234 NLRB 504
Dayton Tire & Ruber Co.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Dayton Tire & Rubber Co. and United Rubber, Cork,
Linoleum and Plastic Workers of America, AFL-
CIO-CLC, Petitioner. Case 16-RC-7295
January 26, 1978
DECISION AND ORDER DIRECTING
HEARING
The National Labor Relations Board has consid-
ered objections to an election held November 17,
1976,1 and the Acting Regional Director's report
recommending disposition of same. The Board has
reviewed the record in light of the exceptions and
briefs and hereby adopts the Acting Regional Direc-
tor's findings and recommendations. 2
The Acting Regional Director found that other
conduct, not alleged in Petitioner's specific objec-
tions, consisting of an alleged interrogation by a
supervisor, an alleged threat of reprisal by another
supervisor, and the Employer's repeated distribution
of publications and circulars relative to certain
benefits, such as dental insurance, cost-of-living
allowance, a pension plan, and other similar subjects,
raised substantial material and factual issues which
warrant a hearing. We agree with the Acting Region-
al Director's findings and, accordingly, we shall
direct a hearing on these matters.
In our concurrent decision in American Safety
Equipment Corporation, 234 NLRB 501, (1978), is-
sued this date, we had occasion to restate the reasons
for our policy permitting a Regional Director to set
aside an election because of objectionable conduct
discovered during his investigation even though that
particular conduct was not the subject of a specific
objection filed by a party. Our dissenting colleague
criticizes this policy and would not, absent excep-
tional circumstances, consider conduct which is not
the subject of a specifically alleged objection.
His criticism is threefold. He urges that our policy
is at odds with portions of our current Rules and
Regulations; 3 he complains that it confers "imper-
missibly broad" discretionary powers upon the Re-
gional Directors in their conduct of postelection
investigations; and he maintains that it sanctions "an
indeterminate investigatory period" in contravention
of the purposes of the statute. We disagree.
Contrary to the dissent, there is no inconsistency
between our current policy and the requirement
expressed in Section 102.69(a) and (c) of the Board's
Rules and Regulations of a "short statement of
I The election was conducted pursuant to a Stipulation for Certification
Upon Consent Election. The tally was 446 for, and 553 against, Petitioner.
There were 20 challenged ballots, an insufficient number to affect the
results.
2 In the absence of exceptions thereto, the Board adopts, proforma, the
Acting Regional Director's recommendation that Objections I through 8 be
overruled.
234 NLRB No. 96
reasons" for filed objections. The purpose of that
requirement is twofold: (1) it requires the objecting
party to pinpoint its allegations of misconduct with
reasonable clarity so that the Regional Director can
determine whether that conduct, if it occurred, would
necessitate another election, and (2) it obligates the
objecting party, on request of the Regional Director,
to furnish evidence in support of the allegations
before any investigation can go forward. 4 Thus, these
provisions merely set forth the minimum require-
ments for obtaining the mandated investigation by
the Regional Director and nothing elsewhere in our
Rules and Regulations can be read to limit consider-
ation of other evidence of misconduct which the
Regional Director uncovers or which is otherwise
brought to his attention once that investigation has
commenced.
Moreover, the narrow construction of the Rules
and Regulations proposed by our colleague is incon-
sistent with the plain mandate of Section 102.121 of
the Rules which states that the Rules and Regula-
tions "be liberally construed to effectuate the pur-
poses and provisions of the act." 5
Our colleague's professed alarm over the danger of
vesting the Regional Directors with overly broad
discretionary powers and of creating a potential for
undue delay in the administration of the Board's
processes is also unfounded. We note that the Act
permits the Board to delegate broad authority in
representation matters to the Regional Directors and
the Board has formally done so with the result that
the Regional Directors have long held and success-
fully exercised such power. Nonetheless, our col-
league asserts that granting the Regional Directors
discretion to go beyond the allegations of misconduct
contained in the filed objections invites inequities
caused by variances among the Regional Directors in
its exercise, thereby defeating the attainment of a
uniform national policy in the handling of such
matters.
The error in this argument is that, inevitably, there
will be variances in scope and duration of all
investigations. Thus, in every case, including one in
which the investigation is limited solely to the
specific filed objections, the extent to which the
Regional Director pursues any matter is dictated by
his judgment as to whether further investigation will
be fruitful and upon consideration of other factors,
including, for example, the Region's workload and
available staff. If any inequities result from variances
3 Specifically Secas. 102.69(a) and (c) of the Board's Rules and Regula-
tions, Series 8, as amended.
4 Atlantic Mills Servicing Corporation of Clevelan4 Inc.. 120 NLRB 1284
(1958).
5 It is also worth noting that nothing in the current Rules and
Regulations prescribes any time limits for the Regional Director's investiga-
tion of alleged
election misconduct.
504
DAYTON TIRE & RUBBER CO.
in the scope and duration of investigations, they most
certainly will not be eliminated by confining investi-
gations solely to the specific objections. 6
Finally, we reject as unpersuasive our colleagues'
contention that our policy encourages the filing of
unsubstantial objections and invites delay occa-
sioned by prolonged open-ended investigations.
Our policy is of some 30 years' standing, and we
find no evidence of widespread abuse of the Board's
processes or protracted delays. Moreover, the possi-
bility that the parties may file at least one specific,
but unfounded, objection either in the hope that the
Regional Director will discover other misconduct or
for the purpose of delaying the effectuation of the
Board's certification procedure is adequately ac-
counted for by the requirement that, upon the
Regional Director's request, an objecting party must
provide sufficient evidence to support its allegations.
We are satisfied that the Regional Directors will
continue in the future, as they always have in the
past, to expeditiously dispose of objections unsup-
ported by evidence.7 Thus, despite our colleague's
apparant preoccupation with dubious economies of
time, he has been unable to show, and we are unable
to find, any great likelihood of protracted delay in
the effectuation of the Board's procedures. Accord-
ingly, we shall direct a hearing be held in this case.
ORDER
It is hereby ordered that a hearing be held before a
designated Hearing Officer for the purpose of receiv-
ing evidence to resolve the issues raised by Petition-
er's Objection 9 limited to the evidence, as found by
the Acting Regional Director, of an alleged interro-
gation by a supervisor, an alleged threat of reprisal
by a supervisor, and the distribution by the Employer
of publications and circulars relative to benefits such
as dental insurance, cost-of-living allowance, a pen-
sion plan, and other similar subjects.
IT IS FURTHER ORDERED that the Hearing Officer
designated for the purpose of conducting the hearing
shall prepare and cause to be served on the parties a
report containing resolutions of the credibility of
witnesses, findings of fact, and recommendations to
the Board as to the disposition of said objection.
Within the time prescribed by the Board's Rules and
Regulations, Series 8, as amended, any party may file
with the Board in Washington, D.C., eight copies of
exceptions thereto. Immediately upon the filing of
such exceptions, the party filing the same shall serve
5 Our colleague presents a false dilemma in stating that the choice is
between requiring, in all cases, an exhaustive open-ended investigation or
restricting investigations solely to the matters specifically alleged in the
objections. We are satisfied that a policy which relies on the informed
discretion of the individual most cognizant of all the circumstances, the
Regional Director, strikes a fair balance between these extremes.
a copy thereof on each of the other parties and shall
file a copy with the Regional Director. If no
exceptions are filed thereto, the Board will adopt the
recommendations of the Hearing Officer.
IT IS FURTHER ORDERED that the above-entitled
matter be, and it hereby is, referred to the Regional
Director for Region 16 for the purpose of arranging
such hearing and that said Regional Director be, and
he hereby is, authorized to issue notice thereof.
MEMBER PENELLO, dissenting:
I dissent from the majority's direction of a hearing
to consider issues raised by conduct which none of
the parties to this proceeding have specifically
alleged in timely written objections to the election.
Petitioner's Objection 9, which purportedly raises the
issues to be considered at the hearing, avers only
that: "By the above and other acts, the employer has
interfered with, restrained, coerced and intimidated
employees in the exercise of the rights guaranteed in
Section 7 of the Act." Since the "above" acts referred
to involve
specific allegations in Objections
I
through 8 which have been conclusively overruled,
the Regional Director has recommended, and the
Board majority has approved, an evidentiary hearing
on conduct whose untimely allegation by Petitioner
during the Regional Director's investigation is osten-
sibly justified by the mere timely allegations of
"other acts."
For reasons hereinafter stated, I would not permit
a Regional Director to investigate a general conclu-
sionary objection such as Petitioner's Objection 9,
nor would I, barring exceptional circumstances,
either direct an evidentiary hearing or set aside an
election on the basis of conduct not specifically
complained of in timely objections. I believe that our
colleagues' contrary opinion renders nugatory the
obligation of the objecting party to provide specific
statements of reasons for its objections, vests imper-
missibly broad discretion in Regional Directors with
respect to the postelection investigatory process, and
authorizes an indeterminate investigatory period in
contravention of the fundamental statutory purpose
of representation elections.
All of the relevant portions of our current Rules
and Regulations covering the procedure for the filing
and investigation of election objections are as fol-
lows:
7 Our colleague's suggestion that in any event objectionable activity not
discovered and alleged within 5 working days after the election is unlikely to
have "affected the result of the election" is at once remarkable and puzzling.
We see no reason to reward surreptitious activity, or to say that clandestine
misconduct is in principle unlikely to have had an effect on the election.
505
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(a) . . . Within 5 days after the tally of ballots
have been furnished, any party may file with the
regional director . . . objections to . . . conduct
affecting the results of the election, which shall
contain a short statement of the reasons there-
fore. ...
The party filing objections shall, upon
request, promptly furnish to the regional director
the evidence available to it to support the objec-
tions.8
*
*
*
(c) If objections are filed to . . . conduct
affecting the result of the election . . . the
regional director shall . . investigate such objec-
tions . . . [and] shall prepare and cause to be
served on the parties a report on .
.
objec-
tions. . ... 9
The above language unambiguously directs any
party wishing to object to conduct affecting the
results of the election to file its objections within 5
days, to assert in a short statement of reasons the
occurrence of conduct which, if verified, would
justify setting the election aside, and to be prepared
promptly to furnish evidence supporting such asser-
tion. It also appears to be the plain meaning of the
Rules and Regulations that the Regional Director
must base his or her investigation and report on the
matters alleged in "such" objections.' 0
I fully agree with my colleagues that Section
102.121 of the Rules requires that the aforemen-
tioned sections "be liberally construed to effectuate
the purposes and provisions of the act." In accord
with this rule of construction, I have concurred in
sustaining an objection alleging an employer's pree-
lection disparate enforcement of no-solicitation rules
when the Regional Director's investigation of this
objection led to the discovery of the employer's
preelection maintenance of facially invalid written
no-solicitation rules. The objectionable conduct dis-
covered was closely related to the conduct specifical-
ly alleged."
I National Labor Relations Board Rules and Regulations, Series 8, as
amended, Sec. 102.69(a).
9 Id., Sec. 102.69(c).
1o In substantiation of this interpretation, the authors of the most
exhaustive study of our treatment of postelection objections have concluded
independently that:
The machinery provided by the Board is ... primarily geared, not
toward detecting and preventing any conduct which might interfere
with the voters' freedom of choice, but only toward resolving those
infractions actually charged by one of the parties and supported by an
affirmative showing of evidence.
Williams, Janus, and Huhn, "NLRB Regulation of Election Conduct," at p.
12, Industrial Research Unit of the Wharton School, University of
Pennsylvania (1974).
11 American Safety Equipment Corporation, 234 NLRB 501, issued this
day.
A liberal construction of the Board's requirements
for filing objections should not, however, totally
excuse parties from complying with these require-
ments. Consistent with such a reading, we have not
hesitated to reject objections for lack of specificity
(when not appended to other specific objections) 12
or for untimeliness.1 3 On the other hand, we have
eschewed a draconian application of the 5-day rule
where the objecting party substantially complied and
where its failure to meet the deadline exactly was
based in part on the difficulty of completing its own
investigation of the election.1 4 These decisions reflect
an understanding that under our rules it is the
responsibility of the objecting party to decide within
the time allowed what conduct it intends to rely on in
seeking to set the election aside.
Nevertheless, the Board has up to now maintained
the practice, established before the current version of
the pertinent Rules provision was adopted, of allow-
ing the Regional Directors to consider as a basis for
setting aside an election any evidence of objection-
able conduct not alleged in the objections. This
practice effectively negates the requirement of speci-
ficity in objections which the Rules impose and
weakens the related requirements of timeliness and
supportability.
The provisions for "a short statement of the
reasons" for the objections was first promulgated as
part of Series 4 of the Board's Rules and Regulations,
which became effective on September 11, 1946. Prior
thereto it was sufficient for a statement of objections
to be general in nature.15 Since specificity was not
required, the Board naturally did not restrict the
investigation of objectionable conduct to those mat-
ters which were specifically alleged.16 Following
promulgation of the provision requiring specificity,
however, the Board simply continued to treat the
question of the proper scope of the investigation as
before, without articulating any reasons other than
by reference to pre-1946 cases.1 7 As a result of this
adjudicatory bootstrapping, confusion persisted for a
few years after the 1946 changes even as to whether a
12 Wilson-Sinclair Co., 191 NLRB 341 (1971).
13 Wilson-Sinclair Co., supra, Sig Wold Storage & Transfer, Inc., 205
NLRB 378 (1973).
14 Bechtel Incorporated, 218 NLRB 827 (1975).
15 Reliance Manufacturing Company of Hattiesburg, Mississippi, 67 NLRB
515, 519(1946).
is See, e.g., General Motors Corporation, Allison Division, 46 NLRB 574,
583 (1942); Miss Otillia ZueIy, et al., d/b/a Fischer Chair Company, 71
NLRB 806 (1946) (objections filed prior to rule change)
I? See, e.g., Merrimac Hat Corporation, 85 NLRB 329, 361 (1949); J. 1.
Case Company, 86 NLRB 12 (1949), in which no rationale or case citations
are given; Hobart Manufacturing Company, 92 NLRB 203 (1950), citing
Merrimac Hat and J. 1. Case, supra. Hobart Manufacturing has in turn
begotten a line of more recent cases, prominent among which is Thomas
Products Co., Division of Thomas Industries, Inc., 169 NLRB 706 (1968),
which, quoting the policy enunciated in Hobart, justifies it only as having
been "long held."
506
DAYTON TIRE & RUBBER CO.
general protest of the election, formerly permitted,
would be accepted as a valid statement of objec-
tions.'8 That question was finally put to rest when
the Board decided unanimously that the new Rules
provision would be enforced strictly by requiring
specificity.1 9
Solitary general statements of objec-
tions to the election were thereafter impermissible,
but, because of the policy of continuing to allow
consideration to be given to matters not alleged in
specific objections, confusion lingers over the practi-
cal significance of the 1946 Rules changes.
Any confusion has been dispelled by the determi-
nation of my colleagues to direct a hearing in this
case on the basis of evidence supplied by the
objecting party during the Acting Regional Direc-
tor's investigation of a general statement of objec-
tions and several nonmeritorious specific objections.
In addition, the majority's interpretation of the
Board's specificity requirements in the postelection
objections process governed by the current Rules and
Regulations logically suggests its view toward the
companion requirements of timeliness and prima
facie substantiality. If an objecting party is not
obligated to define the limits of a Regional Director's
investigation by specific allegations of objectionable
conduct, then it must be to some degree relieved of
the obligation to provide evidence in support of these
allegations. Furthermore, a party to the election can
conveniently toll the 5-day rule with respect to all
election period conduct by the timely filing of any
specific objection, even though the conduct ultimate-
ly discovered and found objectionable may be totally
unrelated to the conduct alleged.2
It is therefore apparent that the only requirement
which the current Board majority would absolutely
impose upon an objecting party is that it must file
within the stated 5-day period at least one specific
objection, albeit nonmeritorious, in order to initiate a
Regional Director's investigation. There is no real
necessity even to include the catchall allegation of
"other acts" contained in Petitioner's Objection 9
herein. Accordingly, there is no practical difference
between the majority's interpretation of the current
Board Rules mandating a short statement of reasons
and pre-1946 versions of the Rules which clearly
permitted general statements of objections.
I See Don Allen Midtown Chevrolet, Inc.. 113 NLRB 879, 881 (1955)
(dissenting opinion) and cases cited therein.
le Don Allen Midtown Chevrolet, Inc.. supra (majority and dissenting
opinions). Member Murdock dissented as to the application of this strict
enforcement retroactively in the case then before the Board.
ao 1 note, in contrast, that the IO(b) statute of limitations continues to run
against conduct unrelated to that which is alleged in an unfair labor practice
charge.
21 E.g.. Hobart Manufacturing Company. supra: "fT he jurisdiction of a
Regional Director in making a post-election investigation is not limited to
the issues raised by the parties." N.LR.B. v. Realist, Inc.. 328 F.2d 840, 843
(C.A. 7, 1964), cert. denied 377 U.S. 994 (1964): "The director may properly
decline to consider objections of the parties that are not timely brought to
II
Several of the cases involving the propriety of a
Regional Director's consideration of matters not
specifically alleged in objections contain language
implying that the Regional Director's action in this
respect is discretionary.21 On the other hand, the
Board has held that the Regional Director cannot
ignore prima facie evidence of unalleged objection-
able conduct which is discovered during the investi-
gation of timely filed objections. 2 2 This statement of
law places few practical limitations on a Regional
Director's implicit discretionary investigatory pow-
ers, however.2 3 As the Board's investigatory agent in
postelection proceedings, a Regional Director pos-
sesses the authority to decide the time to be spent by
the Board in independent pursuit of evidence of
objectionable conduct, whether or not alleged by the
objecting party; the time to be accorded the object-
ing party in making its own investigation and
producing evidence in support of timely specific and
general objections or previously unalleged objec-
tions; 24 and the extent to which the Board will on its
own initiative explore election period conduct not
specifically alleged to be objectionable. In sum, the
present state of Board law is that during the course of
postelection investigations Regional Directors can,
but need not, exceed the scope of specific allegations
in objections, until such time as evidence of unal-
leged objectionable conduct is encountered.
The discretionary decisions by the Regional Direc-
tor as to the scope and duration of any investigation
can ultimately determine whether he or she will
actually encounter evidence of unalleged conduct
which must thereafter be considered. Once the
investigation has concluded and a report has issued,
the objecting party cannot then submit evidence of
unalleged conduct which, if discovered during the
investigation, would have warranted setting aside the
election.2 5 For example, it is entirely conceivable that
in this proceeding the Acting Regional Director for
Region 16 could have disregarded the allegation of
"other acts," confined his investigation to conduct
specifically alleged in Petitioner's Objections
I
through 8, and issued a report recommending over-
ruling the objections in their entirety prior to
his attention. But this limitation does not preclude his consideration of
matters which he may choose to investigate independently, regardless of the
fact they may be included in the objections." Cf. Fasco Industries, Inc.. 173
NLRB 522, 529, fn. 54 (1968).
22 National Electric Coil Div. McGraw-Edison Conmpny. 184 NLRB 691
(1970); cf. First Health Care Corporation d/b/a Hanford House Health Care.
210 NLRB 188 (1974); Hecla Mining Company, 218 NLRB 860 (1975).
3 As further illustration of the confused state of affars, see Winchester
Spinning Corp.. 168 NLRB 411, 425 (1967), in which the Board did not pass
on the Trial Examiner's dictum to the effect that then current Board policy
precluded consideration of unalleged conduct.
24 E.g., Sambo's North Division Store No. 144, 223 NLRB 565 (1976).
25 See Hecla Mining Company, supra.
507
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Petitioner's submission of evidence relating to previ-
ously unalleged conduct. The Acting Regional Direc-
tor and the Board, myself included, would have
concurred in a different result herein, notwithstand-
ing the existence of possibly objectionable, but
unalleged, conduct during the election period.
An internal study of practices in our Regional
Offices shows a wide variance among the Regional
Directors in their exercise of discretionary investiga-
tory powers. Some Regional Directors frequently
consider acts not specifically alleged while others
almost never do so. Furthermore, a Regional Direc-
tor's discretionary investigation of evidence beyond
the scope of specific objections may be unduly
influenced by regional caseload factors which should
not properly have any bearing on the type of
investigation to which an objecting party is fairly
entitled. Instead of a national policy on the consider-
ation of matters not alleged in the objections, the
Board has a number of regional policies. We think it
is time for us to put our house in order by enforcing
an equitable uniform policy with regard to the scope
of postelection proceedings on objections. 2 6
III
In seeking to remedy the inequities of discretionary
investigations of unalleged conduct, I have contem-
plated whether to advocate a requirement that our
Regional Offices conduct exhaustive investigations
designed to discover and confirm the existence of
any conduct that arguably might provide a basis for
setting an election aside, or a requirement that such
investigations be limited to making a reasonable
determination as to whether there is a basis for the
specific allegations of wrongdoing which parties to
the election themselves have brought to the Board's
attention. I prefer the latter alternative for the
following reasons.
First, as discussed above, focusing on the specific
basis on which the objections were filed promotes the
purposes of our current Rules provisions governing
the filing and investigation of objections. Requiring
open-ended investigations seems to be inconsistent
with the spirit, if not the latter, of these provisions.
25 Cf. Garner v. Tearnsters, Chauffeurs and Helpers Local Union No. 776
(A.F.L), 346 U.S. 485, 490-491 (1953).
s' In 1958, an unusual case arose in which a union filed objections
alleging that the employer had coercively interrogated employees. Although
the union had not known about the interrogations at the time it filed its
objections, it had guessed right and had obtained supporting evidence in
time to respond promptly to the Regional Director's request for such
evidence. By a three-to-two vote, the Board held that in these circumstances
the union's lack of knowledge at the time it filed the objections was
immaterial. The majority reasoned that in determining whether an investiga-
tion was warranted, the Regional Director should be guided by the objecting
party's ability to supply supporting evidence, aside from that ability, the
Regional Director might not be able to determine when the party acquired
its knowledge. It further explained that requiring the objecting party to (I)
identify the nature of the alleged misconduct and (2) submit supporting
Second and more importantly, the purposes of the
Rules provisions conform to the purposes of the Act
in attempting to ensure prompt determination of
election results so that the fundamental question of
whether a union has established its majority status
can be resolved. Open-ended investigations tend to
result in protracted delays during which all parties
are in limbo, uncertain of their potential bargaining
rights and responsibilities, and the employees are
deprived of their choice, if eventually confirmed, to
participate in the collective-bargaining process. Man-
dating such investigations would only increase the
delays and potential for abuse of the objections
procedure which currently persist because the Board
permits discretionary investigations of unalleged
conduct.
The reason for delay and abuse is easily discerned.
When losing parties know that the investigation may
disclose unknown misconduct which can be used to
set aside the election, they are encouraged to file
unsubstantiated objections in hope of such a wind-
fall.27 The objecting party is thereby effectively able
both to circumvent the filing deadline and to
instigate a veritable fishing expedition. Accordingly,
more objections are filed than evidence in elections
reasonably justifies. These filings necessitate the
investigation of an excessive number of groundless
allegations and divert Board personnel from worthier
tasks. Once engaged in a mandatory exhaustive
investigation, regional staffs must consider every
additional allegation, if sufficient on its face, present-
ed by the losing party during the investigation.2 8
Should new evidence of objectionable conduct be
revealed in any other manner, the investigation is
also prolonged as the truth and adequacy of the
evidence is examined. These additional investigations
of conduct which was not specifically alleged in the
original objections may involve otherwise unneces-
sary hearings, as will be the case in the present
proceeding.
One particularly anomalous situation that now
occurs, and predictably would occur more often if
open-ended investigations were uniformly required,
is that postelection proceedings drag on for up to a
evidence promptly upon request from the Regional Director would
adequately protect against encouragement of filing unfounded objections
that would delay certification. Atlantic Mills Servicing Corporation of
Cleveland, Inc., 120 NLRB 1284 (1958). 1 emphasize, however, that the
safeguards perceived by the Atlantic Mills majority are illusory, since the
Regional Director is not required to investigate only misconduct identified
by the objections or to request supporting evidence from the objecting party
with respect to all possible objectionable conduct. An initial timely filed
specific objection, made without knowledge of its truth, suffices to open the
door to a potentially protracted investigation.
2s First Health Care Corporation d/b/a Hanford House Health Care,
supra. In many if not most cases, the additional "evidence" of objectionable
conduct does in fact arise not as a product of the investigation by Board
personnel, but in the form of additional, usually unfounded, allegations
presented by the losing party to keep the investigation alive.
508
DAYTON TIRE & RUBBER CO.
year, at which time, under the Act, a union that has
lost the election can file a petition for a new election.
Even if they occur only rarely, such prolonged delays
make a mockery of the election process, discourage
the participating parties, and frustrate the purposes
of the Act.
IV
By espousing limitation of the scope of postelection
investigations, I have in mind that, as the Board has
said before, our election proceedings are essentially
an administrative rather than a quasi-judicial func-
tion, and that there are factors in addition to the
interest of the immediate parties which must be
considered. 29
These factors have to do with the
Board's ability to perform promptly and adequately
the matters with which it is entrusted for the purpose,
among other things, of protecting the rights of all
employees guaranteed by the Act. Rather than
forsaking this protective purpose, my opinion herein
represents the same fundamental concern for protec-
tion of those involved in the electoral process which
was recently voiced in Shopping Kart Food Market,
Inc., 228 NLRB 1311 (1977). In overruling the
Board's Hollywood Ceramics rule on campaign misre-
presentation, we stated that we would not have done
so if we believed that employees needed the putative
protection accorded by that rule.3 0 We determined,
however, "that on balance the Hollywood Ceramics
rule operates more to frustrate free choice than to
further it and that the purposes of the Act would be
better served by its demise."3 1 I am of the same
opinion with respect to the protective utility of Board
law permitting a Regional Director to investigate
conduct not alleged to be objectionable.
In the performance of the administrative function
of conducting and supervising representation elec-
tions, we have often set fairly rigid limits on the
scope of our proceedings, not only as to the time
within which a party must take certain actions, but
also with respect to the period within which the
alleged objectionable conduct must have occurred,3 2
and with respect to the matters that may be litigated
in representation proceedings.3 3 We have therefore
not regarded a representation proceeding as a forum
in which to discover and litigate every shred of
evidence that, in a fully adversary proceeding, might
theoretically be persuasive in determining the issues
that arise.
In light of the limited scope the Board has given to
representation proceedings, it does not seem to me
29 Modine Manufacturing Company, 203 NLRB 527,. 529-530 (1973).
30 228 NLRB at 1313.
31 Id.
32 The Ideal Electric and Manufacturing Company, 134 NLRB 1275
(1961).
unreasonable to expect those parties who have cause
to object to conduct affecting the results of an
election to state the nature of any conduct on which
they rely within the time fixed for the filing of
objections. At the least, when objectionable activity
occurs during the election itself, a party will have 5
working days after the election to discover and allege
it. Such activity is usually highly visible and easily
discovered. In all other instances the conduct relied
on in objections will have taken place during the
"critical period" when adversary parties are highly
sensitive to any acts which could possibly be the
basis for an objection. If no objectionable conduct is
discerned under these conditions within the time
allotted for its discovery, I think it is unlikely that
any misconduct affected the results of the election. It
would therefore be both in the interests of orderly
administration of the Act and in effectuation of the
truly necessary protections given persons under the
Act that no objections be filed. A fair and effective
way to achieve this end would be to limit the
investigation and litigation of objections, under
ordinary circumstances, to matters specifically al-'
leged in a timely filed statement from the objecting
party.
It is time for us to conform our internal practices to
our own current Rules and to the purposes of the Act
itself by requiring that, barring exceptional circum-
stances, we shall only consider objectionable conduct
which has been specifically and timely alleged as
such. The kinds of exceptional circumstances I
foresee are those wherein the investigation of the
alleged objectionable conduct discloses an unalleged
flagrant abuse of the Board's processes or miscon-
duct by a Board agent in handling the election
procedures. I deem the preservation of such excep-
tions to be appropriate and sufficient to meet the
need to maintain public confidence in the integrity of
the Board's processes and the neutrality of its
agents.3 4
Accordingly, I concur herein in the pro forma
adoption of the Acting Regional Director's recom-
mendation that the specific objections alleged by
Petitioner be overruled. I dissent from the direction
of a hearing on issues raised by Petitioner's Objec-
tion 9, since the information on which the Acting
Regional Director relied in recommending a hearing
did not come to his attention in the course of his
33 See, e.g., Paragon Products Corporation, 134 NLRB 662, 665 (1961);
Dale's Super Valu, Inc., 181 NLRB 698 (1970).
34 See Athbro Precision Engineering Corp., 166 NLRB 966 (1967);
Dornback Furnace & Foundry Company, 115 NLRB 350(1956).
509
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
investigation of conduct specifically and timely
alleged to be objectionable. There is no justification
in this case for using the unalleged conduct as a basis
for directing an evidentiary hearing or overturning
the election results. The Board should therefore
certify the results of the election.
510