197 NLRB 608
Local 647, United Automobile Workers
608
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
International Union; United Automobile, Aerospace
and Agricultural Implement Workers , UAW, and
its Local No. 647 and Jerrilyn Hatten and Clifford
Laughlin and General Electric Company. Cases
9-CB-1847-9, 9-CB-1847-10 and 9-CB-1850
June 15, 1972
DECISION AND ORDER
BY CHAIRMAN MILLER AND MEMBERS
FANNING AND KENNEDY
On May 21, 1971, Trial Examiner William J.
Brown issued the attached Decision in this proceed-
ing. Thereafter, Respondent filed exceptions and a
supporting brief, the General Counsel filed limited
exceptions and a supporting brief , and Charging
Party General Electric Company (herein GE) filed
exceptions and a supporting brief.
Thereafter, this case was heard on oral argument
on September 13, 1971.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the Trial
Examiner's Decision in light of the exceptions and
briefs and the oral argument, and has decided to
affirm the Trial Examiner 's rulings, findings, and
conclusions and to adopt his recommended Order
only to the extent consistent herewith.
The complaint herein alleges that Respondent
violated Section 8(b)(1)(A) of the Act by levying a
fine against Charging Parties Hatten and Laughlin,
former
members of Respondent, because they
crossed a picket line subsequent to their resignations
from membership in Respondent.
The critical facts are undisputed. Respondent and
GE were parties to a collective-bargaining agreement
which expired under its own terms on November 9,
1969. On October 26, 1969 , Respondent began an
economic strike and picketing . On February 15,
I The strike settlement agreement contained , inter aim, the following
provision
"Neither the company nor the union will discriminate against
any employee solely by reason of his participation or non-participation in
the strike "
2 Art 30, sec 1, of Respondent International's constitution provides that
charges may be filed against any member who violates the constitution or
engages in "conduct unbecoming a member of the Union " Charges
apparently were filed under this general provision , the constitution contains
no specific language
making it an offense to cross a picket line
3 Sec 17 of the International constitution provides that
A member may resign or terminate his membership only if he Is in
good standing, is not in arrears or deliquent in the payment of any dues
or other financial obligation to the International Union or to his Local
Union and there are no charges filed and pending against him. Such
1970, Respondent and GE entered into a strike
settlement agreement' and the strike and picketing
ended the following day.
On January 19, 1970, before the end of the strike,
Charging Parties Hatten and Laughlin sent letters to
GE and Respondent giving notice that they were
resigning from membership in Respondent. The
letters were received by Respondent on January 19
and 20, respectively.
On January 20, the two
individuals crossed the picket line and returned to
work.
On June 24, 1970, Respondent levied fines of $100
each against Hatten and Laughlin for crossing the
picket line.2 Thereafter, unfair labor practice charges
were filed by the individual Charging Parties and by
GE.
All
charges alleged that Respondent had
violated Section 8(b)(1)(A) by levying the fines (a) in
breach of the strike settlement agreement, and (b)
subsequent to the individuals' resignation from
Respondent.
As indicated above, the complaint
referred only to the levying of fines subsequent to the
resignations; no reference was made to the strike
settlement agreement.
At the hearing, and in his brief to the Trial
Examiner, counsel for the General Counsel urged
that Respondent's conduct was unlawful because it
was taken against individuals who were no longer
members of Respondent when they crossed the
picket line.
Respondent's sole defense before the Trial Exam-
iner was that the individuals were still members of
Respondent at the time they crossed the picket line
and were, therefore, amenable to discipline. In
support of this defense, Respondent relies on a
provision of its International constitution3 which sets
forth the conditions under which a member may
resign. According to Respondent, since the individu-
als did not comply with this provision, their resigna-
tions were ineffective and the discipline was lawful.
In finding Respondent's conduct violative of
Section 8(b)(1)(A), the Trial Examiner summarily
rejects the General Counsel's contention that the
resignations
were effective,
notwithstanding the
constitutional provision. Instead, the Trial Examiner
finds Respondent's conduct unlawful because impo-
resignation
or termination shall be effective only if by written
communication, signed by the member, and sent by registered or
certified mail, return receipt requested , to the Financial Secretary of the
Local Union within the ten (10) day period prior to the end of the fiscal
year of the Local Union as fixed by this Constitution , whereupon it
shall become effective sixty (60) days after the end of such fiscal year,
provided , that if the employer of such member has been authorized
either by such member individually or by the Collective Bargaining
Agreement between the employer and the Union to check off the
membership dues of such member, then such resignation shall become
effective upon the effective termination of such authorization , or upon
the expiration of such sixty
(60) day period, whichever is later
The fiscal year corresponds to the calendar year
197 NLRB No. 93
LOCAL 647, UNITED AUTOMOBILE WORKERS
609
sition of the fines contravenes the terms of the strike
settlement agreement and "undercuts the process
and practice of collective bargaining."
In its limited exceptions, the General Counsel urges
that the Trial Examiner erred in refusing to find that
Respondent violated Section 8(b)(1)(A) because the
fines were levied for conduct engaged in by individu-
als subsequent to their resignations.4 We find merit
in this contention.
Simply stated, the issue is whether or not Hatten
and Laughlin effectively resigned their membership
in
Respondent before crossing the picket line.
Unquestionably, if the resignations were effective,
Respondent's attempt to discipline Hatten and
Laughlin is unlawful under the doctrine set forth in
the Boeing case.5
Respondent contends that the resignations were
not effective because they were not submitted in
accordance with the constitutional provision, supra,
which requires that all resignations be submitted
within the 10-day period preceding the end of
Respondent's fiscal year. Since Respondent's fiscal
year corresponds to the calendar year, only those
resignations submitted between December 22 and 31
would be effective. Moreover, resignations submitted
within that period only become effective 60 days
after the end of the year (approximately March 1).6
In Boeing, the Board found attempted resignations
effective,
notwithstanding the union's contention
that resignation was precluded by its constitution
which made no provision for voluntary resignation.
Similarly, in General Service Co., Inc.,7 relied on by
the General Counsel, the union's constitution provid-
ed that a member could resign only if he was in good
standing and had ceased to be employed in an
industry within the union's jurisdiction. The Board
viewed that provision as "no provision for voluntary
resignation" and found such a provision no impedi-
ment to the employees' attempted resignations.8
In our view, the 10-day escape period and 60-day
waiting period contained in Respondent's constitu-
tion is not significantly different from the provisions
we considered in Boeing and General Gravure. Here,
as in those cases, the provision imposes such narrow
restrictions as to amount, in effect, to a denial to
members of a voluntary method of severing their
relationship with the Union. In short, the present
4 In its exceptions, GE joins the General Counsel in urging that the Trial
Examiner erred in rejecting this theory
However, GE also maintains that
the Trial Examiner was correct in finding Respondent's conduct unlawful
because it contravened the terms of the strike settlement agreement In view
of our disposition of this case, we find it unnecessary to reach that issue, and
we express no opinion on the Trial Examiner's findings and conclusions
thereon
Moreover, for the same reason, we find it unnecessary to decide
whether or not that issue was fully litigated
5 Booster Lodge No 405, International Association of Machinists and
Aerospace Workers, AFL-CIO (The Boeing Company), 185 NLRB No 23,
enfd in pertinent part 459 F 2d 1143 (C A D C )
provision does not make it possible for a member to
avail himself of the "strategy" of leaving the Union
as recognized by the Board in Boeing9 and envi-
sioned by the Supreme Court in Scofield when it
stated that,
. . . under this dual approach, Sec. 8(b)(1)
leaves a union free to enforce a properly adopted
rule which reflects a legitimate union interest,
impairs no policy Congress has imbedded in the
labor laws, and is reasonably enforced against
union members who are free to leave the union
and escape the rule.iO
We cannot view union members as being "free to
leave the union" when their right to leave is as
narrowly restricted as it is here. We need not pass
upon the broader question of whether any provision
in a union's constitution or bylaws which purports to
regulate the means or timing of resignations would
have to yield to the members' freedom to leave the
union within the meaning of Scofield. It is sufficient
in this case to hold that the very limited escape route
contained in Respondent's constitution is inadequate
meaningfully to distinguish the facts here from those
we found to establish a violation of Section
8(b)(1)(A) in Boeing and General Gravure.
Accordingly, we find that Respondent violated
Section 8(b)(1)(A) of the Act by levying fines against
Charging Parties Hatten and Laughlin.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby adopts as its Order the
recommended Order of the Trial Examiner, as
modified below, and hereby orders that Respondent,
International Union, United Automobile, Aerospace
and Agricultural Implement Workers, UAW, and its
Local No. 647, its officers, agents, and representa-
tives, shall take the action set forth in the Trial
Examiner's recommended Order, as modified.
1.
Substitute the following for paragraph 1(a) of
the recommended Order:
c
"(a) Imposing fines against the individual Charging
Parties or others similarly situated on the basis of
their crossing established picket lines of the Union
subsequent to their resignation from the Union."
6 Alternate resignation dates are provided for in the event the member
has executed a checkoff authorization or checkoff has been provided for in
the contract See fn. 3, supra
However, in this case there is no evidence to
show whether or not the alternative date would apply to either Hatten or
Laughlin.
I Local 205,
Lithographers
and Photoengravers International
Union,
AFL-CIO (The General Gravure Service Co, Inc),
186 NLRB No 69
8 Accord N L R B v
Mechanical and Allied Production Workers, Local
444, AFL-CIO, 427 F.2d 883 (C A I)
9 The Boeing Company, supra at fn 5
10 Scofield v NLRB , 394 U S 423
610
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
2.
Substitute the attached notice for the Trial
Examiner's notice.
APPENDIX
NOTICE TO EMPLOYEES AND MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
We hereby rescind the fines heretofore levied
against Jerrilyn Hatten and Clifford Laughlin for
having crossed the picket line at General Electric
Company, Evendale, Ohio, on and after January
19, 1970.
WE WILL NOT assess fines against any individu-
al for any conduct engaged in subsequent to that
individual's resignation from membership.
WE WILL NOT in any like or related manner
restrain or coerce employees in the exercise of
their rights under the National Labor Relations
Act, as amended.
Dated
By
INTERNATIONAL UNION,
UNITED AUTOMOBILE,
AEROSPACE AND
AGRICULTURAL
IMPLEMENT WORKERS,
UAW, AND ITS LOCAL
No. 647
(Labor Organization)
(Representative
Title)
This is an official notice and must not be defaced
by anyone.
This notice must remain posted for 60 consecutive
days from the date of posting and must not be
altered, defaced, or covered by any other material.
Any questions concerning this notice or compli-
ance with its provisions may be directed to the
Board's Office, Federal Office Building, Room 2407,
550 Main Street, Cincinnati, Ohio 45202, Telephone
513-684-3686.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
WILLIAM J. BROWN, Trial Examiner: This proceeding
under Section 10(b) of the National Labor Relations Act,
as amended, hereinafter referred to as the Act, came on to
be heard at Cincinnati, Ohio, on March 22, 1971. The
original charge of unfair labor practices was duly filed on
August 3, 1970,1 and the complaint herein was issued on
February 4, 1971, by the General Counsel of the National
Labor Relations Board acting through the Board's Region-
al Director for Region 9. It alleged, in addition to
jurisdictional
matter, the commission of unfair labor
practices within the scope of Section 8(b)(1)(A) of the Act.
The Respondent, hereinafter sometimes referred to as the
International
Union and Local 647, has denied the
commission, of they unfair) labor) practices alleged.
At the hearing the parties appeared and participated as
noted above with full opportunity to present evidence and
argument on the issues. Subsequent to the close of the
hearing briefs were received from the General Counsel, the
Respondent labor organization and the Employer Charg-
ing Party and have been fully considered. On the basis of
the entire record herein and my observation of the sole
witness called, I make the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE EMPLOYER INVOLVED
The employer here involved, hereinafter sometimes
referred to as the "Company," is a corporation organized
and existing under and by virtue of the laws of the State of
New York. It maintains a plant at Evendale, Ohio, where it
is engaged in the production of aircraft jet engines and
electrical products and appliances and whence, in the 12-
month period preceding issuance of the complaint herein,
it caused to be shipped directly in interstate commerce to
points outside the State of Ohio goods and materials
valued in excess of $50,000. I find, and all parties agree,
that the Company is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
The pleadings and evidence establish and I find that the
Respondent is a labor organization within the purview of
Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
On November 9, 1969, a collective-bargaining agreement
between the Company and the International Union for
itself and on behalf of its Local 647 expired, and the
International and Local Union conducted an economic
strike and picketing against the Company from October 26,
1969, until February 16, 1970. During the period of the
picketing, Hatten and Laughlin, the individual Charging
Parties, on January 19, sent letters of resignation of their
memberships and thereafter crossed the Union's picket
line. On February 15 the Company and Respondent Union
executed an agreement in settlement of their dispute and
providing, inter aka, that neither the Company nor the
Union would discriminate against any employee on the
basis of participation or nonparticipation in the strike. In
mid-June the Union levied fines against Hatten and
Laughlin based on their action in crossing the picket line
on January 20 and thereafter.
The Respondent Union defends its action on the basis of
provisions of the International constitution and the local
I Dates hereinafter, unless otherwise indicated , relate to the calendar
year 1970
LOCAL 647, UNITED AUTOMOBILE WORKERS
bylaws to the effect that a union member may resign
membership only by written notice within the 10-day
period preceding the Unions' fiscal year end.2 General
Counsel takes the position that the constitutional provi-
sions relating to resignation from union membership are
unduly restrictive and invalid under the doctrine of General
Gravure Service Co.,
186 NLRB No. 69. That decision,
however, related to union constitutional provisions pre-
cluding membership resignation so long as the employee-
member remained employed within the trade jurisdiction
of the international union involved. It is thus inapplicable
to the present circumstances and presents totally different
considerations of policy.
As noted above, the strike settlement agreement con-
tained the provision that the Union would not discriminate
against
employees
on the basis of participation or
nonparticipation in the strike. The strike settlement
agreement was itself the fruit of collective bargaining and
as such of the highest dignity under the Act whose
fundamental policy is to encourage the practice and
procedure of collective bargaining. By the imposition of
the fines here involved against employees Hatten and
Laughlin, the Respondent Union has sought to undercut
the process and practice of collective bargaining and has
engaged in the unfair labor practices alleged in the
complaint. Local 12419, International Union of District 50,
United Mine Workers of America (National Grinding Wheel
Company, Inc.), 176 NLRB No. 89.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of the Respondent Union set forth in
section III, above, and there found to constitute unfair
labor practices, occurring in connection with the business
operations of the Company as set forth in section I., above,
have a close, intimate and substantial relation to trade,
traffic, and commerce among the several States and tend to
lead to labor disputes burdening and, obstructing such
commerce and the free flow thereof.
V. THE REMEDY
In view of the findings set forth above to the effect that
the
Respondent Union has engaged in unfair labor
practices affecting commerce, it will be recommended that
it be required to cease and desist therefrom and take such
affirmative action as appears necessary and appropriate to
effectuate the policies of the Act.
On the basis of the foregoing findings of fact and upon
the entire record in this case, I make the following:
2 The Union's fiscal year corresponds with the calendar year
3 In the event no exceptions are filed as provided by Sec 102 46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec
102 48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
4 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
611
CONCLUSIONS OF LAW
1.
The Company is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2.
Respondent is a labor organization within the
purview of Section 2(5) of the Act.
3.
By imposing fines against Charging Parties Hatten
and Laughlin in breach of the strike settlement agreement,
Respondent has engaged in unfair labor practices defined
in Section 8(b)(1)(A) of the Act.
4.
The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:3
ORDER
Respondent, International Union, United Automobile,
Aerospace and Agricultural Implement Workers, UAW,
and its Local No. 647, shall:
1.
Cease and desist from:
(a) Imposing fines against the individual charging parties
or others similarly situated on the basis of their crossing
established picket lines of the Union where such imposi-
tion
contravenes the terms of a collective-bargaining
settlement agreement with the Employer.
(b) In any like or related manner restraining or coercing
employees in the exercise of rights guaranteed by Section 7
of the Act.
2.
Take the following affirmative action which appears
necessary and appropriate to effectuate the policies of the
Act:
(a) Rescind the fines assessed upon the individual
Charging Parties and inform each Charging Party by
written communication of such rescission.
(b) Post at its Sharonville, Ohio, offices, in conspicuous
places, including all places where notices to members are
customarily posted copies of the attached notice marked
"Appendix."4 Copies of said notice, on forms provided by
the Regional Director for Region 9, after being duly signed
by Respondents, shall be posted by Respondents immedi-
ately upon receipt thereof and maintained thereafter for a
period of 60 consecutive days. Reasonable steps shall be
taken by Respondents to ensure that said notices are not
altered, defaced or covered by other material.
(c) Deliver to the Board's Regional Director for Region 9
copies of the aforesaid notice for posting by the Company
on its premises herein involved, if the Company desires so
to post on bulletin boards customarily used for notices to
employees in the unit here involved.
(d) Notify the Regional Director for Region 9, in writing,
within 20 days5 from receipt of this Decision, what steps
have been taken to comply with the terms hereof.
Order of the National Labor Relations Board" shall be changed to read
"Posted pursuant to a Judgment of the United States Court of Appeals
enforcing an Order of the National Labor Relations Board "
5 In the event that this recommended Order is adopted by the Board
after exceptions have been filed, this provision shall be modified to read
"Notify the Regional Director for Region 9, in writing, within 20 days from
the date of this Order, what steps the Respondent has taken to comply
herewith."