207 NLRB 163
Western Tug and Barge Corp.
WESTERN TUG AND BARGE CORP.
163
Western Tug and Barge Corporation and Claude C.
Bailey, Jr. Case 20-CA-7892
November 9, 1973
DECISION AND ORDER
By CHAumAN MILLER AND MEMBERS
KENNEDY AND PENELLO
On April 23, 1973, Administrative Law Judge
Richard J. Boyce issued the attached Decision in this
proceeding. Thereafter, General Counsel filed excep-
tions and a supporting brief, and the Respondent
filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and
briefs, and has decided to affirm the rulings, findings,
and conclusions of the Administrative Law Judge
and to adopt his recommended Order.'
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the complaint be, and it hereby is,
dismissed in its entirety.
1 In excepting to the dismissal of the complaint by the Administrative
Law Judge, the General Counsel contends, inter alia, that the burden of
proof was on Respondent to establish that it had a legitimate business
reason for accelerating the hire of James Armstrong as a replacement for
one of its masters that was going to retire as of January 1, 1973. We do not
agree. The burden of establishing every element of a violation under the Act
is on the General Counsel In this case, we find that he had failed to meet
that burden. The General Counsel does not contend, that Respondent
decided to hire Armstrong' in order to deprive Bailey, the alleged
discnminatee, of casual work and to make good Vice President Williams'
threat that Bailey would no longer work for Respondent if he had signed a
card for the IBU. The fact that Respondent hired Armstrong 4 days after
this threat cannot establish a prima facie case of unlawful motivation, when
the fact is that Respondent continued to utilize Bailey's services to a greater
extent than those of any other casual employee, and indeed, of the total of
all other casuals. In these circumstances it was not for Respondent to come
forward
with evidence that it had valid business reasons for hiring
Armstrong when it did. Accordingly, we affirm the decision of the
Administrative Law Judge to dismiss the complaint.
DECISION
STATEMENT OF THE CASE
RICHARD J. BOYCE, Administrative Law Judge : This case
was tried before me in San Francisco, California, on
March 15, 1972. The charge was filed November 2, 1972,
by Claude C.
Bailey,
Jr.,
herein called Bailey. The
complaint issued December 12, 1972, alleging that Western
Tug and Barge Corporation, herein called Respondent,
violated Section 8(a)(1) and (3) of the National Labor
Relations Act, as amended.
Issues
The issues are whether Respondent withheld available
employment from Bailey in and after August 1972; and, if
so, whether that withholding was motivated by Bailey's
support of the Inland Boatman's Union, herein called IBU,
thereby violating Section 8(a)(3) and (1) of the Act.'
The parties were given full opportunity at the trial to
participate, to introduce relevant evidence, to examine and
cross-examine witnesses, and to argue orally. Briefs, which
have been carefully considered, subsequently were filed for
the General Counsel and Respondent.
Upon the entire record in the case, and from my
observation of the witnesses and their demeanor, I make
the following:
FINDINGS OF FACT
1. THE BUSINESS OF RESPONDENT
Respondent is a California corporation with a place of
business in Richmond, California, from which it is engaged
in providing tugboat services in San Francisco Bay and
adjacent waters. During the year immediately preceding
issuance of the complaint, a representative period , Respon-
dent performed tugboat services valued in excess of
$50,000 for Standard Oil of California, Santa Fe -Pomeroy,
Inc., Ideal Cement Co., Pacific-Hawaiian Lines, and Peter
Kiewit Sons' Co., each of which annually engages in
business satisfying the Board's direct inflow and outflow
standards.
Respondent is an employer within the meaning of
Section 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATIONS INVOLVED
The parties stipulated, and I find, that the IBU and
Masters, Mates & Pilots Union, Local No. 17, herein called
MM&P, both are labor organizations within the meaning
of Section 2(5) of the Act.
1 Respondent, in its answer, asserted the affirmative defense that the
issues herein should be resolved by arbitration under the doctrine of Collyer
Insulated Wire, 192 NLRB 837. This defense was withdrawn at the close of
the trial on the stated ground that there is no apparent issue of contract
interpretation. For that reason, and because the theory of the General
Counsel's case is that Respondent discriminated against Bailey for
supporting a labor organization in opposition to the union-party to the
grievance/arbitration agreement, I conclude that it would be improper to
invoke the Collyer doctrine in this case. Cf. Kansas Meat Packers. 198
NLRB No. 2
207 NLRB No. 28
164
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
III. THE ALLEGED UNFAIR LABOR PRACTICES
A.
Facts
Respondent, during the period in question, had three
tugboats, not all of which always were in use. The crew on
each boat consisted of two persons-an operator (or
master) and a deckhand (or mate). Respondent' s normal
complement of regular, full-time crew personnel was
five-three operators, one combination operator/deck-
hand, and one deckhand. The operators sometimes did
deckhand s work.
Thus, when all three boats were in operation, Respon-
dent normally found it necessary to hire an additional
deckhand on a casual basis to provide the requisite two-
man crew for each boat. Bailey, characterized by Reese
Williams, Respondent's vice president and general manag-
er, as Respondent's "number one casual," commonly was
the first person sought when this situation arose.2 Bailey
first worked for Respondent in early 1971, one day as a
deckhand. He next worked for Respondent, again as a
deckhand, on New Year's Day 1972. Thereafter, to the
time of trial, he worked for Respondent as a deckhand, on
a casual basis supplementing the regular employees, these
months and hours:
April 1972-104 hours
May 1972-100 hours
June 1972-220 1 /2 hours
July 1972-117 1/2 hours
August 1972-34 1/2 hours
Sept.
1972-44 hours
Oct.
1972-17 hours
Nov. 1972-0 hours
Dec. 1972-8 1 /2 hours
January 1973-122 hours3
February 1973-0 hours
March 1973-0 hours
Although Bailey was and is considered Respondent's
"number one casual," there apparently has been no clear
practice or understanding that he always be given "first
refusal" when Respondent needs a casual. Bailey testified
of sometimes checking with Respondent about the availa-
bility of work and of an awareness that Respondent
sometimes used other casuals. This suggests that he felt
some need to take the initiative to assure that he, rather
than another casual, be hired. Consistent with this, Vice
President Williams indicated in his testimony that, when a
2 Bailey did not restrict his employment to Respondent. He worked
substantial numbers of hours for other tugboat companies during the period
of the alleged discrimination
3 According to Vice President Williams, Bailey could have worked all the
hours he wanted in January 1973 in the cleanup of an oil spill in the
Oakland Estuary.
4 Williams also testified that Respondent may have tried, unsuccessfully,
to call Bailey before hiring other casuals during the period of alleged
discrimination. This testimony was so, vague and imprecise as to qualify as
little more than speculation. There is no convincing evidence that, other
than in December 1972 when Bailey- declined work because of illness,
Respondent tried during this period to call him before hiring other casuals.
5 During the investigation of the charge, Vice President Williams signed
casual was needed quickly for a short job, Respondent
sometimes called casuals other than Bailey?
Roughly coincident with Respondent's allegedly discrim-
inatory reduction in use of Bailey, two developments
reduced its need for casuals generally. The first was a
marked business downturn, beginning in July 1972 and
continuing through December.5 This meant that the three
boats were in simultaneous use less often. The second
development was the hire, in late September 1972, of an
additional regular employee, James Armstrong. Armstrong
was hired in anticipation of the January 1973 retirement of
one Migliore, an operator- This meant that, from late
September until Migliore's departure, Respondent had six
regular, full-time employees for crewing purposes-enough
in ordinary circumstances to man the three boats without
resort to casuals.6 The total hours worked for Respondent
by all casuals other than Bailey during the period of
August 1972 to the time of trial were:
August 1972-0 hours
September 1972-5 hours
October 1972-0 hours
November 1972-5-1/2 hours
December 1972-12-1/2 hours
January 1973-557-1/2 hours
February 1973-0 hours
March 1973-0 hours
At all relevant times, a collective-bargaining agreement
existed between Respondent and MM&P covering Res-
pondent's operators and deckhands, both regular and
casual. On May 18, 1972, Bailey signed a "pledge card" in
support of IBU. On September 1, 1972, IBU filed with the
NLRB's San Francisco Regional Office a petition for
election among those employees of Respondent covered by
the MM&P agreement.? IBU has picketed Respondent's
premises from time to time.
After the filing of the IBU petition, according to Bailey's
credible and unrefuted testimony, he had the following
conversations
with Marion Loehr, a tug captain for
Respondent, and a supervisor and agent within the
meaning of the Act:
(a) On or about September 6, 1972, Loehr telephoned
Bailey and asked if he had signed an IBU card. Bailey
replied that he had not, to which Loehr responded that he
would obtain an MM&P membership application for
Bailey if Bailey were interested.
(b) Sometime between September 24 and 28, 1972, in the
office and presence of Vice President Williams, Bailey
asked Loehr if he had any MM&P cards. Loehr ascer-
a statement for the NLRB in December 1972 in which he expressed the
opinion that business had been up in September 1972. At the trial, however,
Respondent introduced a graph, based upon business records, which depicts
a substantial downturn . General Counsel did not object to the offer of this
exhibit. I find the graph to be the more probative.
6 Respondent learned of Migliore's intention to retire in June or July
1972. Armstrong submitted an employment application to Respondent on
August 8, 1972. The General Counsel does not contend that Respondent
violated the Act in hiring Armstrong, rather than Bailey, to replace
Migliore.
7 Administrative notice is taken that this petition was dismissed as
untimely because of the existing MM&P agreement on September 21, 1972.
WESTERN TUG AND BARGE CORP.
165
tained that he did not, but told Bailey he would attempt to
obtain some.8
Bailey also testified to a telephone conversation with
Williams on or about September 24, 1972, when he called
in to check about work. According to Bailey, Williams said
that there might be work the following Tuesday, then said
he had heard a rumor that Bailey had signed an IBU card
and asked if that were true. Bailey "didn't answer him yes
or no." Williams said he would be disappointed if Bailey
had signed, adding that Bailey would no longer work for
Respondent if he had.9
B.
Analysis and Concluding Findings
The General Counsel contends that the reduction in
hours suffered by Bailey beginning in August 1972,
coupled with his having signed an IBU card, the filing of
the IBU petition, and Williams' statement that Bailey
would no longer work for Respondent if he had signed an
IBU card, compel the inference that Respondent purpose-
fully withheld work from Bailey because of his pro-IBU
sympathies.'°
It is apparent that the realization of a six-man regular
complement through the hire of Armstrong in late
September 1972, and the business downturn from July
through December, largely obviated the need for casuals.
The business downturn plainly was not contrived to reduce
job opportunity for Bailey. This leaves two arguable bases
for violation: that Respondent accelerated its hire of
Armstrong to reduce the need for Bailey; and that
Respondent, when it did need casuals, used others than
Bailey without first attempting to call him.
The timing of Armstrong's hire is suspicious, coming
within about 4 days after Williams' conditional resolve to
deny work to Bailey yet about 3 months before Migliore's
retirement. To this, the General Counsel adds that the
record is devoid of evidence that Armstrong worked other
than as a deckhand during that time-work that for all the
record shows could have been done as well by Bailey. That
the record is silent whether Armstrong worked as an
operator during that period does not dictate the inference
that he did not. But even if it did, the General Counsel's
case would not be particularly strengthened. It would seem
not unnatural that a replacement operator would be hire._
before the departure of his predecessor and that, pending
the departure, he would work as a mate.
The question remains, however, whether discriminatory
motivation can be inferred from the 3-month overlap of
predecessor and replacement employees, as opposed to
some lesser period of time. Again the record is silent, but
Respondent easily could have had valid business reasons
for hiring Armstrong when it did, such as a concern that
further delay would imperil its chances of obtaining an
operator of his qualifications. To this end, it may have kept
Armstrong on the payroll the 3 months doing deckhand's
work exclusively, or doing little of either operator's or
deckhand's work; that is, more or less "on retainer." For,
although the record establishes that Armstrong did some
deckhandmg during this period, it is silent how much.
True, this is judicial conjecture. The point is, it carries
sufficient plausibility to disallow inferences adverse to
Respondent based on the 3-month overlap, absent eviden-
tiary context other than timing relative to
Williams'
statement.
I conclude, in other words, that it was General Counsel's
burden to show that Respondent did not have a valid
business purpose in hiring Armstrong when it did; not
Respondent's to show that it did. This General Counsel
failed to do. I, therefore, am unable to conclude that
Respondent timed its hire of Armstrong with a purpose to
discriminate against Bailey.
This leaves the other arguable basis for violation-that
Respondent discriminatorily used casuals other than
Bailey without first attempting to call him. Bailey had no
established right of "first refusal," so such bypassing of
itself would not bespeak an unlawful motive, unless of a
frequency inconsistent with past practice. A comparison of
hours worked by other casuals against those worked by
Bailey
during the period in question eliminates the
possibility that bypassing of such frequency occurred. To
the small extent that casuals other than Bailey did work,
the 12-1/2 hours in December likely are explainable by
Bailey's
being ill, and the 5 September and 5 1/2
November hours perhaps by Respondent's practice, on
jobs of short notice and duration, of hiring whatever casual
happened to be readily at hand. In any event, there simply
was not a sufficient incidence of bypassing to suggest a
discriminatory
pattern,
Williams' statement to Bailey
notwithstanding.
I conclude and find that Respondent did not withhold
work from Bailey in violation of Section 8(a)(1) and (3) of
the Act.
CONCLUSIONS OF LAW
1.
Western Tug and Barge Corporation is an employer
engaged in commerce, and in activities affecting com-
merce, within the meaning of Section 2(2), (6), and (7) of
the Act.
8 Williams in his tesumony described- Loehr as something of an
unofficial shop steward for MM&P.
9 Williams explicitly denied conditioning Bailey's future employment
upon not signing an IBU card. Based upon Bailey's persuasive demeanor on
the witness stand and the straightforward quality of his answers, as
compared with Williams' less convincing manner, occasional evasiveness,
and heavy reliance upon counsel's leading, I credit Bailey.
in The General Counsel did not allege and does not contend that
Respondent committed independent violations of Section 8(a)(I). Accord-
ingly, I make no findings with regard to the statements made to Bailey by
Williams and Loehr
166
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
2.
Inland Boatman's Union is a labor organization
within the meaning of Section 2(5) of the Act.
3.
Respondent has not withheld work from Claude C.
Bailey, Jr., in violation of Section 8(a)(3) and (1) of the Act.
Upon the foregoing findings of fact and conclusions of
law, upon the entire record, and pursuant to Section 10(c)
of the Act, I hereby issue the following recommended:
ORDER "
The complaint is dismissed in its entirety.
11 In the event no exceptions are filed as provided in Sec. 102 46, of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and order, and all objections thereto shall be
deemed waived for all purposes.