193 NLRB 600
Mallow Plating Works, Inc.
600
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Mallow Plating Works, Inc. and International Brother-
hood of Teamsters , Chauffeurs,
Warehousemen
and Helpers of America , Local Union No. 4351
Mallow Plating Works, Inc. and Delivery Drivers,
Warehousemen and Helpers Local Union No. 435,
International Brotherhood of Teamsters, Chauf-
feurs, Warehousemen and Helpers of America.
Cases 27-CA-2986 and 27-RC-3860
October 7, 1971
hereby orders that the Respondent , Mallow Plating
Works, Inc., Denver, Colorado, its officers , agents,
successors, and assigns, shall take the action set forth
in the Trial Examiner's recommended Order.
IT IS FURTHER ORDERED that the complaint be
dismissed insofar as it alleges that Arlen K. Dunbar
was discharged because of his interest in and activities
on behalf of the Union.
IT IS FURTHER ORDERED that the petition in Case
27-RC-3860 be dismissed and all proceedings ther-
ewith be vacated.
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND
KENNEDY
On June 14, 1971, Trial Examiner James R.
Hemingway issued his Decision in the above-entitled
consolidated proceeding, finding that Respondent
had engaged in certain unfair labor practices alleged
in the complaint and recommending that it cease and
desist therefrom and take certain affirmative action,
as set forth in the attached Trial Examiner's Decision.
The Trial Examiner further found that Respondent
had not engaged in certain other unfair labor
practices alleged in the complaint and recommended
that such allegations be dismissed. The Trial Examin-
er also found that certain conduct of Respondent had
interfered with the election held on July 30, 1970, in
Case 27-RC-3860 and recommended that the elec-
tion be set aside and that Case 27-RC-3860 be
thereafter closed by the National Labor Relations
Board in a manner consistent with the Trial Examin-
er's recommended remedy in Case 27-CA-2986.
Thereafter, the General Counsel and Respondent
filed exceptions to the Trial Examiner's Decision and
supporting briefs.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection with this proceeding to a three-
member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the Trial
Examiner's Decision, the exceptions and the briefs,
and the entire record in the case, and hereby adopts
the findings,2 conclusions,-; and recommendations of
the Trial Examiner.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations
Board hereby adopts as its Order the
recommended Order of the Trial Examiner, and
I The name of the Union in the representation case is as shown in the
petition for certification and the names in the C case is as shown in the
charge and amended charges The Trial Examiner found that it is the same
union
% The Trial Examiner's finding that by June 3, 1970, the Union had
secured authorization cards from 19 employees out of approximately 32 in
the unit is supported by the record
i We agree with the Trial Examiner that Respondent's
conduct
preceding the election , which included threats to the employees , including
threats to close the plant ,
interrogation ,
prohibiting employees from
discussing union activities on company premises , and a discriminatory
layoff,
has undermined the Union 's majority status and impeded the
election process in our opinion , a bargaining order is warranted in this
case on the basis of these 8(a)(l) violations alone Our conclusion is further
supported by the 8(a)(3)
violation as found by the Trial Examiner
Therefore, a bargaining order is justified here , even in the absence of an
8(a)(5) allegation , to remedy Respondent's unlawful conduct which has not
only interfered with the election , but has rendered it improbable that a fair
and meaningful second election could be held
N L R B v Gissel Packing
Company, 395 US 575, 615-6616
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
JAMES
R.
HEMINGWAY,
Trial
Examiner :
This is a
consolidation of hearings on objections to an election and a
complaint case based on alleged unfair labor practices
under Section 8(a)(1),(3), and (5) of the National Labor
Relations Act, as amended, 51 Stat. 151 et. seq., herein
called the Act.
The original charge was filed on June
4,
1970, by
International
Brotherhood of Teamsters,
Chauffeurs,
Warehousemen and Helpers of America, Local No. 435,
herein called the Union, ' against Mallow Plating Works,
Inc., herein called the Respondent, alleging violations of
Section 8(a)(1) and (3) of the Act. An amended charge was
filed on June 16, 1970, adding another alleged violation of
Section 8(a)(3) of the Act. Upon these charges, a complaint
issued on June 30,
1970, alleging that Respondent had
discharged its employees Ed Johnson , on June 3, 1970, and
Arlen K . Dunbar on June 12 , 1970, because of their interest
in
and/or
activities
on behalf of
the
Union; that
Respondent on June 4, 1970, had unlawfully interrogated
an employee and created an impression of surveillance and
that on June 9, 1970, Respondent had prohibited employees
from discussing union activities on Respondent's premises
in violation of Section 8(a)(1) of the Act. Respondent filed
an answer on July 17, 1970, denying the commission of the
' The name of the Union in the representation case is as shown in the
petition for certification and as shown in the C case is as shown in the
charge and amended charges
Different
business agents signed the
respective documents it is the same union, i find
193 NLRB No. 96
MALLOW PLATING WORKS, INC
601
alleged unfair labor practices. On November 13, 1970, the
Union filed a fourth amended charge2 alleging a violation
of Section 8(a)(3) and (4) of the Act. An amendment to the
complaint issued on December 29, 1970, alleging a threat to
employees by the Respondent, on July 29, 1970, that they
would lose all favorable working conditions if they should
choose the Union to represent them in the election on July
30, 1970, a threat that Respondent might close its place of
business should the employees choose a labor organization
to represent them, and a direction to employee Dunbar to
rescind and withdraw his statement given before an agent
of the National Labor Relations Board, herein called the
Board. The amendment to the complaint also alleged an
appropriate unit, a majority in that unit by the Union, and
an averment that the Union, at all times since June 2, 1970,
has been the representative of the Respondent's employees
for the purposes of bargaining with respect to rates of pay,
wages,
hours
of
employment, and other terms and
conditions of employment. On January 8, 1971, Respon-
dent filed an answer to the amendment to the complaint in
which it denied all the allegations of the amendment except
those of the appropriate unit.
The Union lost the election held on July 30, 1970, and
filed objections to the election on August 4, 1970. The
objections are substantially the same as the alleged 8(a)(1)
and (3) violations occurring during June and July 1970. The
Regional Director, in his Report on Objections, issued on
September 15, 1970, ordered a consolidated hearing in the
complaint and representation cases
Pursuant to the aforesaid order, duly served on
Respondent, a hearing was held before me in Denver,
Colorado, from January 27 to 29 and on March 11, 1971. At
the close of the General Counsel's case in chief, the General
Counsel moved to amend the complaint to conform it to
evidence of additional alleged violations of Section 8(a)(1)
of the Act. The motion was granted. The Respondent then
moved to dismiss the 8(a)(3) allegations of the complaint on
the ground that they had not been supported by probative
evidence and that the General Counsel had not made out a
prima facie case. Respondent's motion was denied. At the
close of all the evidence, the parties waived oral argument
but requested time in which to file briefs and time was
granted. Within the time granted, a brief was received only
from the General Counsel From my observation of the
witnesses and upon the entire record in the case, I make the
following.
FINDINGS OF FACT
I
RESPONDENT'S BUSINESS
The complaint alleges, the answer admits, and I find, on
such admitted allegations and on all the evidence, that
Respondent is a Colorado corporation engaged at its
Denver, Colorado, plant in the business of straightening
automobile bumpers and plating them and other objects. In
the course and conduct of its business, Respondent
annually purchases and receives goods and materials
valued in excess of $50,000 directly from sources located
outside the State of Colorado. I find that the Board has
jurisdiction and that it will effectuate the policies of the Act
to assert jurisdiction in this case.
II. THE LABOR ORGANIZATION INVOLVED
The Union is a labor organization, within the meaning of
the Act, claiming to represent a majority of Respondent's
employees on the following unit alleged in the amendment
to the complaint to be the appropriate unit and conceded so
to be in Respondent's amended answer:
All production and maintenance employees, includ-
ing production employees, shippers, wrappers, and
drivers employed by the Respondent at its Denver,
Colorado plant, excluding all office clericals, sales
representatives, guards, and supervisors as defined in
the Act.
This is substantially the same as the unit described in the
Stipulation for Certification upon Consent Election,3 and I
find it to be an appropriate unit within the meaning of
Section 9(b) of the Act. The General Counsel seeks a Gissel
remedy in this case, the evidence showing that by June 3,
1970, the Union had secured authorization cards from 19
employees out of approximately 32 in the unit.4 The
remedy will of course depend on the findings hereinafter
made as to the unfair labor practices alleged in the
complaint.
III. THE UNFAIR LABOR PRACTICES
A.
Interference, Restraint, and Coercion
1.
The facts
The authorization cards for the Union were signed
between May 31 and June 2, 1970. On June 3, 1970, the
Union filed with the Board a petition for certification.
Respondent admits that it received a copy thereof in the
mail on the morning of June 4, 1970. (All dates hereinafter
will be in the year 1970 unless otherwise stated.) A disputed
point is whether the Respondent learned of the drive for
signing of union authorization cards by June 3, as the
General Counsel contends it did, or not until the morning
of June 4, when the Respondent received notice of the filing
by the Union of a petition for certification, as the
Respondent contends it did. However resolution of this
issue will affect only the question of the propriety of the
layoff of Ed Johnson on June 3.
On about June 3, according to James Johnson (no
relation to Ed Johnson) at approximately 10:30 a.m.,
Manager Kokesh called him into the office and, according
to Johnson, asked him what his grievance was. (Whenever
the name Johnson is used hereafter without an initial or
2 The intervening amended charges having been withdrawn
J The Stipulation for Certification upon Consent Election does not
mention maintenance employees, but there is no evidence that Respondent
employed any
4 The Respondent contests the validity of most of the cards because
proof as to most of them was confined to testimony of Strausborger that he
gave blank cards to individual, named employees and that in each case the
employee returned the card filled in and signed
This had been held
sufficient
proof
of
execution
of the authorization cards
Northwest
Engineering Company, 158 NLRB 624, Lifetime Door Co, 158 NLRB 13,
enfd 390 F 2d 272 (C A
4), Gordon Manufacturing Company, 158 NLRB
1303, Ship Shape Maintenance Co, Inc, 189 NLRB No 58, McEwen Mfg
Co, 172 NLRB No 99
602
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
given name, it will refer to Ed Johnson.) J Johnson told
Kokesh that he did not like having his wages cut, as had
happened
earlier when he had been transferred from
polishing to inspection. Kokesh, according to J Johnson,
remarked, "We have been together a long time " J Johnson
at first testified that Kokesh had said that he did not know
if he could do anything "about this" (the wage cut) or not,
but he promptly amended his answer to quote Kokesh as
saying, "I don't know if we can do anything about this
Union bit or not . . . I don't know " J Johnson may have
been
confusing two different conversations, but the
confusion was never straightened out, and Kokesh was not
questioned specifically about this conversation. Respon-
dent's counsel asked Kokesh only if he had ever had a
conversation with James Johnson about getting rid of Ed
Johnson, a conversation that James Johnson had not
testified was with him.5 Despite the lack of direct denial by
Kokesh, however, the Respondent did cast some doubt on
the accuracy of James Johnson's testimony. The latter had
testified that the cut in his wages had been in May, that he
had spoken with Kokesh about it then, and that his wages
were later restored to the original rate as a result. The
Respondent's records show that the paycut that Johnson
was speaking of occurred during the week ending April 8.
His original wage rate was restored during the week ending
April 22 But subsequently, when Respondent's counsel
asked, "Now you never discussed the Union with Bob
Kokesh, did you?" J. Johnson replied that he had done so at
his home after the Respondent had received notice that the
Union had filed a petition However, J Johnson demon-
strated that he did not think of the conversation with
Kokesh in the office as one "about" the Union, and he
fixed the date of June 3, he testified, by a statement he had
given the Board on June 8 J. Johnson testified that, by the
time Kokesh had called him to the office on June 3, Kokesh
knew about the authorization cards because "somebody
slipped out that the cards had gotten out
" I do not take
this as evidence of what Kokesh knew before June 4, and I
believe that J Johnson was mistaken about the date. Since
there is evidence that other employees were also called in to
be questioned about their reasons for wanting the Union,
but on June 4, I find that Kokesh did call J Johnson into
the office to learn his reasons for wanting a union.
However, I find that the date of this was more likely June 4.
On June 4, in the afternoon, Kokesh called employee
Floyd Archuleta into the office and told him that DO.
(President Mallow) had asked him to call in the older
employees and ask why they were dissatisfied and why they
wanted a union (Archuleta had been employed longer than
any of the other production employees.) Kokesh added that
Mallow had been upset and had gone home that morning
Archuleta told Kokesh that he wanted the Union because
he wanted job security. He told Kokesh that he knew that
Mallow was against the Union During the conversation,
according to Archuleta, Kokesh told Archuleta that he
could not tell him how to vote-that he should vote
according to his conscience
Archuleta testified that
Kokesh also said that he knew that "the Union had come
out of the polishing room, the cards had come out." The
cards had, in fact, been distributed by a polisher. Although
the conversation lasted 20 or 30 minutes, Archuleta gave no
more of it.
On June 5, Kokesh called groups of employees into the
office, one employee from each department in each group,
and, as General Manager Korte put it, "went over the guide
lines of union organizational attempt" that was provided to
the
Respondent by the Mountain States Employers'
Council. According to one employee, Daniel Dorman,
Kokesh had a list of companies that had unions and the
rates of pay at such places. Employee Robert Elias quoted
Kokesh as saying that he could not ask questions directly
but that they could volunteer information if they wanted to.
The General Counsel makes no claim that there was
anything improper in what Kokesh told the employees at
the meetings on June 5.
On June 9, a group of four or more production employees
were standing near the coffee pot in the straightening room,
talking and drinking coffee. Three of them were bumper
straighteners-Henry Dorman, Arlen Dunbar, and Marvin
Naggatz.6 A fourth, Daniel Dorman, brother of Hank, was
a grinder.7 President Mallow approached them and said,
"If you are going to talk union, go punch the time clock and
go outside the-gate." The employees returned to their
stations, but Mallow followed Henry Dorman and said, "If
you don't like the people you work for get the-out of
here." Mallow then went to Dunbar's table and told him,
according to Dunbar, "Dunbar, I don't want you down
there discussing Union with the rest of them guys." Dunbar
said that they were not discussing the Union, that he was
the first to mention it. Mallow slapped a magazine on
Dunbar's table and said, according to Dunbar, "I Just spent
$1600 to fight this thing and I'm going to fight it all the
way." Mallow also threw some dollar bills on Dunbar's
table for a reason not brought out by the testimony but
picked them up before he left.
On July 29, the day before the scheduled union election,
Mallow went around to a majority of the production
employees while they were working and spoke to each in
substantially the same way. According to Daniel Dorman,
a grinder, Mallow said, "As you know, there is going to be a
union election here tomorrow." When Dorman said, "Yes,"
Mallow said, "Well, I don't want the Union, I would rather
have Hitler and his armies than the Union.. . If I get the
Union in here, I'm going to close the place down."
According to Ed Johnson, Mallow told him that he would
rather have Hitler than the Union and that, if the Union did
get in, he would get some Hitters to run the plant. Mallow
carried with him, to show the employees, a supposed
financial statement. He would point to it and say, "This is
what I made last month." According to witnesses for the
General Counsel, it showed a figure of $1600 on the page.
The document was not produced at the hearing and the
production sheets in evidence show figures of about $87,000
as the list price of bumpers produced in May as well as a
figure for 65 percent of that. June production figures show a
gross of $83,000 list price. No net profit figure was shown
5 J Johnson had testified that he had overheard a conversation between
conversation J Johnson had had with Kokesh in the office
Korte and Kokesh, when they were quite close to where he was working,
6 These employees were paid on a piece-rate basis
about getting rid of Ed Johnson for lack of work shortly after the
7 Dunbar gave the name of James Roller as another in the group
MALLOW PLATING WORKS, INC.
for any month. David Strausborger, a polisher, quoted
Mallow as saying to him, after showing him the financial
statement: "We don't need a union. I don't want the union
I don't want you voting for the union." According to
Strausborger, the financial statement showed "costs of
materials and other articles " At another point, Strausbor-
ger testified that the paper showed "total earnings close to
the bottom of $1600." I deduce that the employees did not
see the statement closely enough to be certain of its nature
and, since it was not introduced in evidence, I make no
finding as to the exact nature of the document Mallow
testified that he had asked the employees if they knew who
the owner of the business was and that he did not want the
Union to come in. He testified that, although he had no
intention of doing so, he wanted the employees to know
that he "could" close the plant
Later that same day, July 29, Arlen Dunbar, a
straightener, who had been discharged on June 12 but who
had been rehired a short time later, told Mallow that he had
changed his mind and would vote against the Union. He
also told Mallow that he intended to call Field Examiner
Nutt and "drop his complaint" over his discharge. Dunbar
that same afternoon or on the day of the election told
General Manager Korte that the vote at the election would
be 17 to I I against the Union.8 Korte asked how he knew.
Dunbar replied that hejust knew the men.
On the day after the election, Mallow asked Dunbar and
Korte or Kokesh each to make up a list of the men and the
way they thought they had voted so that the lists could be
compared. According to Dunbar, he did not prepare a list,
but he testified that he had looked at Korte's list. Korte
denied having made one up. I infer that it was Kokesh's list.
After looking at that list, Dunbar told Mallow that his list
would be the same except for one man-James Johnson,
who, he told Mallow, he thought had voted for the Union.
Mallow said he found this difficult to believe, but Dunbar
said that he was "almost sure" of it
One day in early November, when Dunbar was turning in
his daily production list to Korte, the latter asked Dunbar if
he had withdrawn his complaint (at the Board's Regional
Office.) Dunbar replied that he assumed it had been
dropped. He had told the Field Examiner of his change of
heart. Korte told Dunbar that he would have to write a
letter explaining everything. Dunbar asked Korte to write it
and said he would sign it. Korte refused, saying that it
should be in Dunbar's own words. Dunbar asked to whom
he was supposed to write the letter. Korte wrote on a piece
of paper the name W. Bruce Gillis, Jr., acting Regional
Director, and handed it to Dunbar. Dunbar took it to the
attorney for the General Counsel
On November 13, the Union filed a fourth amended
charge alleging, in addition to the discharges of Ed Johnson
and Arlen Dunbar a paragraph reading in substance that
on about November 2, the Respondent, acting by and
through Merle Korte, threatened, induced, and encouraged
Dunbar to rescind and withdraw his statement given to an
agent of the Board. Upon receipt of a copy of this charge,
8 The vote was actually 17 to 10 against the Union with one ballot
challenged
9 The first question Respondent's counsel asked Dunbar on cross-
examination was whether or not he had been convicted of the felony of
603
Korte asked Kokesh to learn if Dunbar had written the
letter he was going to write. Kokesh went to Dunbar and
asked if he had written the letter. Dunbar replied, "No,"
and Kokesh left. Later, Kokesh called Dunbar to the office
and inquired further. Dunbar said that he had gone to the
Board office to talk about it and "he" (presumably the field
examiner) said that Dunbar could not retract his statement
(charge) that it was up to the Union, who had filed it.
Kokesh said that Korte wanted to get this cleared up before
Mallow got back from his vacation. Before Dunbar left the
office, Korte returned and asked about the statement in the
charge. He asked Dunbar, "Did I threaten you?" Dunbar
replied "No, but it was in the air." 9
On January 22, 1971, when Daniel Dorman was leaving
work for the day, Manager Kokesh asked him when he was
going to the State Compensation Insurance Fund hearing
about his hands, which were allergic to steel dust and
tended to break out. Dorman told him that that hearing was
on January 26 and added that he did not think he would
have to go to the Board hearing on January 27 because he
had not received a subpena. According to Dorman, Kokesh
laughed and said that he'd better not. Dorman said that his
brother did get a subpena to the Board hearing and Kokesh
remarked, according to Dorman, "Yes, that's a shame,
because Dunbar is going to drag Hank [Dorman] down
with him." Dorman remarked that there was a saying that a
drowning man always tries to take somebody with him.
Kokesh said, again according to Dorman, "It would be best
if Hank did not bring up anything about the past." Kokesh
was not asked about this conversation and so did not deny
it.
2.
Conclusions regarding interference, restraint,
and coercion
Respondent reacted to the notice of the Union's petition
for certification by calling to the office on June 4 some of
the older men for questioning. Whether or not the older
men were selected because they were thought less likely to
favor a umon and more likely to reveal the facts than newer
men does not appear directly, but the selection of older men
must have had some basis. I infer that it was because they
were expected to be more likely to reveal the facts. In any
event, these men were questioned about their own reasons
for wanting a union to represent them. Unless the
Respondent had already asked them and received a
response, it does not seem logical that Respondent would
have assumed that these men favored the Union and that it
was proceeding from there to learn their reasons. So I infer
that Respondent knew, through some source, perhaps by
questions asked the employees, perhaps by volunteered
information, that the questioned employees were union-
minded and was asking the reason. Although there was no
evidence of intimidation by Kokesh, questioning of this
character has an inherently coercive tendency, because it
requires employees to reveal their personal beliefs under
receiving stolen property Dunbar affirmed that he had been about 8 or 9
years earlier
I have taken this into account and I have scrutinized
Dunbar's testimony carefully. I find sufficient corroboration of Dunbar's
testimony to convince me that this portion of his testimony is reliable
604
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
circumstances where they are aware of the disapproval of
the employer, as they were here 10 The Respondent had no
legitimate reason for questioning the employees in this case
since the Union had not demanded recognition on the basis
of its authorization cards I conclude, therefore, that by
Kokesh's
questioning
of
James Johnson and Floyd
Archuleta about their union views on about June 4, 1970,
Respondent interfered with, restrained, and coerced its
employees in the exercise of the rights guaranteed in
Section 7 of the Act.
Prior to June 9, there had been no rule against gathering
at the coffee urn to talk about anything they pleased as long
as they got their work done. By prohibiting employees from
talking about the Union in the plant at any time, as Mallow
did on June 9, 1970, (the promulgation of a rule neither
previously existing nor valid as applied to the employees'
own time in the plant), I find that Respondent interfered
with, restrained, and coerced its employees in the exercise
of the rights guaranteed in Section 7 of the Act.
I likewise find that the Respondent violated Section
8(a)(1) of the Act by Mallow's threat on July 29 to close the
plant if the union should win the election, by his threat to
get some Hitters to run the plant if the Union came in, by
Mallow's attempt to learn the identity of the union
supporters through a list which he asked Dunbar to prepare
of how the employees had voted in the union election, by
Korte's putting pressure on Dunbar to withdraw from the
case by writing a letter to the acting Regional Director,it in
November 1970, and by Kokesh's statement to Daniel
Dorman, on January 22, 1971, that his brother should not
testify about the past events at the Board hearing which was
to open on January 27, 1971
B.
Discrimination
1.
The Layoff of Ed Johnson
a.
Employment history
Ed Johnson was hired by the Respondent as a polisher on
February 11, 1970 He had worked elsewhere as a polisher
and grinder since 1948. On his application blank at
Respondent's plant he noted that he could also do plating
and this was known to Manager Kokesh Although
Johnson had had about 3 or 4 years ' experience as a
grinder, he did not reveal this on his application blank.
In the process of repairing old bumpers , the Respondent
first had the straighteners put them in the proper shape,
usually with the use of dies as well as by hammering, then
the rough bumpers went to the grinders who ground off the
roughness ; from there they moved to the polishers, and
finally to the platers . According to President Mallow,
polishing requires the most skill , although it takes longer to
10 Heck's, Inc, 180 NLRB No 82, Louisburg Sportswear Co, 180 NLRB
No 114
11 I find that Korte did not limit himself to a mere question of the status
of Dunbar's case but persisted in reminding Dunbar to write a letter
12 The employees knew in advance that Johnson was going for the
cards
11 Korte testified that he did not believe he had talked to Martin in his
office on June 3 Martin did not testify I credit Johnson's testimony
14 The Respondent sought to make Johnson's layoff appear to be the
result of a joint decision, but I find that the idea originated with Korte and
train a straightener. But polishing requires the next longest
training of the four steps
In mid-April, James Johnson (no relation to Ed Johnson),
who also was a polisher, was transferred to inspecting, and
at that time General Manager Korte reduced Johnson's
wage rate from $4.25 to $4. Although Manager Kokesh
succeeded in getting J. Johnson' s rate of pay back to $4 25,
the incident gave nse to talk about a union. Johnson was a
union advocate. In early May, he told Kokesh that if the
latter did not straighten the place up, there would be talk of
a union. Kokesh replied, according to Johnson, that the
Union might come in but that he was still the boss.
Thereafter, Johnson talked to the other men about the
advantages of a union and the need for union representa-
tion.
Late in May, Johnson went to the Union and was given a
number of blank authorization cards.12 After signing one
himself on Sunday, May 31, Johnson gave the remainder,
on Monday, June 1, to David Strausborger, a polisher, to
distribute to other employees. Strausborger passed out
about 23 cards. On June I and 2, 19 men signed and
returned their cards to Strausborger, who turned them over
to Johnson. Johnson then took them back to the Union on
the evening of June 2. One employee, James Martin, to
whom Strausborger had given a card, and then a second
one, later returned both unsigned. Martin had already
expressed himself as not in favor of the Union. Johnson
testified that on the morning of June 3 he saw Martin in
Korte's office.13
On the morning of Wednesday, June 3, Korte decided to
lay Johnson off and, after discussing the move with
Kokesh, did so at the end of the day. 14 When Korte called
Johnson into the office to receive his paycheck, he told
Johnson that he was laying him off because production was
down and because Johnson was lowest in seniority.
Johnson quoted Korte as saying that the Respondent had
lost $10,000 in May and that Korte was $100,000 in debt.
Johnson argued with Korte that Martin was lower in
seniority than he was,15 but Korte, according to Johnson,
said, "He's going, too . . . We got to kind of look over Jim
Martin because he owes us some money." Korte threw
Johnson's check to him across the desk and, as Johnson
stood to leave, he noticed, lying to the side of Korte's desk,
address side up, a card bearing the Union's address, similar
to that which appeared on the back of an authorization
card. Korte denied that he had such a card, claiming that
Johnson might have seen an advertising card such as he
frequently gets. I find that Johnson was telling the truth. If
he had been disposed to give false evidence to help his case,
he could have given more damaging testimony than this. In
any event, I find that Johnson was a credible witness.
On July 23, Johnson was at Respondent's plant to talk
with some of the men. Kokesh saw him and asked him to
that Kokesh felt obliged to go along with the move Kokesh testified, "We
discussed this together, [of I course he [Korte ] has the last word " I deem it
probable that he did not even reveal to Kokesh his real reason for laying
off Johnson
15 Martin had originally been employed in February 1969 However, in
the Fall of 1969 Martin broke his leg (not at work) and was away for 6 or 8
months
He was reemployed in 1970 after
Johnson was
hired
The
Respondent took the position that Martin had been on leave So far as
appears, no other cases of disability leave had been given If any policy was
adopted, it was adopted to fit Martin's case
MALLOW PLATING WORKS, INC.
return to work the following week Johnson testified that he
returned on Monday, July 27. An exhibit supplied to the
General Counsel by the Respondent shows the date of
Johnson's rehire as July 29, the day before the union
election . The eligibility date for voters in the stipulation
signed by the parties was the payroll for the period ending
June 24. This might have excluded Johnson, except for the
unfair labor practice charge. Nevertheless, Johnson not
only voted in the election but his ballot was not even
challenged.
The Respondent explained Johnson's layoff as follows:
(1) The straighteners (there were three at the time) and
the grinders were unable to turn out enough bumpers to
keep the polishers busy full time. In addition to maintaining
a very large stockpile of damaged bumpers (or cores, as
they are called), the Respondent was accustomed to buy
from another plant die-form bumpers-bumpers that had
already been straightened and ground, and these were
ready to be polished when the supply of bumpers
straightened at the Respondent's plant was inadequate to
keep the polishers busy. The Respondent usually kept these
in the job shop to keep them from rusting out. If it had too
many to keep there, it stored them out in the yard In mid-
May, when Respondent sought to order more die-form
bumpers, it learned that a company in Missouri from which
it had been buying die-form bumpers had gone out of
business. Respondent therefore sought a supply elsewhere
but was unsuccessful until June when, on June 7, Korte
took a load of bad bumpers, for which Respondent had no
dies, to a company in Los Angeles, California, which had
all the dies There he traded them in on a supply of die-form
bumpers He returned with a load of such bumpers on June
13.
(2) According to Korte, the Respondent had tried to get
the straighteners to work overtime in order to increase the
supply of bumpers for the polishers, but they would not do
so because they were paid on a piece-rate basis and did not
want to work overtime.
(3)
Respondent had been trying to hire additional
straighteners but had not succeeded in getting any Korte
had decided to move Martin out of polishing and to have
him trained as a straightener under the tutelage of Arlen
Dunbar,16 one of the best straighteners, but this never took
place because Kokesh had a problem with absenteeism in
the polishing department and had to keep Martin there.17
Korte disclaimed any knowledge of union activity in
general
or in Johnson's case in particular. His first
knowledge came, he claimed, with notice of the Union's
petition in the mail on the morning of June 4.
b
Concluding findings as to Johnson 's layoff
The Respondent's explanations for the layoff, although
plausible, require close scrutiny In the first place, although
iri He spoke to Dunbar about this on June 3
17 The absent employee was James Roller who had operated an
automatic belt machine, unlike the other polishers, but when Roller was
absent, it was not Martin who replaced him, it was Homer Westmoreland,
who had been an inspector
is In 1963, Respondent had laid off a plater, and in 1965 had laid off a
straightener
19 On June 2, the Respondent hired a bumper straightener trainee and
on June 4 it hired another straightener It also hired another grinder on
605
the Respondent's business is seasonal, rising in the winter
and dropping in the summer, Respondent did not produce
only to order. It maintained an inventory and continued to
manufacture bumpers in the summer albeit at a slower
pace. Yet, despite this seasonal trend, Respondent had
never, since Korte had been with the Respondent (since
1959), laid off a polisher before.18 The polishers worked in
teams, and if one polisher is laid off, that breaks up the
team.
When Johnson was laid off, the Respondent
(although attempting to obscure the fact) took James
Johnson off of inspecting and returned him to polishing.
Then it shuffled other employees in order to handle the
inspection work. Hence, Respondent continued to use the
same number of polishers that it had while Johnson was
working.19
According to the General Counsel's evidence, there was
still a supply of die-form bumpers in the Job-shop room on
June 3 20 and that there was a pile of bumpers in the yard
that had already been ground by the Respondent's
grinders. Johnson testified that on his final day, June 3,
there had been no shortage of bumpers for him to work on,
that he had turned out 40 bumpers that day (his quota) just
as he had each day.21 David Dorman, a grinder, testified
that he and two other grinders had been turning out 70 to
80 bumpers every day. Since Dorman had an allergy from
steel dust and was absent some each month, his estimate
could have been high. However, Johnson had testified to
the pile of ground bumpers in the yard that was waiting to
be ground as well as the pile of die-form bumpers in the job
shop. Had the Respondent wished to remove all doubt, it
could have produced records of production for each
operation, but it chose not to do so. It produced records
only of finished bumpers. Records of finished bumpers
show that, in May, Respondent produced 1,872 bumpers
and, in June, produced 1,877 22
Korte's testimony that Respondent had been attempting
to get the bumper straighteners to work overtime is another
example of misleading testimony. According to Kokesh
(when he was pinned down), he had made a request for
overtime work only twice in the 60-day period before June
3, and this request was made to Henry Dorman alone, when
Kokesh needed a bumper for the next day. In each
instance, Dorman had worked about 1/2 hour overtime. I
am not convinced, either, that lack of bumper straighteners
contributed in any material degree to the decision to lay off
Johnson. The bumper straighteners that they had were not
kept supplied with damaged cores at a rate sufficient to
keep them constantly busy. The hinng of a bumper
straightener trainee on June 2, while not pronusing a
substantial increase in bumpers straightened, would have
created an expectation of enough more to avoid laying off a
polisher. And when a straightener was hired on June 4, this
did not lead to the reemployment of Johnson although the
June 4
20 Respondent did not reveal its inventory of die-form bumpers as of
June 3
21 Korte testified that, with three teams of polishers, the Respondent
liked to turn out 120 bumpers a day (40 for each team) but that, on June 3,
they were turning out only 80 In the absence of records of the production
of the polishers on June 3, 1 do not credit Korte's testimony and I credit
Johnson's testimony as to the number he turned out
22 July was lower, with 1,795 bumpers produced
606
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
extra straightener might have been expected to have raised
production materially
The General Counsel points to another out-of-the-
ordinary feature of the case-in the normal operation of
business, it was Kokesh who hired or terminated employ-
ees, whereas in Johnson's case it was Korte rather than
Kokesh who made the decision and who notified Johnson
of his layoff. Although Johnson was later reemployed, as
previously related, it is noteworthy that Korte did not tell
Johnson, when he laid him off, that he would be recalled
when production picked up. And when Johnson was
rehired, it was Kokesh and not Korte who did the hiring.
The facts that polishing is a skilled job and that
Respondent had not previously laid off a polisher are
sufficient to arouse an expectation that Respondent would
avoid laying off a polisher in 1970 in the absence of a more
pressing reason than a seasonal slowing down of business. I
am not convinced by Korte's explanation of the shortage of
work for polishers, especially not in the face of the
testimony of work on hand and of the production figures
for June, which were no lower than for May
Nor am I convinced that Korte was without information
as to Johnson's union activity as he claimed Kokesh knew
of Johnson's attitude regarding a need for union represent-
ation and Kokesh knew, as he told Archuleta on June 4,
that the authorization cards had come from the polishing
department. It is inconceivable that Kokesh would have
withheld his knowledge from Korte. Even if Korte was not
informed by
Martin
of the card signing, Kokesh's
knowledge is attributable to the Respondent
The Respondent conceded that the decision to lay off
Johnson originated suddenly with Korte on the morning of
June 3 after Johnson had seen Martin in Korte's office 23
Since the employing and terminating of employees was
customarily Kokesh's function, Korte's sudden interven-
tion strongly suggests more than usual reason for Korte's
action.
But, the Respondent may contend, if it had a discrimina-
tory motive for terminating Johnson, why should the
Respondent rehire Johnson before the date of the election?
A number of explanations not consistent with a pure
motive for Johnson's layoff may be suggested-advice of
counsel,
cutting
off
of
possible
backpay liability, a
supposition that, even if Johnson were rehired, he would be
ineligible to vote if rehired after July 24, the cutoff date for
eligibility,
or a belief that Respondent had already
succeeded in getting enough employees lined up to vote
against the
Union so that Johnson's vote would be
unimportant Failure to challenge Johnson's vote could
have stemmed from the conviction that a challenge of
Johnson's vote would be sustained because Johnson's
layoff had turned out to be temporary and because a
challenge might give rise to a claim by the Union and by the
General Counsel that Johnson's layoff was designed
adversely to affect the result of the election. On balance, I
am of the opinion that Johnson's rehire does not purge
Respondent of its discriminatory motive in laying Johnson
23 Korte testified that he and Kokesh had been considering the
necessity for laying off a polisher for 2 weeks before June 3 but that they
had delayed I do not credit this testimony
21 Dunbar testified that he had once turned out 90 bumpers in a 7-hour
day some time earlier, when straighteners were being paid by the hour,
off. Accordingly, I find that Respondent laid Johnson off
on June 3, 1970, in order to discourage union activity and
sentiment in violation of the Act.
B.
The Discharge of Arlen Dunbar
1.
History of Dunbar's employment
Arlen Dunbar testified that he had worked for the
Respondent off and on for about 13 years and that for the
last 10 of those years he had been the Respondent's most
competent bumper straightener. He considered himself a
personal friend of President Mallow. The Respondent's
records introduced in evidence show Dunbar's last period
of employment began on October 1, 1969. Although
Dunbar did not lack conceit, he was highly regarded as a
bumper straightener by the Respondent, and at one time,
while the Respondent still used one, Dunbar was the
leadman. He was capable of working fast and efficiently,24
and he was the only straightener the Respondent had who
could splice bumpers (cut off the bad part of two bumpers
and weld the good parts together).
Respondent kept a huge supply of damaged bumpers, or
cores, as they were called, in its yard, and the yardman
would sort these according to automobile make, model, and
year. When Manager Kokesh needed repaired bumpers to
keep his inventory up, he would direct the yardman to bring
into the straightening room the number of bumpers of the
makes and year models he needed. The yardman would
bring the cores in from the yard and lay them in a pile on
the floor. The straighteners (whose hours were from 7 a.m.
to 3:30 p.m.) would then help themselves, usually selecting
the easiest first, because the piece rate was the same for all
of the same classes of bumpers 25 except special jobs, i.e.,
very difficult jobs, for which a rate would be fixed at the
time. At times, bumpers would be needed in a hurry to fill
orders, presumably when they were not in inventory and
Manager Kokesh might bring this in himself.
When the supply of cores was exhausted, the straighten-
ers wouldjust have to stand around until the next batch was
brought in. They were not permitted to go to the yard to
make their own selection, even if they had nothing to do.
The cores were usually brought in during the morning. By
noon, the supply was often exhausted and, rather than
stand around with little chance of getting more work,
Dunbar would take his daily production record to the office
and punch out on the timeclock. Sometimes he even forgot
to punch out and Kokesh would have to note the time of
Dunbar's departure by hand. Since there was no hourly
pay, Dunbar was very casual about his hours, usually
arriving as late as 8 or 9 a.m. and leaving early, as early as
noon or soon thereafter, yet he turned out what he termed
as his quota in the shorter time because he was faster than
the other straighteners.
For about a year or two before his discharge, Dunbar had
made it a practice of attending, nearly every Tuesday, an
auction with his uncle, who was also a straightener for the
when the men were allowed to go to the yard to get their own bumpers
After the straighteners went on piece rate in 1969, they were no longer
permitted to get their own bumper cores to work on
25 There were three classes of bumpers according to car, make, and
year Each class had its own piece rate
MALLOW PLATING WORKS, INC.
607
Respondent They would leave the plant as early as 9 or 10
a.m. on these days. Kokesh had approved of this at first, but
sometime in May had asked Dunbar not to do this any
more and Dunbar had ceased doing so prior to his
discharge
Dunbar conceded that President Mallow had often
"chewed him out" for not punching in or out, but the
Respondent had tolerated Dunbar's irregularity of hours
and had kept him on because of his skill and the difficulty
of
getting
good bumper straighteners. In fact, the
Respondent had no objection ordinarily to Dunbar's early
departure but wished only that Dunbar should notify
Kokesh and get the latter's approval for leaving early,
because Kokesh would know whether or not he would be
needing any more bumpers during the rest of the day.
Usually Kokesh would give his assent when asked. Dunbar
agreed to follow this routine but, if he could not find
Kokesh when he wanted to leave, he would leave anyway
during the time before his discharge and he tended to lapse
into the habit of leaving without advance approval, if he
thought someone around the place knew where he had
gone
One of the straighteners, Henry Dorman, was frequently
late in the morning (about 7.30 a nn ), but he usually stayed
on until quitting time, and twice in the 2-month period of
April and May, Kokesh had asked him to stay a short while
overtime to finish up a needed bumper and he had done so.
During that time, the straighteners were doing an average
of 20 to 24 bumpers each per day, but both Dorman and
Dunbar testified that if they had been supplied with
bumpers to keep them busy, they could have turned out a
great many more
Henry Dorman had left more than an hour early at times
without notice, but he did this less frequently than, and not
so early as, Dunbar. Regular hours were 7 a.m. to 3:30 p.m
(or actually 3.25 p.m ), but the picture portrayed by
Dorman and by Dunbar is that the straighteners had long
periods of idleness between loads of bumpers, during which
time they would drink coffee and stand around talking, if
they remained at the plant. Dunbar estimated that he
usually spent only about 3 hours a day in actual bumper
straightening a day. The rest of the time when he was there,
he was just standing around waiting for bumpers to work
on.
One reason for Dunbar's early departure from work was
furnished by an arrangement he had made with the driver
of a cement truck When the driver had made a delivery to a
customer and had had an excess over what was needed, he
would telephone Dunbar, and the latter would then leave
work to receive and use the cement mix on one of several
projects he had planned at his house or that of a relative.
The first time this had happened, about a year earlier,
Dunbar explained to Kokesh, who had approved his
leaving. Thereafter, Dunbar instructed the receptionist to
call him immediately if the truckdriver should call him, and
he would leave at once to receive the cement with no
specific
notice to
Kokesh before leaving. This had
happened nearly every week for a while before his
discharge
On June 10, Dunbar received a telephone call from the
cement driver and he immediately left the plant, as usual
without notice to Kokesh other than turning in his
production record or leaving it with Dorman to turn in.
Dunbar testified that he had worked on the pouring of the
cement until late at night and, as it was cool and as he had
worked without a shirt, he felt bad the next day; so his wife
had called the plant to say that Dunbar was sick.
When Dunbar reported for work on the morning of June
12, his time card was not in the rack. He spoke to Kokesh
about it, but Kokesh said that he would have to see Mallow.
Dunbar went to Mallow and asked if he had been fired.26
Mallow told him to go back to work and he would "verify"
it After talking with the other men for a while, Dunbar
returned to see Mallow. Mallow and Kokesh took Dunbar
into Korte's office, where Mallow told him to sit down and
they would discuss this. Dunbar did so, and Mallow
handed him the following letter:
June 11, 1970
Mr.
Arlen Dunbar
Employee
It has come to my attention lately that we are suffering
from a loss of business sales volume and which I have
discovered is due to several causes, namely poor quality
and service. Some of the instances are pure carelessness
on the part of key personnel. Complete disregard of
proper attention given to make certain that the
customer has the best quality obtainable and as their
orders delivered as scheduled.
In some instances,
complete disregard for use of patterns in order to be
certain that proper shaping of the bumper has been
made, in many instances the surface alignment has been
left for the polishing section to accomplish surface
finish which should have been accomplished before
reaching that department. Also improper distribution of
cores as to condition thereby causing inter-employee
resentment and thereby the company being placed at
loss of personnel. Complete disregard for management
by abandonment on several occasions of thejob. If this
situation were done by all then we would have to have 3
people for everyjob.
In case each employee takes the same privileges, then
we have a phantom crew and have no schedule of
production.
Personnally of late, I have observed that too frequently
considerable loafing and intermittent unassigned coffee
breaks, time out for no reason has been taken by you
and as a consequence others have taken same
additional and unnecessary "breaks".
In some instances work has been done on bumpers as
and when convenient to the employee. In many cases
some JOB bars have been discarded THRU THE
BACK DOOR and no record and advice given, until
later when the order was to have been in the customer's
place. On Wednesday of this week you left the job
about noon, you failed to register your time card out
and did not inform management or supervisors of your
intentions to NOT return for work. I have decided that
26 Dunbar testified that when a man named Andrew Haywood had
been hired a% a straightener on Jum 4, he had been told by other
employees that Haywood had been hired to replace him
608
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
you do not have any regard for the proprietorship of
this business neither for your responsible place as head
straightener. Therefor this is to inform you that effective
as of this date your services with this firm has
terminated. Arlen you are a good and qualified man but
this method of working and attending your fob as you
demonstrate will not be permitted 27
Mallow Plating Works
s/ D.O. Mallow
After Dunbar had read this letter, Mallow asked him to
comment on it, and, according to Mallow, admitted the
criticism
was accurate, but according to Dunbar, he
admitted that "some of it" was true. According to Dunbar,
Mallow said, "Arlen, I'm backed into a corner on this thing.
I don't know what to do. We'll probably want you back."
Mallow denied making the statement as quoted but
testified that he had said that Dunbar was a good man and
that he might later be reinstated to his position I find that
Dunbar was placing in his own words the substance of
Mallow's statements. I also find that, if Mallow made any
statement similar to "backed into a corner" he was alluding
to the fact that Kokesh had pressed him to do something to
make Dunbar more responsible and that he had disliked
discharging Dunbar, but felt constrained to do so. Dunbar
told Mallow that he would go to the Union about his
discharge. Mallow testified that this was the first intimation
that he had that Dunbar had any interest in the Union
At some point in this meeting, Mallow went out to get
Dunbar's check. When Mallow had left, Kokesh asked
Dunbar if he would "go for" straightening bumpers for the
Respondent on the side According to Dunbar, Kokesh
offered to supply the bumpers and the dies. Dunbar
hesitated, because he had once tried it out with Korte and it
had not worked out, but then he replied that he would do it
for Kokesh although he would not do it for Korte, and he
told Kokesh to let him know when he wanted him to start.
Dunbar quoted Kokesh as saying, after Mallow had left
the room, "Don't feel too bad. Mr. Mallow also wanted me
to fire Dave Strausborger," and he testified that Kokesh
opened the drawer and said, "See? I have Dave Strausbor-
ger's check here. Mr. Mallow wanted me to fire him and I
won't fire him. There's some things I have control over and
some things I don't." Kokesh was not questioned
specifically about this portion of Dunbar's testimony, but
despite the lack of denial, I do not credit this portion of
Dunbar's testimony. In the first place, Kokesh did not
impress me as the kind of man who would reveal a
confidence such as this would have had to be; in the second
place, I can see no reason why Kokesh should have brought
such a matter up when he was only trying to take care of
Dunbar's interim needs; and, in the third place, I do not
believe that Kokesh could have defied Mallow, if Mallow
had told him to discharge Strausborger 28
Korte was away getting a load of bumpers in California,
as previously related, between June 7 and 13, so he was not
present when Dunbar was discharged. Dunbar went to the
Union concerning his discharge, and the Union filed an
amended charge on Tuesday, June 16 , alleging discrimina-
tion
against
Dunbar,
as
well as Johnson, and the
Respondent received a copy thereof on June 17. During the
week of June 15 to 19, Dunbar was at the plant and spoke
with both Korte and Kokesh, but the record is vague as to
the date or dates when he was there and as to which
conversation took place first. In one incident, Dunbar was
asked by Korte why he was not at work and Dunbar told
him he had been terminated. Korte told him not to go
away, that he would be right back and talk this over. Korte
returned and told Dunbar not to take anotherjob-that he
would be in touch with him. On Thursday, June 18, Korte
wrote Dunbar the following letter:
We are offering you your job again with this
company.
We want you to observe the house rules that are
posted on the employee's bulletin board
In addition, you will perform your duties in a
workmanship like
manner.
Making sure that all
bumpers are fitted to their respective patterns.
Likewise, you will co-operate with your fellow
employees in your department regardless of their color
and creed or the section of the country from which they
might originate.
Again, you will work those bumpers designated by
your supervisor, in the order in which he might want
them worked.
You were terminated for the infractions above, and
any further infractions of the above will lead to
immediate dismissal.
We feel the above is fair and in keeping with the best
interests of Mallow Plating Works, Inc.
[Signed] Sincerely,
MALLOW PLATING
WORKS, INC.
s/Merle Korte
Merle Korte, Gen. Mgr.
cc:2
I accept the above conditions and will abide by them,
signed.
[Signature]
On one occasion during that same week, Kokesh also
spoke with Dunbar and asked if he would like to return to
work. This could have preceded Korte's conversation with
Dunbar.29 Dunbar told Kokesh that he would like to but
that he could not return until the following week because he
had to take a load of something to St. Louis. Kokesh asked
if he would be back on Monday (June 22) and Dunbar said
that he would be.
27 Mallow testified that he, himself, had typed the letter Obviously, he
intended the apostrophes as commas but was unfamiliar with the operation
of the typewriter
28 1 am not finding that the Respondent would not have liked to
discharge Strausborger for his part in the organizing of the Union, but, by
June 12, 1 believe the Respondent would have received and been likely to
have acted on advice it was receiving from outside
29 If so, this conversation could have preceded the date of receipt by the
Respondent of notice of the filing of the amended charge.
MALLOW PLATING WORKS, INC
609
There is no evidence that Dunbar signed at the bottom of
Korte's letter of June 18, as intended by Korte, but Dunbar
did return to work on June 22 and was still working at the
time of the hearmg.t0
2.
Conclusions as to Dunbar's termination
The record shows no strong indication that Mallow was
aware of any interest by Dunbar in the Union. According
to Dunbar, at the meeting of the group he was with, when
his group was called to the office to hear Kokesh's prepared
statement about unions on June 5, he asked Kokesh "if this
had anything to do with
. Ed's [Johnson's] layoff, and
he replied quickly-very quickly-'No, we are not
discussing Ed Johnson here at all . I also asked him if I
would be next . . . He said, `Definitely not, I would never
get rid of you,' and I told him I did not believe him and I
did not believe Merle Korte." Another witness for the
General Counsel, Daniel Dorman, who was named by
Dunbar as one of those in his group, testified, "I believe we
asked Bob Kokesh why Johnson was laid off," and that
Kokesh had replied that "he was laid off because of
production." Not only did Dorman not testify to the rest of
what Dunbar claimed he had said, but I consider the
remainder as something
that Dunbar might think but
would not have had the audacity to say. Dunbar impressed
me as the kind of person who would try not to offend either
side . I do not, therefore, credit that portion of Dunbar's
testimony where he purportedly asked if he would be next
and followed Kokesh's purported reply with the audacious
statement that, in effect, called both Kokesh and Korte
liars.
The only other evidence that might have given rise to
even a suspicion of discrimination was that of the incident
of June 9, heretofore related, when Mallow interrupted a
group discussion and told those who wanted to talk about
the Union to punch out and then individually told Dunbar
that he did not want him discussing the Union with the rest
of the men. Dunbar interpreted this to mean that Mallow
thought he was in favor of the Union and might sway the
other men toward the Union and this meaning is the one
advanced by the General Counsel in his brief I find it just
as reasonable to believe that Mallow thought the other men
might influence Dunbar and that he wished to prevent this.
Dunbar failed to testify as to all that Mallow said in this
conversation and I suspect that had he done so, it might
have shown that Mallow did not think of Dunbar as union-
minded
Although I find that Mallow overstepped the
bounds of legality in prohibiting union talk in the plant, I
am not convinced that he thought of Dunbar as a union
advocate and do not so find.
The General Counsel finds it unusual that, when Dunbar
was terminated on June 12, Mallow had given him a letter
of discharge. This was, it is true, not the practice, but I do
not interpret this as necessarily disclosing antiunion
motivation. Mallow had long had a close relationship with
30 The straightener trainee, Harry Alexander, who had started on June
2,
was terminated
on June 17 as not performing satisfactorily The
straightener who had been hired on June 4, Andrew Haywood, who had
complained that Dunbar was getting all the easy bumpers, was terminated
on July I, as he also had proved unsatisfactory A straightener who was
hired on July 6, Ernest Westbrook, was terminated on September 2
Dunbar, as the latter conceded. Furthermore,
Mallow
appeared to be acting not merely on his own, but as a result
of Kokesh's complaint. Kokesh had not been successful in
getting the utmost cooperation from Dunbar and it was
because of Dunbar's leaving early on June 10 (without
checking with Kokesh) for purely personal interests and
remaining away on the 11th because of the result of his
personal activities that Kokesh had consulted Mallow, who,
presumably knowing Dunbar better and feeling better able
to handle the matter, told Kokesh that he would handle it,
himself. The question of discipline was, therefore, initiated
by Kokesh and not by Mallow,31 although Kokesh agreed
that a termination for a short time might help the situation.
It may be argued that, but for the Union, Mallow might
have meted out a less severe discipline. This, I believe,
would be speculative. It appears that Mallow fully expected
that Dunbar's termination would not be permanent. This
suggests that Mallow felt it desirable to give Dunbar ajolt
which
would bring him around to a better sense of
responsibility. Mallow's use of a letter to state the grounds
of
discharge apparently was designed as a basis of
discussion, although conceivably it could also have been
prompted by advice from the Mountain States Employer's
Council (whose identity is shown on the amended charge
and who was mentioned by Korte as furnishing the material
for the June 5 group meetings).
The General Counsel deems it significant that Mallow
dredged too deep into the past and brought up outdated
complaints about Dunbar, as, for example, "the improper
distribution of cores." Dunbar, as leadman (or head
straightener, as Mallow called him in the letter) had had the
responsibility of distributing cores, but he had not been a
leadman or head straightener for a long time before
Mallow's letter was written. So it appears that Mallow was
listing every complaint he had ever heard against Dunbar
even though it might include ancient history. This does give
rise to suspicions of an ulterior motive. However, in the
absence of greater proof than was offered to show that
Mallow had reason to believe he was terminating a union
advocate, I am not persuaded that Mallow had any other
motive than that of shocking Dunbar into what Mallow
regarded as better habits, even if a temporary discharge was
necessary to effect the desired result.
My impression of Dunbar, from seeing him and hearing
him is that he was a young man who had attained, because
of his recognized skill and the fact that he had served as a
leadman, a sense of self-importance that had destroyed his
perspective and his ability to see himself as a member of a
team which could function only as well as its individual
parts. It seems reasonable to believe that Mallow saw
Dunbar in the same light and hoped to produce a change
for the better.
The fact that Korte offered Dunbar reinstatement so
soon after receiving notice of the filing of the charge may
also furnish a basis for argument to the General Counsel.
However, I note that the Respondent did not , at the same
Another straightener, who was hired on July 8, Dale Heskin, apparently
was still employed at the time of the heanng
31 Kokesh did not appear to be motivated by malice Some of the acts
of interference, restraint, and coercion attributed to Kokesh , I believe, were
the result of his following instructions from Mallow or Korte-or Just
being loyal to his employer-rather than the result of his own inclination
610
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
time, offer to reinstate Johnson, whose name was in the
same charge I conclude that Respondent was more
influenced by the fact that the straightener trainee (who
was terminated on June 17) and the new straightener hired
on June 4 were proving inadequate to do even as much as
Dunbar had done when he put in only part time and that
Respondent feared it would lose the services of a valuable
worker
Although the case is not without its suspicious elements, I
conclude, on all the evidence that a case of discrimination
has not been shown as to Dunbar.
IV. THE OBJECTIONS 10 THE ELECTION
The Union's first objection to the election is that "since
on or about June 4, 1970, the above-named Employer
and/or its agents unlawfully interrogated its employees as
to their
Union sympathies." I recommend that this
objection be sustained as to the questioning by Kokesh, at
the Respondent's request, of "some of the older employees"
on June 4. I find no further instances of questioning
thereafter.
The Union's second objection is that "since on or about
June 4, 1970, the above-named Employer and/or its agents
told the employees that they were aware of who had started
the union activities at its place of business and thereby
created the impression of surveillance." This objection is
based on Kokesh's statement to Archuleta on June 4 that
he knew the union cards had come out of the polishing
room Although I have credited Archuleta that Kokesh
expressed this thought, I find the evidence of giving the
impression of surveillance too inconclusive to sustain such
a finding. Although Archuleta and Kokesh talked for 20 to
30 minutes, Archuleta gave very little account of how the
quoted statement came into the conversation. For all that
appears, Archuleta could have mentioned the fact that the
movement to sign union authorization cards had started in
the polishing room and Kokesh could have replied, "I know
it." As an admission of knowledge, this aids Johnson's case.
However, even supposing that Kokesh made the quoted
statement with no prior statement from Archuleta to
prompt it, can it be said that Archuleta would necessarily
be led to believe that Kokesh had received his information
through surveillance9 In Archuleta's place, I might more
readily deduce that some other employee had already
informed Kokesh of the place and manner of distribution
of the cards than that Kokesh had spied on the activity,
especially since the evidence showed that the cards were
handed out when no representative of management was
present. I recommend, therefore, that the Union's second
objection be overruled.
The Union's third objection, that "since on or about June
9,
1970, the above-named Employer and/or its agents
prohibited employees from discussing union activities on
Company premises," is based on the evidence hereinbefore
related when
Mallow told the employees that, if they
wanted to talk union, they would have to punch their time
cards and go outside the gate. I recommend that this
objection be sustained.
The Union's fourth objection, also alleged as a violation
of Section 8(a)(1) and (3) of the Act, that since on or about
June 3, 1970, the Employer discriminated in the hire and
tenure of its employees by discharging and failing to
reinstate Ed Johnson with reimbursement for wages lost
because of his interest in and/or activities on behalf of the
Union" has been heretofore found to be a violation of the
Act. I recommend that the Union's fourth objection be
sustained to the extent herein found.
The Union's fifth objection is to the alleged discrimina-
tion against Arlen Dunbar by discharging him on June 12,
1970. This is the same as the alleged violation of Section
8(a)(3) in Dunbar's case, the findings as to which have
heretofore
been set forth. Since I have found no
discrimination against Dunbar, I recommend the Union's
objection number 5 be overruled.
The sixth objection by the Union is the same as the
alleged violation of Section 8(a)(1) on July 29, when, on the
day before the election, President Mallow went from
employee to employee telling them that he would rather
have Hitler and his followers than the Union, that if the
Union came in, he would get some Hiders to run the place,
and that, if the Union came in, he would close the plant.
Since I have found that such statements were made, I
recommend that the Union's objection number 6 be
sustained to that extent. There was no evidence offered to
support other alleged statements contained in the Union's
objection
number 6. Except, therefore, as to facts
heretofore found and as to the extent the objection is here
sustained, I recommend that the remainder of the objection
be overruled.
I further recommend that the election held on July 30,
1970,
be set aside and that the Board close Case
27-RC-3860 and take action consistent with the remedy
hereinafter recommended in Case 27-CA-2986.
CONCLUSIONS OF LAW
1.
Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2.
The Union is a labor organization within the
meaning of Section 2(5) of the Act.
3.
By laying off Ed Johnson on June 3, 1970, and by
thereafter refusing to reinstate him until July 29, 1970,
because of his union sentiments and activities, Respondent
has discriminated in regard to his hire and tenure of
employment and has thereby discouraged membership in
the Union in violation of Section 8(a)(3) of the Act.
4.
By discharging Arlen Dunbar on June 12, 1970, for a
nondiscriminatory
motive, Respondent did not violate
Section 8(a)(3) of the Act.
5.
By interfering with, restraining, and coercing its
employees in the manner found in section III, A, hereof, as
well as by the conduct mentioned in paragraph 3, above,
the Respondent has engaged in unfair labor practices
within the meaning of Section 8(a) (1) of the Act.
6.
All production and maintenance employees includ-
ing production employees, shippers, wrappers, and drivers
employed by the Respondent at its Denver, Colorado,
plant, excluding all office clericals, sales representatives,
guards, and supervisors as defined in the Act, constitute a
unit appropriate for purposes of collective bargaining
within the meaning of Section 9(b) of the Act.
7.
On and at all times since June 2, 1970, the Union has
been and now is the exclusive representative for the purpose
MALLOW PLATING WORKS, INC.
611
of collective bargaining of the employees in the unit
described in paragraph 6 above within the meaning of
Section 9(a) of the Act.
8.
The unfair labor practices hereinabove found are
unfair labor practices affecting commerce within the
meaning of Section 2(6) and (7) of the Act.
THE REMEDY
Having found that Respondent has engaged in certain
unfair labor practices, I shall recommend that it cease and
desist therefrom and that it take certain affirmative action
as provided in the Order recommended below, which I find
necessary to effectuate the policies of the Act.
Since I have found that Respondent discriminated in
regard to the hire and tenure of employment of Ed Johnson
by laying him off on June 3, 1970, and by not reinstating
him until July 29, 1970, I shall recommend that Respondent
make him whole by paying him an amount equal to that
which he would have earned in Respondent's employ but
for the discrimination less his net earnings elsewhere, if any,
during said period of time, in accordance with the Board's
customary backpay formula,32 plus interest at the rate of 6
percent per annum until paid.33
Although the complaint did not allege a refusal to
bargain, and none is found, the General Counsel contends
that, at the time of the filing of the petition for an election, a
clear and substantial majority of employees had requested
through authorization cards that the Union represent them
and that because of Respondent's unfair labor practices
and conduct aimed at destroying the Union's majority, only
a bargaining order could restore the situation. Current
Board decision support the General Counsel's position.
It is no longer necessary, before a bargaining order will
be deemed necessary to remedy unfair labor practices
which have not only interfered with an election but which
have rendered it improbable that a fair and meaningful
second election could be held, that there be proof of a
specific request by the Union and refusal to bargain by the
Respondent.34
The Respondent, by its unfair labor practices preceding
the election, deliberately set about to create an atmosphere
of fear and misgiving which destroyed the conditions under
which its employees could determine freely for themselves
whether or not they wished to be represented by the Union
in their dealings with Respondent. These unfair labor
practices began with the discriminatory elimination of the
employee who was responsible for arousing the interest of
the employees in the Union and who had made their
expression of choice possible by bringing blank authoriza-
tion cards to the plant. This was followed by coercive
questioning of employees by Respondent, by Respondent's
prohibiting the employees from talking about the Union in
the plant, and by threatening to close the plant or to hire
Hitlers to run the plant if the Union should come in. The
foregoing conduct of Respondent not only precluded the
holding of a fair election in the representation proceeding
e2 F W Woolworth Company, 90 NLRB 289
33 Isis Plumbing & Heating Co, 138 NLRB 716
34 Ship Shape Maintenance Co, Inc, 189 NLRB No 58, Great Plains
Steel Corp, 183 NLRB No 96, Heck's, Inc, 180 NLRB No 82
35 In the event no exceptions are filed as provided by Section 102 46 of
which the Union had instituted, but was, I find, of a
sufficiently pervasive and extensive character (even without
the unfair labor practices committed after the election,
although the effect of these may be considered also in
prospect) as to render it unlikely that the status quo ante
could be restored so as to ensure a fair and meaningful
election. I conclude, therefore, that the designation of the
Union as the collective-bargaining representative of the
employees by the authorization cards obtained before the
occurrence of the unfair labor practices provides a more
reliable test of the desires of the Respondent's employees
than would a rerun election and will better safeguard
employee rights. For this reason, I shall recommend that
the Respondent recognize and, upon request, bargain with
the Union as the designated representative of all the
Respondent's employees in the appropriate unit.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended: 35
ORDER
Mallow Plating Works, Inc., its officers, agents, succes-
sors, and assigns, shall:
1.
Cease and desist from:
(a) Prohibiting employees from talking about the Union
during their own time or so prohibiting piece-rate
employees at times when they are not provided by
Respondent with work.
(b) Coercively questioning employees concerning their
union sentiments or those of other employees.
(c) Threatening employees with plant closure if they
choose to be represented by a labor organization in their
dealings with their employer.
(d) Threatening to use despotic supervisors if the
employees should choose to be represented by a labor
organization.
(e)
Inducing or attempting to induce employees to
identify other employees who may have voted in favor of a
union in a Board conducted election.
(f) Exerting pressure on any employee whose interests are
involved in an unfair labor practice case pending before the
Board to withdraw his statement or claim of unfair labor
practice.
(g) Threatening or intimating that unfavorable conse-
quences will result if an employee should testify in an unfair
labor practice case before the Board as to the facts in the
case.
(h)
Discouraging
membership in Delivery Drivers,
Warehousemen and Helpers Local Union No. 435,
International Brotherhood of Teamster, Chauffeurs, Ware-
housemen and Helpers of America, or in any other labor
organization of its employees by laying off, discharging, or
otherwise discriminating against employees in regard to
hire or tenure of employment or any term or condition of
employment.
(i) In any other manner interfering with, restraining, or
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided in
Section 102 48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes
612
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
coercing its employees in their exercise of rights guaranteed
in Section 7 of the Act
2
Take the following affirmative action designed to
effectuate the policies of the Act:
(a) Upon request, bargain collectively with Delivery
Drivers, Warehousemen and Helpers Local Union No. 435,
International
Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America, as the exclusive
representative of its employees in the unit heretofore found
appropriate with respect to rates of pay , wages, hours of
employment, and other terms and conditions of employ-
ment, and, if an understanding is reached , embody such
understanding in a signed agreement
(b) Make Ed Johnson whole for any loss sustained by him
because of his discriminatory layoff on June 3, 1970, by
paying him a sum of money computed as set forth in the
section hereinabove entitled "The Remedy."
(c) Preserve and, upon request, make available to the
Board or its agents , for examination and copying, all
payroll records, time cards, personnel records and reports,
and all other records necessary to determine the amount of
backpay due Ed Johnson.
(d) Post at its plant in Denver, Colorado, copies of the
attached notice, marked "Appendix "36 Copies of said
notice, on forms provided by the Regional Director for
Region 27, after having been duly signed by an authorized
representative of the Respondent, shall be posted by it
immediately upon receipt thereof, and be maintained by it
for 60 consecutive days thereafter, in conspicuous places,
including all places where notices to warehousemen are
customarily posted. Reasonable steps shall be taken by the
Respondent to insure that said notices are not altered,
defaced, or covered by any other material.
(e) Notify the Regional Director for Region 27, in
writing, within 20 days from the date of receipt of this
Decision, of what steps Respondent has taken to comply
herewith.37
I FURTHER RECOMMEND an order that the petition in Case
27-RC-3860 be dismissed and that all proceedings held in
connection therewith be vacated.
I ALSO RECOMMEND an order dismissing the complaint
insofar as it alleges that Arlen K Dunbar was discharged
because of his interest in or activities on behalf of the
Union.
as In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals , the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall be changed to read
"Posted pursuant to a Judgment of the United States Court of Appeals
enforcing an Order of the National Labor Relations Board "
77 In the event that this recommended Order is adopted by the Board
after exceptions have been filed, this provisions shall be modified to read
"Notify the Regional Director for Region 27, in writing, within 20 days
from the date of this Order, what steps the Respondent has taken to
comply herewith "
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR
RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT discourage membership in Delivery
Drivers, Warehousemen and Helpers Local Union No.
435,
affiliated
with International
Brotherhood of
Teamsters, Chauffeurs, Warehousemen and Helpers of
America, or any other labor
organization of our
employees, by laying off or otherwise terminating the
employment of any of our employees, or in any other
manner discriminating against employees in regard to
hire or tenure of employment or any term or condition
of employment.
WE WILL NOT coercively interrogate any employee or
employees concerning their union membership, activi-
ties, views, or sympathies, or those of other employees.
WE WILL NOT prohibit employees from talking in the
plant about the above-named Union or any other labor
organization during their own time or during times
when employees who are paid on a piece-rate basis are
not provided with work
WE WILL NOT threaten to close the plant or to impose
harsher supervision on employees for exercising their
choice of being represented by the above-named or any
other labor organization.
WE WILL NOT try to induce any employee who it
named in a charge filed with
the National Labor
Relations Board to withdraw
his name from such
charge, or to withdraw any affidavit or statement given
by such employee to the Board or any agent thereof, not
will we discriminate in any way against any employee
for any testimony he might give in a hearing before a
Trial Examiner or Hearing Officer of the said Board.
WE WILL NOT in any other manner interfere with,
restrain, or coerce our employees in the exercise of the
right to self-organization, to form, join, or assist labor
organizations, to bargain collectively through represent-
atives of their own choosing, or to engage in other
concerted
activities
for the purpose of collective
bargaining or other mutual aid or protection, or to
refrain from any or all such activities except to the
extent that such right may be affected by an agreement
requiring membership in a labor organization as a
condition of employment as authonzed in Section
8(a)(3) of the National Labor Relations Act, as
amended.
WE WILL make Ed Johnson whole for any loss he
may have suffered as a result of his discriminatory
layoff on June 3, 1970, by paying him an amount equal
to that which he would have earned in our employ
between June 3 and July 29, 1970, less his net earnings
elsewhere during said period, plus interest on the net
amount due him at the rate of 6 percent per annum until
paid.
WE WILL, upon request, bargain collectively with
Delivery Drivers, Warehousemen and Helpers, Local
Union No. 435, International Brotherhood of Team-
sters,
Chauffeurs,
Warehousemen
and
Helpers of
America, as
the
exclusive
representative
of
our
employees in the appropriate unit noted below with
respect to wages, rates of pay, hours of employment,
and all other terms and conditions of employment and,
if an understanding is reached , will embody such
understanding in a signed agreement . The collective-
bargaining unit is:
MALLOW PLATING WORKS, INC
All
production
and
maintenance
employees,
including production employees, shippers, wrap-
pers, and drivers employed by us at our Denver,
Colorado, plant, excluding all office clericals,
sales representatives, guards, and supervisors as
defined in the National Labor Relations Act, as
amended
You are free to become or remain members or to refrain
from becoming or remaining members of the above-named
labor organization or any other labor organization.
MALLOW PLATING WORKS,
INC.
(Employer)
Dated
By
613
(Representative )
(Title)
This is an official notice and must not be defaced by
anyone
This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material.
Any questions concerning this notice or compliance with
its provisions, may be directed to the Board's Office, New
Custom House, Room 260, 721 Nineteenth Street, Denver,
Colorado 80202, Telephone 303-837-3555.