179 NLRB 390
Fremont Newspaper, Inc.
390
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Fremont Newspapers, Inc. and Omaha Typographical
Union No. 190, AFL-CIO, and Stereotypers and
Electrotypers
Local
No. 24, AFL-CIO.' Case
17-CA-3660
October 28, 1969
DECISION AND ORDER
BY MEMBERS FANNING, BROWN, AND ZAGORIA
On
March 25, 1969, Trial Examiner Alvin
Lieberman issued his Decision in this proceeding,
finding that Respondent had engaged in and was
engaging in certain unfair labor practices and
recommending that it cease and desist therefrom
and take certain affirmative action, as set forth in
the attached Trial Examiner's Decision
He also
found that Respondent had not engaged in certain
other unfair labor practices and recommended that
the allegations of the complaint pertaining thereto
be
dismissed
Thereafter,
Respondent and the
General
Counsel filed exceptions to the Trial
Examiner's Decision and supporting arguments.
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers
in
connection
with
this
case
to
a
three-member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the Trial
Examiner's Decision, the exceptions and supporting
arguments, and the entire record in this case, and
hereby
adopts
the
findings,
conclusions,
and
recommendations of the Trial Examiner only to the
extent consistent herewith
The following facts are not in dispute. The Unions
won an election in August 1967 by a vote of 16 to 1,
and were jointly certified. The parties bargained
until
the
following
August,
but
reached
no
agreement. Apparently disenchanted because of the
delay, 9 of 17 employees signed a petition indicating
they desired a decertification election. The moving
force
behind the petition, employee Leckenby,
informed Respondent that a majority supported the
petition,
and Respondent thereafter stated that it
could not sign any binding agreement with the
Unions,
at
least
while
this
decertification
proceeding was pending, as it alleged it believed the
Unions had lost their majority.
As the Trial Examiner found, before the
decertification
movement
began,
superintendent
Sollenberger
had told employee Sass that the
Unions had had a year, and now Respondent's
president had said he "would like the year to show
what he could do." Sollenberger coupled this with
the statement that journeymen could get $3 30 per
'Herein referred to as the Unions
hour. Journeymen at the time were receiving only
$2.25 per hour, and the parties had not negotiated
as to wages. About a week later, Sollenberger asked
employee Neilson why the employees "couldn't get
out from under the Omaha local and ... form their
own Union." He this time suggested $3 50 per hour
"would be a fair wage." The Trial Examiner found
these remarks violated Section 8(a)(1) of the Act,
and we agree
The
Trial
Examiner
found,
however,
that
Respondent did not unlawfully refuse to bargain
because it had been informed that a majority of its
employees supported the decertification petition,
and, regardless of the unlawfulness of the remarks
to employees Neilson and Saas, they testified that
they neither told anyone of the remarks, nor were in
fact influenced by them We do not agree.
The Trial Examiner finds that, once a union has
established its
majority through certification, as
here, its majority is presumed to continue unless
rebutted, and that the presumption may be rebutted
if an employer can show by objective facts that
there is some reasonable ground for believing the
Union no longer enjoys majority representative
status
He further finds that the filing of a
decertification petition alone cannot establish such
grounds,
but
a showing that the petition was
supported by a majority of the unit may be enough.
Finally, he correctly states that such a showing must
be made in an atmosphere free of employer conduct
aimed at causing disaffection
We disagree with his
finding that the showing here was made in such a
free atmosphere.
Contrary to the Trial Examiner, we find that in
the circumstances of this case it is immaterial that
employees Sass and Neilson did not relate to other
employees
the
remarks
made to them by
Sollenberger, or that the remarks did not in fact
cause their defection from the Union. Sollenberger
is a supervisor, and Respondent is both responsible
for, and charged with knowledge of, his unlawful
remarks. At least the Sass incident took place before
the
decertification
movement began, and before
Respondent was told that a petition was being filed;
When informed of the petition, Respondent was not
told who had signed it. Respondent at that point
could not assume that its own unlawful action,
which was designed to, or at least would tend to
discourage union adherence, had nothing to do with
the petition, or that Sass had not been influenced,
had not signed the petition, or had not related the
unlawful remarks to anyone that had signed it.
Indeed, if only one -employee had been improperly
influenced to sign the petition, it would have been
supported
by less than an uncoerced !majority
Respondent refused to bargain with the certified
bargaining representatives of its employees,' while at
the same time it was attempting to influence its
'While Respondent offered to conunue meeting with the Union, it
179
NLRB No. 63
FREMONT NEWSPAPERS, INC.
employees to repudiate the Unions
We find that
Respondent here did not rebut the presumption
flowing from the Unions' certification, and as it
engaged in independent unfair labor practices aimed
at causing disaffection, and tending to preclude the
holding of a fair election, we find that its refusal to
bargain violated Section 8(a)(5) of the Act, and that
the policies of the Act will be effectuated by the
imposition of a bargaining order as a remedy for
such conduct.'
ORDER
Pursuant to Section 10(c) of the National Labor
Relations
Act,
as
amended, the National Labor
Relations
Board
adopts
as
its
Order
the
Recommended Order of the Trial Examiner, as
modified
below,
and
hereby
orders
that
the
Respondent, Fremont Newspapers, Inc., Fremont,
Nebraska, its officers,
agents,
successors,
and
assigns, shall take the action set forth in the Trial
Examiner's
Recommended
Order,
as
herein
modified
I
Add,
as
paragraph
1(b),
the
following,
relettering present paragraph (b) as (c):
(b)
Refusing to bargain collectively with the
above-named Unions as the exclusive representative
of all the employees in the following appropriate
unit.
All
mechanical
employees
at
the
Fremont,
Nebraska, plant of Fremont Newspapers, Inc.,
including
composing room and press room
employees,
but
excluding
office-clerical
employees, professional employees, guards, and
supervisors as defined in the Act, and all other
employees.
2.
Add,
as
paragraph
2(a),
the
following,
sequentially relettering the subsequent paragraphs.
"(a)
Offer to, and, upon request, bargain
collectively with Omaha Typographical Union No
190, AFL-CIO, and Stereotypers and Electrotypers
Local
No.
24,
AFL-CIO, as the bargaining
representatives of the employees in the appropriate
unit with respect to rates of pay, wages, hours of
employment, and other terms and conditions of
employment, and, if an understanding is reached,
embody such understanding in a signed agreement."
3. In the second sentence of the second indented
paragraph of the Notice, delete the words "or do
anything else,"
4.
Add, immediately before the last indented
paragraph in the Notice, the following two
paragraphs:
WE WILL NOT refuse to bargain collectively
with the above-named Unions as the exclusive
representatives
of
all
the
employees in the
following appropriate unit:
admittedly refused to reduce any understanding to writing
'While the Supreme Court, in
N L R B v Gissel Packing Company,
395 U S 575, did not deal with loss of majority situations , we are satisfied
that its rationale concerning the propriety of issuing a bargaining order
supports our decision in this case
391
All
mechanical employees at the Fremont,
Nebraska, plant of Fremont Newspapers, Inc.,
including
composing room and press room
employees,
but
excluding
office-clerical
employees, professional employees, guards, and
supervisors as defined in the Act, and all other
employees.
WE WILL offer to, and, upon request, will
bargain collectively with the above-named Unions
as the bargaining representatives of the employees
in the appropriate unit with respect to rates of
pay,
wages, hours of employment, and other
terms and conditions of employment, and, if an
understanding
is
reached,
embody
such
understanding in a signed agreement.
MEMBER ZAGORIA, dissenting:
I
would
not
find
8(a)(5)
here.
Respondent
bargained with the Union for almost a year. Thirty
bargaining sessions
were held, and there is no
allegation that Respondent failed to bargain in good
faith.
Thereafter,
at
the
expiration
of
the
certification year, 9 out of 17 employees in the unit
signed a decertification petition, and Respondent
was informed that "a majority" supported the
petition. Respondent thereupon advised the Union it
had reason to believe it had lost its majority and
that, while Respondent was willing to meet, it would
not
make any binding agreements pending the
outcome of the decertification proceeding. The
majority finds 8(a)(5) on grounds that unlawful
conversations
held
by the Respondent with two
employees prior to the filing of the decertification
petition demonstrate that Respondent's refusal to
bargain was not "in good faith," and therefore
justify the issuance of a bargaining order.
I cannot agree. The situation would be otherwise
if it could be said that Respondent's two violations
of Section 8(a)(1) contributed to the filing of the
decertification
petition.
Here,
however,
it
is
uncontroverted, and the Trial Examiner finds, that
the two 8(a)(1) violations occurred in private talks,
were not overheard, and were not communicated to
other employees. The two union adherents who were
the recipients of the 8(a)(1) statements were not
among the nine who signed the decertification
petition; nor did they, after the conversations, defect
from the Union. In these circumstances, I do not
believe Respondent's 8(a)(1) violations may be said
to have tainted the substantial, objective evidence on
which Respondent relied, and I see no justification
for avoiding the question concerning representation
raised by the decertification petition. Like the Trial
Examiner, I would dismiss the Section 8(a)(5)
portion of the complaint.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
ALVIN LIEBERMAN, Trial Examiner: The trial in this
proceeding, with all parties represented, was held before
me in Fremont, Nebraska, on December 10 and 11, 1968,
392
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
upon a complaint of the General Counsel' dated October
22, 1968,2 and Respondent's answer. In general, the issues
litigated were whether Respondent violated Section 8(a)(l)
and (5) of the National Labor Relations Act, as amended
(herein called the Act) Particularly, the questions for
decision are as follows
1. Did Respondent engage in independent violations of
Section 8(a)(1) of the Act by encouraging employees to
repudiate
Omaha
Typographical
Union
No 190,
AFL-CIO, and Stereotypers and Electrotypers Local No.
24,
AFL-CIO (herein jointly called the Union and
separately referred to as OTU and Stereotypers Union,
respectively)
and
to
form
an
independent
labor
organization`)'
2. Has Respondent, since the latter part of August
1968, violated Section 8(a)(5) and (1) of the Act by its
unwillingness to enter into a collective agreement with the
Union
and
by
questioning
the
Union's
majority
notwithstanding its having been certified on August 7,
1967,
as
the
exclusive
bargaining
representative
of
employees of Respondent9
Upon the entire record,' upon my observation of the
witnesses and their demeanor while testifying, and upon
careful consideration of the arguments made and the
briefs submitted by the parties, I make the following:
FINDINGS OF FACTS
1. JURISDICTION
Respondent ,
a Nebraska corporation whose principal
place of business is located in Fremont ,
Nebraska, is
engaged in the publication of a daily newspaper.
Respondent holds
membership in, and subscribes to,
interstate news services ,
publishes nationally syndicated
features ,
advertises
nationally
sold
products,
and its
annual
gross
volume of business exceeds $200,000
Accordingly ,
I
find that
Respondent is engaged in
commerce within the meaning of the Act and that the
assertion of jurisdiction over this matter by the National
Labor
Relations
Board
(herein called the Board) is
warranted .
Belleville Employing Printers, 122 NLRB 350,
351-352
II. THE LABOR ORGANIZATION INVOLVED
OTU and Stereotypers Union are labor organizations
within the meaning of the Act
'The complaint was issued on a charge and an amended charge filed
respectively on August 29 and October 8, 1968, by Omaha Typographical
Union No 190, AFL-CIO, and Stereotypers and Electrotypers Local No
24, AFL-CIO, as joint Charging Parties
'Unless
otherwise
noted,
all
dates subsequently
mentioned in this
Decision without indicating their year fall within 1968
'On Respondent's motion, made at the conclusion of General Counsel's
case-in-chief,
par
7(a)
of the complaint,
which alleges
that
certain
additional conduct engaged in by Respondent also violated Sec 8(a)(1) of
the Act, was dismissed for the reason that the General Counsel offered no
evidence to substantiate that paragraph
'Issued simultaneously is a separate order correcting the stenographic
transcript of this proceeding in several respects
'Respondent's motion to dismiss the complaint made at the close of the
trial, upon which decision was reserved , is disposed of in accordance with
the findings and conclusions set forth in this Decision
Ill. THE ALLEGED UNFAIR LABOR PRACTICES
A. Introduction
Briefly, this case concerns itself with events which
occurred in August 1968 after Respondent had bargained
with the Union for more than a year following its
certification
These include, the complaint alleges,
Respondent's encouragement of employees to repudiate
the
Union,
and
to
form
an
independent
labor
organization,
Respondent's suspension of negotiations
with
the
Union
because
of
the
pendency
of
a
decertification petition; and its refusal for the same reason
to
"enter into any final .
.
or
binding tentative
agreements" with the Union The General Counsel and
the
Union contend' that by this conduct Respondent
violated Section 8(a)(1) and (5) of the Act.7
Respondent, for its part, argues that it believed in good
faith that the Union had lost its majority after the
expiration of the certification year, that it had sufficient
and innocent grounds for this belief, and that therefore it
was justified in breaking off negotiations Insofar as the
other
allegations
of the complaint are concerned,
Respondent denies that it encouraged employees to
repudiate the Union or to form an independent labor
organization
Alternatively, Respondent suggests, on brief,
that if it be found that it did violate Section 8(a)(1) of the
Act in this manner the conduct involved "had no effect on
the [U]nion's majority status" and was "so minimal as
not to justify Board action of any kind "
B Preliminary Facts
1 The Union's certification
On August 7, 1967, after an election
at which the
Union prevailed by a vote of 16 to 1, OTU and,
Stereotypers Union were jointly certified as the exclusive
collective-bargaining
representative
of
Respondent's
employees in a unit described in the certificate as:
All mechanical employees
. . . including composing
room and press room employees, but EXCLUDING
office-clerical
employees;
professional
employees,
guards, and supervisors as defined in the Act, and all
other employees
At all times relevant to this proceeding there were 17
people in this unit
'As the contentions of the General Counsel and the Union are in large
part similar, unless otherwise indicated they will be referred to hereinafter
as the General Counsel's contentions
'These secs provide
Sec 81(a) It shall be an unfair labor practice for an employer -
(1) to interfere with, restrain, or coerce employees in the exercise of
the rights guaranteed in section 7,
(5) to refuse to bargain collectively with the representatives of his
employees, subject to the provisions of section 9(a)
Insofar as pertinent, Secs 7 and 9(a) are as follows
Sec 7 Employees shall have the right to self-organization, to form,
join,
or assist labor organizations ,
to
bargain collectively through
representatives of their own choosing, and to engage in other concerted
activities for the purpose of collective bargaining or other mutual aid or
protection
Sec 9 (a) Representatives designated or selected for the purposes of
collective
bargaining by the majority of the employees in a unit
appropriate for such purposes , shall be the exclusive representatives of
all the employees in such unit for the purposes of collective bargaining in
respect to rates of pay , wages, hours of employment , or other conditions
of employment
FREMONT NEWSPAPERS, INC
393
From about October 1967 and continuing through July
1968 the Union and Respondent bargained with each
other for a collective agreement Notwithstanding some 30
negotiating sessions during this period the parties did not
arrive
at
a
contract 8
At the last meeting in July
Respondent and the Union agreed to meet again on
August 27.
2. The defections from the Union
Until
August 20 Thomas Leckenby, a compositor in
Respondent's employ, was OTU's chapel chairman' in
Respondent's plant, having been elected to that position
by the employees in the bargaining unit. By mid-August
Leckenby, apparently, had become disenchanted with the
Union because it had not been able to obtain a wage
increase
Accordingly,
Leckenby
spoke
to
several
employees about getting "rid of the union," forming their
"own union," and "dealing [themselves] with the
company "10
To this end Leckenby invited employees represented by
the Union to attend
a meeting on August 20. At this
meeting, which was not attended by any representative of
Respondent,
Leckenby discussed
with the assembled
employees the filing of a decertification petition and the
formation of their own
union . He also told them, as
Carlson, who was in attendance, related, that he thought
they "could get three thirty an hour if [they] dealt with
the company [themselves] instead of the union "'1
Leckenby's proposals did not meet with unanimous
approval. As Carlson further testified, a "big argument
developed" and Leckenby resigned as chapel chairman
Following this, Duane Neilson, who did not agree with the
position taken by Leckenby, was elected to that office.
On August 21, the day after the employees' meeting,
Leckenby
wrote a letter," addressed to the Board's
Regional
Director in Kansas City,
Missouri, which, in
relevant part, stated that its subscribers, members of "the
bargaining unit, feel we no longer need representation of
the union .
. and desire a decertification of the former
election " This letter was on the day of its preparation by
Leckenby signed by 9 of the 17 employees in the
bargaining unit
Also on August 21, Leckenby mailed the
signed letter, and telegraphed a conformed copy, to the
Board's Regional Office in Kansas City
On the same day or the following day, August 22,
Leckenby
showed
Richard
Schuster,
Respondent's
president and publisher, an unsigned copy of the informal
decertification petition
Upon Schuster's suggestion that
Leckenby endorse on the document words to the effect
that it had been shown to him and that the original had
been sent to its addressee, Leckenby, in Schuster's
presence, made the following notation at the foot of the
paper
'The complaint does not allege , nor does the General Counsel contend,
that Respondent did not bargain in good faith through July 1968
'Charles Gridley,
president of OTU, described a chapel chairman as
being a "sort of a shop steward "
"The quotes in the text are taken from testimony on this point given by
Karen
Carlson
and
Duane
Neilson,
linotype
operators employed by
respondent
"At the time the general wage rate was $2 25 an hour
"This document, which is in evidence as G C Exh 13, has been
variously referred
to
by
witnesses and counsel as a petition and a
decertification petition
To distinguish it from the formal decertification
petition , which, as will appear below, was later filed by Leckenby, I will
refer to it, when necessary to do so in that manner , as an informal petition
or informal decertification petition
Presented to Pub Schuster Aug 21, 1968 4 00 P M.
This is to certify that the original of this letter has been
sent to the National Labor Relations Board in Kansas
City, signed by a majority of the
Bargaining
Unit
members
Thomas Leckenby"
Leckenby then, again, showed the informal petition to
Schuster.
While sending the telegraphic copy of the informal
decertification petition to the Board's Kansas City Office
Leckenby also sent a telegram to OTU announcing the
resignation from that organization of five employees in
the bargaining unit, all of whom had signed the informal
petition
Among those whose resignations were thus
transmitted to OTU were Leckenby and Karen Carlson, a
linotype operator in Respondent's employ."
Several days later, on August 28, Carlson, Leckenby,
and Ray Brown, a representative of OTU, conferred at
Leckenby's house concerning the five resignations.
At this
meeting "facts" presented by Brown and a "statement"
made by Leckenby caused Carlson to say that she had
"changed [her] mind" about resigning from OTU.15
3. The formal decertification petition
On August 27 the Board's Regional Office in Kansas
City placed on file a formal decertification petition signed
by Leckenby. This petition was dismissed on October 11,
because of the issuance of the instant complaint. The
dismissal of the petition was affirmed by the Board on
November 21
C Facts Concerning Respondent 's Alleged Unfair
Labor Practices
1
The alleged independent violations of Section
8(a)(1) of the Act
As noted in the introductory portion of this Decision
the complaint alleges that Respondent violated Section
8(a)(1) of the Act by encouraging employees to repudiate
the Union and to form an independent labor organization
The complaint also alleges that these violations were
committed by respondent "acting by and through" its
mechanical superintendent, Arlen Sollenberger, described
in the complaint as one of Respondent's "supervisors
and
agents."16
"This copy of the informal decertification petition, endorsed as set forth
in the text, is in evidence as Resp Exh 2
"Carlson testified
that
"a little while after [she]
had signed" the
informal decertification petition Leckenby talked to her about authorizing
her "name to be on a telegram
resigning from the union " Carlson
further testified, in this connection , that Leckenby told her that "Schuster
[Respondent's president] said we had to send [the resignation telegram]
within the next hour " Upon Respondent's motion to strike this testimony
as hearsay , the General Counsel and the Union agreed that it was, indeed,
hearsay They argued, however, that it should be received, not for the truth
of what Leckenby said, but "as a verbal act" on his part
On this basis
Respondent's motion to strike was denied
"My findings concerning this conference , except with respect to its date,
are based upon , and the quotations are taken from, testimony given by
Carlson
Leckenby also related that he ,
Brown, and Carlson met at his
home A comparison of Leckenby's testimony with that given by Carlson
shows that both were talking about the same meeting
Although Carlson
appeared uncertain as to its date , Leckenby readily accepted a suggestion
that the conference occurred on August
28
Accordingly,
Leckenby's
testimony furnishes the basis for my finding that the meeting took place on
that date
"As
mechanical
superintendent
Sollenberger
is
in
charge
of
394
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On August 15, following a staff meeting, Sollenberger
and Loren Sass, employed by Respondent as a stereotyper
and a member of the Stereotypers Union, had a lengthy
talk
During the course of this conversation Sollenberger
told Sass that Schuster, Respondent's president, stated
that the Union had had a year and "now [Schuster] would
like the year to show what he could do " Sollenberger also
told Sass that if the employees "backed out of the Union"
anyone "who was a competent journeyman
. would get
three thirty an hour,"" and that Respondent "would be
easier to deal with and go further if [it] was dealing with
the employees "
About
a
week later,
Sollenberger,
Respondent's
mechanical superintendent, spoke with another employee,
Duane Neilson, a linotype operator in Respondent's
composing room.18 This conversation, like Sollenberger's
earlier one with Sass, was also lengthy
Sollenberger
began
by
reprimanding
Neilson
for
spending too much time in idle gossip. They then spoke
about the Union and wages During this phase of their
discussion
Sollenberger
"wanted to know" why the
composing room employees, excluding the stereotypers
"couldn't get out from under the Omaha local and .
form [their] own Union." Having said that, Sollenberger
asked "why we couldn't negotiate wages first and
. get
away from all that other stuff that was taking so long"
This question was followed by Sollenberger's suggestion
that $3 50 an hour "would be a fair wage.""
Sollenberger's respective conversations with Sass and
Neilson were had out of earshot of other employees
Neither Sass nor Neilson disclosed the content of these
conversations to anyone
Neither withdrew his support
from the Union as a result of what Sollenberger said to
him, nor was Sass, whose conversation with Sollenberger
preceded the preparation of the informal decertification
Respondent's composing and press-stereo rooms , which , together comprise
Respondent's
mechanical
department
Notwithstanding
Sollenberger's
admitted supervisory status,
Respondent argues that because, as the
evidence shows, he had been expressly instructed by Respondent's president
not to discuss wages ,
working conditions,
or
matters which were the
subject of negotiation between Respondent and the Union, respondent is
not responsible for any statement Sollenberger may have made in this
area
In
view
of the wide
range of Sollenberger's
authority in the
mechanical department, as the evidence also demonstrates , and taking into
account the principles of agency law set forth in
Sunset Line and Twine
Company, 79 NLRB 1487, 1508-09, and
Perry Norvell Company, 80
NLRB 225, 243-244,
this
argument
must be rejected
Accordingly,
Respondent will be held liable for Sollenberger's conduct in contravention
of the Act
"As stated in In II above, at this time the general wage rate in
Respondent's plant was $2 25 an hour
"During this conversation Neilson informed Sollenberger of his recent
election as OTU's chapel chairman
"My findings as to these conversations are based upon ,
and the
quotations
are taken from, testimony
given
by Sass and Neilson
Sollenberger, in the main , did not deny the statements they attributed to
him Instead, he repeatedly said that he did not recall making them
Recognizing this, Respondent argues, on brief, that Sollenberger's "do not
recall" answers should be construed as denials This argument , however,
flies in the face of the fact that Sollenberger made similar answers to such
innocuous questions as whether there was a staff meeting on August 15,
the time of Neilson's coffee break, when, within the week immediately
before the trial, he visited the office of Respondent's lawyer, and whether
he signed a statement there Having listened to this answer time after time
at the trial,
I limited Sollenberger's cross-examination by the charging
party for the purpose of " testing his recallability " In doing so, I observed
that it had been sufficiently demonstrated
that Sollenberger had "a
dismally poor memory "
After reading the record
I am still of that
opinion
Accordingly ,
I
cannot accept
Respondent's contention that
Sollenberger' s inability to remember should be equated to negative answers
to questions to which Sollenberger made such a response
petition, moved by it to sign the petition
2 The alleged violation of Section 8 (a)(5) of the Act
As earlier set forth, at the last negotiating session in
July 1968, Respondent and the Union agreed to meet
again on August 27. In the interim, however, as already
recounted, a majority of the employees in the bargaining
unit signed the informal decertification petition prepared
by
Leckenby, who, until August 20, had been OTU's
chapel chairman in Respondent's plant. As also earlier set
forth,
Leckenby brought this fact to the attention of
Schuster, Respondent's president, on about August 22
The next day Schuster sent telegrams to OTU and the
Stereotypers
Union informing each of what he had
learned from Leckenby Schuster further stated in these
telegrams that "under the circumstances it is our belief
that
further
meetings
between the parties
must be
suspended until the situation has been clarified."
Apparently,
upon receipt of his telegram Chris
Anderson,
president
of
the
Stereotypers
Union,
remonstrated with Schuster, Respondent's president, over
the cancellation of the August 27 meeting and insisted
that it be held as scheduled. Accordingly, Schuster agreed
to meet but again stated, in additional telegrams to OTU
and the Stereotypers Union, that he "still believe[d] that
the question of [their] majority representation should be
clarified." 2°
The Union and Respondent met on August 27, but, as
will be seen, they did not bargain. Instead, toward the
beginning of the meeting the following letter, signed by
Schuster, was handed to Gridley, president of OTU
August 27, 1968
Omaha Typographical Union Local No. 190
c/o Charles Gridley, President
422 Keeline Building
Omaha, Nebraska
Omaha Sterotypers [sic] and Electrotypers Union Local
No 24
c/o Chris Andersen
4502 Madison Street
Omaha, Nebraska
Gentlemen
This will advise you that we have now been informed
of the filing of a petition for decertification of your
unions as representatives of the bargaining unit of the
mechanical employees in the Fremont Tribune plant.
We remain ready and willing to meet with your
representatives
but
must
advise
that
while
the
decertification
petition
is
pending and
until
it
is
disposed of we consider that your majority status is in
doubt and further consider that we have been presented
with strong evidence that you do not have a majority
status, and therefore we cannot during these meetings
enter into any final agreements or binding tentative
agreements.
Yours very truly,
FREMONT
NEWSPAPERS INC.
By Richard J. Schuster
President
The position set forth in its letter21 was maintained by
"The telegrams mentioned in the text are in evidence as G C Exhs 7
and 8
"The decertification petition mentioned in Respondent's letter is the
FREMONT NEWSPAPERS, INC.
395
Respondent throughout the meeting Because of this it
was ultimately agreed by the participants that further
negotiations would be fruitless
The Union has not since August 27 requested that
Respondent resume negotiations and there have been no
further meetings between the Union and respondent.
D. Contentions and Concluding Findings Concerning
Respondent's Alleged Unfair Labor Practices
Respondent claims that its position respecting further
bargaining with the Union, as expressed in its letter of
August
27,
more than a year after the Union's
certification,
was justified
by its doubt, assertedly
entertained in good faith based upon sufficient grounds,
that the Union continued to represent a majority of the
employees in the unit involved. Insofar as its alleged
violation
of Section 8(a)(l) of the Act is concerned,
Respondent's main contention is that it did not engage in
the acts set forth in the complaint. By way of avoidance,
Respondent
argues,
in
its
brief,
that
should
a
determination be made that it did contravene Section
8(a)(1) its conduct "had no effect on the [Union's]
majority status "
Connecting the respective conversations of Sollenberger,
Respondent's mechanical superintendent, with Sass and
Neilson,
Respondent's employees,
which the General
Counsel characterizes, on brief, as "flagrant interference,"
to
Leckenby's
conduct
regarding the decertification
petitions,
concerning
which, he postulates, Respondent
had prior knowledge, the General Counsel argues that
"there is no basis for a good faith doubt of the [Union's]
continuing majority " Especially is this so, the General
Counsel continues, "since the election of the union was by
a decisive 16 to 1 margin" and "only five resignations
from the Union" were shown In addition, the Union
contends that Respondent is foreclosed from claiming a
good-faith
doubt
because,
as
it
states in its brief,
Respondent "was actually engaged in destroying the
[Union's] majority position "22
"Once a union has established its majority through
certification, as here, its majority is presumed to continue
[beyond the certification year] unless rebutted. But, an
employer may without violating the Act withhold further
bargaining and insist that a union reestablish its majority
if
it
can establish a good-faith doubt of continued
majority
Such a showing requires more than a mere
assertion of doubt, it must be supported by objective
considerations. It must be shown by objective facts that
there is some reasonable ground for believing the union
has lost its majority. This showing must, of course, be
made in an atmosphere free of employer conduct aimed at
causing disaffection "
Firestone
Synthetic Rubber &
Latex Company, etc, 173 NLRB No. 179.
Obviously, the presumption of continued majority upon
the expiration of the certification year "may be rebutted if
the employer affirmatively establishes . . that at the time
of the refusal [to bargain] the union in fact no longer
formal petition, which, it will be remembered, was placed on file in the
Board's Regional Office on August 27, the day of the meeting under
discussion it was dismissed on October I 1
"Relying on
Brooks v N L R B, 348 U S 96, the Union argues, also,
that in view of its certification if Respondent had doubts about its
majority, it should have petitioned the Board for relief and continued its
bargaining until the Board acted
Clearly this contention is poorly taken
Brooks , as is readily apparent, has reference to the certification year and
not to a claimed doubt of majority which, as here ,
arises after the
expiration of that year
enjoyed majority representative status "21 However, where,
as
here,
a good-faith doubt of continued majority is
claimed, the fact of majority or its lack is immaterial;
what is of prime importance in such a situation is whether
the doubt is actually entertained in good faith. If that is
established, a refusal to bargain for that reason is not a
violation of Section 8(a)(5) of the Act even if at the time
of the refusal the union, in fact, represented a majority of
the
employees involved.
Celanese
Corporation
of
America, 95 NLRB 664, 671-675
Accordingly, the inquiry here must be centered on the
bona fides of Respondent's doubt of the Union's majority
This issue, the Board stated in
Celanese, "cannot be
resolved by resort to any simple formula." The Board,
however, has set up guideposts to be followed in reaching
a decision. As summarized in Firestone, they are- (1) a
showing "by objective facts that there is some reasonable
ground for believing that the union has lost its majority",
and (2) such a "showing
. must be made in an
atmosphere free of employer conduct aimed at causing
disaffection."
As to the first, Respondent's position is stated in the
letter it handed to the Union's representatives on August
27. In that letter Respondent indicated that its doubt of
the
Union's
majority was based on the filing of the
decertification
petition
and its having been "presented
with strong evidence" that the Union did "not have a
majority status "
While it may be that the decertification petition alone
may not have furnished Respondent with a sufficiently
reasonable basis upon which to question the Union's
majority,24 Respondent did not rely on the petition alone
There was also the information it received on about
August
22
from
Leckenby,
one
of
Respondent's
compositors, that a majority of the employees in the unit
had signed the informal decertification petition which he
had prepared and sent to the Board's Regional Office in
Kansas City
Even if the information Respondent received from
Leckenby on about August 22 had been false, respondent,
it seems to me, could have acted on the assumption that it
was true in view of Leckenby's having been, until August
20, only 2 days earlier, OTU's chapel chairman. Leckenby
was thus in a position to know the sentiments of
Respondent's
employees insofar as the Union was
concerned 25
But
Leckenby did not lie. Nine of the
seventeen employees in the unit, a majority, had signed
the
informal
petition
The information
Respondent
received from Leckenby was, indeed, "strong evidence" of
an objective nature that the Union no longer represented a
majority of the employees, and I so find. I also find, as
the Board did under somewhat similar circumstances in
Dixie
Gas,
Inc ,
151
NLRB 1257, 1259, that the
information
Respondent had received from Leckenby
furnished it with "reasonable grounds for questioning the
Union's continued majority status "
It seems appropriate to discuss here a contention made
by the General Counsel which relates to one of the
foregoing findings
Pointing to two facts, namely, that
there were only five resignations from the Union, and that
"Terrell Machine Company . 173 NLRB No 230
"Wabana. Inc, 146 NLRB 1162, 1171
"As was stated in
Stoner Rubber Company, Inc.
123 NLRB 1440,
1445, "proof of majority is peculiarly within the special competence of the
union
.
An employer can hardly prove that a union no longer
represents
a
majority since he does not have access to the union's
membership lists and direct interrogation of employees would probably be
unlawful as well as of doubious validity "
396
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
it was elected collective-bargaining representative by a 16
to I margin , the General Counsel argues , in his brief, that
the information received by Respondent from Leckenby
should not be "considered
[as
a sufficiently objective]
basis for a good faith doubt of the continuance of [the
Union's] majority "
What the General Counsel is saying is that the evidence
does not show that on August
27, the day
on which
Respondent refused to bargain further with the Union, it
did not actually represent a majority of the employees in
the unit and that for this reason Respondent's claim of
good-faith
doubt should be rejected .
The informal
decertification
petition
having
been signed by Karen
Carlson and 8 other employees in the unit , whose total
complement was 17, and Carlson ' s resignation from the
Union not having been withdrawn until August 28, the
factual foundation for the General Counsel' s argument is,
at least , doubtful
Be that as it may, however , the short
answer to the General
Counsel' s
contention is, as
Celanese26
teaches ,
that
whether or not the Union
represented a majority of the employees on the day in
question is immaterial.
The remaining question is whether the foregoing
showing was "made in an atmosphere free of employer
conduct aimed at causing disaffection ." I conclude that it
was
No probative evidence was adduced to establish that
Respondent had any part in the preparation , signing, or
transmission to the Board 's Regional Office in Kansas
City of the decertification petitions
From conception to
filing
both
were creatures
of
Leckenby,
Respondent's
employee, and, until August 20, OTU's chapel chairman.
There is, likewise, no probative evidence to show that the
five employees who resigned from OTU on about August
21 were induced or encouraged to do so by Respondent.27
The final matter for consideration , in this regard, is the
effect of the separate conversations had by Sollenberger,
Respondent' s mechanical superintendent , with Sass and
Neilson , employees in the bargaining unit I conclude that
during their course Section 8(a)(1) of the Act was
violated 28 I also conclude , however, that these violations
were not so widespread as to taint Respondent's claim of
good-faith doubt as to the Union's continued majority.
"While unfair labor practices committed at or about
the time of an employer' s
refusal to bargain often
demonstrates the bad faith of [its ] position , not every act
of misconduct necessarily vitiates
[its] good faith."
A
determination concerning an employer 's good or bad faith
in questioning a union's majority "requires an evaluation
of the facts of each case ," including the extensiveness of
the
violations
involved .
Hammond
&
Irving,
Incorporated, 154 NLRB 1071, 1073.
26Celanese Corporation ofAmerica, 95 NLRB 664, 671-675
"As set forth in fn 14, above, hearsay testimony was given by Carlson,
one of the employees in the unit, that Schuster, Respondent's president,
had said to Leckenby that the resignation telegram had to be sent "within
the next hour "
However, no finding can be based on this testimony
because of its hearsay nature
N L R B v Amalgamated Meat Cutters,
etc , 202 F 2d 671, 673 (C A 9)
"I have found, it will be recalled, that Sollenberger told Sass that if the
employees "backed out of the union" respondent "would be easier to deal
with," and "would [pay] three thirty an hour "
I have also found that
Sollenberger suggested that Neilson "get out from under" OTU, and form
an independent union In his conversation
with Neilson,
Sollenberger
suggested, also, that $3.50 an hour "would be a fair wage " It is well
settled that an employer who thus encourages employees to repudiate a
labor organization which they have freely chosen to represent them violates
Sec 8(a)(1) of the Act See, e g ,
Pembeck Oil Corporation , 165 NLRB
No 51, enfd in this respect 404 F 2d 105 (C A 2)
Respondent's violations of Section 8(a)(1) of the Act
occurred
in
private
talks
between
Sollenberger,
Respondent's mechanical superintendent, and only two of
Respondent's employees
These conversations were held
out of earshot of the other employees in the unit The
employees involved did not disclose to others what
Sollenberger told them
Finally,
and
while in itself
unimportant, but nevertheless a factor in considering
Respondent's
conduct,
the
employees
to
whom
Sollenberger spoke did not defect from the Union
In my opinion the evidence summarized above does not
furnish an adequate basis for a finding that Respondent's
violations of Section 8(a)(1) were so extensive as to vitiate
its claimed good faith in questioning the Union's majority.
Nor does it warrant a finding that the violations
beclouded Respondent's showing of its good-faith doubt
with "an atmosphere . . of employer conduct aimed at
causing disaffection" toward the Union.
Upon the entire record therefore, I find that
Respondent acted in good faith when it questioned the
Union's majority status on August 27
Accordingly, I
conclude that Respondent did not violate Section 8(a)(5)
or (1) of the Act by refusing to bargain further with the
Union I will, therefore, recommend that paragraph 10
and so much of paragraph 9 of the complaint which
relates to paragraph 8 be dismissed.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of Respondent set forth in section III,
above,
occurring in connection
with its operations
described in section 1, above, have a close, intimate, and
substantial relationship to trade, traffic, and commerce
among the several States and tend to lead to labor
disputes burdening and obstructing commerce and the free
flow of commerce
V. THE REMEDY
Having found that Respondent engaged in unfair labor
practices within the meaning of Section 8(a)(1) of the Act
my Recommended Order will direct Respondent to cease
and desist therefrom and to take such affirmative action
as will effectuate the policies of the Act In this regard, I
have duly considered Respondent's contention, set forth in
its brief, that any violations of Section 8(a)(1) which it
may be found to have committed "were so minimal as not
to justify Board action of any kind " While Respondent's
unfair labor practices were not widespread, a factor to be
considered in connection with the breadth of the order I
shall
recommend, it can hardly be said, taking into
account their nature, that they were too "minimal" to
warrant the entry of a remedial order.
Upon the basis of the foregoing findings of fact and
upon the entire record in this case, I make the following
CONCLUSIONS OF LAW
1. Respondent is an employer within the meaning of
Section 2(2) of the Act and is engaged in commerce
within the meaning of Section 2(6) of the Act.
2.
OTU and
Stereotypers
Union
are
labor
organizations within the meaning of Section 2(5) of the
Act.
3
By encouraging employees to repudiate the Union
Respondent has engaged in and is engaging in unfair labor
practices within the meaning of Section 8 (a)(1) of the Act.
FREMONT NEWSPAPERS, INC.
4
Respondent did not engage in unfair labor practices
within the meaning of Section 8(a)(5) of the Act.
5. The unfair labor practices engaged in by Respondent,
as
set
forth in Conclusion of Law 3, above, affect
commerce within the meaning of Section 2(6) and (7) of
the Act
Upon the foregoing findings of fact, conclusions of law,
and upon the entire record in this case, I hereby issue the
following
RECOMMENDED ORDER
Fremont
Newspapers ,
Inc ,
its
officers,
agents,
successors, and assigns, shall
1. Cease and desist from
(a)
Causing, inducing ,
encouraging,
or
requesting
employees to repudiate Omaha Typographical Union No
190, AFL-CIO, and Stereotypers and Electrotypers Local
No 24, AFL-CIO, or any other labor organization, by
promising benefits to employees ,
suggesting that they
form an independent labor organization , suggesting that
Respondent would be easier to deal with if they withdrew
from any of said labor organizations, or in any other
manner
(b) In any like or related manner interfering with,
restraining , or coercing employees in the exercise of their
right to self-organization , to form, join, or assist labor
organizations ,
to
bargain
collectively
through
representatives of their own choosing, or to engage in
other concerted activities for the purpose of collective
bargaining
or
other
mutual
aid
or
protection
as
guaranteed in Section 7 of the National Labor Relations
Act, as amended , or to refrain from any or all such
activities.
2. Take the following affirmative action which, it is
found , will effectuate the policies of the National Labor
Relations Act, as amended.
(a) Post at its premises copies of the attached notice
marked "Appendix."" Copies of said notice, on forms
provided by the Regional Director for Region 17, after
being
duly
signed
by
Respondent's
authorized
representative , shall be posted by Respondent immediately
upon receipt thereof, and be maintained by it for 60
consecutive
days
thereafter,
in
conspicuous
places,
including
all
places
where notices to employees are
customarily posted
Reasonable steps shall be taken by
Respondent to insure that said notices are not altered,
defaced , or covered by any other material.
(b) Notify said Regional Director, in writing , within 20
days from the receipt of this Decision, what steps have
been taken to comply herewith.]"
IT IS FURTHER ORDERED that paragraph 10 and so much
of
paragraph 9 of the complaint which relates to
paragraph 8, thereof, as well as such other paragraphs of
the complaint which allege unfair labor practices not
specifically found herein be ,
and the same hereby are,
dismissed.
"In the event that this Recommended Order is adopted by the Board,
the words "a Decision and Order" shall be substituted for the words "the
Recommended Order of a Trial Examiner" in the notice
In the further
event that the Board's Order is enforced by a decree of a United States
Court of Appeals , the words "a Decree of the United States Court of
Appeals Enforcing an Order"
shall
be substituted for the words "a
Decision and Order "
"In the event that this Recommended Order is adopted by the Board,
this provision shall be modified to read "Notify said Regional Director, in
writing, within 10 days from the date of this Order, what steps respondent
has taken to comply herewith "
APPENDIX
NOTICE TO ALL EMPLOYEES
397
Pursuant to the Recommended
Order of a Trial
Examiner of the National Labor Relations Board and in
order to effectuate the policies of the National Labor
Relations
Act ,
as
amended ,
we hereby notify our
employees that
After a trial in which both sides had an opportunity to
present their evidence , it has been found that we violated
the law by committing unfair labor practices . Accordingly,
we post this notice and we will keep the promises that we
make in this notice
WE WILL NOT in any way cause, induce, urge,
encourage , or request you to repudiate , withdraw from,
or resign from Omaha Typographical Union No 190,
AFL-CIO, or Stereotypers and Electrotypers Local No
24, AFL-CIO.
WE WILL NOT raise your wages, or give you any
benefits which you do not now have, or do anything
else,
and WE WILL NOT promise to do any of these
things, or to do anything else to cause , induce , urge, or
encourage you to repudiate , withdraw from or resign
from Omaha Typographical Union No. 190 , AFL-CIO,
or
Stereotypers
and
Electrotypers
Local
No 24,
AFL-CIO
WE WILL NOT
in
any
way cause, induce, urge,
encourage, or request you to form your own union or
to deal with us without any union.
WE WILL NOT raise your wages, or give you any
benefits which you do not now have , or do anything
else, or promise to do any of these things , or to do
anything else to cause, induce , urge, or encourage you
to form your own union or to deal with us without any
union.
WE WILL NOT in any similar way interfere with,
restrain , or coerce you in the exercise of any rights
guaranteed to you by the National Labor Relations
Act. In this connection , WE WILL respect your rights to
self-organization, to form, join, or assist any union, to
bargain collectively through any union or representative
of your choice as to wages, hours of work, and any
other term or condition of employment You also have
the right, which WE WILL also respect , to refrain from
doing so
All our employees are free to become or remain, or not
to become or remain, members of Omaha Typographical
Union
No 190, AFL-CIO,
or
Stereotypers
and
Electrotypers
Local
No 24, AFL-CIO,
or any other
union
FREMONT NEWSPAPERS,
INC
(Employer)
Dated
By
(Representative )
(Title)
This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material.
If employees have any question concerning this notice
or compliance with its provisions, they may communicate
directly with the Board's Regional Office, 610 Federal
Building, 601 East 12th Street, Kansas City, Missouri
64106, Telephone 816-374-5181