234 NLRB 118
Western Massachusetts Electric Co.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Western Massachusetts Electric Company and Local
455, International Brotherhood of Electrical Work-
ers, AFL-CIO. Case I -CA- 12748
January 6, 1978
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS
JENKINS AND PENELLO
On July 20, 1977, Administrative Law Judge Max
Rosenberg issued the attached Decision in this pro-
ceeding. Thereafter, the General Counsel filed excep-
tions and a supporting brief. Respondent filed a reply
brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and briefs
and has decided to affirm the rulings, findings, and
conclusions of the Administrative Law Judge only to
the extent consistent herewith.
The facts which gave rise to this litigation were
stipulated to by the parties. In brief, in late summer
of 1976 Respondent, a public utility, began to revise
certain established meter-reading routes. This rerout-
ing was part of Respondent's plan to eventually re-
route its entire meter-reading system. In rerouting the
system Respondent followed a so-called formula de-
vised for it pursuant to a study of its operations con-
ducted by the Northeast Utilities Company, Respon-
dent's parent corporation. Before the development of
the formula Respondent revised meter-reading routes
based largely on the recommendations of supervisors
who walked the routes themselves, or assigned expe-
rienced meter readers to walk them, to determine
whether they were too long or too short.
Local 455 of the IBEW, which represents Respon-
dent's meter readers, repeatedly asked Respondent
for information about the formula. In support of its
request, Local 455 pointed out that Respondent had
indicated on several occasions that in all probability
there would be layoffs of meter readers once system-
wide rerouting was fully implemented. Local 455 also
complained that the rerouting which had already tak-
en place had resulted in longer meter-reading routes.
In rebuffing Local 455's request for information
concerning the rerouting of the system, Respondent
maintained that rerouting fell within the scope of
I Nothing contained in the relevant collective-bargaining agreement pur-
ports to be a waiver of the Union's nght to information. The Board has long
held, with court approval, that no waiver of statutory rights is to be found'
absent proof of clear intent to relinquish such rights. See Clifton Precision
Products Division, Litton Precision Products, Inc., 156 NLRB 555 (1966).
The Administrative Law Judge found the formula in issue here similar
234 NLRB No. 19
assignment and direction of the work force, a matter
which was, under the applicable collective-bargain-
ing agreement, solely the province of the Company.'
In recommending dismissal of the 8(a)(5) com-
plaint alleging that Respondent's refusal to supply
the requested information was an unlawful refusal to
bargain, the Administrative Law Judge pointed out
that prior to the events in issue, when Respondent
revised routes based on the recommendations of a
supervisor, the Union never pressed any claim that it
should be consulted. In the Administrative Law
Judge's view, Respondent's utilization of the formula
as a basis for rerouting its meter-reading system was
nothing more than the use of a management tool to
expedite changing the routes.2 Although the Admin-
istrative Law Judge acknowledged the established
principle that an employer has a general obligation to
provide a bargaining agent with information neces-
sary to enable it to carry out its representational du-
ties, he observed that the inquiry must be made in
each case whether, under the circumstances of the
particular case, the statutory obligation to bargain in
good faith has been met.3 On the facts of the instant
case, the Administrative Law Judge found no merit
in the Union's claim that information relating to re-
routing was necessary for it properly to assess the
validity of potential grievances over the length of
routes which had already been revised, or to deal
with the anticipated layoffs which the Company had
warned would probably accompany implementation
of rerouting throughout the entire system. In this
connection, the Administrative Law Judge pointed
out that as of the date of the hearing no grievances
had actually been filed concerning the rerouting and
Respondent had not as yet begun to reduce its work
force by laying off meter readers. In these circum-
stances the Administrative Law Judge concluded, cit-
ing language from the circuit court's decision in The
Kroger Co. v. N.L.R.B., 399 F.2d 455 (C.A. 6, 1968),
that Local 455's demand for information about re-
routing was unjustified because it was "based upon
an alleged necessity which was more general and the-
oretical than immediate and practical."
We find, contrary to the Administrative Law
Judge, that Respondent violated Section 8(a)(5) of
the Act by refusing to comply with Local 455's re-
quest for information about rerouting. Of course it is
well settled, as the Administrative Law Judge recog-
nized, that certain information, specifically wage and
related information pertaining to employees in the
bargaining unit, is presumptively relevant to a collec-
to the report of a consulting firm in dispute in General Aniline and Film
Corporation, 124 NLRB 1217 (1959). In that case the Board found no viola-
tion in an employer's refusal to furnish the report which the Board charac-
terized as merely recommending "a system for the more effective managerial
scheduling of work." 124 NLRB at 1220.
3 N.LR.B. v. TruittMfg. Co., 351 U.S. 149(1956).
118
WESTERN MASSACHUSETTS ELECTRIC COMPANY
tive-bargaining agent's statutory duty to represent
employees and must be produced because it goes to
the very core of the employer-employee relation-
ship. 4 Furthermore, because a labor organization
must represent unit employees with respect to the
terms and conditions of their employment, it is enti-
tled upon appropriate request to any information
from the employer that may be relevant to its dis-
charge of that obligation.5 And the Board has point-
ed out that a union's obligation to represent employ-
ees includes not only the duty to police the adminis-
tration of an existing agreement but also the duty to
formulate wage and other proposals in connection
with future contract negotiations. 6
Applying these principles to this case, we find that
there is a significant and substantial relationship be-
tween Respondent's use of the formula to effect a
restructuring of its entire meter-reading system and
the working conditions of employees represented by
Local 455. Without question, meter readers and their
bargaining representative have a direct and immedi-
ate interest in a management initiative which not
only alters the length and composition of meter-read-
ing routes, and hence may change the workload em-
ployees will be expected to carry, but will also in all
probability, as Respondent concedes, affect the tenure
of some meter readers by occasioning layoffs. 7 In
these circumstances, it is readily apparent that the
Administrative Law Judge's characterization of the
formula as merely "a management tool to reduce the
amount of time required by the supervisors to arrive
at scheduling" is at once simplistic and misleading. 8
Nor do we find the Administrative Law Judge's
observation that as of the date of the hearing no
grievances had been filed over rerouting and as yet
no meter readers had been laid off determinative of
the relevancy of the requested information. 9 Thus, it
is well settled that a labor organization's entitlement
to information is not to be limited merely to that
which would be pertinent to a particular existing
controversy but rather extends to all information that
is necessary for the labor organization properly and
intelligently to perform its duties in the general
4 Curis s-Wright Corporation, Wright Aeronautical Division v. N. LR B.,
347 F.2d 61 (C.A. 3, 1965).
Vertol Division, Boeing Company, 182 NLRB 421 (1970).
6 See TheA. S. Abell Company, 230 NLRB 1112(1977).
T See The Kroger Co., 163 NLRB 441,444, 445-446 (1967).
s The Administrative Law Judge's reliance on General Aniline and Film
Corporation, supra, is misplaced. As the Board carefully pointed out in Gen-
eral Aniline, the report in issue there was solely for the convenience of
supervisors and concerned neither the rearrangement nor the elimination of
jobs. See also The Kroger Company, supra at 446, and Texaco, Inc., 170
NLRB 142(1968).
9 It was with regard to this observation that the Administrative Law
Judge, citing the opinion of the reviewing court in The Kroger Co. v.
N.L.R.B., supra at 457, concluded that Local 455's request for information
"was based upon an alleged necessity which was more general and theoreti-
cal than immediate and necessary." It is worth noting that the court in
Kroger, although declining to enforce the Board's order, did so not because
course of bargaining.10 Indeed, a more restrictive
view of a union's right to information would often
require it to play blindman's bluff with respect to
potential grievances, a result repeatedly rejected by
this Board and the courts.a' Thus, in the words of the
court in Curtiss-Wright, the absence of a specific
grievance currently under consideration between the
parties "does not detract from the potential value of
[the information requested] as pertinent data with
which the Union should be supplied in order to assist
it in its task of deciding whether to institute grievance
proceedings or use other policing tools under the ex-
isting bargaining agreement and to guide the Union
in contract negotiations themselves." 347 F.2d at 70.
Furthermore, the approach urged by the Adminis-
trative Law Judge ignores the undoubted right of a
labor organization to information necessary to the
formulation of its bargaining positions in future neg-
otiations.' 2 In the instant case it seems basic that
Local 455 has a legitimate and continuing interest
both in the workload which employees are expected
to shoulder and in alterations in the workload which
will affect the tenure of employees whom it repre-
sents. Consequently, Local 455 is entitled to informa-
tion concerning the factors which go into determin-
ing what that workload should be. Absent such infor-
mation, it is difficult to see how the Union can be
expected to fulfill its proper role in the full develop-
ment of collective-bargaining negotiations which the
Act is intended to achieve.13
THE REMEDY
Having found that by the aforementioned conduct
Respondent has violated Section 8(aX5) and (1) of
the Act, we shall order it to cease and desist from
engaging in such conduct in the future and to take
certain affirmative action designed to effectuate the
policies of the Act.
As we have found that Respondent refused to give
to the Union relevant information which it requested,
we shall order that Respondent furnish the Union
it disagreed with the Board's conclusion that the requested information bore
a significant relationship to employee working conditions, but because on
the particular facts of the case it found that the request for information was
overly broad and also because it found merit in the company's contention
that disclosure of much of the information sought could produce competi-
tive damage.
io N.LR.B. v. Whitin Machine Works, 217 F.2d 593 (C.A. 4, 1954); Gen-
eral Electric Corporation, 199 NLRB 286 (1972).
n" N.LR.B. v. Acme Industrial Co., 385 U.S. 432, 438 (1967), citing with
approval The Fafnir Bearing Co. v. N.LR.B., 362 F2d 716, 721 (C.A. 2,
1966).
12 See A. S. Abell Company. supra.
13 See Northwest Publications, Inc.. 211 NLRB 464 (1974). There the
Board noted, at 466, that all the possible ways in which information sought
by a labor organization may become important often "cannot be foreseen in
advance of negotiations."
119
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
with the information requested concerning the For-
mula used to reroute its meter-reading routes.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Rela-
tions Board hereby orders that the Respondent,
Western Massachusetts Electric Company, Spring-
field, Massachusetts, its officers, agents, successors,
and assigns, shall:
I.
Cease and desist from:
(a) Refusing to bargain collectively with Local 455,
International Brotherhood of Electrical Workers,
AFL-CIO, by refusing to furnish the said labor orga-
nization with the information it requested concerning
the rerouting of meter-reading routes.
(b) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of
their right to self-organization, to form, join, or assist
labor organizations, to bargain collectively through
representatives of their own choosing, and to engage
in other concerted activities for the purpose of collec-
tive bargaining or other mutual aid or protection as
guaranteed by Section 7 of the Act, or to refrain from
any or all such activities.
2.
Take the following affirmative action designed
to effectuate the policies of the Act:
(a) Upon request, bargain collectively with Local
455, International Brotherhood of Electrical Work-
ers, AFL-CIO, by furnishing the said labor organiza-
tion with the information requested pertaining to the
revision of meter-reading routes.
(b) Post at its Springfield, Massachusetts, place of
business copies of the attached notice marked "Ap-
pendix." 14 Copies of said notice, on forms provided
by the Regional Director for Region 1, after being
duly signed by Respondent's representative, shall be
posted by Respondent immediately upon receipt
thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respon-
dent to insure that said notices are not altered, de-
faced, or covered by any other material.
(c) Notify the Regional Director for Region 1, in
writing, within 20 days from the date of this Order,
what steps Respondent has taken to comply here-
with.
14 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals. the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively with
Local 455, International Brotherhood of Electri-
cal Workers, AFL-CIO, by failing and refusing to
furnish the said labor organization with informa-
tion it has requested pertaining to the revision of
meter-reading routes.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employees
in the exercise of their right to self-organization,
to bargain collectively through representatives of
their own choosing, and to engage in other con-
certed activities for the purpose of collective bar-
gaining or other mutual aid or protection as guar-
anteed by Section 7 of the Act, or to refrain from
any and all such activities.
WE WILL, upon request, bargain collectively
with Local 455, International Brotherhood of
Electrical Workers, AFL-CIO, by furnishing the
said labor organization the information requested
pertaining to the revision of meter-reading routes.
WESTERN
MASSACHUSETTS
ELECTRIC COMPANY
DECISION
MAX ROSENBERG, Administrative Law Judge: With all
parties represented, this proceeding was heard before me in
Springfield, Massachusetts, on June 15, 1977, upon a com-
plaint filed by the General Counsel of the National Labor
Relations Board and an answer filed in opposition thereto
by Western Massachusetts Electric Company, herein called
the Respondent. t The sole issue raised by the pleadings
relates to whether Respondent violated Section 8(a)(5) of
the National Labor Relations Act, as amended, by certain
conduct to be chronicled hereinafter. Briefs have been re-
ceived from the General Counsel and Respondent which
have been duly considered.
Upon the entire record made in this proceeding, I hereby
make the following:
The complaint, which issued on March 31, 1977, is based on a charge
filed on February 15, 1977, and served on February 16, 1977, and an amend-
ed charge filed and served on March 23, 1977.
In the original charge, the Union alleged that Respondent violated Sec.
8(aX5) of the Act by changing the route assignments and workloads of its
meter readers, by refusing to supply the Union with necessary information
to carry out its bargaining responsibilities, and by refusing to bargain collec-
tively concerning route assignments and workloads of its meter readers.
However, in the amended charge, the Union altered its stance and simply
alleged that Respondent offended that section by refusing to supply the
Union with information necessary to carry out its bargaining functions.
120
WESTERN MASSACHUSETTS ELECTRIC COMPANY
FINDINGS OF FACT AND CONCLUSIONS
I. THE BUSINESS OF THE EMPLOYER
Respondent, a Commonwealth of Massachusetts corpo-
ration, maintains its principal office and place of business
in West Springfield, Massachusetts, where it, as a public
utility, is engaged in the production, sale, and distribution
of electric power and related products. During the annual
period material to this proceeding, it received at its West
Springfield facility goods and materials valued in excess of
$500,000 directly from points located outside the Common-
wealth of Massachusetts and, during the same period, in
the course of its business operations as a public utility,
derived gross revenues in excess of $250,000. The com-
plaint alleges, the answer admits, and I find that Respon-
dent is an employer engaged in commerce within the mean-
ing of Section 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
Local 455, International Brotherhood
of Electrical
Workers, AFL-CIO, herein called the Union, is a labor
organization within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
The complaint alleges that Respondent violated Section
8(a)(5) of the Act by refusing, on or about December 21,
1976, to satisfy the Union's requests for certain information
referred to as the Formula which was utilized by Respon-
dent to reevaluate and reestablish its meter-reading routes.
According to the General Counsel, this data was both nec-
essary and relevant for the Union to administer effectively
the applicable collective-bargaining agreement between the
parties, and to represent properly the members of the bar-
gaining unit. For its part, Respondent contends that its
refusal to proffer the requested information was privileged
because the Union was not legally entitled to it.
At the hearing, the parties stipulated to the facts govern-
ing this proceeding and I find them to be as follows.
Respondent is one of four wholly owned subsidiary oper-
ating companies controlled by Northeast Utilities Compa-
ny. For approximately 35 years, Respondent and the
Union have bargained collectively for a unit of production
and maintenance employees, including meter readers, who
work at three locations known as the Springfield, Franklin-
Hampshire, and Berkshire areas. The collective-bargaining
agreement in effect at all times material to this proceeding
runs from July i, 1976, to July 1, 1978. By its terms, this
labor compact provides only for the payment of hourly
wage rates. It contains no provision for piece rates, incen-
tive wages, job performance standards, or even job descrip-
tions. In section IV(4) thereof, the contract recites:
The Union agrees, for itself and the Employees, not to
hinder or interfere with the management of the Em-
ployer in its several departments, including the assign-
ment of work, the direction of working forces, the right
to hire, suspend or discharge for proper cause, to trans-
fer Employees to work for which they are better suited
and to furlough Employees because of lack of work or
for other good and sufficient cause, but in the exercise
of these responsibilities in management the Employer
agrees that it will not discriminate against any member
of the Union.
The controversy which gives rise to this litigation began
in September 1974, when Respondent notified the Union
of the former's intention to return to the monthly reading
of residential meters and thereafter to reroute the meter-
reading routes. Prior to October 1974, certain meters were
read by Respondent's employees on a monthly basis and
others were scanned bimonthly. In practice, the bimonthly
readings were made for residential users who did not utilize
electric heat, while monthly readings were taken for all
commercial and industrial users and for residential custom-
ers who used electric heat. This dual system resulted in the
perpetuation of an inefficient method of reading meters
inasmuch as two different meter readers might be dis-
patched to service the area; i.e., one to read the residential
meters and the other to monitor the commercial meters.
Accordingly, Respondent's decision to alter its meter-read-
ing operations was reached in order to improve its cash
flow, to satisfy customer preferences, and to fulfill its obli-
gation as a public utility to furnish energy to the public at
the lowest possible cost.
Because Respondent was in the process of implementing
an entirely new billing accounting system, it opted to add
more meter readers rather than to reroute the entire system
immediately, and consequently increased the number of
meter readers from approximately 35 to 50. This new pro-
cedure produced the result whereby all accounts were read
monthly, but the inefficient meter-reading methods were
continued with the understanding by Respondent and the
Union that the system would be rerouted as soon as the
billing procedures were implemented. To staff the enlarged
meter-reading complement, some employees were permit-
ted to bid on the posted vacancies, some were transferred
from within the Company, others were temporarily as-
signed from within the Company, and still others were
hired from outside sources on a temporary basis. In the
latter instance, Respondent pointedly informed the Union
that some of these jobs were temporary in nature and that,
once the rerouting was accomplished, the temporary em-
ployees would no longer be needed.
Armed with the intelligence that Respondent intended to
resume monthly readings of residential meters with the
resultant rerouting of routes, Union Business Manager-Fi-
nancial Secretary Edward W. Collins, Jr., wrote to Respon-
dent's manager of personnel, Donald E. Riga, on Septem-
ber 5, 1974, stating that:
In regard to our conversation the other day, wherein
you outlined the Company's intention to return to
monthly reading of residential meters and the resulting
rerouting of meter-reading routes, it is the Union's de-
sire that the Business Manager or my designated repre-
sentative be present at the rerouting of each such route.
It is our position that such rerouting is in the form of
a time-and-motion study and as such, effects wages,
hours, and conditions of employment and is clearly a
bargaining matter.
121
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
In January 1976, Northeast Utilities Company, Respon-
dent's parent, conducted a study with a view toward devel-
oping another prescheduling system for meter-reading su-
pervisors. The underlying idea of the system was that, by
properly scheduling and coordinating the routes, some of
which were fragmented and/or improperly sequenced, the
meter reading would be accomplished more efficiently.
When the Union failed to receive a reply to its September 5
letter, Collins sent another letter to Riga on February 10,
1976, which recited:
Attached is a copy of our letter to you dated Septem-
ber 5, 1974, requesting Union representation at the re-
routing of meter reading routes.
It is my understanding that rerouting is now immi-
nent and I would like to renew my request at this time.
Riga responded to Collins' communication on February
19, 1976, as follows:
This is in reply to your letter to me dated February
10, 1976. It is the position of the Company that the
routing of meter-reading routes is a management func-
tion which falls within the assignment of work and di-
rection of working force provisions outlined in Section
IV(4) of our agreement with the Union. It has never
been the Company's practice to have a Union represen-
tative present when routes are being determined, and
the Company does not plan to change its procedures in
connection with the anticipated rerouting of meter-
reading routes.
I will, of course, be pleased to discuss with you any
specific questions you may have concerning any
changed routes.
In late summer of 1976, Respondent commenced to re-
route the system. On November 17, 1976, Collins again dis-
patched a letter to Riga which read:
On Wednesday, Nov. 10, 1976, the Company imple-
mented revised meter-reading routes in its Easthamp-
ton Area. The Union had previously requested the op-
portunity to negotiate with the Company on the pro-
duction standard to be used in the rerouting. The Com-
pany, however, has apparently chosen to unilaterally
establish the production standard for Meter Readers.
It appears that the rerouting has resulted in unusual-
ly long meter-reading routes.
In order for the Union to determine whether or not
the production standard is reasonable and based on
normal conditions and an approved method of reading
by a regular meter reader, it will be necessary for us to
have a copy of the standard. This should include the
formula used to determine the number of meter read-
ings assigned to a given route and the method used to
arrive at the formula.
This information will be necessary in order for us to
properly represent our members in this matter, espe-
cially in view of the fact that the Company has in-
formed us on several occasions that once the rerouting
is completed, some layoffs of Union members may re-
sult.
Please forward the herein requested information as
soon as possible.
Riga answered Collins' letter on December 21, 1976, by
repeating that:
This letter is in reply to your letter to me dated No-
vember 17, 1976. It is the position of the Company that
in accordance with Section IV(4) of its Agreement with
the Union, it has established certain meter reading
routes and the Company is not obligated to negotiate
with the Union concerning assignment of work and
direction of the working forces. As I indicated to you in
my letter dated February [19], 1976, it has been long
Company practice to reroute meter reading routes from
time to time, and the Union has never been involved in
determining methods used in arriving at proper assign-
ments.
By letter of December 27, 1976, Collins rejoined:
In response to your letter of December 21, 1976, it is
the position of the Union that Sec. IV(4) of the Agree-
ment has no relevance to the issue at hand. The Union
is not questioning the Company's right to assign work
(i.e., to assign a particular meter reading route to a
particular meter reader on any given day) or to direct
the working forces (to exercise normal supervisory re-
sponsibility associated with the day-to-day operation of
the Company's business). However, Section IV(4) of
the Agreement does not relieve the Company of its duty
to bargain with the Union over changes in wages,
hours, working conditions and other terms and condi-
tions of employment.
In September 1974 when the Company first in-
formed the Union that it intended to reroute the meter
reading routes at some time in the future, we believed it
would be done by local supervisors actually walking the
route. We stated at that time that we believed the
Union had a right to be involved in the rerouting when
it was done.
On November 10, 1976, we were informed that re-
routed routes were assigned to two meter readers in
Easthampton. The Company subsequently informed us
that the routes had not been physically rerouted by the
local supervisor, but had been done in accordance with
a 'formula devised by Northeast Utilities.' On Novem-
ber 17, 1976, by letter to you, I requested a copy of the
formula. The Company, on December 17, 1976, refused
to supply it.
We have been informed on several occasions since
Sept. 1974 that once all of the rerouted routes were
implemented, there would, in all probability, be layoffs
of some of our members.
In our opinion, the 'formula devised by Northeast
Utilities' is a production standard arbitrarily devised
and unilaterally implemented by the Company.
The Company's refusal to supply us with a copy of
the formula and to negotiate with us on the matter of
increasing the length of the routes and the resultant
effects (including possible layoffs) on the employees,
constitutes, in our opinion, a blatant refusal to bargain.
122
WESTERN MASSACHUSETTS ELECTRIC COMPANY
1, hereby, renew my request for a copy of the formu-
la. I further request that once we have been provided
with the formula, the Company meet with the represen-
tative of the Union to bargain over the implementation
of this or a modified version of the formula and the
resultant impact on our members.
The final correspondence in this written dialogue was a
letter from Riga to Collins dated February 1, 1977, in
which the former wrote that:
We have read your letter of December 27, 1976, with
interest. Your request for the so-called 'formula' and
your additional request for bargaining on this matter
has been given careful consideration.
Again, I would like to restate the Company position
that it has for many years established and changed
meter routes from time to time, and it feels that this
falls within the assignment and direction of the work
force as outlined in Section IV(4) of the Agreement.
We decline the requests outlined in your letter of
December 27, 1976.
Rounding out the chronology, the parties stipulated and
I find that, during the past 35 years, Respondent utilized
several methods of arriving at the establishment of routes
which it considered as representing a fair day's work.2
When conditions on a route changed sufficiently to war-
rant rerouting, the supervisors would be totally responsible
for the change. Thus, a supervisor would put together a
series of accounts which represented a full day's work. This
series would be based on a supervisor's familiarity with the
route and, in part, on suggestions made by the meter reader
who was assigned to the route. The supervisor would then
either make a field survey to determine whether or not it
was too long or too short, or would designate an experi-
enced meter reader to perform that task. Finally, Respon-
dent contemplated that meter readers would spend their
entire working time reading meters. As yet, no meter reader
has been disciplined by Respondent for failure to complete
his assigned route due to the additional meters which were
added to a route pursuant to the formula, nor has a meter
reader been rewarded for completing his rounds earlier
than expected. At present, the formula has been used only
as a starting point in laying out the initial routes. More-
over, Respondent has never sought to justify a position
taken during any grievance by relying on the formula.
To be sure, it is now established law that an employer
has a general obligation under Section 8(aX5) of the statute
to provide information needed by the employees' bargain-
ing representative for the proper performance of its agency
functions, including the provision of data in support its
claims made at the bargaining table.3 It is also settled that
an employer is required by the Act to afford a bargaining
agent with information to enable it properly to perform its
duties as such representative during the administration of
any collective-bargaining agreement.4
However, in each
case, "The inquiry must always be whether or not under
2 Indeed, as early as 1955, Respondent retained the Remington Rand
Corporation to implement a system of prescheduling routes which Rand had
developed. So far as this record stands, the Union neither requested nor
obtained the data on which this system was based.
the circumstances of the particular case the statutory obli-
gation to bargain in good faith has been met." s
In the instant proceeding, the parties had for a number of
years consistently agreed by contract that the Union would
not impede or interfere with the Respondent's operation of
its several departments, which specifically included such
matters as the assignment of work to employees, the direc-
tion of the working forces, the right to hire, suspend, or
discharge employees for proper cause, to transfer personnel
to work for which they were better suited, and to furlough
employees because of lack of work or for other good and
sufficient cause. The current agreement between Respon-
dent and the Union embodies this proscription in section
IV(4), and, thus, explicitly leaves to management's sole
judgment and prerogative the right to assign work and to
direct its working force so long as it does not discriminate
against union members. As a public utility, Respondent
labors under an obligation to operate its business in an
efficient manner. In the past, Respondent had relied exclu-
sively on its supervisors to gauge whether a route was either
too long or too short and, when the supervisors reached a
determination that a particular route had changed suffi-
ciently to warrant a rerouting, they would uniformly effec-
tuate the change without prior consultation with or inter-
ference from the Union. In January 1976, Respondent's
corporate parent, Northeast Utilities Company, prepared a
set of guidelines referred to as the formula which was de-
signed to assist the supervisors in scheduling the reading of
meters and to serve as a springboard to determine proper
meter reading scheduling. In essence, the formula simply
involved the use of a management tool to reduce the
amount of time required by the supervisors to arrive at
scheduling initial routes.
Contrary to the claims of the Union and the General
Counsel, Respondent's production of the information con-
tained in the formula was not necessary for the Union to
assess effectively the merits of potential grievances of meter
readers protesting that their routes were too long, or to deal
effectively with any anticipated reduction in force, nor was
the formula analogous to a timestudy. With regard to the
first claim, the test for determining whether a route was too
long rests upon a consideration as to whether meter readers
were able to finish their assigned routes within an alloted
time. Under the formula, the methods utilized in determin-
ing the routes would be relevant only when and if Respon-
dent relied on that methodology as justification for its posi-
tion that the routes were not indeed excessive. However,
the parties stipulated that, as late as the date of the hearing
in this proceeding, no employee had ever been disciplined
for his failure to complete a route which he contended was
too long, no employee had ever been rewarded for exceed-
ing the formula standards, no grievances have ever been
filed against Respondent by the meter readers claiming any
detrimental change in their wages, hours, or other terms
and conditions of employment, and no position had ever
been taken by Respondent to justify a position assumed
during any grievance in reliance on the formula.
E.g., N. LR.B. v. Truitt Mfg. Co., 351 U.S. 149(1956).
4 E.g., N.LR.B. v. Acme Industrial Co., 385 U.S. 432 (1967)
5 See N.L.R.B. v. Truitt Manufacturing Co., supra at 153 154.
123
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Regarding the second claim, it is undisputed that, in
September 1974, when Respondent first informed the
Union of its intention to conduct monthly readings of resi-
dent meters and thereafter to reroute the meter-reading
routes, Respondent amply notified the Union that the for-
mer contemplated the hiring of between 35 and 50 more
meter readers on a temporary basis and that, once rerout-
ing was accomplished, the temporary employees would be
terminated. On the state of this record, Respondent had
not, at the time of the hearing, reduced its work force either
by separating these newly hired meter readers, or by fur-
loughing, or discharging the regular personnel. Moreover,
even assuming that a reduction in staff had occurred pursu-
ant to the utilization of the formula, the rerouting would
have occasioned the same result which obtained under past
practice where adverse reports by experienced meter read-
ers dictated a reduction in nonproductive time. Finally,
Respondent's production of information relating to the for-
mula is not commanded by the decisions of the Courts or
the Board dealing with the issue of timestudies, for those
cases have relevance only to situations where timestudy
reports bear on wage rates.6 From even a casual study of
the parties' stipulation, it seems abundantly clear that wage
rates were not affected by the rerouting guidelines. Fur-
thermore, it is undisputed and I find that the current labor
agreement between the parties contains no provision for
piece rates, incentive wages, job performance standards, or
even job descriptions.
In General Aniline and Film Corporation, supra, a case
strikingly similar to the instant one, the Board held that an
employer was not required to give to the incumbent Union
reports made by an outside agency which were intended
exclusively for establishing a more efficient managerial
scheduling system where the collective-bargaining agree-
ment provided only for hourly wage rates, had no piece
rates or incentive wage systems, and contained no job per-
formance standards or job descriptions. In that case, the
employer had retained an independent organization named
Proudfoot which specialized in scheduling to survey opera-
tions in certain areas of the employer's control department
in order to devise a prescheduling system of performing
work. When the company instituted Proudfoot's recom-
mendations, it was able to eliminate a significant number
of jobs by decreasing the nonproductive time of employees.
The employer, upon request, refused to comply with the
union's demand for the data contained in the Proudfoot
report, whereupon the union claimed that it felt that the
report had resulted in speedups and job elimination, that
the reports might affect complaints and grievances received
from employees, and that the withholding of the reported
information evidenced bad-faith bargaining on the part of
the employer in violation of Section 8(aX5) of the Act. In
disposing of these claims, the Board stated:
6 E.g., N L.R.B. v. Otis Elevator Co.. 208 F.2d 176 (C.A. 2, 1953); J. 1.
Case Company v. N.L.R.B., 243 F.2d 149 (C.A. 7, 1958). And see General
Aniline and Film Corporation, 124 NLRB 1217, 1218 (1959), where the Board
commented that "[the prescheduling system of performing work has] no
An employer is not required to furnish a union with all
information which the union conceives might be help-
ful in collective bargaining or in the processing of griev-
ances.... The [Proudfoot report has] no bearing on
wage rates. In this respect [it differs] from the time-
study reports which the Board has required employers
to furnish a union. [Footnote omitted.] The weight of
the testimony is that ... the Proudfoot report recom-
mended a system for the more effective managerial
scheduling of work. It is true that the Proudfoot report
contains rough standard times for the performance of
certain tasks, but the evidence is uncontradicted that
these standards were solely for the convenience of su-
pervisors in scheduling work. They were never commu-
nicated to employees and no employee was ever told
that he had to accomplish work in accordance with this
or any other standard. No employee was ever rewarded
for exceeding or punished for not meeting the stan-
dards in the Proudfoot report. These standards cannot
therefore properly be considered terms or conditions of
employment. Moreover, the Proudfoot report contains
neither manning tables nor proposals for the elimina-
tion of jobs. Finally, there is absolutely no evidence
that at any time during contract negotiations or during
the processing of grievances, the Respondent sought to
justify a position by appealing to the [Proudfoot re-
port]. In view of the above, we are not convinced that
the [Proudfoot report was] relevant and necessary to
enable the Union intelligently and efficaciously to bar-
gain collectively with 'respect to wages, hours, and oth-
er terms and conditions of employment.' We find that
the General Counsel has not established by a prepon-
derance of evidence that under all the circumstances of
this case the Respondent failed to fulfill its obligation
to bargain in good faith with the Union by refusing to
furnish to the latter copies of the [Proudfoot report].
Accordingly, we shall dismiss the complaint.7
In sum, I find that the Union in this proceeding has
failed to demonstrate evidentially that the guidelines con-
tained in the formula were either relevant or necessary for
it to administer effectively the terms of the existing contract
between the parties, or to represent properly its members in
the bargaining unit. In my opinion, the Union's demand
that Respondent provide it with the guidelines for resched-
uling routes was based on an alleged necessity which was
more general and theoretical than immediate and practi-
cal. 8 Accordingly, I conclude that Respondent did not vio-
late Section 8(aX5) of the Act by refusing to comply with
the Union's request for the data contained in the formula. I
shall therefore dismiss the complaint in its entirety.
[Recommended Order for dismissal omitted from publi-
cation.]
bearing on wage rates. In this respect they differ from the time-study reports
which the Board has required employers to furnish a union."
Id. at 1219-20.
s See The Kroger Co. v. N. LR.B., 399 F.2d 455, 457 (C.A. 6, 1968).
124