193 NLRB 654
U. S. Oil and Refining Co.
654
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
U.S.
Oil and Refining Company and Oil, Chemical,
and
Atomic
Workers International
Union,
AFL-CIO. Case 19-CA-5015
qualifications
Accordingly,
it is unnecessary for us to reach, and we
decline to pass upon , any alternative grounds that might support dismissal
of allegations covering the aforementioned strikers.
October 8, 1971
DECISION AND ORDER
BY CHAIRMAN MILLER AND MEMBERS
FANNING AND JENKINS
On June 21, 1971, Trial Examiner E. Don Wilson
issued his Decision in the above-entitled proceeding,
finding that the Respondent had not engaged in
certain alleged unfair labor practices and recom-
mending dismissal of the complaint in its entirety, as
set forth in the attached Trial Examiner's Decision.
Thereafter, the General Counsel filed exceptions to
the Trial Examiner's Decision and a supporting brief;
and the Respondent filed a reply brief thereto.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection with this case to a three-member
panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the Trial
Examiner's Decision, the exceptions and brief, and
the entire record in this case, and hereby adopts the
findings,( conclusions,2 and recommendations of the
Trial Examiner.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the Recommend-
ed Order of the Trial Examiner and hereby orders that
the complaint be, and it hereby is, dismissed in its
entirety.
i We note that the Trial Examiner inadvertently referred to the period
when vacancies for employment became available for the strikers as
between February 20 and October 15, 1970, rather than between February
20, 1970, and February 6, 1971, as amended at the hearing The Trial
Examiner's Decision is accordingly corrected
2 We agree with the Trial Examiner that Respondent did not violate
Sec 8(a)(3) by refusing to offer reinstatement to strikers Baumgartner,
Decker,
Dodge,
Dufresne,
Edwards,
Hiatt,
Ben J
Howard, Randy
Howard, Jenkins, and McKenzie However, in doing so, we rely solely on
the Trial Examiner's finding, with which we agree, that, under the total
circumstances, the named strikers were offering to return to work only on
condition
that Respondent waive its lawfully imposed requirement that
employment be conditioned upon satisfaction of certain educational
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
E. DON WILSON, Trial Examiner: Upon a charge filed on
October 29, 1970, by Oil, Chemical and Atomic Workers
International Union, AFL-CIO, herein the Union, the
General Counsel of the National Labor Relations Board,
herein the Board, issued a complaint, dated January 7,
1971, alleging that U.S. Oil and Refining Company, herein
Respondent, violated Section 8(a)(3) and (1) of the
National Labor Relations Act, herein the Act. Respondent
has duly answered, claiming it committed no unfair labor
practices.
Pursuant to due notice, a hearing in this matter was held
before
me on March 23 and 24, 1971, at Seattle,
Washington. General Counsel, Respondent, and Charging
Party fully participated and General Counsel's and
Respondent's briefs have been received and considered.
Upon the entire record,' including my close observation of
the witnesses, I make the following:
FINDINGS OF FACT
1. RESPONDENT' S BUSINESS
Respondent is a Delaware corporation engaged in the
refining of crude oil at Tacoma, Washington. During the
past year, Respondent purchased goods, etc., valued in
excess of $50,000 directly from points outside the State of
Washington. At all material times it has been an employer
engaged in commerce within the meaning of the Act.
11. THE LABOR ORGANIZATION
At all times material, the Union has been a labor
organization within the meaning of the Act.
111. THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Issue
In issue is whether about February 20, 1970,2 the
employees named in so-called annex A to the complaint,
who had been on an economic strike, made an
"unconditional offer through the Union to return to their
former or substantially equivalent positions of employ-
ment", between the above date and October 15, did certain
vacancies for employment become available for the
strikers;
between
February 20 and October 15, did
Respondent fail to offer jobs to applicant strikers as
i Respondent's unopposed motion to correct transcript is granted
2 Hereinafter all dates refer to 1970, unless otherwise stated
Various
dates were amended at the trial
193 NLRB No. 94
U.S. OIL AND REFINING CO.
655
positions became available; by such conduct, if true, did
Respondent violate Section 8(a)(3) and (1) of the Act?
B.
The Facts
On July 24, the Board, no exceptions having been filed,
adopted the findings and conclusions of Trial Examiner
Allen Sinsheimer, issued on June 24. It involved Cases
19-CA-4542 and -4580. The Board in that case dismissed
the complaint against this Respondent, in its entirety.
The Trial Examiner's Decision was 33 pages long. I do
not intend to summarize it, simplify it, or condense it. It
speaks for itself. The Board having adopted it, it is the law
insofar as it applies to relevant issues in this case.
It should suffice to say that Respondent had a regular
college or scholarship program of which the Union was well
aware,
and that Respondent very much wanted it
continued. There had been for a while a degree of flexibility
in the plan but with a union in the picture flexibility was
110ut"3 excepting by mutual agreement. I find no need to
refer to "grandfather" clauses, as in the prior Decision.4
Respondent had, as an employment policy and condition
of employment in the "lab," that employees be enrolled in a
scientific course, engineering, pre-med biology, et. al. This
policy, long before initiated for good and noble reasons,
became relaxed for a period of time, but for the times here
in issue, there is no doubt that an employee in the lab was to
be in a college program, details of which may be read in
Sinsheimer's Decision; but as to strikers, was to be more
relaxed, e.g., educational major, etc
Clearly Respondent had no union animus. For many
years the Union had represented the production and
maintenance employees and there is no evidence in the
prior or this case that Respondent committed overt unfair
labor practices. As found in Sinsheimer's case, Respondent
had properly bargained as to the "College and/or
Scholarship" program. Respondent's position was found to
be "tenable."
Respondent's position as to requiring lab employees to
take one of various scientific majors and do comparatively
well in them, particularly in light of all the facts found in
the
prior case,
was entirely reasonable, since it was
obviously trying to finance young men of some ability
through scientific courses.5
The Union was certified by the Board as collective-
bargaining representative of
Respondent's laboratory
employees on March 19, 1969. Bargaining began shortly
thereafter and continued through September 1970. The unit
employees went on strike in furtherance of the Union's
position on August 28, 1969.6
On February 20, almost 6 months later, the Union wrote
Respondent, saying the strike had been terminated and that
on behalf of the laboratory employees it represented, the
Union was making an unconditional request that the
employees be reinstated. It noted it was enclosing a
"Request for unconditional reinstatement" signed by 11
individual
employees.
Eleven employees, presumably
strikers, did not make an "unconditional request" for
reinstatement,
but rather applied "for unconditional
reinstatement" to their former jobs.? I do not know what
the Board's position will be, and recognizing that such
requests are sometimes "inartful," I do not consider an
application
for
"unconditional reinstatement" at all
equivalent
to
an
"unconditional
request
for
reinstatement." 8 This may be hair splitting, but in light of
the entire record I find that is what these economic strikers
sought-"unconditional reinstatement."9 Respondent was
under no obligation to grant "unconditional reinstatement"
to these strikers, not merely because they had been
replaced, but also because Respondent had a right to
impose lawful conditions concomitant with their reinstate-
ment to employment.
Respondent did not long delay in replying to the
February 20 applications. On February 27, it requested the
applicants, "before acting on your request" for reinstate-
ment, that they return an enclosed questionnaire. 10
The questionnaire, in light of Respondent's established
labor relations policies with respect to lab employees,
addressed to men who had been striking, and out of touch
with Respondent not for a week but for about 6 months,
was as innocuous as I can conceive. Respondent wanted to
know whether these applicants for unconditional reinstate-
ment met the basic requirements for employment in the lab,
before Respondent granted, or perhaps considered, their
offer. Within due and not unreasonable time, Respondent
sent to the applicants a questionnaire before it determined
whether to offer reinstatement to some or all of them. The
questions were simple-not confusing-not asking for
anything but facts which might disclose eligibility for
employment as spelled out in this case but more so in the
prior Sinsheimer case.
So, Respondent asked the applicant if he'd been working
at a substantially equivalent job; if so where, etc., and if still
employed; if applicant were presently enrolled in an
accredited college, et.al., and if so, to name the school, date
of current enrollment, courses, number of semester credits
in each course and degree sought. Further, Respondent
sought from the applicants the name of the school and the
date they enrolled and courses and credits, as well as degree
sought. They were asked to state if they were not currently
enrolled in school, whether they intended to enroll, when
and where, and what courses they intended to take.
In view especially of the prior Decision in this matter, it is
obvious to me that it was reasonable and fair and sensible
for Respondent to inquire of economic strikers who applied
"for unconditional
reinstatement
to our jobs in the
Laboratory" of Respondent whether they continued to
3 For Respondent
4 1 find no need to discuss Baumgartner and/or Dennis Paul
S Respondent's officers had had some difficulty in financing their own
college education
6 It was an economic strike
4 I find a distinct if manful difference
8 Respondent could not condition their hours of employment, wages,
etc.
9 They were then claiming to be unfair labor strikers.
10 Note Respondent wanted, with some unimportant exceptions, lab
employees
who needed money to complete scientific studies See
Sinsheimer's Decision, supra.
656
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
meet
Respondent's reasonable requirements for such
employment.ti If not, there was no point in offering
"unconditional" or any other type of reinstatement. 12 A lab
job and employment and "education" were a unity and
were indistinguishable one from another.
The Union, their representative, advised the strikers not
to reply to this reasonable, and in Respondent's eyes
necessary,
questionnaire.
All excepting
Don Petersen
followed the Union's advice or directions.
It is conceded by General Counsel that as of February 20,
all
strikers had been permanently replaced. Between
September 30 and February 6, 1971, five new employees
were hired and between these dates, jobs were not offered
to the "employees" or ex-strikers named in "Annex A" of
the complaint. General Counsel, in his excellent brief,
concedes the strikers were economic in nature or law.
I am not now going to discuss the unique case of Don
Petersen whose demeanor and testimony viewed as a whole
impressed me most unfavorably. More of him later on.
Speaking generally as to the applicants for reinstatement,
and not Petersen, General Counsel insists that Laidlaw
Corporation,
171 NLRB No. 175, is controlling. Certainly,
as Board law, that decision is the law so far as I am
concerned excepting that the U.S. Supreme Court might in
some relevant or material manner differ.
As did the Board in writing the above decision, I must be
guided by the Supreme Court's Decision in N L.R.B. v.
Fleetwood Trailer Co., 389 U.S. 375.
General
Counsel
urges that under
Laidlaw, supra,
economic strikers who have been permanently replaced and
who have "unconditionally applied for reinstatement"
when their positions are filled by permanent replacements,
unless they have acquired regular and substantially
equivalent employment,13 retain their status as employees
and are entitled to reemployment upon the departure of
their replacements unless the employer can establish that
failure to offer reinstatement was for legitimate and
substantial business reasons.
Unfortunately for General Counsel, he begs the question.
The Union had been recognized as bargaining agent for
perhaps 14 years in another unit. Union animus is absent.14
As found by Sinsheimer, the Respondent properly bar-
gained on the "college scholarship program." As Sinsheim-
er found, having observed Adams, Adams intended "to
limit the college program to either undergraduates or
chemistry graduates."
See the last of the preceding paragraph beginning on page
2 and being the top of page 3 of General Counsel's brief. He
does not completely set forth Board law as amplified by the
Supreme Court's Fleetwood Decision, supra. This Respon-
dent
has shown
"legitimate
and substantial business
justification for not offering full reinstatement to these
strikers." They would not advise it, under orders of the
Union, whether they had, were, or would comply with
Respondent's requirements for a free will offering by
Respondent of assistance in getting an education. Had any
11 The requirements were at least benevolent
12 If they did not meet the reasonable requirements for reemployment
an offer was pointless
13 The record is probatively silent as to this
14 No substantial evidence thereof
of these strikers obtained "other and substantially equiva-
lent employment?" 15 This Respondent has unmistakably
shown in the record before me and in the so-called
Sinsheimer case, legitimate and substantial reason not to
hire the replaced strikers. This is so especially true when it is
recognized that by the time the vacancies occurred, the
strikers for months, pursuant to the Union's directions, had
failed to provide, as politely requested, Respondent with
simple information as to their past doings, current
conditions, and future plans. Such information was vital to
Respondent's long established program of employment for
lab
employees.
This
Respondent had legitimate and
substantial reasons for its actions.
With assured respect for General Counsel's arguments, I
think and find that Respondent, having sent the innocuous
questionnaires to the strikers who had made their own
requests, was under no obligation whatsoever to seek the
same information through the Union. The Union knew the
information sought, advised the strikers not to furnish it,
and though it thereafter from time to time met with
Respondent, never volunteered the information or volun-
teered to cooperate in getting it. It told the employees not to
answer and did not, itself, answer them again. I don't at all
buy General Counsel's argument that Respondent should
again and again have sought simple nonincriminating
information from the strikers. Certainly the experienced
union representative, Mr. Coragliotti, didn't have to be told
what to do by Respondent's representative. He mistakenly
did what he thought was right.
Irving
Helbling was Respondent's advisor in labor
relations. He met often with the Union. He was active in the
so-called Sinsheimer case. He was an honest witness. His
demeanor impressed me favorably. I credit his testimony
before me here. I find Coragliotti proposed in April or later
that they settle the whole matter by reinstating all strikers
and entering into a so-called proper contract.
I find no necessity for Respondent, through Helbling or
any one else, to repetitively seek information which might
qualify an employee, striker, for reinstatement. The request
for filling out and returning the questionnaires was, I find,
proper and at least reasonable.
This case is not only devoid of union animus-it
demonstrates every good faith effort by Respondent to deal
in good faith with its employees 16 and the Union.
Respondent requested the employees to fill out and return
the proper questionnaires "as soon as possible." 17
The union agent made it clear at the hearing why the
strikers were instructed not to reply to Respondent. A
hearing was pending and the Union did not want to
prejudice itself.18 General Counsel improperly, in my view,
contended it was improper for Respondent to ask these
questions in connection with a college or scholarship
program that went back to 1958. He refused, politely, to
state whether an ex-striker or striker could have abandoned
any idea of going to college, etc., and could still be entitled
to reinstatement in the circumstances of this peculiar case.
15 Great Dane Trailers, 388 U S 26
16 Strikers
17 Only Donald Petersen returned it
18 How could the offer to return be "unconditional7"
US OIL AND REFINING CO.
He took the position that while an unfair labor practice
proceeding 19 was pending, an economic striker did not
have to answer a simple questionnaire even though the
striker had applied for "unconditional reinstatement." He
took the position that in spite of the requests for
"unconditional reinstatement," the simple questionnaires
either expressly sanctioned by Fleetwood, supra, or obvious-
ly properly related to their eligibility status, were improper
and not innocuous, because made "in the heat of an unfair
labor practice proceedings," generated by the Union.20
This is a non sequitur. If the strikers were still contesting the
often claimed and maintained right of Respondent to make
proper college enrollment a condition of employment,21
how could their offer to return to work be unconditional?
I have not as yet considered the case of Petersen, the only
one of the alleged 8(a)(3)s to testify. I soon will.
I here find, that in light of the absence of returned
questionnaires, as above found, that with respect to all the
named 8(a)(3)s in the complaint, excepting for the moment,
Petersen, Respondent has firmly and plainly established
"legitimate and substantial business justification for not
offering full reinstatement, to these strikers."22 Respondent
committed no unfair labor practice of any kind with respect
to them.2r;
Petersen is the only alleged 8(a)(3) who appeared to
testify. His demeanor impressed me very unfavorably. He
failed in any way to convince or persuade me that R2, R3,
and R4 were not signed by the same person, him. There are
some differences in each signature, but unless calculatingly
determined to sign three signatures identically, such would
be true of most of us. I do not for a moment believe that he
told Adams he would not apply for college enrollment in
September 1970 but instead said he was getting married and
would go to college in the fall of 1971. Such would be
completely contrary to Respondent's proven and estab-
lished college and scholarship program.24 I do not believe,
in light of Sinsheimer's case and this record, that
Respondent would have offered Petersen a job, when there
was only a possibility he would attend college a year and a
half later In other words, I believe he was offered
reinstatement with an understanding that he would return
to college in September 1970, and rejected it, or otherwise
he blatantly lied in saying the date was September 1971.
Petersen wrote to Washington University early in the
latter part of April.25 He had college transcripts by May 1.
He had been told by Adams to obtain "College transcripts,
as soon as possible." The job was not to be offered to him
until after Adams saw the transcripts. He did not speak to
his then employer about returning to Respondent to be
19 Sinsheimer's case, supra
20 No unfair labor practices
21 One of the reasons they were striking
22 Fleetwood Trailer Co, supra
23 So much time having elapsed between the time the strike began and
the dates when vacancies occurred , and indeed so much time having passed
until the requests for "unconditional reinstatement," Respondent could not
have known in light of the strikers' and Union's continued silence whether
the strikers were any longer qualified for the special type of employment
available in Respondent's lab They may have secured permanent and
better employment elsewhere They may have abandoned the pursuit of
further education They might have died Having made their applications,
in improper form, they ignored Respondent even after the Board affirmed
Sinsheimer It, to me, is absurd to expect Respondent, day after day, or
657
employed. According to Petersen, Adams had to see the
transcripts "as soon as possible" and then work out an
agreement for going to school and working hours. Adams
told him he had a receipt for the job offering in writing as of
April 23.26
He admitted he was mistaken in saying he had the letter
delivered to him on May 1. He earned no credits at Tacoma
Community College in 1969, though according to him he
attended the college.27 He hastily sought transcripts from
his
attendance
at
Washington
University
and
"reinstatement." He sought "reentry." The college replied
on April 24, requesting that he fill in an application for
reenrollment. He couldn't recall whether he reapplied. He
admitted that as of the time of the trial he had attended no
college, at least since he went on strike. He didn't believe
Washington College in early 1970 would send him an
application for reenrollment in 1971. Although he got one,
he was sure he never asked for an application. I do not
credit his testimony that when he left Adams office he was
not intending to enroll in college in the fall of 1970, and that
the fall of 1971 was an afterthought. The transcript from
University of Washington established he had not declared a
major and that the subjects he took were not related to
engineering or chemistry.
Petersen did not comply with Adams' obvious require-
ment that he enroll in college for the fall of 1970. It is clear
from Sinsheimer's Decision that the Employer was entitled
to
require
compliance
with its college scholarship
program-and not expect such to happen a year and a half
later. Although required by Adams to do so, Petersen never
presented to Adams his college transcripts.28
I see no need to spell out Petersen's version of his
dealings with his father and Adams on May 1.29 Petersen's
testimony, assuming, arguendo, it to be true in any respect,
shows a complete neglect with respect to reasonable
requirements for reinstatement as posed by Adams. Again
assuming arguendo,
Petersen had not directly received
Adams' April 23 letter when he spoke to Adams on May 1,
he could have expressed more of a spirit of cooperation and
perhaps made other arrangements. He impressed me, under
close observation, as an unreliable witness. He admitted
that in filling out the original questionnaire, he made
statements he thought Adams would like to hear rather than
stating the truth. He was at least "confused" as to whether
he would have to give his employer I or 2 weeks notice and
what he told Adams in this regard. He admitted that at
least, in part, he did not tell the truth when he filled out
Respondent's questionnaire. He wrote the untruth because he
believed it would be more pleasing or convincing to Adams and
week after week, to ask applicants for employment if they have what
Respondent believes are the requisite qualifications which in the
circumstances of the case might readily vary so far as the applicant is
concerned, especially since the strikers named in the complaint, with the
exception of Petersen, never answered the questionnaire , and the Union
told them not so to do
24 Adams was dead at the time of this hearing
25 Obviously for 1970 credits
26 As previously noted I am not at all persuaded he did not sign for
receipt of that letter
27 He withdrew from all classes
28 For, to me, obvious reasons
29 Petersen's father was never called as a corroborating witness, and
there was no evidence he was not readily available
658
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
was "complying with my parent's suggestion." He may well
have been so motivated in testifying before me, although he
denied such. There were other contradictions in his
testimony I find it unnecessary to spell out.
It must be borne in mind that at almost all times the
union representatives were seeking reinstatement of all
strikers and discharge of all replacements.30 It also sought a
contract.
I have not ignored the fact that the Union filed a charge
against Respondent on March 23, claiming Respondent
was committing an unfair labor practice by not discharging
permanent replacements and hiring the strikers in their
stead. I find, based on the entire record and believing
Helbling as I do, he never indicated he would reinstate the
strikers if charges were withdrawn
Before concluding this overlong Decision, it should be
noted that I have not in any way disregarded the ruling of
Laidlaw, supra, but, of course, I have given considerable
attention to the Decision of the Supreme Court in
Fleetwood, supra.
When the stnkers here applied for
reinstatement, vacancies were nil. At that time the College
Scholarship program, of long standing, was out of kilter.
Management had a natural and substantial and business
interest whether any, if not all, the stnkers were ready to
comply with the program, even without regard to its
scientific specifics. The obvious purpose of the question-
naire was not to weed out strikers, but to find among them
those
who most closely complied with Respondent's
legitimate requirements, financial need, college plans, etc.
The Union admittedly deliberately frustrated Respondent
in obtaining this information necessary for a full compli-
ance with Fleetwood, supra. Since the time the strike began,
Respondent has strictly complied with all the requirements
of its own legitimate program. Respondent was willing, for
the sake of harmony, to relax its rigid standards for
returning strikers.
The record does not reveal to me whether any striker has
substantially equivalent employment or in any manner
qualifies under the college-scholarship requirements of
Respondent. I am not satisfied, in light of the entire record,
that the strikers ever sought or intended to make an
unconditional request for reinstatement. Such has not been
proved by probative and substantial evidence to my
satisfaction. If they had so intended, they would have filled
out and returned the innocuous questionnaire. The fact is,
they still sought a contract, discharge of all replacements,
and return of all strikers on their own terms.
I recognize that evidence of specific union animus is
nonessential in a case like this. Careful study of the record
reveals none, though General Counsel urges it exists.
Having sent out the legitimate questionnaire there was no
requirement that
Respondent, as urged by General
Counsel, repeatedly tell the Union that the information was
important to it. I do not presume the Union or its
representatives were ignorant of the law or were otherwise
ignorant.
With no evidence to support the statement, General
Counsel states, "Obviously, Respondent was delighted that
all, except one employee, refused to return the question-
naire."
This,
as
noted, is an unsupported baseless
conclusion.
Also General Counsel attempts to equate employees
employed under a college-scholarship program such as this
Employer had, with truck drivers. I find only a non sequitur.
Things might have been much different if the strikers had
"unconditionally sought reemployment" a week, rather
than months, after the strike began. But they did not.31
CONCLUSIONS OF LAW
Upon the basis of the foregoing findings of fact and the
entire record, I make the following conclusions of law:
1.
At all material times, Respondent has been an
employer engaged in commerce within the meaning of the
Act.
2.
At all material times the Union has been a labor
organization within the meaning of the Act.
3.
The record does not establish by a preponderance of
the substantial evidence that Respondent engaged in unfair
labor practices within the meaning of the Actor as alleged
in the Complaint.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended: 32
ORDER
The complaint is dismissed in its entirety.
30 See the truthful testimony of Helbhng
findings, conclusions, and recommended Order herein shall, as provided in
31 In the course of months, qualifications might well change and
Section 102 48 of the Rules and Regulations , be adopted by the Board and
probably did
become its findings, conclusions, and Order, and all objections thereto
32 In the event no exceptions are filed as provided by Section 102 46 of
shall be deemed waived for all purposes
the Rules and Regulations of the National Labor Relations Board, the