234 NLRB 690
Rock Hill Telephone Co.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Rock Hill Telephone Company and Local 3716,
Communications Workers of America, AFL-CIO.
Case 11 I-CA-6715
February 3, 1978
DECISION AND ORDER
BY MEMBERS JENKINS, PENELLO, AND MURPHY
On August 9, 1977, Administrative Law Judge
Thomas E. Bracken issued the attached Decision in
this proceeding. Thereafter, Respondent filed excep-
tions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings,' and
conclusions of the Administrative Law Judge, and to
adopt his recommended Order, except that the
remedy is modified so that interest is to be computed
in the manner prescribed in Florida Steel Corporation,
231 NLRB 651 (1977).2
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the Respondent, Rock Hill Tele-
phone Company, Rock Hill, South Carolina, its
officers, agents, successors, and assigns, shall take the
action set forth in the said recommended Order,
except that the attached notice is substituted for that
of the Administrative Law Judge.
I Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an Administrative Law Judge's resolutions with respect to credibili-
ty unless the clear preponderance of all of the relevant evidence convinces
us that the resolutions are incorrect. Standard Dry Wall Products, Inc., 91
NLRB 544 (1950), enfd. 188 F.2d 362 (C.A. 3, 1951). We have carefully
examined the record and find no basis for reversing his findings.
2 See, generally, Isis Plumbing & Heating Co., 138 N LR B 716 (1962).
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT discharge any of you for support-
ing Local 3716, Communications Workers of
America, AFL-CIO, or any other union.
WE WILL NOT interrogate employees as to why
they became involved with a union or who started
the Union.
WE WILL NOT interrogate employees as to what
complaints caused them to seek union representa-
tion.
WE WILL NOT ask employees to indicate their
opinion as to how other employees might vote in
a union election.
WE WILL NOT tell employees that our problems
with the Union will be resolved when we are able
to weed out the troublemakers.
WE WILL NOT urge employees to report to us
what takes place at union meetings, or what
information was sought from them by persons
indicating a purpose to file objections to the
election.
WE WILL NOT in any other manner interfere
with, restrain, or coerce you in the exercise of
union activities.
WE WILL offer full reinstatement to Frank Peay
to the job he held on August 23, 1976, or, if that
job no longer exists, to a substantially equivalent
one, with backpay plus interest.
ROCK HILL TELEPHONE
COMPANY
DECISION
STATEMENT OF THE CASE
THOMAS E. BRACKEN, Administrative Law Judge: This
case was heard at Rock Hill, South Carolina, on February
14 and March 2 and 3, 1977. The charge was filed by Local
3716, Communications Workers of America, AFL-CIO
(Union) on September 7, 1976' (amended on February 14,
1977), and the complaint was issued on November 15. The
primary issues arise out of an organizing campaign con-
ducted by the Union among the employees of the Compa-
ny (herein called Respondent), and concern whether the
Company (a) unlawfully interrogated and threatened em-
ployees during the Union's organizing drive, and (b)
discriminatorily discharged Frank Peay, in violation of
Section 8(aX))
and (3) of the National Labor Relations
All dates are in 1976 unless otherwise stated.
234 NLRB No. 110
690
ROCK HILL TELEPHONE COMPANY
Act. The chief controversy litigated is whether, at the time
of his discharge, Peay was a supervisor within the meaning
of the Act.
Upon the entire record, including my observation of the
demeanor of the witnesses, and after due consideration of
the brief filed by General Counsel (none having been filed
by Respondent), I make the following:
FINDINGS OF FACT
I. JURISDICTION
The Company, a South Carolina corporation, is engaged
at Rock Hill, South Carolina, and its environs, in the
business of providing residential and business telephone
services, from which it annually receives gross revenues in
excess of $100,000. The Company admits, and I find, that it
is an employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act.
11. THE LABOR ORGANIZATION INVOLVED
The Union is a labor organization within the meaning of
Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A.
Background
On February 23, 1962, upon a petition filed by the Union
(Case 11-RC 1577), the Board conducted an election
among the employees of Respondent, which the Union lost
by a vote of 28 to 3. Upon objections timely filed by the
Union, based on certain conduct by Respondent during
the course of the campaign, the Regional Director by
Supplemental Decision dated March 27, 1962, set that
election aside, and directed a second election to be
conducted at a time he determined to be appropriate.2
In late 1975, or early the following year, the Union
resumed its efforts to organize Respondent's plant depart-
ment employees, and on April 26 filed a petition seeking
certification (Case I-RC-4185). A hearing on the petition
was conducted on May 13, and on June 2 a Decision and
Direction of Election was issued. In the decision, the
Regional Director found essentially that "All employees of
the Employer's plant department" constituted an appropri-
ate unit. The parties were in agreement with the unit found
appropriate, but disagreed as to one classification, which
was that of Frank Peay. The Regional Director, in issuing
the Decision and Direction of Election, made the following
finding:
Assistant to Installation and Repair Supervisor (Frank
Peay): There are approximately 28 employees in instal-
lation and repair of whom about half work with key
equipment, pay stations, utility crews, or the test board.
2 Although the record is silent as to what occurred as a result of that
directive. it does appear that Respondent continued to operate as a
nonunion plant
3 None of the objections filed raised any question as to the supervisory
status of Frank Peay.
' At the onset of the hearing in the instant case, counsel for Respondent
objected to the relitigation of the supervisory status of Peay. contending that
the Regional Director, having made the determination in the representation
The remaining 12 or 13 employees work on various
installation and repair jobs including installing and
repairing residential and business telephones. Peay is
responsible for assigning work to this latter group of
employees, including the authority to take them off of
one job and put them on another. There is testimony
that in Neely's absence Peay is responsible for all
employees in repair and installation; however he is
himself a skilled workman and when necessary, such as
when there has been a storm or damage to telephone
equipment, he can perform regular installation and
repair work as well as work on the test board and does
so 20 to 25 percent of the time. Peay evaluates the
performance of the installation and repairmen, has the
authority to rate employees, and recommend merit
wage increases. He has the authority to recommend
discharge. Peay is assigned a vehicle which he keeps 24
hours a day whereas unit employees come to the plant
to get their vehicles and return them to the plant at the
end of the day. In view of the foregoing and the entire
record, I find that Peay is a supervisor within the
meaning of Section 2(11) of the Act and shall exclude
him. United States Gypsum Company, 120 NLRB 906,
908-909 (1958).
The election so directed was conducted on June 30, at
which 17 votes were cast for the Union, and 57 against.
Timely objections filed by the Union were either with-
drawn by it, or found to be without merit by the Regional
Director,3 and on August 6 the Regional Director certified
that the Union was not the collective-bargaining represen-
tative of the employees involved.
B.
The Instant Complaint
General Counsel, taking the position that Frank Peay is
not a supervisor4 within the meaning of the Act, contends
that a number of statements made to Peay by admitted
supervisors of Respondent constituted violations of Section
8(a)(1) of the Act. In addition, General Counsel relies on
some statements made to employees other than Peay, as
violations of the Act. All of these incidents are detailed
below in the order that they are alleged in the complaint
and amendments thereto.
1. The alleged 8(aXI) incidents
(a) As noted above, the hearing in the most current
representation proceeding, Case I l-RC-4185, was held on
May 13. Peay testified that prior thereto, on May 6, he was
summoned to the office where Operations Manager Bill
Gaillard, an admitted supervisor, asked him what his
feelings were about the Union. Peay replied that, if the
Union were successful, overtime compensation and insur-
ance benefits would be better. Gaillard then asked if Peay
case that Peay was a statutory supervisor, was precluded from taking an
inconsistent position in the complaint issued in the unfair labor practice
proceeding. On the basis that the law is clear that a finding in a
representation case that a person is a supervisor has no binding force in a
subsequent complaint, where, as here, independent violations of Sec. 8(aX I)
and (3) of the Act are involved, I overruled the objection; Greenbrier Hotel,
216 NLRB 721 (1975); Suburban Homes Corp., 173 NLRB 497 (1968).
691
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
had attended union meetings. Peay replied that he had and
that Gaillard probably knew the names of all others that
had done so.
Gaillard admitted that he had a conversation with Peay
in the first week of May, but claims that Peay, not he,
initiated the conversation. Gaillard denied that he asked
Peay concerning his views of the Union, on whether he
attended union meetings, but admitted that he was then
aware of Peay's activity on behalf of the Union.
Neither witness impressed me as being forthright, partic-
ularly in questions relating to Peay's duties as a crew chief.
Peay constantly minimized his duties, whereas Gaillard
maximized them out of all proportion. However, Peay did
impress me, in testimony on subjects other than his duties
as a crew chief, as an unemotional, blunt witness, stating
the facts in rapid fire order as he remembered them. I
resolve the conflict by crediting Peay.
(b) Peay testified that on or about August 15 Donald E.
Bushue, plant superintendent and an admitted supervisor,
approached Peay at his work station on the test board 5 and
asked that Peay come with him to the office. There Bushue
asked Peay why he had become so involved with the
Union. Peay replied that it was chiefly because of the lack
of overtime pay, and Respondent's failure to provide
adequate insurance, which issues he had not been able to
resolve with the Company. Peay then added it was not he
who had started the Union, and when Bushue asked who
did start it Peay declined to provide that information.
Bushue admits that he had a conversation in his office
with Peay sometime in August and that he asked Peay why
he had permitted himself to get involved "in this thing."
Bushue denied that he used the word "Union," but gave no
testimony as to what he meant by "this thing." Bushue
denied that he asked Peay whether he had started the
Union, or who did start it. Bushue did not impress me as an
objective witness, who was trying to state the facts as he
remembered them, but testified as an advocate to advance
his employer's cause. To the extent that Bushue's testimony
is in conflict with that of Peay, I credit Peay.
(c) Peay testified that on August 23 he was called to the
office where he found Gaillard, Tommy Williams, and Dan
Armstrong.6 Gaillard stated that he was calling Peay in for
the purpose of separation, and said that although he knew
that Peay had not started the Union he wanted to know
who did start it. Peay replied that he would not answer that
question, that the situation had already cost him his job,
and that he did not want it to cost anyone else their job.
Gaillard admitted that he called Peay to the office and
told him that the purpose of the meeting was to separate
him, unless he would resign, which Peay refused to do.
According to Gaillard, Peay stated that he had worked
hard for the Union, having brought it to a vote, and was
glad that he had done so, but that one thing he had not
done was to start the Union and bring it in. Gaillard
admitted that he then commented, "[IIf you didn't who
did? You've done everything else." Gaillard claims that he
5 Peay was transferred from his position as crew chief to that of a test
board operator on May 10, as set forth in detail in sec. B,2, below.
6 Williams testified that he was employed by Respondent as a staff
supervisor and Armstrong testified that he was the assignment supervisor.
7 By amendment to the complaint on the first day of the hearing, General
Counsel alleged the supervisory status of John Workman, Tommy Williams,
did not bring up the subject of the Union, that Peay did so,
and that he did not tell Peay that he knew he had not
started the Union, or ask who had done so. To the extent
that Gaillard's testimony in this area conflicts with that of
Peay, I credit the latter.
(d) In late May or early June, Clyde Polk, Jr., an
installation and repair employee, testified that he was
riding to a job with his supervisor, John Workman. 7
Workman asked Polk to furnish him with a list of those
employees who would vote for or against the Union. Later
that afternoon, Polk gave Workman a list showing the
number of votes which, in his opinion, would be cast for
and against the Union, and the number he regarded as
doubtful. The list only gave numbers, but no names or
indicia how any employee might be expected to vote.
Polk's testimony is uncontroverted, as Workman did not
testify, and I find Polk to be a credible witness.
About mid-June, C. Edgar Howell, employed by Re-
spondent as a cable splicer, testified that he was engaged in
a conversation by Supervisor David M. Armstrong con-
cerning the Union. Howell stated that Armstrong asked
him to supply Armstrong with a written report showing
how he thought the people in the assignment department
would vote in the upcoming election. Later that day,
Howell gave Armstrong a paper showing that all men in
the department would vote against the Union. The infor-
mation supplied was simply a total, and did not contain the
name of any individual employee, or how it was antici-
pated any individual would vote.
Armstrong candidly admitted that he approached Ho-
well in the parking area and asked him if he would give a
total count-no names- in writing of how he thought the
people in that department would vote. Later that day,
Howell gave him the requested information.
(e) On a day some 2 or 3 weeks before the election,
Howell testified that he was engaged in a conversation with
Plant Superintendent Donald E. Bushue in the truck shed.
The latter asked Howell who the employees were who were
making complaints, and what were the complaints that
were causing the Union to be brought in. Howell replied
that he was willing to tell Bushue what the complaints were
but would not mention any names. The evidence does not
show that the conversation went any further.
Bushue testified that he had no recollection of any
conversation with Howell of the kind he related, but while
insisting that he did not ask for the names of union
supporters, admitted that he may have asked Howell for
the names of employees with complaints.
Howell was an impressive, sincere, responsive witness,
who answered questions on both direct and cross-examina-
tion on all subject matter simply and directly, without any
evasion. He also testified against Respondent while still in
its employ, further supporting his credibility. I credit
Howell's testimony throughout the case.
(f) Also, on June 25, Howell had occasion to ride to a
jobsite with Supervisor Tommy Williams. On the way
Jack Barnes, and Dan Armstrong. Respondent did not admit or deny that
status. G.C. Exh. 3, which is headed "Supervisors Schedule," was the only
evidence introduced by General Counsel to prove the supervisory status of
these four employees. However, at the representation case hearing on May
13, Respondent stipulated that these four persons, among others, were
supervisors within the meaning of the Act, and I so find
692
ROCK HILL TELEPHONE COMPANY
Howell asked Williams when all this activity about the
Union was going to be settled down and when things
would get back to normal. Williams replied that would
happen when "the troublemakers were weeded out."
Williams also stated that, when all this was over, he was
going to ask Frank Peay why he did what he had done
regarding the Union.
Williams admitted that on the ride to the job Howell
brought up the subject of the Union, and that the matter
was discussed between them. He denied, however, that he
said anything to the effect that discussions concerning the
Union would subside only when the troublemakers were
weeded out. Williams also testified that he "could not
recall" telling Howell that he was going to ask Peay why he
did what he had done regarding the Union. As previously
stated, I credit Howell.
(g) The Union had scheduled a meeting for the Monday
evening prior to the election. On Monday morning, Howell
testified that he met with Jack Barnes in a parking lot "to
talk about the job." Barnes asked if Howell was going to
the union meeting that evening. When Howell answered in
the affirmative, Barnes asked if Howell would telephone
Bushue or Gaillard after the meeting and tell him what had
occurred at the union meeting. Howell made no reply, but
on the following day told Barnes that he just could not do
what Barnes had asked.
Barnes admitted that he had a conversation with Howell
on a parking lot and that Howell told him he was going to a
union meeting. However, Barnes denied flatly that he
asked Howell to bring any information back to anyone. I
credit Howell.
(h) On a day, some 2 to 3 weeks prior to the election,
Howell testified, he was in the plant work center when the
following occurred: "I overheard a group of people talking,
of which Tommy Williams said that the only reason James
Miller was interested in the Union was because he thought
he was going to get something for nothing." No other
evidence was presented by General Counsel as to this
incident.
Williams admitted that he knew Miller, a janitor in the
employ of Respondent, but denied flatly that he made any
statement to other people, about what Miller was going to
do at any time. I credit Howell.
(i) About 2 or 3 weeks following the election, Howell
testified, Armstrong assembled the employees in his de-
partment, and told them that the vote against the Union
was being appealed, that the employees may be ap-
proached by certain people, and that the employees should
remember that they did not have to talk to anyone about it.
Shortly thereafter, Howell met Bushue at one of the
company offices and told Bushue that he had been
contacted by someone to talk about the Union. Bushue
asked him who came to see him and what they wanted to
know. Howell told Bushue the nature of the conversation,
but declined to reveal the identity of those who had spoken
with him. At this point Bushue asked, "Well, what did
Frank say?" Howell replied that he had not mentioned
Peay's name. Bushue then said that he would be back in
touch with Howell later.
Armstrong admitted that he told the assembled employ-
ees that they might be approached about giving testimony
concerning the Union and testified that Bushue had
directed him to make such statements. This was not
controverted by Bushue. In fact, Bushue admits that he
had a conversation with Howell concerning the objections
to the election, but claims that he only listened, and asked
no questions. I credit Howell.
2.
The discharge of Frank Peay
Peay was initially employed by Respondent in June 1965
and assigned to work as a frameman in a central office.
After a period of service there and in construction, Peay
became an installer-repairman (herein installer) in 1968. At
the time of the events here involved, Peay was the most
senior installer on the staff, having about 5 years seniority
over the next most senior installer. The duties of an
installer fell mainly into three categories: (1) Repair of
equipment on the customer's premises, (2) installation or
removal of company equipment from the premises of a
customer, and (3) miscellaneous orders for exchanging old
equipment, or doing preventive maintenance.
Prior to 1972, the Company's installation crews were
divided into four areas, designated as A, B, C, and D. In
1972, areas A and B were consolidated into one work
group, and areas C and D into another work group. Each
consolidated group was assigned a crew chief or crew
foreman; Peay being designated as chief of crews A and B,
and Clyde Thomas as chief of groups C and D. As crew
chief Peay obtained from Neely, the supervisor of the
installation and repair department, service work orders
which designated the work to be done by the crews for
areas A and B, and as his first duty of the day passed these
orders out to the men in those crews. According to Peay,
and his testimony in the area is not denied, he exercised no
discretion whatever in distributing the orders, simply
passing them out at random, and without examining them.
At times he would retain some of the orders for himself,
and personally perform such work.
In addition to performing some of the work himself, Peay
visited one or more of the jobsites each day, either on his
own, or by reason of a call from one of his crew who may
have encountered some problem, to see, as he put it, what
assistance he might render the men in performance of their
duties. According to Peay, his only function on the jobsite
was to offer the men help, which they were free to accept or
reject as they saw fit. He testified that he was without
authority to give the men any orders, or to reprimand or
discipline them if they refused to follow his suggestions.
Also, if one of the other crews got behind in their work,
and if one or more men from his crews could be spared, he
would send such men over to the other crew. Although
Peay claims that he did not make the decision whether to
send help or not, he did not indicate who did make that
decision. At the end of each day, each member of his crew
prepared a report of the functions performed, the time
spent, and the materials used, which reports they delivered
to Peay. Peay approved them, sent them with his own
report, to Neely, who likewise approved them and forward-
ed them to the internal accounting office. According to
Peay, he did not examine these reports or question any of
the entries therein, he simply approved them perfunctorily.
693
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Peay was on 24-hour call, and for that reason was
provided with a company truck, which he took home for
after duty-hour calls. Such calls came to Peay direct from
the repairmen then at work, when they encountered a
problem they could not resolve. Peay would then go to the
jobsite and when he had solved the problem he would
return home. Only if Peay was unable to resolve the
problem would he call Neely.
The record contains a number of employee evaluation
reports which Peay approved in 1975 and 1976, grading
installers for performance in various areas, and recom-
mending increased pay for certain employees in his crew.
On many of these he made comments.8 There is no
evidence that Peay's recommendations in this regard were
ever questioned or disregarded. 9
Peay continued to perform the functions of crew chief or
crew foreman of the installer-repairmen from 1972 until
early May 1976. As set forth above, on May 6 Gaillard
interrogated Peay concerning his union activity. On the
following Monday, May 10, when Peay reported for work,
he was told by Neely that he was being transferred from his
job of crew chief of installer-repairmen to the test board.'0
According to Peay, when Neely informed him of this
transfer, he asked Neely if the transfer was his idea, and
that Neely shook his head in the negative; that he then
asked if it was Dan Bushue's idea, and Neely answered in
the negative; and that he then asked if it was Gaillard's
idea, and that Neely then nodded affirmatively, but quickly
added, "Let's say its Dan's idea and mine." According to
Peay nothing was said at the time about the transfer being
temporary.
Neely testified that he was instructed to transfer Peay to
the test board, and to tell him that the transfer was
temporary, and that he did so. Neely admitted that Peay
asked whether the transfer was his idea, Bushue's, or
Gaillard's, that he shook his head and said in effect, let's
say it was our idea, or that it was his and Bushue's, and did
not elaborate further. To the extent that Neely's testimony
conflicts with that of Peay, I credit Peay. Gaillard admitted
that he directed Peay's transfer to the test board, and that
he did so because in the discussion he had with Peay on
I Typical comments on the evaluations appear on parts of Resp. Exhs. I 11
and 12. On the sheet relating to Stanley Robinson, dated December 18,
1975, Peay wrote, "Stanley is very cooperative and performs his duties well.
Stan is at a point where I feel he is maturing into an excellent installer-
repairman and should show steady improvement." On the evaluation sheet
relating to David Simril, Jr., dated June II, 1975, Peay wrote:
In making this recommendation I feel it necessary to bring up what I
feel is all important on any job- attitude. I have no doubt of David's
ability or future ability to be an excellent repairman, but to accomplish
this he will have to have a more positive attitude about his work. This
weak attitude I feel is one of David's weaknesses. This attitude of
course has an influence on his fellow workers as well. Should David
over come this he should progress very rapidly.
On the evaluation sheet relating to James Hawley, dated January 26, 1976,
Peay wrote, "Milo is very dependable. He responds to supervision very well
and gets along with fellow workers easily. I feel Milo will be an excellent
installer repairman. He takes his job seriously."
9 Peay did testify in effect that the comments on these evaluation sheets
were not his opinions, which he claimed were never sought, but mere echoes
of what Neely wanted him to write. Neely denied this, and testified that the
documents were handed to him by Peay as the latter's evaluation. I do not
May 6 Peay attempted to deceive him by saying that he
had no contact with the Union, which Gaillard knew was
not a true statement. The operations manager also testified
that he instructed Neely to tell Peay that the transfer was
temporary. I find it unnecessary to resolve the conflict as to
whether Neely told Peay that the transfer was temporary,
as the issue is what duties Peay actually did perform while
working on the test board for 3-1/2 months.
On the test board, Peay was one of the three-person
complement who handled calls from installer-repairmen,
cable people, and contractors out in the field. He did not
approve work reports, or prepare evaluation reports on
employees, he did not visit jobsites, or have any contact
with employees except to the extent that an installer might
call the test board to check on the condition or operation of
a line and, in such event, the caller may speak to any one of
the three employees assigned to the test board.
As set forth above, Peay was discharged by Gaillard on
August 23. Gaillard testified that he made the decision to
terminate Peay commencing with his interview with Peay
on May 6.1t Bushue testified that Peay's discharge was not
motivated by the fact that he had supported the Union and
stated that the reason for the discharge was that Respon-
dent could no longer trust him. The following colloquy
then took place:
Q. (General Counsel) Well, what was it that you
couldn't trust him about?
A.
Well, he had -
after he had been told to
discontinue his activities by Mr. Gaillard, after having
been declared a supervisor by the National Labor
Relations Board, we had reasons to know that he
continued to perform in areas that he should not have.
Q. In areas related to the Union?
A. Yes, sir.1 2
C. Analysis and Conclusions
Numerous Board decisions make it clear that with
exceptions not here material a person employed as a
"supervisor," as that term is defined in Section 2(1 1) of the
Act,' 3 does not enjoy the protection of the Act and may be
credit Peay in this regard. His demeanor while testifying convinced me that
in the area of his duties and responsibilities Peay made a studied effort to
minimize the importance of the functions he performed, and to picture
himself as one who had no responsibility for the proper functioning of his
crew.
o1 Neely described the test board as being similar to a switchboard, at
which three test board operators sit taking calls from installer-repairmen,
and in return giving them information on "troubles" and testing problems.
1 Gaillard admitted that the reason he did not discharge Peay prior to
August 23 was the advice given him by company counsel that to do so
would have affected the atmosphere of a free election. As indicated, the
election was held on June 30.
12 At Bushue's conference with Peay on August 16, when Bushue
admittedly asked Peay how did he let himself get involved, Peay responded
that he did not get heavily involved until he was put on the test board, "And
then I became very, very active."
13 That section provides:
The term "supervisor" means any individual having authority, in the
interest of the employer, to hire, transfer, suspend, lay off, recall,
promote, discharge, assign, reward, or discipline other employees, or
responsibly to direct them, or to adjust their grievances, or effectively to
recommend such action, if in connection with the foregoing the exercise
694
ROCK HILL TELEPHONE COMPANY
discharged by his employer even for union activity without
violating the Act. Dexter Foods, Inc., 209 NLRB 369
(1974); United Painting Contractors, 184 NLRB 159 (1970).
Thus, before deciding whether Respondent's conduct
toward Peay was violative of the Act, it must first be
decided whether Peay was a supervisor within the meaning
of the Act. I now turn to that question.
I. Supervisory status of Peay
Based on my consideration of all the evidence, I am
convinced, and therefore find, that from and after 1972 and
until May 10, 1976, Peay was a supervisor within the
meaning of Section 2(11) of the Act, because he, at the very
least, responsibly directed the work of his crew. Assuming
without deciding, that the checking of the daily reports and
the preparation of the evaluation reports was, as the
General Counsel argues, merely routine and did not
involve the exercise of independent judgment (a conclusion
I have serious difficulty in accepting), the evidence leaves
no room for doubt that Peay was authorized to and did in
fact responsibly direct the work of his crew.'4
Peay
admitted as much when, on cross-examination, he stated:
[M ]y job as a foreman was . . . [to) see that the work
being done in my zones was up to a standard of
professionalism . . . that was expected by the tele-
phone company. That's exactly what I did.
Peay additionally admitted that if he found a man had not
performed his work properly he could and did tell the man
that the work should be done over, although, as he
frequently did, Peay sought to minimize his authority by
claiming that if the man refused to redo the work he had no
way of compelling him to do so.
Accordingly, for the reasons stated, I find and conclude
that until May 10, 1976, Peay was a supervisor within the
meaning of the Act, and for that reason did not enjoy the
protection that the Act affords "employees."
However, I further find and conclude that from May 10,
the date Gaillard transferred him to the test board, until his
discharge on August 23, Peay was no longer a supervisor
under the Act, but was a rank-and-file employee. On the
test board, Peay was merely one of three employees, who
performed the same routine duties as the other two
employees: testing the lines on calls from installer-repair-
men, cable splicers, and contractors. He did not assign any
work, he did not review the worksheets of other employees,
he did not evaluate other employees, he did not in any
manner responsibly direct any employees in the perfor-
mance of their duties.15 The three test board operators set
forth in Respondent's Exhibit 6, Thomas,' 6 Bickford, and
Therrell, all were listed on the Excelsior list supplied by
of such authority is not of a merely routine or clerical nature, but
requires the use of independent judgment.
14 Indeed, if Peay did not supervise them, it might well be asked, who
did; for the record is barren of evidence that anyone else in fact exercised
the day-to-day supervision of the crew. The thought that the Respondent, a
highly regulated public service employer, permitted the crews to work
without day-to-day supervision does violence to the generally accepted
practices of industrial management.
1S Counsel for Respondent in the representation case hearing admitted
Respondent for the representation case, General Counsel's
Exhibit 9, and all three, including Thomas, voted in the
election without challenge.' 7 Respondent did not contend,
during either the representation hearing or the instant case,
that test board operators were statutory supervisors. It is
crystal clear that from May 10 to August 23 Peay was not a
supervisor under the Act.
2. The 8(aX3) violation
General Counsel states in his brief that "The cases make
it abundantly clear that loss of supervisory status brings
one under the protection of the Act." However, I do not
believe that to be a complete statement of the law on this
point. Enterprise Products Company, Enterprise Fraction-
ation Company, 196 NLRB 549 (1972), involved the
dismissal of a supervisor who was discharged after being
demoted because of his union activities. In upholding the
discharge, the Board adopted the Trial Examiner's findings
at 553:
The law is clear that an employer may demote or
discharge a supervisor who engages in union or con-
certed activities and the fact that the supervisor was
first demoted to a rank-and-file employee does not
change the unprotected conduct to protected conduct
when no intervening protected conduct takes place
between the demotion and the discharge. Gibbs Auto-
mnatic Division, Pierce Industries, Inc., 129 NLRB 196
[(1960)1.
In the instant case there can be no doubt but that Peay
took part in protected conduct after he was demoted and
that Respondent knew that he was participating in activi-
ties on behalf of the Union. Gaillard admitted that he
made the decision to terminate Peay and that he did so
over a period of time commencing on May 6. Gaillard
further admitted that on June 6 he called Peay in and told
him that because Peay was a supervisor he must cease
participating in union activities, and could be discharged if
he continued with his activities on behalf of the Union. At
this time, Gaillard was talking to Peay, the test board
operator, not Peay the crew chief. Plant Superintendent
Bushue's testimony was most revealing as to the cause of
Peay's dismissal. When asked at the hearing why Peay was
discharged, Bushue replied that it was because Respondent
could no longer trust him, and he admitted that the lack of
trust was based on the fact that Peay had promised (in the
May meeting) to cease his activity on behalf of the Union,
but nonetheless continued with that activity.
Accordingly, and for the reasons stated, I find and
conclude that Peay's discharge on August 23 was motivat-
ed by the fact that he assisted and supported the Union
on the record (Resp. Exh. 2) that Peay did not supervise test board
employees.
16 Thomas, when assigned to the test board in 1975, was given a $4 raise,
and told that he was in charge of the three positions on the board. He was
out sick from March to August 1, and when he returned to work he found
Peay on the board and assumed that Peay worked under him. Nothing in
the record indicated anything to the contrary.
1" Peay's n, me was not listed on the Excelsior list, which was consistent
with the Company's position that he was a statutory supervisor. Excelsior
Underwear Inc., 156 NLRB 1236 (1966).
695
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
subsequent to May 10 while employed as a rank-and-file
employee, and hence his discharge violated Section 8(aXl)
and (3) of the Act.
3.
The 8(a)(1) Violations
(a) Even though I have found that Gaillard asked Peay
on May 6 what his feelings were about the Union, and if he
had attended union meetings, I do not find that the
Respondent thereby violated the Act, as on May 6, and at
all material times prior thereto, Peay was a supervisor
under the Act. Respondent, therefore, had a legal right to
inquire of Peay about any participation by him in the
union campaign. I would dismiss this allegation of the
complaint. Mississippi Valley Barge Lines, Inc., 151 NLRB
676, 678 (1965).
(b) Bushue's interrogation of Peay on or about August
15, as to why he had become so involved with the Union,
and who had started the Union, plainly is the type of
interrogation which interferes with an employee in the
exercise of his rights guaranteed in Section 7 of the Act,
and is a violation of Section 8(a)(1).
(c) At the August 23 termination meeting, after Peay
stated that one thing he had not done was to start the
campaign to bring the Union into the plant, Gaillard
admitted that he commented, "[1lf you didn't, who did.
You've done everything else." While Gaillard sought to
explain his comment away, the fact remains that he did
seek to learn who brought the Union into the plant. I find
this question under the circumstances to be coercive. Peay
had just been fired for union activity, two high supervisors
were present in the operations manager's office, and
Gaillard's question contains an inherent threat of reprisal
against the employee who did bring the Union in. Associ-
ated Mills, Inc., 190 NLRB 113 (1971), enfd. 474 F.2d 1351
(C.A. 7, 1973).
(d) Workman's request to Polk that Polk furnish him
with a list of employees who would vote for or against the
Union, as well as Armstrong's request of Howell that
Howell supply him with a count of how he felt the
employees in the assignment section would probably vote
in the scheduled election, each plainly constituted interfer-
ence with the Section 7 rights of the employees, and hence
violated Section 8(a)(1) of the Act.
(e) When Bushue, a high official of Respondent, interro-
gated Howell as to who the employees were who were
making the complaints that caused the employees to seek
union representation, he was seeking information that
plainly interfered with Howell's exercise of his rights
protected by Section 7 of the Act. Howell readily recog-
nized the implied threat when he told Bushue that he would
tell Bushue what the complaints were, but would not tell
him the names of the disgruntled employees. I find that
Bushue's request violated Section 8(a)(l) of the Act.
(f) Supervisor Williams' statement to Howell that the
union problem would be settled only when the "trouble-
i' The term "troublemaker" has an established meaning in the lexicon of
labor relations, as a term applied by employers to individuals who are
attempting to instigate other employees into engaging in concerted or union
activities. Passaic Crushed Stone Co., Inc., 206 NLRB 81 (1973); Garner Tool
d Die Manufacturing Inc., 198 NLRB 640 (1972).
1t I find it unnecessary to decide whether Armstrong's statement to the
makers"' 8 were weeded out was clearly a threat that the
Respondent would rid itself of the employees who support-
ed the Union, and violated Section 8 (aX)().
(g) Supervisor Barnes' request to Howell, that Howell
report to Bushue or Gaillard what transpired at the
Monday evening union meeting that Howell planned to
attend, plainly interfered with Howell's Section 7 rights,
and violated Section 8(aXl1).
(h) Williams' statement to a group of people that "the
only reason James Miller was interested in the Union was
because he thought he was going to get something for
nothing" forms General Counsel's evidence of the allega-
tion that Williams conveyed the impression of surveillance
of union activities. I find that Williams' statement was an
innocuous remark that does not convey the impression of
unlawful surveillance, and I would dismiss this allegation
of the complaint.
(i) Bushue's interrogation of Howell, as to who came to
see him, and his request that Howell reveal to him the
nature of the information sought concerning evidence
supporting possible objections to the election, and specifi-
cally his questioning of Howell as to what Peay had said,
clearly interfered with the Section 7 rights of the employ-
ees, and hence violated Section 8(a)(1) of the Act.' 9
CONCLUSIONS OF LAW
1. At all times material prior to May 10, Frank Peay
was a supervisor within the meaning of Section 2(1 1) of the
Act, and at all times material after May 10 Peay was an
employee within the meaning of Section 2(3) of the Act.
2.
By discharging Peay on August 23, because he
assisted and supported the Union, Respondent discrimi-
nated against him in regard to his tenure and the terms and
conditions of his employment, and thereby engaged in, and
is engaging in unfair labor practices within the meaning of
Section 8(a)(3) and (1) of the Act.
3.
By engaging in the conduct summarized in section
Ill, C,3,(b),(c),(d),(e),(f),(g), and (i), above, Respondent has
engaged in unfair labor practices within the meaning of
Section 8(a)(l) of the Act.
4.
The aforesaid unfair labor practices are unfair labor
practices within the meaning of Section 2(6) and (7) of the
Act.
5.
Respondent has not engaged in unfair labor prac-
tices as alleged in the complaint in respects other than
those stated above.
THE REMEDY
Having found that Respondent has engaged in certain
unfair labor practices, I find it necessary to order Respon-
dent to cease and desist therefrom and to take certain
affirmative action designed to effectuate the policies of the
Act.
Respondent having discriminatorily discharged Frank
Peay, I find it necessary to order Respondent to offer him
assembled employees that they were not required to talk to those who might
seek to interview employees concerning this election was the interference
with Board processes that is proscribed by Sec. 8(aXI). It was not alleged as
a violation in t'e complaint, and even if it is a violation, the scope of the
Order to be entered herein would in no way be affected.
I .
.
696
ROCK HILL TELEPHONE COMPANY
full reinstatement to the job he held on August 23, or, if
that job no longer exists, to a substantially equivalent one,
with backpay computed on a quarterly basis plus interest
at 6 percent per annum as prescribed in F. W. Woolworth
Company, 90 NLRB 289 (1950), and Isis Plumbing &
Heating Co., 138 NLRB 716 (1962), from date of discharge
to date of a proper offer of reinstatement.
Upon the foregoing findings of fact and conclusions of
law, upon the entire record, and pursuant to Section 10(c)
of the Act, I hereby issue the following recommended:
ORDER 20
The Respondent, Rock Hill Telephone Company, Rock
Hill, South Carolina, its officers, agents, successors, and
assigns, shall:
I.
Cease and desist from:
(a) Interrogating employees as to why they had become
involved with a labor organization, or who started the
movement to have the employees represented by a labor
organization.
(b) Asking employees to indicate how employees would
vote if they were called upon to decide whether to have
union representation or not.
(c) Interrogating employees as to what their complaints
were that motivated them to seek representation by a labor
organization.
(d) Telling employees that its problems with the Union
would be resolved when it was able to weed out the
troublemakers.
(e) Urging employees to report to Respondent what took
place at union meetings, or what information was sought
from them by those indicating a purpose to file objections
to an election.
(f) Encouraging or discouraging membership in Local
3716, Communications Workers of America, AFL-CIO, or
any other labor organization, by discharging, or in any
other manner discriminating against any employee in
20 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
regard to hire, tenure, or any other term or condition of
employment.
(g) In any other manner interfering with, restraining, or
coercing employees in the exercise of their rights guaran-
teed in Section 7 of the Act.
2.
Take the following affirmative action necessary to
effectuate the policies of the Act:
(a) Offer Frank Peay immediate and full reinstatement to
the job he held on August 23, 1976, or, if that job no longer
exists, to a substantially equivalent position, without
prejudice to his seniority or other rights and privileges, and
make him whole for his lost earnings in the manner set
forth in the section of this Decision entitled "The Reme-
dy."
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all records necessary to
analyze the amount of backpay due under the terms of this
Order.
(c) Post at its plant in Rock Hill, South Carolina, copies
of the attached notice marked "Appendix." 21 Copies of the
notice, on forms provided by the Regional Director for
Region
11, after being duly signed by Respondent's
authorized representative, shall be posted by Respondent
immediately upon receipt thereof, and be maintained for
60 consecutive days thereafter, in conspicuous places,
including all places where notices to employees are custom-
arily posted. Reasonable steps shall be taken by Respon-
dent to ensure that the notices are not altered, defaced, or
covered by any other material.
(d) Notify the Regional Director, in writing, within 20
days from the date of this Order, what steps Respondent
has taken to comply herewith.
IT 15 FURTHER ORDERED that the complaint be dismissed
insofar as it alleges violations of the Act not specifically
found.
21 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals the words in the notice reading "Posted by Order of
the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
697