190 NLRB 444
Bauman Chevrolet, Inc.
444
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Bauman Chevrolet, Inc. and Paul A. Keyes. Case 6-
CA-5071
Trial Examiner as modified herein.
'May 20, 1971
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND KENNEDY
On January 4, 1971, Trial Examiner Melvin J.
Welles issued his Decision in the above-entitled pro-
ceeding, finding that the Respondent had engaged in
and was engaging in certain unfair labor practices and
recommending that it cease and desist therefrom and
take certain affirmative action, as set forth in the at-
tached Trial Examiner's Decision. Thereafter the Re-
spondent filed exceptions to the Decision and a brief in
support thereof; the General Counsel filed limited ex-
ceptions to, as well as a brief in support of, the Trial
Examiner's Decision.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its powers
in connection with this case to a three-member panel.
The Board has reviewed the rulings of the Trial Ex-
aminer made at the hearing and finds that no prejudi-
cial error was committed. The rulings are hereby
affirmed. The Board has considered the Trial Ex-
aminer's Decision, the exceptions and briefs, and the
entire record in the case, and hereby adopts the
findings,' conclusions,' and recommendations of the
' Contrary to the Trial Examiner, we find, in agreement with the General'
Counsel's exceptions, that the promises made by Respondent on June 5,
1970, to change "house deals" and work schedules were made in order to
discourage union membership in violation of Section 8(a)(1) The Trial
Examiner found the General Counsel had not met his burden of proof in this
regard because the complaint alleged Baldwin "promised employees benefits
if they did not select the union" and the evidence failed to reveal that the
change in "house deals" and work schedules announced by Baldwin at the
June 5 sales meeting was in any way contingent upon the employees reject-
ing the Union
At the hearing the Respondent, after the General Counsel had presented
his case, moved to dismiss the entire complaint At the Trial Examiner's
request the General Counsel explained his position on this particular allega-
tion The Trial Examiner in denying Respondent's motion to dismiss made
specific reference to this allegation Although forewarned the Respondent
offered no evidence on this or, in fact, any other 8(a)(1) allegation There-
fore, the General Counsel's evidence with respect to Respondent's alleged
8(a)(1) conduct stands unrefuted
The promises were made at a sales meeting on the morning following the
only union meeting held by the employees The Trial Examiner found the
union meeting was under surveillance by the Respondent in violation of
8(a)(1) The Trial Examiner also found that Respondent violated 8(a)(1)
when on the day of the union meeting Respondent had advised on employee
not to attend the union meeting and threatened that the plant would be
closed if the Union came in At the sales meeting, during which the benefits
were promised, Respondent informed certain employees they had been
observed at the union meeting on the previous evening In these circum-
stances, we believe it is reasonable to conclude that the promises were made
in order to discourage union membership in violation of 8(a)(1), there was
no evidence to the contrary
I These findings and conclusions are based, in part, upon credibility reso-
lutions to which the Respondent has excepted, alleging that the Trial Exam-
iner was biased and prejudiced After a careful review of the record we
conclude that the Trial Examiner's credibility findings are not contrary to
190 NLRB No. 85
ADDITIONAL CONCLUSION OF LAW
By promising its employees benefits in order to dis-
courage union membership and activity, Respondent
has engaged in unfair labor practices within the mean-
ing of Section 8(a)(1) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor Re-
lations Act, as amended, the National Labor Relations
Board adopts as its Order the recommended Order of
the Trial Examiner as modified herein and hereby or-
ders that Bauman Chevrolet, Inc., Pittsburgh, Pennsyl-
vania, its officers, agents, successors, and assigns, shall
take the action set forth in the Trial Examiner's recom-
mended Order, as so modified:
1. Insert the following as paragraph 1(d) and reletter
the following paragraph accordingly:
"(d) Promising employees benefits in order to dis-
courage union membership or activity."
2. Substitute the attached Appendix for the Trial
Examiner's Appendix.
the clear preponderance of relevant evidence. Accordingly, we find no basis
for disturbing those findings and reject the charge of bias and prejudice on
the part of the Trial Examiner Standard Dry Wall Products, Inc, 91 NLRB
544, enfd 188 F 2d 362 (CA 3)
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a trial in which both sides had the opportunity to
present their evidence the National Labor Relations
Board has found that we, Bauman Chevrolet, Inc., vi-
olated the law and has ordered us to post this notice.
WE WILL NOT discharge any employee for sup-
porting the Machinists Union or any other union.
WE WILL NOT threaten to close our business if
the employees choose a union to represent them.
WE WILL NOT Spy upon union meetings of our
employees or tell our employees we have spied
upon them.
WE WILL NOT promise you benefits in order to
discourage union membership or activity.
WE WILL NOT punish you in any way for sup-
porting the Machinists Union or any other union.
WE WILL pay Paul A. Keyes for the wages he
lost when we fired him.
BAUMAN CHEVROLET
445
BAUMAN CHEVROLET,
INC.
(Employer)
Dated
By
(Representative)
(Title)
This is an official notice and must not be defaced by
anyone.
This notice must remain posted for 60 consecutive
days from the date of posting and must not be altered,
defaced, or covered by any other material.
Any questions concerning this notice or compliance
with its provisions may be directed to the Board's
Office, 1536 Federal Building, 1000 Liberty Avenue,
Pittsburgh, Pennsylvania 15222, Telephone 412-644-
2977.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
MELVIN J. WELLES, Trial Examiner- This case was heard
at Pittsburgh, Pennsylvania, on October 13 and 14, 1970,
based on a charge filed June 16, 1970, and a complaint issued
August 28, 1970. The complaint alleges that Respondent
violated Section 8(a)(1) and (3) of the Act. Respondent filed
an answer denying that it violated the Act. Counsel for the
General Counsel and for the Respondent filed briefs.
Upon the entire record in the case, including my observa-
tion of the witness, I make the following.
FINDINGS OF FACT
I THE BUSINESS OF RESPONDENT
Respondent, a Pennsylvania corporation, is engaged in the
sale and servicing of new and used automobiles at its place
of business in Wilkinsburg, Pennsylvania Its gross income
during the year preceding issuance of the complaint exceeded
$500,000, and during the same period, it received goods
valued in excess of $50,000 from outside Pennsylvania I find
that Respondent is engaged in commerce within the meaning
of the Act.
II THE LABOR ORGANIZATION INVOLVED
International Association of Machinists and Aerospace
Workers, District Lodge No. 1060, AFL-CIO, herein called
the Union, admits employees to membership , and bargains
with employers over wages, hours, and working conditions.
I find that it is a labor organization within the meaning of
Section 2(5) of the Act.
III THE UNFAIR LABOR PRACTICES
A. The Facts
On June 4, 1970, Paul A. Keyes, a used-car salesman for
Respondent, telephoned Union Business Representative Ted
Bold about the possiblity of the Union's organizing the Com-
pany's salesmen. A meeting was arranged, and Keyes spoke
to seven other salesmen, all of whom said they would attend
the meeting. Keyes and four of the seven, Casteel, Manteris,
Neely, and Schempp, did attend the meeting held that
evening at the Park Tavern. The other three salesmen to
whom Keyes had spoken, Devereaux, Ellwood, and Frame,
did not attend the meeting. Respondent's vice president,
Jerry Nuzum, spoke with Schempp before the latter left for
the meeting. He told Schempp he did not think Schempp
would go to a union meeting , that Mr. Bauman was "opposed
to these unions," and "if there was a union in the plant there
was a possibility of the place being closed."'
At the time of the union meeting, salesman Casteel saw
used-car manager, Ray Baldwin, and new-car manager, Rege
Feddish, driving by the Park Tavern.'
The next morning, June 5, at a salesmen's meeting, Bald-
win mentioned to salesmen that he had observed them at the
meeting the night before, that he knew where they had been,
and that Casteel had been surprised to see Baldwin and Fed-
dish the night before.' At the meeting, Baldwin told the sales-
men that "house deals"' would thereafter be split among all
the salesmen, rather than only a few, and that there would be
new "time off' schedules for the used-car salesmen.
There was a regular salesmen's meeting on June 10, 1970,
which Keyes apparently did not attend at all I The next day,
June 11, Keyes reported to work at about 9:15 a.m. He was
then called into Ray Baldwin's office by Vice President
Nuzum. Nuzum told Keyes that starting time was 9 o'clock.
Keyes' and Nuzum's versions of the ensuing colloquy then
part company in some respects. According to Keyes, Nuzum
said "When I hired you, I warned you that if you were ever
late that you would be fired;" Keyes said "You never said
anything like that," and that other salesmen constantly come
in late; then Nuzum told Keyes to turn in his keys, that he
was discharged. Nuzum's version has Nuzum saying that
other salesmen were complaining about Keyes ' coming in
late, when they were not permitted to do so, that Keyes
replied, "I don't want to take this shit, if you are looking for
an excuse to fire me, then go ahead and fire me." Nuzum then
said that they were trying to keep him, that they had "many
excuses" to fire him every week if they wanted to, that "if you
don't like it here, you can turn in your keys." Keyes, accord-
ing to Nuzum, then threw his keys on the desk, and walked
out the door.
Keyes was originally employed by Respondent in Septem-
ber 1968. He worked then for about 2Y, months and quit. He
worked for Bauman again for three different periods in 1969,
the last one ending about November, when he was fired by
Baldwin. His most recent period of employment began about
January 15, 1970, and ended with the incident of June 11,
1970, described above. His return to the Company in January
1970 occurred when Nuzum asked him to come back to work
when Keyes was visiting another salesman at Bauman's
premises.
Nuzum testified on behalf of Respondent, but was not asked about this
conversation
Neither Baldwin nor Feddish testified Respondent denied that Baldwin
is a supervisor
The uncontradicted evidence shows that as used-car
manager, Baldwin directs the work of the six used-car salesmen, all of whom
report to him, that he hires and fires salesmen, approves their requests for
time off, and conducts, sometimes jointly with Vice President Nuzum, meet-
ings of the salesmen These facts plainly establish Baldwin 's status as a
supervisor within the meaning of Section 2(11) of the Act There is neither
an allegation as to Feddish, nor testimony concerning his functions, so I
made no finding as to his supervisory status
Based on the testimony of Neely, Schempp, Casteel, and Manteris As
noted, Baldwin did not testify
Cars sold by the manager
The record is somewhat confusing At one point Keyes said he attended
a meeting on June 10, describing some of the events of the meeting Subse-
quently, counsel seemed to assume, and Keyes confirmed with an "I don't
believe so," that he was not at the June 10 meeting
446
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
B. Conclusions
1. The 8(a)(1) violation
The uncontradicted facts establish that Respondent vi-
olated Section 8(a)(1) by Vice President Nuzum's threat to
close the plant if a union came in; by Supervisor Baldwin's
statements to employees that he had observed them at union
meetings and by-the actual observation of the union meeting
by Baldwin, which, since it was not explained in any way by
Respondent, I find to be surveillance. The complaint also
alleged as violative of Section 8(a)(1) that Baldwin "promised
employees benefits if they did not select the Union." The
evidence of a change in the distribution of "house deals" and
in work schedules announced by Baldwin on June 5, were not
in any way contingent upon employees rejecting the Union,
and were apparently put into immediate effect. I do not there-
fore regard the complaint's allegations-in this respect as hav-
ing been proved by a preponderance of the evidence.
2. The 8(a)(3) violation
Of the six employees who testified on behalf of the General
Counsel and the five employees and Vice President Nuzum
who testified on behalf of Respondent, only one, employee
Gordon Ellwood, testified that anyone had been fired for
coming in late. Respondent, in its brief to me, states as fol-
lows:
Mr. Ellwood further testified that coming in early as a
penalty, for being late was a rule established by the
salesmen, and that, in fact, he knew of two salesmen, Joe
Hubert and Dick Smithton, who had been fired for com-
ing to work late.'
Although Respondent's principal argument is that Keyes
was not fired, but quit, Respondent does argue that the record
would not support the contention that Keyes was fired for
union activities. Its argument, essentially, is that although
five salesmen participated in union activities, and signed un-
ion cards, only one, Keyes, was fired (if he was), that Keyes
was the top producer of the five and "it would be ridiculous
to assume that not only did we fire a man for Union activities,
but that we would pick out the one who would be the most
financially advantageous to us to discharge and keep the
other four poorer salesmen on the payroll." Respondent does
not, in this summation, again refer to the Ellwood testimony
Furthermore, Nuzum was not asked, and did not mention,
any firings in the part for coming in late, nor did any other
employee so testify.'
In these circumstances, I cannot credit Ellwood's unsup-
ported statement to that effect, particularly as Respondent
does not appear to rely upon it, presented no records to show
any such discharges, and did not elecit any testimony along
these lines from Nuzum, and because the tenor of the tes-
timony of the other witnesses asked about lateness or the rule
was to the contrary
I am satisfied that Keyes was fired rather than quit. Keyes'
testimony, as noted above, was that Nuzum told him to "turn
my keys in, I was discharged"; Nuzum's that he told Keyes,
"if you don't like it here you can turn in your keys." Even
accepting Nuzum's version of the discussion, the circum-
stances make it clear that at most Keyes was taking a "you
can't fire me, I quit" position. That Nuzum's "if you don't
like it here," was rhetorical, and the "turn in your keys" a
command, is evident from the fact that just before the termi-
' The testimony was that the two salesmen left (later clarified as "were
fired") "on account of not obeying our policy "
' The testimony of the other witnesses was rather to the effect that
lateness was prevalent, with no one having been fired therefor
nation meeting Nuzum called Respondent's attorney to ask
his advice, and followed that advice Although there is noth-
ing in the record to show what the advice was, I cannot
believe that Nuzum called for advice, and received it, to the
effect that he should mildly suggest that if Keyes were un-
happy, he was free to quit. Indeed, even the words "if you
don't like it here, turn in your keys," given the proper inton-
ation, could be as peremptory as "get out."
As noted, Respondent defends, assuming a discharge
rather than a "quit," on the ground that Keyes was late on
June 11, 1970.8 I am convinced that this was not the reason.
In the first place, the testimony of Respondent's own wit-
nesses establishes that Keyes was an habitually tardy em-
ployee. This is not to say that Respondent's previous failures
to discharge Keyes for lateness estopped it from doing so on
June 11, but when the only additional factor at the time of
the discharge is Keyes' union activity, it is a reasonable infer-
ence that the latter motivated the discharge.
As noted, Respondent argues in its brief to me that it would
hardly discharge (one of) its top salesmen producers for union
activity, while keeping others with lower sales records also
known to have engaged in union activity. I find this argument
singularly unpersuasive. Indeed, it seems much more likely
that the top salesman could survive after coming in 15 mi-
nutes late whereas he might not (and in this instance did not)
survive after having been instrumental in bringing the Union
in to organize the other salesmen. Had Keyes been the Com-
pany's poorest salesman, and come in late, the inference that
he was discharged for contemporaneous union activity would
be much less apparent. I would not be surprised if this were
the first time a company had defended a discharge on the
ground of the dischargee's competence I find, for these rea-
sons, that Respondent discharged Keyes because of his union
activities, in violation of Section 8(a)(3) and (1) of the Act.
Upon the basis of the foregoing findings of fact and upon
the entire record in the case, I make the following:
CONCLUSIONS OF LAW
1. Respondent Bauman Chevrolet , Inc., is an employer
engaged in commerce within the meaning of Section 2(6) and
(7) of the Act.
2 International Association of Machinists and Aerospace
Workers, District Lodge No 1060, AFL-CIO, is a labor
organization within the meaning of Section 2(5) of the Act.
3. By giving its employees the impression that their union
activities were under surveillance, by engaging in surveil-
lance, and by threatening to close its business if the employees
selected the Union as their bargaining representative, Re-
spondent has engaged in unfair labor practices within the
meaning of Section 8(a)(1) of the Act.
4. By discharging Paul A. Keyes because of his union
activity, Respondent has engaged in unfair labor practices
within the meaning of Section 8(a)(3) and (1) of the Act.
5. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
Although there is much testimony in the record about a rule originally
instituted by the employees themselves that anyone coming in late, or,
apparently, missing one of the regular Monday, Wednesday and Friday
salesmen's meetings had to come in a half hour early for three consecutive
days thereafter, Nuzum's own testimony was that he said to Keyes when
Keyes came in at 9 15 a in on June 11, "starting time [is] 9 o'clock " It is
thus plain that the rule about reporting early had nothing to do with the June
11 event
BAUMAN CHEVROLET
447
THE REMEDY
Having found that Respondent violated Section 8(a)(1) of
the Act, I shall recommend that it cease and desist therefrom
and take certain affirmative action designed to effectuate the
policies of the Act.
Having found that Respondent discriminatorily dis-
charged Paul A. Keyes on June 11, 1970, I shall recommend
that it make him whole for any loss of earnings he may have
suffered from the time of his discharge to the date Respond-
ent offered to reinstate him s Backpay is to be computed in
accordance with the formulae set forth in F W. Woolworth
Company, 90 NLRB 289, and Isis Plumbing & Heating Co.,
138 NLRB 716.
The nature of the unfair labor practices found , and Re-
spondent's previous violations of the Act (Bauman Chevrolet,
Inc., 173 NLRB No 78) require, in my opinion, that it be
ordered to cease and desist from infringing in any other man-
ner upon the rights of its employees guaranteed in Section 7
of the Act. N.L. R.B. v. Entwistle Mfg. Co., 120 F.2d 532, 536
(C.A. 4).
Upon the foregoing findings of fact, conclusions of law, and
the entire record , and pursuant to Section 10(c) of the Act,
I hereby issue the following recommended:10
ORDER
Respondent, Bauman Chevrolet, Inc., its officers, agents,
successors, and assigns, shall.
1. Cease and desist from:
(a) Discouraging membership in International Association
of Machinists and Aerospace Workers, District Lodge No.
1060, AFL-CIO, or any other labor organization, by dis-
charging or in any other manner discriminating against em-
ployees in regard to their hire or tenure of employment or any
terms or conditions of employment.
' As Respondent made such an offer at the hearing, General Counsel does
not request a reinstatement order now
10 In the event no exceptions are filed as provided by Section 102 46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided in
Section 102 48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto shall
be deemed waived for all purposes
(b) Threatening to close the business if the employees select
a union to represent them.
(c) Engaging in, and creating the impression that it is en-
gaging in, surveillance of the employees' union activities.
(d) In any other manner interfering with, restraining, or
coercing employees in the exercise of their rights under Sec-
tion 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act..
(a) Make Paul A Keyes whole for any loss of pay suffered
by reason of his discharge in the manner set forth in the
section hereof entitled "The Remedy."
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all payroll
records, social security payment records, timecards, person-
nel records and reports, and all other records necessary to
analyze the amount of backpay due under the terms of the
recommended Order.
(c) Post at its plant at Wilkinsburg, Pennsylvania, copies
of the attached notice marked "Appendix."" Copies of said
notice, on forms provided by the Regional Director for Re-
gion 6, after being duly signed by the Respondent's represent-
ative, shall be posted by the Respondent immediately upon
receipt thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all places
where notices to employees are customarily posted. Reasona-
ble steps shall be taken by the Respondent to insure that said
notices are not altered, defaced, or covered by any other
material.
(d) Notify the Regional Director for Region 6, in writing,
within 20 days from the receipt of this Decision, what steps
have been taken to comply herewith."
" In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall be changed to read
"Posted pursuant to a judgment of the United States Court of Appeals
enforcing an Order of the National Labor Relations Board "
" In the event that this recommended Order is adopted by the Board
after exceptions have been filed, this provision shall be modified to read
"Notify the Regional Director for Region 6, in writing, within 20 days from
the date of this Order, what steps the Respondent has taken to comply
herewith "