234 NLRB 237
Universal Prototype, Inc.
UNIVERSAL PROTOTYPE, INC.
Universal Prototype, Inc. and Pattern and Model
Makers Association of Warren and Vicinity, AFL-
CIO. Case 7-CA-14394
January 13, 1978
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS
PENELLO AND TRUESDALE
Upon a charge filed on September 14, 1977, by the
Pattern and Model Makers Association of Warren
and Vicinity, AFL-CIO, herein called the Union,
and duly served on Universal Prototype, Inc., herein
called Respondent, the General Counsel of the
National Labor Relations Board, by the Regional
Director for Region 7, issued an amended complaint
on October 14, 1977, against Respondent, alleging
that Respondent had engaged in and was engaging in
unfair labor practices affecting commerce within the
meaning of Section 8(a)(5) and (1) and Section 2(6)
and (7) of the National Labor Relations Act, as
amended. Copies of the charge, complaint, and
notice of hearing before an Administrative Law
Judge were duly served on the parties to this
proceeding.
With respect to the unfair labor practices, the
amended complaint alleges in substance that on
August 9, 1977, following a Board election in Case 7-
RC-14245, the Union was duly certified as the
exclusive collective-bargaining representative of Re-
spondent's employees in the unit found appropri-
ate; I and that, commencing on or about August 18,
1977, and at all times thereafter, Respondent has
refused, and continues to date to refuse, to bargain
collectively with the Union as the exclusive bargain-
ing representative, although the Union has requested
and is requesting it to do so. On October 21, 1977,
Respondent filed its answer to the amended com-
plaint admitting in part, and denying in part, the
allegations in the amended complaint.
On November 1, 1977, counsel for the General
Counsel filed directly with the Board a motion to
transfer the case to the Board and Motion for
Summary Judgment. Subsequently, on November 10,
1977, the Board issued an order transferring the
proceeding to the Board and a Notice To Show
Cause why the General Counsel's Motion for Sum-
mary Judgment should not be granted. Respondent
thereafter filed a response to the Motion for Summa-
ry Judgment.
I Official notice is taken of the record in the representation proceeding,
Case 7-RC-14245, as the term "record" is defined in Secs. 102.68 and
102.69(g) of the Board's Rules and Regulations, Senes 8, as amended. See
LTV Electrosystems, Inc.. 166 NLRB 938 (1967). enfd. 388 F.2d 683 (C.A. 4,
234 NLRB No. 38
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Upon the entire record in this proceeding, the
Board makes the following:
Ruling on the Motion for Summary Judgment
In its answer to the complaint and in its opposition
to the Motion for Summary Judgment, Respondent
basically questions the validity of the underlying
representation proceeding and the resulting certifica-
tion of the Union because of its objections to the
election and the failure to hold a hearing thereon,
which it now requests. In addition, Respondent
asserts there are issues as to the allegations of a
request to bargain and of the status of the Union as
exclusive bargaining representative of its employees
which require a hearing.
An examination of the record in Case 7-RC-14245
reveals that an election conducted on May 5, 1977,
pursuant to a Stipulation for Certification Upon
Consent Election, resulted in a vote of 12 for and 10
against the Union, with I challenged ballot which
was not sufficient to affect the results of the election.
Respondent filed timely objections to conduct affect-
ing the results of the election, alleging that the most
vocal antiunion employee failed to vote in the
election because of his fear of reprisal from prounion
employees. After investigation, the Regional Direc-
tor, on May 19, 1977, issued his report and recom-
mendations on the objections to conduct affecting
the results of the election in which he recommended
that the objection be overruled in its entirety and
that the Board certify the Union. Respondent filed
timely exceptions to the Regional Director's report,
as well as additional objections to conduct affecting
the results of the election. The Board, on August 9,
1977, issued a decision and certification of represen-
tative in which it adopted the findings and recom-
mendations of the Regional Director, refused to
consider Respondent's additional objections which
were raised for the first time before the Board, and
certified the Union as exclusive bargaining represen-
tative of employees in the stipulated appropriate unit.
It is well settled that in the absence of newly
discovered or previously unavailable evidence or
special circumstances a respondent in a proceeding
alleging a violation of Section 8(aX5) is not entitled
1968); Golden Age Beverage Co., 167 NLRB 151 (1967), enfd. 415 F.2d 26
(C.A. 5, 1969); Intertype Co. v. Penrelo, 269 F.Supp. 573 (D.C.Va., 1967);
Follerr Corp., 164 NLRB 378 (1967), enfd. 397 F.2d 91 (C.A. 7, 1968); Sec.
9(d) of the NLRA, as amended.
237
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
to relitigate issues which were or could have been
litigated in a prior representation proceeding.2
All issues raised by Respondent in this proceeding
were or could have been litigated in the prior
representation proceeding, and Respondent does not
offer to adduce at a hearing any newly discovered or
previously unavailable evidence, nor does it allege
that any special circumstances exist herein which
would require the Board to reexamine the decision
made in the representation proceeding. 3 We there-
fore find that Respondent has not raised any issue
which is properly litigable in this unfair labor
practice proceeding.
Respondent also contends that its answer alleging
lack of knowledge of requests to bargain and of the
status of the Union as the exclusive representative of
its employees raises issues warranting a hearing. We
disagree. In his Motion for Summary Judgment,
counsel for the General Counsel has alleged that a
request for bargaining was made by the Union,
which request was attached to the amended com-
plaint. However, Respondent in its answer admitted
that it sent to the Union the letter attached to the
amended complaint, which letter states that Respon-
dent "must decline your offer to bargain at this
time." Accordingly, we shall grant the General
Counsel's Motion for Summary Judgment.
On the basis of the entire record, the Board makes
the following:
FINDINGS OF FACT
I. THE BUSINESS OF RESPONDENT
Respondent, a Michigan corporation with its prin-
cipal place of business in the city of Fraser, Michi-
gan, is engaged in the manufacture and nonretail sale
of prototype plastic parts and related products.
During the past 12 months, Respondent sold prod-
ucts valued in excess of $50,000 to General Motors
Corporation, which during the year ending Decem-
ber 31, 1976, had gross revenue in excess of $1
million, and which during the same period shipped
from its Michigan plants goods valued in excess of
$50,000 directly to points outside the State of
Michigan.
We find, on the basis of the foregoing, that
Respondent is, and has been at all times material
herein, an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act, and that
it will effectuate the policies of the Act to assert
jurisdiction herein.
2 See Pittsburgh Plate Glass Co. v. N.L.R.B., 313 U.S. 146, 162 (1941);
Rules and Regulations of the Board, Secs. 102.67(f) and 102.69(c).
3 Respondent contends that the Board should consider what it alleges as
"newly discovered" or "previously unavailable" evidence which it raised for
the first time following the issuance of the Regional Director's report and
II. THE LABOR ORGANIZATION INVOLVED
Pattern and Model Makers Association of Warren
and Vicinity, AFL-CIO, is a labor organization
within the meaning of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A.
The Representation Proceeding
1. The unit
The following employees of Respondent constitute
a unit appropriate for collective-bargaining purposes
within the meaning of Section 9(b) of the Act:
All full-time and regular part-time journeymen,
apprentice and trainee mold makers, model mak-
ers, pattern makers, fixture builders, and wood
and metal shop maintenance employees em-
ployed by the Employer at its facility located at
17085 Masonic, Fraser, Michigan; but excluding
all production and maintenance employees, office
clerical
employees,
professional
employees,
guards and supervisors as defined in the Act.
2.
The certification
On May 5, 1977, a majority of the employees of
Respondent in said unit, in a secret-ballot election
conducted under the supervision of the Regional
Director for Region 7, designated the Union as their
representative for the purpose of collective bargain-
ing with Respondent. The Union was certified as the
collective-bargaining representative of the employees
in said unit on August 9, 1977, and the Union
continues to be such exclusive representative within
the meaning of Section 9(a) of the Act.
B.
The Request To Bargain and Respondent's
Refusal
Commencing on or about August 16, 1977, and at
all times thereafter, the Union has requested Respon-
dent to bargain collectively with it as the exclusive
collective-bargaining representative of all the em-
ployees in the above-described unit. Commencing on
or about August 18, 1977, and continuing at all times
thereafter to date, Respondent has refused, and
continues to refuse, to recognize and bargain with the
Union as the exclusive representative for collective
bargaining of all employees in said unit.
Accordingly, we find that Respondent has, since
August 18, 1977, and at all times thereafter, refused
recommendations in Case 7-RC-14245. The Board refused to consider the
same "newly discovered" evidence in Case 7-RC-14245 because it was not
timely filed, and for the same reason we will not consider that evidence in
the present case.
238
UNIVERSAL PROTOTYPE, INC.
to bargain collectively with the Union as the exclu-
sive representative of the employees in the appropri-
ate unit, and that, by such refusal, Respondent has
engaged in and is engaging in unfair labor practices
within the meaning of Section 8(a)(5) and (1) of the
Act.
IV. THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of Respondent set forth in section
III, above, occurring in connection with its opera-
tions described in section I, above, have a close,
intimate, and substantial relationship to trade, traff-
ic, and commerce among the several States and tend
to lead to labor disputes burdening and obstructing
commerce and the free flow of commerce.
V. THE REMEDY
Having found that Respondent has engaged in and
is engaging in unfair labor practices within the
meaning of Section 8(a)(5) and (1) of the Act, we
shall order that it cease and desist therefrom, and,
upon request, bargain collectively with the Union as
the exclusive representative of all employees in the
appropriate unit, and, if an understanding is reached,
embody such understanding in a signed agreement.
In order to insure that the employees in the
appropriate unit will be accorded the services of their
selected bargaining agent for the period provided by
law, we shall construe the initial period of certifica-
tion as beginning on the date Respondent com-
mences to bargain in good faith with the Union as
the recognized bargaining representative in the ap-
propriate unit. See Mar-Jac Poultry Company, Inc.,
136 NLRB 785 (1962); Commerce Company d/b/a
Lamar Hotel, 140 NLRB 226, 229 (1962), enfd. 328
F.2d 600 (C.A. 5, 1964), cert. denied 379 U.S. 817
(1964); Burnett Construction Company, 149 NLRB
1419, 1421 (1964), enfd. 350 F.2d 57 (C.A. 10, 1965).
The Board, upon the basis of the foregoing facts
and the entire record, makes the following:
CONCLUSIONS OF LAW
1. Universal Prototype, Inc., is an employer
engaged in commerce within the meaning of Section
2(6) and (7) of the Act.
2.
Pattern and Model Makers Association of
Warren and Vicinity, AFL-CIO, is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
3. All full-time and regular part-time journeymen,
apprentice and trainee mold makers, model makers,
pattern makers, fixture builders, and wood and metal
shop maintenance employees employed by the Em-
ployer at its facility located at 17085 Masonic,
Fraser, Michigan; but excluding all production and
maintenance employees, office clerical employees,
professional employees, guards and supervisors as
defined in the Act, constitute a unit appropriate for
the purposes of collective bargaining within the
meaning of Section 9(b) of the Act.
4.
Since August 9, 1977, the above-named labor
organization has been and now is the certified and
exclusive representative of all employees in the
aforesaid appropriate unit for the purpose of collec-
tive bargaining within the meaning of Section 9(a) of
the Act.
5.
By refusing on or about August 18, 1977, and
at all times thereafter, to bargain collectively with the
above-named labor organization as the exclusive
bargaining representative of all the employees of
Respondent in the appropriate unit, Respondent has
engaged in and is engaging in unfair labor practices
within the meaning of Section 8(aX5) of the Act.
6.
By the aforesaid refusal to bargain, Respon-
dent has interfered with, restrained, and coerced, and
is interfering with, restraining, and coercing, employ-
ees in the exercise of the rights guaranteed to them in
Section 7 of the Act, and thereby has engaged in and
is engaging in unfair labor practices within the
meaning of Section 8(a)(1) of the Act.
7.
The aforesaid unfair labor practices are unfair
labor practices affecting commerce within the mean-
ing of Section 2(6) and (7) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby orders that the Respondent,
Universal Prototype, Inc., Fraser, Michigan, its
officers, agents, successors, and assigns, shall:
1. Cease and desist from:
(a) Refusing to bargain collectively concerning
rates of pay, wages, hours, and other terms and
conditions of employment with Pattern and Model
Makers Association of Warren and Vicinity, AFL-
CIO, as the exclusive bargaining representative of its
employees in the following appropriate unit:
All full-time and regular part-time journeymen,
apprentice and trainee mold makers, model mak-
ers, pattern makers, fixture builders, and wood
and metal shop maintenance employees em-
ployed by the Employer at its facility located at
17085 Masonic, Fraser, Michigan; but excluding
all production and maintenance employees, office
clerical
employees,
professional
employees,
guards and supervisors as defined in the Act.
239
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(b) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of
the rights guaranteed them in Section 7 of the Act.
2.
Take the following affirmative action which
the Board finds will effectuate the policies of the Act:
(a) Upon request, bargain with the above-named
labor organization as the exclusive representative of
all employees in the aforesaid appropriate unit with
respect to rates of pay, wages, hours, and other terms
and conditions of employment, and, if an under-
standing is reached, embody such understanding in a
signed agreement.
(b) Post at its place of business in Fraser, Michi-
gan, copies of the attached notice marked "Appen-
dix."4 Copies of said notice, on forms provided by
the Regional Director for Region 7, after being duly
signed by Respondent's representative, shall be
posted by Respondent immediately upon receipt
thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respon-
dent to insure that said notices are not altered,
defaced, or covered by any other material.
(c) Notify the Regional Director for Region 7, in
writing, within 20 days from the date of this Order,
what steps have been taken to comply herewith.
4 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
APPENDIX
NoncE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively
concerning rates of pay, wages, hours, and other
terms and conditions of employment with Pattern
and Model Makers Association of Warren and
Vicinity, AFL-CIO, as the exclusive representa-
tive of the employees in the bargaining unit
described below.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employees
in the exercise of the rights guaranteed them by
Section 7 of the Act.
WE WILL, upon request, bargain with the
above-named Union, as the exclusive representa-
tive of all employees in the bargaining unit
described below, with respect to rates of pay,
wages, hours, and other terms and conditions of
employment, and, if an understanding is reached,
embody such understanding in a signed agree-
ment. The bargaining unit is:
All full-time and regular part-time jour-
neymen, apprentice and trainee mold mak-
ers, model makers, pattern makers, fixture
builders, and wood and metal shop mainte-
nance employees employed by the Employer
at its facility located at 17085 Masonic,
Fraser, Michigan; but excluding all produc-
tion and maintenance employees, office cler-
ical
employees,
professional
employees,
guards and supervisors as defined in the Act.
UNIVERSAL PROTOTYPE,
INC.
240