207 NLRB 614
Edwards & Webb Construction Co.
614
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Edwards
&
Webb Construction
Company
and
International Union of Operating Engineers, Local
No. 18, AFL-CIO. Case 9-CA-7038
November 28, 1973
DECISION AND ORDER
BY CHAIRMAN MILLER AND MEMBERS JENKINS
AND KENNEDY
On June 28, 1973, Administrative Law Judge
Stanley N. Ohlbaum issued the attached Decision in
this proceeding. Thereafter, the Respondent filed
exceptions and a supporting brief, and the Charging
Party filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and
briefs
and has decided to affirm the rulings,
findings,' and conclusions of the Administrative Law
Judge. The Board will substitute its Order for the
Administrative Law Judge's recommended Order, as
its Order conforms more.closely to the findings in
this case.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended,
the National Labor
Relations Board hereby orders that the Respondent,
Edwards & Webb Construction Company, Danville,
Kentucky,
its officers, agents, successors, and as-
signs, shall:
1.
Cease and desist from:
(a) Refusing to bargain collectively with Interna-
tional Union of Operating Engineers , Local No. 18,
AFL-CIO,
as the exclusive representative of its
employees in the appropriate unit , or unilaterally
changing any term or condition of employment
without giving the said Union adequate prior
notification and opportunity to bargain collectively.
The appropriate unit is:
All operating engineers engaged in the erection,
operation, maintenance, and repair of construc-
tion equipment in the Counties of Boone, Camp-
' Chairman Miller agrees that the Respondent violated Sec . 8(a)(1) and
(5) when it refused to bargain with the Operating Engineers both before and
after May 1, 1972, and unilaterally terminated the terms and conditions of
employment of the unit employees without bargaining with that Union as
their exclusive bargaining representative . He also agrees with the finding
that the Respondent violated Sec . 8(a)(3) when it refused to reemploy
Cordell Brown because Respondent would not sign a contract with the
Operating Engineers and would no longer "use any oilers," the classification
Brown held. He would not, however, find that Respondent violated Sec.
bell,
Kenton, and Pendleton, Kentucky, but
excluding all office clerical employees, profession-
al employees, all other employees, guards, and
supervisors as defined in the Act.
(b) Discharging, refusing to reinstate, or otherwise
discriminating against any of its employees in regard
to hire or tenure of employment or any term or
condition of employment because of their member-
ship in or activities on behalf of any labor organiza-
tion.
(c) In any like or related manner interfering with,
restraining, or coercing its employees in the exercise
of the rights guaranteed them in Section 7 of the Act.
2.
Take the following affirmative action which
the Board finds will effectuate the policies of the Act:
(a) Upon request, bargain collectively in good faith
with International Union of Operating Engineers,
Local No. 18, AFL-CIO, as the exclusive representa-
tive of its employees in the appropriate unit with
respect to rates of pay, wages, hours of employment,
and other terms and conditions of employment, and,
if an understanding is reached, embody the under-
standing in a signed written agreement.
(b)
Offer
Cordell
Brown immediate and full
reinstatement to his former job or, if that job no
longer exists, to a substantially equivalent position,
without prejudice to his seniority or other rights and
privileges, and make him whole for any loss of pay he
may have suffered by reason of the discrimination
against him, in the manner set forth in the section of
the Administrative Law Judge's Decision entitled
"The Remedy."
(c) Make whole the employees in the appropriate
unit for any loss of pay they may have suffered as a
result of the Respondent's unilateral actions, in the
manner set forth in the section of the Administrative
Law Judge's Decision entitled "The Remedy."
(d) Preserve and, upon request, make available to
the Board or its agents, for examination and copying,
all payroll records, social security payment records,
timecards, personnel records and reports, and all
other records necessary to analyze the amounts of
backpay due under the terms of this Order.
(e) Post at its Danville, Kentucky, location, and
also at its jobsite at Licking River Bridge, Latonia,
Kentucky, copies of the attached notice marked
"Appendix." 2
Copies of said notice, on forms
provided by the Regional Director for Region 9,
8(a)(3) when it unilaterally abrogated the terms and conditions of
employment of the unit employees as described above, absent independent
evidence that such was discriminatorily motivated.
2 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
207 NLRB No. 101
EDWARDS & WEBB CONSTRUCTION CO.
615
after being duly signed by Respondent's authorized
representative,
shall
be posted by Respondent
immediately upon receipt thereof, and be maintained
by it for 60 consecutive days thereafter, in conspicu-
ous places, including all places where notices to
employees are customarily posted. Reasonable steps
shall be taken by Respondent to insure that said
notices are not altered, defaced, or covered by any
other material.
(f) Notify the Regional Director for Region 9, in
writing, within 20 days from the date of this Order,
what steps the Respondent has taken to comply
herewith.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a trial before an Administrative Law Judge of
the National Labor Relations Board, at which all
sides had the opportunity to be heard, it has been
decided that we, Edwards & Webb Construction
Company, violated the National Labor Relations
Act. We have been ordered to post this notice and to
carry out its terms.
The National Labor Relations Act guarantees to
employees the right to join unions, to help unions, to
bargain collectively through representatives of their
own choice, to act collectively with other employees
in bargaining with employers, and to be free from
interference, restraint, coercion, or threat because of
the exercise of any of those rights or any other rights
under the Act. The Act also guarantees employees
the right to refrain from exercising those rights if
they so choose. It is up to the employees themselves,
without interference from their employer or anybody
else.
Accordingly, we assure you that from now on:
WE WILL NOT violate any of your rights listed
above.
WE WILL, upon request, bargain in good faith
with International Union of Operating Engineers,
Local No. 18, AFL-CIO, concerning wages, job
classifications, fringe benefits, and all other terms
and conditions of employment, and embody any
understanding reached in a signed written agree-
ment. The appropriate unit is as follows:
All
operating engineers engaged in the
erection, operation, maintenance, and repair
of construction equipment in Boone, Camp-
bell, Kenton, and Pendleton Counties, Ken-
tucky,
but excluding all office clerical
employees, professional employees, all other
employees, guards, and supervisors as de-
fined in the National Labor Relations Act,
as amended.
WE WILL NOT unilaterally change any of the
terms or conditions of employment of employees
in this appropriate unit.
WE WILL offer Cordell Brown immediate and
full reinstatement to his former job (or equivalent
job) with us; and WE WILL also pay wages he is
entitled to, plus interest.
WE WILL make whole all of the employees in
the above collective-bargaining unit for all fringe
and other benefits of which we unlawfully
deprived them, plus interest.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the
exercise 'of the rights guaranteed you in Section 7
of the Act.
EDWARDS & WEBB
CONSTRUCTION COMPANY
(Employer)
Dated
By
(Representative)
(Title)
This is an official notice and must not be defaced
by anyone.
This notice must remain posted for 60 consecutive
days from the date of posting and must not be
altered, defaced, or covered by any other material.
Any questions concerning this notice or compli-
ance with its provisions may be directed to the
Board's Office, Federal Office Building, Room 3003,
550 Main Street, Cincinnati, Ohio 45202, Telephone
513-684-3686.
DECISION
1. PRELIMINARY STATEMENT
N. OHLBAUM, This proceeding 1 under the National
Labor Relations Act as amended, 29 U.S.C. 151, et seq.
(Act), was tried before me in Cincinnati, Ohio, on August
31, 1972, and May 15, 1973, with all parties participating
throughout by counsel, who were afforded full opportunity
to present evidence and contentions. The trial was recessed
during the intervening period upon request of the parties.
After all parties rested their proof on May 15, at their
request they were allowed until June 12, upon their
subsequent application extended to June 19, 1973, to file
briefs, which have been received and considered, together
with the entire record.
The basic issues are whether Respondent has violated
r Upon complaint (as amended, without opposition, at the trial so as,
inter alit, to allege violation of Section 8(a)(3) of the Act) of the National
Labor Relations Board Regional Director for Region 9 (Cincinnati, Ohio),
issued June 23 growing out of charge filed May 12, 1972.
616
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Section 8(a)(1), (3), and (5) of the Act by refusing to
recognize (or withdrawing recognition from), meet, and
bargain in good faith with the Charging Party as exclusive
collective-bargaining representative of an appropriate
bargaining unit of Respondent's employees; by unilaterally
abrogating an established job classification and discharg-
ing or refusing to allow a bargaining unit member to
continue to work therein; and by unilaterally abrogating its
bargaining unit employees' established fringe benefits.
Upon the entire record and my observation of the
testimonial
demeanor of the witnesses, I make the
following:
FINDINGS AND CONCLUSIONS
II. PARTIES; JURISDICTION
At all material times Edwards & Webb Construction
Company, Respondent herein, has been and is a Kentucky
corporation engaged in the business of highway and heavy
construction. In the course and conduct of those opera-
tions in the representative year immediately preceding
issuance of the complaint, Respondent's inflow of goods
and
materials,
directly in interstate commerce to its
Danville,
Kentucky, location from places outside of
Kentucky, exceeded $50,000 in value. I accordingly find
that at all material times Respondent has been and is an
employer engaged in commerce and in operations affecting
commerce, within the meaning of Section 2(2), (6), and (7)
of the Act. I further find that at all material times
International Union of Operating Engineers, Local No. 18,
AFL-CIO (Operating Engineers Local 18, Operating
Engineers, or Union), Charging Party herein, has been and
is a labor organization as defined in Section 2(5) of the Act.
III. UNFAIR LABOR PRACTICES
A.
Facts as Found
Respondent is a highway and heavy construction
contractor operating in an area including the four counties
(i.e., Boone, Campbell, Kenton, and Pendleton) of north-
ern Kentucky approximately opposite Cincinnati, Ohio,
which are included in the area of territorial activity or
"jurisdiction"
of
Charging Party Operating Engineers
Local 18.
In 1967, while Respondent was subcontractor on a
highway construction job in Campbell County, Kentucky,
it entered into a 3 -year collective agreement (executed
April 24, 1967, by its terms effective June 1 , 1964, to May
1, 1967) with Operating Engineers Local 18 ; at the same
time Respondent also executed to that Union a supplemen-
tal instrument ("Assent of Participation") agreeing to pay
certain fringe benefits to or for employees in the bargain-
ing unit represented by Operating Engineers. During the
2 "Ohio State Highway Heavy Agreement" (G.C. Exh. 4) and "Assent of
Participation" (G.C. Exh. 5).
3 Operating Engineers entered into the collective agreement here in
question with OCA (a multiemployer group), with each OCA member
thereafter executing individual assent thereto . While not belonging to OCA,
Respondent concedes it entered into the relevant collective agreements and
ancillary fringe benefits documents with Operating Engineers. These
collective agreements (G.C. Exhs. 2 and 4) by their terms cover 85 (i.e., all
except 3-the
northeastern counties of Columbiana, Mahoning, and
existence of that job, which ran for 7 or 8 months, with
only one operating engineer-a crane operator-on the
job, Respondent complied with the terms of that agree-
ment and fringe benefits document. Respondent then left
the aforedescribed four-county area until 1970.
In 1970, Respondent returned to the four-county area as
subcontractor on a heavy construction job under general
contractor Watts & Call Company in Boone County
Kentucky. At this time, on March 9, 1970, Respondent
entered into another collective agreement and supplemen-
tal "Assent of Participation" (fringe benefits) with Operat-
ing Engineers Local 18, for the period to May 1, 1972.2 On
this job, Respondent utilized two cranes, end-loaders, and
an air compressor, employing members of Operating
Engineers Local 18 or of its parent "International" or sister
local thereof on transfer cards. On this job also, which
lasted about 18 months, Respondent likewise complied
with the obligations
it assumed by entering into the
described collective agreement and "Assent of Participa-
tion" (fringe benefits) with Operating Engineers Local 18.
In January 1971-during the pendency of the foregoing
collective agreement and ancillary fringe benefit docu-
ment-specifically on January 12, 1971, based upon
information received by Operating Engineers Local 18, the
latter's Business Representative (Clifford Farwell) took up
with Respondent's principal, Edwards, that Respondent
was operating two cranes on its Licking River (Latonia,
spanning
Kenton and Campbell counties, Kentucky)
bridge job without employing Operating Engineers as
required. Edwards, however, was noncommittal, stating he
wished to discuss the matter with his associate, Webb.
Later that month (January 1971), Operating Engineers
Business Representative Farwell met with Webb-Respon-
dent's President-who informed him that he and Edwards
had decided to employ members of a different union-In-
ternational Union of District 50, Allied and Technical
Workers of U.S.A. and Canada (District 5%-rather than
those of Operating Engineers Local 18, and remarked to
Farwell that Respondent could also obtain legal represent-
ation from District 50 without cost. Thereupon, on January
18, 1971, Operating Engineers filed a grievance against
Respondent with Ohio Contractors Association (OCA),3
which on January 22, 1971, determined4 that Respondent
was in violation of its collective agreement with Operating
Engineers. Thereafter, Operating Engineers commenced a
proceeding under Section 301 of the Labor Management
Relations Act, 29 U.S.C. § 185, against Respondent in the
United States District Court, Eastern District of Kentucky
(G.C. Exh. 6D), which after trial on March 2-3, 1971 (G.C.
Exh. 6C) issued an order (dated March 5, 1971) requiring
Respondent to comply with that collective
agreement
(G.C. Exhs. 6A and 6B).5 Because Respondent neverthe-
less persisted in refusing to comply with the collective
Trumbull) counties in Ohio and also the four aforementioned counties
(Boone, Campbell, Kenton, and Pendleton) in northern Kentucky.
4 On notice to Respondent, which failed to appear.
5 There is no indication or contention that the court's order was
appealed or is not final. As shown by the court's findings of fact (G.C. Exh.
6C, p. 3, No. 6) in that proceeding, District 50 sought unsuccessfully to
intervene therein-as it likewise did in the instant proceeding (my order to
that effect having been sustained by the Board on October 24, 1972).
EDWARDS & WEBB CONSTRUCTION CO.
617
agreement, Operating Engineers brought another grievance
proceeding against Respondent before OCA, resulting in a
temporary shutdown and resumption-some
months
later-of Respondent's operations on the Licking River
bridge project
utilizing
Operating Engineers
members
on two or three
cranes, an end-loader, a backhoe, and
a compressor, until May 1972. Meanwhile, however, on
February 27, 1972, Respondent had given Operating Engi-
neers timely notice of its desire to terminate its subsisting
collective agreement (expiringMay 1,1972) withthatUnion 6
It is undisputed that Operating Engineers requests upon
Respondent to bargain with it have been unavailing.
From May I to July 1, 1972, Respondent has utilized two
cranes and two end-loaders on the Licking River bridge
job, which as of the date of the trial' of the instant
proceeding was still in progress. However, since May 1,
1972,
although Respondent employed three operating
engineers (members of Charging Party), Respondent has
neither paid any fringe benefits to or for them nor has it
bargained with Operating Engineers regarding its discon-
tinuance of fringe benefits or on any other subjects; nor,
since May 1, 1972, has Respondent employed any oilers
(members of Operating Engineers and covered by its
collective agreements and included in the appropriate
bargaining units), although Respondent had done so prior
to then.?
On June 1, 1972 Operating Engineers wrote Respondent
that its calls to Respondent were unreturned and, remind-
ing Respondent that it was still the collective-bargaining
representative of a majority of its construction equipment
operators and oilers at the Licking River bridge project,
and that it stood "ready to prove our majority status
through a submission of authorization cards to a mutual
party," requested that
Respondent meet with it for
collective-bargaining purposes (G.C. Exh. 8). The letter
evoked a response from Respondent's attorneys on June 9,
"refus[ing] to grant your request for bargaining" upon the
ground that Respondent "has a good faith doubt that, in
fact, your union represents its employees" and that there
were pending before the National Labor Relations Board
the Union's election petition (9-RC-9566) as well as the
instant unfair labor practices proceeding, which should
first "be disposed of."8
Cordell Brown, an oiler member of Operating Engineers,
covered under Respondent's collective agreement with that
Union9 and referred and supplied to Respondent on the
Licking River bridge project under the terms thereof, was
6 After receipt of Respondent's February 27, 1972, notice of intention
not to renew its collective agreement, Operating Engineers on April 27 filed
an election petition (9-RC-9566) with the Board's Regional Director, which
on June 19, 1972, it withdrew, the Regional Director not having proceeded
with it meanwhile in view of the Umon's filing of its charge on May 12
giving rise to the instant proceeding.
7 Operating Engineers furnished Respondent its required member
employees through its Cincinnati hiring hall.
8 See fn 6, supra. Under established Board procedures, as is well known,
the filing' of an unfair labor practices charge normally acts to block
processing of an election petition. American Metal Products Co., 139 NLRB
601. And, of course, it would be absurd to justify a refusal to bargain upon
the ground that the person (employer or union) charged with such refusal is
the Respondent in an unfair labor practices case based upon that refusal.
9 It is established, as appears from the collective agreements (G.C. Exhs.
2 and 4) entered into by Respondent, that all operating engineers-includ-
ing oilers here-engaged in the erection, operation , maintenance, and repair
employed there by Respondent from around January or
February to around the end of April, 1972. Brown assisted
on equipment operated by Operating Engineer Gibbs (also
a member of and represented by Operating Engineers). For
some time prior to late April (1972), because of the
continued prevalence of high water conditions precluding
work continuance, Brown found himself off as much as on
the job. When Brown reported again for work on the
morning of April 2410-while Respondent's collective
agreement (G.C. Exh. 4) was still in full force and
effect-Brown was told by Respondent's foreman Simp-
son" that work was not available because the high water
precluded "going to work because we can't get down to the
river," but that he would be notified when the water
receded to the point where he could resume work. After
about a week, i.e., on or about May 1, Brown again
presented himself for work. This time, Foreman Simpson
declined to allow him to work on the ground that
Respondent had not yet signed a "contract" with Operat-
ing Engineers, and suggested that Brown await the arrival
of Respondent's Superintendent, Jerry Edwards. When
Edwards arrived, he likewise refused to allow Brown to
resume his work, upon the ground that Respondent had
not signed a contract with Operating Engineers and would
no longer "use any oilers"; nor did Edwards offer Brown
any other job. At no time since then has Brown, been
recalled to work or been offered any work of any kind by
Respondent; nor has Brown ever quit or, received any
formal termination slip from Respondent.12
James Turner, a heavy construction equipment operator
supplied to Respondent through Operating Engineers (of
which Turner was and is a member) under the parties'
collective
agreement,
worked for Respondent on the
Licking River bridge project from May 1971 to November
1972,
when he was laid off because of high water
conditions on the river. While there, Turner operated an
end-loader or air compressor, as well as other equipment
(backhoe). At the same time, there were also two or three
cranes and a backhoe on the job, operated by, other
members of Operating Engineers. On or about May 1,
1972, Turner and crane operator and fellow Operating
Engineers member Chatman were told by Respondent's
Foreman Simpson, "Now, boys, you can go to work, if you
want to. There's no contract . . . there's no 40-hour
guarantee. . . . [You] are under . . . supervision . . . of
District 50.13 . . . There [will] be no oilers." Although
of construction equipment in all counties of Ohio except Columbiana,
Mahoning, and Trumbull, and including the counties of Boone, Campbell,
Kenton, and Pendleton in Kentucky, but excluding all office' clerical
employees,
professional employees, all other employees, guards, and
supervisors as defined in the Act, constitute an appropriate bargaining unit
here within the meaning of Section 9(b) of the Act. I so find.
10 Brown had been away from work for about a week or two because of
illness. It was not shown, one way or the other, whether, in view of the
prevalence of "high water" conditions, his work would have been available
to Brown for all or any part of the period of his illness.
u This is uncontradicted, since, without explanation, Simpson did not
testify
12 The findings in the foregoing paragraph are based upon credited
testimony of General Counsel witness Cordell Brown.
13 Le., International Union of District 50, Allied and Technical Workers
of U.S.A. and Canada See In 5, supra.
618
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Turner and the other Operating Engineer members-ex-
cept oiler Cordell Brown i&---continued to work for Respon-
dent on the Licking River bridge project after May 1,
Respondent unilaterally discontinued paying their fringe
benefits thereafter.15.
Notwithstanding Foreman Simpson's quoted statement
to Turner on or about May 1, Turner refused to join or pay
dues to District 50, but has continued to be a member of
Operating Engineers. At no time after May 1, 1972, did
Respondent deduct and pay over union dues to Operating
Engineers on any of the members of that Union. In
November 1972 Turner was terminated and replaced by
another employee or employees, not a member of Operat-
ing Engineers, although there continued to be work of the
nature theretofore and then being performed by Turner.16
The facts as set forth and found above are largely
undisputed or uncontradicted by Respondent, which
concedes that it entered into the collective agreements in
question with Operating Engineers, and that prior to May
1, 1972, it had among other things employed an oiler and
had been paying fringe benefits (hospitalization, etc.) as
required
directly
to that Union, practices which it
unilaterally discontinued totally on May 1, 197217
At the trial, Respondent indicated its defense to be that
it was no longer obligated to recognize or bargain with
Operating Engineers because Respondent had-during the
term of its 1967-72 collective agreement with Operating
Engineers--entered into another collective agreement with
another union, Local 50,18 on July 1, 1971, for a 3-year
term to June or July 30, 1974.19 Conceding that Operating
Engineers as representative of Respondent's operating
engineers requested
Respondent to bargain with it,
Respondent's President Webb testified that he refused to
do so "since we had a contract with District 50 we couldn't
enter into a contract with Local 18 [Operating EngineersI.-
Webb conceded that at no time prior to or on May 1, 1972,
did District 50 represent a majority of its operating engineers,
but that Operating Engineers Local 18 did
I find that at all times material herein Operating
Engineers Local 18 has been and is the duly authorized
collective-bargaining representative of the aforedescribed
appropriate bargaining unit of Respondents employees20
as set forth in the complaint herein. I further find that,
nevertheless, Respondent has since February 27, 1972, and
continuing to date failed and refused to bargain, or to meet
14 The findings herein concerning the unilateral abrogation of the job
classification and layoff of Cordell Brown have been detailed above.
15 With the exception of hospitalization only until their then current
premium coverage expired or lapsed.
16 Findings in the foregoing two paragraphs are based upon credited
testimony of Turner
17 Based upon Turner's credited testimony to the contrary, as well as my
comparative testimonial demeanor observations, and Respondent's inade-
quately explained failure to produce records-which should readily have
been available--to substantiate his testimony,
I discredit Respondent
President Marion C. Webb's testimony that after May 1, 1972, Respondent
paid the former fringe benefits directly and personally to each of the
Operating Engineers members who continued in its employ.
is See In. 5, supra
19 After first testifying that his company had also had an earlier contract
or contracts with Local 50, Respondent's President Marion C. Webb
conceded that such agreement or agreements-again, unaccountably
unproduced either at this trial or at the United States district court
trial-were on a job-to-job basis only, in contrast to the fixed-term-of-years,
or, agree to meet for the purpose of bargaining, with
Operating Engineers Local 18, collectively concerning any
term or condition of employment of Respondent's employ-
ees in said unit represented by said Union. I further find
that Respondent has unilaterally changed conditions of
employment of its said employees by its unilateral
elimination of the oiler operating engineer classification
and position and termination of its oiler Cordell Brown
thereunder, and by its unilateral discontinuance and
elimination of existing fringe benefits thereunder.
B.
Discussion
It is undisputed that Respondent was bound by its
collective agreement of 1967-72 to bargain collectively
with Operating Engineers, which in fact represented and
which Respondent had recognized as the duly authorized
collective-bargaining representative of, Respondent's oper-
ating engineers (including oilers). It is clearly no defense to
that obligation on Respondent's part during the term of
that agreement (1967-May 1, 1972) that in 1971 Respon-
dent entered into a "conflicting" agreement with another
union, District 50. It is conceded that at all times up to at
least
May 1, 1972, Respondent's operating engineers
(including oilers) were represented by Operating Engineers
as their exclusive collective-bargaining representative.
Thus, it was a clear violation of Respondent's bargaining
obligation under Section 8(a)(5) of the Act to fail or refuse
to bargain with Operating Engineers at any time during the
pendency of that agreement until May 1, 1972.
As for the period since May, 1972, it is again no defense
to Respondent's bargaining obligation that some time in
1971 it had entered into a conflicting agreement with
another union which concededly did not then or thereafter
represent the employees in the particular bargaining unit.
Beyond that, it is well understood in labor relations law
that even after expiration of a collective agreement the
bargaining authority of the unit employees' designated
bargaining representative (even though uncertified by the
Board) does not automatically grind to a halt with the
mechanical expiration of the agreement, but is presumed at
that point to continue.21 Here, far from rebutting or even
attempting to rebut that presumption, it has been affirma-
tively established or conceded that there has been no
change in Operating Engineers collective-bargaining au-
thority on behalf of the unit employees. As indicated
statewide collective agreements with Operating Engineers here. After also
conceding that he knows of no contract with District 50 covering the
geographical area encompassed by Respondent's collective agreements with
Operating Engineers here, at any time when those collective agreements
were entered into, Webb attempted to indicate some alleged uncertainty on
this score-but, again, unexplainedly failed to produce any contract or
other documentary or testimonial proof to resolve any such purported
uncertainty. It was finally formally stipulated on the record by Respondent
that whether or not an agreement existed between Respondent and District
50 covering the Watts & Call Company job (Boone County, Kentucky,
1970, as shown above) is irrelevant to the instant proceeding. Since I
was-and am-of the view
that
Respondent's
statewide
agreement
(concededly the first such) entered into with District 50 at a time (1971)
when it was bound by statewide agreement to Operating Engineers, does
not constitute a defense to the violations charged , I sustained objection to
receipt of that agreement in evidence.
20 See In. 9, supra
21 NLRB v. Frick Company, 423 F2d 1327, 1330-32 (C.A. 3, 1970).
EDWARDS & WEBB CONSTRUCTION CO.
619
above, it is of course no answer to Respondent's bargaining
obligation for it to assert, as it did to Operating Engineers
here when that Union sought to bargain with it, that
Operating Engineers had filed unfair labor charges against
it based upon that very refusal to bargain5collectively with
Operating Engineers. To insist this is a defense is in effect
to assert the absurdity that an injured party's seeking of
redress under the Act frees the wrongdoer from obligation
to comply with the Act. Under the circumstances shown,
since Operating Engineers continued on and after May 1,
1972, to represent the bargaining unit employees, Respon-
dent's refusal to bargain with it after that date likewise
constituted a failure to comply with its statutory obligation
under Section 8(a)(5) of the Act.22
Finally, it follows and is likewise clear that Respondent's
unilateral changes in the described terms and conditions of
employment of the unit employees here, without bargain-
ing with Operating Engineers as their designated bargain-
ing representative, were also violations of Section 8(a)(5) of
the Act; as well as Section 8(a)(3), since by discriminating
in regard to hire, tenure, terms, or conditions of employ-
ment they discourage membership in a labor organization.
It should be superfluous to have to point out that the
obligation to bargain collectively with a bargaining
representative is in no way dependent upon the existence
of a contract; much if not most collective bargaining is
designed to result in a contract. Similarly, terms and
conditions of employment-whether or not contained in
an existing collective agreement may not unilaterally be
abrogated, in the presence of a collective-bargaining
representative; and this certainly means that they cannot
unilaterally be mechanically lopped off, as here, at the
instant of formal contract "expiration." The Act requires
that changes or innovations in existing employment terms
and conditions be bargained with the employees' bargain-
ing representative. Fibreboard Paper Products Corp. v.
N.L.R.B., 379 U.S. 203, 209-17 (1964); Harold W. Hinson,
d/b/a Hen House Market No. 3 v. N.L.RB., 428 F.2d 133,
137-139 (C.A. 8, 1970); Industrial Union of Marine &
Shipbuilding Workers of America, AFL-CIO v. N.L.R.B.,
320 F.2d 615, 620 (C.A. 3, 1963), cert. denied sub nom.
Bethlehem Steel Co. v. N.L.RB., 375 U.S. 984 (1964);
Frontier Homes Corporation,
153 NLRB 1070 1072-73,
enfd. as modified 371 F.2d 974,979-981 (C.A_ 8, 1967); The
Crestline Company, 133 NLRB 256, 257.
22 In its posthearing brief, Respondent further contends that its actions
here were not unlawful and that it is absolved of bargaining obligation
toward Operating Engineers, by reason of the provisions of Section 8(f) of
the Act applicable to the building and construction industry.
The 8(f) proviso validating prehire exclusive recognition agreements in
the construction industry by its express terms does not apply to prehire
agreements violative of Section 8(a) Furthermore, the provision was not
designed as a mechanism to force an unwanted representative upon
employees; nor was it intended for situations where there already is an
existing duly authorized exclusive collective-bargaining representative in an
established, stable bargaining relationship under a valid subsisting contract
It does not provide a means for an employer to dislodge an existing valid
bargaining representative through mere entry by the employer into a
"prehire agreement" with another union not representing the employees.
(An employer in genuine doubt as to which of two or more unions actually
represents his employees-concededly not the situation here-has redress
through a Midwest Piping & Supply Co., Inc.
[63 NLRB 10601 election,
which there is also no indication that Respondent here has ever sought.) I
reject Respondent's contrary contention; otherwise an employer disliking
an incumbent union could oust it supply by signing a contract with another
Since these violations of Section 8(a)(5) and (3) also
interfere with, restrain, and coerce employees in the
exercise of rights guaranteed them under Section 7, they
also constitute violations of Section 8(a)(1) of the Act.
It is accordingly found that by its described conduct
Respondent has engaged and is continuing to engage in
unfair labor practices in violation of Section 8(a)(1), (3),
and (5) of the Act. Cf. David F. Irvin and James B.
McKelvy, Partners, d/b/a The Irvin-McKelvy Company, 194
NLRB 52; R. J. Smith Construction Co. Inc., 191 NLRB
693, 695, fn. 5.
Upon the foregoing findings and the entire record, I state
the following:
CONCLUSIONS OF LAW
1.
Jurisdiction is properly asserted in this proceeding.
2.
By its conduct set forth and found in "III" supra,
Respondent has engaged and is continuing to engage in
unfair labor practices in continuing violation of Section
8(a)(1), (3), and (5) of the National Labor Relations Act, as
amended, substantially as alleged in the complaint as
amended.
3.
The aforesaid unfair labor practices and each of
them have affected, are affecting, and unless permanently
restrained and enjoined will continue to affect commerce
within the meaning of Section 2(6) and (7) of the Act.
Remedy
Having been found to have violated Section 8(a)(5), (3),
and (1) of the Act, Respondent should be ordered to cease
and desist from continuing such or like violations, and to
make amends for its unilateral abrogations and changes of
the terms and conditions of employment of its bargaining
unit employees by making them whole therefor through
offer of reinstatement to employment (Cordell Brown) with
appropriate backpay and payment and restoration of
withdrawn fringe benefits. Backpay and other amounts to
be paid shall be computed in the manner established by the
Board in F. W.
Woolworth Co., 90 NLRB 289, and Isis
Plumbing & Heating Co., Inc.,
138 NLRB 716; and
Respondent should be required to make available neces-
sary records for that purpose. And Respondent should be
required to post the usual notice accordingly.
(even a sweetheart, assisted, or minority) union, thus not merely unhinging
that stability of industrial relations which is one of the Act's basic
objectives, but also preventing the free choice of bargaining representative
which is another cornerstone purpose of the Act. As the Board observed in
Bricklayers & Masons International Union, Local No. 3, 162 NLRB 476, 478,
enfd. 405 F.2d 469 (C.A 9, 1968), "the entire legislative history of Section
8(f)(1) is couched in terms of `prehire agreements ,' a reference which can
have no meaning in the situation where , as here, the parties are continuing
an existing bargaining relationship under which employees have previously
been hired." And, where an employer enters into a "prehire agreement"
containing a union-security provision, with a second union and withdraws
recognition from a first union enjoying majority status to which the
employer is contractually bound, the employer also violates Section union
and withdraws recognition from a first union enjoying majority status to
which the employer is contractually bound, the employer also violates
Section 8(a)(2) as well as 8(a)(3) of the Act. International Ladies' Garment
Workers' Union, AFL-CIO v N.L.R.B. [Bernhard-Altmann Texas Corp.],
366 U.S. 731 (1961); N.LR B v. Sturgeon Electric Co„ Inc,419 F.2d 51 (C.A
10, 1969), Fiore Brothers Oil Co, Inc., 137 NLRB 191, 208. enfd. 317 F.2d
710,711 (C.A. 2, 1963).
620
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Upon the foregoing findings of fact, conclusions of law,
[Recommended Order omitted from publication.]
and the entire record, and pursuant to Section 10(c) of the
Act, there is hereby issued the following: