesting
that Herrmann speak to Koch about Brim's record and this led to the dis-
charge for pretextious reasons . The trouble with this theory is that evidence
to support it is lacking. It is of course possible that Respondent's witnesses
perjured themselves but, if they did, we have been successfully deceived.
WESTERN PUBLISHING CO.
taa back injury and its aftermath. To use nonmedical terms,
a back injury and subsequent complaints about continued
pain and discomfiture in the back is a "tricky business,"
regardless of whether the entire situation is genuine or not.
A doctor, such as Herrmann, in the industrial medicine
field, employed by a Company to protect its interest and
those of its employees in the medical field, would undoubt-
edly be attuned to the medical and medical-legal potentiali-
ties of an employee's back inury and subsequent claimed
disability for an extended period. This would be particularly
true where the physician, as in Herrmann's case, was evi-
dently suspicious of the claimed continued consequences of
the injury by the employee. This back injury context in
Brim's case, with the accompanying extended leave, appar-
ently served as a catalyst for Herrmann to bring together,
in his own mind, Brims history of medical absences in the
past, together with the more recent back situation. From
such a context, Herrmann took the initiative to advise Koch
and Bingham that any future claimed sickness or absence
by Brim relating to his back should be handled as a labor
relations problem. As might be expected in view of Koch's
position as head of the personnel department, Herrmann, in
so advising Koch, explicated that the reason why Brim
should be handled as a labor relations problem rather than
as a medical problem, was because, in Brim, the Company
may have on its hands a long-term medical liability. Herrm-
ann advised Koch to check on Brim's prior employment
history to see if there was a pattern of similar absences.
Linstroth's subsequent investigation, pursuant to Koch's
instruction, which in turn was due to what Herrmann had
advised Koch, was, in our opinion, as described earlier,
plausible and credible under the circumstances. The investi-
gation revealed unanticipated omissions and discrepancies
in Brim's employment pacers that Respondent omissions
and discrepancies in Brim s employment papers that Res-
pondent viewed as constituting falsification by Brim.
It is to be borne in mind that the issue before us is, does
the evidence support the conclusion that Respondent dis-
charged Brim for union activities. Did Respondent dis-
charge Brim for the reason it gave to Brim and which its
witnesses testified to, or was the discharge because of Brim's
union activities. The issue is not whether Respondent
should have done what it did or whether the Trial Examiner
agrees with the interpretation Respondent's witnesses assert
that they placed on the facts revealed by Linstroth's investi-
gation. The Trial Examiner has carefully considered wheth-
er, given the information that Respondent had secured and
the action it took, Respondent's conduct was so implausi-
ble, so unconvincing, or so inequitable and specious that the
Trial Examiner could or should reject Respondent's reasons
for the discharge and conclude that Respondent was moti-
vated by some other reason.
For instance, Brim, in addition to failing to indicate that
he had ever been in military service, indicated that he had
never received a medical discharge from military service.
Linstroth's information from Selective Service was to the
contrary. Later, in confrontations with Brim, when it was
revealed that Brim had received an honorable discharge for
medical reasons, Respondent took the position that this was
a distinction without a difference and that Brim had re-
ceived a medical discharge; Brim took the opposite position.
It was an arguable point but the Trial Examiner did not
251
believe that Respondent's position was so untenable that
the assertion of that position was quite evidently a pretext.
The General Counsel in his brief states:
On his preemployment application, Brim stated that he
had been laid off from Otis Elevator (Resp. Exh. 3).
While it is true that Brim had been discharged from
Otis, had he been attempting to intentionally and wil-
fully falsify this application, he would not have listed
Otis Elevator, rather he would have listed such former
employers as Young Radiator and Mari-Gold Dairies
and omitted Otis Elevator. Stated another way, if Brim
attempted to deceive Respondent, he would not have
listed an employer who might give an unfavorable re-
port; instead he would have listed only those employers
who would give favorable reports?
Assuming, arguendo, all the above, in our opinion, it goes
more to the merits of the discharge than to the motive since
it is by no means apparent that such a reasoning process was
so evident that it must have been or was undergone by
Respondent's people or that they would adopt such reason-
ing. As to the underlying evidentiary facts, the record does
show that Brim, on his application of February 17 wrote
that he had been layed off by Otis.25 Respondent's tel-
ephone check on Brim with Otis on February 18 shows
under " . . . reasons for leaving" that Otis stated "Lack of
work." We would equate this with layoff and not discharge.
Also, when asked by the telephone checker whether it would
rehire Brim, Otis said, yes. This appears more consistent
with the fact that Brim had been laid off rather than dis-
charged. Moreover, Young Radiator, when Linstroth dis-
covered that Brim had worked there, told him that they
would not rehire Brim under any circumstances and had, in
fact, refused to do so. They said Brim had a poor attendance
record. Since two of the questions asked of former employ-
ers in Respondent's telephone check was, "Would you re-
hire"
and "How was the attendance record' this
information would presumably have been secured if Brim
had listed Young on his application. As to Marigold Dairy,
which Brim also had not listed, they told Linstroth that
Brim had been asked to leave their employ and that his
record with them was poor.
Regarding the argument that although Respondent had
previously discharged six employees for falsification of em-
ployment applications, it had never done so where an em-
ployee had worked for 14 months, it is likely that
Respondent never previously had a recommendation by its
doctor to check the past employment record of an employee
who had been employed as long as Brim. The doctor initiat-
ed this action because of his view of Brim as a patient which
came to a head in April 1970. The necessity of first going
to Brim's application in order to conduct such a check is
apparent. It was unfortunate for Brim that his application
and the investigation revealed what they did.
It is our opinion that the complaint has not been sus-
tained by substantial evidence on the record as a whole.
Dismissal is recommended. In view of our conclusions we
find it unnecessary to pass upon Respondent's affirmative
defense as to the availability of arbitration.
24 Evidently using the same approach, union counsel states that "On his
preemployment application, Brim listed the only job from which he was fired
[Otis]."
25 At the hearing Brim testified that he had been discharged by Otis