205 NLRB 423
Sabine Towing & Transportation Co., Inc.
SABINE TOWING & TRANSPORTATION CO.
Sabine Towing & Transportation Co., Inc. and John E.
Lazenby, Randolph S. Svendsen, and Numa Louis
Juneau, Jr.
Sabine Towing & Transportation Co., Inc. and Seafar-
ers International Union of North America, Atlantic,
Gulf, Lakes and Inland Waters District, AFL-CIO.
Cases 23-CA-4020-1, 23-CA-4020-2, 23-CA-
4020-4, and 23-RC-3606
August 10, 1973
DECISION, ORDER, AND DIRECTION OF
SECOND ELECTION
On November 27, 1972, Administrative Law Judge
Marion C. Ladwig issued the attached Decision in this
proceeding. Thereafter , exceptions, supporting briefs,
and answering briefs were filed, and Respondent filed
a motion to reopen the record , which the General
Counsel opposed.
The Board has considered the record and the at-
tached Decision in light of the exceptions and briefs
and has decided to affirm the rulings, findings,' and
conclusions 2 of the Administrative Law Judge and to
adopt his recommended Order, with certain modifica-
tions set forth 'below.
We find merit in the exceptions filed by General
Counsel and Seafarers International Union of North
America, Atlantic, Gulf, Lakes and Inland Waters
District, AFL-CIO (hereinafter "SIU") to the Admin-
istrative Law Judge's failure to find that Respondent
unlawfully denied to SIU's nonemployee organizers
access to Respondent's deep sea oil tankers during the
preelection period of April to June 1971.
The election was held among the unlicensed crew-
men who worked on the tankers . It is undisputed that
Respondent refused the request made by SIU on
April 6, 1971, for access to its tankers . The request
included an offer to discuss "plans and conditions
which will be fair to both sides." Respondent also
refused to supply the SIU with an advance schedule
of port stops for the ships to which the unit employees
were assigned . After being refused access to the tank-
ers, the SIU requested a list of employees with their
home addresses and telephone numbers. Respondent
1 The Respondent and Intervenor Sabine Independent Seaman's Associa-
tion have excepted to certain credibility findings made by the Administrative
Law Judge It is the Board's established policy not to overrule an Administra-
tive Law Judge's resolutions with respect to credibility unless the clear pre-
ponderance of all of the relevant evidence convinces us that the resolutions
are incorrect. Standard Dry Wall Products, Inc, 91 NLRB 544, enfd . 188 F 2d
362 (C A 3, 1951) We have carefully examined the record and find no basis
for reversing his findings
2 Members Fanning and Jenkins while otherwise agreeing with the Admin-
istrative Law Judge's conclusions and findings, except as modified herein,
would not under any circumstances defer the instant controversy to arbitra-
tion
423
refused to provide this and implied that the Excelsior
list 3 would be provided 10 days before the election.
In fact, the SIU received the Excelsior list, containing
the names and addresses only, on May 6, 1 month
before the election was scheduled to begin.
When confronted with Respondent's refusal to al-
low the organizers to go aboard the tankers, the SIU
business agent who was directing the organizing in-
structed the organizers to meet the ships wherever and
whenever they could find them in port and try to talk
to the crewmembers in the unit when they came off
the ships. Two SIU organizers testified as to the diffi-
culties they encountered in attempting to contact the
unit employees at their homes or in port. Except in
regard to specific matters discussed hereinafter, their
testimony was largely uncontroverted, and the Ad-
ministrative Law Judge apparently credited them in
general.
With regard to home visits it was established that
when the SIU received the Excelsior list a month be-
fore the election, the list showed 107 employees living
in Texas and another 61 with addresses in eight other
States. Fifty-two of the addresses had no street ad-
dresses. Of the Texas employees, 82 lived within 40
miles of Port Arthur, another 13 lived within 90 miles,
and 12 lived farther away. There were 33 employees
with addresses in Louisiana, but these were scattered
over a large area. The SIU was able to find a listed
telephone number for about three-fourths of the em-
ployees. Respondent refused to supply a vacation list
and the SIU had no other reliable source of informa-
tion as to when employees were on vacation and
thereby possibly available at home. (The regular tank-
er stops at ports all along the Atlantic and Gulf coasts
and some Caribbean Islands would not normally have
allowed time for employees to go to their homes.)
The major part of the organizing effort, therefore,
was concentrated on the ports, where, as the business
agent directed, the organizers attempted to meet the
tankers as they docked and look for unit employees
who would be willing to talk to them. Because the SIU
was unable to obtain more than about 12 to 14 hours'
advance notice of scheduled port arrivals, the organiz-
ers were not always at the docks at the times the
tankers arrived and the crewmen began to leave. Even
when the organizers were there in time there were
difficulties in identifying unit employees, in talking to
more than one at a time when a group of them was
going by, and in overcoming their reluctance to stop
and talk. In the case of some employees the reluctance
was a matter of personal preference, but in many
cases it involved the pressure of other time commit-
ments, such as someone waiting for them, or the pres-
ence of supervisors or other company representatives
J See In. 14, infra
205 NLRB No. 45
424
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
thought to be hostile to the SIU.
Each tanker went into port about eight times a
month for 17 to 35 hours. The crewmen were allowed
ashore all or part of that time, depending on whether
they were scheduled for "watch" or loading duties.
Some went ashore seldom or not at all during this
period. While a tanker was in port the organizers
roamed the bars and taverns that seamen were known
to frequent and attempted to converse with unit em-
ployees they could find there or in the streets. In this
way they managed to reach some crewmen they could
not talk to on the docks, but they did not regard the
barroom talks as satisfactory.
Although the Administrative Law Judge did not
question the authenticity of the foregoing, he conclud-
ed that since the evidence shows a major effort by the
SIU to contact the employees, the General Counsel
failed to meet his burden of proving that the SIU's
efforts were ineffective. In particular, the Administra-
tive Law Judge concluded that the General Counsel's
failure to establish how many employees could and
could not be reached in personal contact was fatal to
his case. We think the Administrative Law Judge er-
red in this.
This case involves us in the familiar balancing of
interests between an employer's property rights and
its employees' right to information about union repre-
sentation. N.L.R.B. v. The Babcock & Wilcox Compa-
ny, 351 U.S. 105 (1956). Since this is a case where the
employees
essentially
are
housed
within
the
Employer's premises, i.e., the tankers, the general
proposition of law applicable to it is that, absent legiti-
mate business considerations, the Employer may not
deny nonemployee union representatives direct, per-
sonal access to such premises, for the purpose of dis-
cussing unionism with the workers concerned, unless
other adequate channels of communication with such
workers are demonstrably available.4 Consistent with
this approach to the problem of balancing the legiti-
mate interests of the parties, the lawfulness or unlaw-
fulness of a refusal of access must be determined on
the basis of the geographical location of employees
and other relevant objective facts existing at the time
the request is made.' If, as here, the Union decides to
attempt to contact the employees despite the refusal
of access, neither it nor the General Counsel thereby
assumes the burden of proving that the actual results
of its attempt were inadequate. Aside from other con-
siderations adequately set forth in prior cases, assign-
ing such a burden would encourage unions to seek a
remedy from this Board whenever access might be
denied in a questionable case, and discourage them
from making the organizing effort anyway in the hope
of achieving the desired result more expeditiously. To
thus prejudice a union because it undertook such le-
gitimate attempts at self-help would result in an un-
necessary burden on the Board, and would advance
no meritorious policy we can think of. Should the
union go ahead with its attempt and still fail in its
organizational campaign, such a result should not
prejudice its right to have litigated the reasonableness
of the refusal of access when it occurred. If the union
succeeds in gaining representative status despite the
refusal of access it could still, if it chose, file a timely
charge with respect to the refusal. If in either case the
Board should then decide that under all the circum-
stances a violation of the Act had occurred,' the sub-
sequent
events
might
well
be considered in
determining whether an order to grant access was a
necessary or appropriate remedy.
We are not saying here that, once a prima facie case
is made out with respect to the apparent inadequacy
of a union's alternate channels of communication, the
evidence may not be rebutted by convincing evidence
that the inadequacy was more apparent than real and
that reasonable alternatives were in fact available to
the union. In proving the availability of reasonable
alternatives it presumably would be permissible to
show what steps the union did in fact take, and what
success it achieved in communicating with the em-
ployees. It does not follow, however, that such proof
is the burden of the General Counsel, or that a prima
facie case is rebutted merely by showing that many
employees were contacted.
We find that the General Counsel in the instant
case made out a prima facie case that Respondent
refused access to the SIU under circumstances indi-
cating that alternative channels of communication
were inadequate. In fact they were inadequate partly
because Respondent made them so. Although Re-
spondent was not required to provide the SIU with
port and vacation schedules, telephone numbers, or
even names and addresses in advance of the Excelsior
list, had it done so we would have a more difficult case
before us in assessing the adequacy of alternative
channels of communication. As it is, the Union was
relegated in large part to trying to collar employees on
a catch-as-catch-can basis during their brief stays in
port. The demonstrably available channels of com-
munication simply did not satisfy the employees' right
to be given the benefit of the SIU's position on the
issues raised by the election campaign, especially in
light of the hostility to the SIU to which they were
exposed aboard ship, as manifested in the other unfair
labor practices found herein and the otherwise legal
4 Alaska Barite Company, 197 NLRB 1023, TXD at sec
111, C, 1
5 Id, TXD at sec III, C, 2, N L R B v Lake Superior Lumber Corporation,
6 Cf American Federation of Musicians, Local 76, AFL-CIO, 202 NLRB
167 F 2d 147, 151-152 (C A 6, 1948)
No 80
SABINE TOWING & TRANSPORTATION CO.
activities of the incumbent Union.
In opposition to the General Counsel's evidence,
both through cross-examination of the SIU organizers
and through witnesses presented by the incumbent
Union, it was shown that many employees were in
fact personally contacted by the SIU organizers and
actually talked to them about the SIU or, given the
uncoerced opportunity, declined to. There is some
dispute about the number of employees contacted un-
der these circumstances . Out of approximately 167
eligible voters, the two SIU organizers who were most
active in the campaign admitted contacting 84. They
did not know how many other employees were con-
tacted by 13 other organizers who played smaller
parts in the effort. Testimony by 52 defense witnesses
would indicate that at least 107 employees, including
nonwitnesses admittedly contacted by the two organ-
izer-witnesses, were contacted by SIU organizers. The
Administrative Law Judge did not attempt to resolve
this difference, and we find it unnecessary to do so.'
Whichever figure is taken as a point of departure, it
would be substantially reduced by eliminating those
contacts made in taverns under conditions of noise,
drunkenness, and other distractions that make it im-
possible for us to say that such barroom contacts
constituted a demonstrably available adequate chan-
nel of communication.' We find that the showing of
actual personal contacts by the SIU is insufficient to
rebut theprima facie case made by the General Coun-
sel.
In Sioux City and New Orleans Barge Lines, Inc.,
193 NLRB 382, a case similar in many respects to the
instant case, the Board found a violation of Section
8(a)(1) in the employer's refusal to allow union repre-
sentatives access to its towboats. The United States
Court of Appeals for the Eighth Circuit denied en-
forcement of the Board's Order.9 In denying enforce-
ment, however, the court of appeals relied on evidence
in the record which convinced it that permitting such
access would have resulted in substantial interference
with or detriment to the employer's shipping opera-
tions. While the court disagreed with our finding that
the evidence of interference or detriment was insuffi-
cient in Sioux City, we find that, even in comparison
to the record evidence in Sioux City, the evidence of
probable interference or detriment in the instant case
is negligible.10 We find, in conclusion, that this Re-
' There was also a difference in the time period referred to by the General
Counsel and the defense witnesses
8 Cf Alaska Bartle, supra, TXD at sec III, C, 2
9 N L R B v Sioux City and New Orleans Barge Lines, Inc, 472 F 2d 753
(1973)
10 We note that in its request for access the SIU suggested that the parties
discuss "plans and conditions " under which its representatives (at least some
of whom were in fact experienced seamen and one was a former employee
of Respondent) could go aboard See The Interlake Steamship Co, 178 NLRB
425
spondent has not demonstrated a substantial business
justification in denying to its employees their only
adequate channel of communication with representa-
tives of the SIU, and that Respondent has by such
denial violated Section 8(a)(1) of the Act and inter-
fered with the ability of the employees to exercise
their free choice in the election.
We agree with the Administrative Law Judge that
Respondent violated Section 8(a)(1) and interfered
with the employees' free choice in the election, by the
action of W. Scott Clark in soliciting employees to
sign a petition opposing the SIU. We do not rely,
however, on his observation that Respondent admit-
ted in its answer herein that Clark was a supervisor,
or on his finding that the petition, after being drafted
at a meeting of employees, was typed by a radio oper-
ator employed by Respondent. As to the admission of
Clark's supervisory status, it is too ambiguous to rely
on." Notwithstanding, the record amply supports the
Administrative Law Judge's finding that at all times
in question Clark was a supervisor. The finding that
a radio operator typed the petition is an inadvertent
error (the typing by a radio operator having occurred
on a different ship) which likewise does not affect the
validity of the ultimate finding of Respondent's res-
ponsibility for Clark's actions.12
Respondent and Intervenor, Sabine Independent
Seaman's Association (SISA, the incumbent Union),
assert that Clark's participation in the employee meet-
ing was in his capacity as a member of SISA, not as
a company supervisor. Having found that Clark was
a supervisor, and noting that at the time the meeting
in question occurred he was the supervisor of employ-
ees who attended the meeting, his conduct herein is
presumptively chargeable to Respondent unless, de-
spite his supervisory status, he was acknowledged to
be a member of the bargaining unit." Clark cast a
challenged ballot in the election and the challenge was
not resolved because it was not determinative of the
outcome. Absent a showing that Clark was in the unit,
and in light of Respondent's other antiunion conduct,
128 Respondent's answer was a flat denial of access which stated , in part,
the following "The Company's rules prohibit nonemployees from boarding
these vessels unless on the ship's business " Thus it would appear that the
prohibition against any "visitor," under which the Respondent now asserts
it operated, was actually a selective, not an absolute, rule
1 The complaint, at par 8, alleges that certain persons, including Clark,
were, at all material times, supervisors within the meaning of the Act. The
answer admits the allegations of par 8 of the complaint "except that William
Scott Clark is a Cook and Relief Steward
12 We also correct hereby the following additional inadvertent error. The
Administrative Law Judge, at JD sec II , C, 3, noted that Chief Engineer
Spencer Owen "testified that he was a member of SISA [the incumbent
Union ] " Owen actually testified that he was a member of Sabine Indepen-
dent Seagoing Officers Association (SISOA) It does not appear that the
Administrative Law Judge placed such reliance on his mistaken identifica-
tion of Owen with SISA as to warrant the conclusion that any prejudice
resulted
13 Montgomery Ward & Co, Inc, 115 NLRB 645, 647, Nassau and Suffolk
Contractors' Association, Inc, 118 NLRB 174, 181-182
426
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
we conclude that Clark should be held as acting on
behalf of management, and that he therefore unlaw-
fully coerced employees to sign a petition opposing
the SIU.
Respondent moves to have the record reopened for
the purpose of admitting additional evidence regard-
ing the discharge of employee John Lazenby. The
Administrative Law Judge found, and we adopt his
finding, that Lazenby was discharged in violation of
Section 8(a)(3). Respondent would have us consider,
in support of the discredited testimony of Captain
Walter Smith, an affidavit and attachment purporting
to show that on a certain date on which Smith testified
he made a telephone call regarding Lazenby, he did
in fact call his home office. The Administrative Law
Judge's rejection of Smith's testimony on this point
was based on the testimony of other witnesses that the
message regarding Lazenby was sent by ship radio on
a later date, and the mere fact that Smith placed a call
to the office on the day he testified he discussed the
Lazenby matter would not in itself tend to contradict
the testimony of the other witnesses. We therefore
deny Respondent's motion.
THE REMEDY
Having found that Respondent unlawfully denied
the SIU access to its tankers, we shall add to the
Administrative Law Judge's recommended Order a
requirement that Respondent grant access to SIU rep-
resentatives, subject to reasonable regulations. It is
possible that, in other circumstances, it would be ade-
quate to require the providing of information, such as
port and vacation schedules, which would give the
Union a better opportunity to contact employees
without going aboard the tankers. Since Respondent
also refused to give this information when requested,
however, we deem it inappropriate in this case to re-
quire the Union to make a second attempt to contact
the employees on shore.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Rela-
tions Board adopts as its Order the recommended
Order of the Administrative Law Judge , as herein
modified, and hereby orders that Respondent, Sabine
Towing & Transportation Co., Inc., Port Arthur, Tex-
as, its officers , agents, successors , and assigns, shall
take the action set forth in the recommended Order of
the Administrative Law Judge, as modified below:
1. Add the following as paragraph 1(a) and renum-
ber existing paragraphs 1(a) through (e) accordingly:
"(a) Continuing or giving effect to policies or com-
pany rules pursuant to which representatives of Sea-
farers International Union of North America, Atlan-
tic,
Gulf,
Lakes and Inland
Waters
District,
AFL-CIO, have been denied access to employees on
its vessels, for the purpose of soliciting their support
during their free time, or for the purpose of consult-
ing, advising, assisting, or otherwise communicating
with them during their free time in regard to their
rights to self-organization; provided, however, that
nothing herein contained shall be construed to pro-
hibit Respondent from making and enforcing reason-
able regulations with respect to visits to its vessels by
such nonemployee union representatives."
2. Substitute the attached notice for the Adminis-
trative Law Judge's notice.
IT IS FURTHER ORDERED that the election conducted
in June 1971 in Case 23-RC-3606 be, and it hereby
is, set aside, and that Case 23-RC-3606 be, and it is,
remanded to the Regional Director for the purpose of
conducting a new election.
[Direction of Second Election and Excelsior foot-
note omitted from publication.]
MEMBER KENNEDY, concurring in part and dissenting
in part:
I would affirm the Decision of the Administrative
Law Judge in its entirety.
The record in this case, in my judgment, does not
warrant reversal of the Administrative Law Judge's
conclusion with respect to Respondent's denial to
nonemployee organizers access to its property. I
joined my colleagues in finding a violation in Sioux
City and New Orleans Barge Lines, Inc., 193 NLRB
382, because the record in that case satisfied me that
the employees were sufficiently inaccessible as to
make "ineffective the reasonable attempts by nonem-
ployees to communicate with them through the usual
channels." N. L. R. B. v. The Babcock & Wilcox Compa-
ny, 351 U.S. 105, 112 (1956).14 In the instant case,
however, the Administrative Law Judge is correct in
his finding "that the General Counsel' s case fails for
lack of proof that the Company's denial of access to
its ships during the critical period deprived the SIU
nonemployee organizers a reasonable opportunity to
communicate their message to the crewmen."
The General Counsel offered the general testimony
of two principal organizers for the SIU, Glidewell and
Willard, as to difficulties in communicating their mes-
sage to crewmen . As noted by the Administrative Law
Judge, they admitted on cross-examination, however,
that they had contacts with 71 of the 168 crewmen.
General Counsel offered no rebuttal evidence to the
14 The Eighth Circuit denied enforcement of the Sioux City case, 472 F 2d
753 (1973)
SABINE TOWING & TRANSPORTATION CO.
52 crewmen who testified about their contacts by rep-
resentatives of the SIU. Employee Harley Kenney,
who had signed a card for the SIU in April, testified
that Glidewell visited him and stated: "There are only
twenty men that we have not seen." As noted by the
Administrative Law Judge, Kenney's testimony is un-
disputed because Glidewell was not called in rebuttal
to refute it.15 With the record in this posture, I do not
believe that it can be said that alternative effective
means of direct communication with employees are
not available.
In addition to my disagreement with my colleagues
as to their appraisal of the facts in this record, I feel
obliged to disassociate myself from the discussion of
"General Counsel's burden of proof" and `prima facie
case" set forth in the opinion of the majority. It is
unclear to me what the majority conceives to be the
General Counsel's burden of proof in this type of
case. Similarly, the majority opinion discusses `prima
facie case" without providing guidance as to what
constitutes a prima facie case. As I read the Babcock
& Wilcox decision of the Supreme Court and subse-
quent cases, this Board is not empowered to order
access to nonemployee union representatives until the
General Counsel proves that union efforts through
usual channels are rendered ineffective by reason of
the inaccessibility of employees.
15 General Counsel admits in his brief to the Board in support of his
exceptions that "some sort of contact was made with most of the employees
prior to the election " These contacts cannot be dismissed lightly as "ineffec-
tive" simply because some of the contacts were in bars or at gates or docks
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board having found,
after trial, that we violated Federal law by discharg-
ing three employees for supporting the SIU and by
otherwise interfering with our employees' right to join
and support a union:
WE WILL offer full reinstatement to Numa
Louis Juneau, John Lazenby, and Randolph
Svendsen, with backpay plus 6-percent interest.
WE WILL, subject to reasonable rules and regu-
lations, allow nonemployee SIU organizers to
have access on our tankers to our employees dur-
ing their free time for the purpose of soliciting
their support, or for consulting, advising, meet-
ing, or assisting our employees in regard to their
427
rights to self-organization.
WE WILL NOT discharge any of you for support-
ing Seafarers International Union, AFL-CIO, or
any other union.
WE WILL NOT encourage you to sign any antiun-
ion petition.
WE WILL NOT warn any of you of harm for sup-
porting a union.
WE WILL NOT tell any of you that we will not
hire SIU or other union applicants.
WE WILL NOT unlawfully interfere with your
union activities.
SABINE TOWING & TRANS-
PORTATION CO, INC
(Employer)
Dated
By
(Representative)
(Title)
This is an official notice and must not be defaced
by anyone.
This notice must remain posted for 60 consecutive
days from the date of posting and must not be altered,
defaced, or covered by any other material.
Any questions concerning this notice or compli-
ance with its provisions may be directed to the
Board's Office, Dallas-Brazos Building, 1125 Brazos
Street, Houston, Texas 77002, Telephone 713-226-
4296.
DECISION
STATEMENT OF THE CASE
MARION C. LADWIG, Administrative Law Judge: These
consolidated cases were tried at Houston, Texas, on Decem-
ber 21-23, 1971,' and on January 6, April 11-13, May 8-9,
and 30-31, and June 1-2 and 5, 1972. The charges were filed
by three individuals (John E. Lazenby and Randolph S.
Svendsen each filing a charge on June 30, and Numa Louis
Juneau, Jr., filing a charge on August 16), and the complaint
was issued on November 18. Pursuant to a Board order
dated December 8 in the representation case, the complaint
and representation cases were consolidated for trial on De-
cember 14. The primary issues in the complaint cases are
whether the Company, the Respondent, (a) unlawfully de-
nied access by nonemployee union organizers to employees
on board its five deep sea tankers, (b) engaged in certain
coercive conduct during the election campaign, and (c) dis-
criminatorily discharged three union supporters in violation
of Section 8(a)(1) and (3) of the National Labor Relations
Act.
In the representation case, the petition was filed by the
1 All dates are in 1971, unless otherwise stated
428
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
SIU (Seafarers International Union of North America, At-
lantic, Gulf, Lakes and Inland Waters District, AFL-CIO)
on April 2. After interventions by incumbent SISA (Sabine
Independent Seamen's Association) and the NMU (Nation-
al Maritime Union of America, AFL-CIO), a stipulated
consent election was held between June 9 and 23 in a unit
of "All unlicensed employees on all sea-going ships of the
Company, including boatswain, quartermasters, able sea-
men, ordinary seamen, pumpmen, oilers, wipers, firemen-
watertenders, cooks and messboys," excluding "stewards,
radio operators, guards, watchmen and supervisors as de-
fined in the Act." With approximately 167 eligible voters,
there were 93 votes for SISA, 60 for SIU, 2 for NMU, 1 for
none, and 11 challenged ballots, a number insufficient to
affect the results of the election. The SIU and NMU filed
timely objections. There being no exceptions filed to the
Acting Regional Director's November 19 report and recom-
mendations on the objections, the Board on December 8
adopted the recommendations, overruling all the NMU ob-
jections and 3 of the SIU objections, and authorizing a
consolidation for trial of the 10 remaining SIU objections
and the issues in the complaint cases.
Upon the entire record, including my observation of the
demeanor of the witnesses, and after due consideration of
the briefs filed by the General Counsel, Company, SIU, and
SISA, I make the following:
FINDINGS OF FACT
I JURISDICTION
The Company, a Delaware corporation, maintains an of-
fice and place of business in Port Arthur, Texas. It annually
transports goods and materials from various States to other
States in interstate commerce, receiving therefor gross reve-
nue in excess of $50,000. The Company admits, and I find,
that it is an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act, and that the SIU,
SISA, and NMU are labor organizations within the mean-
ing of Section 2(5) of the Act.
It ALLEGED UNFAIR LABOR PRACTICES
A. Alleged Unlawful Denial of Access
1. The setting
The main question in this proceeding is whether the SIU
nonemployee organizers were unlawfully denied access to
the unlicensed seaman on board the Company's five tank-
ers. (The NMU's organizational efforts were minimal.)
Between November 1970 and the following June when
the election was held, the SIU engaged in a major effort to
organize the deep sea crewmen who work and live above the
tankers, which operate mostly coastwise to various Gulf and
Atlantic ports. The SIU assigned over 15 organizers, some
of them operating over a large area and going from port to
port to meet the ships, but most of them organizing primar-
ily in the vicinity of the ports of their regular assignments.
Although the Company refused to permit the SIU organ-
izers to board the ships in port to communicate with the
seamen, the SIU was able in 5 months to get pledge cards
signed by the necessary 30 percent of the 160-odd unli-
censed crewmen for filing the April 2 petition. (The evi-
dence does not disclose how many of the 88 or 89 cards
submitted with the petition were valid cards from current
employees. Evidently the cards constituted less than a ma-
jonty.) The complaint does not allege to be unlawful the
Company's denial of access druing this first part of the
organizing drive.
During this organizing period before April 2, the Compa-
ny was permitting noncrew officials of the SISA (the incum-
bent independent or company union) to campaign on board
against the SIU. On March 28, SISA Secretary-Treasurer
Darrell Hicks met the SS Guadalupe at Pascagoula, Missis-
sippi, called a meeting of the unlicensed crew in the crew's
mess immediately before dinner, and talked against the
SIU. On March 30, 2 days later, Hicks and SISA President
James "Peewee" Clark met the SS Trinity at Pascagoula
about 3 a.m., had the crew awakened, and held a meeting
with them in the crew's mess. Hicks testified that both Clark
and he talked at the meeting, and that he gave the crewmen
about a 30-minute "pep talk," campaigning against the SIU.
(In this meeting, and also on the SS Brazos, he talked to the
crewmen about not being able to come aboard after a peti-
tion was filed.) In meeting the ships, both Clark and Hicks
were acting in a dual capacity, representing the Company
as well as the SISA.2 This dual capacity is considered in
connection with SIU's access to crewmen in port, and the
testimony about purported fear of crewmen to talk in the
presence of Clark and Hicks. (The complaint does not allege
that the SISA is an illegally assisted or dominated labor
organization.)
It was during the crucial period of April, May, and
June-between the filing of the petition and the holding of
the election-that the Company is alleged to have unlawful-
ly denied access to the ships, as requested by the SIU in
writing on April 6. SISA Officials Clark and Hicks were not
allowed aboard the ships during this time, but the SISA
ship's delegates continued to hold anti-SIU meetings, with
the apparent knowledge of the Company. As discussed lat-
er, a company supervisor (Relief Steward W. Scott Clark)
participated in one of the shipboard meetings at which peti-
2 Not being unlicensed crew members working aboard any of the ships,
they were not in the stipulated bargaining unit (although the Company later
included Clark's name on the Excelsior list) Neither was paid any salary by
SISA On March 30, Clark (who was on the Company's shore payroll)
brought crewmen aboard the Trinity from the Port Arthur office, and Hicks
came on board as a salaried "agent" for the Company in Pascagoula As
revealed by Relief Captain Walter Smith, Hicks ordered supplies and repairs
for the ship, and sometimes helped in obtaining crewmen when needed "he
scouted around and had a list of
seamen out of work," and "if he had
someone available to fulfill our requirements, he would [presumably after
getting approval from Employment Agent James Lewis' office] send them on
down" to the ship, after sending "them to the doctor for their examination "
Hicks' responsible position with the Company was also revealed at the trial
when Personnel Director Otis Barnes testified that on occasions during the
sickness of Operating Coordinator Jabo Young (the management representa-
tive who assisted counsel at trial in the presentation of the Company's de-
fense), Hicks had taken the pay aboard the ship (a function also performed
by Employment Agent James Lewis) I discredit Hicks' denial that he ever
told Employment Agent Lewis about seamen being available, and credit the
testimony of SIU Organizer James Willard (formerly employed by the Com-
pany) that he had been present when Hicks recommended that someone be
hired
SABINE TOWING & TRANSPORTATION CO.
tions were drafted , affirming support of the SISA and op-
posing any outside union or an election. (Steward Clark
spoke against an outside union in the April 4 meeting on the
SS Colorado, and signed the petition which concluded, "We
would like no interference from any outside maritime
unions." The petition was typed by the radio operator, a
member of the ship 's licensed personnel.) Pursuant to SISA
Secretary-Treasurer Hick's encouragement, that they speak
up for and defend the SISA, the ship's delegates (elected by
the SISA members) carried on the anti-SIU campaign
aboard the ships. On all or most of the ships, there were also
crewmen supporting the SIU . The alleged discriminatory
discharge during the election campaign of two of them is in
issue, as well as a supervisor's statement to one of them that
he could get his "head bashed in" if he kept "mouthing that
SIU around the ship."
There were various election issues involving comparative
contractual provisions ; e.g., wages, overtime pay, welfare,
pension, and retirement benefits, vacations, and grievance
handling. But a key issue was protection or loss of jobs.
Whereas the SIU sought access to the employees to commu-
nicate the message that the employees would have both job
security and greaterjob opportunities through a hiring hall,
"The SISA [as summarized in its brief] urged the crew mem-
bers that a hiring hall would open Sabine boats to other
SIU members and jeopardize their present job security."
There is evidence that Employment Agent Lewis also made
this SISA campaign contention.
2. Request to board ships
On April 6 (4 days after the petition was filed), the SIU
requested in writing permission for its representatives "to go
aboard your deep-sea tanker fleet . . . for the purpose of
enabling the Union to communicate directly with the crew
members in support of its organizational efforts." It cited
the Board's holdings in Interlake Steamship Co., 174 NLRB
308 (1969), and 178 NLRB 128 (1969), and offered "to
discuss with you plans and conditions which will be fair to
both sides." The Company denied the request on April 8,
stating its belief that the Union "will have ample opportuni-
ty to contact these employees during their off-duty time
while the vessels are loading and discharging cargo and
through correspondence ." It also stated that it would be
"exceptionally hazardous" to permit nonemployees "to
board the vessels for purposes you request ," and against
company rules for nonemployees, "unless on the ship 's busi-
ness." It made no response to the SIU's offer to discuss
"plans and conditions" for boarding (as had been offered
in the cited Interlake case ( 178 NLRB at 129), in which the
Board rejected the employer's "expressed fears of the conse-
quences of permitting access for organizational purposes.")
3. Home visits
The Excelsior list, which the SIU received on May 6,
showed that the 168 listed persons lived in 9 different States:
107 in Texas , 33 in Louisiana , 11 in Florida , 8 in Mississippi,
and 9 in other States (2 each in Alabama, Arkansas, Califor-
nia, Georgia, and I in Nevada). No street address was
shown for 52 of them (who lived in rural areas or in small
429
towns). The SIU was able to find a listed telephone for
about three-fourths of them . A major problem was to learn
which of the crewmen were on vacation, and then to find
them at home. The Company refused to supply SIU with a
vacation list, and the information received by questioning
crewmen about who were off the ship often proved unrelia-
ble. The Excelsior list, with the available telephone num-
bers, was broken down into geographical areas and sent to
SIU organizers in various ports. When information was
received about a crewman being on vacation , an organizer
would be assigned to try to contact him. SIU Organizer
Thomas Glidewell , who concentrated on the Texas-Louisi-
ana area for home visits, made many telephone calls to the
homes of crewmen, but found very few to be at home. When
visiting the homes, he would usually find that they were on
the ship, or off on vacation but not at home. (Eighty-two of
the Texas employees lived in a radius of about 40 miles of
Port Arthur, another 13 lived within a radius of about 90
miles, and the remaining 12 lived in different parts of the
State, up to several hundred miles away. There were no
street addresses shown for 24 of them . In Louisiana, the
homes were scattered in a large area over the southern half
of the State, and over half of them had a box, instead of a
street number, listed for their address.) James Willard, the
other SIU organizer who testified, also made some home
visits in Texas and Louisiana. He testified that he found
about half of the people he went to visit to be at home, but
he was not asked how many of these home visits occurred
during the crucial 3 -month period . Glidewell received tele-
phonic reports from organizers assigned in other areas
about generally unsuccessful efforts in finding crewmen at
home.
The General Counsel did not offer evidence of the total
number of crewmen actually visited in their homes by the
various organizers during the April-June period . Later in
the trial, SISA called a total of 52 crewmen who testified
about their contracts with the SIU during the 3-month peri-
od. A total of 14 of them testified that they had been visited
in their homes during that period.
4. Literature distributed
The SIU mailed a considerable amount of literature to
the crewmen. Although SIU Business Agent Paul Drozak
(who assigned the organizers in the campaign ) testified that
nearly half of the literature mailed each time to the persons
on the Excelsior list was returned, the returned mail was not
saved to substantiate the extent of the returns . There was
also a certain amount of SIU literature taken aboard by SIU
supporters, and mailed to crewmen on board. The evidence
is in conflict about how long some of this was allowed to
remain in the mess halls or lounges and on the bulletin
boards. SISA supporter James Ballard credibly testified that
he removed SIU literature from the bulletin boards and
mess tables on the SS Brazos and threw it away. SIU sup-
porter Robert Thompson credibly testified that on the SS
Guadalupe, he saw Relief Captain B. R. McCluskey remove
SIU literature from the bulletin board and throw it in the
mess trash can. (McCluskey testified, "Not any time that I
know of," when asked if he ever removed any union litera-
ture.) Other SIU literature was thrown overboard. John
430
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Riggs, a General Counsel's witness (as confirmed by SISA
witness Bobby Gaylor) saw SIU literature on a far table in
the Trinity mess hall for a couple of weeks. About 40 percent
of the SISA witnesses did not testify about seeing SIU litera-
ture on board.
5. Organizers' contacts in port
The issue, about which most of the evidence at the ex-
tended trial was offered , was whether access to the crew-
members at the gate or docks, and in bars and taverns
frequented by seamen, afforded the SIU nonemployee or-
ganizers a reasonable opportunity to communicate their
message to the crewmen.
The tankers, each with an unlicensed crew of about
25-28, are customarily in port for 17 to 35 hours about eight
times a month . In port, the crewmen are permitted to go
ashore when not on watch (4 hours on and 8 hours off), and
not working days (from 8 a.m. to 5 p.m.), or loading stores.
a. Evidence of inaccessibility
The General Counsel did not present evidence of the total
number of crewmen who could not be reached with the SIU
message at the docks and gates and in the taverns during the
crucial period between the filing of the petition on April 2
and the holding of the election in June . Instead, he offered
testimony of two of the principal SIU organizers , Glidewell
and Willard, who testified about the "numerous realistic
problems" involved in organizing at the dock gates , Inter-
lake Steamship Co., 178 NLRB 128 (1969), and the unsuita-
bility of "some waterfront bar or lounge" as a place to
discuss union campaign issues when the seamen are "seek-
ing pleasure and relaxation."
Organizers Glidewell and Willard gave a number of rea-
sons for limited success in talking campaign issues at the
gate or at the dock. The seamen would be eager to leave if
someone was waiting for them . It would be difficult to talk
with more than one if the seamen were leaving in a group.
There was a problem of getting unfamiliar seamen identi-
fied as members of the crew in time to talk to them before
they left. Many of the crewmen would not talk, or take
literature, in the presence of a ship 's officer, or in the pres-
ence of SISA officials Darrell Hicks and Peewee Clark (who
served in the dual capacity , representing both the Company
and SISA), and one or both of these SISA officials were
present much of the time at the "home" ports in the Gulf
area. In some of the ports , the organizers were able to go
onto the dock, where they attempted to talk with the crew-
men taking on stores . Such talk was usually quite limited:
some of the crewmen indicating they did not want to talk
"by looking over their shoulder to see if the chief mate was
watching." (As an experienced seaman himself , Glidewell
gave this explanation for the fear on the part of the crew-
men: "If you give a seaman enough time he is going to mess
up, I don't care who he is. . . . So all you have to do is lay
for him . He is going to be late sooner or later. . . . You can
cut him right to the very minute of coffee time . You can get
rid of him. And the guys know this. . . . And there's very
few nonunion steamship companies left, and that means,
say, he is with Sabine, and he did get fired . . . his position
is, `Where do I go now?"') Some of the seamen would
neither speak nor identify themselves as they left the gate.
Some would not go ashore, particularly when away from the
home ports. Sometimes the crewmen were willing to take a
ride with the organizer into town or to a bar , giving the
organizer more time to talk with them.
After leaving the dock or gate, the organizers would at-
tempt to locate the crewmen in bars or taverns frequented
by seamen . (Some of the seamen would spend their time
ashore in various other ways.) When the seamen could be
found and identified as members of the unlicensed crew,
there were many obstacles to communicating the union
message : high noise level or the entertainment, seamen
drinking too much for serious discussion, the presence of a
wife or girl friend or supervisors from the ship , or interfer-
ence from an SISA official.
On cross-examination by the Company and SISA coun-
sel, Organizers Glidewell and Willard were questioned
about their contracts with each person on the Excelsior list
from November 1970 until the June election. (Therefore the
organizers' answers were not confined to the contacts made
in the April-June period.) Testifying from memory, without
any records or reports from the various organizers (except
Glidewell's copy of the Excelsior list bearing symbols he no
longer remembered), the two organizers admitted home or
other contracts or discussions with 23 of the crewmen who
later testified for SISA, plus an additional 48 employees
(totaling 71 contacts.) They also testified that 13 crewmen
(3 SISA witnesses and 10 others) had refused to talk to
them. They denied having had the opportunity to talk with
the remaining 84 persons on the Excelsior list (168 minus
84).
b. Evidence of accessibility
SISA called 52 crewmen (nearly a third of those on the
Excelsior list), who testified about the SIU contracts during
the April-June period. In summary, 14 of them testified that
the SIU had visited them in their homes; another 32 (total-
ing 46) testified that the SIU had contacted them elsewhere
(in bar, at gate or dock, or had given them a ride or had
telephoned them); one (Wesley Stone) was never contacted;
and five avoided any contact or refused to talk with SIU.
Thus, 46 SISA witnesses claimed that they had been con-
tacted at home or elsewhere between April and June, where-
as
Organizers
Glidewell
and
Willard
had admitted
contacting only 23 of them, from November to June.
Some of the testimony by the SISA witnesses is in general
agreement with that of Organizers Glidewell and Willard.
At least six of the SISA witnesses testified about themselves
and/or others seldom going ashore . Some of them indicated
that a bar or lounge was an inappropriate place to talk
about a union : they were interested in drinking and enjoy-
ing themselves, and did not want to be disturbed. While
some would stop and talk at the gate , there was testimony
that the seamen were usually in a hurry to leave . Some did
not frequent the bars.
Unfortunately, though, it seems that some of the testimo-
ny (as contended by the General Counsel) was "obviously
exaggerated or misrepresentation of facts to curry favor"
with the Company. I note that Joseph Meyer finally admit-
SABINE TOWING & TRANSPORTATION CO.
ted, "I just pulled it out of the air, I guess," after reducing
from 20 to 30, to 8 to 10, the number of hours he estimated
he spent with SIU representatives "discussing the campaign
issues." I also note that other purported contacts , cited in
SISA's brief, totaled about 15 to 20 hours (Draydon
Moore), 15 to 25 hours (John Reynolds), and 10 to 20 hours
(Ralph Dominque). Other witnesses gave varying numbers
of purported contacts (some lengthy and repeated), and
testified about SIU organizers talking to crewmen individu-
ally and in groups, and buying the drinks.
The General Counsel did not offer any rebuttal. I there-
fore have no way of knowing whether the specific testimo-
ny, given by SISA witnesses, had refreshed the memory of
Organizers Glidewell and Willard, or whether they would
have denied the specifics. Moreover, many of the SISA
witnesses testified about contacts with other SIU organizers,
who were never called to testify. Also, there remained undis-
puted the testimony by SISA witness Harley Kinney that
about April, Glidewell went to his home and showed him
a list of crewmembers for each ship (not the later Excelsior
list), counted the X's by the names , and said that "only 20
men we haven't seen. . . . By the time I talk to you we will
have seen 12 more, and I hope to see 1 of the others, myself,
and that will be 9 we haven't seen." (After so testifying, he
conceded that "those figures do not add up ," but claimed
that Glidewell "told me definitely there were 20 men they
hadn't seen. And I was kind of surprised.") Even if Glide-
well had made such. a statement, and it was true, it would
have referred primarily to contacts (of unspecified lengths)
during the card-signing period , and not to the critical period
from April to June , when a key election issue was job securi-
ty, and SISA was claiming (as President Peewee Clark told
Robert Thompson) that if the SIU won, SISA members
would be "replaced by SIU people." Nevertheless, rebuttal
testimony by Glidewell on the matter would have been
helpful in making credibility findings and determining the
extent of the SIU contacts during the campaign.
6. Contentions of the parties
The General Counsel argues that the crewmen on the five
tankers, when not beyond the SIU nonemployee organizers'
reach at sea, are "off to their homes scattered over several
States, pursuing their various needs and interests ashore in
far-flung ports-of-call, or, perhaps, seeking pleasure and
relaxation in some waterfront bar or lounge . It would be a
gross miscarriage of justice to hold that Respondent's em-
ployees were `reasonably accessible' to the Union." N.L.R.
B. v. Babcock & Wilcox Company, 351 U.S. 105 (1956);
Central Hardward Co. v. N.L.R.B., 407 U.S. 539 (1972);
Interlake Steamship Co., 174 NLRB 308 (1969), and 178
NLRB 128 (1969). The SIU argues in its brief that it takes
time to win a seaman's confidence, and to explain the cam-
paign issues, and that the "fleeting encounters on the docks"
are insufficient when competing against "an entrenched
company union." It also downgrades "waterfront saloons"
as a place for serious discussion.
Both the Company and SISA, relying also on Babcock &
Wilcox, contend that access to the ships was not necessary
because the SIU was able to reach the crewmen with its
431
message through "widespread" or "abundant" contacts in
port and through the distribution of literature. Concerning
home visits, the Company contends that the testimony by
SIU representatives "does not leave the impression of any
sincere effort" to make them, whereas SISA contends that
"it seems highly likely that there was substantial additional
home contact" than those admitted by the SIU representa-
tives who testified.
In Babcock & Wilcox, 351 U.S. at 113, the Supreme Court
discussed the governing consideration for determining
whether nonemployee organizers are entitled to access to
company property:
The right of self-organization depends in some measure
on the ability of employees to learn the advantages of
self-organization from others. Consequently, if the lo-
cation of a plant and living quarters of the employees
place the employees beyond the reach of reasonable
union efforts to communicate with them, the employer
must allow the union to approach his employees on his
property. [Emphasis supplied.]
Elsewhere in the decision, the Supreme Court held that an
employer could validly post his property against nonem-
ployee distribution of union literature "if reasonable efforts
by the union through other available channels of communi-
cation will enable it to reach the employees with its mes-
sage," provided the employer "does not discriminate against
the union by allowing other distribution." 351 U.S. at 112.
(Here, although the Company permitted noncrew SISA offi-
cials to board the tankers and campaign against the SIU in
meetings held in the crew's mess before the April 2 filing of
the petition, it prohibited both the noncrew SISA officials
and the SIU organizers from boarding the ships during the
critical period from the filing of the petition until the hold-
ing of the election in June .) Also in the same decision, the
Supreme Court held that "when the inaccessibility of em-
ployees makes ineffective the reasonable attempts by non-
employees to communicate with them through the usual
channels, the right to exclude from property has been re-
quired to yield to the extent needed to permit communica-
tion of information on the right to organize." Ibid.
7. Concluding findings
After weighing all the evidence, I find that the General
Counsel's case fails for lack of proof that the Company's
denial of access to its ships during the critical period de-
prived the SIU nonemployee organizers a reasonable op-
portunity to communicate their message to the crewmen.
The General Counsel tried the case on the theory that the
SIU did not have reasonable access to the employees at the
dock and in the bars, or at the employees' widespread
homes. However, in offering his proof, he stopped at intro-
ducing evidence of the difficulties encountered, without
being prepared to introduce evidence of the actual number
of employees who could not be reached through such ef-
forts. He produced on this issue only 2 of over 15 organizers,
432
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and neither of them was prepared to testify other than from
memory about the contacts made among the 160-odd crew-
men. Neither of them produced any records or reports of
their own or other organizers, showing how many the SIU
could or could not reach with its message during the April-
June period. Then when 52 crewmen were called and ques-
tioned in detail by the SISA and company counsel about the
SIU contacts in that period, the General Counsel failed to
rebut their testimony.
It is true that there was a large number of crewmen whom
SIU Organizers Glidewell and Willard denied contacting
and who were neither called nor specifically mentioned by
the SISA witnesses. However, I do not find, as argued by
the SIU, that this demonstrates that the SIU was not able
to contact and discuss the campaign issues with them. Al-
though Glidewell and Willard were two of the principal
organizers, they gave only their memory of who were con-
tacted; they could not testify whether other organizers, in
other ports, had contacted them.
As previously noted, the SISA continued to have anti-
SIU meetings on board after the filing of the petition, and
SISA ship's delegates continued to campaign against the
SIU. However, this was activity by the employees them-
selves and did not entitle the nonemployee organizers to go
on company property. General Dynamics/Telecommumca-
tions, 137 NLRB 1725, 1728-29 (1962). I also find that the
one instance in which a company supervisor (Relief Steward
Clark) participated in one of the anti-SIU meetings and
signed the petition against any outside union during the
Apnl-June period does not lay the predicate for a different
result.
The General Counsel strongly relies on the Board's hold-
ings in the representation case, Interlake Steamship Co., su-
pra, 174 NLRB at 309, 178 NLRB 128, in which the Board
held that where the crewmen spent virtually all of their time
on board the Great Lakes vessels "beyond the reach of
reasonable union efforts to communicate with them" (citing
Babcock & Wilcox, and "the means of direct and personal
solicitation were severely limited," the employer was re-
quired to honor the union request for reasonable means of
access to the employees aboard ship when in the major
ports. However in that case, in which the election was set
aside, there were no findings or allegations as to what efforts
the union made to contact employees personally during the
4 to 8 hours when two-thirds of the crew were permitted to
go ashore. Here, the evidence shows a major effort by the
SIU to contact the employees, but the General Counsel has
failed to meet its burden of proving ineffective the attempts
to contact and discuss the campaign issues with the crew-
men at the gates or docks, at the bars and taverns, while
providing them transportation, or in telephone conversa-
tions or home visits during the critical period. (In the cir-
cumstances of this case, including the nature of the key issue
of job security, I consider the effectiveness of distributing
literature of lesser importance: "mail is no substitute for
face to face contact," N.L.R.B. v. Tamiment, Inc., 451 F.2d
794, 798 (C.A. 3, 1971).)
The General Counsel having failed to prove that the deni-
al of access to the ships was unlawful, I shall therefore
dismiss the allegation that the denial violated Section 8(a)(1)
of the Act.
B. Other Alleged Interference
1. Statement by Steward Ebanks
Steward James Ebanks, a supervisor on the SS Trinity,
was the immediate superior of John Lazenby, a new mess-
man who had been on board less than 2 months. While the
ship was in Piney Point, Maryland, about March 24-25,
Lazenby visited the SIU's seamanship school there. Upon
returning to the ship, Lazenby enthusiastically talked about
the SIU and the school, and showed Ebanks some literature
from the school. A day or so later, at sea, Lazenby and
Ebanks were in the storeroom with messman John Riggs. As
Lazenby credibly testified, Ebanks told him, "You know,
you keep mouthing that SIU around this ship, that is a good
way to get your head bashed in or a knife in your back .. .
because these old men on here aren't going to stand by and
let some young punk come in and change things around."
(Riggs did not have as clear a recall as Lazenby about what
was said. He remembered Lazenby saying in the storeroom
he thought SIU was better than SISA, when Ebanks cau-
tioned Lazenby about talking about the SIU on board, say-
ing something like, "You should be careful what you say
because you can lose your job or you can get in trouble.")
Ebanks, who impressed me as not being a credible witness,
not only denied saying anything to Lazenby about getting
stuck with a knife or getting his head bashed in, but denied
even knowing that Lazenby was a SIU supporter. ( I note
that a SISA witness, cook Vincent Martin, testified that
Lazenby talked about the SIU "all the way back to Pasca-
goula," and that another SISA witness, boatswain Marvin
Reed, testified that Lazenby spoke a lot in favor of the SIU
in the mess hall at dinner, and "seemed to be the most
influenced" by the SIU school.) I discredit Ebanks' denials.
Although Ebanks was not personally threatening Lazenby
with harm, I find that the warning by Ebanks, Lazenby's
immediate supervisor, that "mouthing that SIU around this
ship" was "a good way to get your head bashed in or a knife
in your back"-particularly in the context of the organizing
campaign and the captain's insistence on that same trip that
Lazenby was quitting rather than taking off a trip, as dis-
cussed later-was coercive and tended to interfere with the
organizational rights of the employees in violation of Sec-
tion 8(a)(1) of the Act.
2. Interference by Relief Steward Clark
W. Scott Clark (brother of SISA President Peewee Clark)
was a relief steward on the SS Colorado. (The evidence
clearly shows that as a relief steward, he possessed and
exercised the same supervisory authority as the steward.
Serving as a supervisor, he effectively recommended the
discharge of messman Randolph Svendsen, as discussed
later. In its answer, the Company admitted that Scott Clark
"At all times material herein" was its agent and a supervisor
within the meaning of Section 2(11). Although Clark also
had the rating of cook or chief cook, he was serving in the
supervisory capacity of relief steward at all times in question
herein.)
On April 4 (2 days after the SIU filed the election peti-
tion), Scott Clark took an active part in the calling and
SABINE TOWING & TRANSPORTATION CO.
holding of a special meeting on board to oppose the SIU.
SISA witness Charles Wiltz (who impressed me as an hon-
est, forthright witness) was one of the messmen serving
under Clark at the time. Wiltz credibly testified that Clark
told him to be at the meeting, and messman Svendsen credi-
bly testified that he saw Clark write the notice of the meet-
ing on the mess hall bulletin board . The SISA ship's
delegates, councilmen Judson Godbold and Robert Gore
officially conducted the meeting, but, as SISA witness Wiltz
credibly testified, Scott Clark seemed to be in charge, and
explained that there was going to be an election and talked
about signing a petition. (Clark testified that "we had gotten
a letter that we was going to be organized," and "what we
were trying to do" was "to try to stop it.") SISA witness
Bobby Gaylor (who impressed me as being eager to give
testimony favorable to the Company) conceded that Clark,
as well as others, stated his opposition to any outside
maritime union. SISA witness Emery Faul also testified that
Clark spoke in favor of the petition. The petition, drafted
at the meeting and taken to be typed by the radio operator
(a member of the licensed personnel), was addressed to the
NLRB, dated April 4, and read (in all capitals):
We the undersigned held a meeting aboard the S/S
COLORADO at 6 p.m. Sunday 4th day of April 1971.
The meeting was held for the purpose of signing this
letter letting it be known that we are in good standing
with the Sabine Independent Seamans Assn. and that
we would like no interference from any outside man-
time unions.
As Wiltz credibly testified Clark stated that if anyone had
signed a pledge card, he should not sign the petition, and
that no one was forced to sign it, but "the more names we
had the better off it was for us." Svendsen credibly testified
that it was Clark who answered when Svendsen and another
crewman asked questions about signing the petition if some-
body had signed an SIU pledge card. Clark admitted, "I had
as much part" in the meeting "as anybody else." (I discredit
SISA witness Jerome Hartman's testimony that Clark was
not at the meeting . I also discredit SISA witness Grover
Ikner's testimony that the meeting "was my own idea" 100
percent, that it was Gore who wrote the notice on the bulle-
tin board, and that Clark did not take any part in the meet-
ing, "Not that I know of." I also discredit Gore's testimony
that he did not remember Clark "having anything to say"
at the meeting, and that he (not Clark) posted the notice on
the board. Gore conceded that they had "talked around
there a couple of trips" about the matter.) With the excep-
tion of SISA delegate Grover Ikner, who inadvertently
failed to sign, all of the other 27 crewmen on board (includ-
ing those who had signed SIU pledge cards), plus Steward
Clark, signed the petition. Later, as Wiltz credibly testified,
he talked to Clark about changing his mind and Clark per-
sonally scratched off Wiltz' name from the petition. (Clark
testified that one copy was sent to the NLRB, one to the
SISA office, and one to each of the other four ships as a
suggestion that "if they didn't want an election, to do the
same thing. . . . Maybe we could avoid it by each ship
sending a copy.")
Neither the Company nor SISA discusses in its brief this
interference, by a compnay supervisor, with the employees'
433
organizational rights. I find that by his participation in the
calling and holding of the meeting , and signing the petition,
Relief Steward Clark "solicited employees to sign a petition
opposing the SIU," as alleged in the complaint, and that the
Company thereby coerced the employees in their Section 7
rights, in violation of Section 8(a)(1) of the Act.
3. Statements by Employment Agent Lewis
a. To Swearingen
On June 2, Employment Agent James Lewis (an admitted
supervisor) went aboard the SS Trinity to pay off the ship.
He talked to wiper Keith Swearingen who was scheduled to
go on vacation. As Swearingen credibly testified, Lewis ex-
plained why a relief was not there: "He said that they .. .
couldn't find any wipers right now because . . . they were
having to check everyone out . . . make sure that they
weren't getting any SIU men aboard ship . .
. because of
this election. They didn't want to have any SIU instigators
. .. aboard ship." Thereafter Lewis-repeating the SISA
key campaign contention-told Swearingen that he would
be better off staying with the SISA because the SIU was
"just trying to get the ships and not the men," and that
Swearingen had a permanentjob with the Company as long
as he wanted it, but he would not with the SIU. Although
called as a defense witness, Lewis was not questioned about
this conversation . The alleged coercion is not mentioned in
the Company's brief.
Employment Agent Lewis was the company official or
representative to whom all the crewmen looked for their
employment. In agreement with the General Counsel, I find
that Lewis' statement about SIU applicants for employment
being screened out-particularly in the context of his com-
ments about Swearingen not having a permanent job if the
SIU won the election (which was scheduled later that
month)-was coercive and tended to discourage employee
participation in the organizational efforts. I therefore find
that the Company thereby interfered with the employees'
exercise of their Section 7 rights, in violation of Section
8(a)(1) of the Act.
b. To four other crewmen
About a month earlier, on May 9, Employment Agent
Lewis made a similar statement to four other employees,
according to Guadalupe wiper Numa Juneau . On that Sun-
day evening, Juneau had gone with fellow crewmen Bennie
Ballard and Robert Ackerman and with Grover Ikner, an
SISA delegate on the SS Colorado, to Lewis' office to pick
up mail. They were in the office over 30 minutes , discussing
various matters, including employment, unions, and the
election.
During the discussion , according to Juneau, Lewis took
some files from the filing cabinet, opened several of them
to show the employees the applications he had received, and
"told us" from the different companies the applicants had
worked for, "whether they was SIU or NMU, and that he
would not hire these people because he didn't want them in
the company union" or "he didn't want them in the Compa-
ny taking up our jobs." This testimony was bolstered on
434
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
cross-examination when Juneau gave the details, that Lewis
read from one of the applications, "Texaco" (an "NMU
company"), which Juneau testified he remembered because
"Ackerman's father is chief engineer for Texaco." Then, as
the four employees were leaving , Lewis said "to be sure and
not mention a word about the conversation that we had in
the room because [Lewis] could get fired over it." (It devel-
oped at the trial that the Company had written the officers
and supervisors on April 8, urging them to be careful to
preserve the Company's neutrality. Lewis claimed that he
did not receive this communication and denied that Person-
nel Director Barnes spoke to him about the matter. To the
contrary, Barnes credibly testified that he discussed with
Lewis "that we was to stay neutral on the situation, and we
had a letter from the Company to that effect.")
When called as a defense witness, Employment Agent
Lewis gave a most implausible account of what happened.
He testified that Ackerman asked him if there were many
seamen on the beach. "I put my hand on a pile of applica-
tions that were laying on the desk," and said, "I have this
many . . . from the West Coast, from the East Coast, from
all over the United States," thumbing through the stack of
applications about an inch or inch and a half high. Then
Ackerman asked "if any of those were SIU or NMU. I said
I didn't know " (Emphasis supplied.) I find it inconceivable
that Lewis would be telling Ackerman that he did not know
whether the applicants were SIU or NMU in view of the
common knowledge in the industry, admitted by Lewis him-
self, that a seaman's affiliation is revealed by the companies
for which he works. Lewis denied saying he would not hire
any of those applicants , or telling the crewmen not to men-
tion the conversation . I note that Lewis testified that after
the filing of the election objections (in which it was alleged
that Lewis showed employees the applications and stated
that SIU and NMU members would not be employed, but
not to tell anybody), he talked to Ikner, Ballard, and Acker-
man-not to Juneau-"asked if I had showed them any
applications or documents in my office," and received nega-
tive responses . (This questioning is considered in connec-
tion with Juneau's later termination.) I also note that when
Lewis was asked on the stand whether anyone with the
Company had asked him to explain what happened con-
cerning the allegation in the objections about him, he an-
swered "No." To the contrary, Personnel Director Barnes
(who impressed me as a more trustworthy witness ) testified
that he had gone over the objections with Lewis , and had
talked to Lewis about whether Lewis had done what was
alleged.
In resolving the conflict between the testimony of crew-
man Juneau and Employment Agent Lewis, I find the high-
ly contradictory testimony of the three other crewmen of
little value. Benny Ballard, called by the General Counsel,
corroborated Juneau's testimony about Lewis stating these
union applicants would not be hired. However, he appeared
not to have as good a memory as Juneau . Moreover, he gave
conflicting testimony and impressed me as being an SIU
supporter who was less than a candid , forthright witness.
Ikner, an SISA delegate, appeared to be just as partisan on
the other side (and gave, as indicated above , discredited
testimony concerning the April 4 meeting on the Colorado
and Relief Steward Clark 's participation). He claimed that
Lewis indicated that no jobs were available at the time for
the union applicants. The remaining witness Ackerman,
gave testimony in great conflict with all the others. He
claimed that when the four crewmen went into the office,
he asked Lewis whether voting for the SIU or NMU would
put him out of a job, and Lewis answered, "I have got some
records here that show what happened when the tugs went
union. You can see for yourself." According to Ackerman,
he and the other three crewmen looked at the tugboat re-
cords, which showed "the guys that had to leave" when the
SIU came in. (Ikner and Lewis testified after him. Ikner
testified that he did not see any tugboat records and "didn't
hear anything about that." Lewis testified that Personnel
Director Barnes' tugboat file was on his desk that weekend,
but that he did not hand it to Ackerman, and did not see
anybody flip through it. Moreover, nothing in the file con-
cerned the replacement of employees when the tugs went
union.) There appears to be merit to the General Counsel's
contention that "Ackerman, in a pathetic and transparent
attempt to offer testimony which he assumed would please
his employer, spun his fantastic testimony out of the whole
cloth." I also find to be fabricated Ackerman's claim that
after this incident Juneau told him that the SIU would give
him a full Class A book if he would testify that Lewis "tried
to get us to not vote SIU" and showed them "union records
and stuff." He, like Ballard and Ikner , impressed me as
being too untrustworthy as a witness for me to rely on his
testimony in resolving the conflicts in the testimony given
by Juneau and Lewis.
When testifying, Juneau impressed me as an honest,
forthright witness. After weighing his testimony about what
was said in Lewis' office that evening , and comparing it with
the implausible account given by Lewis, I credit his version
of what was said and find, as alleged in the complaint, that
Lewis "told employees that the Respondent would not hire
job applicants with previous SIU and NMU affiliations or
loyalties." (This occurred about a month before the election,
and was similar to the above-found statement by Lewis to
wiper Swearingen about 3 weeks later. Whether, and under
what circumstances, Lewis would hire SIU and NMU em-
ployees on other occasions, I find not to be determinative.)
Accordingly I find that, by making this statement to the
four employees during the critical election period, the Com-
pany engaged in coercive conduct , interfering with the exer-
cise of the employees' Section 7 rights.
C. Alleged Discriminatory Discharges
1. John Lazenby
When the SS Trinity arrived in Piney Point, Maryland,
about March 24, messman John Lazenby visited the SIU
seamanship school there and obtained some literature on
how to obtain an able seaman's endorsement. Steward
Ebanks later saw Lazenby looking at the literature and
Lazenby told Ebanks that he had obtained the information
from the SIU school. Ebanks asked "why didn't I get some-
thing for the stewards department?" Lazenby (who had ear-
lier asked the captain for a transfer) stated he was not
interested in the steward's department, but wanted to get
either on deck or engineering.
SABINE TOWING & TRANSPORTATION CO.
435
Before this, as Lazenby credibly testified, he had been
talking on board in favor of the SIU, and had often talked
to Steward Ebanks, comparing the SIU with SISA. After
leaving Piney Point, as previously found , Lazenby was en-
thusiastically talking to crewmen about the SIU and its
school, and Ebanks warned him that if "you keep mouthing
that SIU around the ship," that was a good way to get his
head bashed in, etc. Lazenby replied that "if I couldn't have
my own right to choose who I wanted to vote for, what was
the use in having a constitution ." (I discredit Ebanks' denial
of any knowledge that Lazenby favored the SIU.)
On that same return trip , as Lazenby credibly testified, he
talked to Steward Ebanks about leaving the ship at Pasca-
goula, taking a trip off, and catching the ship in Houston
either 4 days later or upon its return there in about 14 days.
Ebanks agreed to talk to the captain about it. At breakfast
the next morning, Relief Captain Walter Smith mentioned
the request for a trip off and Lazenby "told him that my
wife was expecting" and having problems, and that he want-
ed to go home and get things with her and some financial
obligations straightened out. Smith replied , "0. K., whenev-
er we call in to the office I will ask for your relief."
Later, however, Lazenby was told by messman Riggs that
the ship had radioed the office that Lazenby had quit.
(Riggs, who was then serving as lmenman, credibly testified
that about a day or two out of Piney Point, he was cleaning
the captain's room and overheard Captain Smith talking to
the radioman about messages to be radioed to the home
office. Riggs told Lazenby about this because, as Riggs
credibly testified, Riggs had heard Lazenby talking to the
steward about taking a trip off, and had heard Lazenby
mention he was hoping to get a trip off.) Lazenby immedi-
ately spoke to Steward Ebanks about what Riggs had heard,
and Ebanks "told me that all he did was tell the captain
what I told him . . . that I wanted a trip off." Lazenby
asked the steward to talk to the captain and get it straight-
ened out, but Ebanks said, "No, I am not going to say
anything to him . He has already sent it in." Lazenby asked
if he could talk to the captain about it and Ebanks said, "I
wouldn't if I was you." Following Ebanks' advice , Lazenby
said nothing further to the captain until the ship docked in
Pascagoula and Lazenby signed off. Captain Smith handed
him the leaving-service form which was marked, "Re-
signed." Lazenby protested that he had not quit , and re-
fused to sign the form . Smith responded, "Well, I don't give
a damn if you sign it or not. . . . I am tired of messing
around with you." Lazenby left the ship and went to Em-
ployment Agent Lewis' office the following morning. He
again denied quitting, but Lewis insisted that he had. (The
Company concedes that Captain Smith terminated Lazen-
by.)
According to this account, which I credit after weighing
all the evidence, Lazenby first asked his immediate supervi-
sor, Steward Ebanks, for a trip off, and then talked to Cap-
tain Smith, who agreed to permit it. Then when Lazenby
learned that the ship had radioed the office that Lazenby
had quit, Lazenby requested Ebanks to straighten out the
matter. Ebanks, who on the same return trip had warned
Lazenby about "mouthing that SIU around the ship," not
only refused, but advised Lazenby not to talk to the captain
about it. This evidence suggests that Smith, within the
knowledge of Ebanks, had decided to terminate this enthu-
siastic SIU supporter, after first agreeing to permit him to
take a trip off.
In its brief, the Company contends that Lazenby intend-
ed to quit but, "apparently for some reason of his own,"
changed his mind. Even if this had happened, Captain
Smith's explanation at the trial for not permitting Lazenby
to change his mind suggests a discriminatory motivation
for terminating Lazenby, as discussed later.
But Captain Smith's account of what happened was dis-
proved by other company witnesses. He testified that, at
breakfast the morning after the ship arrived in Piney Point,
Lazenby "approached me and said he would have to quit
when we got back to Pascagoula." According to Smith, "a
couple of hours later," he used a pay telephone on the dock,
called Employment Agent Lewis, and "told him Lazenby
was quitting when he got back to Pascagoula, and that I
would need a replacement for him." On "the following
day," March 25, the ship sailed. Thus, according to this
testimony, Smith telephoned for a replacement from port on
March 24, the day before sailing. He positively testified that
while at sea, between Piney Point and Pascagoula, he was
not in touch with the home office by radio concerning Laz-
enby. Yet, both Employment Agent Lewis and Personnel
Director Barnes gave testimony disproving this. In general
agreement with messmen Lazenby and Riggs, Lewis testi-
fied that about March 26 or 27, when the ship was at sea,
he received the call for a replacement via "ship-to-shore
telephone." Likewise,
Barnes testified that the captain
called from sea, by radio-telephone, stating that Lazenby
was quitting and that a replacement was needed.
Captain Smith next testified that, about half way to Pas-
cagoula, Lazenby changed his mind and wanted a trip off
instead of wanting to quit. But Steward Ebanks gave contra-
dictory testimony. According to Smith, when the ship was
along the Florida coast, Ebanks "told me that Lazenby had
... decided that he wanted a trip off instead of quitting,"
and later the same day, Lazenby "told me much the same
thing." Ebanks, on the other hand, testified that Lazenby
came to him, stated that Captain Smith had misunderstood
him, and wanted Ebanks to get it straightened out with the
captain: "that he didn't mean to quit but wanted to take a
trip off." (Ebanks finally gave this testimony, after being
shown his pretrial affidavit. Originally, he testified that he
had had only one conversation with Lazenby about leaving
the ship, and that was in Piney Point on March 24-the same
date Captain Smith claimed Lazenby gave notice of quit-
ting.)
Thus, instead of admitting what actually happened (that
Captain Smith sent the message by radio from sea that
Lazenby was quitting-as revealed by company witnesses,
Lewis and Barnes, and by the General Counsel's witnesses,
Lazenby and Riggs), Smith denied sending any radio mes-
sages at sea concerning Lazenby and claimed that he tele-
phoned from the dock in Piney Point, days earlier. Then
instead of admitting that while at sea Lazenby was asking
for Ebanks' help in straightening out a misunderstanding
(about wanting a trip off and not quitting-as revealed by
Ebanks as well as Lazenby), Smith claimed that Ebanks
reported to him that Lazenby changed his mind. I discredit
the testimony that Lazenby quit, and that Smith so notified
436
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the home office from the dock in Piney Point, and also the
testimony that Lazenby later changed his mind After
weighing all the evidence, I draw the inference that this
incorrect testimony was given to conceal Captain Smith's
discriminatory decision to terminate Lazenby when he per-
sisted in his enthusiastic support of the SIU despite Ebanks'
warning to him about "mouthing that SIU around the ship."
Moreover, even if Lazenby had given notice of quitting
in Piney Point and had later changed his mind, Captain
Smith's stated reason for not permitting Lazenby to take a
trip off was clearly pretextual. When asked why he insisted
that Lazenby had to get off the vessel, Smith answered, "I
had his replacement ordered already and they had more
than likely hired a man to replace him." This was obviously
not the real reason, because a replacement would be needed,
regardless of whether Lazenby was taking a trip off or quit-
ting. (Smith had not checked to determine if a replacement
was available. Employment Agent Lewis, who hired a re-
placement on March 28 or 29, testified that he would have
assigned the replacement somewhere else if not needed on
that ship.) Both Smith and Ebanks impressed me as being
less than candid, and I discredit their denials that they were
unaware of Lazenby's SIU support. I also discredit, as un-
trustworthy, the contradictory testimony of two SISA wit-
nesses, cook Vincent Martin and boatswain Marvin Reed,
regarding what Lazenby said about leaving the ship. Martin
testified that he heard Lazenby say, in front of Reed, that
Lazenby was going to quit (but nothing about a trip off),
and Reed testified that he heard Lazenby say only that he
was getting off, not that he was quitting. It would seem quite
unlikely that they heard Lazenby talk about leaving the ship
without hearing him say anything, at least during the latter
part of the trip, about merely wanting a trip off.
Accordingly I find that whether or not Lazenby ever
mentioned quitting, the Company discriminatorily dis-
charged him because of his SIU support, in violation of
Section 8(a)(3) of the Act.
2. Randolph Svendsen
On April 10, messman Randolph Svendsen was 5 or 10
minutes late returning from shore to set the table and serve
the noon meal, and he was discharged. (Many of the crew
members were ashore, and there was only one table for
Svendsen to set.) The General Counsel contends that
Svendsen's immediate supervisor, Relief Steward Scott
Clark, had learned about Svendsen's SIU support and had
"resolved to get rid of him when the first circumstance
which could serve as a pretext was presented." The Compa-
ny contends that Svendsen was terminated "for being late
for the performance of this duties."
Steward Clark (who had relieved the regular steward
about a week after Svendsen came aboard the SS Colorado
on February 23) adnuttedly recommended to Relief Cap-
tain Levi Rollins that Svendsen be discharged (purportedly
for "Unsatisfactory work & always late," as stated on the
leaving-service form). Rollins admitted never having before
terminated a messman under such circumstances or for un-
satisfactory work, and testified that Clark, who has sailed as
"relief steward possibly a year and a half," never recom-
mended that anybody else be fired. (Rollins also admitted
that there was no difference between Clark's and the regular
steward's direction of the work of the messmen.)
Although Clark was the immediate supervisor over the
steward's department, he was taking an active part in the
effort to keep out the SIU. As previously found, he had
participated in the April 4 SISA meeting (less than a week
earlier), telling one messman to attend, writing the notice on
the board, talking at the meeting against an outside union,
answering questions asked at the meeting, and signing the
anti-SIU petition. At that meeting, Svendsen asked "what
would happen if we signed this petition and somebody did
sign an SIU pledge card," and Clark "said he would get in
a lot of trouble with" the NLRB. The ship was then at sea,
on the way from Houston to Tampa.
About a day later, as messman Svendsen credibly testi-
fied, he was in messman Maurice Oliver's room, telling
Oliver "I signed a pledge card and that I was representing
the SIU." Just as he said this, he saw Oliver staring at the
door, and heard somebody clear his throat. It was Scott
Clark, who "just told me I was late for work, I ought to go
down and set my table." (I credit this testimony, although
Oliver did not recall it. Oliver testified that Clark was his
immediate superior and his "boss.") Although denying that
he knew Svendsen was supporting the SIU, Clark testified
that he "sure did" get the impression that Svendsen was
opposed to the SISA because he overheard Svendsen say he
was forced to sign the April 4 petition.
Svendsen credibly testified that before this, he and Stew-
ard Clark "got along fine, never had any trouble." He had
overslept on several occasions, but Clark had never said
anything to him about it. "I was never late coming back
from shore. It was just when we were out at sea. That is why
he never did say anything because he knew where I was at."
But after this, Clark "was always nagging at me, always on
my back."
On April 10, at Norco, Louisiana, Svendsen received
Clark's permission to go ashore after breakfast, to return at
II o'clock. (He positively testified that Clark did not tell him
to be back at 10:30.) However upon returning, he could not
enter the first gate without a pass, and had to go around to
the second gate to get permission from the guards to enter.
He estimated that he arrived at the ship about 11:10 a.m.,
and proceeded to set the table. (He testified that he regularly
worked from 11 to 1 o'clock at the noon meal. The SISA
agreement provides for dinner, or lunch, to be served from
11:30 to 12:30, and Captain Rollins testified that lunch is
served at the same time at sea and in port.) Svendsen was
sent to the captain's office, where Captain Rollins said that
Clark wanted him dismissed. When Svendsen said the stat-
ed reason on the leaving-service form, "Unsatisfactory work
& always late," was incorrect, Rollins said, "Well, if you
want your money so you can get home you have to sign this
paper." He signed it. (Rollins denied that Svendsen ques-
tioned the discharge, and testified that Svendsen merely
said, "Well, you can't win them all.")
As the evidence by the defense witnesses developed, it
turned out that in Tampa, following the April 4 petition-
signing meeting, Steward Clark had talked to Captain Rol-
lins about Svendsen being late and "oversleeping quite of-
ten." Rollins testified, "I merely stated that we would give
the boy another chance," and told Clark to talk to him. "We
SABINE TOWING & TRANSPORTATION CO.
just discussed between us the possibility of letting him go
when we got in Norco." When asked if he told Clark to tell
Svendsen that he was getting one more chance, Rollins
conceded, "I don't believe I did." Then on April 10, after
Svendsen went ashore in the morning , Rollins told Clark,
"Well, if he is not here by 11:00 bring his overtime sheet up
and we will let him go." Clark, on the other hand, did not
admit this prearrangement to discharge Svendsen if he did
not return by 11 o'clock. Clark testified that he told Svend-
sen "to make sure to be back to set up his table, which we
start setting the table at 10:30. . . . 11:00 o'clock he wasn't
back. Five minutes after 11 :00 here he came back. And the
men had already started eating." Clark claimed that he went
to the captain and made a report, and the captain " told me
to give him his overtime."
The company and SISA witnesses gave widely conflicting
testimony about how often Svendsen had been late. At one
point, Clark testified that it was "Every other day or just
about every day." At another point he testified that if he did
not wake Svendsen up, "He would dust sleep right through
the meal." When asked how many times he slept through
the meal, he admitted, "He never did." Oiler Jerome Hart-
man (who gave the false testimony that he knew Clark had
not been at the April 4 meeting) testified that "quite a few
times" Svendsen did not show up at all for a meal : "about
three or four times, I guess." Pumper Gaylor testified that
"most of the times he wasn't on time," and that "At least
four times" the crew would have to get their own meals
because Svendsen was too late to serve. Gaylor also testi-
fied, "We always had trouble even having the place cleaned
up while he was even aboard and working," and that "He
was one of the worst" messman he had ever observed. The
presentation of such obviously exaggerated or fabricated
testimony did not add to
the
persuasiveness of the
Company's defense.
After weighing all the evidence, I find that Captain Rol-
lins' testimony reveals what actually happened in Tampa,
after Steward Clark learned that Svendsen represented the
SIU on the ship. Rollins and Clark "discussed between us
the possibility of letting him go when we got in Norco," but
decided to give him "one more chance"-without telling him
so. Later they decided to discharge Svendsen if he did not
return to the ship sharply at 11 o'clock, even though many
of the seamen were ashore and there was only one table to
set (I discredit Clark's and Rollins' testimony that Svend-
sen was due back at 10:30-a full hour before the contract
time for starting to serve the meal. Clark testified that the
messman could "clean up the mess, whatever had to be
done, and set the tables and get ready to serve" in 15 min-
utes. Moreover, I note that on cross-examination , messman
Oliver testified that after Svendsen's discharge, Clark told
Oliver why and said that Svendsen was "10 minutes
late"-not 40 minutes, as Svendsen would have been if he
had been due back at 10:30. I also discredit Clark's claim
that the 12 o'clock watch was already eating at 11:05.) Then,
when attempting to justify the discharge, the Company put
on evidence which, if true, would undoubtedly have caused
the Company to discharge Svendsen without arranging for
the 11 o'clock deadline, or at least to give him a last-chance
warning.
437
I find that the evidence clearly shows that the Company
discriminatonly discharged Svendsen because of his SIU
support in violation of Section 8(a)(3) of the Act.
3. Numa Juneau
The discharge of wiper Numa Juneau presents the curi-
ous situation, of the ship captain testifying that he notified
the personnel director by radio-telephone that Juneau was
being discharged and a replacement was needed, yet the
personnel director (as well as Juneau) believed that Juneau
was going on vacation , and did not learn about the dis-
charge until 2 weeks later.
As argued in the General Counsel's brief, Juneau was the
employee who had been identified (through negative an-
swers from employees Ikner, Ballard, and Ackerman) as the
one who "leaked" to the SIU's attorney the information,
alleged in the SIU's election objections , that Employment
Agent Lewis had showed the employees some employment
applications in his office (on May 9, as found above) and
had told the employees that SIU and NMU members would
not be employed."Thereafter, on board the SS Guadalupe,
Juneau's immediate supervisor (First Assistant Engineer
Miles Coleman) found some SIU literature which Juneau
had been carrying around in his pocket. The General Coun-
sel contends that the Company "knew that Juneau was not
only supporting the SIU, but was working closely with it in
an effort to get the election set aside," and that the Compa-
ny discriminatorily discharged him. The Company con-
tends that Juneau was discharged for cause.
The ship captain, Herman Buffington, who claimed that
he discharged Juneau in Carville , Louisiana, on July 23 (3
weeks after the SIU objections were filed), testified that he
talked to Personnel Director Barnes by radio-telephone and
told Barnes that he was terminating Juneau and needed a
replacement. However, when Barnes was called by the Gen-
eral Counsel on the last day of the trial, he testified that he
had no reason, "none at all," to suspect that Juneau was not
going on vacation until August 6, when he received through
the mail the ship's papers, including Juneau's leaving-ser-
vice form (Form 15). He then saw, as the "Reason for leav-
ing vessel," that "Vacation" had not been checked, but that
"Discharged" had been. He also noticed something which
he testified was unusual : the space after the instruction, "If
employees . . . was discharged give stated reason," was left
blank. He radioed Captain Buffington, asked why Juneau
was discharged, and received the reply that Juneau was
discharged for unsatisfactory service . Meanwhile, as admit-
ted by Barnes, Juneau had been given his vacation pay and
his transportation, to which Juneau would not have been
entitled if he had been discharged . The Company offers no
explanation for the direct conflict between Buffington's and
Barnes' testimony, over whether Buffington radioed Barnes
at the time that Juneau was being discharged . (Evidently
Employment Agent Lewis was on vacation at the time. He
did not testify about this matter .) Barnes' testimony tends
to corroborate Juneau's account of what happened.
Juneau testified that he had been working over 120 days,
438
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
from March 8 until July 23; that Captain Buffington grant-
ed his request for a vacation ; and that the ship's radioman
had gotten in touch with his wife by radio, "and I talked to
her like on the telephone ," to arrange for her to meet him
in Carville. (The radioman did not testify.) After docking,
the captain handed him the leaving-service form, which had
none of reasons for leaving vessel checked. "I asked him
could I draw my travel pay and go on to the office and get
my vacation check, and he said, `Yes, go ahead,' because my
wife was waiting for me out on the pier, and I was in a hurry.
And I signed it and left" after being paid $30 in cash ("a
twenty and a ten," the "only money that I had because I was
perfectly broke at the time") for transportation from Car-
ville to Port Arthur (about 200 miles).
It is undisputed that the following week, about July 26 or
27, Juneau passed the test and received his fireman -water-
tender ticket. He showed the new endorsement to Personnel
Director Barnes, who said , "maybe you can relieve Smitty"
(Guadalupe
fireman-watertender
Earl
Smith).
"I
told
him that maybe later because I had just got off on vacation
and I wanted . . . to stay home with the wife and baby for
a while." Later, when Juneau offered to relieve Smith for a
vacation, Barnes told Juneau that he had been fircd. It is
also undisputed that at the conclusion of this conversation,
Barnes commented to Juneau, "You can't do nothing without
the Company finding out about it." (Emphasis supplied.)
Captain Buffington testified that on July 23, "I called him
to my office . . . and told him at that time that his services
was being terminated." Although so testifying, he also
claimed that, on the day before, "I called him to my office
and informed him that he would be discharged ." (This is not
mentioned in his pretrial affidavit.) As already indicated,
Buffington testified that he also radioed Personnel Director
Barnes that he was terminating Juneau , but Barnes' testimo-
ny later revealed that this was not true . Buffington denied
giving Juneau any transportation pay, but failed to produce
any record of the cash payments he made to employees for
transportation.
Even apart from the fact that Juneau impressed me as an
honest, forthright witness (as indicated above), I cannot
believe that he would have pretended to be on vacation, and
have taken the actions he did, if he had in fact been dis-
charged before leaving the ship . It seems inconceivable that
he would have shown his new fireman -watertender endorse-
ment to Personnel Director Barnes, and later offered to
relieve the fireman on the same ship , if he had known he had
been discharged . On the other hand it is clear , from Person-
nel Director Barnes' credible testimony , that Captain Buff-
ington falsely claimed that he had radioed Barnes at the
time that Juneau was being discharged.
Accordingly I find that Juneau was given his vacation on
July 23, and that at some later time , Captain Buffington
checked the word "Discharged" on the leaving-service
form.
Concerning the purported circumstances of the dis-
charge, the defense witnesses gave much conflicting, shift-
ing testimony . Captain Buffington testified that Juneau was
"just useless in general ," whereas Juneau's immediate su-
pervisor, Assistant Engineer Coleman , at one point admitt-
ed that Juneau's work performance was "generally pretty
good." Chief Engineer Spencer Owen testified that Coleman
"actually made the decision" to discharge Juneau "after
discussing it with me"; whereas Captain Buffington finally
revealed that he had been personally observing Juneau for
weeks, and had repeatedly talked to both Owen and Cole-
man concerning complaints about Juneau , telling them to
try to straighten him out, and checking to see if Juneau had
straightened out. On the other hand , Coleman testified that
he made his recommendations of discharge to Owen, that
he presumed Owen talked to the captain about it, and that
the only thing that Captain Buffington said about it to
Coleman was that the captain "would inform Juneau that
he would be terminated when we got in port ." (I note that
Owen testified he was a member of SISA .) Buffington gave
conflicting testimony about whether he personally talked to
Juneau before informing him of his discharge . Concerning
warnings, Coleman at one point testified that he warned
Juneau of discharge "Three or four times" (none of them
mentioned in his pretrial affidavit). Later when asked the
total number of times he talked to Juneau , with or without
warnings, concerning job performance, failure to be on
time, or any displeasure with his work, he estimated, "Three
or four times." (Coleman denied having any discussion with
Juneau about going on vacation, whereas Juneau testified
that he talked to Coleman about it , and the SISA witness,
wiper Ackerman , testified that Juneau "told me he was
leaving for his vacation.") When Coleman was asked by
company counsel why Juneau was discharged, he answered
(as paraphrased in the Company 's brief), "Juneau was dis-
charged for not being at work on time and for talking too
much to the firemen when he should have been working."
(Juneau admitted that Coleman warned him twice about
talking to the firemen , but never about not reporting to
work on time . Concerning overstaying breaks, Juneau testi-
fied that he did not have a wrist watch , and often took his
breaks late.) Chief Engineer Owen testified that Juneau
could do the jobs assigned to him, and that he knew Juneau
was preparing to take the test for fireman-watertender.
All three of the witnesses , Buffington, Owen, and Cole-
man, appeared to be attempting to build a case against
Juneau, instead of factually reporting what had happened.
After hearing all the testimony, I am convinced that Juneau
was a good employee, who was ambitious and studying to
advance himself, but that these company witnesses belated-
ly seized upon, magnified, and misrepresented his relatively
minor shortcomings in an effort to justify his discriminatory
discharge. (I agree with the General Counsel that the mul-
tiplicity of purported warnings of discharge was fabricated.)
Although Owen claimed that Coleman actually made the
discharge decision, I find that Captain Buffington had been
personally observing Juneau for weeks, seeking a pretext for
discharging him. (I discredit his denial of knowledge of
Juneau's SIU support.) Whether Buffington discharged Ju-
neau before or after he left the ship, I discredit the stated
reasons for the discharge and I find that the real reason was
Buffington's decision to get rid of this SIU supporter who
had supplied the SIU attorney with some information for
the election objections filed about 3 weeks earlier.
Accordingly, I find that the Company discharged Juneau
because of his SIU support , in violation of Section 8(a)(3)
of the Act.
SABINE TOWING & TRANSPORTATION CO.
4. Proposed deferral
At the trial, the Company moved to dismiss the allega-
tions in the complaint that employees Lazenby , Svendsen,
and Juneau were discriminatorily discharged, asserting that
under the ruling in Collyer Insulated Wire, 192 NLRB 837
(1971), the Board should defer to the available grievance
and arbitration procedure under the SISA agreement. I de-
nied the motion.
Now in its brief, the Company moves to dismiss the alle-
gations concerning Lazenby "because it was shown that
Lazenby knew he could have arbitrated his discharge and
did not see any use to pursue it after the President of the
SISA had interceded for him." Lazenby did testify that he
orally appealed to SISA President Peewee Clark when the
Company was contending that Lazenby had quit, and that
Clark told Employment Agent Lewis "that I didn't quit, that
I had asked for a trip off." Then Lewis put Lazenby's name
at the bottom of a waiting list, of about 17 or 18 names, and
never called him. (Now the Company concedes that Lazen-
by was terminated.)
It is obvious what Lazenby meant by the answer, "What
was the use?" when asked why he did not file a grievance.
He believed he was being discharged during the organizing
campaign for supporting an outside union, and opposing
SISA. As held in Kansas Meat Packers, 198 NLRB No. 2
(1972), the Board does not defer to arbitration where the
facts and circumstances establish an apparent antagonism
between the interests of the alleged discriminatee on the one
hand and both parties to the collective -bargaining agree-
ment on the other . I therefore-apart from other consider-
ation-deny the motion.
III REPRESENTATION PROCEEDING
A. SIU Objections
1. Discriminatory discharge
The election petition was filed on April 2. On April 10,
as found above, the Company discriminatonly discharged
the SIU supporter, messman Svendsen, when he was 5 or 10
minutes late returning to the SS Colorado to set the table for
lunch . Meanwhile, on April 4, Svendsen has asked in a
shipboard SISA meeting (at which his immediate supervi-
sor, Relief Steward Clark , was urging the crew to sign an
anti-SIU petition) what would happen "if we signed this
petition and somebody did sign an SIU pledge card."
Thereafter, the steward overheard Svendsen tell another
messman that Svendsen had signed a pledge card and was
representing the SIU, and later recommended his discharge.
In agreement with the SIU , I find that Svendsen's discri-
minatory discharge, under these circumstances, interfered
with the employees' free choice of representation . I there-
fore sustain SIU's Objection 1.
2. Campaigning for anti-SIU petition
As found, Relief Steward Scott Clark took an active part
in calling and conducting a special SISA meeting on the SS
Colorado on April 4, to encourage the crewmen to sign an
439
anti-SIU petition, confirming the crew's membership in
SISA and opposing "interference from any outside mari-
time unions." At the time and for weeks before, Clark was
the immediate supervisor over the steward's department,
responsibly directing the work and possessing the authority
(which he later exercised) of effectively recommending dis-
charge.
While serving in that supervisory capacity, he told one
messman to attend the meeting ; wrote the notice of the
meeting on the bulletin board ; talked in the meeting against
any outside union; answered questions which were asked;
and signed the petition himself . Not only was this supervisor
taking this active part in the anti-SIU campaign, but the
Company's further participation was indicated to the em-
ployees by the typing of the petition by the radioman (a
member of the licensed personnel). Clark himself testified
that a copy of the petition was sent to each of the other ships
as a suggestion that "if they didn't want an election, to do
the same thing. . . . Maybe we could avoid it by each ship
sending a copy" to the NLRB.
SIU's Objection 13 alleges that supervisors "carried on an
active campaign among the captive crews" of the ships. I
find that this conduct by Supervisor Clark (found above to
be an unlawful interference with the employees' organiza-
tional rights) interfered with the employees ' free choice of
representation, and I sustain Objection 13 to that extent.
3. Threat of job loss
As found, Employment Agent James Lewis went on
board the SS Trinity on June 2, and after explaining to wiper
Keith Swearingen why a vacation relief was not available,
he repeated the SISA key campaign contention about job
tenure. (Concerning a relief, Lewis "said that they .. .
couldn't find any wipers right now because . . . they were
having to check everyone out . . . make sure that they
weren't getting any SIU men aboard ship . . . because of
this election. They didn't want to have any SIU instigators
... aboard ship.") Lewis then "told me that I would be
better off staying with the Independent Union than with the
Seafarers International Union because the SIU were just
trying to get the ships and not the men, that I would be lost
with them. I wouldn't have a job. . . . He said I had a
permanent job with Sabine as long as I wanted it , and with
the SIU I wouldn't have that." (Although called as a wit-
ness, Lewis was not questioned about this conversation.)
In Objection 13, the SIU alleged in part that company
supervisors and officials were threatening the firing of em-
ployees if they voted for the SIU, making false charges as
to the SIU and its motives in seeking bargaining rights, and
abetting and approving such activities on the part of SISA.
It is one thing for the incumbent SISA to be predicting
the loss of jobs if the SIU won the election . That was a
matter of opinion, disputed by the SIU. I find it quite anoth-
er thing, however, for the Company to be making such a
warning to the employees . Here the statement was made by
the Company's employment agent, to whom all the crew-
men looked for hiring and continued employment. In un-
equivocal language, Lewis was saying that if the employees
voted SISA, Swearingen would have "a permanent job"
with the Company "as long as I wanted it," but that if they
440
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
voted for the SIU, "I wouldn't have a job." This was not a
prediction of something beyond the Company's control.
The employee would not be losing his job, in the event of
an SIU victory, unless the Company terminated him. And
Employment Agent Lewis obviously was in a position to
know whether or not he would be terminated.
I find that Lewis' warning to wiper Swearingen, of the loss
of permanent employment if the SIU won, not only consti-
tuted a threat of termination, but is the type of threat which
would most interfere with the employees' exercise of a free
and untrammeled choice in the election . I therefore sustain
Objection 13 to this extent. (The objections did not specifi-
cally allege Lewis' other statements to Swearingen.)
4. Threat not to hire
As previously found, Employment Agent Lewis, in viola-
tion of Section 8(a)(1), told three crewmen from the SS
Guadalupe and one from the SS Colorado, in Lewis' office
on May 9, that he would not hire the persons whose applica-
tions he showed them because they had been working for
SIU of NMU companies (indicating membership in those
unions), and that he did not "want them in the company
union" or "taking up our jobs." I sustain SIU's Objection
10 to the extent that it alleges this threat not to hire SIU and
NMU applicants, and find that the threat interfered with
the employees' free choice in the election.
5 Newspaper article
On April 12, an article appeared in the Houston Post (a
daily newspaper with a wide circulation), entitled "For 2
seamen it's long wait between ships." The four-column arti-
cle included a photograph of a man standing in front of the
SIU hall in Houston. Although not indicated in the article,
the photograph was taken on a holiday, when the hall was
closed. Under the picture was written, "Men wait ... and
wait . . . and wait." The article described the long waiting
of two Class C men-i.e., persons with the lowest priority
for referrals. SISA admittedly distributed this clipping with
its campaign literature.
The SIU alleged in Objection 3, without proof, that the
Company instigated the article, and in Objection 4 that the
article "created an atmosphere ... which made it impossi-
ble for a fair and free election ," because it gave a false
picture that the SIU was not able to find employment for
its members. SISA contends that its "use of the article was
part of the open, free wheeling uninhibited political debate
that is so desirable in any election process," and that "Noth-
ing in the factual context of this case indicates that the crew
members could not critically evaluate the article and make
an informed decision based on all materials available."
I find that even if the newspaper article created a false
impression, it appeared about 2 months before the election,
in sufficient time for the SIU to answer. I overrule Objec-
tions 3 and 4.
6. Denial of access to ships
The SIU alleges in Objection 5 that the Company's denial
of access by SIU representatives to employees on board the
ships placed the SIU in an unfair and unequal position and
caused it to lose the election . However, having found that
the General Counsel has failed to prove that the Company's
denial of access deprived the SIU nonemployee organizers
a reasonable opportunity to communicate their message to
the crewmen, I overrule the objection.
The other objections either being redundant or unproved,
I also overrule them.
B. Concluding Findings
Having found that during the critical period between the
filing of the petition and the holding of the election, the
Company engaged in serious misconduct which interfered
with the employees' exercise of a free and untrammeled
choice of representation, I find that the election must be set
aside and a new election held.
CONCLUSIONS OF LAW
1. By discharging John Lazenby on March 30, Randolph
Svendsen on April 10, and Numa Juneau on August 15
because of their support of the SIU, the Company engaged
in unfair labor practices affecting commerce within the
meaning of Section 8(a)(3) and (1) and Section 2(6) and (7)
of the Act.
2 By soliciting employees to sign an anti-SIU petition, by
warning an employee of serious bodily harm if he kept
"mouthing that SIU around this ship," by telling employees
that it would not hire job applicants with previous SIU and
NMU affiliations, and by telling another employee that it
had to screen out SIU applicants from employment, the
Company violated Section 8(a)(1) of the Act.
3. The General Counsel failed to prove that the
Company's denial of access to its ships deprived the SIU
nonemployees a reasonable opportunity to communicate
their message to the crewmen.
REMEDY
Having found that the Respondent has engaged in certain
unfair labor practices, I find it necessary to order the Re-
spondent to cease and desist therefrom and to take certain
affirmative action designed to effectuate the policies of the
Act.
The Respondent having discriminatorily discharged three
employees, I find it necessary to order the Respondent to
offer them full reinstatement, with backpay computed on a
quarterly basis plus interest at 6 percent per annum as pre-
scribed in F. W. Woolworth Company, 90 NLRB 289 (1950),
and Isis Plumbing & Heating Co., 138 NLRB 716 (1962),
from date of discharge to date reinstatement is offered.
I deny the SIU's motion for a bargaining order , as being
inappropriate in view of the findings made herein.
Upon the foregoing findings of fact and conclusions of
law, upon the entire record, and pursuant to Section 10(c)
of the Act, I hereby issue the following recommended:
SABINE TOWING & TRANSPORTATION CO.
440a
ORDER'
Respondent, Sabine Towing & Transportation Co., Inc.,
its officers, agents, successors, and assigns, shall:
1. Cease and desist from:
(a) Discharging or otherwise discriminating against any
employee for supporting the Seafarers International Union,
AFL-CIO, or any other union.
(b) Soliciting employees to sign an antiunion petition.
(c) Warning any employee of bodily harm for supporting
a union.
(d) Telling employees that it will not hire SIU or other
union applicants.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their
rights under Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act:
(a) Offer Numa Louis Juneau, Jr., John E. Lazenby, and
Randolph S. Svendsen immediate and full reinstatement to
their formerjobs or, if theirjobs no longer exist, to substan-
tially equivalent positions, without prejudice to their senior-
ity or other rights and privileges, and make them whole for
their lost earnings in the manner set forth in the section of
this Decision entitled "Remedy."
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all payroll
records, social security payment records, timecards, person-
nel records and reports, and all records necessary to analyze
the amount of backpay due under the terms of this Order.
(c) Post at its employment office in Port Arthur, Texas,
and on each of its tankers, copies of the attached notice
marked "Appendix." 4 Copies of the notice, on forms pro-
vided by the Regional Director for Region 23, after being
duly signed by Respondent's authorized representative,
shall be posted by the Respondent immediately upon re-
ceipt thereof, and be maintained for 60 consecutive days
thereafter, in conspicuous places, including all places where
notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other
material.
(d) Notify the Regional Director, in writing, within 20
days from the date of this Order, what steps the Respondent
has taken to comply herewith.
IT IS ALSO ORDERED that the complaint be dismissed insofar
as it alleges violations of the Act not specifically found.
IT IS FURTHER ORDERED that the election held in Case 23-
RC-3606 in June 1971 be set aside, that the case be remand-
ed to the Regional Director, and that a new election shall
be conducted when the Regional Director deems the cir-
cumstances permit a free choice by the employees.
3 In the event no exceptions are filed as provided by Sec 102 46 of the
Rules and Regulations of the National Labor Relations Board , the findings,
conclusions, and recommended Order herein shall, as provided in Sec. 102.48
of the Rules and Regulations , be adopted by the Board and become its
findings, conclusions , and order, and all objections thereto shall be deemed
waived for all purposes
4 In the event the Board's Order is enforced by a Judgment of the United
States Court of Appeals, the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall be changed to read "Posted
Pursuant to a Judgment of the United States Court of Appeals enforcing an
Order of the National Labor Relations Board "