197 NLRB 380
Orlando Paper Co., Inc.
380
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Orlando Paper Co., Inc. and Teamsters, Chauffeurs,
Warehousemen and Helpers Local Union No. 385,
affiliated with the International Brotherhood of
Teamsters, Chauffeurs, Warehousemen and Help-
ers of America. Case 12-CA-5361
June 9, 1972
DECISION AND ORDER
BY MEMBERS JENKINS, KENNEDY, AND
PENELLO
On March 29, 1972, Trial Examiner Arthur Leff
issued the attached Decision in this proceeding.
Thereafter,
Respondent' filed exceptions and a
supporting brief.
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the Trial
Examiner's Decision in light of the exceptions and
brief and has decided to affirm the Trial Examiner's
rulings, findings, and conclusions and to adopt his
recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order. of the Trial Examiner and hereby orders
that Respondent, Orlando Paper Co., Inc., Orlando,
Florida, its officers, agents, successors, and assigns,
shall take the action set forth in the Trial Examiner's
recommended Order.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
ARTHUR LEFF, Trial Examiner: Upon a charge filed by
the
above-named
Union on October 26, 1971, and
amended on November 23, 1971, the General Counsel of
the National Labor Relations Board, by the Regional
Director for Region 12 of the National Labor Relations
Board, issued a complaint, dated November 30, 1971,
against Orlando Paper Co., Inc., herein called the Respon-
dent, alleging that the Respondent had engaged in unfair
labor practices within the meaning of Sections 8(a)(1) and
(5) and 2(6) and (7) of the National Labor Relations Act,
as amended. The Respondent filed an answer denying the
commission of the alleged unfair labor practices. A hearing
was held at Orlando, Florida, on January 10, 11, and 12,
1 The complaint alleges and the Respondent's answer admits that
[A ]II
production employees, including truckdnvers and working
foremen, employed by Respondent at its Orlando, Florida, facility, but
excluding guards, professional employees, salesmen, technical employ-
1972. On February 18, 1972, the General Counsel and
Respondent filed briefs.
Upon the entire record in the case and from my
observation' of the witnesses, I make the following:
FINDINGS OF FACT
1. THE BUSINESS OF RESPONDENT
The Respondent, a Florida corporation with its principal
place of business in Orlando, Florida, where it is engaged
in the sale and distribution at wholesale of paper and allied
products, annually purchases and receives products valued
in excess of $50,000 directly from points located outside
the State of Florida. The Respondent is engaged in
commerce within the meaning of Section 2(6) and (7) of
the Act.
II. THE LABOR ORGANIZATION INVOLVED
The Union is a labor organization within the meaning of
Section 2(5) of the Act.
III.
THE UNFAIR LABOR PRACTICES
A.
The Issues
As noted above, this case is concerned with alleged
8(a)(1) and (5) violations by the Respondent. The General
Counsel asserts in substance that beginning about October
6, 1971, after the Union had been designated by a majority
of the Respondent's employees in an appropriate unit' as
their bargaining agent, the Respondent not only refused to
recognize the Union but embarked upon a course of unfair
labor practices of such an extensive, substantial, and
pervasive nature-26 separate counts of alleged 8(a)(1)
violations are pleaded in the complaint-as to preclude the
holding of a fair election and require a bargaining order as
the appropriate remedy.
The Respondent concedes that a majority of its employ-
ees in the appropriate unit signed union designation cards
and that it refused to recognize the Union on the basis of
such cards. But it alleges that the Union's card majority
was "tainted" by the participation in the Union's organiza-
tional effort of one Freeman Harper, who, contrary to the
position of the General Counsel, it contends was a
supervisor within the meaning of Section 2(11) of the Act.
The Respondent denies that it committed any of the 26
alleged independent 8(a)(1) violations attributed to it in the
complaint. But, aside from its defense of a "tainted"
majority, it asserts that even if the alleged 8(a)(1) violations
are found to have been proved, they would not justify a
remedial bargaining order.
B.
The Respondent's Work Force; The Supervisory
Status of Freeman Harper
The Respondent operates its business of distributing
paper goods in Orlando, Florida, out of a warehouse
ees, office clerical employees , and supervisors as defined in the Act,
constitute a unit appropriate for the purposes of collective bargaining
within the meaning of Section 9(b) of the Act.
197 NLRB No. 72
ORLANDO PAPER CO., INC.
381
containing
approximately 50,000 square feet.
Damel
Franklin, the Respondent's general manager and vice
president, is in overall charge of the Respondent's Orlando
operations. His office is situated in a glass-partitioned
corner of the warehouse where the Respondent's general
office facilities are also to be found. By rising from his desk
and going to the glass partition, he can view the physical
warehouse operations. Also situated in the office area
facing the warehouse is O. R. Cooper, the office manager,
described by Franklin as his "right hand." Cooper, who
earns approximately $210 a week, serves as the Respon-
dent's head bookkeeper. He also supervises the work of the
Respondent's office force, consisting of two bookkeepers,
four telephone salesgirls, a secretary, and an inventory
clerk. He has no significant part, however, in directing the
physical operations of the warehouse itself, except that he
holds himself available to the warehouse foreman for
consultation about any special problem that may come up
when Franklin is away.
Apart from the employees mentioned above, the Respon-
dent's work force is composed of warehousemen and
truckdrivers, herein referred to as the warehouse employ-
ees, who alone are directly involved in this proceeding.
During
most of the period material herein-in late
September and October 1971-the Respondent employed
nine
warehouse employees-Freeman
Harper, James
Fitzgerald, Arthur Eastman, Tom Adams, William Jones,
Samuel Edwards, Michael Homer, James Green, and J. D.
Powell. The first four worked primarily as warehousemen.
The others-except possibly for Powell whose precise job is
not disclosed by this record-worked primarily as truckdriv-
ers operating the four trucks which the Respondent uses
on regularly assigned runs in making deliveries of the
paper products it sells.2 All of the warehouse employees
referred to above were hourly-rated, except Fitzgerald and
Harper. Fitzgerald, whose work in the warehouse was
primarily that of a receiving clerk, was paid a straight
salary
of $110 a week.3 Harper-who, on a union
designation card he signed, identified his job as that of
"working foreman"-was paid, a straight weekly- salary of
$125 a week, with no extra compensation for overtime
work. Hourly-rated warehousemen receive $2.25 per hour,
but with overtime usually earn about $115 a week. The
status of Fitzgerald as a rank-and-file employee is not
disputed. In issue, however, is the status of Harper, the
General Counsel contending that he is at most a leadman
or a straw boss and the Respondent contending that he is a
supervisor within the meaning of the Act.
Harper began working for the Respondent in June 1971
as an hourly-rated warehouseman. At about the end of
August 1971, he was assigned to his present salaried
position, replacing William Jones who had occupied that
position for the previous 3 months or so. Jones at the same
2 Adams left the Respondent's employ on or about November 1, 1971,
the others mentioned above were still with the Respondent at the time of the
hearing In the latter part of October 1971, the Respondent hired three new
warehouse employees, only one of whom, Friedman , was still in its employ
at the time of the hearing Normally there is a high rate of employee
turnover among the Respondent's warehouse employees It was stipulated
that during the 10-month period preceding the hearing , the Respondent
hired 22 warehouse employees to maintain its normal 9-man complement
and that four different individuals successively occupied the working
time was reassigned, at his own request, to his earlier
position as a truckdriver. Franklin told Harper when he
assigned him to the position Jones was vacating that he
was to be in charge of the warehouse with responsibility to
see to it that trucks were out in time, that orders were
pulled correctly, and that errors were kept to a minimum.
According, to Harper's testimony, which I credit, Franklin
did not then, or later, say anything to him about his job
title or, except as stated above, tell him specifically what
his authority over other warehouse employees was to be.4
Harper understood, however, that he was to have the same
functions and responsibilities that Jones had had. Jones, as
his testimony reflects, understood his title to be that of
warehouse foreman.
In his present position, Harper spends 90 to 95 percent of
his working time performing the same physical functions as
those performed by other warehousemen-pulling orders,
using the forklift, loading and unloading trucks, etc. In
addition, however, he assigns to other warehousemen their
specific daily work tasks, telling them, for example, what
shipping orders they are to work on and what trucks they
are to load. He is also responsible for seeing to it that
shipping orders are filled accurately, that shipments are
written up properly with all merchandise accounted for,
and that the loading of trucks is completed in time for
scheduled deliveries.
Harper was given keys to the
warehouse at the time he was assigned to his present
position. On occasions when this has been required in
order to meet scheduled delivery times, Harper has opened
the warehouse early or kept men late. It has also been
necessary for him at times to do catchup work on
Saturdays or Sundays with the assistance of hourly-rated
employees. In such instances, he has usually selected the
employees who are to work the overtime hours. Harper
does not normally assign truckdrivers to specific runs as
each regular truckdriver has his own established route. But
there are times when trucks are sent out with double loads,
requiring the use of a helper in addition to the driver. In
such situations,
Harper
makes the selection of the
employee who is to ride with the driver. Similarly, when an
extra route is to be run or when a driver is absent and the
extra or part-time driver is not available, Harper will assign
a warehouseman to perform the delivery job. Harper has
authority to lease additional trucks when in his opinion
they are needed, but he has never actually exercised that
authority without first obtaining the approval of either
Franklin or Cooper.
When warehouse employees desire time off from work
they take it up with Harper. If the request is for a period of
short duration, say, for an hour or so, and Harper is of the
opinion that it will not interfere with warehouse opera-
tions, he grants it on his own authority and merely directs
the employee to report his leave time to Cooper for
foreman position held by Harper at the time of the events material herein.
3 Fitzgerald had transferred to that position from a truckdnver'sjob. He
testified that as a truckdnver, his total weekly income, with overtime, had
ranged from $115 to $130 a week
4 Franklin's testimony on cross-examination that he specifically told
Harper that he was to have authority to hire and fire warehouse employees
is not credited.
Franklin made no mention of this during his direct
examination and his testimony to that effect on cross impressed me as
improvised
382
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
timekeeping record purposes. However, if the request is for
a substantial period he refers the request to Franklin or
Cooper At no time has an employee been denied time off
once Harper has approved his request. On one occasion
when there was not enough work to go around, Franklin
asked Harper to select two men for temporary layoff, but
Harper, as appears from his testimony, refused to do so,
telling Franklin that if Franklin wanted to effect a layoff
he should select the men himself.
Both Harper and Jones credibly testified that they were
never expressly told that the position of working foreman
carried with it the authority to hire, fire, or take any other
action affecting thejobs of employees under them. In point
of fact, Harper has never participated in any way in the
hiring process. Franklin has done all the interviewing of
applicants himself while Harper has served as foreman.
The same was true during Jones' tenure as warehouse
foreman. However, there is evidence that Jones' predeces-
sor as working foreman did participate in the employment
process, at least with respect to some individuals. So far as
appears, no warehouse employee has been discharged since
Harper became warehouse foreman. There were two who
were discharged during Jones' tenure in that position. In
the case of one of them, Jones recommended the discharge,
for drunkenness on the job. In the case of the other, Jones
did not recommend the discharge, but Franklin consulted
with him concerning the man's ability before effecting that
action.
As one whose working time is almost entirely devoted to
the
performance of physical tasks similar to those
performed by other warehousemen and whose compensa-
tion is not substantially greater, Harper could understand-
ably regard himself, and be regarded by his fellow
employees, as more closely identified with the rank-and-
file warehouse employees than with management. As for
Harper's added duties,
it
is undoubtedly true, as the
General Counsel contends, that the work assignments he
makes are mainly of a routine nature and that his
overseeing
of
warehouse operations is not basically
dissimilar from the work of a checker. And it may well be
that
some of the other considerations on which the
Respondent relies, such as the limited authority Harper
exercises to grant time off and his occasional selection of
employees for overtime work, are not of such a substantial
character, standing alone, as to give him "the feeling of
control, power, or superiority that one finds in a supervi-
sor."5 The highly significant fact remains, however, that
Harper, as warehouse foreman, is the person who has been
charged by the Respondent with the immediate responsi-
bility
for seeing to it that warehouse operations are
properly performed and that there is no one over him other
than Franklin, who, because of his other management
responsibilities, is in no position to direct the warehouse
employees in the day-to-day performance of their work.
Although the matter may not be free from doubt, I believe,
on the evidence considered as a whole, that the authority
vested in Harper to direct the work of warehouse
employees must be regarded as of sufficiently substantial
5 NLRB v Security Guard Service, Inc, 384 F 2d 143, 150 (C A 5) See
also
Benson
Wholesale Co,
164 NLRB 536, 548; South Florida Liquor
Distributors, Inc, 113 NLRB 109, Miami Paper Board Mills, 109 NLRB 167,
responsibility to place him in the category of a supervisor
within the meaning of Section 2(11) of the Act, rather than
that of a straw boss or leadman as contended by the
General Counsel.6 I so find.
C.
Chronology of Events
Organizational activities at the Respondent's warehouse
began about the middle of September 1971. The initiator
and employee leader in such activities was Arthur
Eastman, a warehouse employee who had been hired
earlier that
month. Several days after Eastman was
employed, he suggested to employee James Fitzgerald the
desirability of union affiliation for the warehouse employ-
ees. Fitzgerald expressed an interest in union organization,
but warned Eastman that "union" was a "real bad word
around
Orlando Paper Company" and that Eastman
should be careful about whom he spoke to. During the next
week or so, Eastman spoke to the other warehouse
employees about bunging a union into the plant and
received expressions of interest from them. Harper was
among those to whom he spoke. Harper indicated his own
interest, but took no steps on his own to solicit employee
support for union organization. As appears from Fitzger-
ald's testimony, Harper was present, however, at one or
two informal discussions concerning unionization which
took place at a restaurant where some of the warehouse
employees were wont to gather for a beer after work. At
these gatherings, Eastman did most of the talking in favor
of a union. Fitzgerald could not recall Harper expressing
himself at these meetings on whether or not he favored a
union at the warehouse.
On September 27, 1971, Eastman called at the union
office, where he met with Herman Witt, the Union's
business agent. Witt gave Eastman union designation cards
to distribute to the employees. Subsequently, Eastman
made arrangements with Witt to have the latter meet with
the warehouse employees at the union hall. Eastman
invited Harper to come to this meeting.
The meeting, held on October 1 at the union hall, was
attended by all the warehouse employees but two-Wil-
liam Jones and J. D. Powell. Jones, a truckdriver, could not
come that night because he was on the road. Powell, it
appears, was opposed to union organization. Before the
start of the meeting, there was a discussion concerning
Harper's eligibility because of his position as working
foreman. After discussing the matter with the employees
and also with Harper, Witt declared it to be his opinion
that Harper occupied the status of a leadman or working
foreman rather than that of a supervisor. Harper was then
admitted to the meeting.
At the October 1 meeting, all seven of the warehouse
employees in attendance signed cards designating the
Union as their bargaining representative. Harper was the
last to sign. He was present, however, when the others
signed their cards. The next day, Jones also signed a union
authorization card. Eastman, Edwards, and Harper were
present with Jones at a restaurant when he signed his card.
Jones testified that at the restaurant Eastman and Edwards
Plastic Workers Union v. N L R B, 369 F 2d 226 (C A 7)
6 See
Sky Wolf Sales, d/b/a Pacific Industries, 189 NLRB No. 135,
Grand Forks Grocery Co, 121 NLRB 1271
ORLANDO PAPER CO., INC.
did all the talking about the Union and that Harper did not
tell him until after he had signed his card that he (Harper)
had signed one, too. Harper testified he never personally
solicited a union authorization card from any employee.
Harper's testimony in that respect is supported by all the
employee witnesses who were questioned on that point.
Under date of October 4, 1971, the Union addressed a
letter to the Respondent, requesting recognition as the
bargaining representative the
Respondent, requesting
recognition as the bargaining representative of the ware-
house employees and offering to establish its majority
status by written proof.?
Franklin first became aware of the Union's recognition
demand on the morning of October 6, when he returned
from an out-of-town business trip. Later that morning,
during the coffeebreak, Franklin assembled the employees
then present in the warehouse. In a talk to them, Franklin
expressed his disappointment and dismay that they had
chosen to go the union route He told them that if they had
problems they wanted solved they should form a labor
organization of their own, confined to company ware-
housemen and bring their problems to him in that manner;
he said that if the employees were dissatisfied with their
working conditions or if money was the issue, he was sure
they could come to a mutually satisfactory arrangement
without bringing in an outside party. Franklin suggested
that toward that end the employees appoint a spokesman
from among their own group to meet with him on Friday
of that week to discuss the matter further.
On October 7, the Respondent sent the Union a telegram
in which it expressed doubt of the Union's majority,
questioned the appropriateness of the unit defined in the
Union's demand, declared its unwillingness to recognize
the Union on the basis of a card check, and suggested that
the question concerning representation be resolved through
the Board's processes.
On the same day, the Union filed with the Board's
Regional
Office
a
representation
petition,
Case
12-RC-3956, seeking certification as bargaining represent-
ative for the Respondent's warehouse employees.
On October 13, Franklin called a meeting of all the
warehouse employees and read to them a speech that had
been written for him. Franklin began by explaining the
election procedures that would be followed and what the
legal consequences of union certification would be. He
then spoke of the disruption in harmonious employer-
employee relations that was likely to ensue from a union
victory and particularly stressed that the Union was really
not concerned with employee interests, but only with the
furtherance of its own selfish ends. Referring to employee
and employer rights, he mentioned that he would not
tolerate anyone in the Company discriminating against
employees either way because of their membership or
r The unit defined in the Union's demand is identical to the one alleged
in the complaint, and admitted in the answer, as appropriate for purposes of
collective bargaining. See fn I, above
8 Under the Respondent's profit-sharing plan, a portion of the
Company's profits is set aside each year, allocated to individual employees
in proportion to their W-2 earnings and held in trust for them, the amount
held for each employee being evidenced by a certificate given to him The
employees obtain no vested right to the money held for them unless they
remain in the Company's employ for about 10 years At that time, they can
383
nonmembership in the Union, regardless of the outcome of
the election. If the Union was certified, he said, the
Respondent would bargain with the Union as the law
required it to do. But he made clear that this did not mean
that the Respondent had to agree to union terms and he
also dwelt at some length on the economic losses and other
consequences employees might expect to suffer in the event
of a strike. Franklin also stressed that the wage-price freeze
would preclude the Respondent for an indefinite time from
making wage adjustments even if the Union was selected.
In the course of his remarks, he also referred to the
Company's "generous profit sharing arrangement,"8 and
stated, "I know of no union shop where employees are able
to enjoy the benefits of a profit sharing program." The
General Counsel does not contend that Franklin's speech
was unlawfully coercive. Its overall tenor was such,
however, as to leave the employees in no doubt of the
Respondent's opposition to union organization.
Franklin at the end of the speech invited questions from
the employees. There were no questions, but Eastman,
speaking for the employee group, arose and read a
statement. There is a conflict in the testimony as to
precisely what statement he read. According to Franklin,
supported in this respect by one employee witness, the
statement was in the form of a response to Franklin's
suggestion made at his meeting with employees on October
6 that the employees select from among them a spokesman
to deal with him on the group's behalf.9 According to
Eastman and other employee witnesses, the statement read
by Eastman was in the form of a document bearing the
signatures of warehouse employees who had signed union
designation cards,iO declaring "their individual and com-
bined desires as an organized body to affiliate themselves
with the Union." The above-mentioned conflict in testimo-
ny is unimportant, however, and need not be resolved. For
it is undisputed that within a day or so after the meeting,
Eastman, at Franklin's request, showed Franklin both
statements and allowed Franklin to make copies of them.
During the next several days, the unit employees were
individually called into Franklin's private office and
interrogated by him concerning matters relating to the
Union.
Harper had a number of such meetings with Franklin. At
one of them, Franklin commended Harper for the fine job
he was doing, offered him a $10 raise (which Harper
refused to accept because of the wage freeze), and asked
him to commit himself to the Company and to try to
persuade the warehouse employees not to vote for the
Union. At another, Franklin told Harper that Eastman had
been planted at the warehouse by the Union for organiza-
tional purposes and specifically requested Harper to set up
Eastman for discharge so that he could get rid of him.ii
Jones was called at his home on the Saturday following
either withdraw the money or have it applied toward a pension
9 The statement identified by Franklin as the one that was read declared
in substance that the employees had met in response to his earlier suggestion
that they form a company organization and had "definitely and firmly"
decided to affiliate as a group with the Union and had selected Eastman as
their union steward.
to Eastman's name headed the list of signatures, Harper's was last
11 These findings are based on credited testimony of Harper Franklin
denied telling Harper to set up Eastman for discharge According to his
(Continued)
384
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Franklin's speech and asked to come to Franklin's office.
Franklin questioned Jones on how he felt about the Union
and how he intended to vote in the forthcoming represen -
tation election. When Jones stated he did not know how he
would vote, Franklin urged Jones to commit himself to the
Company and to talk the Union down among the men.
Franklin said that he would feel, if the Union lost the
election, that Jones had helped bring about that result, and
he would then see to it that Jones was taken care of. "I'm
not promising you raises or anything else," Franklin said,
"but I'm dust going to take care of you." Franklin then
referred to the Respondent's profit-sharing arrangement.
Producing a company record showing that Jones already
had $400 standing to his credit under that arrangement,
Franklin told Jones, "That's dust going to go down the
drain if this union comes in." Franklin then added that the
loss of profit-sharing credits should also be a matter of
considerable concern to the other truckdrivers as they had
been with the Company longest and had "a lot more to
lose."
Subsequently,
Franklin inquired of Jones about
Harper's involvement in the Union.12
Eastman was called to Franklin's office on October 15. It
was at this meeting that Franklin requested to see, and was
shown, the statement signed by eight of the warehouse
employees
declaring their "individual and combined
desires" to affiliate with the Union. Franklin expressed his
amazement that Eastman, a new employee, was able to
organize the warehouse employees in so short a time. He
told Eastman that he had unusual leadership qualities that
could become an asset to management at a later time and
urged him to use his leadership ability now to swing the
employees' votes to the Company's side in the forthcoming
election, thereby implying, it is found, that if Eastman
cooperated with Franklin as requested, he might anticipate
eventual advancement to a management position. Franklin
also told Eastman that if what he was seeking was a wage
increase, all he had to do was to ask Franklin for one.
During the course of the meeting, Franklin also questioned
Eastman at some length about his prior affiliation with the
Union,13 where the employee organizational meetings were
held, who had attended them, and what was said at them.''
Fitzgerald testified that, at his private talk with Franklin
in the latter's office, Franklin referred to Eastman as a
union organizer who was only interested in feathering his
version, he simply told Harper that Eastman was not doing his job properly
and that Harper should do whatever he could to correct the
situation.
Franklin's testimony in that respect, however, impressed me when given as
lacking in conviction
12 The above findings are based on Jones' credited testimony. Franklin
admitted summoning Jones to his office, asking Jones to vote against the
Union and to urge other employees to do the same , and talking to Jones
about his accumulated interest under the profit -sharing plan However, he
denied asking Jones specifically how he intended to vote, stated he could
not "recall" promising to take care of Jones if the Union lost, and testified
that his profit-sharing references were cast in terms of what might happen as
a result of negotiations if the Union won Jones impressed me, as Franklin
did not, as a particularly forthright and careful witness, and I view his
testimony as more reliable than that of Franklin
13 Eastman told Franklin , and also testified at the hearing , that he had
never before been a member of any labor organization.
14 The findings in the above paragraph are based on testimony of
Eastman that I find credible Franklin's testimony is not substantially at
variance with these findings , except perhaps for the portion relating to
Franklin's implied promise to advance Eastman in time to a management
position if he helped defeat the Union According to Franklin, he simply
own nest, inquired how he (Fitzgerald) intended to vote,
where the
union
meetings had been held, and who
attended them; pointed out to him that Harper would not
be there forever and that Fitzgerald was next in line for
Harper's job, thereby implying, without expressly promis-
ing, that Fitzgerald might eventually expect promotion to
Harper's job; urged Fitzgerald to persuade other employ-
ees to vote against the Union; and stated, without referring
to contract negotiations, that if the Union were voted in,
employees would probably lose some of their existing
benefits, specifically profit sharing. Fitzgerald's testimony
to
the foregoing
effect, though partially denied by
Franklin, is credited.is
Samuel Edwards was summoned by Franklin to the
latter's office for a private talk concerning the Union on or
about October 18. Franklin discussed the Company's
profit-sharing plan and implied that under a union
contract the employees would lose that benefit.is Empha-
sizing that he did not want an outsider running the
Company, Franklin reiterated the suggestion he had earlier
made that the employees get together as a group to deal
with him. If the employees' interest in unionization was
due to the employees' dissatisfaction with their wages,
added Franklin, he was confident that an arrangement
might be made to work out that problem without a
union.'?
Michael
Homer testified that at his meeting with
Franklin at the latter's office, Franklin asked him what he
though of the Union and how he intended to vote. Homer
was noncommittal. Franklin then told Homer that he was
going to get a 25-cent wage increase after he was there 90
days. Homer had started working for the Respondent on
July 15, roughly 90 days before. As appears from Homer's
testimony, it was usual for employees at the warehouse to
be given such an increase after they were there 90 days.
Franklin denied asking Homer how he intended to vote,
but did admit asking him what he thought of the Union
and telling him he hoped he would "pull for the Company
side," while discussing with him the forthcoming raise.
James 'Green, the employee longest in service at the
warehouse, was called into Franklin's office several days
after Franklin delivered his speech to the employees.
Franklin questioned Green about union activities and
referred to Eastman as a union plant who was acting in his
told Eastman that Eastman with his leadership talents might someday find
himself in the position of a foreman where he would have to deal with the
Union himself To the extent that their respective versions are in conflict on
this point, Eastman's appears to me to be more plausible
15 Although Franklin denied asking Fitzgerald about union meetings
and who attended them, I think it entirely likely that he did since, as other
evidence reflects, the Respondent during this period was seeking to discover
the extent of Harper's participation in union organizational activities.
Fitzgerald's testimony about profit sharing, which Franklin also disputed, is
in effect corroborated by other witnesses
Between the two, Fitzgerald
impressed me by his overall testimony and demeanor on the witness stand
as the more reliable witness
16 1 credit Edwards' testimony in this respect Franklin's version was that
he merely told Edwards that there was "some question" in his mind as to
"how the profit sharing pension program would be affected by [negotiation]
for a new contract."
IT This finding is based on Franklin's testimony Edwards testified, and
Franklin denied, that Franklin mentioned specifically a 50-cent hourly wage
increase I think it unlikely that Franklin would have singled out Edwards to
promise a wage increase in a specific amount.
ORLANDO PAPER CO., INC.
own selfish interests. Franklin also told Green that if the
Union were designated as the employee representative,
Green stood to lose the profit-sharing earnings that had
been accumulated for his account, stressing that in his case
this would be "quite a sum" as it would cover a period of 5-
1 /2 years.18
On October 18, 1971, a second meeting was held at the
union hall.
All eight warehouse employees (including
Harper) who had designated the Union were present along
with Witt, the Union's business agent. After a discussion of
what had happened since the last meeting, the employees
voted, with but one dissenting vote, to go on strike the
following day to protest both the Respondent's unfair
labor
practices
and its failure to grant the Union
recognition.
The strike began as scheduled at 11:30 a.m. on October
19. All the warehouse employees, except Powell, who never
joined the Union, and Robert Hastings, a new employee
who had started with the Respondent the preceding day,
participated in the strike and picketing. Harper was among
those who struck and picketed. Franklin admitted that he
was aware of the identity of all those participating in the
strike. The strike lasted only until about 1 p.m., when,
following a meeting of Witt with the attorney for the
Respondent, the picketing was discontinued and the
striking employees returned to work. As agreed upon by
Witt and the Respondent's attorney, the striking employees
were paid for the time lost while on strike.
At his meeting with the Respondent's attorney, Witt
renewed the Union's demand for recognition. Witt testified
that he left the meeting with the belief that there was a
good possibility the Respondent would now voluntarily
recognize the Umon.19 Subsequently, however, the Union
received a letter from the Respondent again declining
recognition.
After the strike, Franklin, so far as appears, refrained
from contacting warehouse employees individually in an
effort to wean them away from the Union.
However, during the latter part of October, while a
hearing
on the Union's representation petition was
pending, the Respondent hired three new employees.20
Franklin admitted that in his prehire interviews of these
employees he interrogated them concerning their attitude
toward the Union and that his selection of them was
influenced in a substantial part by his belief, based upon
what they had told him, that they would vote against the
Union, in a Board-conducted representation; election.
One of these newly-hired employees, Robert Charles
Hastings, who began work on October 18, was subpenaed
as a witness by the General Counsel. 21 His testimony, as
18 Franklin did not deny Green's testimony to the foregoing effect,
except that his version was somewhat different with respect to the profit-
sharing part of the discussion According to Franklin, he simply "comment-
ed that I [Franklin ] did not know the legal aspects of this thing, but was he
[Green] aware that in some way the profit sharing could be affected"
Green's version strikes me as more plausible and I accept it.
19 There is nothing in the record , however, to indicate that the
Respondent's attorney said or did anything to encourage such a belief.
20 The Respondent's normal complement of warehouse employees,
including the warehouse foreman, is nine The addition of the 3 brought the
number, at least temporarily, to 12. About November 1, 1971, after the
Union filed its charge herein which blocked the representation proceeding,
385
supplemented in part by testimony of Franklin, to the
extent credited, shows the following:
Hastings had never worked as a warehouseman before
and was actually interested in a job as a management
trainee. During his prehire interview, Franklin interrogated
Hastings concerning his views about union organization,
explaining that the Respondent was having a fight on its
hands to defeat the Union's organizational efforts. Hast-
ings assured Franklin that he did not believe in unions and
was strictly a company man. Franklin then told Hastings
that because of the union situation he would expect
Hastings to work closely with him and furnish him
information as to employee activities; that, if Hastings was
with him on this, he had the job. Franklin also promised
Hastings a bonus if the Union were defeated in the
election 22
Although Hastings was actually hired as a management
trainee, he was assigned to work in the warehouse. The
other warehouse employees were not informed that he was
not a regular warehouse employee. After Hastings began
work, he met with Franklin privately at a restaurant and
also frequently telephoned him at his home to transmit to
him information relating,
inter alia,
to what he had
observed about employees' union attitudes and about what
employees were planning in the way of union activities. On
one occasion, Franklin asked Hastings to contact him
when he next observed warehouse employees gathered
together in a group discussing the Union as they sometimes
did, so that Franklin could come in and catch them in
union activities on working time. Hastings tried to carry
out that instruction, but failed because by this time the
employees distrusted him.
During another telephone
conversation, Franklin told Hastings that he had hired two
new men who could be expected to vote in favor of the
Company in the representation election and that he
expected one of them to be "a potential candidate for the
top warehouse position [Harper]."
The Respondent had been notified on October 14, 1971,
that a hearing would be held on October 28, 1971, on the
petition for certification filed by the Union in Case
12-RC-3956. The Respondent waited until October 26, 2
days before the scheduled hearing, and then filed with the
Regional
Director a motion to dismiss the Union's
representation petition, and a request for an administrative
investigation, on the asserted ground that the Union's
showing of interest was "tainted by reason of supervisory
participation." Later that same day, the Union filed its
original charge in this complaint proceeding. As a result,
further
proceedings in the representation case were
suspended. On November 30, 1971, simultaneously with
the issuance of the complaint in this proceeding, the
one of the warehouse employees who had designated the Union, left the
Respondent's employ and, during that same month, one of the newly-hired
employees, Hastings, also did. Subsequently another of the newly-hired
employees also left, but the record does not showjust when. At the time of
the hearing herein, the total complement of warehouse employees was again
down to rune.
2i As Hastings was obviously a reluctant and hostile witness, the General
Counsel was permitted to cross-examine him under sec. 43(b) of the Federal
Rules of Civil Procedure.
22 Franklin, while not substantially disputing Hastings' testimony in
most other respects, denied that he promised Hastings a bonus. Franklin's
denial is not credited.
386
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Board's
Regional Director notified the parties in the
representation proceeding that, because of the complaint's
allegation of a refusal to bargain, the Union's representa-
tion petition was being dismissed.
D.
Concluding Findings as to Interference,
Restraint, and Coercion
The foregoing factual findings clearly establish that from
the time the Respondent was first informed on October 6,
1971, that a majority of its warehouse employees had
designated the Union as their representative, and extend-
ing at least until the time the Union filed its charge in this
proceeding, the Respondent, through General Manager
and Vice President Franklin,
its
highest
management
official stationed at its Orlando facility, engaged in a
deliberate and coercive campaign to undermine the Union
and to induce the unit employees to reject the Union as
their collective-bargaining representative. More specifical-
ly,
I find that the Respondent , through Franklin, tres-
passed upon employee statutory rights in violation of
Section 8(a)(1) in the following respects:
(a)
By suggesting to warehouse employees at the
coffeebreak meeting held on October 6, 1971, that they
abandon the Union and form their own employee
organization with a spokesman selected from their own
group to deal with the Respondent concerning wages and
working conditions,
and by
impliedly
promising the
employees an increase in their wages and an improvement
in their working conditions if they followed that suggested
course. See American Cable Systems, Inc., 414 F .2d 661, 664
(C.A. 5); Waycross Sportswear, Inc., 160 NLRB 11, 17, 21;
N.L.R.B. v. Exchange Parts, 375 U.S. 40.
(b) By making a like suggestion to employee Edwards,
accompanied by a like implied promise of benefit , during
Franklin's private talk with Edwards on or about October
18.
(c) By instructing Harper to find a pretext to discharge
Eastman because of Franklin's resentment of Eastman's
leadership in the Union's organizational campaign. See,
N.L R.B. v. Tidelands Marine Service, 338 F.2d-44, 46 (C.A.
5); Daniel Construction Co. v. N. L.R.B., 341 F.2d 805, 812
(C.A. 4); Elder-Beerman Stores Corp., 173 NLRB 566.23
(d) By interrogating employees individually24 how they
felt about the Union or how they intended to vote and also
by interrogating employees individually25 about the union
activities of others. The foregoing interrogation, I find, was
clearly coercive, particularly as it was engaged in by the
Respondent's highest management official in the privacy
of
his
office,
in
a setting of unconcealed employer
opposition to the Union and , in most instances, in context
with other conduct constituting unlawful intereference,
restraint, and coercion of employees.
(e) By threatening employees,26 expressly or by clear
23 Harper,
though found to be a supervisor, was a member of the
employee group that had expressed a desire for umon affiliation (known to
be such by the Respondent at least after October 15) It is thus reasonable to
infer that the instruction given Harper would likely come to the notice of
warehouse employees
24 Employees Jones, Fitzgerald, Homer
25 Employees Eastman, Fitzgerald, Green
26 Employees Jones, Fitzgerald, Edwards, Green.
27 Employees Jones (to take care of him); Eastman (a wage increase),
implication, with the loss of accumulated credits under the
Respondent's profit-sharing plan,
as well as with the
discontinuance of that plan, if the Union was selected as
bargaining representative. Contrary to the Respondent's
contention, Franklin' s references to the employees' loss or
probable loss of profit sharing if the Union were voted in,
occurring in conjunction with unlawful employee interro-
gation and, in some instances , with other conduct found
herein to be violative of Section 8(a)(1), can scarcely be
viewed as privileged predictions or expression of opinion.
See, Motorola, Inc.,
163 NLRB 385, fn. 2; Winn Dixie
Stores, 166 NLRB 227, 235.
(f)
By promising or holding out to employees the
prospect of economic rewards if the Union were rejected
by employees.27 N L R.B. v. Exchange Parts, 375 U.S. 405.
(g) By soliciting employees, 28 in a context of unlawful
interrogation, threats, or promises of benefit, to use their
influence to dissuade other employees from supporting or
voting for the Union. Bisso Towboat Co., 192 NLRB No.
116.
(h) By interrogating applicants for employment concern-
ing their attitude toward unions or union organization and
by giving substantial weight, in hiring employees while the
Union's
representation
petition was pending, to the
likelihood that those selected for hire would vote against
the Union.
(i)
By conditioning
Hastings'
employment on his
agreement to act as an informer for the Respondent with
respect to employee union activities, and by promising
Edwards a bonus if the Union were defeated in the
election.
(j) By interrogating Edwards and soliciting reports from
him concerning employees' union attitudes and what they
were planning in the way of union activities.
E.
Concluding Findings as to the Respondent's
Refusal to Bargain
1.
As to the appropriate unit
The Respondent's answer expressly admits that the unit
defined in the complaint-as spelled out in footnote 1,
above-is a unit appropriate for the purposes of collective
bargaining within the meaning of Section 9(b) of the Act
and, with the modification stated in the marginal note, it is
so found.29
2.
As to the Union's majority status
It is not disputed that the Union, when it made its initial
bargaining demand on October 6, 1971, held eight duly
executed designation cards from among the nine ware-
house employees, including Harper. Deleting Harper's
card, as he has been found to be a supervisor and therefore
Fitzgerald (promotion to the warehouse foreman's job)
28 Jones, Eastman , Fitzgerald
29 The unit admitted to be appropriate includes the job category of
"working foremen." At the time of the hearing, so far as appears, there was
only one "working foreman" position at the warehouse, that occupied by
Harper whom I have found to be a supervisor To avoid any possible
confusion or misunderstanding, I shall delete the words "working foremen,"
from the definition of the unit I find appropriate herein
ORLANDO PAPER CO., INC.
not in the appropriate unit, it follows that the Union was
then the designated bargaining agent of seven of the eight
employees in the appropriate unit, a clear majority.30
An issue relating to the Union's majority arises, however,
from the Respondent's contention that the Union's
majority was "tainted," and therefore not cognizable by
the Board, because of Harper's asserted participation as a
supervisor in the Union's organizational efforts. For the
reasons stated below, I find that contention to be without
merit.
The Board has never held that any participation by a
supervisor in a union organizing campaign, regardless of
how marginal his supervisory status or how slight his
participation in the campaign may be, is sufficient per se to
invalidate the authorization cards of all employees having
knowledge of his interest in the union. Board precedents
reflect that the Board will not invalidate designation cards
for supervisory taint unless it is affirmatively established as
a minimum, either that the participation of the supervisory
personnel in the organizational campaign was of such a
kind as to have implied to the employees signing the cards
that their employer favored the union, or that there is a
reasonable basis for believing that the employees whose
cards are sought to be invalidated were coercively induced
to
designate the
Union through fear of supervisory
retaliation.31 Applying that broad standard, I do not
believe a finding of supervisory taint is reasonably justified
on the record in this case
It should be observed, to begin with, that although all the
warehouse employees who signed cards appeared as
witnesses and were subject to cross-examination by the
Respondent, there is not the slightest suggestion in the
testimony of any of them that his designation of the Union
was influenced by anything Harper said or did. As the
record shows, Arthur Eastman, a rank-and-file employee,
was almost single-handedly responsible for organizing the
warehouse employees. It was he who first broached the
idea of union organization to employees, obtained their
expressions of interest, contacted the Union, obtained and
distributed authorization cards, and arranged the meeting
at the union hall where most of the cards were signed.
Harper's participation in the organizational campaign was
relatively minimal and essentially that of a follower rather
than a leader.
Accepting the evidence most favorable to the Respon-
dent, Harper's participation in the Union's organizing
effort was restricted to the following: (1) his presence on
several occasions prior to the first formal union meeting at
employee after-work restaurant gatherings at which union
organization was one of the topics of conversation; (2) his
attendance at the October 1 union meeting at which all but
one of the designation cards were signed; and (3) his
presence on the following day, along with Eastman and
30 On October 19, 1971, at the time of the strike, when the Union
repeated its bargaining demand, the Union held seven unrevoked
designations in a unit of nine, assuming that Hastings (actually hired as a
management trainee) is deemed included in the unit.
31 See the following cases in which, notwithstanding supervisory
participation in an organizing campaign , the Board found the evidence
insufficient to support a finding of supervisory taint Clay City Beverages,
Inc, 176 NLRB 681, Juanita Packing Co, 182 NLRB 934, WKRG,
190
NLRB No. 34, Aero Corp v. N. L.R B, 149 NLRB 1283, enfd 363 F 2d 702
387
Edwards, at the restaurant meeting with Jones when Jones
signed his designation card. There is no evidence, however,
that at any of these meetings, or at any other time, Harper
personally solicited any employee to join the Union; such
evidence as appears on that point is all to the contrary.32
There can be little doubt, of course, that Harper's very
presence at the October 1 meeting and at the meeting with
Jones was in itself a manifestation of his support of the
Union, even though, as the evidence shows, he did not
orally express himself to that effect before the cards were
signed. And it may be assumed, even though there is no
affirmative evidence to that effect, that Harper, who had
earlier expressed to Eastman his interest in the Union, did
not conceal that interest in the conversations concerning
the Union that had earlier occurred at the restaurant
gatherings. Yet, in the circumstances of this case, I think it
would be a wooden application of law to rule on a per se
basis that, simply because Harper in this Decision has been
determined to be a supervisor, his manifestation of support
for the Union must be viewed as also a manifestation of
management support. Harper, as a working foreman, was a
low level supervisor and, as my findings above reflect, a
marginal one at that, whose status as a supervisor under
the Act was not clear to him, to other employees, or to the
Union at the time. As the greatest part of his working time
was devoted to work tasks identical to those of other
warehousemen, he could understandably consider himself,
and be considered by his fellow employees, as more closely
aligned in interest with the warehouse employees than with
management. It is evident from the record that in
participating in the restaurant discussions and in attending
the
meetings referred to above, Harper viewed his
relationship to other warehouse employees as that of
employee to employee rather than that of supervisor to
employee. And it would be most unreasonable to suppose
that the warehouse employees would have viewed the
situation differently, so as to regard Harper's show of
support of the Union as reflecting a management rather
than a personal stance.
The events following the Union's bargaining demand
serve to confirm that the warehouse employees could not
have been misled to join the Union by a belief that this is
what management wanted. After the demand, the Respon-
dent made it plain that it was strongly opposed to the
Union by embarking upon a vigorous campaign to
undermine and defeat the Union. Notwithstanding the
Respondent's manifested opposition to the Union, which
made it obvious to the employees that, in matters affecting
the Union, Harper in no way spoke for management, the
employees who had designated the Union reaffirmed their
desire for union representation by voting on October 18 to
strike for recognition, and by doing so the following day.
Nor does this record fairly allow an inference that the
(C A.D.C ). And see, also, Stevenson Equipment Co, 174 NLRB 865, 866;
Turner's Equipment Co, 189 NLRB No 23
32 On evidence of supervisory
participation by a minor supervisor
strikingly similar to that outlined above, the Board in Clay City Beverages,
Inc, supra, found that there was not enough to support a conclusion of
supervisory taint
And see also, WKRG-TV, supra, where, on evidence
showing that supervisors not only signed cards and attended union meetings
but also made proumon remarks, the Board found no sufficient basis for
invalidating designation cards on the ground of supervisory inducement
388
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
employees' designation of the Union and their subsequent
reaffirmation of union allegiance may have been influ-
enced by a fear of future retaliation at the hands of Harper.
Harper's show of interest in the Union was hardly so
marked as to lead employees to fear possible retribution at
his hands if they did not go along. Not so much as a hint of
any such fear is disclosed in the testimony of those who
designated the Union, all of whom appeared as witnesses.
Further, Harper was a minor supervisor with limited
authority or opportunity to affect the job interests of
employees. The employees had the assurance of Franklin,
given to them in his speech, that they would be protected
from any reprisal because of their nonsupport of the
Union. Having that assurance and knowing they could
report to Franklin any maltreatment or discrimination by
Harper
with the expectation of sympathetic response
because of Franklin's own strong opposition to the Union,
the employees were scarcely likely to harbor any fear of
retaliation by Harper if they did not share his union
views.33
In the reasons stated, and in light of the precedents cited
in footnote 31, above, I conclude, and find, that the
Respondent's defense of supervisory taint is unsupported. I
further conclude and find, as alleged in the complaint, that
at all times since October 1, 1971, the Union was the
validly designated representative of a majority of the
employees in the appropriate unit.
3.
As to the refusal to bargain and the need for
a remedial bargaining order
There is no dispute that the Respondent refused to honor
the Union's bargaining requests. The question remains,
however,
whether in the circumstances of this case,
considering particularly the Respondent's other unfair
labor practices, a finding of an 8(a)(5) violation and a
remedial
bargaining
order are warranted under the
principles declared in N.L.R B. v. Gissel Packing Co., 395
U.S. 575. I find for reasons stated below that they are.
As shown by the findings earlier made, the Respondent
immediately upon learning of the Union's bargaining
demand embarked upon a deliberate and coercive cam-
paign to undermine the Union's majority support. The
multifarious unfair labor practices in which the Respon-
dent engaged are summarized in section III, D, above. As
is evident therefrom, the Respondent's unfair practices
were designed, not only to coerce the defection of
employees who had already designated the Union, but also
to dilute union strength in any forthcoming representation
election through use of unlawful hiring practices. It is at
least worthy of note, though not of controlling significance,
that this case does not present a situation where a union's
strategy from the beginning was to seek bargaining rights
without an election. The Union did petition for a
representation election shortly after securing its majority.
And it was led to file its unfair labor practice charges,
blocking an election, only after the Respondent had
engaged in numerous acts of unlawful conduct tending to
destroy the laboratory conditions for a fair election, and
33 See, WKRG-TV, Inc, supra, Stevenson Equipment Co, supra, at p 866.
had then, shortly before the scheduled "R" case hearing,
filed a motion to dismiss the representation petition for
alleged supervisory taint in the Union's showing of interest.
Against the background of the Respondent's unfair labor
practices, the Union could reasonably interpret the filing
of the motion as evidencing a disposition on the Respon-
dent's part to stall an election as long as possible to allow
more time for its coercive campaign to have an eroding
effect on the Union's majority. The Respondent is scarcely
in a position to claim that its motion to dismiss the
representation petition was designed to protect the employ-
ees in their freedom of choice when it was then itself
engaged in unlawful practices tending to pollute the
atmosphere required for a fair election.
The Respondent's unfair labor practices were substan-
tial, pervasive, and extensive. In one form or another, they
directly reached virtually every employee in the unit at the
time of the Union's bargaining demand, plus those whom
the Respondent later hired with an object of diluting the
Union's majority. Considered in combination, these unfair
labor practices are sufficiently egregious, in my opinion, to
place them within the Gissel first category of unfair labor
practices, i.e., those that are so serious, pervasive, and
extensive as to make a bargaining order the only available
and effective remedy therefor. But even if not so viewed, it
is clear that, at the very least, they fall within the Gissel
middle category of "less pervasive practices which none-
theless still have a tendency to undermine union strength
and impede the election process." As unfair labor practices
within that category, they would justify under Gissel a
bargaining order based upon the Union's majority card
showing and the Respondent's rejection of the Union's
bargaining demand if-as I believe to be true in this
case-other relevant considerations confirm "that the
possibility
of ensuring a fair election by the use of
traditional remedies, though present, is slight, and that
employee sentiment once expressed through cards would,
on balance, be better protected by a bargaining order." In
no event, can the Respondent's extensive unfair labor
practices reasonably be regarded as falling within the third
Gissel category of "minor" misconduct having only a
"minimal impact on the election machinery." There can be
no doubt that if the Union had proceeded to an election
and lost and had then filed objections to the election based
upon the Respondent's conduct that has been found
unlawful in this case,34 the Board, applying well-settled
standards, would have found such conduct clearly suffi-
cient to constitute interference with the holding of a fair
election and would have set aside the election on that
ground.
The Respondent argues, nevertheless, that a remedial
order is inappropriate in this case because, following most
of the Respondent's unfair labor practices, every employee
who had signed a union authorization card struck, thereby
disclosing, the Respondent asserts, that the unfair labor
practices produced little or no impact on the employees'
allegiance to the Union. I find that argument unpersuasive.
The test which the Board applies in matters of this kind,
and which Gissel recognizes to be proper, is not whether
34 Most of the Respondent's 8(a)(1) violations occurred after the filing of
the Union's representation petition
ORLANDO PAPER CO., INC.
389
the unfair labor practices involved have actually succeeded
in intimidating employees, but whether, in the words of
Gissel,
they have "the tendency to undermine majority
strength and impede the election processes." (Emphasis
supplied.) Clearly, the Respondent's unfair labor practices
did have that tendency. Moreover, it is not to be presumed,
simply because the union employees still maintained their
solidarity on the day of the strike, that the Respondent's
unfair labor practices could not thereafter have had their
intended impact. The coercive pressures generated by the
Respondent survived the strike and might still have led the
employees, or some of them, to the view that discretion was
the better part of valor and that, rather than risk the loss of
existing benefits the Respondent had threatened or forfeit
the rewards it had promised, it would be more prudent for
them to abandon the Union.
If the employees' October 18 strike for recognition has
any meaningful place in assessing the appropriateness of a
bargaining order in this case, I think it weighs on the side
of the scale favoring such an order. One of the basic
questions in a Gissel-type case-i.e., one in which inde-
pendent unfair labor practices are present-is whether a
majority card count provides, on balance, a more reliable
test of employee representation desires than would the
normally preferred method of an election. The employees'
strike and picketing activity, unmistakably demonstrating
majority support of the Union, quite clearly adds to the
reliability of the majority card showing as an accurate
barometer of the employees' true desires.35
Other considerations declared relevant in
Gissel also
point to the appropriateness of a bargaining order in this
case. Thus, Franklin, who on behalf of the Respondent
committed the unfair labor practices, is still the manager of
the Respondent's Orlando operation. His demonstrated
propensity to disregard employee rights safeguarded by the
Act heightens the possibility that statutory violations may
recur. Further, I do not believe that the use of traditional
remedies would completely erase the continuing effects of
the Respondent's past violations, or definitely ensure that a
fair election can be held that would serve to effectuate
statutory policy. Thus, to give but one example, it seems to
me that, notwithstanding a cease-and-desist order, Frank-
lin's threat to eliminate the Respondent's profit-sharing
plan and the employees accumulated credits under that
plan would continue to retain their coercive force. For,
even if such threats were not repeated, the employees could
not easily forget that the threats had been made and would
know that the Respondent was in a position to carry out
such threats if only through the guise of professed good-
faith bargaining.
Apart from the potential lingering effects of the
Respondent's coercive conduct, there is in this case a more
serious impediment to the holding of a fair election that
would satisfy statutory policy. I refer specifically to the
unlawful hiring practices which the Respondent adopted
and implemented for the purpose of diluting union
strength. Although only one of the three new antiunion
employees whom the Respondent had theretofore hired in
that manner was still in the Respondent's employ at the
time of the hearing, the record shows that the Respondent
normally has an unusually high employee turnover rate.
There is no indication in the record that the Respondent
has abandoned its unlawful hiring practices. Nor is there
any basis for belief that it will do so before a final
enforceable cease-and-desist order, which may be some
time off, is entered in this case. By that time, the
Respondent, aided by turnover and its unlawful hiring
practices, will be in an even stronger position to succeed in
accomplishing the very purpose-defeat of the Union in an
election-that its unfair labor practices were designed to
achieve. To deny a bargaining order as a remedy for the
Respondent's unfair labor practices would thus allow the
Respondent to profit from its own unfair labor practices.
In sum,
I
am of the opinion, and find, that the
Respondent's unfair labor practices are of such a nature as
to require a bargaining order to undo their unlawful effects
in a manner sufficient to effectuate the policies of the Act.
In addition, I am of the opinion, and find, that the
possibility ,of erasing the coercive effects of these unfair
labor
practices through traditional remedies, even if
present, is so slight as to lead to the conclusion that, on
balance, the employees' majority designation of the Union
as expressed in their authorization cards provides in this
case a more reliable measure of the employees' true desires
than would be provided by an election. Accordingly, I find
that the Respondent, by failing and refusing, since October
6, 1971, to recognize the Union as the majority representa-
tive of its employees in the appropriate unit found above,
violated Section 8(a)(5) and (1) of the Act and that to
effectuate the policies of the Act, a bargaining order is
necessary, not only to remedy that violation, but also to
remedy the Respondent's independent 8(a)(1) violations.
CONCLUSIONS OF LAW
1.
All production employees, including truckdrivers,
employed by the Respondent at its Orlando, Florida,
facility, but excluding guards, professional employees,
salesmen, technical employees, office clerical employees,
and supervisors as defined in the Act, constitute a unit
appropriate for the purposes of collective bargaining
within the meaning of Section 9(b) of the Act.
2.
The Union at all times since October 1, 1971, has
been, and now is, the exclusive representative of all the
employees in the aforesaid unit for the purposes of
collective bargaining within the meaning of Section 9(a) of
the Act.
3.
By refusing on October 7, 1971, and at all times
since, to recognize and bargain collectively with the Union
as the exclusive representative of its employees in the
appropriate unit, the Respondent has engaged in, and is
engaging in, unfair labor practices within the meaning of
Section 8(a)(5) of the Act.
4.
By the aforesaid refusal to bargain, and by engaging
in the conduct summarized in section III, D, above, the
Respondent has engaged in, and is engaging in, unfair
35 This is not to suggest, however, that, absent independent unfair labor
'
current Board policy, be enough to support a bargaining order See, Linden
practices making a fair election unlikely, a majority card showing coupled
Lumber Division, Summer & Co, 190 NLRB No 116
with a recognition strike and picketing by the card signers would, under
390
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
labor practices within the meaning of Section 8 (a)(1) of the
Act.
5.
The aforesaid unfair labor practices are unfair labor
practices within the meaning of Section 2(6) and (7) of the
Act.
THE REMEDY
Having found that the Respondent has engaged in
certain unfair labor practices, I shall recommend that the
Respondent be ordered to cease and desist from them, and
from like and related unfair labor practices, and that it
take the affirmative action provided for in the recommend-
ed Order, below, which I find necessary to effectuate the
policies of the Act.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended: 36
ORDER
The Respondent, Orlando Paper Co., Inc., its officers,
agents, successors, and assigns, shall:
1.
Cease and desist from:
(a) Directly or indirectly threatening employees with the
loss of profit sharing or other existing benefits or with any
other economic reprisals, because of the employees'
selection of the Umon, or any other labor organization, as
their bargaining representative.
(b) Directly or indirectly promising employees benefits
or other rewards for the purpose of dissuading them from
joining, remaining members of, or supporting the Umon,
or any other labor organization.
(c) Suggesting to or encouraging employees in a coercive
context to form an employee committee or other labor
organization limited to employees of the Respondent to
deal with the Respondent concerning wages and working
conditions.
(d) Coercively interrogating employees concerning their
union membership, sympathies, or activities, or those of
other employees.
(e) Coercively soliciting employees to use their influence
to dissuade other employees from joining or supporting the
Union, or any other labor organization.
(f) Instructing any supervisor to find a pretextual reason
for discharging any employee, ostensibly for cause, but
actually because of his union activities.
(g) Interrogating applicants for employment concerning
their union sympathies or attitudes relating to unions or
union organization.
(h) Conditioning the hire of any employee upon his
willingness to act as an informer for the Respondent
concerning the union activities of employees, or soliciting
any employee to act as such an informer.
(i) Refusing to bargain collectively with the Union,
Teamsters, Chauffeurs, Warehousemen and Helpers Local
Union No. 385, affiliated with the International Brother-
hood of Teamsters, Chauffeurs,
Warehousemen and
Helpers of America, as the exclusive bargaining represent-
ative of the employees in the following unit:
All
production employees, including truckdrivers,
employed by the Respondent at its Orlando, Florida,
facility, but excluding guards, professional employees,
salesmen, technical employees, office clerical employ-
ees, and supervisors as defined in the Act.
(j) In any other manner interfering with, restraining, or
coercing its employees in the exercise of their rights to self-
organization, to form, join, or assist the Union, or any
other labor organization, to bargain collectively through
representatives of their own choosing, and to engage in
concerted activities for the purposes of collective bargain-
ing or other mutual aid or protection, or to refrain from
any and all such activities.
2.
Take the following affirmative action which is
necessary to effectuate the policies of the Act:
(a) Upon request bargain with the Union named above
as the exclusive representative of the employees in the
appropriate unit described above with respect to rates of
pay, wages, hours of employment, and other conditions of
employment, and if an understanding is reached, embody
such understanding in a signed agreement.
(b) Post at its facility in Orlando, Florida, copies of the
attached notice marked "Appendix." 37 Copies of said
notice, on forms provided by the Regional Director for
Region 12, after being duly signed by the Respondent's
authorized representative, shall be posted by the Respon-
dent immediately upon receipt thereof, and be maintained
by it for 60 consecutive days thereafter, in conspicuous
places, including all places where notices to employees are
customarily posted. Reasonable steps shall be taken by the
Respondent to insure that said notices are not altered,
defaced, or covered by any other material.
(c) Notify the Regional Director for Region 12, in
writing, within 20 days from the receipt of this Decision,
what steps the Respondent has taken to comply herewith.38
ss In the event no exceptions are filed as provided by Sec. 102 46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec
102 48 of the Rules and Regulations , be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes
37 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted pursuant
to a Judgment of the United States Court of Appeals enforcing an Order of
the National Labor Relations Board."
38 In the event that this recommended Order is adopted by the Board
after exceptions have been filed, this provision shall be modified to read-
"Notify the Regional Director for Region 12, in writing, within 20 days
from the date of this Order, what steps the Respondent has taken to comply
herewith "
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a trial, in which both sides had the opportunity to
present their evidence, the National Labor Relations Board
has found that we, Orlando Paper Co., Inc., violated the
law and has ordered us to post this notice.
WE WILL NOT threaten you with the loss of profit
sharing or other existing benefits, or with any other
economic harm, for joining, supporting, or selecting as
ORLANDO PAPER CO., INC.
a
bargaining representative Teamsters ,
Chauffeurs,
Warehousemen and Helpers Local Umon No. 385,
affiliated with the International Brotherhood of Team-
sters,
Chauffeurs,
Warehousemen and Helpers of
America.
WE WILL NOT promise you raises, benefits, or other
rewards to keep you from joining or supporting the
Union.
WE WILL NOT ask you to abandon the Union and,
instead, to form a committee or other group of your
own for the purpose of dealing with us concerning
wages and working conditions.
WE WILL NOT question you about your union
membership, sympathies, or activities, or about those of
other employees.
WE WILL NOT ask any of you to use your influence
with other employees to keep them from joining or
supporting the Union.
WE WILL NOT ask any supervisor to find an excuse to
fire any employee whom we actually want to get rid of
because of his union activities.
WE WILL NOT question any applicant for employ-
ment as to how he feels about unions or union
organization.
WE WILL NOT make it a condition to the hire of any
employee that he agree to act as a spy for us on matters
concerning the union activities of employees , nor will
we ask any of our employees to act as such a spy.
WE WILL NOT in any other way punish you for
supporting or joining the Union , or any other union.
WE WILL bargain collectively on request with
391
Teamsters,
Chauffeurs, Warehousemen and Helpers
Local Umon No. 385, affiliated with the International
Brotherhood of Teamsters, Chauffeurs, Warehousemen
and Helpers of America as the exclusive representative
of all our employees in the appropriate unit described
below with respect to wages, hours of employment, and
other conditions of employment, and if an understand-
ing is reached, we will embody such understanding in a
signed agreement. The appropriate unit is:
All
production employees ,
including truckdnvers,
employed by us at our Orlando, Florida, warehouse,
but excluding guards, professional employees, sales-
men, technical employees, office clerical employees,
and supervisors as defined in the Act.
Dated
By
ORLANDO PAPER CO., INC.
(Employer)
(Representative)
(Title)
This is an official notice and must not be defaced by
anyone.
This notice must remain posted for 60 consecutive days
form the date of posting and must not be altered , defaced,
or covered by any other material . Any questions concern-
ing this notice or compliance with its provisions may be
directed to the Board's Office, Room 706, Federal Office
Building, 500 Zack Street, Tampa, Florida 33602, Tele-
phone 813-228-7711, Ext. 227.