197 NLRB 73
Sayers Printing Co.
SAYERS PRINTING COMPANY
73
Sayers Printing Company and Local Union No. 252,
Lithographers-Photoengravers International
Un-
ion,
AFL-CIO.
Cases
14-CA-5107
and
14-RC-6194
May 24, 1972
SUPPLEMENTAL DECISION, ORDER,
AND DIRECTIONS
BY CHAIRMAN MILLER AND MEMBERS
FANNING AND JENKINS
On October 1, 1970, the Board issued its Decision
and Order,' finding that the Respondent, Sayers
Printing Company, violated Section 8(a)(1), (3), and
(5) of the Act. In sum, the Board found that the
Respondent violated Section 8(a)(1) by coercively
interrogating employees concerning union activities;
threatening employees with plant closure if the
employees selected the
Union; threatening the
employees with loss of employment during slack
periods in the event they voted for the Union;
threatening employees with loss of bonuses and other
benefits;
threatening employees
with
discharge;
creating the impression of surveillance of the
employees' union activities; threatening to eliminate
a department; coercively interrogating an employee
as to how he voted in a Board election; promising
employees enhanced economic benefits for voting
against the Union; and promulgating a no-solicita-
tion rule devised specifically for the purpose of
defeating union organization and utilizing such rule
to restrain and coerce employees in the exercise of
their rights under Section 7. The Board also found
that the Respondent violated Section 8(a)(3) by
discriminatorily discharging employees Al Polster,
Carlos Busackino, and Thomas Carney. Finally, the
Board found that the above-described conduct, most
of
which occurred subsequent to the Union's
demand for recognition and filing of the election
petition, had undermined the Union's majority status
and impeded the election process. Therefore, a
bargaining order was issued to remedy the unlawful
refusal to bargain. The Board further found that the
Respondent's unlawful conduct was of such a
pervasive character as to require a bargaining order
even in the absence of an 8(a)(5) violation to remedy
the other unfair labor practices in this case. In
determining that the Union represented a majority of
the unit employees at the time of the Employer's
refusal to bargain, the Board found that John A.
Maxwell and Earl Hardy were supervisors within the
meaning of the Act and were therefore excluded
from the unit.2 The Board also denied the Union's
request for compensatory damages.
On December 31, 1971, the United States Court of
Appeals, Eighth Circuit, enforced the Board's Order
in part.3 The court found that there was substantial
evidence to support the Board's findings that some
employees were coercively interrogated by manage-
ment concerning their union activities; there was an
implied threat to close down the plant and move to
another location if the Union won; there was some
surveillance of employees' union activities; and a
letter sent by management and a speech to employ-
ees contained phrases which could be interpreted as
veiled promises of increased benefits if the employees
voted against the Union. The court also found that
evidence supported the Board's finding that Polster
was discharged because of his union activity.
However, contrary to the Board, the court found
that Maxwell and Hardy were not supervisors and
that they should not have been excluded from the
unit. Since there had been no showing that these two
employees acted pursuant to the Respondent's
request or direction in making threats during the
union campaign, the court concluded that the
Respondent was not responsible for their actions,
and did not enforce the Section 8(a)(1) findings
predicated on their conduct. The court disagreed
with the Board's finding that employees Carney and
Busackino were discharged for their union activity.
The court also stated that the record did not support
the finding that employees were coercively interro-
gated as to how they voted in the election. Addition-
ally, the rule concerning remaining at the press while
it was running was not, in the opinion of the court,
shown to be devised solely to threaten, restrain, or
coerce employees in the exercise of their rights under
the Act but was applied in a coercive manner to
Polster.
The court found that the bargaining order issued
by the Board was based partially on its determina-
tion that on May 2, 1969, the Union represented a
majority of the employees in the bargaining unit.
However, with the inclusion of Maxwell and Hardy,
heretofore excluded as supervisors, the court con-
cluded that the Union did not demonstrate that it
ever had a majority of the unit as members.4 Thus, it
stated, "In our opinion, some of the actions of the
Company in this case were erroneous and illegal as
heretofore set forth, but they were not egregious to
the extent that a bargaining order should be enforced
I Sayers Printing Company, 185 NLRB No 120
3 N LR B v Sayers Printing Company, 453 F.2d 810 ( 1971), motion for
2 In view of the exclusion of Maxwell and Hardy from the unit, the
modification of opinion denied January 27, 1972
Board found it unnecessary to pass on the unit placement of employees
The court
found that Evans and Schutz belonged in the unit
Robert E Evans and David E Schutz
197 NLRB No. 12
74
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
in the absence of a showing that the Union once had
cards from a majority of the employees." 5
The court determined that the appropriate remedy
was to open and count the votes of Polster, Evans,
and Schutz, and in the event that the Union did not
receive a majority, directed the Board to make a new
determination as to whether or not to order another
election as a consequence of the Section 8(a)(1) and
(3) violations. The case was thus remanded to the
Board.6
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
In light of the court's opinion, we have reviewed
the totality of the evidence with respect to Respon-
dent's unlawful conduct, and find that in the period
,immediately preceding the election the Respondent
interfered with, restrained, and coerced its employees
in the exercise of their rights to self-organization in
violation of Section 8(a)(1) of the Act. The Respon-
dent also discharged a union adherent in violation of
Section 8(a)(3). The Board has held that "conduct
violative of Section 8(a)(1) is, a fortiori, conduct
which interferes with the exercise of a free and
untrammeled choice in an election." 7 In the circum-
stances of this case it is clear that Respondent's
unlawful conduct constituted such interference.
We find therefore that by its unfair labor practices
Respondent prevented the employees from freely
exercising their choice in the June 13, 1969, election.
ORDER
Accordingly, if after the opening and counting of
the three challenged ballots the Union has not
5 N L R B v Sayers Printing Company, supra, 818
6 The Board did not seek certiorari
7 Dal-Tex Optical Company, Inc, 137 NLRB 1782, 1786
9 In order to assure that all eligible voters may have the opportunity to
be informed of the issues in the exercise of their statutory right to vote, all
parties to the election should have access to a list of voters and their
addresses
which may be used to communicate with them
Excelsior
Underwear Inc, 156 NLRB 1236, N L R B v Wyman-Gordon Co, 394 U S
759
Accordingly, it is hereby directed that an election eligibility list,
obtained a majority of the votes, we order that the
election be set aside and that a second election be
directed.
DIRECTION
It is hereby directed with regard to the election
held on June 13, 1969, in Case 14-RC-6194, that the
Regional Director for Region 14 shall, pursuant to
the Board's Rules and Regulations, within 10 days
from the date of this Direction, open and count the
ballots of John A. Maxwell, Earl W. Hardy, Al
Polster, Robert E. Evans, and David E. Shutz, and
thereafter prepare and cause to be served on the
parties a revised tally of ballots, including therein the
count of the above ballots; and
IT IS HEREBY FURTHER DIRECTED that if the results
according to the revised tally indicate that the
Petitioner has received a majority of the total votes
cast, including the above-named challenged ballots,
the Regional Director shall certify Petitioner as the
exclusive
representative for collective-bargaining
purposes of the employees in the appropriate unit.
However, if the revised tally of ballots shows that
Petitioner has not received a majority of the total
ballots as provided above, then it is ordered that the
election held on June 13, 1969, in Case 14-RC-6144
be set aside, and that Case 14-RC-6144 be severed
and remanded to the Regional Director for Region
14 for the purpose of conducting a second election
among the employees in the unit found appropriate,
at such time as the Regional Director deems that the
circumstances permit the free choice of a bargaining
representative.
[Direction
of
Second Election8 omitted from
publication.]
containing the names and addresses of all the eligible voters, must be filed
by the Employer with the Regional Director for Region 14 within 7 days
after the date of issuance of the Notice of Second Election by the Regional
Director The Regional Director shall make the list available to all parties to
the election No extension of time to file this list shall be granted by the
Regional Director except in extraordinary circumstances . Failure to comply
with this requirement shall be grounds for setting aside the election
whenever proper objections are filed