207 NLRB 341
Iowa Southern Utilities Co.
IOWA SOUTHERN UTILITIES CO.
341
Iowa Southern Utilities Company and International
Brotherhood of Electrical Workers, Local Union
No. 735. Case 18-CA-3807
-
Upon the entire record, together with careful observation
of the witnesses and consideration of the briefs, I make the
following:
November 14, 1973
DECISION AND ORDER
BY CHAIRMAN MILLER AND MEMBERS JENKINS
AND KENNEDY
On July 26, 1973, Administrative Law Judge
Josephine H. Klein issued the attached Decision in
this proceeding. Thereafter, Respondent filed excep-
tions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and has
decided to affirm the rulings, findings, and conclu-
sions of the Administrative Law Judge and to adopt
her recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that Respondent, Iowa Southern
Utilities Company, Centerville, Iowa, its officers,
agents, successors, and assigns, shall take the action
set forth in the said recommended Order.
DECISION
JOSEPHINE H. KLEIN, Administrative Law Judge: Pur-
suant to a charge filed by International Brotherhood of
Electrical Workers, Local Union No. 735, on March 7,
1973,1 a complaint was issued on April 3 against ' Iowa
Southern Utilities Company, Respondent, alleging that on
or about February 15 and 23 Respondent violated Section
8(a)(1) of the Act2 by interrogating an employee concern-
ing his union membership and activities and that on or
about February 28 discharged employee Harold Miskimins
because of his union activity, in violation of Section
8(a)(3).
Pursuant to due -notice, a trial was held before me on
May 24 in Centerville, Iowa. The General Counsel and the
Respondent were represented by counsel and the Charging
Party by its representative. All parties were afforded full
opportunity to be heard, to present oral and written
evidence, and to examine and cross-examine witnesses.
The parties waived oral argument. Since the hearing, briefs
have been filed on behalf of the General Counsel and the
Respondent.
i Except where otherwise indicated, all dates herein are in 1973.
2 National Labor Relations Act, as amended (61 Stat. 136, 73 Stat. 519,
FINDINGS OF FACTS
1. PRELIMINARY FINDINGS
The complaint alleges, the answer admits, and I find
that:
A.
Respondent, an Iowa corporation with its principal
place of business in Centerville, Iowa, is a public utility
engaged in the generation, transmission, distribution, and
sale of natural gas and electricity. During the past 12
months, a representative period, Respondent, in the course
and conduct of its business, had a gross volume of business
in excess of $500,000. During that period, Respondent, in
the
course
and conduct of its business operations,
purchased and received goods and materials valued in
excess of $50,000 which were shipped to Respondent
within Iowa directly from points outside Iowa. Respondent
is now and at all times material herein has been an
employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act.
B.
The Union is and has been at all times material
herein a labor organization within the meaning of Section
2(5) of the Act.
II. THE UNFAIR LABOR PRACTICES
A.
Background and Issue
For some time Miskimins had been dissatisfied with
Respondent's salary policy for "supervisory" employees,
within which classification he worked. He had discussed
the matter to some extent with other workers over a
considerable period of time. However, his dissatisfaction
became more acute upon Respondent's promulgation of a
revised policy as of the beginning of 1973. At that time, he
intensified his discussions with other "supervisory" and
office personnel and instigated consideration of the
advisability and feasibility of unionizing such employees.
He first consulted the Union in January.
Reports of Miskimins' activities reached top-echelon
management. On or about February 13, he was called into
the office of his superior, E. E. Lawson, director of
purchasing and stores, for a conference with C. E. Parks,
vice president in charge of engineering, operations, and
administrative. In effect, Parks expressed displeasure at
Miskimins' having aired to others his dissatisfaction with
managerial decisions. A few days later Miskimins obtained
union authorization cards and continued his discussions
with other workers.
On February 23, Miskimins was called into the office of
David A. Little, Respondent's director of personnel. Little
testified that in the meeting of February 23 he said that if
Miskimins "had a problem with management policies and
practices" he should "air that problem with his superior"
instead of discussing it with other employees. When Little
referred to the presence of union authorization cards,
29 U.S.C. § 151 et seq.).
207 NLRB No. 48
342
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Miskimins revealed that he was responsible for their
distribution.
After February 23, Little received further reports about
Miskimins. Accordingly, on February 28, Miskimins was
again called into Little's office and informed that he was to
be discharged for having "openly criticized management"
and for having solicited for the Union.
There is no dispute that Miskimins' concerted activity in
talking to his fellow workers and his having solicited for
the Union were the reasons for his discharge. While it does
not appear that Little directly asked Miskimins about his
union activities, it is clear that Little first raised the union
matter and that it was in response to this that Miskimins
revealed his active role. In its brief, Respondent does not
argue that there was no "interrogation." Accordingly, I
find that Respondent did interrogate Miskimins concern-
ing
his
union activities.
And it is undisputed that
Miskimins was discharged for his concerted and union
activities.
The only substantial issue in the case is whether
Miskimins was an "employee" entitled to the protection of
the Act. Respondent maintains that Miskimins was not
protected because he was a supervisor and/or a managerial
employee.
B.
Miskimins' Status
1.
The facts
Respondent is a gas and electric utility serving the
southern portion of Iowa. Its general office is located in
Centerville. It maintains six district offices, including one
in Centerville which is separate from the general office.
Miskimins had worked -for Respondent, in various
capacities, since early in 1949. In 1970, Respondent created
a
department of transportation and equipment and
Miskimins was appointed "supervisor" thereof. He was in
the general office. According to his testimony, as well as
Respondent's tables of organization, Miskimins reported to
E. E. Lawson, director of purchasing and stores, who, in
turn, reported to C. E. Parks, vice president for engineer-
ing, operations, and administration.
The position description for the job of "Supervisor of
Transportation and Work Equipment," issued by Respon-
dent's president, sets forth the "Purpose of Job" as follows:
Responsible for the development and implementation
of an effective and economical system-wide transporta-
tion and mobile work equipment purchase, operation
and maintenance program.
This job description, dated February 27, 1970, was in effect
unaltered at the time of Miskimins' discharge, although, as
set forth below, Personnel Director David A. Little,
Respondent's only, witness, testified that the description
was "outdated."
Respondent has some 400 to 450 transportation and
mobile work equipment units. It purchases about 75 to 80
vehicles a year. Among Miskimins' principal duties was the
preparation of specifications for vehicles and mobile work
equipment to be purchased by the Company. The
specifications were reviewed by top management. When
approved, the specifications were incorporated into re-
quests for bids prepared and issued by
Miskimins.
Miskimins received the bids, but the decisions as to
acceptance or rejection were made by Lawson, his
superior. Miskimins was required to inspect vehicles for
conformance with the specifications before they were
accepted by the Company.
Respondent's formal description of Miskimins' position
contains the following prefatory statement: "Supervises:
No direct supervision of others." At least through 1971, so-
called "supervisory" employees were required to prepare
and submit annual self-evaluation reports. Apparently the
first matter to be covered was the current adequacy of the
job description. In his self-appraisal report dated January
11, 1971, Miskimins said inter alia:
1.
In essence, my position description is up to date.
The description states, "No direct supervision of
others," which I believe should be changed to "Func-
tional supervision of company mechanics and related
matters of operation and maintenance."
5.
The only problem which I feel hinders my
productivity is having considerable responsibility with
very little authority. I have had wonderful cooperation
and backing. It is a little discouraging to go into the
field to work and not have any authority in certain
situations. By my own initiative, I have assumed
authority and have always been backed, but could not
have sustained the decision on my own if challenged. I
am not asking for authority for everything I do;
however, I feel there are situations where my judgment
should have some authority. I would expect to be held
responsible for such use. I state this for my purposes
and for other positions existing in our company which
have the same problem. This problem is not new and,
in my opinion, is inherent in our company structure.
Beside paragraph 1, quoted above, appear the following
two handwritten marginal notes: (1) "Direct supervision
only is normally shown on pos. descrip.," initialed by
Newel W. Brown, then personnel director; and (2)
"Question need for this chg.," initialed by Vice President
Parks.
No change was made in the job description, and
Miskimins' self-appraisal dated January 21, 1972, con-
tained substantial repetitions of the two paragraphs quoted
from the 1971 report. Again no change in the position
description was made.
At the hearing Personnel Director Little, Respondent's
only
witness, testified that "[t]hat job description is
outdated but . . . it was in effect" at the time Miskimins
was discharged.
Little maintained, however, that as Miskimins' experi-
ence increased the job "grew." According to Little, Lawson
dealt with Miskimins on this matter. After testifying that
Miskimins had been given personnel authority, Little was
examined as followed:
Q. IBy Mr. Alaniz] . . . When was this authority
communicated to him, if it did not appear in his job
description?
IOWA SOUTHERN UTILITIES CO.
343
A.
He's asked progressively since he took the job
and since he became more proficient with Mr. Lawson
that he did want more authority and he did state in his
performance appraisal that he did want more responsi-
bility. Mr. Lawson would state that you have my
backing and you're going to gain as you go along and
in fact we want you to take part in handling the people
at the garage, and if necessary even in other locations
when the work program was running effectively
throughout the company.
Q.
Can you tell me exactly when this grant of
authority was made, who gave it and where it took
place?
A. I think, sir, it was an expectation that went on a
continuum. To give you an exact date I can't, because I
did not personally review him... _
Q.
Was he ever told specifically to make recom-
mendations regarding hiring and firing of employees or
laying
off
of employees or recommending wage
increases or disciplinary action of that type?
A. I doubt that he was told in any specific instance
but he was told again from an all-encompassing
standpoint.
Q.
But you can't give us any dates or who made
these statements to him about what he was expected to
do in his job?
A. I'm quite certain, without a doubt, that during
his performance appraisals, and the dates would be in
the personnel file, that this was discussed with him.
Now again I didn't complete the review with him,
naturally, but encouragement to do these things was
given to him.
Lawson did not testify and no personnel records were
introduced to establish when, or even that, Miskimins was
"encouraged" to assume personnel responsibility.
As
previously stated, the job description remained unchanged
after Miskimins specifically requested that he be given
"functional supervisory" authority.3 According to Little's
vague testimony, he and Lawson discussed the matter of
revision and "indicated that it certainly needed to be
updated, but did not do anything about it" and did not
discuss any specific revisions.
Toward the end of his testimony, Little was questioned
about Miskimins' personnel functions, with the following
results:
JUDGE KLEIN: . . . can you give any specific
examples of recommendations of personnel promotion,
demotion, firing, discipline, transfer, or whatever that
Mr. Miskimins might have made? Any specific exam-
ples he took or recommended?
THE WITNESS: Would staffing be in that?
JUDGE KLEIN: Whatever you think of.
THE WITNESS: He made a recommendation to add
3 In its brief, Respondent says. "[Miskimins] readily admitted in
testimony that he believed his position description should read `functional
supervision of Company mechanics and related matters of operation and
maintenance' . .
He therefore readily admitted in a document which he
prepared, that he had supervision of company mechanics and related
matters of operation and maintenance." " The record, however, is clear that
Miskimms was complaining that he did not have such authority and was
requesting,
unsuccessfully, that it be conferred on him.
Miskimins'
testimony on cross-examination was: "Q. And as part of that, did you not
another employee in the garage in Ottumwa and at the
time there was a budgetary consideration-
JUDGE KLEIN: (interrupting): Recommended a new
position or he recommended hiring a particular man?
THE_ WITNESS: No not a particular individual but a
lube at the garage and in light of the work that had to
be done and the addition of an employee, as I recall.
JUDGE KLEIN: Any others?
THE WITNESS: Your Honor, that is the only one I
can think of as we talk.
One of Miskimins' major responsibilities was mainte-
nance of the Company's vehicles, including passenger
vehicles in the Company's motor vehicle pool. He was to
be sure that warranty services were performed and
generally to see that vehicles were kept in safe and good
operating condition. It was up to him to determine whether
maintenance and repairs should be performed by Respon-
dent's own employees or by outsiders, and, if the latter,
what contractor should be used. In this connection he was
able to pledge the Company's credit. He testified that,
strictly speaking, the limit of his ability to pledge the
Company's credit was $200 per item but that he frequently
went somewhat above that figure, receiving retroactive
approval. He was also charged with considering whether
certain vehicles and equipment "should be replaced or
repaired, making recommendations on action to be taken."
He also made recommendations as to whether equipment
should be leased rather than purchased.
Respondent has a small garage, with only one mechanic,
in Burlington, and a larger garage, with a senior mechanic
and one or two additional mechanics, in its central district
in Ottumwa. The Ottumwa garage services vehicles for the
entire
system.
According to Respondent's tables of
organization and Miskimins' testimony, the auto mechan-
ics in the Ottumwa garage report to District Superintend-
ent Jones, who reports to District Manager J. P. Kyhl.4 The
job description provided as follows concerning Miskimins'
relationship to the auto mechanics in the performance of
maintenance work:
(b) Analyzes need for major maintenance to be
performed on [General Office] pool and district
automobiles and trucks . . . and ascertains that the
most economical repairs are made, working closely
with the auto mechanic-senior in this function.
(e) Consults with and advises the auto mechanic-senior
and other auto mechanics located at the Company's
service centers to assure that most efficient system-wide
use is being made of these facilities and manpower and
that proper repair parts for special equipment are
maintained in stock.
Miskimins testified that his visits to the Ottumwa garage
state on Paragraph 1 of Page I [of the self-appraisals ] that you believed that
your position was that of `functional supervision of company mechanics and
related matters of operation and maintenance? A. No, sir, I said that should
be changed to. I thought that was a change that should be made." In both
the 1971 and 1972 self-appraisals, Miskinuns had prefaced his request for
revision by a statement that his position description was "up to date."
4 In the transcript the district manager's name is erroneously stated as
344
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
averaged about 2 to 3 hours once a week and he was in
telephone communication about 4 or 5 times a week.5
According to Miskimins' credited testimony, vehicles
were scheduled into the Ottumwa garage by roughly
monthly conferences between Jones and Miskimins.
Generally there was no disagreement as to priorities, but,
in the event of disagreement, "it could go up to" Kyhl,
central district manager. When agreement was reached on
a schedule for the month, Miskimins reduced it to writing
and sent copies to the district managers, the district
superintendents, and the mechanics so that vehicles would
be delivered to the garage at the proper times.
R. (Russ) Blanchard, the senior auto mechanic, was
referred to as a "leadman." However, the evidence is clear
that he had considerable authority and to a large extent
himself conducted the day-to-day operation of the garage .6
Blanchard excused absences of other mechanics. Mechan-
ics' timesheets were initialed by Jones and it was Jones
who authorized overtime, if any. The Ottumwa garage is
covered by the central district office budget. While Little
maintained that this was purely for accidental "historical"
reasons, and that, in fact, the garage was a systemwide, or
general office, affair, the administrative setup has never
been changed. It apparently has been kept intact for the
purpose of retaining resident supervision, since the general
office is in Centerville about 45 miles away.
There is no evidence that Miskimins ever directly gave
working instructions to any of the mechanics or took any
part in the day-to-day operations of the garage. Little
maintained that at least theoretically senior mechanic
Blanchard was under Miskimms' supervision. However,
the record evidence clearly establishes that the lines of
authority were, from the top down: (1) president and
chairman of the board, R. F. Brewer; vice president for
district operations, G. F. Cooper; central district manager,
J.
P.
Kyhl;
district
superintendent,
C. Jones; auto
mechanic senior, R. Blanchard, and auto mechanic, E.
Wright; (2) president, brewer; vice president of engineer-
ing, operations, and administrative, C. E. Parks; director of
purchasing and stores, E. E. Lawson; supervisor of
transportation and work equipment, H. Miskimins. The
organizational tables show no employees reporting to
either Blanchard or Miskimins. Although Little testified, in
effect, that the tables of organization were not accurate, he
provided no factual basis for this conclusory statement and
I do not credit it.7
5 Little estimated Miskimmns' visits to the Ottumwa garage at about 4 to 5
per week. However, Little admitted that he had no personal knowledge and
was, in effect, merely conjecturing as to this figure. I credit Miskimrns'
testimony
6 As the matter is not in issue in the present proceeding, I expressly
refrain from making any finding or expressing any opinion as to the
employee or supervisory status of Blanchard.
7 He testified in part as follows:
"Q. [By the General Counsel] Regarding the mechanics at the garage, if
a particular employee were required to take time off, who would grant him
time off? A. That was run, you almost have to know Russ Blanchard, but
Russ Blanchard would have been the one to do this. Q. Would he have to
'clarify that with anyone prior to do[mg] that? A. Technically he would but
I'm certain he did not. Q Who of the personnel would he have to clear it
with in order to do that9 A. Technically he would have supposed to have
cleared it with Harold [Miskimis], but in all practical standpoints, in all
probability would clear it with Jones, who was housed in the same building
as Blanchard Q. So if an employee were going to go to the doctor or for
Respondent's office personnel - are grouped in three
classifications: executive, supervisory, and rank-and-file.
Miskimins was in the second, or "supervisory," class. As
such, he received more liberal benefits, such as vacations
and sick leave, than did the rank-and-file office and
clerical workers. He was paid a monthly salary of $1,028,
with no compensation for overtime. He did not punch a
timeclock or keep records of his worktime. He wore
ordinary business clothes, rather than any uniform, while
working. He had a business card, which he used primarily
in contacts with manufacturers' representatives. He also
had a key to Respondent's general office. Little testified
that keys are generally given only to "supervisory employ-
ees," but "a few nonsupervisory people, such as the janitors
that spend late hours there ... do have keys." Miskimins
had no assigned personal secretary but had ready access to
secretarial services when needed.
B.
Discussion and Conclusion
Obviously the fact that Miskimins had the title of
"supervisor" is not determinative of his status under the
Act. It is well settled that "the employer cannot make a
supervisor out of a rank-and-file employee simply by
giving him the title and theoretical power to perform one
or more of the enumerated supervisory functions. The
important thing is the possession and exercise of actual
supervisory duties and authority and not the formal title."
N.L.R.B. v. Southern Bleachery & Print Works, Inc., 257
F.2d 235, 239 (C.A. 4, 1958), cert. denied 359 U.S.
911(1959).
There is not a shred of credible evidence that Miskimins
was authorized to or did exercise any supervisory authority
over any other employee. Little stated, purportedly as
"facts," certain conclusions concerning Miskimins' author-
ity to supervise and direct other employees. However,
every such conclusory statement by Little was in direct
conflict with the documentary evidence, which consisted of
Respondent's own material. In addition, on every crucial
or important matter, Little conceded that he had no
personal information. As to the major facts, Miskimins'
superior, Lawson, was the most knowledgeable company
representative. Yet Lawson was not called as a witness and
no reason was stated for his failure to appear. Similarly,
since Respondent apparently contends that
Miskimins
"supervised" the auto mechanics, Blanchard, the chief
mechanic, presumably could have provided reliable, first-
some reason had to take the day off, would he as a matter of course report
to Harold Miskimins? A. Well, it depends. If it were Blanchard he'd sure let
Harold know if he was going to be there or not. Q. But would he be required
to ask Mr. Miskimins' permission before he took the day off? A. Would he
be required to ask his permission? In some cases they do ask permission.
The reason I'm hedging is that it's a unique situation in the garage, all
centering around one man. If you went solely by the book then permission
should technically be granted by Harold, even though organizationally it
shows otherwise. JUDGE KLEIN: By what book, sir? THE WITNESS I'm sorry.
The contract or by the book. I meant, to keep matters completely straight-
JUDGE KLEIN (interrupting): By what book, thoughS I don't see anything in
the job description that gives him this function so what do you mean "by
the book"? THE WITNESS: The Job description is outdated..
. Q. (By Mr.
Alaniz) Do you know of your personal knowledge any instances in which
Mr. Blanchard or any of the other mechanics at the Ottumwa garage
requested time off directly from Mr. Miskimrns? A. Do I know personally? I
have to say I do not know personally."
IOWA SOUTHERN UTILITIES CO.
345
hand information. He also was conspicuous by his
unexplained absence.
The credible testimony and the documentary evidence
leave no possible doubt that, as "Supervisor of Transporta-
tion and Work Equipment," Miskimins may have been, in
the words of his position description, "responsible for the
development and implementation of an equipment pur-
chase, operation and maintenance program"; but it is clear
that, as also set forth in his position description, he
exercised "no direct supervision of others?' He had and
exercised absolutely no "authority . . . to hire, transfer,
suspend, layoff, recall, promote, discharge, assign, reward,
or discipline other employees, or responsibly to direct
them, or to adjust their grievances, or effectively to
recommend such action." That Miskimins may have
exercised discretion in the performance of his job does not
make him a supervisor, since his actions "were not acts of
discretion in directing employees," N.LRB. v. Security
Guard Service, Inc., 384 F.2d 143, 148 (C.A. 5, 1967).
Accordingly, I find and conclude that he was not a
supervisor within the purview of Section 2(11) of the Act.
See, e.g., N.LRB. v. American Oil Co., 387 F.2d 786 (C.A.
7, 1967), cert. denied 391 U.S. 906 (1968).
Respondent maintains, additionally or alternatively, that
Miskimins was not entitled to the protection of the Act
because he was a "managerial" employee. However, the
Board's position, by which I am bound, is that managerial
employees are entitled to the protection of the Act, even
though they may be, and normally are, excluded from
bargaining -units of other employees. Bell Aerospace, a
Division of Textron,
197 NLRB 209;
Reeves-Weidman
Company, 203 NLRB No. 140. At the time the Administra-
tive Law Judge's Decision in Reeves-Weidman was issued,
Bell Aerospace was pending on petitions for review and
enforcement in the Court of Appeals for the Second
Circuit. Thereafter, on February 28, 1973, the court issued
its decision denying enforcement of the Board's
Bell
Aerospace decision, 475 F.2d 485 (C.A. 2, 1973). Thus, the
Second Circuit has now joined the Eighth Circuit (North
Arkansas Electric Coop. v, N.LRB., 446 F.2d 602 (C.A. 8,
1971)), in holding, contrary to the Board's view, that
"managerial" employees are not entitled to the protection
of the Act.8 However, the Board has not acceded to these
judicial decisions. On the contrary, the Board filed a
petition for certiorari in the United States Supreme Court
in the Bell Aerospace case (O.T. 72, No. 1598) on May 29,
1973, 6 days after issuance of the Board decision in Reeves-
Weidman.
Accordingly, on the foregoing authority, I am compelled
to hold that, whether or not Miskimins had "managerial"
status, he was entitled to the statutory protection granted
to employees by Section 7 of the Act. Thus, his discharge
because of his union activities was violative of Section
8(a)(3) and Respondent's interrogating him concerning his
protected activities contravened Section 8(a)(1).
Alternatively, if
Miskimins was not a managerial
employee, he was entitled to the protection of the Act even
if the Board's view should be definitively overturned. Bell
Aerospace
Company v. N.LR.B., supra,
475
F.2d at
494-495.
Under established Board and court decisions, there are
two tests for "managerial status." An employee is "mana
gerial" if (1) he is "so closely related to or aligned with
management as to place the employee in a position of
potential conflict in interest between his employer and his
fellow workers," or (2) he is engaged in "formulating,
determining and effectuating his employer's policies or has
discretion, independent of an employer's established
policy, in the performance of his duties." Illinois State
Journal-Register, Inc. v. N.LRB., 412 F.2d 37,41 (C.A. 7,
1969).
The first, or "alignment," test "is essentially a narrow
one in the sense that unless an employee is substantially
involved in his employer's labor policies his relationship
with management is not one of a managerial employee."
Ibid Obviously Miskimins did not meet the "alignment
test" of managerial status since he had no personnel
functions and no role in or connection with Respondent's
labor relations. His only concern in this regard was an
employee's complaint of what he considered unfavorable
wage policies.
Similarly, Miskimins did not meet the second managerial
test set forth in Illinois State Journal-Register. While he had
the authority to recommend various types of action by the
Company in connection with transportation and mobile
work equipment, the evidence "does not show [he had] the
discretion or authority to make the ultimate determination,
independent of Company consideration and approval."
412 F.2d at 42. The power to recommend does not
constitute managerial authority. Ibid.
Nor did the authority to pledge the Company's credit
necessarily make Miskimins a managerial employee. See
Westinghouse Electric Corporation v. N.L.R.B., 424 F.2d
1151, 1158 (C.A. 7, 1970), cert. denied 400 U.S. 831 (1970);
Continental Insurance Company v. N.L.R.B., 409 F2d 727,
730 (C.A. 2, 1969). Similarly, one is not a managerial
employee simply because he "may represent [his ] employer
to the public." International - Ladies' Garment Workers'
Union, AFL-CIO v. N.LRB., 339 F.2d 116, 123 (C.A. 2,
1964); American Federation of Labor and Congress of Labor
Organizations,
120
NLRB 969, 973. The facts that
Miskimirs prepared specifications for equipment to be
purchased and then "check[ed] conformity with specifica-
tions upon completion of the contract" and that he made
"recommendations which [led] to financial outlays by the
Employer does not make [him] part ' of management."
Puget Sound Power & Light Company,
117 NLRB 1825,
1826-27.
The controlling fact here is that Miskimins did not
"formulate,
determine,
and effectuate"
Respondent's
policies. He acted within prescribed limits under policies
determined by company officials and only with clearance
or approval by superior authority. Accordingly, while his
work entailed considerable skill and judgment, he was not
a
managerial
employee.
Continental Insurance
Co.
v.
N.L.R.B., supra, 409 F.2d at 730; LLG.W.U. v. N.L.R.B.,
supra, 339 F.2d at 123; Retail Clerks International Associa-
8 See, also,,N.L R.B. v. Wheeling Electric Company, 444 F.2d 783 (C.A. 4,
entitled to the protection of the Act.
1971), rejecting the Board's holding that "confidential employees" are
346
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tion, AFL-CIO v. N.LR.B., 366 F.2d 642,645 (C.A.D.C.,
1966), cert. denied 386 U.S. 1017 (1967). Thus, even if the
Supreme Court were -eventually to reverse the Board's
ruling that
managerial employees are entitled to the
protection of the Act, Respondent's interrogation and
discharge of Miskimins would be violative of the Act, since
the record does not support Respondent's contention that
he was a managerial employee.
CONCLUSIONS OF LAw
1.
By coercively interrogating Harold Miskimins, an
employee, concerning his union sympathies and activities,
Respondent interfered
with,
restrained,
and coerced
employees in the exercise of their rights under Section 7 of
the Act, thereby engaging in unfair labor practices within
the meaning of Section 8(a)(1).
2.
By discharging employee Harold Miskimms on
February 28, 1973, and failing and refusing thereafter to
reinstate him to his former position, Respondent has
engaged in and is engaging in unfair labor practices within
the meaning of Section 8(a)(3) and (1) of the Act.
3.
The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act.
THE REMEDY
Having found that Respondent has engaged in unfair
labor -practices, I shall recommend that it be ordered to
cease and desist therefrom and take affirmative action of
the type customarily ordered in such cases.
Having found that Respondent discriminatorily dis-
charged Harold Miskimis in violation of Section 8(a)(3)
of the Act, I shall recommend that Respondent be required
to
offer him immediate and full reinstatement, with
backpay, to be computed in the manner established in F.
W.
Woolworth
Company, 90 NLRB 289, together with
interest at 6 percent per annum in accordance with Isis
Plumbing & Heating Co., 138 NLRB 716.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:
purpose of collective bargaining or other mutual aid and
protection, or to refrain from any or all such activities.
2.
Take the following affirmative action, which it is
found will effectuate the policies of the Act:
(a) Offer Harold Miskimms immediate and full reinstate-
ment to his former job, or, if that position is no longer in
existence, to a substantially equivalent position, without
prejudice to his seniority or other rights and privileges, and
make him whole for any loss of earnings he may have
suffered by reason of the discrimination against him, in the
manner set forth in "The Remedy" section of this
Decision.
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all other records
necessary to analyze and compute the amount of backpay
due under the terms of this Order.
(c) Post at each of its offices and other facilities copies of
the attached notice marked "Appendix." to Copies of said
notice, on forms provided by the Regional Director for
Region 18, after being duly signed by Respondent's
authorized representative, shall be posted by Respondent
immediately upon receipt thereof, and be maintained by it
for 60 consecutive days thereafter, in conspicuous places,
including all places where notices to employees are
customarily posted. Reasonable steps shall be taken to
insure that said notices are not altered, defaced, or covered
by any other material.
(d) Notify the Regional Director for Region 18, in
writing, within 20 days from the date of this Order, what
steps Respondent has taken to comply herewith.
9 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
10 In the event that the -Boards order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursuant
to a Judgment of the United States Court of Appeals Enforcingan Order of
the National Labor Relations Board."'
APPENDIX
ORDERS
Respondent, Iowa Southern Utilities Company, Center-
ville, Iowa, its officers, agents, successors, and assigns,
shall:
1.
Cease and desist from:
(a) Coercively interrogating any employees concerning
their union activities or sympathies.
(b) Discouraging membership in International Brother-
hood of Electrical Workers, Local Union No. 735, or any
other labor organization, by discharging any employee or
by discriminating in any other manner in regard to hire
and tenure of employment or any term or condition of
employment.
(c) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of the
right to self-organization, to form or join labor organiza-
tions, and to engage in any other concerted activity for the
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a trial in which all parties had the opportunity to
present their evidence, it has been found that we violated
the law and we have been ordered to post this notice about
what we are committed to do.
The National Labor Relations Act gives all employees
these rights:
To organize themselves
To form, join, or help unions
To bargain as a group through a representative
of their own choosing
To act together for collective bargaining or
other mutual aid or protection
IOWA SOUTHERN UTILITIES CO.
To refuse to do any or all of these things.
WE WILL NOT do anything that interferes with these
rights.
We assure all of our employees that WE WILL NOT
discourage membership in International Brotherhood
of Electrical Workers, Local Union No. 735, or any
other labor organization, by discriminatorily discharg-
ing
any employee or discriminating in any
other
manner in regard to hire and tenure of employment or
any term or condition of employment.
WE WILL offer Harold Miskimins full reinstatement
and we WILL compensate him, with interest, for any
loss of earnings suffered by him as a result of our
having discharged him February 28, 1973.
WE WILL NOT question any employees about their
union activities or sympathies.
Dated
By
347
IOWA SOUTHERN UTILITIES
COMPANY
(Employer)
(Representative)
(Title)
This is an official notice and must not be defaced by
anyone.
This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced
or covered by any other material. Any questions concern-
ing this notice or compliance with its provisions may be
directed to the Board's Office, Suite 1695, Anthony J.
Celebreeze
Federal Building,
1240 East Ninth
Street,
Cleveland, Ohio 44199, Telephone 216-522-37 15.