192 NLRB 338
Pacific Maritime Association
338
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Pacific Maritime Association and Martin J. Kaplan,
Joseph P. Auralle
Marine Cooks & Stewards Union, Pacific District,
Seafarers , International Union of North America,
AFL-CIO and Martin J. Kaplan, Joseph P. Auralle
Pacific Maritime Association and Matson Navigation
Company andMartin J. Kaplan
Marine Cooks & Stewards Union, Pacific District,
Seafarers International Union of North America,
AFL--CIO-
and
Martin
J.
Kaplan.
Cases
20-CA-5126,
20-CA-5160,
20-CB-1893,
20-CB-1908, 20-CA-5814, and 20-CB-2115
July 29, 1971
DECISION AND ORDER
BY CHAIRMAN MILLER AND MEMBERS
FANNING AND JENKINS
On November 30, 1970, Trial Examiner Richard D.
Taplitz issued his Decision in the above-entitled
consolidated proceeding, finding that Respondent
Union had engaged in and was engaging in certain
unfair labor' practices and recommending that it cease
and desist therefrom and take certain affirmative
action, as set forth in the. attached Trial Examiner's
Decision. He also found that the Respondent Em-
ployers and the Respondent Union did not engage in
certain other alleged unfair labor practices and
recommended that these allegations of the complaint
be dismissed. Thereafter, the General Counsel filed
exceptions -to the Trial Examiner's Decision and a
supporting brief. The Respondent Union filed cross-
exceptions and a brief in support thereof and an
answering brief to the General Counsel's exceptions,
and the Respondent Employers filed a brief and an
answering brief to the General Counsel's exceptions.'
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection with these cases to a three-
member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the Trial
Examiner's Decision, the exceptions and cross-excep-
tions, the briefs and answering briefs, and the entire
record in these cases, and hereby adopts the findings,
conclusions, and' recommendations of the Trial
Examiner as modified herein.
1.
We agree with the Trial, Examiner that the
allegations of the complaint that the Respondents
violated the Act in the dispatch of Eugene Roberts
ahead of the Charging Party, Kaplan, to the lounge
steward's job on September 20, 1969, have not been
established by a preponderance of the credible
evidence. We further agree with the Trial Examiner
that the assault on Kaplan did not constitute a refusal
to dispatch in violation of Section 8(b)(2) of the Act,
although such an assault clearly violates Section
8(b)(1)(A) of the Act.
2.
We conclude that the Trial Examiner properly
reinstated the settlement in Cases 20-CA-5126 and
20-CA-5160. However, we find merit in the Respon-
dent Union's exceptions to the Trial Examiner's
failure to reinstate the settlement agreement in Cases
20-CB-1893 and 20-CB-1908.
We note that the, settlement agreement in the CB
cases was narrowly drawn and that none of the parties
in the instant, cases makes any serious claim that the
parties to the settlement have 'not complied with the
terms of that agreement. Furthermore, the common
element between the Union's presettlement conduct
and its postsettlement conduct is simply the Union's
responsibility in' the hiring hall, in which it does most
of its business. We are reluctant to equate the Union's
responsibility in the hiring hall concerning refusals to
refer because of matters relating to fees and assess-
ments with the Union's-responsibility for the violent
conduct of its agents, which has nothing to do with
such'monetary fees and assessments, or with the right
to be referred. Therefore, we conclude that the
Union's subsequent independent violation of the Act
in committing the assault was conduct so unrelated to
the matters and conduct covered by the prior
settlement agreement that there is no warrant for
setting aside the settlement agreement.
Accordingly, we do not adopt those portions of the
Trial Examiner's Decision regarding the Union's
presettlement conduct, but, instead, we shall order
that the settlement agreement in Cases 20-CB-1893
and 20-CB-1908 be reinstated? We also hereby
modify the Trial Examiner's Conclusions of Law by
deleting his Conclusions of Law numbered 3, 4, and 5
and by renumbering the subsequent paragraphs
accordingly.
I Subsequent to the expiration of the time for filing briefs, the Charging
Party filed a Request To Take Judicial Notice and the Respondent Umon
replied with a Motion To Expunge from the record the Charging Party's
Request. We hereby deny both the Request and the Motion, as the matter
alleged is in any event immaterial to the issues in this case, and the Motion
is therefore mooted.
2 Member Fanning dissents from this finding. In his view, the Trial
Examiner properly related the Union 's assault on Kaplan to prior conduct
of the Umon in the operation of its hiring hall violative of Section
8(b)(1)(A) with respect to Kaplan . Accordingly, Member Fanning would
affirm the Trial Examiner's conclusion on this issue.
192 NLRB No. 48
PACIFIC MARITIME ASSN.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby orders that the Respondent
Union, Marine Cooks & Stewards Union, Pacific
District,
Seafarers International Union of North
America, AFL-CIO, its officers, agents, and repre-
sentatives, shall:
1.
Cease and desist from:
(a) Restraining and coercing employees and appli-
cants for employment at its hiring hall by assaulting
any person because that person protests the manner in
which the hiring hall is being operated.
(b) In,any manner restraining or coercing employ-
ees or applicants for employment at its hiring hall in
the exercise of their rights guaranteed in Section 7 of
the Act.
Z.
Take the following affirmative action which the
Board finds will effectuate the policies of the Act:
(a) Post at its offices and hiring halls copies of the
attached notice marked "Appendix." 3 Copies of said
notice, on forms provided by the Regional Director
for Region 20, after being duly signed by the Union's
authorized representative, shall be posted by the
Union immediately upon receipt thereof, and be
maintained, by it for 60 consecutive days thereafter, in
conspicuous places, including all places where notices
tp° members are customarily posted. Reasonable steps
shall be taken by the Union to insure that said notices
are not altered, defaced, or covered by any other
material.
(b) Notify the Regional Director for Region 20, in
writing, within 20 days from the date of this Order,
what steps the Respondent has taken to comply
herewith.
IT IS FURTHER ORDERED that the complaint
be, and it hereby is, dismissed insofar as it alleges
unfair labor practices not found herein, and that the
settlement
agreement in Cases 20-CB-1893 and
20-CB-1908 be, and it hereby is, reinstated.
8 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "POSTED
BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD"
shall be changed to read "POSTED PURSUANT TO A JUDGMENT OF
THE UNITED STATES COURT OF APPEALS ENFORCING AN
ORDER OF THE NATIONAL LABOR RELATIONS BOARD."
APPENDIX
NOTICE TO MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT assault any employee or applicant
for employment because said person protests the
manner in which our hiring hall is being operated.
339
WE WILL NOT in any manner restrain or coerce
employees or applicants for employment in the
exercise of their rights guaranteed in Section 7 of
the Act.
MARINE COOKS &
STEWARDS UNION,
PACIFIC DISTRICT,
SEAFARERS
INTERNATIONAL UNION
OF NORTH AMERICA,
AFL-CIO
(Labor Organization)
Dated
By
(Representative)
(Title)
This is an official notice and must not be defaced by
anyone.
This notice must remain posted for 60 consecutive
days from the date of posting and must not be altered,
defaced, or covered by any other material.
Any questions concerning this notice or compliance
with its provisions may be directed to the Board's
Office, 13050 Federal Building, 450 Golden Gate
Avenue, Box 36047, San Francisco, California 94102,
Telephone 415-556-3197.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
RICHARD D. TAPLITZ, Trial Examiner: This case was
tried at San Francisco, California, on July 28, 29, and
August 4, 5, 6, and 7, 1970. The complaint dated January
27, 1970, as amended on April 9, 1970, alleged that the
Marine
Cooks
& Stewards Union, Pacific District,
Seafarers
International
Union
of
North
America,
AFL-CIO, herein called the Union, violated Section -8(b)(2)
and (l)(A) of the National Labor Relations Act, as
amended, and that Pacific Maritime Association, herein
called the Association, and Matson Navigation Company,
herein called Matson, violated Section 8(a)(3) and (1) of the
Act. The answers, as amended, filed by the Union, the
Association, and Matson, admit some and deny other
factual allegations of the complaint but deny any violation
of the Act. The complaint was based on the charges set
forth in the caption. They were consolidated upon issuance
of the complaint. The charge in Case 20-CB-1893 filed on
July 25, 1968, and amended on November 18, 1968, by
Martin J. Kaplan against the Union, and the charge in Case
20-CB-1908 filed on August 14, 1968, by Joseph P. Auralle
against the Union, led to an informal settlement agreement
dated May 15, 1969, signed by the Regional Director of
Region 20 of the National Labor Relations Board, the
Union, Kaplan, and Auralle. Under the terms of the
settlement, the Union paid Kaplan $3,060, paid Auralle
$20.40, and posted a notice to all members stating in
substance that it would not require as a condition for
registration or dispatch from, its hiring hall .that applicants
340
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
pay union assessments or installments thereon, quarterly
dues or service fees before they were due, or initiation fees
or installments thereon before the applicant was eligible for
membership in the Union. The notice also provided that the
Union would not cause or attempt to cause any member of
the Association to deny employment to an applicant
because of such failure to pay. The posting period was to be
60 days. The charge in Case 20-CA-5126 filed on July 25,
1968, and amended on November 18, 1968, by Kaplan
against
the
Association,
and the charge in Case
20-CA-5160 filed on August 14, 1968, by Auralle against
the Association, led to an informal settlement agreement
dated May 15, 1969, signed by the Regional Director, the
Association, Kaplan, and Auralle. That agreement made
the Association jointly liable for the money due Kaplan
and Auralle and further provided for the posting of a notice
to all employees which was similar to the one posted by the
Union. Both settlement agreements contained nonadmis-
sion clauses, withdrew a complaint which had previously
issued, and provided that contingent upon compliance with
the terms of the settlement agreement no further action was
to be taken on those cases. On October 30, 1969, Kaplan
filed two new charges. In Case 20-CB-2115, he alleged that
on September 20, 1969, the Union violated Section
8(b)(1)(A) and (2) of the Act by using physical violence and
by refusing to dispatch him. In Case 20-CA-5814 he
alleged that the Association and
Matson refused to
dispatch him because of his protected concerted activities.
By order dated January 27, 1970, the Regional Director for
Region 20 of the Board withdrew his approval from the
settlement agreements. The reason given for that withdraw-
al was that the Association and the Union had failed to
discharge their obligations under said settlement agree-
ments. On the same date the Regional Director issued an
order consolidating cases, consolidated complaint and
notice of hearing based on the charges that had been the
subject matter of the settlement agreements and the two
charges filed subsequent to the agreements.
All parties appeared at the hearing, were given full
opportunity to participate, to introduce relevant evidence,
to examine and cross-examine witnesses, to argue orally,
and to file briefs. Briefs which have been carefully
considered were filed on behalf of the General Counsel, the
Union, the Association, and Matson.
violated Section 8(b)(1)(A) of the Act by assulting Kaplan
because of his protected concerted activities.
3.
Whether the settlement agreements described above
were properly set aside, and if they were-(a) whether in
1968 the Union and the Association violated Section
8(b)(1)(A) and (2) and 8(a)(1) and (3) of the Act by
-requiring, as- a condition for -dispatch from the hiring hall,
that Auralle pay to the Union certain assessments and
service fees which were not owing and (b) whether in 1968
the Union and the Association violated the same sections of
the Act by refusing registration at the hiring hall to Kaplan
until he made an installment payment on the Union's
initiation
fee
at a time when full membership was
unavailable to him.
Upon the entire record2 of the case and from my
observation of the witnesses and their demeanor, I make
the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE ASSOCIATION AND MATSON
The Association is a California corporation with its main
office and place of business in San Francisco, California. It
is an association of various employers in the shipping and
stevedoring industry on the Pacific Coast and is organized
in part for negotiating labor contracts with the collective-
bargaining representatives of the employees of its employ-
er-members. Matson is one of those employer-members.
The Association bargains with various labor organizations,
including the Union, and has executed collective-bargain-
ing agreements. The employer-members of the Association
annually perform services in the transportation of goods
and passengers between California and other states and
foreign countries valued in excess of $50,000.
The complaint alleges, the answers admit,3 and I find that
the Association and its employer-members, including
Matson, are employers engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
U. THE LABOR ORGANIZATION INVOLVED
The complaint alleges, the answers admit, and I find that
the Union is a labor organization within the meaning of
Section 2(5) of the Act.
Issues
1.
Whether on or about September 20, 1969, the Union
and the Association and Matson, through their participa-
tion in an exclusive referral system, violated Section
8(b)(1)(A) and (2) and 8(a)(1) and (3) of the Act by refusing
to dispatch Kaplan from the hiring hall to employment with
Matson because Kaplan had filed cases with the Board
which had led to settlement agreements, because of
Kaplan's attempt to enforce shipping rules governing the
hiring hall, and/or because of other protected concerted
activity.,
2.
Whether the Union on or about September 20, 1969,
Iii. THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Hiring Hall
The Union and the Association, acting on behalf of its
employer-members , including Matson, were parties to a
collective-bargaining agreement, herein called the contract,
covering employees in the steward departments of the
employer-members , which by its terms was effective from
June 16, 1965, to June 15, 1969. Since that time those
parties have given effect to an interim agreement to
continue that agreement in full force and effect. Certain
amendments have been made to the contract but none
i This reflects the bill of particulars stated on the record by the General
granted.
Counsel in amplification of section VIII(e) of the complaint .
3 Pursuant to section 102.20 of the Board's Rules and Regulations,
2 Counsel for the General Counsel filed a motion to correct the
Series 8, as amended, all allegations of the complaint not responded to in
transcript of the record. In the absence of any opposition , the motion is
the answer filed by Matson and the Association are deemed admitted.
PACIFIC MARITIME ASSN.
341
which are relevant to this proceeding. Under the agreement
the employer-members-of the Association agreed to secure
all steward department personnel through the union hiring
hall unless the hiring hall could not furnish an employee.
The agreement states that no applicant for referral from the
hall shall be discriminated against because of union
membership or lack thereof (subject to a union shop clause)
and that there shall be no discrimination because-of race or
color. The contract provides that detailed shipping rules
agreed to by the parties to the contract are to supplement
and modify the provisions of the contract.
The shipping rules and 'a supplement thereto which have
been in effect since February 24,1965, were amended on or
before July 1, 1968, when service fees were raised-from $25
to $28 and were also amended on September 26, 1967. As
amended, they provide for different classes of seniority
based upon prior employment. Class A seniority requires
prior employment in a Class B status. Class B seniority
requires prior employment in a Class C status or graduation
from a training school run by the Union. Class C status
requires certain employment in the industry. In addition
there is a nonseniority classification for seamen who are not
eligible for any of the other classes.
All available jobs in the stewards departments are broken
into three groups. Group 1 encompasses skilled craftmen
such as cooks. Group 2 encompasses employees working in
the hotel section of ships, such as waiters. Group 3 includes
all other employees, such as messmen, porters, scullions,
janitors, and in general is made up of the least skilled
employees. The shipping rules provide for a joint classifica-
tion committee made up of an equal number of union and
employer representatives. Under these rules, all requests for
seniority rating and all disputes over seniority ratings,
registration for shipping, shipping, and seniority rights are
to be referred to a joint classification committee. Anyone
dissatisfied with the disposition of the case by the joint
classification committee can proceed through a port
committee in San Francisco to a referee or arbitrator as
provided under the grievance machinery set out in the
contract. The- supplement to the shipping rules provides
that employees in seniority classification A must become
and remain members of the Union. It also provides that
employees with seniority classifications B and C and some
without seniority are to pay a service fee of $28 per quarter.
Other applicants who are not required to acquire and retain
membership or to pay periodic service fees must pay a fixed
fee each time they obtain a 90-day registration card.
The operation of the San Francisco hiring hall is as
follows: When an applicant registers at the hiring hall he 'is
given a registration card that is good for 90 days. The date
of registration is stamped on'it as is his seniority rating.
When applying for registration, the applicant must show his
service fee record or union book, or in some cases
identification, together with his Coast Guard seaman's
papers. If he is registered elsewhere, he is supposed to turn
in his card at that time. Any time within 90 days from the
issuance of the card, the applicant may apply for dispatch.
4 Group 1
seamen (skilled employees) have white cards, Group 2
seamen (hotel section employees) have blue cards, and Group 3 seamen
(less skilled jobs) have red cards.
5 The
Union's
answer admits that Boschetti was an appointed
Except in emergencies, applicants must be registered before
they can -be- dispatched. Dispatching is done at fixed times
at the hiring hall. Before the dispatching begins, the name
of the ship, the type of job, and the number of employees
needed for each job is posted on a large lighted board
behind the dispatch counter. The dispatcher and usually
two assistants stand behind the counter. The applicants
stay behind a railing some 10 feet in front of the dispatch
counter until their names are called. Before the dispatch
begins, all applicants in a particular occupational group
"throw in" their registration cards by giving them to the
dispatcher. The disptacher sorts them according to
seniority rating and subdivides each group within a
seniority rating so that the oldest registration cards (within
the 90-day limit) are on top of the pile and are called first. A
separate call is made and therefore a separate pile of
registration cards for each of the three occupational groups
mentioned above.4 As the dispatcher calls each name, the
applicant comes in front of the rail and up to the
dispatcher's desk. The dispatches asks the applicant which
of the jobs posted on the board he wants. The dispatcher
then determines whether the applicant's previous experi-
ence qualifies him for the job he seeks and inspects the
discharges that the applicant was given when he terminated
prior employments. If the dispatcher is satisfied that the
applicant is qualified, he gives the applicant a dispatch slip
and sends him for a medical examination. The next name
from the pile of registration cards is then called. If someone
in the hiring hall objects to the dispatch of an applicant for
some reason such as lack of qualification, a protest can be
made to the dispatcher on the spot, or a grievance can be
filed with either the Union or the Association. On occasion,
when such protests are made, the dispatcher has changed
his mind.
B.
The Auralle Incidents
The complaint alleges that about July 18, 1968, Joseph P.
Auralle was required to pay to the Union certain
assessments and in August 1968 was required to pay certain
service fees which were not due, in violation of the Act.
These matters had been the subject of the settlement
agreement which was set aside upon issuance of the
complaint. There is no allegation that Respondent took any
unlawful action against Auralle after August 1968, the
settlement agreement having been set aside because of
alleged violations involving Martin J. Kaplan.
Auralle began using the hiring hall for the first time on
June 27, 1968. He had a nonseniority classification. On that
date he spoke to Union Patrolman Roger Boschetti,5 who
told him that he (Auralle) had to pay $30 for a registration
fee which would be good for 90 days before he could ship
out. Auralle gave him the $30 and was dispatched as a bar
porter on the SS Lurline, a Matson ship. On July 9, 1968,
the Lurline arrived in Los Angeles and Auralle spoke to Joe
Gorin, a patrolman of the Union.6 Gorin gave him an
identification card and told him that he would have to show
it to the union representative when he returned to San
patrolman and an agent of the Union within the meaning of Section 2(13)
of the Act
6 The union's answer admits that Gorm was a patrolman and an agent
of Respondent Union within the meaning of Section 2(13) of the Act.
342
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Francisco. On July 18, .19,68, Auralle was in the San
Francisco port where he talked to Union Patrolman Brooks
Powell.? Powell checked Auralle'sidentification card and
said that Auralle owed $28 for, assessments. Auralle
answered that he' had only been shipping for about 20 days
and he didn't have the money. Powell then said that Auralle
would have to, pay $20 in assessments,- that he could not
ship out unless he paid it, that the assessment was for 1958,
and that Auralle would be required to pay every year since
1958. i uralle paid the $20 and Powell gave him a receipt
which showed the $20 payment for assessments for 1958.
Auralle shipped out once again and returned about
August 8, 1968, to San Francisco, where he received a
discharge from the SS Lurline. On August 9, he went to the
hiring hall and spoke to.Patrolman Boschetti, explaining
that he had left the -Lurline because he had family
problems. Boschetti took out Auralle's file and told him
that he owed $56 for two quarters. Though Auralle testified
that Boschetti said the $56 was for; dues, it is clear that he-
had reference to the service fee assessment which under the
shipping rules was $28 per quarter. Auralle said that he
would be gone for a few weeks and when he came back he
would pay, Boschetti answered that he would retain
Auralle's registration card until he got the $56.8
Section 4(b) of the contract provides that a nonseniority
employee shall, as ; a condition of employment,. pay a
periodicservice fee "for the quarter in which falls the thirty-
first day of his employment ... and shall thereafter pay
each quarter the ... service fee while employed (by covered
employers)." The supplement to the shipping rules pro-
vides that, the service fee, must be paid on the last day of
the calendar quarter on which falls the 31st workday and
that thereafter payment must be made on or before the last
day of the calendar quarter for which the payment is
made.9
Auralle worked from June 27 to August 8, 1968. Under
the contract and the shipping rules set forth above, he only
owed a service fee from the third quarter of 1968, and even
that was not due until the last day of September 1968, The
31st day of his employment fell in July which is the third
calendar quarter and he did not work in the fourth quarter.
C.
The 1968 Incidents Involving Kaplan
-
The complaint alleges that about July 25 and August 14,
1968, Martin J. Kaplan was required, as a condition of
registration, to pay an installment on an initiation fee at a
time when he was not eligible for full membership in the
Union. These allegations were resolved in ' the settlement
agreement'_ that
was set aside with the issuance of
complaint. The settlement agreement was set aside because
of certain-incidents which occurred on September 20, 1969,
which are discussed in detail below.
Kaplan, who is 67 years old, has been a seaman since
1920. He has used, the Union's hiring hall since 1957.
Kaplan received his Class A seniority rating and member-
7 Respondent Union's answer admits that A. B. Powell was a patrolman
and an agent of Respondent Union within the meaning of Section 2(13) of
the Act
8 The above findings are based upon the credited and uncontested
testimony of Auralle.
9 The union constitution provides that service fees are due on the first
day of each quarter. However, the constitution relates to internal union
affairs and where matters affecting employment are concerned the contract
ship in Respondent Union on September, 3, 1969. Before
that time, he had, B""seniority and was not eligible for full
membership --m the Union. Only persons with Class A
seniority were eligible for full membership. Pursuant to the
collective-bargaining agreement, only class A `employees
had to join the Union within 31 days as a condition of
employment. The union constitution ,provides
. no
person shall become a full`book member unless and until he
has attained the highest seniority rating set out in,the said
collective bargaining' agreement. Only full book members
shall be entitled to vote and to hold, any office or elective
job, except as otherwise specified herein." The,constitution
also .provides for anf initiation fee of $250 payable, in
installments as follows: "$20.00, when an applicant for
membership first, begins payment, of service fees to the
Union and $20.00 per year thereafter with the balance due
payable within 30 days after the applicant obtains `A'
seniority."
About the-middle of July 1968 Kaplan went to the hiring
hall to register and had a conversation with Ehniro LaRue,
a dispatcher.10 LaRue told Kaplan that he could not
register until he paid $100 that he owed for partial initiation
fee. Kaplan told-LaRue that he-would give him $250 for the
initiation fee for full- membership but LaRue refused to
accept it. Kaplan then asked whether he would get the $100
back if he' quit the` industry. LaRue said there was no
provision for that and that he could not be registered unless
the $100 was paid. Kaplan did, not pay and was not
registered.
About the middle of August 1968, Kaplan went to the
Wilmington, California, hiring hall of Respondent Union in
order to register. Horace -Hamilton, a temporary patrol-
man, told him that he should come back the _"t day as he
(Hamilton) had to speak to Patrolman Joe Gorin. The<next
day Kaplan came back and spoke-to Horace Hamilton and
Frank Gill 11 Kaplan asked to register and was told that he
had to pay his service fee, which he did. Gill then went into
the next room to see Patrolman Gorin and Garin came out
and said that Kaplan would not register until he' gave them
the $100 partial initiation fee. Kaplan offered him the full
$250 fee but it wasn't accepted. Kaplan then asked if he
could get a receipt on the basis of which he couldaget`his
money back if' he left the industry and was told that he
could not. Gorin toldhim "Why don't you go to the
National Labor Relations Board? They'll straighten you
out."
On September 6, 1968, Kaplan paid $80 partialinitiation
fee. At that time LaRue told him that the additional $20
wasn't due because the quarter wasn't over yet. The receipt
Kaplan was given showed the $80 was, initiation fee for
64-65-66 and 67.12
and shipping rules would govern.
10 The answer admits that LaRue is a dispatcher and an agent of
Respondent Union within the meaning of Section 2(13) of the Act
ii The Union
admitted that
Gill
and Hamilton helped out the
dispatcher at times.
12 The above findings are, - , based on the credible and uncontested
testimony of Kaplan.
PACIFIC MARITIME ASSN.
343
D.
The Alleged Improper Posting of the Settlement
Agreement Notice
The General Counsel contends that the settlement
agreement was properly set aside not only because of
subsequent violations of the Act but because the Union
failed to properly, post the notice as required by the
settlement agreement.. The facts relating to the alleged
subsequent violations of the Act are set forth in detail
below, but the issue of the notice may be disposed of now.
The only evidence of improper posting was that contained
in the testimony of Kaplan. He averred that he saw the
notices posted in the hiring hall during the end of May and
June but that during July he didn't see them posted on
either bulletin board on the Union's San Francisco
premises. He further testified that sometime in August he
saw a man from the National Labor Relations Board speak
to LaRue and the next day he saw LaRue put up the notices
again on both bulletin boards. Edward Turner, the chief
executive officer of the Union, testified that the notices
were put up in two places, one outside the dispatch counter
where it could be seen by the dispatcher and the other on
the-floor below. He further testified that the one on the
floor below was periodically torn down, that the notices
were immediately reposted each time, that finally the
Union put the notice downstairs under glass and locked it
so that it could not be torn down, and that after that he left
the notice on the board for 90 or 100 days. I credit Turner.
The General Counsel has not established by a preponder-
ance of the credible' evidence that the Union failed to fulfill
its posting obligations under the settlement agreement.
E.
The September 20, 1969, Incidents
1.
The referral of Roberts rather than Kaplan
a.
The incident
September 20, 1969, was a busy day at the Union's San
Francisco hiring hall. Several hundred applicants were in
the hall and52 were dispatched to jobs. Before the dispatch
of the Group 2 jobs began, Kaplan "threw in" his
registration card along with the others in that group.
Another applicant who threw in his card at the same time
was Eugene Roberts. Both had Class A seniority at the time
and as Roberts' registration card had an earlier date than
did Kaplan's, under the ordinary rules of the hiring hall,
Roberts' name was to be called first. Before the call began,
Kaplan and Roberts had a conversation. Roberts told
Kaplan that he (Roberts) was going to get the job as lounge
steward that was posted on the board. Kaplan replied that
he (Kaplan) wanted that job and that Roberts wasn't
entitled to it because he didn't have the requisite
experience. Roberts then said, "LaRue is going to give me
13 These findings are based on the credible testimony of Kaplan.
Roberts, who also testified, in substance substantiated Kaplan's version of
the conversation. Roberts averred that both he and Kaplan said they
wanted the job, that hie (Roberts) said that he planned to take the lounge
steward job, that Kaplan asked if he had his discharges, and that he
(Roberts) answered that he did not but that he thought he'd get the job
anyway. I credit Kaplan's assertion that Roberts told him that LaRue was
going to give him (Roberts) the job. Roberts also testified that he did not
consider himself qualified for the lounge steward job. The confidence he
expressed in getting the job indicated that he had some information from
the lounge steward job" and when Kaplan protested,
Roberts said, "Wait and see." 13
When the dispatching began, Roberts' name was called
before Kaplan's as Kaplan had registered at a later- date
than Roberts. Roberts went up to the dispatch desk where
LaRue asked him which job he wanted . He requested the
lounge steward position. At that time Kaplan was also at
the dispatch desk.14 Applicants were supposed to stay
behind the rail- which was- in front of the dispatch desk
except when their names were called, but they were allowed
to approach the dispatch desk if they wanted to protest a
dispatch. Kaplan challenged Roberts' right to the job,
saying that Roberts had no discharges and had never been
a lounge steward. LaRue looked at Roberts' discharges and
told Kaplan that they contained smoking room discharges
that were better than lounge steward discharges. Kaplan
replied that those discharges didn't count because they
were standby - smoking room discharges. LaRue then said
that he was going to give Roberts the job and Roberts was
dispatched.ts
b.
The Union's animus against Kaplan
On direct examination Kaplan testified that LaRue told
him that if he didn't like Roberts' dispatch , he should go to
the Labor Board and file a grievance . On cross-examination
Kaplan added for the first time that LaRue told him that he
had gotten enough money out of the Union and he didn't
need a job. In an affidavit dated October 300969, relating
to the same incident, Kaplan did not attribute either
remark to LaRue but averred simply that LaRue told him
"I am giving him the job-file a grievance." Roberts did not
testify about any remarks that LaRue made to Kaplan with
reference to going to the National Labor Relations Board
or receiving money from the Union. I do not credit
Kaplan's assertion that such remarks were made to him.
Kaplan impressed me on the stand as a highly intelligent
man who was honestly trying to recall the incidents to
which he testified, but also as a man who was so
emotionally involved in the situation and so bitter against
the Union that it was sometimes impossible for him to
separate what he saw and heard from what he wished to see
and hear. In this instance, the discrepancy between his
testimony and his pretrial affidavit, his newly added
testimony on cross-examination, and the lack of corrobora-
tion by Roberts, who also testified for the General Counsel,
leads me to discredit Kaplan's assertion that LaRue told
him to file a grievance with the Labor Board or that LaRue
told him that he received enough money from the Union.
However, Kaplan also testified that officials of the Union
made statements to him at different times indicating their
resentment against him for filing charges against the Union
and receiving the $3,060 under the settlement agreement.
the Union that he would get the job and this lends credence to Kaplan's
testimony.
14 Gentry Moore, who testified for the Union, averred that While
Roberts was being dispatched Kaplan did not come near the counter, I do
not credit Moore. Kaplan and Roberts both testified that Kaplan was there
and Don Shelley, who also testified for Respondent Union„ averred that
when Roberts name was called Kaplan also went forward and said that he
wanted the job.
15 These findings are based on the credible testimony of Kaplan.
Kaplan's testimony was corroborated in substantial part by Roberts.
344
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
With ;regard, to the following incidents, Kaplan's, testimony
was credible and uncontradicted. On September 3, 1969,
when Kaplan, received his Class, A seniority, he- had a
dispute with LaRue over whether he owed dues for the full
quarter in, which he became-a member of'the Union`or only
.from the date he became a member. LaRue told him th-&-he
wouldn't give him his registration or_ his, book - unless
Kaplan paid for the full quarter and also-said "Why'don't
you go down,to the National Labor Relations Board?"
Some time later, Kaplan gave LaRue $5 for th'e"dues-and
,LaRue -said' that with the"-money he, received- from the
National Labor Relations Board ' he shouldn't have' any
complaint. Patrolman Powell, who was there at`the`time,
Aoid-Kaplan, "You caught me with-my pants down, with
that case, and don't you forget it." " Powell also told Kaplan
that W he -(Kaplan) had housed ' and, fed Auralle so that
Auralle could file charges and that the (Kaplan) could get
the money. Powell -told him that no one was going to forget
the incident, that Auralle had not better show 'his' face
around the hiring hall, and that he would never get a job
there. At that time, appointed Patrolman Boschetti, who
was also present, said ,that Auralle was a nice kid who had
thought he had been treated badly and that he would be
able to ship out. Kaplan was then given his union book and
his Class A 'seniority rating. In another" incident about
August 11, 1969, after Kaplan had had a disciplinary
problem with Matson concerning his conduct aboard the
SS Lurline, Kaplan sought the help of Powell. Kaplan was
suspended ,for- 60 -days and Powell said; "You got enough
money. You got $3,060 from the Union and you don't have
to worry about money.". " The animosity of the Union
against
Kaplan '- is reflected in the Union's, official
newspaper, the Steward's' News, which 'on August 9, 1'968,
and June 10,, 1069, carried Secretary-Treasurer Turner's
reports,.',, Those reports, which' prior to the ' time they
appeared, in the paper had been' adopted by the member-
ship, were official records of the Union.' In the first'report,
after discussing an unfair labor practice charge "filed by
Kaplan, Turner said. "Some people use the Union and the
membership for everything they can possibly get, but if and
when it comes to, any cooperation on their part, it is not
only lacking but they act as though the membership is an
enemy of theirs. In most cases, these are the people that
demand, more than=the, rules provide for them to get. I'am
sure that`niany members o€ our Union know who Martin J.
Kaplan' is." The report that was carried in the June 10,
1969, diaper referred to, the settlement agreement in which
Kaplan received $3,060 and'said "However, ' I'am'sure `the
record of at feast oife'of these men will stand out, and those
men who have had the misfortune or the unpleasant
pleasure of being shipmates with men of this -type can
thoroughly and- completely understand their make up."
Turner,acknowledged that he was referring to Kaplan.
Though the - above incidents indicate that certain union
officials did hold an animus against Kaplan because he
filed, charges with ` the National Labor Relations Board,
there were other acts `by union officials which indicated a
lack of animosity. Most important of these is that after the
settlement agreement
'and, even, though - the settlement
agreement did not require it, the Union did give Kaplan his
class A seniority rating and did' accept him into full
membership in the Union. He used the hiring hall and was
dispatched as a lounge steward 'on' August 22, 1970, less
than a month before the events in issue . Even the incident
flowing from the discipline aboard the SS Lurlirie indicates
that the Union was willing to give Kaplan a lair' "`deal.
Kaplan ; was not satisfied with the way Powell had
represented him and he went to the office of the Union and
spoke to Edward Turner its secretary-treasurer and chief
executive officer. Kaplan told Turner, that Matson was
trying to fire him on the `SS Lurline, that the Union didn't
want- to represent 'him on that ship, and 'that gall` they
brought up was the money he had gotten from the National
Labor Relations Board. Turner called Patrolman Bud
Bayless and told him to take care of the matter. Bayless
took "the"matter up` with Matson Representative'McCart-
ney, and the 60' days' suspension was reduced to 30 days.
c.
The shipping rules
The -General Counsel does not contend nor does the
complaint allege the Respondent Union violated the Act by
not following the shipping rules. The General Counsel's
sole contention is that Kaplan was not dispatched to, the
lounge steward job because of protected,activities that he
engaged in. We are not concerned, therefore, with whether
LaRue was,,right, or wrong in, his -interpretation of the
shipping rules when he sent out Roberts, unless LaRue's
interpretation was so without foundation as to indicate that
the real reason for his action was to discriminate against
Kaplan.
It
is
uncontested that
Kaplan's , discharges
established that he was qualified for the job he sought.
Before his dispatch on September 20, 1969, Roberts had
never been a lounge steward. His' primary experience,
which- covered about 7 or-8 years, wasvas a waiter and also
as a scullion, a porter, a mess man, and an assistant baker.
He had never worked as a steward except for about 3 days
as a standby smoking room steward. That,,type of,a job
becomes available when a ship 'is tied to a dock and extra
employees are needed, Rule, l0 of` the shipping " rules
provides:
10(b)-Registrants shall be shipped at each call in
accordance with their seniority and within a seniority
'class
according " to their
'registration
',date, in the
following order: (1) Qualified Class A registrants
registered in the group in'whi'ch the job is called. A
qualified registrant within the meaning of this Rule 10 is
defined as a registrant who hash and can produce a
discharge (in lieu of a discharge,, company or union
records may be referred to) showing 30 days- or more of
employment in the rating to be dispatched
d.
The racial problem
Neither the General Counsel nor Respondents contend
that there is a racial issue in this case -and `it is not the
General
Counsel's
position, , nor is, it alleged in the
complaint, that Kaplan was the subject of some sort of
reverse discrimination ; -in dispatch .
However, there is
-credible evidence that Roberts was told in advance of the
dispatch that he would get the job he sought even though
Roberts did not consider himself qualified for the job.
PACIFIC MARITIME ASSN.
345
Background facts which might shed light on this must
therefore be considered.
Roberts is a member - of a, group called the Black
Brotherhood. As such, he was-the first of 24 seamen to sign
a letter dated July 18, 1969, to the Fair Employment
Practice Commission in San Francisco. The letter indicates
that copies were sent to the NLRB, the Fair Employment
Practice Commission, the NAACP, the Urban League, and
a Mr.- Powell. A., Brooks Powell was the Union's San
Francisco patrolman. It complained that black seamen
were - systematically being given menial jobs such as
scullions, porters, and janitors, while, the hotel section jobs
were being reserved for whites. The letter states in part:
This letter is the result of, frustrating unanswered
appeals to
Matson Navigation Company and the
Marine.Cooks and StewardsUnion. It is for the purpose
of pursuing a fair system of employment for the black
men and women who sail for this company and all
companies whose crews are contracted through said
Union.
We're writing this from the S S Lurline, a Matson
Navigation Co. passenger liner, that hires two-hundred
eighty men in its Stewards Department in every
capacity that would -be associated with a hotel that
would quarter and feed its personnel. We propose to
show that these positions have been filled not by men
best qualified but with a bias in favor of keeping a lily
white system. This has, excluded the black man from all
of the top side (bartender, smoking room steward,
lounge steward, deck steward; etc.) and supervisory jobs
that may be desired. These, jobs don't pay more in base
wages nor, with the exception of the bartender, do they
entail any special skill or experience. However, we
would like to have a choice of jobs and behired on our
merits as workers and men rather than race.
In the Union hiring pool the percentage of black men is
approximately thirty percent, but aboard ship, like the
Lurline, this group is channeled into what we call red
card jobs which are the menial jobs such as scullions,
porters, janitors, etc. Jobs that have been open to us in
the hotel section are waiters and on a quata [sic] basis
room steward.
In certain supervisory jobs a token showcase is
established, namely the Third Steward. Two black men
have been hired as Assistant Head Waiter in the last ten
years out of approximately, seventy-five who have had
the job. Three men have been hired in top side positions
and one black bartender completes the company's stab
at tokenism.
Under the present policy of the company, a man has to
compete for a job on a seniority basis, but can only
obtain the job if he has discharges in the rating
competed for, with the exception being, if a job stays on
the board- for three calls,'the man with the oldest card
gets the job.
i6 Section 5(d) of the contract provides that grievances with respect to
the right to be dispatched' to any job must be filed within 1/2 hour of the
close of the shipping period involved and any grievance Alpd after that
shall be automatically denied. As set forth below, Kaplan was seriously
injured and required hospitalization before the filing period expired.
17 The dispatcher is a constitutional officer of the Union who is elected
by the union membership.
In theory this is fine except the jobs are seldom if ever
on the shipping board for three calls and if they should
be, the company reserves the right to turn a man down
without a real reason.
There are a lot of incidences that can be cited that
constitute a legal case of job discrimination acid we are
prepared to do this . However, the fact that on this ship
with a stewards department crew of over two-hundred,
at the present time, not a single 'black-man is in a ,top
side hotel position, is enough for an indictment.
Apparently, Kaplan thought that Roberts was sent out
before him because Roberts -was black. On September 24,
1969, Kaplan filed a charge of discrimination with the
Equal Employment Opportunity Commission in which he
swore that to the best of his knowledge, information and
belief _"I was previously-denied a job because I -had no
discharges. I then obtained the necessary discharges but
when I requested a job as lounge, steward the black
dispatcher refused to give me a referral and instead gave it
to a black Eugene Roberts who did not have the discharges
and the Company accepted him-. A previous EEO
complaint was denied because I lacked the discharges. I feel
that both the Company and the Union discriminated
against me because I am white." '
In addition to filing the complaint with, the EEOC,
Kaplan also filed a charge with the Board and a grievance
under the contract. That grievance 'which was dated
September 22,1969, stated "At the 9:00 o'clock call there
was a job for lounge steward on the Lurline. The job was
given to a Eugene Roberts who didn't have those
discharges. I protested and challenged for discharges-But
got my head opened up-21 stitches at the Public Health
Hospital." 16
2.
The assault
a.
The incident
Some 5 minutes after Roberts was dispatched, Kaplan
was once again in front of the dispatch desk when Elmiro
LaRue, the union dispatcher,17 came out from behind the
dispatch desk and hit Kaplan over the head with a metal
chair. More than 20 stitches were required to close the
wound. This incident took place in the presence of more
than 200 people in the hiring hall and there is much
conflicting evidence as to the events leading up to the
assault. However, the testimony that LaRue did hit Kaplan
on the head with the chair is uncontradicted.18 The General
Counsel contends that the Union' violated Section
8(b)(1)(A) of the Act in that LaRue, its agent, assaulted
Kaplan because Kaplan engaged in activities that were
protected under the Act.19 The Union urges a finding that
LaRue had reason to believe that Kaplan was 4 dangerous
man who carried a gun and that he acted in self-defense
when he saw Kaplan drop his hand to his right back pocket.
In addition to this proceeding, the assault led to a
18 Some of the witnesses- testified sthat LaRue threw the chair from a
short distance away rather'than striking, Kaplan with the chair, but I find
this distinction' without meaning. LaRue refused to testify on the grounds
of possible self-incrimination.
19 The General Counsel does not contend that the Association or
Matson are responsible for the assault.
346
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
criminal charge against LaRue and a civil suit for damages
against the Union. Both were pending at the time of the
trial herein.
Combining the credible parts of the testimony of a
number of witnesses, I find that the following events
occurred: After Roberts was dispatched, Kaplan stayed at
the
dispatch
desk arguing loudly with LaRue. The
argument was slowing down and hampering the dispatch
procedure and LaRue told Kaplan that he was going to
have to stop the dispatching unless the disturbance quieted
down. Kaplan was swearing and accusing LaRue of
engaging back door shipping.20 LaRue told Kaplan that he
could file, a grievance if he wanted to. Gerald Posner, the
administrator of certain of the Union's funds, then spoke to
Kaplan and convinced him to leave the dispatch counter
and go behind the rail.21 About 5 minutes later, Kaplan's
name was, called for a dispatch and he went up to the
counter.22 LaRue asked .Kaplan what job he wanted and
Kaplan answered he was protesting the lounge steward job
because that was the job he should have had. LaRue said
that he had given that job away and asked what other job
Kaplan wanted, Kaplan replied that he wanted the veranda
pool deck job and LaRue asked to see,his discharges. At
that point Kaplan said "Me, you want discharges, him you
didn't need no discharges." Once again Kaplan started
shouting, and swearing and accused LaRue of back door
shipping and shipping out all the blacks.23 At that point,
LaRue said that he wasn't going, to take anything else from
Kaplan, came out from behind the dispatch counter with a
metal chair, and hit Kaplan on the head.
Union witnesses Don Shelley and Gentry Moore, both of
whom were assisting the dispatcher at the, time of the
incident, testified that LaRue did not come out from
behind the counter in order to hit Kaplan, but came out
because one of the applicants told him that there was an
error on the board and he was about to fix that error.
Shelley testified that as LaRue came out from the counter,
Kaplan said that he was going to get them all, cursed
LaRue, and reached for his back pocket. Union witness
Lachetsky, as well as Moore, also testified that Kaplan
dropped his right hand to his right pocket before LaRue hit
him. Based on my observation of these witnesses and a
scrutiny of their testimony, I do not credit them. Lachetsky
20 Kaplan testified that he did not engage in loud talk and that he did
not swear. Willie Perkins, who was the only other witness testifying for the
General Counsel on this issue, acknowledged that he did bear loud voices
even though he didn't hear swearing. However, I credit the testimony of
Beverly Laycook, who averred that LaRue did tell Kaplan that if he didn't
quiet down he would have to stop the dispatching, and also the testimony
of Darlene Stover, who averred that Kaplan was arguing loudly, swearing
at LaRue, and interfering with the dispatching. The substance of their
testimony was also corroborated by witnesses Posner, Lachetsky , Shelley,
and Moore. There is some question as to what swear words Kaplan
actually used. Stover, who was a credible witness, testified that she couldn't
remember his exact language, but that be did use some swear words.
Posner, Shelley, and Moore testified , to specific foul language I used by
Kaplan, but as set forth below, I find their testimony often unreliable and I
'do not credit their assertions in this regard . The General Counsel argues in
his brief that Laycook and Stover were not truthful in their testimony that
they left the hall before the attack on Kaplan , as shown by the fact that
Laycook had'a recent registration card and would not have been referred
before Kaplan's name was called. However, Kaplan did not 'contradict
their testimony that they were in the medical center when he was brought
in. Their presence in the medical center at that time indicates that they did
leave the ball before the assault
testified that the chair was thrown at the same time that
Kaplan dropped his hand and Moore averred that only a
split second passed between the dropping of the hand and
the movement of the chair. Shelley testified that 10 or 15
seconds passed between, the time that'Kaplan'diopped his
hand and the time the chair was thrown. If the two
incidents happened almost simultaneously, as 'testified to
by Lachetsky and Moore, then there was" not time for
LaRue to see Kaplan's motion, surmise that- he was
reaching for a gun, andrespond to that surmise bythrowing
the chair. If 10 or 15 seconds elapsed, as testified by Shelley,
then LaRue would have had plenty of time to realize that
Kaplan. did not have a gun. Both Perkins and Kaplan
credibly testified that before coming out from behind the
dispatch desk LaRue put down his glasses on the counter.
When LaRue came around from the dispatch desk, he did
so with the intention of getting at Kaplan, and the
testimony of Shelley and Moore that LaRue was merely
trying to fix the board is not worthy of belief. Perkins and
Kaplan also credibly testified that in addition to LaRue
hitting Kaplan with the chair he also hit him with his fist
and kicked him.
After the assault, Posner took Kaplan to the union
medical center where he received care from a doctor. He
then went to a hospital in a taxi and was given further
care 24
b.
The Union's defense
Much'testimony was offered by the Union in an attempt
to establish that LaRue'had reason to,believe that'Kaplan
was a dangerous armed man. Secretary-Treasurer Turner
testified that LaRue was present at conferences 'where
Kaplan's application for a training school dated June 1959
was discussed. That application stated'that Kaplan never
went to court or had any convictions but was arrested in
1927 for suspicion of armed robbery, in 1937 for suspicion
of murder, in 1938, for suspicion of assaults in 1948 for
suspicion of assault and shooting, and'in 1950 for carrying
a concealed weapon. Kaplan testified that these items were
stricken out of the application because he had mistakenly
confused an arrest with questioning by police and with
regard to those matters he had just been questioned.
21 Posner, Shelley, and Moore also testified,that LaRue told Kaplan
that the job would be frozen if he filed a grievance. I do not credit that
testimony. I believe that all three were unreliable witnesses. Posner testified
in substance that he was keeping an eye on Kaplan in order to avoid
trouble and yet he averred, that at the ,crucial moment of the assault he
stepped outside the hall to talk to someone and that he didn't see the
incident. I do not believe that Posner was a candid witness. I was also
unimpressed with the veracity of Shelley and Moore, as is more fully set
forth below.
22 On this issue I credit Kaplan and do not credit Posner, who testified
that Kaplan was not called for dispatch.
23 Though I have discredited much of Moore's testimony, I do credit it
with regard to Kaplan's complaining about LaRue shipping out the blacks.
Such a statement is consistent with Kaplan's subsequent action in filing a
charge with the EEOC.
24 Laycook and Stover credibly testified that they saw Kaplan in the
medical center and he looked pleased with himself. Lachetsky and Posner
credibly testified that Kaplan told them that he had the Union where he
wanted it and was going to sue. However, none of these post assault
observations or statements have any bearing on whether the assault was a
violation of the Act.
PACIFIC MARITIME ASSN.
347
However, I believe that LaRue was aware of the original
application. Harry Whitelaw testified that in 1967, while he_
was aboard ship with Kaplan, Kaplan said that he had a
gun and that if Whitelaw didn't straighten out, he would
blow his brains out. Gorin heard of this and testified that he
told it to LaRue. In February 1966, according to the
testimony of Posner, Kaplan met him outside of Turner's
office, took out a gun and said he_ would like to kill
everyone in the office. Posner also testified that he reported
this to, union officials, including LaRue, both orally and in
writing. Horace Hamilton testified that in May of 1969
Kaplan showed him a gun and said that he was going to get
Gorin and Turner every chance he could because he had
protection. Hamilton averred that he reported this to the
Union in writing. This matter was discussed at conferences
attended by LaRue. Kaplan acknowledged that in the past
he had carried a gun for which he had a permit, but he
denied the substance of the conversations that he allegedly
had with Hamilton,. Whitelaw, and Posner. I need not
resolve this credibility issue because the incidents to which
the testimony relates 'are only relevant to the extent that
they can indicate LaRue's state of mind at the time of the
assault. Whether' Hamilton, Whitelaw, and Posner were
telling the truth or merely defaming Kaplan, I do believe
that they told their stories to Union officials and that
LaRue was aware of them. This awareness, however, does
not add to the Union's defense. The Union's contention
that LaRue struck Kaplan with a chair in self-defense can
only stand if Kaplan took some action in the incident that
could have led LaRue to believe that he was in danger. The
mere fact that LaRue believed Kaplan to be a potentially
dangerous man could not justify LaRue in attacking
Kaplan in the absence of some action by Kaplan that
would spell danger 'for LaRue. I have found that Kaplan
neither took nor'threatened such action . He engaged in
nothing more than an oral protest of Roberts' dispatch and
vocal polemics which were devoid of threats. LaRue
responded to Kaplan's words with physical assault. Kaplan
engaged in no violence or threat of violence of any kind
and, under the facts of this case, the attacker cannot
successfully defend on the ground that he was afraid of the
person whom he attacked.
-
F.
Analysis and Conclusions
1.
The referral of Roberts rather than Kaplan
In mid-July and again .in mid-August 1968, Kaplan was
refused, registration by union-officials because he had not
paid,a partial initiation ,fee at a time when he was ineligible
for full membership.25 Kaplan filed charges which resulted
in a settlement agreement dated May 15, 1969, under which
he received $3,060. His activities in filing the charge and in
participating in the settlement agreement were protected
under Section 7 of the Act. The Union was hostile toward
Kaplan because of that protected activity. This hostility
25 The Board has held that presettlement conduct may be used as
background evidence establishing the motive or object of Respondent in its
postsettlement
acti"tties.
Northern
California District Council of Hod
Carriers and Common Laborers of America, AFL-CIO (Joseph's Landscaping
Service), 154 NLRB 1384, enfd. 389 F.2d 721 (C.A. 9, 1968).
26 Respondents urge 'that Kaplan's testimony with regard to the alleged
statements made by Powell was inadmissable because Powell was dead at
was demonstrated both orally and in writing. The Union's
official newspaper carried the official reports of Secretary-
Treasurer Turner which on August 9, 1968, attacked
Kaplan for filing the charge and on June 10, 1969, attacked
him with regard to his receipt of the money under the
settlement agreement. Hostility was also demonstrated by
remarks that union officials made to Kaplan. Thus, on
September 3, 1969, LaRue, in a dispute with Kaplan, asked
him why he didn't go to the Board, and Patrolman Powell
told him "You caught me with my pants down, with-, that
case, and don't you forget it." " In addition, on August 11,
1969, when Kaplan had a disagreement with Powell, Powell
told him that he (Kaplan) had received $3,060' from the
Union and he didn't have to worry about money26
On- September 20, 1969, some 4 months after the
settlement agreement, Kaplan was summarily rejected
when he sought, a dispatch to the job as lounge steward
aboard the Lurline and, in spite of Kaplan's strenuous
objection, the job was given to Roberts. Kaplan was
qualified for the job under the shipping rules in that he had
discharges showing more than 30 days of employment in
that rating. Roberts was not qualified under the shipping
rules in that he had not worked for 30 days-or more in that
rating. Roberts' dispatch for that job was therefore in
violation of the'shipping rules and contract. Standing alone,
these facts would warrant an inference that the dispatch of
Roberts rather than Kaplan was casually connected to the
Union's animus against Kaplan for his protected activities
and was a reprisal against him for engaging in those
activities. However, there are additional facts that must be
considered.
Roberts was a member. of the Black Brotherhood, an
organization that was seeking to upgrade the jobs of blacks.
Roberts was the first signatory on a letter of July 18, 1969,
from the Black Brotherhood to the Board, agencies and
organizations concerned with racial discrimination, and
Powell of the Union. That letter excoriated the hiring
system for keeping the desirable "top side" jobs "lily white
and for systematically excluding blacks' from-such jobs. The
letter specifically mentioned the lounge steward position as
one of the jobs which had been kept out of reach of blacks.
In addition, the letter bitterly complained' about the
seniority, system used in the hiring hall and the -need for
discharges to become eligible for particular jobs when the'
discharges could not have been obtained by blacks because
of past discrimination. The letter was, written 2 months
before Roberts was dispatched to the lounge steward job,
Prior to that dispatch, Roberts was given some advance
notice that he was in line for the lounge steward position;
and he applied for that job even though he did not have
discharges to show that he was qualified under the shipping
rules which had been attacked in the letter. Kaplan himself
complained to LaRue on September 20 that LaRue was
engaging in back door shipping by trying to ship out all the
blacks. On September 24, 1969, which was-4 days after
the time of that testimony. In making my findings, I have considered the
fact that Powell cannot respond, but nonetheless I credit that part of
Kaplans testimony. See Wallick and Schwalm Company, 95 NLRB 1262,
where the Board held: "the Board is not precluded from considering as
evidence statements attributed to deceased persons . It does, however,
subject such testimony to the closest scrutiny before deciding what weight
to give it." See also Pasadena Bowling Center, 150 NLRB 729.
348
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Roberts, was dispatched, Kaplan, filed a charge with the
Equal Employment Opportunity Commission claiming that,
he had been discriminated against because he was-white.,
From-these 'facts, a reasonable inference can be drawn that
Roberts ratherthan Kaplan was dispatched on September -
20, 1969, because the .Union was ignoring Rule 10 of the
shipping rules : (which provided that qualified registrants
were, to have, priority and that qualification required 30
days-employment- in a rating) after that rule had, been
attacked; as a device for perpetuating racial discrimination.
This evidence indicates that Roberts was sent out instead of
Kaplan,in violation, of the shipping rules because Roberts
was black and the Union sought to avoid a problem relating
to race relations.27 '
A reasonable inference can be-drawn from one line of
facts that Roberts rather than Kaplan was dispatched for
the lounge steward job as -a reprisal.' against-Kaplan's
protected activity.- Another reasonable inference can be
drawn from ,'a different line of facts, that Roberts was
dispatched because of a racial problem at the hiring hall
and Kaplan's, protected activity had nothing to do with it.,
In evaluating the weigliv to be given- these inferences,
surrounding circumstances must also be considered. There
is credible evidence that- the Union's animosity toward
Kaplan prior to Roberts' dispatch did not take the form of
anything more drastic than expressions of verbal annoy-
ance. Thus, about August 11 the chief executive officer of
the, Union took up-Kaplan's-cause,with the result that the
60 days' ,suspension imposed by Matson was reduced to 30
days. It,-is noted that it was only because the Union assisted
Kaplan in this matter that Kaplan became eligible- for
dispatch on September' 20, the date the Union allegedly
expressed
its
animus
against Kaplan ' by ' dispatching
Roberts. On.August 22, 1969, Kaplan came to the referral
hall and was dispatched for a job as lounge steward. On
September 3, ,1969, Kaplan received his class A seniority
rating ;and full, membership in,the Union. All of these
matters indicate that the Union's animosity against Kaplan
prior to the-, -time Roberts, was, dispatched was less than
virulent. The assault that occurred thereafter does indicate
a violent hostility against, Kaplan, but that hostility is
explainable in, terms of Kaplan's, complaints, shouting,.
cursing, and,slowing down the hiring process after Roberts
was dispatched.
'
There are twoP plausible explanations for,the Union's
conduct in regard to the dispatch of Roberts rather than
Kaplan. One of these- explanations involves a violation of
the Act, by, the Union. The,other explanation, which is
equally, as plausible, does not indicate a violation. In
addition, the Union _ has,,-taken actions with regard to
Kaplan that indicate that,it is not trying to get even wiff
him because of his,filingof a charge and participation in the
settlement, Under- all these , circumstances, I find that
General Counsel-has not established by a"preponderance, of
the credible evidence that Roberts rather-than Kaplan was
dispatched on September 20, 1969, because of Kaplan's
27 The ' complaint does not allege ' and the, parties did not litigate the
issue
of -whether a violation
of - the shipping rules and "reverse"
discrimination based on race in the hiring procedure' would constitute a
breach of, the Umon's.duty of fair representation and therefore unfair and
invidious treatmentaffecting employment in violation .of Section 8(b)(1)(A)
of the Act. The only issuepresented with regard to the dispatch of Roberts
protected
activity. I shall therefore recommend 'that
paragraph VIII(e) of the complaint be dismissed.
The General Counsel` urges a finding that the Union, by
its act of assaulting Kaplan, refused to- dispatch him after
he was called for dispatch on September 20,'196% However,
I do not believe that the assault was a way of telling Kaplan
that the Union would not"dispatch him. Kaplan's name was
called and -the Union was ready to dispatch him at that
time. The assault rendered Kaplan physically `unable to be
dispatched. Whether, the assault was an unfair ` labor,
practice and matters' relating to appropriate remedy are
discussed below,-but the'assault in itself was not a refusal to,
refer.28
2.
The assault
On September 20, 1969; when Roberts' name' was called
in the hiring hall; and again some 5 minutes later when his
own name came 'up, ' Kaplan vigorously -protested the
manner in which LaRue'was dispatching. The accusation
that LaRue was engaging in back door shipping was a
complaint that the shipping rules and 'the' contract` were
being disregarded. Such a complaint is not 'an individual
activity but is a concerted activity which is protected` under
Section 7 of the Act. In Bonney Bros. Construction Company,
139 NLRB 1516, the` Board held that an individual ,who
asserted a claim under a contract was engaging in protected
activity because
in asserting such a -claim, (the employee)
sought to implement the collective-bargaining agreement
applicable to him as well as to othgr (employees) and that
the implementation of such an agreement by an employee is'
an extension of the concerted activity giving rise to that
agreement." In Interborough Contractors , Inc., 157 NLRB
1295, enfd.-388 F.2d 495'(C.A. 2, 1967),^ the Board held that
such a protection existed whether or not an _emplo'yee's'
complaint had merit, holding that employee complaints
'constituted protected activity since they were made in,the
attempt to enforce the provisions "of the existing collective
bargaining agreement."
LaRue was an elected I constitutional officer of the Union,
and the Union was ' responsible for his conduct in the
referral hall. As dispatcher, LaRue was the Union' s agent. '
Section 8(b)(1)(A) of, the Act makes it an unfair labor
practice for a union or its agent to restrain or coerce
employees in the exercise of -,the rights guaranteed in
Section 7 of the Act. A violent physical assault is an
extreme form of restraint or coercion. By striking Kaplan
on the' head with the metal chair,' LaRue not only restrained
and coerced-,Kaplan--but also restrained and coerced all the
applicants for employment in the hiring hall who witnessed
the assault. The assault on Kaplan 'was an-object lesson to
any of .the spectators who in the future , might follow
Kaplan's footsteps, and as such it was a restraint on such
conduct.
Kaplan engaged in protected activity when he protested
against
LaRue's violation of the, shipping, rules
and
rather than Kaplan is whether Roberts was, dispatched'rather,than Caplan
because -of Kaplan's protected' activities. " `
28 It is noted that a' refusal to refer by' the dispatcher under the
circumstances of this case would be a violatiou,by the Association and
Matson as well' as the Union. The General Counsel does not contend that
Matson or the Association are responsible for the assault.
PACIFIC MARITIME ASSN.
349
contract. By assaulting him, LaRue restrained and, coerced
him and the applicants for employment who saw the
incident. However, the question remains whether Kaplan's
activities on that day so ,far exceeded the bounds of
propiety as to remove the protection that would otherwise
have been afforded , him.
The , assault _ was , casually
connected with Kaplan's protected activity-but riding along
with that protected activity and also causing the assault was
conduct which in - itself is unprotected , under the, Act,
specifically
shouting,
cursing,
and, slowing down the
operation - of the hiring hall. In , Bettcher Manufacturing
Corporation, 76 NLRB-526, the Board set forth the basic
criteria to be used in determining whether -an employee
exceeds the bounds of protected activities sufficiently to
make hi-in-vulnerable to discipline. In-tha
_ t case an-employee
was discharged after a negotiating meeting when he
accused his employer of manipulating the books to show a
loss. 'the Board held:
We do not hold, of course, that an employee may never
be lawfully discharged because of what he says or does
in the course of a, bargaining conference . A line exists
beyond which an employee, may not with impunity go,
but, that, lme must, be drawn "between cases where
employees engaged, in concerted activities exceed the
bounds of lawful conduct in-'a moment of animal
exuberance' (Milk Wagon Drivers Union v. Meadowmoor
Dairies, Inc,, 312 U.S. 287, 293) or in a manner not
activated by improper motives,a and those flagrant cases
in which the misconduct is so violent or of such serious
character as to render the employee unfit, for further
service."
-
Though in the Bettcher case the protected activity was
participation
t
he negotiations and an employer was -the
respondent, the same principal would apply with regard to
a union respondent and to any activity protected under
Section 7 of the Act Section 8(a)(1) -of the Act prohibits
interference, restraint, or coercion of employees in the
exercise of Section 7 rights, and Section 8(bXl)(A) of the
Act prohibits union restraint or coercion of employees in
the exercise of the same rights. The Bettcher case has been
followed by the Board innumerous decisions. In Socony
Mobile Oil Company, 153 NLRB 4244, enfd. as modified
357 F.2d 662 (C.A. 2, 1966); the Board found that certain
statements,-by an employee which the employer considered
insolent 'and insubordinate were not sufficient to remove
the employee's protection under Section 7 of the Act,
holding:
It is true that long established maritime practice may
require certain amenities -of a seaman toward his
superiors, even when a vessel is safely in port. But these
requirements of conduct must be balanced against a
statutory , right of employees to ' be protected in their
.exercise of concerted activity involving the terms and
conditions of-,their-employment. Striking that balance in
this case, we are satisfied that (the employee's) conduct
did not pass the bounds of lawful protected activity
under the, standards enunciated , in the
Bettcher
Manufacturing case.
-
The same approach was taken in the case of Indiana Gear
Works, 156 NLRB 397, enforced denial 371 -F.2d 273 (C.A.
7,
1967), where the Board found that an:^employee's
cartoons which the employer considered .of an offensive
character did not remove the employee from the protection
of the Act, saying "The criteria applicable to cases such as
the -instant one is whether the employees in -the course of
concerted activities engaged in such flagrant, violent,
serious, or extreme conduct as to render them unfit for
further service." 29
-
-
The Union in its brief relies on such cases as Teamsters
Union (Falstaff Brewing Corp.),141 NLRB 448 and Strauss
Stores Corp., 94 NLRB 440. However, in the Falstaff case,
where an assault had been provokedby obscene-and-vulgar
remarks, the, Board held that the entire controversy was'
solely of a personal nature and in theStrauss case, where an
attack was caused by mutual name calking;' the assault did
not flow 'immediately from the 'protected activity. A
different situation''-, is present when the objectionable
language is used as part of the res gestae of the activity that
is protected.'Thus, in Thor Bower Tool Company, 148 NLRB
1379, enfd. 351 F.2d 584 (C.A. 7, 1965), the'Bbard held that
it was unlawful to, discharge`an employee -who called his
employer a foul name after a -grievance meeting; on the
grounds that the characterization was protected activity as
part of the r'es•gestae of the'gtievance-discussion.
'
In the instant case, Kaplan did engage in shouting and
cursing. This shouting and cursing was tied in,very directly
with his complaint about LaRue's operation of the hiring
hall. The shouting and cursing could ,be considered as
simply an extremely vigorous means"'of presenting his
complaint. LaRue, was engaging in "backdoor shipping"in
violation of the shipping rules and-the contract. Kaplan let
LaRue and the others present in the hiring hall know about
his protest in a loud and unequivocal manner. The protest
took place in a seaman's hiring hall where rough language
might not be as out of place as ' it `would have been
elsewhere. Under the criteria set -forth, in the Bettcher case,
Kaplan was engaging in protectedconcerted activities and,
if the form of his protest exceeded `the bounds of -lawful
conduct, it was activated by proper motives -and was -in a
"moment of - animal exuberance." Under- the criteria set
forth in the Indiana Gear Works caie,'"Kaplan did not
engage in such flagrant, violent; serious, or extreme
misconduct as to render him unfit for further service.
Under the criteria set forth in the Thor Power Tool case, his
shouting- and cursing were--part of the res gestae of his
protected protest. In short, I find thatKaplain was engaging
in activity that was protected by Section 7 of the-Act and he
did not engage in any activity that was sufficiently
improper' as to remove that protection. Kaplan's shouting
and cursing did have the 'effect, of -glowing down `arid
hindering the hiring process, but any insistent protest would
have-that impact. Kaplan interfered with the hiring process
only for a matter of-minutes and this interference, based as
it was upon his vigorous protest against a violation -of the
shipping rules and contract, is not a sufficient basis for
removing the protection from him. -
In conclusion, ,I find that^the Union was ` responsible for
the assault - on Kaplan,- that the assault stemmed, from
29 See also Terry Coach Industries, .Inc., 166 NLRB 560,,enfd. 411 F.2d
395 E2d 512 (C.A. 5, 1968).
612 (C.A. 9, 1969); Boaz Spmmng'Co., 1'65 NLRB f019, enforcement denied
350
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Kaplan's protected activity in protesting the operation of
the hiring hail, that Kaplan took no action that warranted
removal of the protection from him and that the, Union
restrained and coerced Kaplan and other applicants for
employment in the exercise of the rights guaranteed by
Section 7 of the Act, thereby violating Section 8(b)(1XA) of
the Act.
3.
The settlement agreements
The Regional Director set aside the settlement agree-
ments on the ground that Respondents failed to discharge
their
obligations under those agreements. The only
paragraph of the complaint which alleges that the
Association or Matson engaged in conduct that could, be
considered to, be a;failure to discharge said obligations is
VIII(e) which states that the Respondents refused to
dispatch, Kaplan, on September .20, 1969. For the reasons
stated above, I shall recommend - that that section of the
complaint be -dismissed. Paragraph IX of the complaint
alleges that the- Union assaulted Kaplan in violation of the
Act. There is no .contention that-theAssociation or Matson
is liable for , the assault. In,the absence ,of any finding that
the Association or Matson failed to discharge their
obligations or that they engaged in any
, postsettlement
violations ,of the Act, there .is no proper foundation for the
setting
aside
of the settlement agreement in Cases
20-CA-5126 and 20-,CA-5160. The settlement agreement
in those cases is therefore reinstated . As such settled
matters
cannot be resurrected in this case, 1, shall
recommend the dismissal of those portions of the complaint
that allege that the Association or Matson violated the Act.
In its brief,
the Union argues that the settlement
agreement in Cases 20-CB-1893 and 20-CB-1908 was
improperly vacated in that: the settlement agreement was
narrowly worded and encompassed only the collection of
assessments, service , and initiation fees; the settlement
agreement provided that upon compliance with its terms,
no further action was to be taken ; and that, assuming a
violation based on the assault was found, such a violation
would be so unrelated to the matters covered by the
settlement agreement that there was no basis for a finding
that the settlement agreement had been breached . It is true
that the settlement agreement is narrowly drawn and
contains no catchall provision. However, the essence of that
settlement agreement is concerned with practices in the
hiring hall, that unlawfully infringed on rights of Kaplan
and Auraile that were protected under Section 7 of the Act.
The Union's conduct on September 20, 1969, just 4 months
after the settlement agreement, was different hiring hall
conduct by the Union that was also a restriction on
Kaplan's protected activities . There are substantial com-
mon elements in the presettlement and postsettlement
conduct of the Union. In Southeastern Stages, Inc., 174
NLRB 585, enfd. 423 F.2d 878 (C.A. 5, 1970), the Board
reaffirmed a line of cases holding that "independent; or
continuing violations of the Act constitute a breach of the
settlement agreement and justify the Regional Director in
setting aside the agreement and proceeding with the
complaint which covers both the pre-settlement and post-
settlement violations." In enforcing the-Board's order, the
Fifth Circuit Court of Appeals held that:
This leaves for consideration the question as to
'whether the Board' could properly set aside the'
settlement agreement and find a presettlement violation
of Section 8(axl). It should be noted from the outset
that "Southeastern does not deny the use of presettle-
ment conduct as background evidence in support of the
Section 8(a)(3) violation. It contends that thee settlement
agreement is a bar to the maintenance of a charge of
Section 8(axl) violations occurring prior to the
settlement in the absence. of a showing that the violator
has breached its- terms by engaging inthe same type of
conduct as covered-by the agreement.
-
The adoption of Southeastern's ` contention would
unduly limit the Board's power and effectiveness in the
protection of labor and management from unfair labor
practices and would be contrary to the current trend of
the decided cases. As observed by the Supreme Court,
"[The Board] has consistently gone behind [settlement]
agreements . . . where subsequent events have demon-
strated that efforts at adjustment have failed to
accomplish their purpose, or where there has been a
subsequent unfair labor practice. We think this rule
adopted by -the Board is appropriate to accomplish the
Act's purpose with fairness to all concerned." l gllace
Corp. v. NLRB, 323 U.S. 248, 254-255, 65 S.Ct. 238,
241, 89 L.Ed. 216,226-227. This holding of the Supreme
Court has been interpreted to mean that a settlement
agreement can be setaside and presettlement violations
found, when there has been-a breach of the agreement,
or 'when there has been a subsequent independent
violation of the Act by a party to the agreement.
(Citations omitted.)
I find that the settlement agreement in Cases 20-CB-1893
and 20-CB-1908 was properly set,aside.
4.
The Union's ' presettlement conduct
a.
As to Kaplan
In operating an exclusive referralhall, the Union may
require as a condition of referral' that an applicant pay
money to the Union only where the money is due under a
union security clause, that is lawful under Section 8(a)(3) of
the Act or where -the money is a payment for.the use of the
hall and is reasonably related to the value of the services
provided by the Union.
-
-
In Radio Officers' Union v. N.L,RB., 347 U.S.17 (1954),
the United States Supreme Court made it clear that
employees' jobs were to be insulated from their organiza-
tional rights, saying:
Thus Section 8(a)(3) and 8(b)(2) were designed to allow
employees to freely exercise their right to join unions, be
good,, bad, or indifferent members, or abstain from
joining any union without imperiling their livelihood.
The only limitation Congress has chosen to impose on
this right is specified in the proviso to Section 8(a)(3)
which authorizes employers to enter into certain union
security contracts, but prohibits discharge under' such
contracts if membership "was not available, to the
employee on the same terms and conditions generally
applicable to other members" or if "membership was
denied or terminated for reasons other than the failure
PACIFIC MARITIME ASSN.
351
of the employee to tender periodic dues and initiation
fees uniformally required as a condition of acquiring or
retaining membership." ... This legislative history
clearly indicates that Congress ' intended to prevent
utilization of union security agreements for any, purpose
other than to compel payment of union dues and fees.
Thus Congress recognized the validity of the unions'
concern about "free-riders," i.e., employees who receive
the'benefits of union representation but are unwilling to
contribute their share of financial- support to such
union, and gave unions the power to contract to meet
that problem while withholding from unions the power
to cause the discharge of employees for, any other
reason. Thus an employer can discharge an employee
for nonmembership in a union if the employer has
entered a- union security contract, valid under the Act
with such Union, and if the other requirements 'of the
proviso are -met. No other discrimination aimed at
encouraging employees to join, retain membership, or
stay in good standing in a Union is condoned.
In addition to enforcing a valid union security clause, the
Union can require payment of a fee for the use of its hall
that is reasonably related to the value of the services
provided. Local 825, Operating Enginebrs (H. John ,Homan
Co.), 137 NLRB 1043, enfd. 385 F.2d 874 (CA. 2,1967); J.
J. Hagerty, Inc., 153" NLRB 1375; Coal Producers Assn., 165
NLRB 337. Any payment to the Union that is required as a
condition of referral other than those set forth above
violates Section 8(b)(2) of the Act by-causing or attempting
to cause an employer to discriminate against_an employee
in violation of Section 8(a)(3) of the Act, and violates
Section 18(b)(1)(A) of the, Act'by restraining and, coercing
employees iii-the exercise ,of 'their rights guaranteed under
Section 7 of the Act.
The Union's constitution provides for the payment of a,
partial initiation fee before an applicant obtains his Class A
seniority rating and becomes eligible for membership in the
Union. That provision of the constitution is not -under
attack-. However, the payment of the partial initiation fee is
not merely a matter of internal union affairs as expressed in
the constitution, it is also a, condition of registration and
therefore of referral for employment. In mid-July and again
in mid-August 1968, the Union refused to register Kaplan
because he had- not paid' a` $ 100 partial initiation fee even
though Kaplan'had Class B seniority and was not eligible
under the Uni'on's constitution for membership in the
Union. The partial initiation fee demanded was for the
years 1964 through 1967. The-" union security clause
contained in the contract provides that only Class A
employees have to join the Union. As to non-Class A
employees, 'various service fees -'are required. Prior to
September -3, 1969, Kaplan was not a Class A -seniority
employee, he was not required to join the Union under the
union -security clause, 'and he was not even eligible for
membership in the Union. The partial initiation fee was-not
a lawful service fee nor was it required under the union
security clause.
I find that by requiring the payment of a partial initiation
fee as a condition of referral and dispatch, as set forth
above, the Union violated Section 8(b)(1)(A) and (2) of the
Act.
b.
As to Auralle
On July 18, 1968, Auralle was required to pay $20 on a
1958 assessment even though he had only' begun using the
hiring hall in 1968. Patrolman Brooks Powell made it clear
to Auralle that he could not ship out unless he paid the
money. Under these circumstances, the $20 could not be
related to any services provided Auralle by the Union. The
$20 was not required under any union security clause. Such
assessments may not be collected by conditioning employ-
ment on their payment. Cf. Local No. 959, Teamsters (RCA
Service Co.), 167 NLRB 1042.
I find that by conditioning registration and therefore
referral and dispatch on the payment of Auralle, of the $20
for 1958 assessment, the Union violated, Section-8(b)(1)(A) "
and (2) of the Act.
On August 9, 1968, Patrolman Boschetti took Auralle's
registration card and told him that he would retain it until
the $56 for two quarters of service fee was paid. The taking
of the registration card made Auralle ineligible' for
employment until it was returned. The Union was therefore
conditioning registration, referral, and -dispatch on pay-
ment of the $56. This incident occurred on'August 9, 1968,
the service fee for the third quarter of 1968 was not due
until the last day of September 1968 and-payment for the
fourth quarter of that year never became due. Under the
cases cited above, the requirement that Auralle pay the $56"
as a condition of employment would be lawful only if that
money was a service fee reasonably related to the value of
hiring hall services provided by the Union. It clearly was
not dues or initiation fee. On August 9, 1968, no service fee
was due and subsequently only one quarter service fee
became due. Thus, the Union took Auralle's registration
card at a time when he owed no service fee. -
I find that by conditioning registration, referral, and
therefore employment on the payment by Auralle of a
quarterly service fee at ,a time when he did notowe such a
fee, and on the payment of a service fee for a quarter in
which the Union performed no hiring hall services for him,
the Union violated Section 8(b)(2) and (1)(A) of the Act.
IV. THE EFFECTS OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of the Union with respect ,to the matters
found to be violative of Section 8(b)(1)(A) and (2) of the
Act, as set forth in section 111, above , occurring in
connection with the operations of the Association and
Matson described in section I, above, have a close,
intimate, and substantial relation to trade , traffic, and
commerce among the several States and tend to lead to
labor disputes burdening and obstructing commerce and
the free flow of commerce.
THE REMEDY
Having found that the Union engaged in certain unfair
labor practices, I shall recommend that it cease and desist
therefrom and take certain'affirmative action designed to
effectuate the policies of the Act. In formulating an
appropriate remedy, consideration must be given to the
matter of backpay.
'
352
DECISIONS OF NATIONAL LABOR^RELATIONS BOARD
As to the violations that were the subject matter of the
settlement in Cases 20-CB-1893 and 20-CB-1908, the
parties agreed in that settlement that the amount due
Kaplan was $3,060 and the amount due Auralle was $20.40.
The Union, argued, in its brief that this case should not be
decided until the monies paid under the settlement
a eepient were returned to the,Union, but there has been
ention by any party that the dollar figure fixed in
1A
Abets ttlement was unfair. In the absence of any contention
by the parties that the agreed upon backpay was other than
a reasonable approximation of the amount needed to make
Kaplan and Auralle whole for the losses they suffered as a
result of the Union's conduct in those cases, I will accept
the amounts agreed to by the parties. The net effect of this
finding is that Kaplan and Auralle will keep the monies
already paid to them and the Union will be liable for no
further backpay in the cases-that were the subject matter of
the settlement agreement.
With regard to the Union's assault on Kaplan, a serious
argument can be made that Kaplan can only be made
whole for the losses he suffered due to the Union's unfair
labor practice by the payment to him of backpay until such
time as he has sufficiently recovered from the assault to go
back to work. However, in dealing with this area of law,
where State and Board jurisdiction overlap, the Board has
not seen fit to extend the scope of its usual remedial order.
In
Operating Engineers,
Local 513 (Long Construction
Company),
145 NLRB 554, which was a case involving
injuries suffered by an employee-as a result of violent unfair
labor practices of a union, the Board held:
We are dealing here with conduct which, though
violative of the Act, is not beyond the reach of State
power. The Act generally preempts State authority with
respect to conduct within its purview. However, it does
not preempt State authority to deal with breaches of the
peace stemming from the use of force and violence in
labor disputes. The States can act to enjoin such
conduct,, and they can remedy the consequences of such
conduct. It is thus apparent that the lack of a Board
order, awarding backpay to, employees unable to work
because
of injures resulting from this unlawful
conduct, will not leave such employees without redress
against those responsible for their injuries.
In these circumstances we conclude that it best
effectuates the policies of the Act not to extend the
scope of our remedial order beyond that of 'the
traditional, cease-and-desist order for the 'following
reasons: (1) The cease-and-desist order, in conjunction
with the utilization of the contempt procedures
provided in the Act, is well designed to prevent the
recurrence of the unfair labor practices and to vindicate
public rights; (2) to the' extent that the Board has power
to award backpay to employees injured by Respon-
dent's violent conduct, such power derives from the
effect of such conduct on the employee's employment
relationship; yet the employee's loss of pay may be only
a small part of the total required to make him whole,
which total may well include medical expenses as well
as compensation for physical injury and pain, and
suffering; (3) to the, extent that satisfaction of individual
claims which are primarily private in nature may also
serve to further the public interest in obtaining the
peaceful resolution of labor disputes, such interest is
equally well served by the individual's resort to those
remedies traditionally used to process claims resulting
from another's tortious conduct; (4) the numerous and
complicated factual questions involved in settling such
claims are not such questions as,fall.within the Board's
special expertise, but do fall with the special compe-
tence of judge and jury; -and (5) in our opinion, our
exercise of such authority as may reside in the Board to
award compensatory relief might,well exert an inhibito-
ry' effect on the exercise of State authority, and would,
in any event, complicate and confuse the issue, to -the
possible detriment of -the employees whose rights we
seek to protect. (Footnotes omitted.) 30
-
I shall,, therefore, not recommend any backpay based on
the assault. Kaplan's claim to damages based on the assault
will have to be decided in the civil suit that he has brought.
CONCLUSIONS OF `LAW
1.
The Association and its employer-members , includ-
ing Matson, are employers engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
2.
The Union is a labor organization within the
meaning of Section 2(5) of the Act.,
_
3.
By requiring as a condition of registration and
referral for employment from its exclusive hiring hall that
an applicant for employment pay a partial initiation fee
when such applicant was not eligible for membership in the
Union and -when such payment was ' not required by a
lawful union security clause, the Union violated Sections
8(b)(1)(A) and ,(2) of the Act.
4.
By requiring as a condition of registration and
referral from said hiring hall that an applicant pay
assessments to the; Union, the Union violated Sections
8(b)(1)(A) and (2) of the Act.
5.
By requiring as a, condition of registration and
referral from said hiring hall that an applicant pay service
fees for the use of the hiring ,hall when such fees were
unrelated to any hiring hall services performed for, the
applicant by the Union and when fees were not due, the
Union violated Sections 8(b)(1)(A) and (2) of the Act.
6.
By assaulting
Kaplan on September 20, 1969,
because Kaplan protested the manner in which the hiring
hall was being operated, the: Union violated Section
8(b)(1)(A) of the Act.
7.
The aforesaid unfair labor practices ,are unfair labor
practices-affecting commerce within the meaning of Section
2(6) and.(7) of the Act.
8.
Except as set forth in "Conclusions of Law" the
General Counsel. has not established by a preponderance of
the evidence that the - Union engaged , in unfair labor
practices alleged in the complaint.
9.
The General Counsel has not established by a
preponderance of the evidence that the , Association or
30 Accord Local 586,
United Steel! Workers of America, AFL-CIO'
(Inspiration Consolidated Copper Co.), 174 NLRB 189.
PACIFIC MARITIME ASSN.
353
Matson engaged in the unfair labor practices alleged in the
[Recommended order omitted from publication.]
complaint.