208 NLRB 636
Benavent & Fournier, Inc.
636
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Benavent & Fournier, Inc. and Congreso de Uniones
Industriales
de
Puerto
Rico,
Petitioner.
Case
24-RC-4945
January 23, 1974
DECISION AND CERTIFICATION OF
REPRESENTATIVE
By MEMBERS FANNING, KENNEDY, AND
PENELLO
Pursuant to a Stipulation for Certification Upon
Consent Election, a secret ballot election was
conducted on March 2, 1973, under the direction and
supervision of the Regional Director for Region 24
among the employees in the stipulated unit described
below.
At the conclusion of the election, the
Regional Director served on the parties a tally of
ballots which showed that of approximately 21
eligible voters, 23 cast ballots, of which 1 l were for,
and 8 against, the Petitioner, with 4 challenged
ballots. The challenged ballots were sufficient in
number to affect the results of the election. The
Employer filed timely objections. Subsequently, the
parties
stipulated,
with the Regional Director's
approval, that three of the employees whose ballots
were challenged are ineligible to vote and agree that
the challenges to their ballots be sustained. The
parties agree that the remaining challenged ballot is
insufficient in number to affect the results of the
election.
In accordance with the National Labor Relations
Board Rules and Regulations and Statements of
Procedure,
Series
8,
as amended, the Regional
Director conducted an investigation and on May 31,
1973, the Regional Director issued and duly served
on the parties his Report and Recommendation on
Objections and Challenged Ballots, attached hereto
as an Appendix, recommending that the objection'
be overruled and that Petitioner be certified as the
exclusive collective-bargaining representative in the
stipulated unit. Thereafter, the Employer filed timely
exceptions to the Regional Director's report and a
supporting brief.
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Upon the entire record in this case the Board finds:
i Prior to the issuance by the Regional Director the Employer withdrew
all but one of its objections
2 In our opinion, the exceptions raise no material and substantial issues
of fact or
law
which
would warrant reversal of the findings and
recommendations of the Regional Director
1.
The Employer is engaged in commerce within
the meaning of the Act, and it will effectuate the
purposes of the Act to assert jurisdiction herein.
2.
The labor organization involved claims to
represent certain employees of the Employer.
3.
A question affecting commerce exists concern-
ing the representation of certain employees of the
Employer within the meaning of Section 9(c)(1) and
Section 2(6) and (7) of the Act.
4.
The parties stipulated and we find that the
following employees constitute an appropriate unit
for the purposes of collective bargaining within the
meaning of Section 9(b) of the Act:
All employees employed by the Employer at its
factory in Minillas Industrial Development Park,
Bayamon, P.R., but excluding all office clerical
employees, all sales personnel, guards and super-
visors as defined in the Act.
5.
The Board has considered the Regional Direc-
tor's report and the Employer's exceptions and brief
and the entire record in this case and hereby adopts
the Regional Director's findings, conclusions, and
recommendations.2
As the Petitioner has received a majority of the
valid ballots cast, we shall certify it as the exclusive
bargaining representative of the employees in the
unit found appropriate.
CERTIFICATION OF REPRESENTATIVE
It is hereby certified that a majority of the valid
ballots have been cast for Congreso de Uniones
Industriales de Puerto Rico, and that, pursuant to
Section 9(a) of the National Labor Relations Act, as
amended, the said labor organization is the exclusive
representative of all the employees in the unit found
appropriate herein for the purposes of collective
bargaining in respect to rates of pay, wages, hours of
employment, or other conditions of employment.
MEMBER KENNEDY, dissenting:
I would sustain the objection to the conduct of the
election and direct a second election.
During the voting session, the Board agent left the
voting area "for a period from two to five minutes."
He left the ballots on a table and the ballot box
unsealed.
While the observer for the Petitioner
signed the certificate of conduct certifying that the
ballot box had been protected at all times, the
Employer's observer refused to do so.
time required for the Board Agent to use the restroom facilities No one
touched the ballots during that period . Accordingly, there could not have
been any effect on the election General Electric Company (Clock and Timer
Department), 119 NLRB 944, Anchor Coupling Co., Inc, l71 NLRB 1196,
and International Union of Electrical, Radio and Machine Workers (Athbro
In our opinion it is better procedure for the Board Agent to retain
Precision Engineering Corp I v N L R B. 67 LRRM 2361, 57 LC § 12, 440
custody of the unmarked ballots at all times. However, here the evidence
shows that the ballots were in the custody of the observers during the short
(D C D C., 1968)
208 NLRB No. 75
BENAVENT & FOURNIER, INC.
A cardinal principle of the Agency is that "before,
during,
or afier an election, no one should be
permitted to handle any ballot except a Board agent
and the individual who votes that ballot." See
Section 11306 of the Board's Field Manual, pub-
lished July 1, 1967.
There has been a serious irregularity in the conduct
of the election herein, in my view. The Board Agent
surrendered personal custody of the unused ballots
at a time when access to the ballot box was possible.
In Athbro Precision Engineering Corp., 166 NLRB
966, we observed:
The commission of an act by a Board Agent
conducting an election which tends to destroy
confidence in the Board's election process, or
which could reasonably be interpreted as impugn-
ing the election standards we seek to maintain, is
a sufficient basis for setting aside that election.
I do not regard the Board agent's abandonment of
the ballots and ballot box to others as an acceptable
standard in conducting elections.
APPENDIX
REPORT AND RECOMMENDATION ON
OBJECTIONS AND CHALLENGED BALLOTS
Pursuant to a Stipulation for Certification Upon
Consent Election executed on February 5, 1973, an
election by secret ballot was conducted under the
direction of the Regional Director on March 2, 1973,
among all production and maintenance employees
employed by the Employer at its factory in Minillas
Industrial Development Park, Bayamon, P.R., but
excluding all office clerical employees, all sales
personnel, guards and supervisors as defined in the
Act, to determine whether or not said employees
desired to be represented for the purpose of collec-
tive bargaining by Congreso de Uniones Industriales
de Puerto Rico, hereinafter referred to as Petitioner.
The Tally of Ballots duly served upon the parties
reveals:
Approximate number of eligible voters ..... 21
Void ballots . ...............
... 0
Votes cast for Petitioner .............. 11
Votes cast against participating labor organiza-
tion ........ ..........................8
Valid votes counted ................. 19
Challenged ballots .................. 4
Valid votes counted plus challenged ballots.. 23
Challenges are sufficient to affect the results of
the election.
On March 9, 1973 the Employer filed and served
637
timely objections to conduct affecting the results of
election. The undersigned Regional Director, pur-
suant to the Stipulation for Certification Upon
Consent Election and in conformity with Section
102.69 of the Board's Rules and Regulations, Series
8, as amended, caused an investigation to be made
concerning the objections and the challenges, and
hereby issues his findings and recommendations with
respect thereto.
THE CHALLENGES
During the course of the election the Board agent
challenged the ballots of Fernando O'Neill, Rolando
Rivera Rosa and Angel L. Rodriguez Rivera because
their names did not appear on the eligibility list and
Petitioner challenged the ballot of Jose Torres Olvino
because he is not an hourly paid employee.
On May 30, 1973, the parties executed a Stipula-
tion on Challenges which I have approved, in which
the parties for the reasons set forth therein agree that
challengees Rivera, O'Neill and Rivera Rodriguez
are ineligible to vote and agree that the challenge to
their ballots be sustained. The parties further agree
that the remaining challenged ballot does not affect
the ultimate result of the election and therefore no
ruling with respect thereto is required. The parties
have waived their procedural rights.
In accordance with the approved Stipulation, I
recommend that the Stipulation on Challenges be
accepted.
As a result of the foregoing Stipulation on
Challenges and my recommendation with respect
thereto it now results that the majority of valid votes
counted plus challenged ballots have been cast for
Petitioner.
THE OBJECTIONS
The objections as filed consisted of six counts. On
May 25, 1973 the Employer, with my approval,
withdrew five of them leaving only one count to be
considered as follows:
. ..
at around 2:30 P.M., while the election was
being conducted the Board Agent excused him-
self from the voting area prior to all ballots being
deposited and returned around five (5) minutes
later, after which three (3) additional ballots were
cast.
The investigation reveals that during the final
minutes when the polls were still open, the Board
agent excused himself with the observers and was
away from the voting area for a period of from two
to five minutes. While the Board agent had absented
638
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
himself from the area to use the restroom facilities
the Employer's and Petitioner's observers remained
in the restricted voting area and pursuant to the
Board agent's
instructions they were jointly in
custody of the ballot box and the other election
material including the unused ballots with the
injunction that such materials not be tampered with.
There is no evidence that anyone except the Board
agent handled or touched the blank ballots nor is
there any evidence that anyone tampered with the
ballot box while the Board agent was temporarily
away. The observers in their statements confirm this.
The observer for Petitioner signed the certificate of
conduct certifying that the ballot box had been
protected at all times. The Employer's observer did
not sign the certificate upon instructions issued by
Employer's counsel prior to the beginning of the
election.
Based on these facts and following Board prece-
dent t I find this objection without merit and recom-
mend that it be overruled.
RECOMMENDATION
Having found the Employer's objection without
merit and having recommended that it be overruled
and further having found and recommended that
challenges Rolando Rivera, Fernando O'Neill and
Angel L. Rivera Rodriguez are not eligible voters
and the challenge to their ballots be sustained, and
that the remaining challenged ballot does not affect
the ultimate results of the election, it is recommended
that
appropriate
Certification
of
Representative
issue.2
I General Elc.tric Company (Clock & Timer Department), 119 NLRB 944.
Regulations, exceptions to this report may be filed with the Board in
and Anchor Coupling, 171 NLRB 1196
Washington, D C Exceptions must be recened by the Board in Washington
2 Under the provisions of Section 102 69 of the Board's Rules and
by June 11, 1973.