202 NLRB 391
Loc. 11, Wood, Wire, & Metal Lathers
LOC. 11, WOOD, WIRE, & METAL LATHERS
Local Union No. 11 of the Wood, Wire, and Metal
Lathers International Union, AFL-CIO (Wilton
and Denton, Inc.) and William Guntharp, Jr. Case
5-CB-1287
March 13, 1973
DECISION AND ORDER
BY CHAIRMAN MILLER AND
MEMBERS JENKINS
AND PENELLO
On January 17, 1973, Administrative Law Judge
John G. Gregg issued the attached Decision in this
proceeding.
Thereafter,
the Charging Party filed
limited exceptions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three -member panel.
The Board has considered the record and the
attached Decision in light of the limited exceptions
and brief and has decided to affirm the rulings,
findings,' and conclusions of the Administrative Law
Judge and to adopt his recommended Order.2
ORDER
Pursuant to Section 10(c) of the National Labor
Relations
Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge as
modified herein and hereby orders that Respondent,
Local Union No. 11 of the Wood, Wire, and Metal
Lathers International Union, AFL-CIO, Norfolk,
Virginia,
its officers, agents, and representatives,
shall take the action set forth in the Administrative
Law Judge's recommended Order, as herein modi-
fied.
Add the following to paragraph 2(c) of the
recommended Order : "In the event that the Respon-
dent does not have its own office or meeting place,
copies of said notice shall be mailed by Respondent
to each of its members."
i We note that through apparent inadvertence, the Administrative Law
Judge erroneously refers to the Employer as Respondent throughout the
section of his Decision entitled "A
The Factual Background "The context
in which such errors appear in his Decision make them readily recognizable
to the reader who can substitute the word Employer where appropriate as he
reads the portion of the Administrative Law Judge's decision referred to
above
2 The Charging Party excepts to the failure of the Administrative Law
Judge to provide for mailing of the notice to members on the ground that
the Respondent does not allegedly have its own meeting hall or office at
which the notice could be posted or which the members would be likely to
go In order to insure that the notice will receive the full dissemination it
deserves among members of Respondent, we shall modify our Order herein
by providing for its being mailed to them in the event it is determined at the
compliance stage of this proceeding that there is merit to the Charging
Party's contention
DECISION
391
JOHN G. GREGG, Administrative Law Judge: This case
was tried before me at Norfolk, Virginia, on November 17,
1972, based on an unfair labor practice charge filed by
William Guntharp, Jr., on August 7, 1972, and a complaint
issued by the Regional Director for Region 5 on September
29, 1972. The complaint alleges in substance that Guntharp
was charged, tried, found guilty, fined, and had his
withdrawal card revoked by the Respondent Union in
violation of Section 8(b)(1)(B) of the National Labor
Relations Act, Series 8, as amended, because he had
continued to work during a strike and had worked with
unqualified men in violation of the Union's constitution.
The Respondent Union in a duly filed answer denied the
commission of unfair labor practices.
Upon the entire record, and my observation of the
demeanor of the demeanor of the witnesses as they
testified, I make the following:
FINDINGS AND CONCLUSIONS
1. JURISDICTION
Wilton and Denton, Inc., is, and has been at all times
material herein, a corporation duly organized under, and
existing by virtue of, the laws of the Commonwealth of
Virginia.
At the times material herein Wilton and Denton, Inc.,
maintained its principal office and place of business at
Richmond, Virginia, and is, and has been at the times
material herein, engaged in the building and construction
industry as a lathing and plastering contractor.
During the past calendar year, a representative period,
Wilton and Denton, Inc., in the course and conduct of its
business operations, received gross revenues in excess of
$50,000. During the same period it purchased and received
at Virginia construction sites goods and materials valued in
excess of $50,000 from suppliers located within the
Commonwealth of Virginia, which suppliers purchased and
received such goods and materials directly from outside the
Commonwealth of Virginia.
Wilton and Denton, Inc., is, and has been at all times
material herein, an employer engaged in commerce within
the meaning of Section 2(6) and (7) of the Act.
The Respondent Union, Local Union No. 11 of the
Wood, Wire and Metal Lathers International Union,
AFL-CIO, is, and has been at all times material herein, a
labor organization within the meaning of Section 2(5) of
the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
The complaint alleges essentially that
William
A.
Guntharp, Jr., is an area production supervisor for Wilton
and Denton, Inc., a representative of said Employer for the
adjustment of grievances and a supervisor within the
meaning of Section 2(11) of the Act; that Guntharp has
been a member of the Respondent Union, and that on or
about July 26, 1972, the Respondent Union charged
Guntharp with violations of the Union's constitution; that
on or about August 31, 1972, the Respondent Union
notified Guntharp he had been found guilty of violations
202 NLRB No. 56
392
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
of the Union's constitution concluding that he had worked
during a strike and had worked with nonqualified men;
that on or about September 13, 1972, the Respondent
Union fined Guntharp $500 and revoked his withdrawal
card; and that by the foregoing acts the Respondent Union
allegedly did restrain and coerce the Employer, Wilton and
Denton, Inc., in the selection of its representative for the
purpose of collective bargaining or the adjustment of
grievances, in violation of Sections 8(b)(1)(B) and 2(6) of
the Act.
A.
The Factual Background
There is little dispute as to the essential facts herein. In
its answer the Respondent Union admits that Guntharp is
production supervisor of the Tidewater area of Virginia for
the Employer, Wilton and Denton, Inc., and a representa-
tive of Wilton and Denton, Inc., for the adjustment of
grievances and a supervisor within the meaning of Section
2(11) of the Act. It is also admitted that at the times
material herein Guntharp was a member of the Respon-
dent
Union; that on or about July 26, 1972, the
Respondent Union charged Guntharp with violations of
sections 94, 95, 96, 104, and 105 of the constitution of the
Wood, Wire and Metal Lathers International Union,
AFL-CIO; that on or about August 31, 1972, the
Respondent notified Guntharp that he had been found
guilty
of violations of the aforesaid sections of said
constitution, concluding that he had worked during a strike
and had worked with nonqualified men; and that pursuant
to the aforesaid actions the Respondent Union, on or
about September 13, 1972, fined Guntharp $500 and
revoked his withdrawal card.
William Guntharp, Jr., testified essentially that he has
been employed by the Respondent for 9 years, started as a
lathing mechanic, and worked up to foreman and supenn-
tendent. He is now production supervisor for the Respon-
dent for the Tidewater area, does the hiring and firing,
adjusts grievances, controls the work, sets up jobs, and
orders material. He is directly responsible to Mssrs. Wilton
and Denton. He also owns a small number of shares of the
corporate stock. Guntharp testified concerning his griev-
ance handling authority and activity. He stated that in the
first 2 weeks in July 1972 the Respondent worked at
Langley Field on a 360-man dormitory job with Apex
Construction Company, where lathers were on strike and
the Respondent was notified by the general contractor to
man the job or face a contractual penalty, so Guntharp
manned the job with workmen who were not lathers.
Guntharp also testified concerning a refusal by Local 11 to
permit the Respondent to bring workers out of Richmond
to complete an overtime job. He testified that in May or
June 1972 he had called Local 11 for additional manpower
which the Union could not provide. Guntharp finished the
job using the manpower available. Guntharp testified that
prior to that time in June 1972 he had asked Wilkins, the
union business agent, for additional manpower and
Wilkins did not have manpower available. Guntharp then
advised the general contractor, Apex, that he could not
acquire additional manpower from Local 11.
Guntharp testified that during June 1972 Consolidated
Stores in Newport News had some blackiron going on with
sheetrock on it. Local 11 claimed jurisdiction of the
installation of the hangers and the blackiron and furring
channels. Guntharp assigned the work to the Carpenters.
Wilkins then came to the job to see the superintendent who
then asked Guntharp to stop the installation. Guntharp
stated that he discussed the matter with Wilkins, and told
Wilkins that the work was not his as it did not receive lath
and plaster. The superintendent held up work until he
discussed the matter with his supervisor. Subsequently the
Respondent continued the installation with Carpenters
until the job was completed.
Guntharp testified that prior to July 1972 when the
charges were filed herein on several occasions he adjusted
minor grievances on the job concerning working hours. He
described them as involving Local 11 which according to
Guntharp claims that if the local starts a job within their
jurisdiction with the metal studs then they are to complete
the job. Guntharp in some instances awarded the metal
studs and drywall partitions to the Carpenters, but at other
times put a lather on it.
Guntharp testified further without contradiction that the
Respondent is a member of the Virginia Association of
Contractors and that he, Guntharp, participated in the
bargaining negotiations in 1970 and June 1972 represent-
ing the Respondent.
Based on my observation of the demeanor of the witness
as he testified I credit Guntharp's testimony. He was
straightforward, sincere, and uncontrived in his testimony
and in his responses on cross-examination.
There is ample evidence of record to establish and I find
that William Guntharp, Jr., at the times material herein, is
production supervisor for the Respondent for the Tidewa-
ter area, carries out the hiring and firing for that area,
adjusts grievances, sets up jobs and orders material, and is
clearly a supervisor within the meaning of Section 2(11) of
the Act. The record also establishes the fact and I find that
Guntharp represented the Respondent Employer at the
1970 and 1972 collective-bargaining negotiations.
The record also establishes the fact and I find that
Guntharp became a member of the Lathers Union around
1957, and that in 1968, during the 1968 collective-bargain-
ing negotiations between Local 11 and the Respondent,
Bradshaw, the union business agent, advised Guntharp to
take out a withdrawal card as it would save trouble
between the local union and the Respondent Employer. I
find that Guntharp took out his withdrawal card in 1968
and each year subsequently, paying the required $15 fee to
the local union.
It is also established by the record and I find that the
lathing, plastering, and dry wall job at Langley Field began
around April 1972 with Apex Building Contractors, the
general contractors for the construction of a 360-man
dormitory unit, with the Respondent herein a subcontrac-
tor. Around June 27, 1972, the Respondent received a
telegram from Apex notifying the Respondent to add
additional manpower to complete the job or a penalty
clause would be invoked. Crediting Guntharp's testimony I
find that the Respondent was unable to obtain additional
manpower through Local 11. On June 30, 1972, at the
expiration of the then current contract Local 11 went on
strike following a breakdown of negotiations on wages with
LOC. 11, WOOD, WIRE, & METAL LATHERS
393
the Virginia Association of Contractors. The following day
the lathers ceased work on the job and pickets were at the
jobsite. The other crafts continued to work. It is clear from
the record and I find that during the next several weeks
Guntharp, pursuant to insistence by Apex that he man the
job, proceeded to man the job with carpenters while
Guntharp personally worked part time on a metal lathers
installation over a period of 3 or 4 days.
Guntharp testified, and I credit his testimony, that on
July 17, 1972, he worked with his tools installing a metal
ceiling, putting up blackiron to be lathed and plastered.
Wilkins, then business agent for Local 11, came on the job
and queried Guntharp as to whether he knew that was
lathers work to which Guntharp replied that he did. The
following day Local 11 set up a picket line outside the gate.
The other crafts ceased work. This lasted about 3 or 4 days.
At that time Knich, the general contractors' representative,
asked Guntharp not to do the lath work. Guntharp told
Knich that he would cease working at the lathing if the
general contractor would rescind its notice to the Respon-
dent to provide additional manpower or face a contractual
penalty. The notice was in fact rescinded after several
discussions during that day between the Respondent and
the general contractor, and Guntharp ceased his installa-
tion. The other crafts returned to work. Guntharp did no
lathing after July 17, 1972.
On cross-examination Guntharp admitted that when he
received the withdrawal card in 1968 he read it and knew
that he was prohibited from working at lathing, contract-
ing, or soliciting lath jobs.
B.
Analysis, Discussion, and Conclusions
Based on the record as a whole and my findings herein I
am convinced and conclude that the imposition of union
discipline on Guntharp as indicated herein by the Union
constitutes restraint and coercion of the Employer, Wilton
and Denton, Inc., in violation of Section 8(b)(1)(B) of the
Act.
Section 8(b)(1)(B) provides in pertinent part:
It
shall
be an unfair labor practice for a labor
organization or its agents- (1) to restrain or coerce
(B) an employer in the selection of his representa-
tives for the purposes of collective bargaining or the
adjustment of grievances.
It is well settled that in enacting this section of the Act,
"Congress sought to prevent ... union interference with
an employer's control over its own representatives." Meat
Cutters, Local 81 v. N.L.R.B., 458 F.2d 794, 798 (C.A.D.C.,
1972).
The interference proscribed by the statute includes that
applied directly to the employer. International Typogra-
phers Union Local 38 v. N.L.R.B., 278 F.2d 6, 11-12 (C.A.
1, 1960). It also is uniformly recognized by the Board and
the courts that this section also prohibits indirect union
restraint or coercion of an employer accomplished through
the imposition of discipline upon the employer's represent-
ative for actions performed within the general scope of
their supervisory or
managerial responsibilities.
Meat
Cutters, Local 81 v. N.L.R.B., supra. The prohibition has
been broadly applied to any union discipline of a
supervisor imposed because he acted in the interest of the
company and against the interest of the union . N.L.R.B. v.
New Mexico District Council of Carpenters, 454 F.2d 1116,
1119.
There is no question herein but that the Union imposed
discipline on Guntharp because he continued to work
during a strike and had worked with unqualified men in
violation of the Union's constitution . In my view the
actions of Guntharp were clearly in the interest of the
Employer and against the interest of the Union. Guntharp
was clearly aware of this . He made his choice between the
conflicting loyalties.
While the Act does not completely preclude the union
from disciplining supervisor-union members it does pre-
clude such action where the thrust of the discipline is on
the supervisor over his actions in an underlying dispute
between the employer and the union rather than between
the union and the supervisor .
Local Union No. 2150,
International Brotherhood of Electrical Workers, AFL-CIO
(Wisconsin Electric Power Co.),
192 NLRB No. 16. To
permit such disciplining of a supervisor would be to permit
indirectly the restraint or coercion of the employer which is
proscribed by the Act, and accordingly to effectively
negate protection of the Act in such circumstances.
The only remaining question herein is raised by the
Respondent's argument that in this case Guntharp, the
company representative, in his testimony stated that he
was not in fact restrained or coerced by the union conduct
which is the basis for the violation alleged herein , and that
there is no other evidence of record which would indicate
that the Employer herein was restrained or coerced in
violation of the Act. In essence the Respondent argues that
assuming that there is a presumption that disciplinary
action by a union regarding a supervisor violates the Act,
this presumption has been in the instant case rebutted by
the specific testimony of Guntharp. In my view this
argument is not persuasive in that the thrust of the restraint
or coercion interdicted by the Act is that directed toward
the employer as distinguished from the employer's repre-
sentative. Regardless of the supervisor's subjective reaction
to the discipline, it is the effect of the union's action on the
employer which is controlling.
In my view, regardless of Guntharp's subjective reaction,
the imposition of the discipline on Guntharp represents a
clear interference with the Employer's right to be free from
union pressures which would interfere with his selection of
his designated bargaining and grievance handling repre-
sentative. In this regard, an 8(b)( 1) violation does not
depend upon whether the alleged restraint and coercion
succeeded or failed, but whether the Union's conduct
reasonably tends to interfere with rights protected by the
Act. See Local 167, Progressive Mine Wkrs. v. N.L.R.B., 422
F.2d 538, 542 (C.A. 7, 1970), cert. denied 399 U.S. 905.
Accord: Electrical Wkrs., Local 134 v. N. L. R. B., 81 LRRM
2257, 2266.
Accordingly I conclude that by its actions in disciplining
Guntharp under the circumstances herein the Respondent
Union violated Section 8(b)(1)(B) of the Act.
III. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of the Union set forth in section II, above,
394
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
occurring in connection with the operations of the
Company described in section I, above , have a close,
intimate, and substantial relationship to trade , traffic, and
commerce among the several States, and tend to lead to
labor disputes burdening and obstructing commerce and
the free flow of commerce.
CONCLUSIONS OF LAW
1.
The Union is a labor organization within the
meaning of Section 2(5) of the Act.
2.
Wilton and Denton, Inc., is an employer within the
meaning of Section 2(2) and engaged in commerce within
the
meaning of Section 2(6) and business activities
affecting commerce within the meamng of Section 2(7) of
the Act.
3.
At the times material herein William Guntharp, Jr.,
has been a supervisor of the Company within the meamng
of Section 2(11) of the Act and is a representative of the
Company for the purposes of collective bargaining and the
adjustment of grievances within the meamng of Section
8(b)(1)(B) of the Act.
4.
By charging, trying, and fining; and by revoking the
withdrawal card of William Guntharp, Jr., because he
crossed a picket line and continued to work during a strike
and had worked with nonqualified men, the Respondent
Union has committed and is committing unfair labor
practices within the meaning of Section 8(b)(1)(B) of the
Act.
THE REMEDY
Having found that the Respondent engaged in certain
unfair labor practices I shall recommend an order that it
cease
and desist therefrom and that it take certain
affirmative action as specified below, which is necessary to
remedy and to remove the effects of the unfair labor
practices and to effectuate the policies of the Act.
I shall recommend an order that the Respondent Union
revoke and rescind its actions of charging, trying, and
fining William Guntharp, Jr., in the amount of $500, and
revoking his withdrawal card and that it restore Guntharp
to his former status of membership with all rights and
benefits as though his withdrawal card had not been
revoked, and that it give written notice of such action to
William Guntharp, Jr. I shall also recommend an order
that Respondent not only post the notice to members
attached as an appendix hereto but that it provide
additional signed copies for posting by Wilton and
Denton, Inc. (it being willing).
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended: i
ORDER
Local Union No. 11 of the Wood, Wire and Metal
Lathers International
Union,
AFL-CIO,
its
officers,
agents, and representatives, shall:
1.
Cease and desist from in any manner restraining and
coercing Wilton and Denton, Inc., in the selection of
representatives chosen by it for the purposes of collective
bargaining or the adjustment of grievances.
2.
Take the following affirmative action:
(a) Expunge all records or other evidence in their files of
the Respondent Union's proceedings in which William
Guntharp, Jr., was charged, tried, and fined and his
withdrawal card revoked by the Respondent Union.
(b) Restore Guntharp to membership with all rights and
benefits as though his withdrawal card had not been
revoked,
and give written notice of , such action to
Guntharp.
(c) Post at its office and meeting place copies of the
attached notice marked "Appendix." 2 Copies of said
notice, on forms provided by the Regional Director for
Region 5, after being duly signed by Respondent's
representative, shall be posted by it immediately upon
receipt thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all places
where notices to members are customarily posted. Reason-
able steps shall be taken by Respondent to insure that said
notices are not altered, defaced, or covered by any other
material.
(d) Forward signed copies of said notice to the Regional
Director for posting by Wilton and Denton, Inc., it being
willing, at all locations where notices to employees are
customarily posted.
(e) Notify the Regional Director for Region 5, in writing,
within 20 days from the date of receipt of this Decision,
what steps the Respondent has taken to comply herewith.
I In the event no exceptions are filed as provided by Sec 102 46 of the
Rules and Regulations of the National Labor Relations Board , the findings,
conclusions, and recommended Order herein shall, as provided in Sec
102 48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes
2 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall be changed to read
"Posted Pursuant to a Judgment of the United States Court of Appeals
Enforcing an Order of the National Labor Relations Board "
APPENDIX
NOTICE TO MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board having found after a
trial that we violated Federal law by charging, trying, and
fining William Guntharp, Jr., and revoking his withdrawal
card because he worked during a strike, and worked with
nonqualified men, we hereby notify the employees of
Wilton and Denton, Inc., that:
WE WILL NOT in any manner restrain or coerce
Wilton and Denton, Inc., in the selection of representa-
tives chosen by it for the purposes of collective
bargaining or the adjustment of grievances.
WE WILL expunge all records or other evidence in
our files of the proceedings in which William Gun-
tharp, Jr., was fined and his withdrawal card revoked.
WE WILL restore William Guntharp, Jr., to his
former membership status with all rights and benefits
as though he had not been fined and his withdrawal
LOC. 11, WOOD, WIRE, & METAL LATHERS
395
card had not been revoked, and give written notice of
such action to Guntharp.
LOCAL UNION No. II OF
THE WOOD, WIRE, AND
METAL LATHERS
INTERNATIONAL UNION,
AFL-CIO
(Labor Organization)
This is an official notice and must not be defaced by
anyone.
This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material. Any questions concern-
ing this notice or compliance with its provisions may be
directed to the Board's Office, Federal Building, Room
1019, Charles Center, Baltimore, Maryland 21201, Tele-
phone 301-962-2822.
Dated
By
(Representative)
(Title)