198 NLRB 327
American Beauty Baking Co.
AMERICAN BEAUTY BAKING CO.
327
Beaver
Bros.
Baking Co.,
Inc.,
d/b/a American
Beauty Baking Co. and American Bakery and
Confectionery
Workers International
Union,
AFL-CIO and Blair Kelly. Cases 6-CA-3455 and
6-CA-3518
July 20, 1972
SECOND SUPPLEMENTAL DECISION
AND ORDER
BY MEMBERS FANNING, JENKINS, AND
PENELLO
On May 23, 1968, the Board issued its Decision
and Order finding that the Respondent, Beaver
Brothers Baking Co., Inc., d/b/a American Beauty
Baking Co., violated Section 8(a)(1), (3), and (5) of
the Act.' While enforcement of the Board's order
was pending in the United States Court of Appeals
for the District of Columbia, the Board moved to
withdraw the record in order to consider certain
issues raised as a result of the Supreme Court's
decision in N. L. R. B. v. Gissel Packing Co.2 The court
remanded the record for further proceedings in the
light of the
Gissel decision. In a Supplemental
Decision and Order,3 the Board reaffirmed its prior
decision of May 23, 1968.4
The Board found that the Union had 42 clearly
valid cards, 12 more than a majority, and therefore
the Union represented an uncoerced majority of the
Respondent's employees at all times material herein.
The Board also found that the Respondent violated
Section 8(a)(1) by certain unlawful acts which were
fully detailed by the Trial Examiner in his original
Decision, attached to our original Decision and
briefly summarized by the Board in the original
Decision.
The Board further found that these
violations of the Act by the Respondent were
substantial enough to support an inference of bad
faith on the part of the Respondent in its refusal to
recognize the Union as representative of an un-
coerced majority of its employees in an appropriate
unit. The Board, having found that the Union
represented an uncoerced majority in an appropriate
unit of Respondent's employees at all times material
therein and that during the period of the Union's
organizational effort Respondent engaged in unlaw-
ful conduct which conduct had for its purpose the
impeding and coercion of employees in the exercises
1 171 NLRB 700
x 395 U S 575
3 182 NLRB 861
+ 171 NLRB 700
5 The Board found that the employees' strike following Respondent's
refusal to bargain was, in light of Respondent's unlawful acts, an unfair
labor practice strike from its inception
6 N L R B v Gissel Packing Co, supra
of their statutory rights guaranteed by Section 7 of
the Act, concluded that the Respondent's refusal to
bargain collectively with the Union was in violation
of Section 8(a)(5) and (1) of the Act.5 The Board
issued a bargaining order. The Board, in addition,
found that the Respondent discriminatorily dis-
charged three employees in violation of Section
8(a)(3) and (1) of the Act. However, the Board
adopted the Trial Examiner's finding that four
employees, Beatty, Hoar, Goss, and Coudriet, who
were discharged by Respondent for flagrant miscon-
duct during a strike, were rightfully discharged and
that such misconduct barred their reinstatement. The
Board ordered the Respondent to cease and desist
from the unfair labor practices found and ordered
the Respondent to bargain in good faith and to take
certain affirmative action, which, in pertinent part,
required the Respondent to reinstate three striking
employees to their former or equivalent positions.
The Board in its first Supplemental Decision (182
NLRB 861), having taken into consideration the
principles enunciated in the Gissel decision,6 found
that the bargaining order previously issued to remedy
the Respondent's unfair labor practices was appro-
priate to remedy the violations of Section 8(a)(5) and
(1) of the Act affirmed its previous order.
On January 27, 1971, the Circuit Court of Appeals,
District of Columbia,7 enforced all of the Board's
order set forth in 171 NLRB 700, except as it related
to the alleged violations of Section 8(a)(5) of the Act.
It remanded to the Board for further consideration
the following two issues:
(1)
That the Board take additional evidence
proffered by the Company and rebuttal evidence
proffered by the other parties as to the alleged
coercion in obtaining the authorization cards from
the employees and make such additional findings on
the issues that it deems appropriate. In admitting this
evidence and making these findings the Board was to
be guided by the principles announced in the Gissel
decision; 8 and (2) the Board was to reconsider its
findings as to employees Beatty, Hoar, Goss, and
Coudriet in the light of decisions following Thayer
Co.,9 i.e., Local 833, UAW-AFL-CIO,10 and Kohler
Co.," and make such additional findings as it
deemed appropriate.
The court further ordered that the Board make
such amendments to its original order (171 NLRB
7 American Beauty Baking Co,
171 NLRB 700, enfd in part sub nom
American Bakery & Confectionery Workers International Union v N L R B,
76 LRRM 2560, 64 LC § 11,460
s N L. R B v Gissel Packing Co, supra
9 213 F 2d 748 (C A 1), cert denied 348 U S 883
10 300 F 2d 699 (C A D C ), cert denied370US 911
11 345 F 2d 748 (C A D.C ), cert. denied 382 U S. 836
198 NLRB No. 50
328
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
700) as it deems appropriate in view of the additional
findings on remand.
The Board having accepted the court's remand
issued an order on April 1, 1971, remanding the case
to the Trial Examiner for further hearing in accord-
ance with the court's remand as to the coercion of
employees in the obtaining of authorization cards.
The Trial Examiner on October 29, 1971, after a
hearing, issued his Supplemental Decision, attached
hereto, in accord with the Board's remand order,
finding that the Union had obtained 37 valid cards in
a unit of 59 employees, which constituted 7 more
than a required majority.12 The Trial Examiner, in
arriving at his finding of 37 valid cards, excluded the
cards of 3 employees, Gerald Stein, Richard Burge,
and Roland Stone, by striking from the record their
previous testimony authenticating their cards for the
reason that they did not appear at the hearing herein,
so that Respondent was precluded from cross-exam-
ining them as to alleged coercion as required by the
court's
and Board's remand orders. The Trial
Examiner further found that the cards of employees
Moore and McConnaughey were invalid as having
been obtained by coercion.
The General Counsel and the Respondent filed
timely exceptions and supporting beefs.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member
panel.13
The Board has considered the record and the Trial
Examiner's Supplemental Decision in light of the
exceptions and briefs and the court's remand and has
decided to affirm the Trial Examiner's rulings,14
findings, and conclusions and to adopt his recom-
mended Order, except as modified herein.
The Trial Examiner found, and we agree, that the
Union represented an uncoerced majority of Res-
pondent's employees at the time of the Union's
demand for recognition. The Trial Examiner further
found that the cards of employees Moore and
McConnaughey were obtained by coerced methods
and consequently were invalid for the purpose of
selecting a bargaining representative. The General
Counsel excepts to this finding. We find merit in this
exception.
Moore
The Trial Examiner based his finding that the
12 The Board in its initial decision did not count five cards allegedly
obtained by coercive methods However , the Board found that 42 cards had
been validly obtained by the Union, thus, giving the Union a 12-card
majority in a 59-employee unit
13 In view of the fact that the above-described second issue remanded by
the court to the Board in this case concerns only Board action, it is
signature of this employee to an authorization card
was obtained as a result of a "somewhat ambiguous"
statement by a fellow employee, Condron. A close
reading of
Moore's testimony as Respondent's
witness shows that Moore was approached by
employees Condron and Paden and was asked to
sign a card. At the time, as Moore testified, "they just
asked me if I would sign the card, and says nobody
will get hurt, there won't be no trouble, that was all
that
was said to me, that I remembered of."
Subsequently, under questioning by the Trial Exam-
iner, Moore testified as follows:
(Trial Examiner): At the time you signed the
card, were you told only if you signed the card
nothing would happen to you?
(Moore): Yes, well, no, not exactly that way,
they just said sign the card, and there won't be
anything happen to you.
(Trial
Examiner):
You mean because you
signed the card, nothing happened to you?
(Moore): And nobody would find out about it.
[Emphasis supplied.]
It
appears from the record that Moore was
disturbed
during the union campaign and was
reluctant to sign a card. However, it cannot be
inferred from his testimony that he feared the Union
because if he signed a card (or did not do so) the
Union would certainly know about it. It can be just
as readily inferred that what he feared was the
Respondent's knowledge of his having signed a card,
and that it is to this attitude that Condron's remarks
were addressed. Thus, Condron's remarks were in the
nature of reassurance rather than coercion. This
latter inference is supported by record facts showing
that Moore signed the card, attended the union
meeting on September 21, 1965, when the strike vote
was taken, joined the picket line for 2 hours, and
then returned to work.
In view of all the circumstances we do not find
employee Condron's alleged remarks to be coercive.
Further, the record is devoid of any evidence that
Condron was an agent of the Union so as to bind it
in any way or that the Union ratified the statement.15
Accordingly, we conclude and find that Moore's
card was a valid card and should be counted toward
establishing the Union's majority.
McConnaughey
This employee appeared as a witness at the first
remand hearing before the Trial Examiner and
considered, infra
14 We agree with the Trial Examiner's ruling that the issue as to alleged
misrepresentation in obtaining cards was not raised in the court's remand
order nor in our order of remand to the Trial Examiner
15 Jar H Matthews & Co, 354 F 2d 432 (C A 8), Bronze Alloys Co, 120
NLRB 682
AMERICAN BEAUTY BAKING CO.
identified the card he signed. The Respondent
contended at the same hearing that McConnaughey
was coerced in signing a card. The Trial Examiner in
his first Supplemental
Decision pursuant to the
Board's initial remand made the following finding;
which was adopted by the Board:
Respondent claims that Clinton McConnaughey
was also coerced into signing a card. The only
evidence produced at the prior hearing bearing on
this contention consisted of Beaver's [Company
President] testimony to the effect that McCon-
naughey informed him he was being harrassed to
sign a card, and that he, Beaver, assured him it
was up to him to decide whether or not to sign. It
appears that McConnaughey thereafter signed a
card despite Beaver's assurances. In the absence
of proof of any specific threats against McCon-
naughey, and in view of the assurances given him
by Beaver, which would have neutralized such
threats,
if
any, I find Respondent has not
established by a preponderance of the evidence
that he was coerced into signing his card. [171
NLRB at 723.]
McConnaughey, although subpenaed, was unable
to appear at the instant hearing because of illness.
The parties stipulated that an affidavit by McCon-
naughey, previously given to Respondent, be admit-
ted in evidence as past recollection recorded. His
affidavit states that a day or two before the election
he was approached by another employee, Seth Smith,
and asked to sign a card. He then states that another
employee, John Paden, told him that anyone who did
not sign a card would be out of a job when the Union
came in.16 Subsequently, on the night of September
21, 1965, McConnaughey states he was walking to
work and two other employees, Lester Bobb and Bud
Gilbert picked him up and gave him a ride to work
and during the ride the two employees talked to him
about signing a card.
McConnaughey did not
remember which of the two employees at the time
said to him "King you might as well sign a card,
practically everybody else signed, it's no use, you
might as well sign too." McConnaughey then states
that on September 22, he rode to work with employee
Goss who asked him to sign a card and that although
Goss said nothing to him he signed a card based
upon what he had previously heard about losing his
job if the Union came in and about the fact that
everyone else had signed a card.
In all the circumstances, we cannot find that the
alleged statement made by employee Paden 17 was
16 The affidavit is not clear as to when Paden is alleged to have made this
statement.
/ 7 There is no evidence in the record showing that Paden was an agent of
the Union or that the Union ratified his allegations Jas H Matthews & Co,
supra, Bronze Alloys Co, supra
18 The affiant's other alleged reason for signing the card was that he was
329
the decisive factor in causing McConnaughey to sign
a card,18 particularily in view of the assurance given
him by the Company's president as found by the
Trial Examiner. Accordingly, we conclude and find,
contrary to the Trial Examiner, that McConnau-
ghey's card was a valid authorization card and must
be counted toward the Union's majority.
Accordingly, we find and conclude that Moore's
and McConnaughey's authorization cards were valid
authorization cards. Therefore the Union had 39
valid authorization cards in an appropriate unit of 59
employees.
REMEDY
The Board in' its initial decision of May 23, 1968
(171 NLRB 700), found that the American Bakery
and Confectionery Workers International
Union,
AFL-CIO, the Charging Party, represented an
uncoerced majority in an appropriate unit of Res-
pondent's employees, and was entitled to recognition
as their exclusive collective-bargaining representa-
tive; and that, in the absence of any convincing
evidence that Respondent had any reasonable basis
upon which it could validly assert a good-faith
doubt, the Respondent's refusal to recognize the
Union was in violation of Section 8(a)(5) of the Act.
Accordingly, we issued a bargaining order. In our
first Supplemental Decision,19 we reconsidered the
case in the light of the standards set forth in the
Supreme Court's opinion in
Gissel. After careful
reexamination of all the facts we concluded that a
bargaining order was warranted. Therefore, we
reaffirmed, for the reasons stated in our Supplemen-
tal Decision, the bargaining order previously issued
to remedy the Respondent's unfair labor practices.
Thereafter, the court affirmed all portions of the
Board's decision with the exception of that part as it
relates to our finding of a violation of Section 8(a)(5)
of the Act, and remanded in part for our considera-
tion the Section 8(a)(5) violation.
Pursuant to the court's remand we remanded for
further hearing before a Trial Examiner the issue as
to whether the authorization cards obtained by the
Union were coercively obtained. The Trial Examiner
having duly rendered his Supplemental Decision and
made his recommended order finding that the Union
obtained a majority of valid cards and Respondent's
refusal to recognize it as the exclusive bargaining
representative of its employees in the appropriate
unit violated Section 8(a)(5) and (1) of the Act. We
told that practically everyone else had signed a card, cannot be construed as
a misrepresentation since the record discloses that at the time he signed the
statement was in fact true Further, it is to be noted that McConnaughey
signed the card the day after the strike began
is 182 NLRB 861
330
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
adopt the Trial Examiner's
findings,
except as
modified above. We shall therefore reaffirm our
previous order that the Respondent bargain with the
Union as the collective-bargaining representative of
its employees.
The court also remanded the case for the purpose
of determining whether certain employees should be
ordered reinstated under the doctrine of the Thayer
decision .20 It further noted its decision in Local 833,
UAW-AFL-CIO,21 and Kohler
Co.22 These deci-
sions, in substance , provide that where an employer
who has committed unfair labor practices discharges
striking employees for unprotected acts of miscon-
duct, the Board must consider both the seriousness of
the employer's unlawful acts and the seriousness of
the striking employees' misconduct in determining
whether reinstatement would effectuate the policies
of the Act.
The record shows that the alleged unprotected
activities for which the four strikers were discharged
fall into the following catagories; individual acts of
assault, threats, destruction of property, and other
misconduct. The record also shows that all of the
alleged misconduct occurred in a context of flagrant
unfair labor practices on the part of the Respondent.
We shall determine , therefore, whether or not the
unprotected conduct of the four discharged strikers,
when weighed against Respondent's flagrant unfair
labor
practices,
was sufficient to preclude our
ordering their reinstatement . In this regard, the Trial
Examiner set forth in his Decision , attached to the
Board's initial
Decision,
substantially
all of the
incidents relied upon by Respondent in discharging
the four employees, as well as the evidence pertaining
thereto . Accordingly, we need not recount all of
these numerous incidents and the evidence related
thereto . We shall briefly set forth such misconduct
and in doing so shall weigh the same against the
Respondent's unfair labor practices and determine
whether such misconduct outweighs Respondent's
unfair labor practices . After such a careful "balanc-
ing" we shall determine whether or not the policies of
the Act would best be effectuated by ordering
reinstatement for all or any one of the four individual
strikers . In considering the strike misconduct of these
four employees we rely upon the findings of the Trial
Examiner which we have previously adopted.
1.
John Beatty: This employee was a leading
exponent of the Union's organizational campaign.
On or about September 25 or 26,
1965,
Beatty
warned nonstriking employee Holdridge that his life
was in danger and 2 days later Beatty threw a rock
into the truck being driven by Holdt edge which
broke a window next to Holdrige's face. On
September 30, Beatty halted nonstriking office
employee Roslyn Norwood's car, in which she was
carrying another nonstriking employee to work, at
the bakery driveway. After allowing Norwood to
proceed, Beatty marred her car by scraping it with a
rock.
Beatty, on October 1, threw a rock at a
company truck being driven by a nonstriking
employee and smashed the truck's mirror. The
following day Beatty threw a stone at a company
official's car while the official was transporting two
nonstriking employees to work, breaking the right
front
window.
Beatty
was involved in further
incidents of misconduct, such as removing chrome
with a screwdriver from a nonstriking employee's
car, and pulling out supports from a conveyor used
for unloading flour at the company plant.
2.
Charles Hoar: This employee on September 30,
1965, while engaged in the pastime of throwing
rocks, threw one that hit the Respondent's Vice
President
Dilliplane
on the thigh necessitating
hospitalization for a period of 5 days as a precaution-
ary measure because of Dilliplane's preexisting heart
condition. On September 22, Hoar threatened non-
striking employee Shore, who was attempting to pick
up bakery products from waiting trucks in another
firm's parking lot. With the help of other striking
employees Hoar succeeded in preventing the pickup
and threatened to break things up one way or
another. On October 8, Hoar interfered with a
tractor-trailer being driven by a nonstriking employ-
ee to the extent that the tractor-trailer was disabled
and had to be towed away.
3.
Gerald Goss: On September 26 this employee,
accompanied by two other striking employees,
intercepted a company truck driven by a company
supervisor accompanied by two nonstriking employ-
ees. The company truck had gone to pick up a load
of Pepperidge Farm products from one of the latter's
trucks which had parked in the parking lot of a local
inn. Goss and the other strikers forced the supervisor
and the two nonstriking employees to leave without
the bakery products and threw stones and hit the
company truck. Goss then proceeded to push the
unloaded products over a bank. On October 22, Goss
was seen throwing rocks at a Swift & Co. truck
delivering lard to the bakery. Goss admitted throw-
ing tacks and roofing nails on the Company's
parking lot.
4.
Allen Coudriet: This employee was a probation-
ary employee who had been employed for I week
prior to the strike and whose probationary period
was 90 days. On October 1, 1965, Coudriet stoned
20 N L R B v T h a y e r Co, 213 F 2d 748 (C A 1), cert denied 348 U S
cert denied 370 U S 911
883
22 Kohler Co v. N LR B, 345 F 2d 748 (C A.D C), cert denied 382 U.S.
21 Local 833, UAW-AFL-GO v N L.R B, 300 F 2d 699 (C.A D C),
836
AMERICAN BEAUTY BAKING CO.
331
two of the Company's trucks, driven by nonstriking
employees as they were leaving the bakery premises.
He dared one of the drivers to get out of his truck
and asserted that he, Coudnet, would take care of
him right there and then. As a result of Coudriet's
rock throwing, the left side window and windshield
of one of the trucks were broken thus endangering
the nonstriking truckdriver.
We have carefully considered each of the above-
described incidents of flagrant and deliberate as-
saults upon a company official and nonstriking
employees, the destruction of company and other
property, and the threats to nonstrikers, in conjunc-
tion with the Respondent's unfair labor practices.
Also, as directed by the court's remand, we have
carefully weighed one against the other. However,
here, unlike other aspects of misconduct which we
considered in our initial decision as to three other
striking employees who had been discharged by
Respondent,23 we conclude that the foregoing acts of
violence, threats of violence, and deliberate destruc-
tion of property engaged in by the above-named
strikers outweigh the Respondent's unfair labor
practices. While we realize that some of these acts of
misconduct by the above-named strikers may have
been provoked by the Respondent's flagrant unfair
labor practices, the injuring of an official, the wanton
destruction of property, and the threats to nonstrik-
ing employees and others were also, in part, the result
of personal grievances and vindictiveness, a cause for
misconduct which we cannot condone. This conduct,
by the aforementioned strikers, has in our opinion
rendered questionable the ability and fitness of these
employees for future satisfactory employment at the
Respondent's bakery. We are of the opinion that
regardless of the advantages which occurred to the
Respondent as a result of its unfair labor practices,
they are more than offset by the potential harm to
collective bargaining which would follow from our
condonation of this type of violent misconduct and
an order of reinstatement for these employees.
Therefore, after balancing all the relevant factors, we
find that it would not effectuate the policies of the
Act to reinstate these strikers who engaged in the
above-described acts of violence, destruction of
property, and actual threats of physical harm.24
Accordingly, having considered all the foregoing
factors in the light of the decisions we were directed
to follow by the court, we affirm the findings made in
our prior decision of May 23, 1968 (171 NLRB 700),
wherein we found that employees Beatty, Hoar,
Goss, and Coudriet were discharged for cause.
CONCLUSIONS OF LAW
We reaffirm our previous conclusion of law that
Respondent's refusal to recognize and bargain with
the Union based upon its majority status as exclusive
bargaining representative of its employees in the unit
found appropriate constituted a violation of Section
8(a)(5) and (1) of the Act.
SECOND SUPPLEMENTAL ORDER
Upon the entire record in this case and pursuant to
Section 10(c) of the National Labor Relations Act, as
amended, the Board adopts as its order the recom-
mended Order of the Trial Examiner in his Supple-
mental
Decision,
and
we thereby reaffirm our
original
order,
that the Respondent,
American
Beauty Baking Co., Inc., d/b/a Beaver Bros . Baking
Co.,
Lewiston,
Pennsylvania ,
its officers,
agents,
successors, and assigns, shall cease and desist as
previously ordered and take the affirmative action
requiring Respondent to bargain with the Union,
American Bakery and Confectionery Workers Inter-
national Union, AFL-CIO, as collective-bargaining
representative of its employees in the appropriate
unit
previously found together with such other
affirmative action ordered by the Board.
23 Floyd Lester, Blair Kelly, Richard Burge
24 Cf Kohler Co, 148 NLRB 1434, 1452
TRIAL EXAMINER'S SUPPLEMENTAL
DECISION
STATEMENT OF THE CASE
WILLIAM W. KAPELL, Trial Examiner: This supplemental
proceeding came on to be heard on June 2, 3, 22, and 23
and August 10, 1971, pursuant to an order of the United
States Court of Appeals for the District of Columbia dated
January 27, 1971, remanding the within proceeding to the
Board, and stating, inter alia:
.. . that the Board take additional evidence prof-
fered by the company and rebuttal evidence proffered
by the other parties on the alleged coercion in
obtaining the authorization cards from the employees
and make such additional findings on this issue it
deems appropriate. In admitting this evidence and
making these findings, the Board will be guided by the
pnnciples announced in NLRB v. Gissel Packing Co.,
395 U.S. 575, 604-609 (1969).
In accord therewith, the Board on April 1, 1971, ordered
that the record in the within proceeding be reopened, and
that a further hearing consistent with the court's remand be
held before a Trial Examiner for the purpose of receiving
evidence proffered by the Company and rebuttal evidence
proffered by the other parties on the issue of alleged
coercion in the obtaining of union authorization cards
from the employees. On May 12, 1971, the Regional
Director for Region 6 directed that a further hearing be
332
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
held on May 17, 1971, which was thereafter rescheduled to
June 2, 1971.1
Counsel for the General Counsel and Respondent
appeared and were afforded full opportunity to be heard
and to examine and cross-examine witnesses and to submit
documentary evidence. Briefs received from the General
Counsel and Respondent have been duly considered. Upon
the entire record of the remanded proceeding herein, the
briefs, and my observation of the testimonial demeanor of
the witnesses, I make the following:
SUPPLEMENTAL FINDINGS OF FACT
1. BACKGROUND AND HISTORY OF THE PROCEEDING:
THE ISSUE INVOLVED
On August 11, 1966, the Trial Examiner issued his
original decision in which, inter alia, he recommended the
dismissal of an 8(a)(5) violation based on the failure of the
General Counsel to prove that the Union had obtained a
majority of properly authenticated authorization cards.
Following the filing of exceptions, the Board on December
16, 1966, ordered the record herein to be reopened and a
further hearing held before the Trial Examiner for the sole
purpose of adducing further evidence bearing on the
authenticity of purported employees' signatures on certain
union authorization cards that were offered and admitted
at the prior hearing. In the hearing held on the remand on
March 28, 1967, the Trial Examiner over Respondent's
objections ruled that its cross-examination of the 29
employee-witnesses who testified concerning the authenti-
cation of the signatures on their union cards was restricted
by the terms of the Board's remand order solely to the
authentication of the card signatures. A supplemental
decision was thereafter issued in which it was found that
although the Union obtained a properly authenticated
majority of cards, its coercive tactics were sufficiently
widespread to taint and invalidate all of the cards. The
prior recommended dismissal of the 8(a)(5) violation was,
therefore, reaffirmed on the ground that it had not been
established that the Union had obtained an uncoerced
majority of cards. Following the filing of exceptions by the
General Counsel, the Union, and Respondent, the Board
issued a decision2 on May 23, 1968, in which it reversed
the Trial Examiner's recommended dismissal of the 8(a)(5)
violations and found insofar as pertinent herein that the
Union had obtained an uncoerced majority of union
authorization cards, thereby obligating the Respondent to
recognize and bargain with the Union, and its refusal to do
so violated Section 8(a)(5) of the Act. Although the
Respondent in its exceptions specifically raised the ruling
of the Trial Examiner with regard to the extent of its cross-
examination of witnesses, the Board made no reference in
I The last of the available witnesses were heard on August 10, 1971 The
hearing was then adjourned sine die pending arrangements between counsel
concerning the testimony of two prospective witnesses, Clinton McConnau-
ghey, who was ill, and Kenneth Stine , who failed to honor a subpena
Pursuant to stipulation of the parties, they agreed that Clinton McConnau-
ghey, if called to testify, would assert an inability to recall the circumstances
attending the signing of his union card, and that his affidavit of December
15,
1965, be admitted in evidence as past recollection recorded, that
its decision thereto, thereby sub silentio impliedly affirming
his ruling. While enforcement of the Board's Order was
pending in the United States Court of Appeals for the
District of Columbia, the Board moved to withdraw the
record in order to consider certain issues raised by the
Supreme Court's decision in N.L.R.B. v. Gissel Packing
Co., Inc, 395 U.S. 575. The court then remanded the
record for further proceedings in the light of the Gissel
case. By a Supplemental Decision and Order, 182 NLRB
No. 122, the Board reaffirmed its prior decision of May 23,
1968.
As indicated above, the court of appeals remanded the
proceeding for the purpose of affording the parties an
opportunity to proffer additional evidence as to alleged
coercion in obtaining the cards from the employees who
testified at the prior remanded hearing but whose cross-
,examination was limited to authentication of their card
signatures in conformance with the Board's first remand.
Accordingly, the only issue involved herein relates to said
alleged coercion.
It appears that as a result of the Board's first remand the
signatures of 32 employees were authenticated and their
cards validated for the purpose of designating an exclusive
bargaining representative. Twenty-nine of these employees
appeared at the remanded hearing herein and testified.
Their cross-examination was limited as related above. The
three other employees were in Vietnam serving in the
Armed Forces. The signatures of their cards were authenti-
cated by a handwriting expert. The General Counsel
agreed to produce the 29 employees whose cross-examina-
Ition was limited, but declined to produce the 3 employees
whose absence from the country had precluded them from
testifying at the remanded hearing. Respondent, there-
upon, moved to compel the General Counsel to produce
them.
The
motion was denied, but Respondent was
granted permission to produce them as its own witnesses
with the right to adduce their testimony by way of cross-
examination
after
first allowing them to relate the
circumstances surrounding the signing of their cards.3 The
General Counsel was unable to locate and/or produce 3 of
the 29 employees whose cross-examination had previously
been limited.4 Ruling on Respondent's motion to strike
their testimony was reserved at the hearing. 'Be motion is
hereby granted and their testimony authenticating their
card signatures is stricken from the record and their cards
invalidated. Respondent subpenaed the three employees
who were in Vietnam at the time of the first remand
hearing. Two of them, Alan Coudnet, and Kenneth
Steward appeared and testified. The third one, Kenneth
Stine, failed to appear, but the parties stipulated concern-
ing his testimony as related above.
Kenneth Stine, if called to testify, would assert his inability to recall the
circumstances attending the signing of his union card, and that the record
should be closed in the within matter The aforesaid stipulation is hereby
admitted in evidence as Joint Exh 1, McConnaughey's affidavit is admitted
as Resp Exh 50, and the record herein is hereby closed
2 171 NLRB No 98
3 See Bryant Chucking Grinder Company, 160 NLRB 1526, 1527, In 2
4 They are Gerald Stein, Richard Burge, and Roland Stone
AMERICAN BEAUTY BAKING CO.
333
II.
THE SUPPLEMENTAL EVIDENCE ADDUCED AT THE
HEARING HEREIN
Twenty-two of the 29 witnesses5 who appeared and
testified or whose testimony was stipulated were unable to
recall the circumstances surrounding the signing of their
cards claiming that the lapse of time had dulled their
memory. Their testimony did not reveal any coercion in
the signing of their cards. Many of them also testified at
variance with their prehearing affidavits regarding where
or when they signed their cards or who solicited them.
These affidavits, however, were taken about 5 years before
and had not been seen by the affiants since then. I do not
regard the variances as significantly bearing on the issue of
coercion.
Respondent contends that Donald
Moore,
Clinton
McConnaughey, and Ronald Pandel were coerced. Moore
testified that employees William Condron and John Paden
solicited him to sign a card, that Condron told him nobody
would get hurt and there would not be any trouble, and
that he thereupon signed the card and gave it to Condron.
A few hours later employee John Beatty, unaware of the
fact that Moore had previously signed the card, told him he
would lose his job if he didn't sign the card. I find that
Condron's remark to Moore, while somewhat ambiguous,
was nevertheless couched in terms which could reasonably
be construed as intimidating and coercive if he declined to
sign a card. I conclude that his card was obtained by
coercive tactics and therefore is invalid.
Pursuant to stipulation of the parties, Clinton McCon-
naughey's affidavit (Resp. Exh. 50) was admitted in
evidence as past recollection recorded in lieu of appearing
personally and testifying. His affidavit specifically states
that a day or two before the strike, John Paden told him
that anyone who did not sign a card would be out of ajob
when the Union came in. A few days later when Gerald
Goss asked him to sign a card he did so, based on what had
previously been said to him about losing hisjob. I find that
his card was also coercively obtained and therefore invalid
for the purpose of designating a bargaining representative.
Ronald Pandel testified that, around the middle of
September when he signed his card, he knew of other
people who were threatened but that he was not. His
affidavit (G.C. Exh. 23) admitted as past recollection
recorded confirms his testimony regarding threats, and
states further that he signed of his own free will, and that
after signing he took a few blank cards and thereafter
solicited employee Richard Grove to sign one. His other
affidavit (Resp. Exh. 44), also admitted in evidence without
objection as past recollection recorded, states that there
was a lot of talk that anyone who did not sign a card would
be out of work when the Union got in, and that this
statement was made to several employees. He also testified
that before he signed his card John Beatty told him the
cards were to get the Board to take a vote. Although it
appears that some unidentified employees were threat-
ened,6 the evidence establishes that Paden was not coerced,
and I so find.
Respondent also contends that the cards of John Laub,
Ronald Pandel, Ronald North, Robert Lukens, and Ray
Farrell were obtained by misrepresentations and, therefore,
invalidated for the purpose of designating a bargaining
agent. Both the court's and the Board's remands specifical-
ly refer only to adducing evidence with respect to coercion.
There is no reference directly or impliedly with respect to
adducing evidence of misrepresentation in the obtaining of
cards. On the basis of the remand orders, I find that
evidence pertaining to misrepresentation is irrelevant to the
issue herein. However, even assuming the relevancy of such
evidence under the remand orders, I find that it would be
superfluous with regard to Laub's card inasmuch as it has
been found to be invalid because coercively obtained.
With respect to Ronald Pandel's card, it appears Beatty
told him at the union meeting when cards were being
solicited that the cards were to get the Board to take a vote.
In response to Respondent's question on cross-examina-
tion at a hearing herein as to whether it wasn't a fact that
at the meeting Beatty stated the purpose of signing cards
was only to get an election, he replied, "As far as I
remember." Later on in his testimony he stated that he was
not sure whether the word "only" was used. Neither of his
prehearing affidavits (G.C. Exh. 23 or Resp. Exh. 44)
makes any reference to what was said to him at the time he
signed his card. I find the question put by Respondent was
framed in such terms as to evoke an affirmative answer.
Furthermore,
no other employee of the many who
attended the meeting and testified stated that the word
"only" was used by Beatty in addressing the employees.
The card is a single-purpose one designating the Union as
bargaining representative with authority to file a petition
for bargaining relative to union security between the
signatory and the Company. In N.L.R.B. v. Gissel Packing
Co., Inc, 395 U.S. 575, the Court upheld the Cumberland
Shoe doctrine' that evidence of intention in signing an
unambiguous card is not pertinent in the absence of
evidence that the signing employee was clearly told that the
sole purpose of the card was to bring about an election to
determine the status of the Union. The cards herein were
unambiguous and were used to authorize the Union to
represent the employees in collective bargaining. Nor does
the record persuasively establish that Pandel was clearly
told the cards were to be used solely for an election.
Furthermore, as stated by the Board in Marie Phillips, Inc.,
178 NLRB 340: "Where the objective facts, as evidenced
by events contemporaneous with the signing, clearly
demonstrate that the misrepresentation was the decisive
factor in causing an employee to sign a card, we shall not
count such card in determining a union's majority." No
5 These included
Ronald Heister
Robert Lukens
Donald Bartlett
Glen Conover
Charles Hoar
Sheldon Romig
Robert Beatty
William Pandel
Samuel Kelley
Kenneth Stine
Donald Brown
Floyd Semons
Ronald North
Alan E Coudnet
William Condron
Christ Yoder
6 In the first decision of the Trial Examiner, five cards were invalidated
John Davies
John Young
because coercively obtained
Trevor Goss
Jerry Zimmerman
r 144 NLRB 1268
David Haines
George Lukens
334
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
such evidence was produced herein. In these circum-
stances, I conclude that Respondent has failed to prove the
alleged misrepresentation.8 Moreover, even if misrepresen-
tations were found in the case of Pandel it would not affect
the result, as indicated infra.
Ronald North signed a card and also picketed for a while
during the strike. He testified he was unable to recall what
was said to him at the time he signed the card. His
prehearing affidavit (taken by Respondent) states that he
was told by John Beatty that most of the men had signed
cards and others were going to sign, and that he believed
he was signing to get a vote. The Board has held "where
the only indication of reliance [on a misrepresentation as to
how many employees have already signed] is a signer's
subsequent testimony as to his subjective state of mind
when signing the card, such showing is insufficient to
invalidate the card."9 The record is bare of any evidence
that North relied on the alleged misrepresentation.10 I,
accordingly, conclude that North's card can properly be
counted in determining the Union's majority status.
The only evidence bearing on the question of misrepre-
sentation
concerning
Robert Lukens appears in his
prehearing affidavit (Resp. Exh. 49) obtained by Respon-
dent, which was admitted as past recollection recorded. It
states that Charles Hoar asked him to sign a card, stating
that the purpose of the card was to get an election.
However, when the Union called the strike, Beatty told
him it was for the purpose of getting the Union in and he
picketed for 3 or 4 weeks. Based on the Cumberland Shoe
doctrine, supra, relative to the type of card used herein, I
find no misrepresentation or other ground sufficient to
invalidate his card.
Ray Farrell testified that Seff Smith asked him to sign a
card to try and get the Union in. After reading his
prehearing affidavit he stated Smith told him that about 90
percent had signed. I conclude as explicated above that
there
was no misrepresentation proven which would
invalidate his card.
bargaining representative, 7 more than a majority. Assum-
ing that the remand herein included the taking of evidence
of misrepresentation with respect to the validity of the
cards of the employees involved, and assuming, contrary to
the findings made herein, that the five employees named
by Respondent signed cards because of misrepresentations
made to, and relied on by, them, the Union still would
have a majority of two cards. In the light of the prior Board
decisions, and its rationale in issuing those decisions, in
this proceeding, I am constrained to find that the Union
obtained a majority of valid cards and Respondent's
refusal to recognize it as the exclusive bargaining repre-
sentative of its employees in the appropriate unit violated
Section 8(a)(5) of the Act.
Respondent contends that the lapse of time before the
card signatories herein were cross-examined precluded the
ability
of many of them to recall the card signing
circumstances thereby materially impairing its constitu-
tional right to examine those employees. I find no merit in
this
contention. The record contains no evidence to
indicate that had the card signatories been cross-examined
in the Board's first remanded hearing in 1967, they either
would have had a better recollection of the signing of their
cards in 1965, or their cross-examination would have
revealed testimony more favorable to Respondent.
Respondent also asserts that even if it were found that
the Union obtained majority status at a material time
herein, the passage of 6 years' time and the great employee
turnover would make a bargaining order unjust. Respon-
dent, however, does not cite any law in support of its
positions. I find no merit in these contentions. See Bryant
Chucking Grinder Company v. N.L.R.B., 389 F.2d 565, 568
(C.A. 2), affg. 160 NLRB 1526; and Horace Simmons d/b/a
Vaca Valley Bus Lines, 179 NLRB No. 107.
On the basis of the foregoing findings, I make the
following:
CONCLUSION OF LAW
III. CONCLUSIONS
As found supra, the cards of Moore and McConnaughey
were coercively obtained and consequently invalid for the
purpose of selecting a bargaining representative. The
Board previously found that even excluding the cards
found by the Trial Examiner to have been obtained by
coercion, the Union had 42 valid cards, 12 more than a
majority in the 59-employee unit. Excluding the coerced
cards of Moore and McConnaughey, and the cards of
Gerald Stein, Richard Burge, and Roland Stone, whose
testimony authenticating their cards was stricken because
Respondent was precluded from cross-examining them,
there
are 37 valid cards designating the Union as
8 See also Gissel Packing Co., Inc., supra at 608, where the Court makes
the observation "[T ]hat employees are more likely than not, many months
after a card drive and in response to questions by company counsel, to give
testimony damaging to the union, particularly where company officials have
previously threatened reprisals for union activity in violation of § 8(a)(l)."
(Citation omitted.)
9 Marie Phillips, Inc., supra at 340. The Board also held (p. 340), "We
continue to believe that a showing, without more of a misrepresentation as
Respondent's refusal to recognize and bargain with the
Union, based on its majority status, as the exclusive
bargaining representative of its employees in the unit
found appropriate constituted a violation of Section 8(a)(5)
of the Act.
RECOMMENDED ORDER
On the basis of the foregoing findings of fact and
conclusions of law, it is recommended that Respondent, its
officers, agents, successors, and assigns, be required to
cease and desist and take affirmative action as heretofore
ordered by the Board.
to the number of others who have signed is insufficient to invalidate a clear
and unequivocal designation card signed by an employee." Nor will the
Board probe into the purely subjective intent of card signers to invalidate
their otherwise clear designation cards. Levi Strauss & Co., 172 NLRB No.
57.
10 Nor is there any evidence to support the claim that the alleged
misrepresentation was in fact a misrepresentation.