197 NLRB 397
Custom Bronze & Aluminum Corp.
CUSTOM BRONZE & ALUMINUM CORP.
397
Custom Bronze & Aluminum Corp. and William E.
Wood, Petitioner and Shopmen's Local Union No.
627, International Association of Bridge , Structural
and Ornamental Iron Workers, AFL-CIO. Case
21-RD-1043
June 12, 1972
DECISION AND ORDER
BY CHAIRMAN MILLER AND
MEMBERS
FANNING AND PENELLO
Upon a petition' duly filed under Section 9(c) of
the National Labor Relations Act, as amended, a
hearing
was held before Hearing Officer Carl
Abrams on February 7, 1972. Following the hearing,
pursuant to Section 102.67 of the National Labor
Relations Board Rules and Regulations, Senes 8, as
amended, this case was transferred to the National
Labor Relations Board for decision. Thereafter, the
Union filed a brief.
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has reviewed the Hearing Officer's
rulings made at the hearing and finds that they are
free from prejudicial error. The rulings are hereby
affirmed.
Upon the entire record in this case, the Board
finds:
1.
The Employer is engaged in commerce within
the meaning of the Act and it will effectuate the
purposes of the Act to assert jurisdiction herein.
2.
The Petitioner asserts that the Union, currently
recognized by the Employer as the exclusive bargain-
ing representative of the employees designated in the
petition, is no longer a representative as defined in
Section 9(a) of the Act.
3.
No question affecting commerce exists con-
cerning the representation of employees of the
Employer within the meaning of Sections 9(c)(1) and
2(6) and (7) of the Act, for the following reasons:
The Union has moved to dismiss the petition on
the ground that Wood, the Petitioner herein, is a
supervisor as defined in the Act and is, therefore,
ineligible to file the instant petition. This is the sole
issue for determination. Wood was the only witness
called at the hearing.
I This
petition
was originally filed on November 9, 1971, but was
dismissed by the Regional Director on November 12, 1971, on the ground
that it was filed before the expiration of a reasonable period following the
settlement agreement in Case 21-CA-10154 involving a charge of refusal to
bargain in violation of Section 8(a)(5) against this same Employer by the
Union involved herein
Following administrative appeal , the Board, on
January 11, 1972, concluded that the circumstances of this case warranted
the reinstatement and further processing of the petition
The Employer is engaged in the engineering,
design, and fabrication of aluminum rail systems,
architectual products, and prototype electronic cabi-
netry.
Wood has been employed as a welder by the
Employer since 1961. At one time the shop employed
a complement of about 10 employees with a foreman
over it who supervised Wood in all respects except
with regard to his welding functions. Since the work
force was reduced to three, including Wood, about 2
or 3 years ago, there has been no foreman in charge
by that title. There are some factors which seem to
indicate
his
nonsupervisory
status.
Thus,
Wood
regards himself as a leadman or working foreman
and testified that his responsibilities have not
changed over the years.2 He does not attend
management
meetings and his position with the
Company has not been formally designated by
management to him personally or to the employees.
He reports directly to President Schlutter or to Vice
President De Mille when Schlutter is on vacation.
On the other hand, by his own testimony Wood is
vested with certain defined areas of responsibility
beyond those of the two employees with whom he
works in the shop. It is clear from the record that
Schlutter, or De Mille in his absence, hardly ever
,goes into the work area. Thus Wood, after receiving
the daily orders from Schlutter at the outset of the
workday is, as he concedes, in charge of the shop
with respect to the workload. He schedules the shop
work, assigns it to the employees, and gives them
their orders; they, in turn, look to him for instruction
and guidance in their work. Though he testified that
he assigns the work in accordance with the employ-
ee's job classification under the Union's contract, it is
clear from his testimony that he alone has the sole
responsibility for the workload and seeing that the job
is done; and if it is not done properly Wood reports
that fact to the office. Concerning Wood's responsi-
bility for overseeing the work production in the shop,
he testified, "I make sure that we get it out. If I see
we can't I go to Mr. Schlutter and say that we have
got to hire a man whatever it will take to fulfill our
obligation."
When additional help is required, Wood suggests
to management the number of employees needed
and his suggestions in this regard are usually
followed. Though Schlutter interviews the persons to
be hired,
on management's
request Wood may
2 Wood is senior in job tenure and higher paid than these employees,
and, along with one of them, receives above the union scale The record
does not disclose the difference
in hourly rates paid Wood and this
employee. Wood works the same schedule of hours as they do, spends 7
hours of his regular 8-hour day working beside them (the remaining hour is
spent making out requisitions ), and shares with them in all fringe benefits,
such as health insurance, sick leave, and vacation In this connection,
vacation schedules are approved by Schlutter.
197 NLRB No. 67
398
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
review resumes of applicants to see if the person
possesses the necessary qualifications for thejob and
gives
his
opinion thereon.
Wood also has the
responsibility of checking timecards according to job
number to see if the right hours are credited to the
particular job. In addition he is charged with the job
of checking the shop's inventory and making out
requisitions to the office when materials are needed.3
Wood is also consulted by Schlutter concerning
whether overtime is required to get the work out and
who is best qualified to do it; thereafter Schlutter
decides which individual will work the overtime,
including, on occasion, Wood. Furthermore, Schlut-
ter may ask Wood whether the workload will permit
an employee to take time off before Schlutter decides
to grant the employee's request to be excused from
work. And Wood reports to Schlutter about the
conduct of the employees on the job. He once
reported an employee for sleeping on the job and the
employee was fired by Schlutter.4
In view of the record as a whole we find that Wood
responsibly assigns and directs the work in the shop
and exercises the use of independent judgment in
fulfilling these responsibilities. In reaching these
conclusions, we rely in particular on the fact that
Wood alone is responsible for the work of the shop
employees and the daily production of the shop. He
is in charge of the shop and its workload. He
exercises responsibilities and duties that his col-
leagues do not. He schedules and assigns the work;
he gives the employees their orders and instructions
and helps them in the performance of their jobs; he
makes certain that the work is done and done
properly and, in carrying out this charge, determines
whether overtime or additional help is needed to get
the work out--if it is, he reports this to Mr. Schlutter
whose response is usually favorable and in accord
with Wood's judgment; in addition, he is consulted
by Mr. Schlutter on personnel matters. Furthermore,
if Wood were not found to be a supervisor the shop
would be without any supervision during each
workday.5 Accordingly, we find that Wood is a
supervisor within the meaning of the Act. Because of
his supervisory status, we further find that under
settled law the Petitioner is disqualified from filing
the decertification petition.6
ORDER
It is hereby ordered that the petition filed herein
be, and it hereby is, dismissed.
3 The actual ordering of materials, however, is done by Schlutter
Generally, materials are supplied to the men along with the drawings for the
job and in accordance with the requirements thereof
4 It is not contended that Wood has the authority to hire or discharge,
reward, promote, suspend, layoff, discipline, or reprimand employees, or
effectively recommend such action , or handle gnevances
CHAIRMAN MILLER, dissenting:
I disagree with the majority conclusion that the
Petitioner, Wood, is a supervisor as defined in the
Act.
In my view the record as a whole establishes that
any direction of employees that Wood may exercise
is of a routine nature and compatible with the
functions generally attributed by the Board to a
leadman. The work performed by these employees is
highly skilled and carried on by employees well
qualified by training and experience to know what is
required of them. The record shows that the work is
executed in accordance with drawings prepared in
advance for each job that comes into the shop. It is
true that Wood testified that he assigns the work; but
the record shows that he does so according to the
employee's classification and in accordance with
Schlutter's daily orders which Wood merely relays to
the others and sees are carried out. To assign a
welding fob to a welder or welder's helper, or to see
that employees move along with the work at hand, in
my opinion, requires no more use of independent
judgment than that of the usual leadman functions in
such matters; namely, making routine assignments.
The lack of day-to-day immediate supervision
alone where there are but three highly skilled and
experienced employees following the work plan of
the drawings and daily instructions relayed to them
from the office does not in my viewjustify a finding
that the most senior and experienced of the three
employees exercises responsible direction and is,
therefore, a supervisor. In such circumstances, being
"in charge" assumes a perfunctory character which
has little or nothing to do with responsible direction
or the exercise of independent judgment. Particularly
is this so where, as here, the senior employee "in
charge" cannot do anything more than report to the
office that ajob is done improperly or an employee is
acting in a manner detrimental to the performance of
his duties, or that overtime or extra men are needed
to
complete the work on time; and then the
Employer may or may not take action in regard to
such matters. It is clear from the record that, if the
Employer chooses to act, he does so in accordance
with his own assessment of the situation and not that
of Wood whose opinion he may or may not follow.
The circumstance that no foreman has been
designated to oversee the work of the shop since the
Employer's complement of 10 shrank to its present
size and the additional circumstance that Wood's
5 National Electric Coil Div of McGraw-Edison Co, 180 NLRB 961, 963,
and Bausch & Lomb, Incorporated 140 NLRB 1400, 1405
6 Modern Hard Chrome Service Company, 124 NLRB 1235
CUSTOM BRONZE & ALUMINUM CORP.
responsibilities have continued to remain unchanged
further buttress the presumption that management
finds immediate shop supervision unnecessary under
present conditions.
Finally, I cannot overlook the mass of evidence
that Schlutter finds it expedient to retain all the
reigns of supervisory control in his own hands, even
as to such relatively simple decisions as scheduling
overtime, granting time off for dental appointments,
7 For example , on a recent occasion an employee was given a raise
without any consultation with Wood , though in the past he has been
consulted regarding such a matter
8 Howard Johnson Company, 174 NLRB 1217, and cases cited therein at
399
and approving vacation time. Wood's testimony
plainly contradicts any conclusion that his recom-
mendation as to any matters affecting employees are
effective.?
On the basis of the foregoing, therefore, and on the
record as a wh{le, I would find, contrary to my
colleagues, that Wood is not a supervisor as defined
in the Act8 and would accordingly direct an election
in the unit found appropriate.
1221 and 1222. Iroquois Telephone Corporation, 169 NLRB 344, 345 at fn 6,
Mook Weiss Meat Packing Company, 160 NLRB 546, and Phillips Petroleum
Company, 129 NLRB 813