207 NLRB 245
General Teamsters, Chauffeurs and Helpers Local 249
GENERAL TEAMSTERS, CHAUFFEURS AND HELPERS LOCAL 249
245
General Teamsters, Chauffeurs and Helpers Local 249
a/w International
Brotherhood of Teamsters,
Chauffeurs, Warehousemen and Helpers of Ameri-
ca (Penn Erection and Rigging Company)
and
Philip Quinn. Case 6-CB-2369
November 13, 1973
DECISION AND ORDER
credibility unless the clear preponderance of all of the relevant evidence
convinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc,
91 NLRB 544, enfd 188 F 2d 362 (C.A. 3). We have carefully
examined the record and find no basis for reversing his findings
2 We disavow any reliance on the Administrative Law Judge's statement
that he need not consider defense evidence where he finds that the General
Counsel has not met his burden of proof and his further statement that
consideration of defense evidence under these circumstances would amount
to an attempt to support otherwise unsupportable allegations and is
therefore precluded by due process. Inasmuch as the Administrative Law
Judge nevertheless considered the evidence presented by the Respondent no
prejudicial error was committed.
BY MEMBERS FANNING, KENNEDY, AND
PENNELO
On March 28, 1973, Administrative Law Judge
Thomas F. Maher issued the attached Decision in
this proceeding. Thereafter, the General Counsel
filed exceptions and a supporting brief, and the
Respondent filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as 'amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings,' and
conclusions 2 of the Administrative Law Judge and to
adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the complaint be dismissed in its
entirety.
MEMBER KENNEDY, dissenting:
I would remand this case for a new hearing because
the Administrative Law Judge failed to resolve the
credibility conflicts in the testimony of the five
witnesses called by the General Counsel and Respon-
dent. The Administrative Law Judge "found that no
witness of the General Counsel can be credited" and
that Respondent's two witnesses "are equally unreli-
able as General Counsel's three."
I
do not agree with the observation of the
Administrative Law Judge that the record does not
provide an "intelligible basis for factual findings of
what actually occurred." Under these circumstances,
I would remand the case for a new hearing before a
different Administrative Law Judge with instructions
to prepare a decision which complies with Section
102.45 of the Rules and Regulations of the National
Labor Relations Board, Series 8, as amended.
i The General Counsel has excepted to certain credibility findings made
by the Administrative Law Judge. It is the Board's established policy not to
overrule an
Administrative
Law Judge's resolutions with respect to
DECISION
STATEMENT OF THE CASE
THOMAS F. MAHER, Administrative Law,Judge: Upon a
charge and an amendment thereto filed on April 18 and
June 22, 1972, respectively, by Philip Quinn, an individual,
against General Teamsters, Chauffeurs and Helpers Local
249 a/w International Brotherhood of Teamsters, Chauf-
feurs, Warehousemen and Helpers of America, Respon-
dent herein and also referred to as the Union, the Regional
Director for Region 6 of the National Labor Relations
Board, herein called the Board , issued a complaint on
behalf of the General Counsel of the Board in which were
alleged violations of Section 8(b)(1)(A) and (2) of the
National Labor Relations Act, as-amended (29 U.S.C. §
151 et seq. ), herein called the Act. In its duly filed Answer
the Respondent, while admitting- certain allegations of the
complaint, denied the commission of any unfair labor
practice.
Pursuant to notice a trial was held before me in
Pittsburgh, Pennsylvania, at which all parties were present,
represented by counsel, and afforded full opportunity to be
heard, and call witnesses, present oral argument, and file
briefs. Briefs were filed by both parties on March 12, 1972.
Upon consideration of the entire record, including the
briefs filed with me, and specifically upon my observation
of each witness appearing before me and, upon considera-
tion of his demeanor, I make the following:
FINDINGS OF FACT AND CONCLUSIONS OF LAW
1. NATURE OF THE EMPLOYER'S BUSINESS
Penn Erection and Rigging Company, herein called the
Company, the employer of Philip Quinn, the charging
party herein, is a Pennsylvania corporation with its
principal office located at Turtle Creek, Pennsylvania,
where it is engaged in the rigging and steel erection
business. During the 12-month period immediately preced-
ing the trial herein the Company performed services valued
in excess of $50,000 for United States Steel ' Corporation,
Jones and Laughlin Steel Corporation, and Westinghouse
Corporation, each of whom the Board has found to be
employers engaged in interstate commerce.
Upon the foregoing conceded
facts
I
accordingly
conclude and find the Company itself to be an employer
engaged in commerce within the meaning of Section 2(6)
and (7) of the Act.
207 NLRB No. 33
246
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
H. THE STATUS OF THE RESPONDENT
or two before." Quinn's recollection of the actual date of
his return was certainly confused, to say the least.
Other instances of confusion in Quinn's testimony were
his account of a strike threat by the Union against the
Company, and his conferences with Heckman, the union
agent who was instrumental in his termination. In the
former instance it was never entirely clear from the reading
of Quinn's testimony whether the Company would be
struck if it retained Quinn as a driver, or if it should fail to
sign a contract. It is my surmise, without ample evidence
upon which to draw a conclusion, that it was a combina-
tion of both. Yet there is in the record a so-called "72 hour
notice" of strike action sent by the Union to the Company
on April 12, 3 days prior to the negotiations meeting and 5
days prior to Quinn's termination. Nor does the testimony
of anyone else in the record definitely suggest that the
strike was for one reason as opposed to the other.
As to Quinn's conference with Heckman at the union
hall Quinn repeatedly quotes Heckman as suggesting that
Quinn file a grievance against the Company, but it was not
until late in Quinn's testimony that it finally came out that
the suggested grievance was' over the alleged failure to
make Quinn's health and welfare payments to the Union
and not specifically the withholding employment from
him.
This is just another example of compounded
confusion.
I
observed in the witness an attitude of studied
obtuseness and lack of candor not readily identifiable by
precise language in the record. The sum of it all, however,
convinces me that I cannot rely upon the testimony of
Quinn for any fact relating to the contested allegations of
the complaint, and I shall not.
Thomas Sterbenz, the operations manager of the
Company, was called by the General Counsel pursuant to
subpoena. This witness's testimony is a classic study in
evasion, and by reason out of the lack of candor which it
demonstrates I cannot accept any of it as credible
evidence.
One of the basic conflicts in the Sterbenz testimony
involved the reinstatement of Quinn as a driver after he
had been deprived of employment on April 17, allegedly at
the Union's request. As noted from the earlier analysis of
Quinn's testimony Quinn was returning to work in June,
and performed 34 -hours of work in that month, but the
Union's letter "approving" his reinstatement did not issue
until July 24. When Sterbenz was asked why they had put
Quinn back to work a month before the Union approved
of it after having originally threatened a strike if he were
not fired, Sterbenz's answer took at least three different
forms. First he explained that he put Quinn back to work
"because we felt it was necessary and that the problem was
resolved." Later in his testimony, after saying that they
were "led to believe" in April that Quinn could not work
for them, there was still no change in his status in early
June. When asked what caused the change later in June
that would prompt the reinstatement he simply avoided
answering.
When asked if there was communication
between the Company and Union during this period his
answer was: "Not to me directly." Then when asked next if
General Teamsters, Chauffeurs and Helpers Local 249,
affiliated with International Brotherhood of Teamsters,
Chauffeurs,
Warehousemen and Helpers of America,
Respondent herein, is admitted. to be and I accordingly
conclude and find it to be a labor organization within the
meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A.
Credibility Evaluation
Upon my consideration of the entire record herein and
my evaluation of the testimony of each of the witnesses
appearing in behalf of the General Counsel I am of the
firm opinion that the testimony of none of them can be
relied upon to support any contested allegation in the
complaint or to provide an intelligible basis for factual
findings of what `actually occurred. Indeed, on numerous
occasions throughout the trial of this matter I exhorted the
participants to supply the record with something more
tangible than was being provided by the witnesses'
responses, but to-no avail. As required by law and. the
holdings of the Board' I shall set forth in reasonable detail
the basis for this conclusion I have reached. ,
Philip Quinn, the charging party herein, was called as a
witness to provide in detail an account of the Union's
alleged discrimination against him. His account was rife
with contradiction, ,evasion, and it demonstrates the same
lack of frankness that characterized the witnesses for both
General Counsel and Respondent throughout the case.
Illustrative of this was the confused testimony relating to
his employment status. Thus he first testified that he
worked for the Company as an owner-operator from
January 1972 "until February. About three or four weeks
was all I worked as an owner-operator." Then, testifying as
to the circumstances under which the Company offered
him a job as a regular driver he said that this was in
February. But when asked if he was working there at the
time (as he earlier had testified, as an owner-operator) he
said, "No, I was not working there then." The Company's
operations manager, Thomas Sterbenz, testified, "he was a
full-time regular truck driver from February, 1972, and
prior to that he was an owner-operator and a part-time
regular driver."
It appears from the record that after having been
terminated on April 17, 1972, allegedly at the Union's
request, Quinn was later put back to work, and with the
Union's approval. Thus Quinn testified that .Operations
Manager Sterbenz called him "in July 1972." "He says,
`Come on back to work we have straightened it out.' So I
went back to work then." Sterbenz testified, however, that
Quinn returned to work at the end of June and the June
payroll data in the record shows that he worked 34 hours.
A letter from the Union to the Company stating that it did
not object to Quinn's employment was dated July 24, and
Quinn had testified that he did not return to work until the
Company had received this letter, "it may have been a day
i Sec. 8(b) Administrative Procedure Act (5 U.S.C. § 157(b)); Funkhous-
er Mills, Division of Rubberoid Co_, 132 NLRB 245.
GENERAL TEAMSTERS, CHAUFFEURS AND HELPERS LOCAL 249
247
he knew of, any communication at that time, his answer
was: "no." His next attempted explanation was that he was
led to believe by Harvey Taylor, the Company's president,
that the strike threat did not exist late in June as it had in
April. Taylor "told me that working with his attorney, he
had been in the inner working . . . that he felt that it was
all right to put him back to work." Then when asked for a
second time, if there had been communication between
Company and Union, this time he replied: "There could
have been to the Company, I don't know." Finally on the
same subject, when Sterbenz was pressed, the following
colloquy occurred:
Q.
Well, what changed between the beginning of
June and the end of June when you put him back to
work?
A.
Nothing.
Q.
Then why did you not put him back the
beginning of June?
A.
Because-
MR. GAGNE: I do not think-the beginning of June is
the question here. I think we go back to April 15.
Q.
Mr. -Sterbenz, I am not asking you what the
question is here, I am asking you why you did not put
him back to work the beginning of June? ,
A.
Because we were threatened with a strike.
Q.
When-June 1?
A.
April15.
Q. Is that the last time that you were threatened
with a strike?
A.
The last time I was threatened with a strike, yes,
April 15.
As previously noted herein there was, and still is, the
open question of what caused the threat of a strike, Quinn's
employment, or the bargaining situation, including the
Union's apparent insistence that a supplemental agreement
be signed in addition to the master agreement .2 Sterbenz
was at the April 15 negotiating meeting, he was completely
aware of both documents under discussion, and of the
threat to strike. Yet after admitting that he was present at
the whole of the meeting he made a reply to a question as
follows:
Q.
Did Mr. Heckman ever tell you at the meeting
that if Mr. Quinn went to work that you would be on
strike Monday?
A.
This I do not know.
One other item further illustrates Sterbenz's lack of
candor. I had occasion to ask this gentleman who was in
charge of operations, including hiring, if the Company's
contract with the Union, to which he had admitted
familiarity, had a hiring clause. He replied that he "did not
think there was," but he did not know without going
through it. And again, with respect to the Union's
insistence on the supplemental agreement to hire three
named drivers, he was asked whether he had filed a
2 Of considerable prominence in the evidence that was taken was an
alleged effort on the part of the Union to force the Company to hire three
additional named drivers, all of whom were apparently present at the
negotiations meeting on April 15. In some way never explicated in the
record Quinn's continued employment interfered with the Union's plan to
impose these three on the Company, a plan which took form in a
supplement to the master contract then under the negotiation. It was the
Company's unwillingness to sign this supplemental agreement, not the
grievance with the Union. His answer was that he did not
know.
The company headquarters consists of two management
officials, Sterbenz and President Taylor. Sterbenz' pro-
fessed ignorance of such matters and of others of which he
was questioned throughout his testimony is, to say the
least, unrealistic.
Upon all of the foregoing, including the instances I have
used as illustrations of the condition which permeates
Thomas Sterbenz' testimony, I must necessarily conclude
and find him to be an unreliable witness. I therefore do not
credit him.
Harvey Taylor, the Company's president, also testified
under subpoena and was the third and last witness called
by the General Counsel. Like his associate with the
Company I find him to be completely lacking in candor,
evasive, and given to contradiction. Illustrations of this
follow:
Taylor was shown the Union's letter of July 24 in which
it stated no objection to Quinn's employment. He was then
asked, "What was the-reason Mr. Quinn was brought back
to work earlier than that date?" His answer: "I don't
know."
Next, after expressing ignorance of why he reinstated
Quinn in June, he was asked if he recalled Union Agent
Heckman saying anything. To this he supplied an answer
completely unrelated to the question and dealing with the
negotiating meeting 2 months previous.
Similarly, he was asked if one John P. Bursick worked
for him during the April-May period. His answer: "I know
a lot of Bursicks. I think that would be Mark and Bill's
brother." Then he testified that he did not know whether
he had worked or not. "He might have." At this point,
from records that had been admitted into evidence, he
identified the individual as having worked in February
1972. Because the Company had only three drivers, and
two of them were Bursicks, and one of them, Mark, was the
active union steward, it seems strange indeed that Taylor
had such difficulty identifying their brother John, especial-
ly since, within the year, he too had been one of the drivers
employed by the Company.
Finally,
in
discussing the supplemental agreement
allegedly being imposed upon the Company to hire three
extra men at the expense of Quinn, Taylor testified to
having contacted his attorney about the agreement. He
"guessed" his attorney worked it out with the attorney for
the Union. It takes little expertise in human relations to
conclude that Taylor knew more about his attorney's
action in his behalf than he could merely "guess."
The foregoing incidents illustrate an attitude which I
observed in Taylor as he testified, wherein, he studiously
avoided supplying any more information than he had to. I
do not, for the reasons previously stated, and illustrated
master agreement, that appears to have been one reason for the strike
threat. The other reason was Quinn. The Company didsign the supplemen-
tal agreement eventually at the meeting.
No charge was ever filed against the Union for the conduct which
appears from documents (i.e. the supplemental agreement. itself) to have
been coercive. It is therefore not among the issues alleged in the complaint
and of no independent relevance here.
248
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
above, consider Taylor a reliable witness and I therefore do
not credit his testimony.
B.
Conclusions
In the. prosecution of a complaint under the Act the
burden of proof is upon the General Counsel. And this
burden can be established only by the preponderance of
the credible testimony taken .3 Herein I have found that no
witness of the General Counsel can be credited. In
reaching this determination I have considered the testimo-
ny of each of the three witnesses separately as well as in
relation to the testimony of one another, and, in addition, I
have relied upon my observation of the demeanor of each,
including such hesitations, lapses in explanations, and
conduct in general as each appeared as a witness. This I
consider to be within the guidelines supplied me by the
Board itself.4
Having thus determined that there is no credible
evidence before me the burden of proof required of the
General Counsel has not been met. In reaching this
conclusion I am aware of no obligation to consider
evidence supplied in the record by witnesses called by the
Respondent Union. A respondent's posture in a trial
conducted under the Act is clearly one of a party
defending itself against allegations of wrongdoing made
against it. Once it has been determined, as here, that such
allegations are without foundation nothing remains to
defend against.
Respondent has no burden of going
forward.5 To consider defense evidence nonetheless under
such circumstances would amount to an attempt to support
otherwise unsupportable allegations. Due process and fair
play clearly preclude this procedure.
In any event, however, my review of the entire record did
include a reading of the testimony of all the witnesses. The
reading of the testimony of Respondent's two witnesses
together with my observation of them as they testified
persuades me that they are equally as unreliable as General
Counsel's three. The witnesses for both parties impressed
me as studiously avoiding some hidden facet of the case,
however often I reminded them, both on and off the
record, that viewing the case in terms of an iceberg all that
ever appeared was the tip, the mass never appearing. It is
quite conceivable that this hidden mass held the key to the
allegations of the complaint . But this deficiency, of course,
could have been obviated from the beginning only by
credible witnesses.
In summary conclusion, therefore, it having been found
that there is no credible evidence in the record to support
the contested allegations of the complaint, I shall recom-
mend that the complaint be dismissed in its entirety.
Upon the basis of the foregoing findings of fact and
conclusions of law with respect to the testimony herein,
and upon the entire record, I hereby recommend the
following:
ORDER
It is hereby ordered that the complaint in this matter be
dismissed in its entirety.
3 Sec. 10(c) of the Act; Blue Flash Express, Inc, 109 NLRB 591
(C A. 3); Bishop and Malco, Inc, 159 NLRB 1159.
4 Standard Dry Wall Products, Inc., 91 NLRB 544, enfd. 189 F.2d 362
5 American Dredging Co., 123 NLRB 139.