190 NLRB 398
The Tribune Co.
398
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The Tribune Company and Lithographers and Photo-
engravers International Union, Local 220, AFL-
CIO, Petitioner . Case 12-RC-3635
May 19, 1971
DECISION AND DIRECTION
BY CHAIRMAN MILLER AND MEMBERS FANNING,
BROWN, AND KENNEDY
Pursuant to a Stipulation for Certification Upon
Consent Election executed by the parties and approved
by the Regional Director for Region 12 on August 7,
1970, an election by secret ballot was conducted in the
above-entitled proceeding on September 10, 1970.
Upon the conclusion of the election a tally of ballots
was furnished the parties in accordance with the Na-
tional Labor Relations Board Rules and Regulations,
Series 8, as amended. The tally of ballots shows that of
approximately nine eleigible voters, eight cast ballots,
of which four were for, and two were against, the Peti-
tioner, and two were challenged. The challenged ballots
were sufficient in number to affect the outcome of the
election. Thereafter, the Employer filed timely objec-
tions to conduct affecting the results of the election.
In accordance with the Board's Rules and Regula-
tions, the Regional Director conducted an investigation
and thereafter, on October 23, 1970, issued his Report
on Challenged Ballots and Objections to Election, at-
tached hereto. In his report, the Regional Director
recommended that one of the challenges be sustained,
but made no recommendation regarding the remaining
challenge in view of the fact that his recommendation
with respect to the other challenge would be determina-
tive of the election. The Regional Director also recom-
mended that the Employer's objections be overruled
and the Petitioner certified. Thereafter, the Employer
filed timely exceptions to these recommendations.
Upon the entire record in this case, the Board finds:
1. The Employer is engaged in commerce within the
meaning of the Act and it will effectuate the purposes
of the Act to assert jurisdiction herein.
2. The Petitioner is a labor organization claiming to
represent employees of the Employer.
3. A question affecting commerce exists concerning
the representation of the employees of the Employer
within the meaning of Section 9(c)(1) and Section 2(6)
and (7) of the Act.
4. In accordance with the stipulation of the parties,
we find that the following employees constitute a unit
appropriate for the purposes of collective bargaining
within the meaning of Section 9(b) of the Act:
All editorial artists employed by Employer at its
newspaper plant at Tampa, Florida, excluding all
other employees, including those within existing
190 NLRB No. 65
bargaining units, office clerical employees, guards
and supervisors as defined in the Act.
The Board has considered the Regional Director's
report and the Employer's exceptions thereto, and
hereby adopts the Regional Director's recommenda-
tions only to the extent consistent herewith.
Contrary to the Regional Director, and on the basis
of the parties' expressed intent, we overrule the chal-
lenge to the ballot cast by E. Lamar Sparkman. Our
dissenting colleague rejects what he views as "specula-
tion" as to the parties' intent, finding rather that the
Act gives the Board exclusive responsibility to deter-
mine the appropriateness of the unit and, in so doing,
to pass on the eligibility of employees to vote in an
election. He questions whether the function of the
Board should be different in stipulated unit cases from
that which prevails in other cases where the Board
initially determines the appropriate unit.
We think, in common with the reviewing courts, that
the Board's function should be different. Parties that
come before the Board have a special interest in secur-
ing the speedy resolution of questions concerning rep-
resentation.'To this end, we permit parties to stipulate
to the appropriateness of the unit, and to various inclu-
sions and exclusions, so long as (a) their agreement is
approved by the Regional Director, and (b) their agree-
ment does not violate any express statutory provisions
or established Board policies. Were we later to review
their stipulation de novo, and make our own findings,.
we would be undercutting the very agreement which
served as the basis for conducting the election. The
view of our dissenting colleague has been specifically
rejected by reviewing courts. In one case,' the Court of
Appeals for the Second Circuit said, with respect to the
Board's exclusion of an employee on the basis of "com-
munity of interest":
In our view no established Board policy or goal
of the Act is contravened by including [the em-
ployee]. We view community of interest as a doc-
trine useful in drawing the borders of an appropri-
ate bargaining unit, a function well within the
discretion of the Board. But we do not conclude
that the doctrine remains as an established Board
policy sufficient to override the parties' intent
when the Board, in the interests of furthering con-
sent elections, allows the parties to fix the unit.
Other courts have said essentially the same thing.' In
stipulated unit cases, the Board's function is to ascer-
tain the parties' intent with regard to the disputed em-
ployee and then to determine whether such intent is
See, e g , Amalgamated Clothing Workers of America, AFL-CIO v
NLRB. (Sagamore Shirt Co), 365 F 2d 898, 902, 905 (C A.D C)
Tidewater Oil Co v N.L R B, 358 F 2d 363, 366
NLRB v J. J. Collins Sons, 332 F 2d 523 (C A 7), NLRB v The
Joclin Manufacturing Co., 314 F 2d 627 (C A 2)
THE TRIBUNE COMPANY
399
inconsistent with any statutory provision or established
Board policy.
Applying this twofold test to the instant case, in the
absence of any evidence to the contrary , we must con-
clude that the parties intended to include Sparkman if
he is an editorial artist at Tampa , Florida. The Re-
gional Director's investigation disclosed that he is,
without dispute, a regular part-time editorial artist who
works a total of 18 to 24 hours a week , 40 percent of
which, or about 7 to 10 hours , is spent in the plant at
Tampa, Florida. There is nothing in the stipulation
indicating he was meant to be excluded because he
performs 60 percent of his work at home, nor is he by
virtue of any other fact within any of the classifications
specifically excluded by the parties. In addition, we find
that Sparkman is employed at Tampa , Florida, as he is
carried on the Employer's Tampa plant payroll, was
hired, and is assigned to his jobs by the Tampa sports
editor or managing editor , is under the same immediate
supervision as all the full-time Tampa plant editorial
artists, and spends a substantial amount of his working
time at the Tampa plant . We therefore find the parties
intended to include Sparkman in the stipulated unit.
We also find that the inclusion of Sparkman within the
stipulated unit does not violate any statutory provision
or settled Board policy . Accordingly, we shall direct
that the Regional Director for Region 12 shall open
and count Sparkman's ballot, and, if thereafter the
challenged ballot cast by Ted E. Starr becomes deter-
minative, the Regional Director shall take such action
as he deems proper and necessary to resolve the re-
maining issue with respect to Starr.
DIRECTION
It is hereby directed that the Regional Director for
Region 12 shall, pursuant to the Rules and Regulations
of the Board , within 10 days from the date of this
Direction, open and count the ballot of E. Lamar
Sparkman, and, if thereafter the challenged ballot cast
by Ted E. Starr becomes determinative , that challenge
should be resolved by the Regional Director.
MEMBER FANNING, concurring:
I concur in the result reached by my colleagues,
Chairman
Miller and
Member Kennedy ,
finding
Sparkman eligible to vote , thus overruling the Peti-
tioner's challenge to his ballot . My view stems from the
fact that Sparkman is employed as an "editorial artist"
and regularly reports to the newspaper office for work
even though part of his work is done at home . In addi-
tion, except where specific work has been assigned to
Sparkman by the sports editor, he is supervised by the
managing editor who also supervises the editorial art-
ists who work full time in the plant . In the circum-
stances I view the employment status and interests of
Sparkman as essentially the same as those of the car-
toonists or "editorial artists" who constitute the stipu-
lated unit.'
MEMBER BROWN, dissenting in part:
Contrary to my colleagues I would exclude E. Lamar
Sparkman from the unit . Chairman Miller and Mem-
ber Kennedy have said that they apply a twofold test
in dealing with a stipulation : first, what is the intent of
the parties, and second, is that intent contrary to any
statutory provision or established Board policy. To say
that we first determine intent means that we are admit-
ting at the outset that the stipulation is not clear. As a
general proposition, when an agreement is clear, it is
not necessary to resort to extrinsic evidence to deter-
mine what it means. But. having said that, my two
colleagues do not point to any extrinsic evidence. They
say simply that because there is no evidence to the
contrary, they must presume an intent to include
Sparkman , on the specious ground that all editorial
artists are the same , whatever the terms and conditions
of their employment . This approach will require the
parties to a consent election, if they are to avoid any
problems, to discuss and agree on the eligibility of each
and every employee in the unit, scarcely a course which
would further the congressional policy to have repre-
sentation cases expedited.
To my mind, the only valid extraneous evidence that
was presented concerning intent was the Regional
Director's finding that before the election the Union
indicated that Sparkman was not eligible . From that,
even applying my two colleagues ' test, I would find it
impossible to reach the result they do.
Rather, the parties' intent being at least as unclear as
the stipulation, and the parties having agreed in the
stipulation that the election "shall be held in accord-
ance with the National Labor Relations Act, the
Board's Rules and Regulations , and the applicable
procedures and policies of the Board," I would decide
Sparkman 's unit placement in accord with the Board's
usual principles . Our established policy has always
been to predicate such determination on common inter-
ests-interests
which we have traditionally called
"community of interest"-but a determination which,
in essence, takes every factor bearing on an employee's
employment into consideration . My two colleagues do
' See Joseph R Osherenko, 73 NLRB 670, wherein the Board overruled
the challenge to the ballot of a feature writer , made on the ground that her
"status" differed from that of other employees in the appropriate unit,
finding that her work was comparable to that of other feature writers in-
cluded in the editorial department unit although she did most of her writing
at home, that she had specific assignments due at specified times , and that
she worked under the same supervision as unit employees , cf Times Herald
Printing Company, 126 NLRB 600, where certain business , food, and stu-
dent correspondents working primarily without assignment and often sub-
mitting stories by mail or phone were excluded from a unit of news and
editorial department employees See also Quality Markets, Inc, 160 NLRB
44, fn 3
400
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
not question the fact that such would have been the
course followed if the unit question had initially come
to the Board and the appropriateness of Sparkman's
inclusion or exclusion was to be determined, but they
ignore the fact that the Board's reliance on Community
of interest in the resolution of representation issues is,
as they must acknowledge, established Board policy,'
and that, as noted, stipulations are entered into subject
to the understanding that Board policy will prevail.
The Board would not have said that Sparkman is eligi-
ble simply because he does some editorial work without
taking into consideration all the other facts relating to
Sparkman's employment. There is absolutely no good
reason and none is offered why that policy should not
prevail in stipulated unit elections.
The new approach advocated by Chairman Miller
and Member Kennedy is a patent abdication of the
Board's responsibility, which Congress intended to be
exclusive, to determine the appropriateness of the unit
when an issue is raised as it is here. Instead, in a clear
reversal of Board policy, they decide a question of eligi-
bility not on the established ground that employees
enjoy common conditions of employment, but rather
on speculation as to the parties' intent in the face of
clear evidence that such intent was in fact disputed.'
Contrary to Member Fanning, I agree with the Re-
gional Director's conclusion that the interests and con-
ditions of employment of Sparkman are different from
those of the other editorial artists working full time in
the plant and would therefore affirm his conclusion that
Sparkman should be excluded. Accordingly, I would
certify the Petitioner.
'
I note that in the recent case of North Arkansas Electric Cooperative,
Inc, 185 NLRB No 83, Chairman Miller joined me in stating that "[Iln
representation cases `community of interest ' is the principal determinant"
for inclusion in a proposed unit
' American Printers & Lithographers, Inc., 174 NLRB No
177, Mitch-
iyoshi Uyeda, d/b/a Udaco Manufacturing Company,
164 NLRB 700 1
assume that Chairman Miller and Member Kennedy by looking to the three
cited court opinions are not abandoning the Board's well-established policy
of not adhering to views of circuit court of appeals which are contrary to
our own until the Supreme Court has determined the issue The wisdom of
this policy, which is premised on the fact that the Board has been charged
by Congress with administering the Act on a uniform national basis, is well
illustrated by this case, as other courts of appeal have expressed differing
views as to the Board 's responsibility to determine eligibility in stipulated
unit elections, e g , Shoreline Enterprises ofAmerica, Inc v NL.R B, 262
F 2d 933 (CA 5)