197 NLRB 705
Awrey Bakeries, Inc.
AWREY BAKERIES, INC.
705
Awrey Bakeries, Inc. and Robert Pernell, Jr. Case
7-CA-9060
June 19, 1972
DECISION AND ORDER
BY MEMBERS FANNING, KENNEDY, AND
PENELLO
On March 16, 1972, Trial Examiner Eugene
George Goslee issued the attached Decision in this
proceeding. Thereafter, Respondent filed exceptions
and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the Trial
Examiner's Decision in light of the exceptions and
brief and has decided to affirm the Trial Examiner's
rulings, findings, and conclusions,' and to adopt his
recommended Order.
Upon the entire record in this proceeding, and from my
observations of the testimony and demeanor of the
witnesses, I hereby make the following:
FINDINGS OF FACT AND CONCLUSIONS
I. THE BUSINESS OF THE RESPONDENT
Awrey Bakeries, Inc. is a Michigan corporation, main-
tains its principal office and place of business at Livonia,
Michigan, and is engaged in the preparation, sale, and
distribution of baked goods and related products. The
complaint alleges, the answer admits, and I find that the
Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act. I
further find that it will effectuate the purposes of the Act to
assert jurisdiction in this proceeding.
II. THE LABOR ORGANIZATION INVOLVED
Council No. 30, United Distributive Workers, Retail,
Wholesale and Department Store Union,
AFL-CIO,
hereinafter called the Union, is, as alleged and admitted in
the pleadings, a labor organization within the meaning of
Section 2(5) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Trial Examiner and hereby orders
that Awrey Bakeries, Inc., Livonia, Michigan, its
officers, agents, successors, and assigns, shall take the
action set forth in the Trial Examiner's recommend-
ed Order.
I As Respondent official Joseph P . Young's testimonial admissions with
respect to certain portions of his preheanng affidavit, together with the
credited testimony of employee Robert Pernell Jr and other evidence set
forth
by the Trial Examiner, are sufficient to support his findings
concerning Respondent's unlawful conduct, we find it unnecessary to rely
on the remainder of the affidavit.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
EUGENE GEORGE GOSLEE, Trial Examiner: This case
came on to be heard before me at Detroit, Michigan, on
February 3 and 4, 1972, on a complaint issued by the
General Counsel of the National Labor Relations Board,'
and an answer filed by Awrey Bakeries, Inc., hereinafter
called the Respondent. In substance, the issues raised by
the pleadings in this case relate to whether or not the
Respondent violated Section 8(a)(1), (3), and (4) of the
National Labor Relations Act, as amended, by acts and
conduct hereinafter detailed. At the conclusion of the
hearing, all parties waived oral argument, but a brief has
been received from the Respondent and has been duly
considered.
I The complaint in this case is predicated on a charge filed on October
26, 1971 , as amended on November 3, 1971, and copies of the original and
first amended charges were served on the Respondent on October 28 and
III. THE RESPONDENT'S AGENTS
The complaint alleges and the answer admits that
Michael J. O'Reilly and Donald M. Nichols, who are
respectively the Respondent's plant manager and person-
nel director, are supervisors and agents of the Respondent
within the meaning of Section 2(11) of the Act. By a
stipulation arrived at during the course of the hearing, the
Respondent further admits, as alleged in the complaint,
that John P. Young, its hourly administrator; William R.
Gibson, its supervisor of the roll department; and Wallace
Lee Cole, its supervisor of the shipping department, are the
Respondent's supervisors and agents within the meaning of
the Act. Accordingly, I find that at all times material to
this proceeding O'Reilly, Nichols, Young, Gibson, and
Cole have been the Respondent's supervisors within the
meaning of Section 2(11) of the Act, and have acted as
agents of the Respondent within the meaning of Section
2(13) of the Act.
IV. THE UNFAIR LABOR PRACTICES ALLEGED
The complaint alleges that on October 20, 1971,2 the
Respondent violated Section 8(a)(1) of the Act by
interrogating and threatening to discharge Robert Pernell,
Jr.,
the charging party herein, because of his union
activities, sympathies, and desires. The complaint further
alleges that on the same date the Respondent informed
Pernell that he would be retained in his employment with
the Respondent only if he refrained from any further union
or protected concerted activities. The General Counsel has
also alleged, and argues, that by threatening Pernell with
discharge and conditioning his retention on the unlawful
demand that he abandon his Section 7 rights, Respondent
November 3, 1971, respectively
2 All dates recited hereinafter are 1971, except where specified to the
contrary
197 NLRB No. 106
706
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
violated Section 8(a)(3), as well as Section 8(a)(1) of the
Act. The complaint further alleges that on October 29, the
Respondent violated Section 8(a)(3) and (4) of the Act by
discharging Pernell because of his refusal to forego the
exercise
of his rights to engage in union and other
protected activities, and because Pernell filed a charge with
the Board on October 26.
In its answer, the Respondent generally denies the
commission of any unfair labor practices, and although it
admits the discharge of Pernell, the Respondent denies that
the discharge was motivated in any way by reasons
proscribed by the Act. The particularities of the Respon-
dent's defenses will be considered in further detail below.
The record reflects that in its bakery operations the
Respondent employs approximately 500 hourly rated
employees, and this complement apparently includes both
production and maintenance personnel. The Respondent's
operations fluctuate to some degree with the season of the
year, and its prime production period extends from late fall
through the Christmas season. Because of the seasonal
increase in production requirements, and also to provide
vacation replacements, the Respondent hires seasonal
employees to augment its regular production complement.
At times material to this case, the Respondent had
bargaining agreements with several labor organizations,
including an agreement with the labor organization herein,
Council No. 30, United Distributive Workers, Retail and
Department Store
Union. This agreement covers the
employees at the Respondent's Livonia, Michigan, plant,
except for certain classifications represented by other labor
organizations. Seasonal employees are, however, specifical-
ly excluded from the unit description of this bargaining
agreement, and are not entitled to the terms and conditions
of employment specified therein. The bargaining agree-
ment between the Respondent and the Union also requires
new employees to become and remain members of the
Union after 30 days of employment. As construed by the
Respondent, the union-security provision is not properly
applicable to seasonal employees.
The Respondent has a personnel department which is
directed and supervised by Personnel Director Donald M.
Nichols. All of the Respondent's hourly rated employees
are subject to the overall supervision and control of Hourly
Administrator John P. Young, but the day-to-day work
activities of the employees are directed by line supervisors.
As determined by production requirements, Young has
authority to hire new employees, but the authority for final
determinations
on discharges and layoffs resides in
Nichols. The record also reflects that the Respondent has
an orientation program for its new employees, and a policy
requiring periodic evaluations during the initial stages of
their employment. Both the orientation program and the
policy pertaining to periodic evaluations are applicable to
seasonal, as well as regular employees.
Robert Pernell, Jr., the charging party in this case, was
hired by the Respondent and began work on or about
September 29, 1971. Approximately 15 other new employ-
ees were hired by the Respondent during this same period
of late September and early October. Pernell was recom-
mended for employment by another employee of the
Respondent, Junior Tatum. Prior to his acceptance for
employment, Pernell completed an application form and
was interviewed by Young and Maintenance Supervisor
Ted Reed.3
The record evidence pertaining to Pernell's application
for employment and ultimate hire is far from clear. Young
testified that Pernell was hired on September 29 and this
date is substantiated by documentary evidence from the
Respondent's business records.
Young was not sure,
however, whether he gave Pernell the application form on
that or some previous date, and he was equally unsure
whether he gave Pernell the application form, or whether it
was given to Pernell by Young's secretary.
Pernell testified that he was given the application form
and after completion he attempted to return the form to
Young. Young was not available at the time and Pernell
talked to Ted Reed. Reed gave Pernell an additional form
for a physical examination, and after the examination
Pernell returned the form to Young. Young approved
Pernell for hire, and executed an employment form
reflecting that Pernell was hired as a seasonal employee
effective October 5, at an hourly rate of $3.02 per hour.
Pernell was given a choice of shifts and because of a shift
differential he opted to work on the evening shift,
beginning at 3:30 p.m.
The record -'so reveals, according to the testimony of
both Young and Pernell, that the latter was seeking ajob in
the Respondent's maintenance department. As Pernell
testified, Young told him he could talk to the maintenance
supervisor. Ted Reed was called in and explained to
Pernell that the maintenance department had a new
employee who was still on a trial basis, and counseled
Pernell to take a production job in anticipation of a
possible future vacancy in the maintenance department.
Pernell agreed to take the production assignment.
The evidence in the record is equally conflicting as to the
date on which Pernell actually began his employment with
the Respondent. The employment form signed by Young
and Pernell reflects that his employment was effective
October 5, but another record from the Respondent's files
reflects that Pernell's hire was effective on September 29.
Pernell's testimony on this point was not explicit, but he
did testify that during the period of approximately I month
from hire to discharge he worked in four different
departments and was supervised by four different line
supervisors. Among those supervisors was Wallace Cole in
the shipping department and William Gibson in the roll
department.
On October 20, Pernell and other newly hired employees
attended an orientation session conducted by Nichols,
Young, and Plant Manager Michael J. O'Reilly. The
Respondent's officials talked to the employees concerning
safety, work rules, and other aspects of the employment
9 On direct examination, Pernell testified that he was interviewed by
Pernell admitted that he might have talked to Reed Nichols denied that he
Nichols, and on cross-examination he adhered to his testimony that this
had any preemployment conversations with Pernell, and in this respect I
interview was conducted by Nichols and not by Reed. When confronted,
credit Nichols' testimony
however, with the statement that Nichols and Reed bear some resemblance,
AWREY BAKERIES, INC.
707
relationship. The orientation session was then opened to
discussion and questions from the employees were invited.
Pernell testified that an individual he referred to as the
superintendent, apparently referring to O'Reilly, talked to
the employees about initiation fees and union dues, and
then talked about promotions. This prompted Pernell to
ask some questions. He first stated that it was his
understanding that World War II veterans were exempt
from paying a union initiation fee. O'Reilly agreed that he
would look into the matter.
In the course of discussing promotions, O'Reilly had
explained job postings and informed the employees that
openings for jobs were posted on the bulletin board for 3
days and that new employees were eligible for considera-
tion if employees with seniority failed to apply. During the
question-and-answer period, Pernell alluded to O'Reilly's
comments about promotions, informed O'Reilly that he
accomplished all the requirements to obtain a maintenance
job, and asked, "Where do I go from here?" According to
Pernell, Young replied to his question by stating that two
new employees had been hired in the maintenance
department and, if anything happened to them, Pernell
would be given consideration.
After the orientation session broke up, Pernell left the
plant to get something to eat before the start of his shift at
3:30 p.m. When he returned to the plant, he was informed
by the receptionist that John Young had wanted to see him
but had left to attend a meeting. Pernell waited for about
15 minutes and left to clock in. Sometime later in the
afternoon Pernell saw Young in the shipping department
talking to Supervisor Cole, and after this Young walked
over to talk to Pernell. Pernell's version of what ensued
reflects that he opened the conversation by asking Young
where he (Pernell) was going to work the following week.
Young replied that he was not going to work many people
and Pernell countered with the question, "Why? You hired
people." Young replied:
I'm going to be fair with you. You blew your chance at
the meeting. Now the superintendent and the plant
manager and the personnel director have told me to
throw you out of here, because I have been told if you
stayed here and became a full member with ninety days
seniority here at this plant you will take over the union
and run it just like they want to. I will guarantee you
that you won't be no ninety days in here. You can work
on, but if I hear any more from you, you understand
you are done.
In response to further questions on direct examination,
Pernell repeated that Young stated that if he heard any
more Pernell was through. More explicitly, Pernell related
that Young said, "Don't be talking nothing about no union
to these people here in the plant, because if I hear any
more from you, you are going." Pernell also testified that
Young stated he had heard that Pernell would take the
Union over and run it. Pernell replied that he hadn't been
talking to the people and complained to Young that he was
not being paid the $3.17 plus shift differential specified in
the contract, but was only receiving $3.02 per hour. Young
replied:
Well, I can pay you a dollar sixty cents an hour, you
understand, and there is nothing you can do about it.
That's all I have to pay you.
Pernell continued to work for the Respondent during the
following week and, on October 26, he filed a charge with
the Board alleging that the Respondent threatened him
with discharge because of his union activities. A copy of
this charge was served and received by the Respondent on
October 28.
Young's testimony concerning the orientation session
and the events which followed vanes in some essentials
from the versions related by Pernell. Young's testimony
concerning the events and conversations of October 20
contains, moreover, some inconsistencies . Some of these
inconsistencies are apparent from Young's testimony itself,
and others are apparent when his testimony is compared
with his admissions concerning the contents of a prehear-
ing statement given to an agent of the Board.4
Young testified to the orientation session, recalled who
was present and the topics discussed, and also recalled that
Pernell rose during the course of the session and asked
questions. Young claimed that he was unable to recall what
questions Pernell asked, but he admitted they may have
concerned an opening in the maintenance department.
Young could not recall what he replied, but denied that he
told Pernell that he was only qualified as a machinist and
not as a qualified maintenance man. Questioned further,
Young admitted that in his pretrial statement he had stated
that this was his reply to Pernell's question about a
maintenance job. Young next related that while he did give
Pernell this reply, the reply was made at the time Pernell
was hired. Questioned further, Young testified that his
reply to Pernell was made after the conclusion of the
orientation session, but was not made in the presence of
other employees.
As to the conversation with Pernell which followed the
orientation session,5 Young testified that he approached
Pernell after he and Nichols had reviewed an evaluation of
Pernell which had been accomplished by Wallace Cole.
Young also admitted that prior to his confrontation with
Pernell he was in receipt of information that Pernell had
been talking to other employees about the Union and
working conditions, and comparing these factors with his
experience at prior places of employment. More particular-
ly, and from the contents of his pretrial statement, Young
admitted that on October 21 he had received information
that in a locker or lunchroom conversation Pernell had
4 Young's statement was not introduced in evidence, but portions of it
were read into the record during the course of his testimony as a witness
called by the General Counsel Young is an admitted agent of the
Respondent and, from the description of his duties and responsibilities, I
find that he is also a managing agent and authorized to speak for the
Respondent with respect to events and circumstances relevant to the issues
in this case Accordingly, I have considered Young's admissions concerning
the contents of his pretrial statement, not only as the admissions tend to
contradict his sworn testimony, but as affirmative evidence in support of my
findings herein International Brotherhood of Pulp, Sulphite and Paper Mill
Workers, AFL-CIO, Local No 61 and Groveton Papers Company, 144 NLRB
939, 941 and Anthony C Markitell and John H Dent, Partners, d/b/a
Trafford Coach Lines, 99 NLRB 399.
5 Young's testimony reflects that
the conversation in the shipping
department occurred on October 21, but this could have resulted from the
General Counsel's use of that date, rather than October 20, in phrasing his
questions
708
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
announced that when he became a union member
conditions were going to change. Young was initially
unable to recall, however, whether he discussed this report
with Pernell during the conversation in the shipping
department.
As to the conversation itself, Young testified that he
informed Pernell that he had received the evaluation, that
it would not avail Pernell to pursue the maintenance job at
that time, but if something did develop Pernell would be
given consideration by the supervisor of the maintenance
department. Young admitted that he questioned Pernell
about his attitude toward his work and also questioned him
about a conversation he had had with other employees
concerning
working conditions.
According to Young,
Pernell admitted to the conversation. According to his
further testimony, Young stated that after Pernell respond-
ed affirmatively to his question about the conversation
with other employees, Young cautioned him:
I told him in his best interest most employees keep their
best foot forward during the probationary period or the
first few weeks of their employment, that it would be in
his best interests to keep his opinion to himself, or to
approach a union steward who at this point would be
reluctant to take up his cause, or resort to the grievance
procedure once [until) he had become a union member.
Questioned again from his pretrial statement, Young
admitted that:
I asked him, was there a conversation between you and
other employees concerning conditions? Pernell said he
had such conversations. I told him this was not the
proper attitude in working at Awreys'.
In further response to the General Counsel's questions,
Young admitted that he told Pernell that if he had
problems around the plant he should come to Young, and
cautioned Pernell that the Union would not get involved
until Pernell became a member. Young added:
I told him that if he talked to people about how he
wanted to change the union here he was putting himself
in
a precarious position, as this indicated a bad
attitude.
At some stage during his conversation with Pernell in the
shipping department, Young expressed doubt that Pernell
would last 90 days, and added, "This is your last day."
Pernell stated that he needed a job badly and Young
relented to the extent he agreed that Pernell could have
another week, that he would be assigned to the roll
department, but that Young would not promise anything
beyond that.
Pernell worked the whole of the following week in the
roll department under the supervision of Gibson. Pernell
was paid at the end of the regular pay week on Thursday,
October 28. On Friday, October 29, just as Pernell was
completing the shift begun on the previous evening, he was
approached again by Young. Young asked to see Pernell in
his office, and Pernell replied that he had just finished his
shift and was on his way home. According to Pernell,
Young said, "Well, this is it," and added that he had told
Pernell that if he heard any more, ". . . this is it." Pernell
asked what was wrong and Young replied that Pernell was
not panning out. Pernell asked if this meant he was not
doing his work, and Young replied, "Yes." Gibson was
standing nearby and Pernell walked over and asked him,
"Why did you tell this man I was not doing my work?"
Gibson replied, "Oh, no, I didn't say a damn thing."
Pernell then walked back to Young, followed by Gibson,
and reported Gibson's words. Gibson repeated his state-
ment, "Oh, no, I didn't tell him a damn thing." Pernell
asked, "What now, Mr. Young." Young replied, "Well, for
other reasons." Pernell asked for a layoff slip or some
document he could use to file for unemployment compen-
sation and Young replied that he did not intend to do that.
Pernell then asked for the Union's committeeman, so that
he could file a grievance. According to Pernell's testimony,
Young answered:
No, you cannot file no grievance here. I told you this is
it, and you are done.
During his week of employment in the roll department,
Pernell was evaluated the second time and , according to
the testimony of William Gibson, he left the completed
evaluation on Young's desk on Thursday, October 28.
According to Young, he received the evaluation on
October 29, with a note from Nichols, "John take action
after review of other evaluation." Without discussing the
matter
with
Nichols, Young proceeded to discharge
Pernell. Young denied that he saw the charge filed by
Pernell on October 26 and served on the Respondent on
October 28, before he effectuated Pernell's discharge.
Nichols' testimony is that he reviewed the evaluations of
Pernell made by Cole and Gibson, made the decision to
terminate
Pernell,
and directed Young to take the
appropriate action. Nichols did not discuss the evaluations
with either Cole or Gibson prior to ordering Young to take
action, although he was aware that both evaluations had
been erased and altered in part. According to Nichols,
Pernell's "poor attitude" contributed significantly to his
decision to effectuate the discharge. Nichols also testified
that he received a copy of the charge filed by Pernell, but
he was unable to recall whether he first saw the charge
before or after he directed Young to take action to
discharge Pernell.
The Respondent contends that Pernell was discharged
because he was an unsatisfactory employee, and that the
discharge action was taken in good faith by the Respon-
dent based on the two evaluations completed by Supervi-
sors Cole and Gibson. In support of this contention, the
Respondent argues that Pernell's attitude was bad and,
more particularly, that Pernell wanted a maintenance job
and was not interested in a production job which he
considered beneath his dignity and capabilities. Arguing
further to the point of this contention, the Respondent
asserts that Pernell had expectations of recall to former
employment and, accordingly, had no interest in retaining
employment
with the Respondent. Alternatively, the
Respondent also contends that Pernell was hired as a
seasonal employee and had no expectation that his
employment would continue beyond the Christmas season.
The evaluation system utilized by the Respondent for its
new employees requires the line supervisors to submit
periodic written reports, filled out and signed after they
have had an opportunity to observe the new employees at
work. The evaluations of new employees are usually made
AWREY BAKERIES, INC.
709
on a weekly basis, but in some instances a lapse of 2 or
more weeks may ensue between evaluations.
The form used for the evaluations contains four
categories for rating the employee consisting of (1) work
attitude, (2) attendance, (3), work habits, and (4) pro-
duction. Each category for rating is further subdivided into
three sections : good, fair, or poor. There are additional
spaces on the form for the supervisor to insert comments
on the employee's weak points,
strong points, and
potential. A space is also provided for the supervisor to
mark "Yes" or "No" to the question of whether he would
continue to employ the employee . The form also contains a
direction to the supervisor, "Take the time to let this
employee know how he is getting along." The form further
recites a date by which the supervisor must complete the
evaluation and return it to Nichols or Young.
The evaluation of Pernell completed by Cole bears a date
of October 23, but Cole was unable to recall when he
submitted the evaluation. Young, on the other hand,
testified that he saw the evaluation before he talked to
Pernell
after the orientation session, and that Cole's
evaluation was the motivating reason for his discussion
with Pernell . Cole rated Pernell's work attitude as good,
attendance good, work habits poor, and production poor.
On its face,
Cole's evaluation reflects that Pernell's
production had been checkmarked as fair, but the mark
had been erased. As to potential, Cole inserted "This man
cannot make it in the shipping end of it," and Cole
indicated that he would not continue to employ Pernell.
The evaluation completed by Gibson is dated for return
on October 29 and Gibson testified that he left it on
Young's desk on October 28. In the evaluation, Gibson
rated Pernell's work attitude as poor, his attendance as
good, his work habits as fair, and his production as fair.
Like Cole's evaluation, the form completed by Gibson has
an erasure. Pernell's work attitude had been marked good,
but this was erased and a check mark inserted in the poor
column. As to Pernell's weak points, Gibson inserted "Poor
attitude," and he indicated that he would not continue to
employ Pennell . The record also reflects that approximately
1 week following Pernell's discharge Young completed a
termination notice, which reflects that Pernell was rated
fair in all categories of ability, conduct, attendance, and
production.
The Respondent admits that the evaluations completed
by Cole and Gibson were altered at some time by erasure
of some entries and insertion of others . The Respondent
argues, however, that erasures and changes on evaluation
forms are common and it introduced some evidence in
support of this argument. I have no reason to doubt the
Respondent's evidence in this respect . The question, after
all, is not whether evaluations in general are sometimes
erased or changed or whether Pemell's evaluations in
particular were erased and altered. The relevant questions
are who erased and altered Pernell's evaluations and when
and why.
Young and Nichols were aware of the erasure on the
evaluation forms before Pernell was discharged, but
according to their testimony they neither made the erasures
nor sought to ascertain who did . Cole testified that he
could not recall whether or not he erased the entry on
Pernell's evaluation for September 23, and he also testified
that, if he did not make the erasure, he did not know who
did. At a later juncture in his testimony, Cole related that
he did not mark Pernell's production as "poor" on the
evaluation for September 23.
Gibson, to the contrary, admitted that he erased an entry
of "good" for Pernell's work attitude on the evaluation for
September 29, and substituted an entry of poor. Gibson
testified that Pernell began work in his department on
Sunday, October 24, and that he completed Pernell's
evaluation on Monday night . On Wednesday, October 27,
Pernell asked Gibson how he was doing, and Gibson
replied that Pernell's work was satisfactory. Gibson further
testified that he continued to watch Pernell and thought
about the matter of the evaluation while he was at home on
Wednesday evening. On Thursday, October 28, Gibson
told Pernell to return to work on the grease machine, and,
in Gibson's words, Pernell looked at him "sort of strange."
Accordingly, Gibson altered Pernell's evaluation to reflect
a "poor" work attitude, and left the evaluation on Young's
desk when he left at the end of the day's shift. On cross-
examination, Gibson repeated that he changed the evalua-
tion because Pernell looked at him "strange" when he
directed him to return to work on the grease machine.
Gibson also testified that Pennell gave him some answer in
response to the work direction, but he could not recall
Pernell's words.
Upon the foregoing and all of the relevant evidence in
the record, I am not satisfied that the evaluations of Pernell
made by Cole and Gibson were the motivating reason for
his discharge. If explained , the erasures and alterations of
the evaluation forms might prove no more than the
supervisors' change of mind after further observation and
reflection. There is no affirmative evidence in the record,
however, to identify who erased and altered Pernell's
evaluation for October 23, and the record is silent as to the
reasons that
motivated the change. Nor do I credit
Gibson's testimony that the October 29 evaluation was
changed from "good" to "poor" because Pernell looked at
him "strange," and may have replied to Gibson's work
order in words the latter could not recall.
Aside from the erasures and alterations, there is other
evidence in the record to support the finding that the
Respondent used the evaluations as a pretext to cloak a
discriminatory motive. The record is clear that neither
Nichols nor Young ever discussed Pernell's evaluation with
Cole or Gibson before his discharge was ordered , and the
evaluations became a subject for discussion only after the
unfair labor practice charge was filed. The record is
equally clear that, in spite of the clear and explicit direction
on the evaluation form, neither Cole nor Gibson ever took
time to let Pernell know how he was getting along. Neither
supervisor ever complained to Pernell about his job
performance or attitude , he was never shown the evalua-
tions and never given any explanation of the reasons for
the unsatisfactory ratings . On the contrary, in response to
Pernell's question, Gibson told him on October 27 that his
work was satisfactory.
Gibson also admitted in his
testimony that on October 29, in the presence of Young, he
vehemently denied that he had told Young that Pernell was
710
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
not doing his work and told Pernell that his work was
satisfactory or good.
Young testified that on October 20 or 21, following the
orientation session, he talked to Pernell because Young
and Nichols had discussed Pernell and several other
employees who were not working out. I do not credit
Young's testimony that his confrontation with Pernell was
dictated
by
Cole's evaluation of October 23, which
purportedly had already been received and discussed by
Nichols and Young. The record evidence leaves consider-
able doubt that Cole had completed and submitted his
evaluation by that date. If he had, however, the evaluation
was not shown to Pernell and Young's version of his
conversation with Pernell reflects that the evaluation and
its contents was mentioned, if at all, only in passing.
As set forth above, it is the Respondent's contention that
Pernell's "poor attitude" contributed significantly to the
decision to discharge him. Insofar as this characterization
describes the Respondent's motive for Pernell's termina-
tion, the testimony in support of the contention is credited.
Insofar, however, as the testimony of the Respondent's
representatives reflects that Pernell's "poor attitude" was
exemplified by the poor quality of his work, his lack of
interest in a production job, and Pernell's belief that he
would be recalled to some prior employment,6 the evidence
is rejected. The Respondent's characterization of Pernell's
"poor attitude" reflects, on the contrary, its dissatisfaction
about his comments concerning working conditions, and
his expression to other employees that he intended to do
something about these conditions. His exercise of protect-
ed concerted activities was known and objected to by the
Respondent. When Pernell persisted in continuing to
exercise his lawful rights by filing a charge, his termination
followed in short order.?
I have rejected the Respondent's defense that Pernell was
discharged because of his poor work performance and
work attitude as reflected on his evaluations for October 23
and October 29. For the reasons explicated below, I also
reject the Respondent's alternative contention that Pernell
was hired as a seasonal employee and had no expectations
for continued employment beyond the end of the Christ-
mas season. The record reflects that about J5 other
seasonal employees were hired at about the same time as
Pernell. According to evidence adduced by the Respon-
dent, all of these seasonal employees had been terminated,
for one reason or another, by the time of the hearing in this
case. The record also reflects that the employment form for
6 At the time of his hire, Pernell gave the Respondent a copy of a
document dated July 27, 1971, reflecting that Pernell's employment with
Riley Stoker Corporation was terminated because that employer ceased
operations in
Detroit and transferred the work to its plant at Ene,
Pennsylvania.
I I do not credit the testimony elicited by the Respondent that the
discharge of Pernell was ordered before the charge was served and received,
and I particularly discredit Young's testimony that he did not see the charge
at any time prior to his termination of Pernell. It is admitted that the
Respondent received a copy of the charge on October 28. Nichols admitted
that he was aware of the charge, but he was unable to recall whether this
was before or after he directed Young to effectuate Pernell's discharge. It is
incredible in my view that the filing of the charge would have been withheld
from Young, a responsible management official in charge of 500 hourly
rated employees,
including the employee who filed the charge
The
contention is even more incredible when considered in the light of Nichols'
Pernell indicates that he was hired as a "seasonal"
employee.
The Respondent concedes that Pernell was seeking
employment in the Respondent's maintenance department.
The record is clear that an opening in the maintenance
department was not available at the time, but the
possibility of future employment as a maintenance man
was held out to Pernell by the Respondent's officials.
Pernell was told that if probationary employees in the
maintenance department did not work out to the Respon-
dent's satisfaction, he would be eligible for consideration.
On these grounds, Pernell agreed to accept employment as
a production worker, and the Respondent's tacit promise
to consider Pernell for a future vacancy in the maintenance
department was again voiced during the course of the
orientation session on October 20.
With respect to the designation of "seasonal" on
Pernell's employment form, the record indicates that all
employees hired by the Respondent during the period of at
least 8 to 9 months preceding the hearing in this case, were
hired on employment forms reflecting seasonal employ-
ment. The Respondent concedes that employees hired as
seasonals are eligible for consideration for permanent
employment, and Young admitted that at the time of hire
Pernell was told, albeit he was hired as a temporary
employee, that retirements and other openings in the plant
might make it possible for him to stay beyond Christmas.
Nor is the evidence pertaining to Pernell's expectations
for consideration for permanent employment limited to the
remarks made by the Respondent's officials at the time of
his hire and repeated during the course of the orientation
session on October 20. As the Respondent concedes, the
bargaining agreement with the Union excludes seasonal
employees and, if Pernell was in fact only a seasonal
employee, he would have had no obligation under the
terms of the contract to pay an initiation fee and periodic
dues. The record reflects, nevertheless, that union dues
were deducted from Pernell's wages for the week ending
October 23.8 As I find in agreement with the Respondent
that seasonal employees are excluded from the union-
security provision of the contract, the imposition on
Pernell of a requirement to pay dues to the Union warrants
the
further
finding that
Respondent considered his
employment status as something more than temporary.
There are also elements of Young's remarks to Pernell
after the orientation session which indicate that Pernell
had expectations of continued employment beyond season-
al tenure. The Respondent has a probationary period of 90
testimony that his decision to discharge Pernell was made and communicat-
ed to Young prior to October 29 1 find it impossible to believe that knowing
of the filing of the charge, Nichols would have allowed Young to finalize the
discharge, without bringing the matter of the charge to his attention.
8 In his testimony, Young agreed that Pernell's dues were deducted on
October 23 He also testified that it has been a practice for some years, upon
the insistence of the Union, that seasonal employees pay union dues, that
they are required to execute an authorization at the time of hire , and that
dues are deducted at the end of the first month's employment, if the
employee has worked a total of 2 weeks Aside from Young's naked
assertion, however, there is no evidence in the record to substantiate the
alleged practice Considering the issue in this case , I am reluctant to find
that an employer with an employee complement of this magnitude, with 30
years experience in labor-management relations and signatory to four
collective-bargaining agreements, would knowingly and wilfully capitulate
to any such unlawful demand of the Union.
AWREY BAKERIES, INC.
days, which is applicable to full-time permanent employ-
ees, but does not apply to seasonal employees. In his
conversation with Pernell on October 20 or 21, Young
made reference to the probationary period, and informed
Pernell that he would not last the 90 days. During the
course of the conversation, Young also told Pernell that the
Union would not represent him for purposes of a grievance
until he had become a member of the Union. If the
Respondent had really considered Pernell to be a seasonal
and temporary employee, Young's reference to Pernell's
observance of the probationary period is meaningless.
Similarly, if Pernell had no expectations beyond seasonal
employment, Young's reference to his right to grieve when
he obtained membership in the Umon is equally meaning-
less.
To counter the implications of the evidence of discrimi-
natory motivation reviewed above, the Respondent has
advanced several additional contentions and arguments.
The Respondent argues that it has been in business for 60
years, has 30 years of collective-bargaining history, has
bargaining agreements with three different labor organiza-
tions, and has a racially mixed complement of employees.
Accordingly, the Respondent contends that this evidence
indicates a complete absence on its part of any discrimina-
tory or antiunion attitude, and similarly indicates a lack of
any inclination to discourage or diminish the protected
rights of its employees.
I find no ment in this contention. Whatever has been the
Respondent's relationship with this Union and other labor
organizations, the past history of amicability in the
bargaining relationship does not disprove the evidence of
discriminatory intent and motivation vis-a-vis Pernell. The
credited evidence is that Pernell publicly criticized working
conditions in the Respondent's plant and proclaimed the
intent to do something about the situation when he became
a union member. When information of this activity came
to the Respondent's attention, Pernell was interrogated,
threatened with discharge, and warned that future like
activity
would jeopardize his continued employment.
Pernell filed a charge complaining of the Respondent's
conduct and within 1 day after receipt of the charge by the
Respondent, Pernell was summarily discharged.
The
Respondent also argues that Pernell was an
unreliable witness, but that in any event Pernell's self-
serving testimony with respect to the crucial issues of this
case implies but a scintilla of evidence of any impropriety
on the Respondent's part. I am mindful that there are
variations between the testimony of Young and Pernell,
particularly with respect to the chi onology of events and
the exact content of Young's remarks to Pernell on
October 20 or 21. The variations are trivial. Even, however,
if I were to discredit Pernell's testimony in its entirety,
which I do not, I would still find on the basis of Young's
testimony that the Respondent violated the Act as alleged
in the complaint.9
Considering the evidence in a posture most persuasive of
the Respondent's defenses, I find that Young was apprised
of Pernell's discussions with other employees in the locker
9 In amving at the findings set forth in this Decision , I have taken
cognizance of the whole record,
including admissions made by the
Respondent's witnesses when questioned by the General Counsel, as well as
711
or lunchroom, to the effect that Pernell would change
working conditions when he became a member of the
Umon. Upon receipt of this information, Young confront-
ed Pernell and asked him if he had been party to a
conversation with other employees concerning working
conditions. Pernell admitted to such a conversation, and
was warned by Young that it would be in Pernell's best
interests to keep his opinions to himself. In Young's own
words he warned Pernell that, "if he talked to people about
how he wanted to change the union here he was putting
himself in a precarious position, as this indicated a bad
attitude." Young told Pernell that it was doubtful that he
would last for the term of the 90-day probationary period,
and informed Pernell that he was terminated effective as of
that day. Young relented, however, and agreed to one
further week of employment for Pernell, subject to the
condition that Pernell forego any further exercise of his
rights to engage in union or other protected activities.
On this evidence, a finding is clearly warranted that
Young interrogated Pernell about his conversations with
other employees concerning working conditions and union
representation. A further finding is warranted that Young
threatened Pernell that any continuation or repetition of
this conduct would result in his summary discharge. With
this
evidence
of
animus,
motivation,
and intent, an
additional finding is warranted that Respondent dis-
charged Pernell on October 29, because Pernell persisted in
his right to engage in union and protected activities, and
because he violated Young's warning by filing a charge
with the Board.
I also reject the Respondent's contention and arguments
that Pernell should be discredited and the complaint
dismissed because Pernell is litigious and filed multiple
charges against each and every employer for whom he
worked during recent years. The record does reflect that
Pernell filed other charges with the National Labor
Relations
Board, the Equal Employment Opportunity
Commission, and the Michigan Civil Rights Commission.
Pernell filed some of these charges on his own behalf and
some on behalf of his coworkers. Some of the charges were
dismissed and others were still pending at the time of the
hearing in this case. Whatever the outcome of these
charges, Pernell's recourse to statutory law designed to
protect employees again invidious discrimination because
of their race, color, or the exercise of legally protected
activities is no foundation for discrediting his testimony.
Similarly, the evidence relating to the prior charges filed by
Pernell, with this and other governmental agencies, is not
grounds to support a finding that his discharge, as proved
in this proceeding, was for reasons beyond the protection
afforded to him by the National Labor Relations Act.
In summary, I find and conclude that by interrogating
Pernell concerning his conversations with other employees
about working conditions and his contemplated union
activities for the future, the Respondent violated Section
8(a)(1) of the Act. I also find and conclude that by
threatening Pernell with discharge if he persisted in the
exercise of his rights to engage in union and protected
admissions made by them as witnesses for the Respondent . Fruit and
Vegetable Packers and Warehousemen, Local 760 v N LR B, 316 F 2d 389,
391 (C.A D.C.)
712
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
activities,
the
Respondent engaged in an additional
violation of Section 8(a)(1) of the Act. I reject, however,
the General Counsel's contention that the Respondent also
violated Section 8(a)(3) by conditioning Pernell's contin-
ued employment on the unlawful demand that he forego
any further exercise of his right to engage in union or
protected activities. Young's threats to Pernell are cogniza-
ble within the framework of Section 8(a)(1), but at the time
the threats were made no discrimination ensued and no
changes were made effecting the wages, hours, or terms
and conditions of Pernell's employment.
I do find and conclude, nevertheless, and contrary to the
Respondent's contentions of discharge for cause, that
Pernell's termination was effectuated by the Respondent
because Pernell persisted in the exercise of his rights to
engage in union and other protected activities and because
Pernell filed a charge against the Respondent with the
National Labor Relations Board. By this conduct the
Respondent violated Section 8(a)(3), (4), and (1) of the Act.
V. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of the Respondent set forth in section IV,
above, occurring in connection with its operations de-
scribed in section I, above, have a close, intimate, and
substantial relation to trade, traffic, and commerce among
the several States and tend to lead to labor disputes
burdening and obstructing commerce and the free flow of
commerce.
Upon the foregoing findings and conclusions, I hereby
make the following:
VI. CONCLUSIONS OF LAW
1.
The Respondent, Awrey, Bakeries, Inc., is an employ-
er engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
2.
The Union, Council No. 30, United Distributive
Workers, Retail, Wholesale and Department Store Union,
AFL-CIO, is a labor organization within the meaning of
Section 2(5) of the Act.
3.
Michael J. O'Reilly, Donald H . Nichols, John P.
Young, William R. Gibson, and Wallace Lee Cole are, and
have been at all times material to this proceeding,
supervisors of the Respondent within the meaning of
Section 2(11) of the Act and have acted as agents in its
behalf within the meaning of Section 2(13) of the Act.
4.
By interrogating its employee Robert Pernell, Jr.,
about his conversations with other employees relating to
working conditions and his contemplated future union
activities, the Respondent violated Section 8(a)(1) of the
Act.
5.
By threatening its employee Robert Pernell, Jr., with
discharge if he continued or persisted in the exercise of his
rights to engage in union or protected concerted activities,
the Respondent violated Section 8(a)(1) of the Act.
6.
By discharging its employee Robert Pernell, Jr.,
because he continued and persisted in the exercise of his
10 In the event no exceptions are filed as provided by Sec 102 46 of the
Rules and Regulations of the National Labor Relations Board , the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
rights
to
engage in union and protected concerted
activities, and because he filed a charge with the National
Labor Relations Board, the Respondent violated Section
8(a)(3), (4), and (1) of the Act.
7.
The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act.
VII. THE REMEDY
Having found that the Respondent has engaged in, and
is engaging in, unfair labor practices I will recommend that
it cease and desist therefrom and take certain affirmative
actions to effectuate the policies of the Act.
More particularly, and with respect to Robert Pernell,
Jr., I will recommend that the Respondent offer Pernell
immediate and full reinstatement to his former job, with all
seniority, rights, and privileges he enjoyed prior to the acts
of discrimination against him, or, if that job no longer
exists, to a substantially equivalent position. I will further
recommend that the Respondent make Robert Pernell, Jr.,
whole for any loss of earnings he suffered by reason of the
discrimination, by payment to him of a sum equal to what
he would have earned in the absence of the discrimination,
less net earnings during such period, with backpay
computed on a quarterly basis in the manner prescribed in
F. W. Woolworth Company, 90 NLRB 289, and the backpay
shall carry interest at the rate of 6 percent per annum as
established in Isis Plumbing & Heating Co., 138 NLRB 716.
I will also recommend that the Respondent preserve and
make available to the Board, upon request, all payroll
records, social security payment records, timecards, per-
sonnel records and reports, and all other records necessary
and useful to determine the amounts of backpay due and
the right of reinstatement under the terms of these
recommendations.
In several respects the unfair labor practices committed
by the Respondent are of such nature and character as to
strike at the basic rights of its employees safeguarded by
the Act, and, accordingly, I shall recommend that it cease
and desist from infringing in any other manner upon the
rights of its employees guaranteed by Section 7 of the Act.
Upon the foregoing findings and conclusions and the
entire record, and pursuant to Section 10(c) of the Act, I
hereby issue the following recommended: 10
ORDER
The Respondent, Awrey
Bakeries, Inc., its officers,
agents, successors, and assigns, shall:
1.
Cease and desist from:
(a) Interrogating its employees concerning their conver-
sations
with other employees pertaining to working
conditions or contemplated future union activities.
(b) Threatening employees with discharge because they
persist in the exercise of their rights to engage in union or
other protected, concerted activities.
(c) Discharging employees because they have engaged in,
or persist in engaging in, the exercise of their rights to
102.48 of the Rules and Regulations, be adopted by the Board and become
its Ifindings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
AWREY BAKERIES, INC.
participate in union or protected concerted activities or
because they have filed a charge with the National Labor
Relations Board.
(d) In any other manner, interfering with, restraining, or
coercing employees in the exercise of their rights under
Section 7 of the Act.
2.
Take the following affirmative actions necessary to
effectuate the policies of the Act:
(a) Offer employee Robert Pernell, Jr., immediate and
full reinstatement to his former job, with- all seniority,
rights, and privileges he previously enjoyed, or, if that job
no longer exists, to a substantially equivalent position, and
make Robert Pernell, Jr., whole for his loss of earnings in
the manner set forth in the Trial Examiner's Decision
entitled "The Remedy."
(b) Notify the above-named individual immediately, if he
is presently serving in the Armed Forces of the United
States, of his right to full reinstatement upon application
after discharge from the Armed Forces, in accordance with
the
Selective
Service Act and the Universal Military
Training and Service Act.
(c) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all other records
necessary to analyze the amount of backpay due under the
terms of this Order.
(d) Post at its place of business at Livonia, Michigan,
copies
of the attached notice marked "Appendix.""
Copies of said notice, on forms provided by the Regional
Director for Region 7, after being duly signed by the
Respondent's representative, shall be posted by the
Respondent immediately upon receipt thereof, and shall be
maintained by it for 60 consecutive days thereafter, in
conspicuous places, including all places where notices to
employees are customarily posted. Reasonable steps shall
be taken by the Respondent to insure that said notices are
not altered, defaced, or covered by other material.
(e) Notify the Regional Director for Region 7, in writing,
within 20 days from the receipt of this Decision what steps
have been taken to comply herewith.12
1i In the event that the Board Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted pursuant
to a Judgment of the United States Court of Appeals enforcing an Order of
the National Labor Relations Board."
12 In the event that this recommended Order is adopted by the Board
after exceptions have been filed, this provision shall be modified to read.
"Notify the Regional Director for Region 7, in writing, within 20 days from
the date of this Order, what steps the Respondent has taken to comply
herewith "
APPENDIX
713
NOTICE TO
EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE' WILL NOT interrogate our employees about
conversations they have had with other employees
concerning working conditions or their contemplated
future union activities.
WE WILL NOT threaten employees with discharge
because they refuse to discontinue the exercise of their
rights to engage in union or other protected concerted
activities.
WE WILL NOT discharge employees because they
have engaged in, or because they refuse to discontinue
the exercise of their rights to engage in, union or
concerted protected activities, or because they have
filed a charge with the National Labor Relations
Board.
WE WILL NOT in any other manner interfere with,
restrain, or coerce employees in the exercise of their
rights under Section 7 of the Act.
WE WILL offer employee Robert Pernell, Jr., immedi-
ate and full reinstatement to his former job, with all
seniority, rights, and privileges he previously enjoyed
or, if that job no longer exists, to a substantially
equivalent position, and we will make Robert Pernell,
Jr., whole for his loss of earnings, with interest at 6
percent per annum.
AwREY BAKERIES, INC.
(Employer)
Dated
By
(Representative)
(Title)
We will notify the above-named individual immediately, if
he is presently serving in the Armed Forces of the United
States, of his right to full reinstatement after discharge
from the Armed Forces, in accordance with the Selective
Service Act and the Universal Military Training and
Service Act.
This is an official notice and must not be defaced by
anyone.
This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material. Any questions concern-
ing this notice or compliance with its provisions may be
directed to the Board's Office, 500 Book Building, 1249
Washington Boulevard, Detroit, Michigan 48226, Tele-
phone 313-226-3200.