207 NLRB 440
Wade & Sons, Inc.
440
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Wade & Sons, Inc. and George W. Lemasters. Case
17-CA-5559
November 19, 1973
DECISION AND ORDER
BY CHAIRMAN MILLER AND MEMBERS
FANNING AND JENKINS
Pursuant to due notice, a hearing was held before me in
Kansas City, Kansas, on May 21, 1973. All parties were
afforded full opportunity to be heard, to present oral and
written evidence,
and to examine and cross-examine
witnesses. The parties waived oral argument. Since the
hearing, briefs have been filed by the General Counsel and
Respondent.
Upon the entire record,2 together with careful observa-
tion of the witnesses and consideration of the briefs, I
make the following:
On July 13, 1973, Administrative Law Judge
Josephine H. Klein issued the attached Decision in
this proceeding. Thereafter, Respondent filed excep-
tions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings,' and
conclusions of the Administrative Law Judge and to
adopt her recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that Respondent, Wade & Sons, Inc.,
Independence, Missouri, its officers, agents, succes-
sors, and assigns, shall take the action set forth in the
said recommended Order.
' In the absence of exceptions thereto, the Administrative Law Judge's
dismissal of the 8(a)(1) allegation is adopted pro forma
DECISION
STATEMENT OF THE CASE
JOSEPHINE H. KLEIN, Administrative Law Judge: Pur-
suant to a charge filed on March 16, 1973, by George W.
Lemasters against Wade & Sons, Inc., a complaint was
issued on April 30 alleging that on March 14 Respondent,
in violation of Section 8(a)(1) of the Act,i "did unlawfully
interfere with the rights of its employees to determine
whether to execute or reject a collective-bargaining
agreement" and on March 15 discriminatorily discharged
Lemasters "because [he] had engaged in union and/or
other protected, concerted activity," in violation of Section
8(a)(3) of the Act. Respondent's answer admitted the
jurisdictional allegations and the discharge of Lemasters,
but denied the commission of any unfair labor practices.
I National Labor Relations Act, as amended (61 Stat. 136, 73 Stat. 519,
29 U S C 151 et seq.).
2 The General Counsel's unopposed motion to correct the transcript is
granted.
3 Although the complaint does not so allege, I also find that the
Employees Bargaining Council (the Council) was a labor organization
FINDINGS OF FACT
1. PRELIMINARY FINDINGS
The complaint alleges, the answer admits, and I find
that:
A.
Respondent, a Missouri corporation, with its place
of business in Independence, Missouri, is engaged in the
manufacture and wholesale distribution of automotive
replacement parts. In the course and conduct of its
business,
Respondent annually purchases goods and
materials valued in excess of $50 ,000 directly from sources
outside Missouri and sells goods valued in excess of
$50,000 directly to customers located outside Missouri.
Respondent is now and has been at all times material
herein an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
B.
District Lodge No. 71, International Association of
Machinists & Aerospace Workers, AFL-CIO (IAM), is
now and has been at all times material herein a labor
organization within the meaning of Section 2(5) of the
Act.3
II. THE UNFAIR LABOR PRACTICES
A.
The Facts
Lemasters was employed by Respondent in February
1969. Sometime in 1971, with Lemasters as the employee
contact, the IAM attempted to organize Respondent's
production and maintenance employees. However, the
lAM then lost a Board-conducted election. An independ-
ent Employees' Bargaining Council was formed sometime
in 1972.4 The Council charged no dues or initiation or
other fees. It met in the lunchroom at Respondent's plant.
Although the Council had no constitution or bylaws, it
operated under an organizational provision calling for an
executive board which was "to start preliminary actions
toward drawing up of an agreeable contract between the
men and" the Company. The terms of the executive board
members (i.e. the Council's initial officers) were limited to
90 days, ending in October 1972.
The first elected officers of the Council were Michael
Prentiss as president and Lemasters as vice president.
Prentiss, however, resigned his office during his term and
Lemasters succeeded to the presidency late in September
within the meaning of Section 2(5) of the Act. See below. E. Anthony & Sons
v N.L KB., 163 F.2d 22,27-28 (C A.D.C., 1947)
4 In his testimony in this connection, Lemasters was confused and
obviously mistaken as to some dates, referring to 1971 frequently when 1972
was meant. and 1972 when 1973 was correct. The dates here set forth are
based on analysis of the pattern of events.
207 NLRB No. 75
WADE & SONS, INC.
441
1972. Lemasters testified that he continued as "president"
until March 15, 1973.5 Obviously, at least for the latter
portion of this time, he was only "de facto" president.
Respondent and the Council engaged in collective
bargaining. Prentiss attended only the first session, after
which Lemasters took over as the Council's principal
negotiator. The precise number and dates of the sessions
are not disclosed. However, Lemasters testified, without
contradiction, that around four to six sessions were held
while he was working as night-shift foreman, a position he
held from around April 3 until December 21, 1972.
It does not appear precisely when agreement was
reached on a contract, but the evidence is undisputed that
the employees ratified the agreement, by a vote of 14 to 9,
on February 15, 1973. Charles Wade, Respondent's vice
president and manager, and David Wade, plant superin-
tendent, were present throughout the employees' balloting
on the question of ratification. President Earl Wade,
David's and Charles' father, later took custody of the
ballots, which he testified he still had at the time of the
hearing. (Hereafter the Respondent's three principals will
be referred to by their first names.)
Although the employees voted to accept the agreement
negotiated, no written contract was signed because the
Council had no elected officers. In the ensuing 3 or 4
weeks, one or more of the Wades asked Lemasters on
several occasions when he intended to have an election of
Council officers,
who could then sign the contract.
Lemasters replied, apparently vaguely or nonchalantly,
that he would do so in due course.
Around the end of February or the first of March 1973,
Lemasters consulted Glenn E. Hunter, an IAM representa-
tive,
about the IAM's again attempting to organize
Respondent's production and maintenance employees.
IAM meetings were then held at Lemasters' home on
March 2 and 12, when a majority of the employees signed
authorization cards for the IAM. Lemasters advertently
refrained from telling the Wades about his current contact
and dealings with the IAM. On Wednesday, March 13,
Hunt sent Respondent a demand for recognition and
bargaining. Respondent received the demand the next day,
March 14.
On the morning of March 14,6 Charles asked Lemasters,
in the work area of the plant, "if we could have the election
of new officers and get the contract signed." Lemasters
said that he would hold the requested meeting on Friday,
March 16. Charles said that was satisfactory and then
proceeded into his office. Shortly thereafter, he reemerged
and again went to speak to Lemasters. At this time, Wade
said that the contract "had to be signed and new officers
elected the same day," i.e., March 14. Lemasters thereupon
arranged a meeting, which was held at 4 p.m. that day in
the lunchroom at the plant. The employees voted 16 to 3
against signing the contract. There was no election of
officers.
5 He testified- "Q. How did you become president? A. Well, Mike
Prentiss resigned, and a couple of the other members told me that I should
dust go ahead and become president instead of having another election to
elect officers."
6 The transcript reflects that at one point (p. 22,1. 25) Lemasters said this
conversation took place "in the morning of the 10th." The evidence as a
whole, however, shows that March 14 is the correct date.
Lemasters thereupon informed Charles Wade "that the
people decided that they didn't want to sign the contract."
According to
Lemasters'
uncontradicted
testimony,
Charles said that the employees had not met to sign the
contract but only to elect new officers. David Wade, a
foreman, then expressed the opinion that the Council's
signature to the contract was unnecessary "because it was
already legal and in effect."
The next day, Thursday, March 15, about half an hour
before quitting time, Lemasters was called into Charles
Wade's office,
where he was discharged. Lemasters
testified, without contradiction, that when he asked why he
was being fired, Charles "said that we just couldn't get
along together any longer." Respondent's payroll week
ends on Wednesday, with Friday as payday.
A Board-conducted election was held on May 7. The
IAM won the election by a vote of 14 to 9, with Lemasters
voting under challenge. The IAM was thereupon certified.
It is the General Counsel's position that Lemasters was
discharged for having instigated the IAM's successful
campaign. Respondent maintains that Lemasters was fired
for poor work performance. In order to appraise these
contentions, it is necessary to backtrack and summarize
Lemasters' work history with Respondent. He commenced
work for Respondent on February 14, 1969, and, at the
time here involved, was Respondent's most senior employ-
ee.? Although he apparently acquired some experience in
many facets of the operations, he worked primarily as a
screw machine operator. His starting wage does not
appear. However, according to Respondent's records, in
his first 3 years he received the following wage increases: to
$3.15 per hour on April 16, 1971; to $3.23 on July 15, 1971;
$3.32 on November 15, 1971; and $3.41 on February 17,
1972. On April 3, 1972, Lemasters was made "foreman" on
the night shift, at a wage of $3.80 per hour, which was
increased to $3.88 on July 6, 1972, and to $4 on October 6,
1972,8
In
November 1972, Respondent began to become
dissatisfied with the performance of the night shift. It
received reports from some employees that Lemasters was
not exercising responsible supervision and was not proper-
ly servicing the machines to keep them in proper operation.
Charles and David then visited the plant and watched the
operations. They found that breaks were being extended
considerably beyond the allotted times and that employees
were, in effect, being permitted to clock in falselyto hide
the extended breaks. One evening, apparently late in
November, Charles found, that the night-shift employees,
including Lemasters, were just sitting around talking when
they should have been working. When so discovered,
Lemasters offered to resign. His offer was rejected and,
instead, he was reprimanded and warned against future
recurrences.
On December 21, 1972, Lemasters was removed'as night-
shift foreman and returned to the day shift, where he
7 It was stipulated that Lemasters and Prentiss were the only people
employed by Respondent on both February 17. 1971, and April 16, 1973,
apparently the eligibility dates for the two elections on the lAM's petitions.
Prentiss had left Respondent's employ before the present hearing.
8 Lemasters testified that his final wage rate as night-shift foreman was
$4 05 per hour, but this rate
is not shown in an employee "record"
introduced by Respondent. This discrepancy is not significant.
442
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
resumed his former position as operator of the screw
machine. In this job, he worked under the supervision of
David. Shortly thereafter he was made a leadman on the
day shift. Although Respondent's "record" does not so
reflect, Lemasters and Earl testified that he received a
wage increase as leadman. In this connection, Earl testified
that the leadman position "was a more responsible job, so
we gave him more money for it." Earl also testified that
Lemasters was given this more responsible job because his
performance as a rank-and-file operator was unsatisfacto-
ry. Earl's explanation of this apparent anomaly was, in
part, as follows:
JUDGE KLEIN: Why was he changed from an operator
to a leadman on the day shift? THE WITNESS: Well, we
just thought that since he had run the screw machine
more than anything else, it just seemed like in spite of
our efforts to try to do something for him and the
company that it wasn't working out, and he wasn't
getting the production out that he should have been.
And he had had lots of experience on him. JUDGE
KLEIN: So you made him a leadman? THE WITNESS:
Yes. JUDGE KLEIN: And that was an increase in pay,
was it not? TIE WITNESS: Yes, it was, because we
rationalized that since he was working on the night
shift and the thing that happened was the irregularities,
that we would still see if we couldn't, it was his most
recent experience. We were going to see if we couldn't
use that to some advantage in the day time so he could
have some help also. And so we didn't - it was
considered to be a more responsible job. JUDGE KLEIN:
But you say you kicked him upstairs, is that what
you're saying? THE WITNESS: It was a more responsible
job, so we gave him more money for it. JUDGE KLEIN:
Because his work was unsatisfactory as an operator?
THE WITNESS: Yes. If you take a person out of one
category and put him in another you have to give him
the appropriate wage rate. We were dust trying to give
him some incentive, I suppose. We tried everything we
could to get him to do a little better.
According to Respondent, Lemasters' performance as
leadman on the screw machines was unsatisfactory.
Respondent introduced into evidence certain parts (pul-
leys) as representative of defective parts produced by
Lemasters. On January 12, 1973, Lemasters was trans-
ferred from the screw machines, under David's supervision,
to the milling machines, under Charles' supervision. At the
time of this transfer, Charles warned Lemasters that if "he
didn't straighten up" he would be discharged or would
"have to find another job." Lemasters testified that his
wage rate was reduced from $3.80 to $3.65. Respondent's
"record" does not reflect this reduction.
Again Respondent found Lemasters' performance unsa-
tisfactory. It introduced into evidence an allegedly repre-
sentative part defectively produced by Lemasters on the
milling machine. Around the third week of February 1973,
Lemasters was moved to operation of the turret lathe,
which Earl testified is considerably simpler and thus easier
to operate than the screw machine. On February 22,
pursuant to the collective-bargaining agreement with the
Council, Lemasters' wage rate was reduced to $3.56 per
hour.
That wage rate constituted a 16-cent-per-hour
increase in the basic rate for operators , but Lemasters had
previously been paid more than other operators.
According to Lemasters, Charles expressed satisfaction
with Lemasters' work on the turret lathe during Lemasters'
final weeks with the Company. Indeed, Charles corroborat-
ed this fact, testifying that Lemasters "did real well on [the
Foster turret lathe] job." However, according to Charles,
after a while defective parts began to appear, but none of
these parts had to be scrapped or reworked. At the
conclusion of testimony, Charles testified that Lemasters'
rate of production on the screw machines was "average,"
but that "he was having a lot of down time." Charles
continued : "On the turret lathe or on the arbor houses, he
had what I thought was acceptable production."
There was some conflict in the testimony of Earl and
Charles as to when the decision was made to discharge
Lemasters. Both witnesses testified that the possibility of
discharging Lemasters had been considered and discussed
sometime before he was finally fired . However, Earl
testified that the Wades "had decided about three or four
days before [they] discharged him that [they] were going to
discharge him."
Charles,
however, testified that they
warned Lemasters around the middle of February and the
final decision "must have been sometime, last of February
or first of March." The actual discharge came on March
15.
In explanation of the precise timing of the final
discharge,
Charles
testified
that
Lemasters
was then
working on a special order of which immediate delivery
was required . According to Charles, on Thursday, March
15, Lemasters had almost completed that order . Although
no evidence was presented as to how long it had actually
taken another employee to finish the work ,
Charles
indicated that he did not want to retain Lemasters for an
additional day, during which he might be in a position to
start on another job.
Discussion and Conclusions
1.
Section 8(a)(3)
The General Counsel contends that Lemasters was
discharged, at least in substantial part, because of his
activity on behalf of the JAM and/or his failure to obtain
the Council's signature to the collective -bargaining agree-
ment negotiated with Respondent. Respondent, on the
other hand, maintains, as counsel stated at the hearing,
that Lemasters "became an incompetent employee, and he
was given chance after chance, and that he was fired for
one reason and one reason only, that he was fired for that
incompetence."
As previously set forth, Lemasters was Respondent's
most senior employee at the time here involved . It also
appears that Respondent's work force was not particularly
marked by its stability, Lemasters and Prentiss being the
only two employees among approximately 25 working in
April 1973 who had also been employed by Respondent in
February
1971. It
must,
therefore,
be assumed that
Lemasters' work performance was at least adequate during
the first 2 or 3 years, i.e., from September 1969 until April
1972, when he was promoted to the position of night shift
foreman. There is no credible evidence that Lemasters had
WADE & SONS, INC.
443
been criticized before April 1972, and Earl conceded that
he considered Lemasters "competent" at the time he was
made foreman.
There is no question, however, that after he was
promoted to the position of night-shift foreman Lemasters'
performance became unsatisfactory to Respondent. None-
theless, he was kept on and Respondent appears to have
made rather extraordinary efforts to accommodate Lemas-
ters' deficiencies. Earl's explanation of this course of
conduct, as having been dictated by a desire not to waste
the "investment" in the employee's long training, was
confused and unpersuasive. For example, at one point,
when asked why Lemasters had not been discharged back
in 1972, Earl said:
In a position like I have you have to disregard your
personal feelings and do what's best for your corpora-
tion, and we thought that's what we were doing because
we had time and money and training with him and we
thought we would try to salvage it.
However, since there was other evidence that Lemasters
and the Wades had been on very friendly terms, it is
difficult to understand why the corporate interest in
retaining an incompetent employee would require "disre-
gard [of] personal feelings." If, as Respondent also
maintained, Lemasters' deficiencies were costly, in causing
excessive scrap or reworking of parts, it is not clear what
"personal feelings" were "disregarded" in deciding not to
discharge him long before March 15, 1973.
The explanation for Respondent's conduct must be
found by inference from other facts. After the IAM had
lost an election in 1971, Respondent voluntarily recognized
the Council, an independent union, at a time when there
rumors of another organizational campaign, apparently by
an outside union. Prentiss, the Council's first president,
resigned from that office, leaving Lemasters as the acting
head. Lemasters was the Council's chief spokesman and
representative in the negotiations which led to an agree-
ment acceptable to Respondent. During most of the
negotiations, Lemasters was serving as night-shift foreman,
a position which he was permitted to hold for some 2
months after Respondent had become dissatisfied with his
performance. Respondent had even rejected Lemasters'
attempt to quit when found in dereliction.
During the, weeks that followed employee ratification of
the Council agreement, Respondent asked Lemasters when
he would hold a Council, meeting for the election of
officers to execute a written contract. But it was not until
March 14 that Respondent changed its "inquiries" to a
demand for that action. This change coincided very closely
with the IAM's successful organization.
Earl, testified that, after having finally decided to
discharge
Lemasters a few days earlier, Respondent
wanted Lemasters to have the contract finalized before he
left. Significantly, however, when Lemasters said he would
have, the meeting held on Friday, March 16, Charles
initially expressed his satisfaction. It must therefore be
inferred that, at least on the morning of Wednesday,
March 14, Respondent did not intend to discharge
Lemasters that week.
There is no direct evidence as to what motivated Charles'
subsequent reversal of position and demand that the
meeting be held on March 14. However, the record does
establish that the IAM demand for recognition was mailed
from Kansas City on March 13 and received in nearby
Independence on March 14. Presumably it was received by
Respondent in the morning mail. Between the time Charles
expressed satisfaction with an election to be held on March
16 and his subsequent insistence that the meeting be held
on March 14, he had visited his office. If one is to see any
rational pattern, he must infer that Charles learned of the
Union's demand during that visit. There is no apparent
alternative explanation for his rapid change of heart.
As Respondent maintains, there is no direct evidence
that it knew of Lemasters' responsibility for the IAM's
successful campaign. However, knowledge can be inferred
from circumstantial evidence, including such matters as the
timing of the discharge and the relative smallness of the
plant.
Famet„ Inc., 202 NLRB 409, and cases cited.
Respondent knew that Lemasters, as president of the
Council, was a leader among the employees. Presumably
he would have known of any renewed activity by the IAM,
particularly since he had been responsible for its first,
unsuccessful campaign. It is reasonable to assume that, had
Lemasters remained loyal to the Council, he would have
taken some action earlier, such as having the Council
contract signed or at least informing Respondent of the
potential threat thereto.
Respondent would have been
totally naif if it had not immediately become suspicious of
Lemasters when the IAM demand was made and Lemas-
ters then informed Respondent that the employees had
voted not to ratify the Council agreement. This suspicion
would be heightened by the fact that, according to
Respondent,
Lemasters was the only employee who
complained about the wage rates in the Council agreement.
Under that contract, which Respondent put into effect
shortly
after
February 15, Lemasters,
Respondent's
highest paid employee, received a wage decrease, whereas
the other employees received an increase of 16 cents per
hour.
The abruptness of the discharge, I day after the end of a
pay period and before Lemasters had finished the job for
which
Respondent
maintains he was being kept on,
suggests a motive other than chronic dissatisfaction with
Lemasters' performance. The abruptness and timing of the
discharge
are strong evidence of improper motive.
N. L. R. B. v. Montgomery Ward & Co., Inc., 242 F.2d 497,
502 (C.A. 2, 1957), cert. denied 355 U.S. 829 (1957);
N. L. R. B. v. Mid State Sportswear, Inc., 412 F.2d 537, 539
(C.A. 5, 1959); McGraw-Edison Co. v. NL.R.B., 419 F.2d
67,75 (C.A. 8, 1969). The self-serving testimony of Respon-
dent's representatives concerning their motivation is not
conclusive. Shattuck Denn Mining Corp. v. N.L.RB., 362
F.2d 466 (C.A. 9, 1966).
Although Respondent had not in the past been diffident
about complaining about Lemasters' performance, the
evidence is undisputed that,, when Lemasters asked why he
was being discharged on March 15, Charles replied only
that they "couldn't get along together any longer." There is
no evidence that Charles cited Lemasters' poor work as the
reason for his discharge.
The day after
, the discharge employee Larry Dutton
asked David why Lemasters had been fired. At first David
444
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
said he was not in a position to say. However, later that
day David showed Dutton two types of parts which
Lemasters had allegedly fabricated defectively. These,
according to David, were the reason for the discharge.
However, as previously noted, these parts had been made
some time in the past and Lemasters' recent production
had been satisfactory. David's delay in giving Dutton an
explanation strongly suggests that Respondent was at that
point, after the fact, looking for justifying evidence. If, as
Earl and Charles testified, all three Wades had previously
concurred in a final decision to fire Lemasters, one would
expect David to have revealed the reason upon Dutton's
initial inquiry. That Respondent was seeking justification
after the fact is further indicated by Dutton's additional
testimony that in preparation for the present trial Respon-
dent's counsel asked Dutton if he knew of "any just
reason" why, had he been the employer, he "would have
fired" Lemasters.
Respondent had counted on Lemasters to have the
Council agreement signed. Obviously Respondent would
be disappointed and displeased by the arrival of the IAM
on the scene and the employees' vote to repudiate the
Council agreement.
Employee Dennis Differing testified that on or about
May 16, 1973, after having been reprimanded for talking
during working hours, he "asked David Wade if [David]
had anything against" Differing. David replied: "You
know why we've got it against you and 14 others in this
shop. You all brought it on yourselves." David's statement
obviously referred to the Board-conducted election of May
7, 1973, which the IAM won by a vote of 14 to 9, with
Lemasters' ballot, presumably in favor of the IAM, being
challenged.
It is understandable, that Respondent would consider
Lemasters guilty of unpardonable duplicity. As said in
Respondent's brief, knowledge or surmise that Lemasters
had led the IAM campaign "could only lead to the
conclusion that Mr. Lemasters engaged in bad faith
bargaining misleading the employer as to his representa-
tional capacity." But Lemasters' lack of candor with
Respondent does not deprive him and the other employees
of their statutory right to choose their own bargaining
agent, free of employer interference. Respondent had
available legal means to resist the lAM if it believed that
the Council agreement had been properly negotiated. It
could not, however, take matters in its own hands by
retaliating against Lemasters for his alleged "misrepresen-
tation" and duplicity.
On all the evidence, I find and conclude that the
immediate motivation for Lemasters' discharge was Res-
pondent's shock and displeasure on learning of the IAM
representation and consequent frustration of the Council
agreement. That Respondent also had justifiable grounds
for discharging Lemasters because of his unsatisfactory
performance does not preclude a finding that the discharge
was violative of Section 8(a)(3). N.L.R.B. v. Yale Manufac-
turing Company, 356 F.2d 69, 74 (C.A. 1, 1966). A discharge
is violative of the Act whenever the employee's union or
other protected activities are "a contributing factor" in the
decision. N.L.R.B. v. National Food Stores, Inc., 332 F.2d
249, 252 (C.A. 7, 1964); N.L.R.B. v. Tom Wood Pontiac,
Inc., 447 F.2d 383, 386 (C.A. 7, 1971). Indeed, Respon-
dent's long-suffering indulgence of Lemasters' delinquen-
cies tends to reinforce the inference that the immediate and
dominant reason for the abrupt discharge was Lemasters'
union activities.
Accordingly,
on all the evidence, including careful
observation of the demeanor of the witnesses , I find that,
as alleged in the complaint, Respondent discriminatorily
discharged Lemasters in violation of Section 8(a)(3) and (1)
of the Act.
2.
Section 8(a)(1)
The complaint alleges that on March 14, 1973, Respon-
dent "did unlawfully interfere with the rights of its
employees to determine whether to execute or reject a
collective-bargaining agreement." But the fact is that the
employees had accepted the agreement on or about
February 15. Thus, on March 14 there was no question
concerning ratification; the matter at issue was the election
of officers to sign a written contract.
If the contract negotiated by the Council and Respon-
dent and "ratified" by vote of the employees on or about
February 15, 1973, was valid, Respondent was statutorily
entitled to request that it be reduced to writing and signed
by the Council. Section 8(b)(2) and (d) of the Act. If
Respondent had an absolute right to a signed written
contract, it cannot reasonably be said that it violated the
law by asking the Council's representative to take the
necessary preliminary formal step. Such request did not
constitute the type of gratuitous intermeddling present in
North American Rockwell Corporation,
191 NLRB 833,
cited by the General Counsel.
The record evidence, however,
casts doubt on the
validity of the Council agreement. During most of the
contract negotiations, Lemasters was serving as night-shift
"foreman" while he was serving as the Council's spokes-
man and negotiator. Although Respondent apparently
sought at the hearing to establish that Lemasters' position
was not "supervisory" within the statutory definition, it
does not expressly so contend in its brief.
In any event, the record evidence clearly establishes
Lemasters' supervisory status while working on the night
shift. The evidence establishes that he was consulted
concerning the hiring of new employees for the night shift
and generally interviewed' applicants for such positions. He
fired, or at least effectively recommended the discharge of,
two employees. There was specific evidence that he
consulted Charles on one of these two discharges and was
instructed to take whatever action he felt was proper.
He was the top-ranking person on the night shift, with no
top-echelon management representative present. Thus it
was he who took responsibility for such personnel actions
as excusing employee absences. Although he reported to
Charles concerning all major facets of the night-shift
operations, such reports appear to have been purely
informational, given after the facts. There is no evidence
that he was required to or did receive advance orders or
permission to take necessary specific action.
Respondent's evidence itself discloses the high degree of
responsibility conferred on Lemasters. He was relieved of
the job because he was deemed insufficiently "responsible"
WADE & SONS, INC.
445
in
conducting
the
operation and maintaining proper
discipline. Charles testified that Lemasters' function on the
night shift was "to see that people were putting out quality
material and to assist in making adjustments on ma-
chines." Charles then proceeded to testify that it was
generally difficult "to get people to work that night shift"
and therefore there were several inexperienced employees
"that should have been supervised closely." It thus clearly
appears that Respondent assigned truly supervisory re-
sponsibility and duties to Lemasters on the night shift, as
distinguished from the more routine responsibilities he
later had on the day shift under David's supervision.
Additionally, it is undisputed that Charles and David
were present at the February 15, 1973, meeting at which
the employees voted
on ratification of the Council
contract. Earl further manifested his interest in this action
by requesting and receiving the ballots.
Either
Lemasters' supervisory
status
or the
Wades'
involvement in the employees' ratification vote is sufficient
to invalidate the Council agreement as violative of Section
8(a)(2). Mon River Towing, Inc. v. N.LR.B., 241 F.2d 1
(C.A. 3).
The problem is that neither the charge nor the complaint
in the present case alleges a violation of Section 8(a)(2). At
the hearing, the General Counsel made clear that the
absence of an 8(a)(2) allegation from the complaint was
advertent, based on the facts that the Council was now
defunct and the JAM had been certified. The complaint
was entirely silent as to the existence of the Council and its
collective-bargaining agreement.
Evidence of these facts was admitted, over Respondent's
objection, as "background," on the General Counsel's
statement that "the evidence of domination and assistance
of the company union by this respondent has material
bearing upon the respondent's motivation for the discharge
of Lemasters."
In this posture of the proceedings, I should not be at
liberty to recommend an order remedying a violation of
Section 8(a)(2). Cf.
Western Commercial Transport, Inc.,
201 NLRB 17. To hold that Respondent could not lawfully
request that Lemasters have the contract signed would he
tantamount to invalidating the agreement for violation of
Section 8(a)(2). Accordingly, while the evidence admitted
as relevant to the Section 8(a)(3), allegation establishes an
unalleged violation of Section 8(a)(2), I cannot find the
independent violation of Section 8(a)(1) alleged in the
complaint.
CONCLUSIONS OF LAW
1.
By discharging George W. Lemasters on March 15,
1973, and failing and refusing to reinstate him thereafter,
Respondent has engaged in and is engaging in unfair labor
practices within the meaning of Section 8(a)(3) and (1) of
the Act.
2.
It has not been established that Respondent has
engaged in any other unfair labor practices cognizable in
this proceeding.
THE REMEDY
Having found that Respondent discriminatorily dis-
charged George W. Lemasters in violation of Section
8(a)(3) and ( 1) of the Act, I shall recommend that it be
required to offer him full and immediate reinstatement
with backpay, to be computed in the manner established in
F.
W. Woolworth Company, 90 NLRB 289, together with
interest at 6 percent per annum in accordance with Isis
Plumbing & Heating Co., 138 NLRB 716. In addition, I
shall recommend a cease-and-desist and notice-posting
order in the customary form.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:
ORDERS
Respondent, Wade & Sons, Inc., Independence,
Mis-
souri, its officers, agents, successors, and assigns, shall:
1.
Cease and desist from:
(a) Discouraging membership in District Lodge No. 71,
International
Association of
Machinists
& Aerospace
Workers, AFL-CIO, by discharging any employee or by
discriminating in any other manner in regard to hire and
tenure of employment or any term or condition of
employment.
(b) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of the
right to self-organization, to form or join labor organiza-
tions, and to engage in any other concerted activity for the
purpose of collective bargaining or other mutual aid and
protection, or to refrain from any or all such activities
(except to the extent that such right may be affected by an
agreement requiring membership in a labor organization as
a condition of employment, as authorized in Section
8(a)(3) of the Act).
2.
Take the following affirmative action, which it is
found will effectuate the policies of the Act:
(a)
Offer George W. Lemasters immediate and full
reinstatement to his former job, or, if that position is no
longer in existence, to a substantially equivalent position,
without prejudice to his seniority or other rights and
privileges, and make him whole for any loss of earnings he
may have suffered by reason of the discrimination against
him, in the manner set forth in "The Remedy" section of
this Decision.
(b) Preserve and, upon request, make available to the
Board or its agents , for examination and copying, all
payroll records, social security payment records, timecards,
personnel records, reports, and all other records necessary
to analyze and compute the amount of backpay due under
the terms of this Order.
9 In the event no exceptions are filed, as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes
446
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(c) Post at its plant in Independence, Missouri, copies of
the attached notice marked "Appendix." 10 Copies of said
notice, on forms provided by the Regional Director for
Region 17, after being duly signed by Respondent's
authorized representative, shall be posted by Respondent
immediately upon receipt thereof, and be maintained by it
for 60 consecutive days thereafter, in conspicuous places,
including all places
where notices to employees are
customarily posted. Reasonable steps shall be taken to
insure that said notices are not altered, defaced, or covered
by any other material.
(d) Notify the Regional Director for Region 17, in
writing, within 20 days from the date of this Order, what
steps Respondent has taken to comply herewith.
IT IS FURTHER ORDERED that the complaint be, and it
hereby is, dismissed insofar as it alleges unfair labor
practices other than those specifically found.
10 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursuant
to a Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board."
To form, join or help unions
To bargain as a group through a representative
of their own choosing
To act together for collective bargaining or
other mutual aid or protection
To refuse to do any or all of these things.
WE WILL NOT do anything that interferes with these
rights.
We assure all of our employees that WE WILL NOT
discourage membership in District Lodge No. 71;
International Association of Machinists & Aerospace
Workers, AFL-CIO, or any other labor organization,
by discharging any employee or discriminating in any
other manner in regard to hire and tenure of employ-
ment or any term or condition of employment.
WE WILL offer George Lemasters full reinstatement
and WE WILL compensate him, with interest, for any
loss of earnings suffered by him as a result of our
having discharged him on March 15, 1973.
WADE & SONS, INC.
(Employer)
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a trial in which all parties had the opportunity to
present their evidence, it has been found that we violated
the law and we have been ordered to post this notice about
what we are committed to do.
The National Labor Relations Act gives all employees
these rights:
Dated
By
(Representative)
(Title)
This is an official notice and must not be defaced by
anyone.
This notice must remain posted for 60 consecutive days
from the date of positing and must not be altered, defaced,
or covered by any other material. Any questions concern-
ing this notice or compliance with its provisions may be
directed to the Board's Office, 616-Two Gateway Center,
Fourth At State, Kansas City, Kansas 64101, Telephone
816-374-4518.