207 NLRB 548
Overhead Door Corp.
548
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Advance Industries Division-Overhead Door Corpo-
ration and Fox River Valley District Council of
Carpenters, Local Union 2497, United Brother-
hood of Carpenters and Joiners of America,
AFL-CIO. Case 30-CA-2392
November 26, 1973
DECISION AND ORDER
By MEMBERS JENKINS , KENNEDY AND PENELLO
Upon a charge filed on July 6, 1973, by Fox River
Valley District Council of Carpenters, Local Union
2497, United Brotherhood of Carpenters and Joiners
of America, AFL-CIO, herein called the Union, and
duly served on Advance Industries Division-Over-
head Door Corporation, herein called the Respon-
dent, the General Counsel of the National Labor
Relations Board, by the Acting Regional Director for
Region 30, issued a complaint on July 11, 1973,
against Respondent, alleging that Respondent had
engaged in and was engaging in unfair labor
practices affecting commerce within the meaning of
Section 8(a)(5) and (1) and Section 2(6) and (7) of the
National Labor Relations Act, as amended. Copies
of the charge, complaint, and notice of hearing
before an Administrative Law Judge were duly
served on the parties to this proceeding.
With respect to the unfair labor practices, the
complaint alleges in substance that on May 25, 1973,
following a Board election in Case 30-RC-1944 the
Union was duly certified as the exclusive collective-
bargaining representative of Respondent's employees
in the unit found appropriate;' and that, commenc-
ing on or about June 28, 1973, and at all times
thereafter, Respondent has refused, and continues to
date to refuse, to bargain collectively with the Union
as the exclusive bargaining representative, although
the Union has requested and is requesting it to do so.
On July 16, 1973, Respondent filed its answer to the
complaint admitting in part, and denying in part, the
allegations in the complaint.
On August 13, 1973, counsel for the General
Counsel filed directly with the Board a Motion for
Summary Judgment. Subsequently, on August 21,
1973, the Board issued an order transferring the
proceeding to the Board and a Notice To Show
Cause
why the General Counsel's
Motion for
Summary Judgment should not be granted. Respon-
dent thereafter filed a response to Notice To Show
Cause.
Pursuant to the provisions of Section 3(b) of the
1 Official notice is taken of the record in the representation proceeding,
Case 30-RC-1944, as the term "record" is defined in Secs. 102.68 and
102.69(f) of the Board's Rules and Regulations, Series 8, as amended. See
LTV Electrosystems, Inc, 166 NLRB 938, enfd. 388 F 2d 683 (C A. 4, 1968);
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Upon the entire record in this proceeding, the
Board makes the following:
Ruling on the Motion for Summary Judgment
In its answer to the complaint and response to the
Notice To Show Cause, the Respondent admits all
the factual allegations of the complaint and Motion
for Summary Judgment, but argues that the Union's
certification,
issued
in
representation
Case
30-RC-1944, is invalid because of the erroneous
Regional
Director's
determinations therein.
The
General Counsel contends that the Respondent is
raising representation matters which were litigated
and decided adversely to it and that it may not
relitigate them herein. We agree with the General
Counsel.
Our review of the record reflects that in his
Decision and Direction of Election issued on March
19, 1973, amended on March 20, 1973, the Regional
Director found, inter alia, that six department heads,
including Lila Blakeslee and Darlene Romenesco,
alleged by the Respondent to be supervisors, were
employees who were included in the appropriate
production and maintenance unit and eligible to vote
in the directed election. On April 18, 1973, the Board
denied the Respondent's request for review on the
supervisory issue as raising no substantial issues
warranting review. After the election of April 19,
1973, the tally of ballots showed that of approximate-
ly 149 eligible voters, 73 cast ballots for, and 65
against, the Union, with 7 challenged ballots which
were not sufficient to affect the results of the
election.
Thereafter, the Respondent filed timely objections
to the conduct of the election alleging, in substance,
that: (1) the Union engaged the support of alleged
Supervisors Blakeslee and Romenesco to persuade,
encourage, and coerce employees to vote for the
Union; (2) the Union sponsored a free dinner party
for employees and promised another if it won the
election; (3) the Union advised employees that they
would be charged a nominal initiation fee of $1 if
they joined the Union before the election, rather than
a $25 fee; and (4) the Union misrepresented to
employees who were eligible to vote in the election
that they were ineligible to vote. After investigating
the objections, the Regional Director, on May 25,
1973, issued his Supplemental Decision and Certifi-
cation of Representative, in which, he found that the
Golden Age Beverage Co., 167 NLRB 151, enfd. 415 F.2d 26 (C.A. 5, 1969);
Intertype Co. v Penello, 269 F.Supp. 573 (D.C. Va.. 1967); Follett Corp., 164
NLRB 378, enfd. 397 F.2d 91 (C.A. 7, 1968); Sec. 9(d) of the NLRA.
207 NLRB No. 76
ADVANCE INDUSTRIES DIVISION
549
objections did not raise substantial or material issues
with respect to the conduct of the election, and
therefore he overruled the objections in their entirety
and certified the Union. The Respondent filed a
timely request for review of the Regional Director's
Supplemental Decision which the Board, on June 19,
1973, denied as raising no substantial issues warrant-
ing review.
It is well settled that in the absence of newly
discovered or previously unavailable evidence or
special circumstances a respondent in a proceeding
alleging a violation of Section 8(a)(5) is not entitled
to relitigate issues which were or could have been
litigated in a prior representation proceeding.2
All issues raised by the Respondent in this
proceeding were or could have been litigated in the
prior representation proceeding, and the Respondent
does not offer to adduce at a hearing any newly
discovered or previously unavailable evidence, nor
does it allege that any special circumstances 3 exist
herein which would require the Board to reexamine
the decision made in the representation proceeding.
We therefore, find that the Respondent has not raised
any issue which is properly litigable in this unfair
labor practice proceeding. We shall, accordingly,
grant the Motion for Summary Judgment.
On the basis of the entire record, the Board makes
the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE RESPONDENT
Respondent, an Indiana corporation, is engaged in
the manufacture and service of radio control devices
at its Appleton, Wisconsin, location. During the past
calendar year, a representative period, the Respon-
dent
purchased and received at its Appleton,
Wisconsin, facility goods valued in excess of $50,000
in interstate commerce, from points located directly
outside the State of Wisconsin.
We find, on the basis of the foregoing, that
Respondent is, and has been at all times material
herein, an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act, and that
it will effectuate the policies of the Act to assert
jurisdiction herein.
II. THE LABOR ORGANIZATION INVOLVED
Fox River Valley District Council of Carpenters,
Local Union 2497, United Brotherhood of Carpen-
2 See Pittsburgh Plate Glass Co., v. N.L.RB., 313 U.S. 146, 162 (1941);
Rules and Regulations of the Board, Secs. 102.67(1) and 102.69(c).
3 In its response to the Notice To Show Cause, the Respondent concedes
that it is not entitled to relitigate issues litigated in the representation
proceeding, absent newly discovered or previously unavailable evidence or
special circumstances- It contends however that "special circumstances" are
ters and Joiners of America, AFL-CIO, is a labor
organization within the meaning of Section 2(5) of
the Act.
III. THE UNFAIR LABOR PRACTICES
A.
The Representation Proceeding
1.
The unit
The following employees of the Respondent
constitute a unit appropriate for collective-bargain-
ing purposes within the meaning of Section 9(b) of
the Act:
All production and maintenance employees,
production related technicians, and service em-
ployees employed by the Employer at its Apple-
ton, Wisconsin, location; excluding outside instal-
lation
employees, salesmen, service
manager,
office clerical employees, professional employees,
guards and supervisors as defined in the Act.
2.
The certification
On April 19, 1973, a majority of the employees of
Respondent in said unit, in a secret ballot election
conducted under the supervision of the Regional
Director for Region 30, designated the Union as their
representative for the purpose of collective bargain-
ing with the Respondent. The Union was certified as
the collective-bargaining representative of the em-
ployees in said unit on May 25, 1973, and the Union
continues to be such exclusive representative within
the meaning of Section 9(a) of the Act.
B.
The Request To Bargain and Respondent's
Refusal
Commencing on or about June 28, 1973, and at all
times thereafter, the
Union has requested the
Respondent to bargain collectively with it as the
exclusive collective-bargaining representative of all
the employees in the above-described unit. Com-
mencing on or about June 28, 1973, and continuing
at all times thereafter to date, the Respondent has
refused, and continues to refuse, to recognize and
bargain with the Union as the exclusive representa-
tive for collective bargaining of all employees in said
unit.
Accordingly, we find that the Respondent has,
since June 28, 1973, and at all times thereafter,
refused to bargain collectively with the Union as the
exclusive representative of the employees in the
present herein by reason of the fact that the Regional Director's Decision
and Direction of Election and his Supplemental Decision were patently
erroneous in fact and law and that the Board summarily denied the
Respondent's request for review. We find no merit in this contention
because the matters which have been previously litigated and adversely
determined against the Respondent do not constitute special circumstances.
550
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
appropriate unit, and that, by such refusal, Respon-
dent has engaged in and is engaging in unfair labor
practices within the meaning of Section 8(a)(5) and
(1) of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of Respondent set forth in section
III, above, occurring in connection with its opera-
tions described in section I, above, have a close,
intimate,
and substantial relationship to trade,
traffic, and commerce among the several States and
tend to lead to labor disputes burdening and
obstructing commerce and the free flow of com-
merce.
V. THE REMEDY
Having found that Respondent has engaged in and
is engaging in unfair labor practices within ' the
meaning of Section 8(a)(5) and (1) of the Act, we
shall order that it cease and desist therefrom, and,
upon request, bargain collectively with the Union as
the exclusive representative of all employees in the
appropriate unit, and, if an understanding is reached,
embody such understanding in a signed agreement.
In order to insure that the employees in the
appropriate unit will be accorded the services of their
selected bargaining agent for the period provided by
law, we shall construe the initial period of certifica-
tion as beginning on the date Respondent commenc-
es to bargain in good faith with the Union as the
recognized bargaining representative in the appropri-
ate unit. See Mar Jac Poultry Company, Inc.,
136
NLRB 785; Commerce Company d/b/a Lamar Hotel,
140 NLRB 226, 229, enfd. 328 F.2d 600 (C.A. 5,
1964), cert. denied 379 U.S. 817; Burnett Construction
Company, 149 NLRB 1419, 1421, enfd. 350 F.2d 57
(C.A. 10, 1965).
The Board, upon the basis of the foregoing facts
and the entire record, makes the following:
CONCLUSIONS OF LAW
1.
Advance Industries Division-Overhead Door
Corporation, is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2.
Fox River Valley District Council of Carpen-
ters,
Local Union 2497, United Brotherhood of
Carpenters and Joiners of America, AFL-CIO, is a
labor organization within the meaning of Section
2(5) of the Act.
3.
All production and maintenance employees,
production related technicians, and service employ-
ees employed by the Employer at its Appleton,
Wisconsin, location; excluding outside installation
employees, salesmen, service managers, office cleri-
cal employees, professional employees, guards and
supervisors as defined in, the Act, constitute a unit
appropriate for the purposes of collective bargaining
within the meaning of Section 9(b) of the Act.
4.
Since May 25, 1973, the above-named labor
organization has been and now is the certified and
exclusive representative of all employees in the
aforesaid appropriate unit for the purpose of collec-
tive bargaining within the meaning of Section 9(a) of
the Act.
5.
By refusing on or about June 28, 1973, and at
all times thereafter, to bargain collectively with the
above-named labor organization as the exclusive
bargaining representative of all the employees of
Respondent in the appropriate unit, Respondent has
engaged in and is engaging in unfair labor practices
within the meaning of Section 8(a)(5) of the Act.
6.
By the aforesaid refusal to bargain, Respon-
dent has interfered with, restrained, and coerced, and
is interfering with, restraining, and coercing, employ-
ees in the exercise of the rights guaranteed to them in
Section 7 of the Act, and thereby has engaged in and
is engaging in unfair labor practices within the
meaning of Section 8(a)(1) of the Act.
7.
The aforesaid unfair labor practices are unfair
labor practices affecting commerce within the mean-
ing of Section 2(6) and (7) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby orders that Respondent,
Advance Industries Division-Overhead Door Cor-
poration, Appleton, Wisconsin, its officers, agents,
successors, and assigns, shall:
1.
Cease and desist from:
(a) Refusing to bargain collectively
concerning
rates of pay, wages, hours, and other terms and
conditions of employment with Fox River Valley
District Council of Carpenters, Local Union 2497,
United Brotherhood of Carpenters and Joiners of
America, AFL-CIO, as the exclusive bargaining
representative
of its employees in the following
appropriate unit:
All production and maintenance employees,
production related technicians, and service em-
ployees employed by the Employer at its Apple-
ton, Wisconsin, location; excluding outside instal-
lation
employees, salesmen, service
manager,
office clerical employees, professional employees,
guards and ' supervisors as defined in the Act.
(b) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of
the rights guaranteed them in Section 7 of the Act.
ADVANCE INDUSTRIES DIVISION
551
2.
Take the following affirmative action which
the Board finds will effectuate the policies of the Act:
(a) Upon request, bargain with the above-named
labor organization as the exclusive representative of
all employees in the aforesaid appropriate unit with
respect to rates of pay, wages, hours, and other terms
and conditions of employment, and, if an under-
standing is reached, embody such understanding in a
signed agreement.
(b) Post at its Appleton, Wisconsin, location copies
of the attached notice marked "Appendix." 4 Copies
of said notice, on forms provided by the Regional
Director for Region 30 after being duly signed by
Respondent's representative, shall be posted by
Respondent immediately upon receipt thereof, and
be maintained by it for 60 consecutive days thereaft-
er, in conspicuous places, including all places where
notices to employees are customarily posted. Reason-
able steps shall be taken by Respondent to insure
that said notices are not altered, defaced, or covered
by any other material.
(c) Notify the Regional' Director for Region 30 in
writing, within 20 days from the date of this Order,
what steps have been taken to comply herewith.
4 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
exclusive representative of the employees in the
bargaining unit described below.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employees
in the exercise of the rights guaranteed them by
Section 7 of the Act.
WE WILL, upon request, bargain with the
above-named Union, as the exclusive representa-
tive of all employees in the bargaining unit
described below, with respect to rates of pay,
wages, hours, and other terms and conditions of
employment, and, if an understanding is reached,
embody such understanding in a signed agree-
ment. The bargaining unit is:
All production and maintenance employ-
ees,
production related technicians, and
service 'employees employed by the Employ-
er at its Appleton,
Wisconsin, location;
excluding outside installation employees,
salesmen, service managers, office clerical
employees, professional employees, guards
and supervisors as defined in the Act.
ADVANCE INDUSTRIES
DIVISION-OVERHEAD
DOOR CORPORATION
(Employer)
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively
concerning rates of pay, wages, hours, and other
terms and conditions of employment with Fox
River Valley
District Council of Carpenters,
Local Union 2497, United Brotherhood of Car-
penters and Joiners of America, AFL-CIO, as the
Dated
By
(Representative)
(Title)
This is an official notice and must not be defaced
by anyone.
This notice must remain posted for 60
, consecutive
days from the date of posting and must not be
altered, defaced, or covered by any other material.
Any questions concerning this notice or compli-
ance with its provisions may be directed to the
Board's Office, Commerce Building, Second Floor,
744 North Fourth Street,
Milwaukee,
Wisconsin
53203, Telephone 414-224-3861.