233 NLRB 414
Weather Vane Outwear Corp., Inc.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Weather Vane Outwear Corporation, Inc. and Interna-
tional Ladies' Garment Workers' Union, AFL-
CIO, Petitioner
Ralco Sewing Industries, Inc. and Deanna Dale
Dunaway, Petitioner, and United Brick and Clay
Workers of America, AFL-CIO.1
Cases 9-RC-
11734 and 9-RD-745
November 11, 1977
DECISION AND DIRECTION OF
ELECTIONS
BY CHAIRMAN FANNING AND MEMBERS
PENELLO AND MURPHY
Upon separate petitions duly filed under Section
9(c) of the National
Labor Relations Act, as
amended, a consolidated hearing was held before
Hearing Officer Daniel J. Roketenetz. Following the
hearing and pursuant to Section
102.67 of the
National Labor Relations Board's Rules and Regula-
tions and Statements of Procedures, Series 8, as
amended, and by direction of the Regional Director
for Region 9, this case was transferred to the Board
for decision. Thereafter, the Employer 2 and both
Petitioners filed briefs with the Board which have
been duly considered.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has reviewed the Hearing Officer's
rulings made at the hearing and finds that they are
free from prejudicial error. They are hereby affirmed.
1. The Employer is engaged in commerce within
the meaning of the Act and it will effectuate the
purposes of the Act to assert jurisdiction herein.3
2.
International
Ladies'
Garment
Workers'
Union, AFL-CIO,
herein called ILGWU, and
United Brick and Clay Workers of America, AFL-
CIO, herein called Brick Workers, are labor organi-
zations within the meaning of the Act.
3.
A question affecting commerce exists concern-
ing the representation of employees of the Employer
within the meaning of Section 9(c)(1) and Section
2(6) and (7) of the Act.
I United Brick and Clay Workers of America, AFL CIO, intervened in
Case 9-RC- 11734.
2 Counsel for Weather Vane Outwear Corporation. Inc., and Ralco
Sewing Industries, Inc. (hereinafter called Weather Vane and Ralco,
respectively) acknowledge that these two corporations constitute a single
employer concerning the operations involved herein. Accordingly, we refer
to these two companies, collectively, as the Employer.
3 Counsel for the Employer conceded that Ralco and Weather Vane each
were engaged in commerce within the meaning of the Act. However, the
Employer refused to produce data concerning interstate commerce, except
that its counsel represented that in excess of $50.000 was shipped to
customers located outside the Commonwealth of Kentucky. The record
233 NLRB No. 67
Case 9-RD-754: This petition seeks an election in
the unit set forth in the collective-bargaining agree-
ment which expired December 1, 1976. The Employ-
er (Ralco) and the Brick Workers assert that on
November 30, 1976, they signed a new collective-
bargaining agreement and that this agreement is a
bar to the decertification petition filed December 1,
1976. The petitioner asserts that the petition was filed
while an unresolved question concerning representa-
tion, raised by the petition filed in Case 9-RC-11684,
was still pending and that therefore the November
30, 1976, contract is not a bar.4
Briefly the facts are as follows: Ralco manufac-
tures winter garments for Weather Vane and em-
ployed at times material herein over 100 employees.
The garments are stored and shipped out of a
separate warehouse called Weather Vane. On August
11, 1972, the Brick Workers was certified to represent
the nonsupervisory plant employees at Ralco. A 3-
year collective-bargaining agreement was entered
into on October 11, 1972. Thereafter, by amendment
executed by both parties on June 6, 1974, the
collective-bargaining agreement was extended to
December 1, 1976.
On September 8, 1976, ILGWU timely filed a
representation petition in Case 9-RC-11684 with
respect to the unit covered by the existing agreement
between Ralco and the Brick Workers, as follows:
All production, maintenance, shipping and
receiving employees employed by the Employer
[Ralco] at its Olive Hill, Kentucky, location; but
excluding all office clerical employees, profession-
al employees,
truck drivers, all guards and
supervisors as defined in the Act.
On September 15, 1976, the Brick Workers filed a
"no-raid" complaint pursuant to article XX of the
AFL-CIO constitution charging the ILGWU with
raiding its established bargaining unit. On November
24, 1976, an impartial umpire of the AFL-CIO issued
his decision in which he found the ILGWU's
organizational activity to be a raid in violation of
article XX.
On November 30, 1976, Ralco and the Brick
Workers executed a new contract to be effective from
November 30, 1976, to October
15,
1979. On
showed that Weather Vane is a New York corporation doing business in the
Commonwealth of Kentucky. Ralco is a wholly owned subsidiary of
Weather Vane. The goods made by Ralco are marketed by Weather Vane
and are sold nationally. Weather Vane also sometimes employs manufactur-
ers in other States to make garments for it. Based on the above, we assert
jurisdiction over the Employer. Tropicana Products, Inc., 122 NLRB 121, 123
(1958).
4 As to the inclusion or exclusion of the Weather Vane employees,
discussed infra in connection with the petition in Case 9-RC-11734.
Petitioner herein takes no position but is willing to abide by our
determination as to the scope of the unit in the instant case.
414
WEATHER VANE OUTWEAR CORPORATION
December 1, 1976, Ralco employee, Deanna Duna-
way, filed the instant decertification petition in the
contract unit described above. On December 3, 1976,
the ILGWU requested permission to withdraw its
petition in Case 9-RC-11684, and the Regional
Director approved the withdrawal of that petition on
December 15, 1976.
When one petition under Section 9(c) is timely
filed, and a second petition is filed during the
pendency of the unresolved question concerning
representation raised by the earlier one, our contract-
bar doctrine is rendered inoperative as to the later
petition.5 As the ILGWU's representation petition
was filed less than 90 days and more than 60 days
before the old contract expired, it clearly was timely.
And since Dunaway's decertification petition, al-
though filed after the contract was renewed, was filed
before the ILGWU's petition had been withdrawn, it
also was timely filed.
The Employer, however, maintains that the impar-
tial umpire's decision on November 24, 1976, finding
the ILGWU petition in violation of article XX,
resolved the representation question, that the Board
should defer to that decision, and that, because the
decision issued prior to Dunaway's filing the decerti-
fication petition, said petition was untimely filed as
there then was no unresolved question concerning
representation.
In Cadmium & Nickle Plating Division of Great
Lakes Industries, Inc.,6 the Board refused to defer to
a no-raid agreement because to do so would permit a
private resolution of a representation question "in a
manner contrary to the policies of the Act and would
impinge upon the Board's exclusive jurisdiction and
authority to resolve such questions of representa-
tion." We adhere to that view.
Therefore, we find that the representation question
raised by the ILGWU petition in Case 9-RC-11684
was not resolved by the impartial umpire's decision
and thus remained open at the time the decertifica-
tion petition was filed.
Accordingly, because the petition herein was filed
during the pendency of a question concerning
representations, we shall direct an election in the
following unit: 8
All production, maintenance, shipping and re-
ceiving employees employed by Ralco at its Olive
Hill, Kentucky, location; but excluding all office
clerical employees, professional employees, truck-
drivers, and all guards and supervisors as defined
in the Act.
I General Dyestuff Corporation. 100 NLRB 72, 74 ( 1952); Marinette Paper
Company, 127 NLRB 1319, 1320 (1960).
6 124 NLRB 353, 354(1957).
7 In view of this finding, we find it unnecessary to pass on Petitioner
Dunaway's additional contention that the contract cannot act as a bar
because it was not signed by authorized representatives.
Case 9-RC-11734: On October 7,
1976, the
ILGWU filed a petition in Case 9-RC-11734 seeking
to represent a warehouse unit of:
All shipping clerks, including local truck drivers
employed by Weather Vane, at its Olive Hill,
Kentucky, location; but excluding office clerical
employees, professional employees, guards and
supervisors as defined in the Act.
It asserts that the above warehouse employees
constitute a separate and identifiable appropriate
unit and that they have not been included in the unit
represented by the Brick Workers. The Employer
essentially contends that these employees do not
have a separate community of interest from the
Ralco production and maintenance employees and
that they are part of the unit represented by the Brick
Workers.
In 1970, Ralco opened a plant in Kentucky with
both production and shipping done out of one plant.
In 1971, a separate warehouse was opened called
Weather Vane. In 1972, the Brick Workers was
certified
to represent
the nonsupervisory
plant
employees at Ralco. The collective-bargaining agree-
ment then in effect specifically referred to warehouse
employees in two clauses: one dealing with wages
and the other with job bids regarding warehouse
employees. The warehouse employees in the unit
sought herein remained on the Ralco payroll until
1974.
In that year, the warehouse employees were put on
the Weather Vane payroll (in New York), and
remained on it until December 1976, when these
employees were again transferred to the Ralco
payroll. 9 In late summer 1975, both Weather Vane
and Ralco moved to their present location in Olive
Hill, Kentucky. The Ralco production plant and the
Weather Vane warehouse are separated by a 100-foot
common parking lot used by employees of the
Employer. At all times material to our discussion
herein, Ralco employed over 100 employees and
Weather Vane employed about 6 employees (with the
exception of the employees below whose eligibility is
in dispute).
In agreement with Petitioner, we find that the
warehouse employees sought are not included in the
unit presently represented by the Brick Workers.
Although the warehouse employees apparently were
included in the 1972 contract between Ralco and the
Brick Workers, that contract has not been applied to
them at least since the move to the present location
I We find infra that the warehouse employees involved are not included
in the contract unit.
9 For purpose of identification we shall continue to refer to these
employees as the Weather Vane employees in discussing the issues herein.
415
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
in 1975. In 1976, none of the warehouse employees
belonged to the Union. Despite the union-security
clause in the contract, new warehouse employees
were not asked to join the Brick Workers, to pay
dues, or informed who the union steward was.
Although 25 to 30 grievances went to the second step
at Ralco in 1976, warehouse employees have never
filed grievances. Further, while the contract provides
for a 15-cent raise after the completion of the 90-day
probationary
period, two warehouse
employees
testified that though they had worked over 4 months
they did not receive a raise. Warehouse employees
are also not on the Ralco seniority list. It is thus
apparent that the Brick Workers, at least since 1975,
has not represented the warehouse employees. Nor
has the collective-bargaining agreement been applied
to them.'0
Accordingly, we conclude that these
employees are not part of the unit represented by the
Brick Workers.
The warehouse employees of Weather Vane are the
only employees not represented by the Brick Work-
ers. Under these circumstances we have treated the
petition as a request for a residual unit of all
unrepresented
employees.
Accordingly, we shall
direct an election in such a unit, which is described
below. l
Remaining at issue, however, is the status of
warehouse employees
Harold Waggoner,
Keith
Hicks, Walter Evans, Jerry Stevens, Tony Jones,
Rodney and Ronnie Vanlandingham, Lowell Dexter
Fielding, and Ralph Lowe. The ILGWU contends
that these employees were temporarily laid off and
have a reasonable expectancy to be recalled and thus
are eligible to vote in the election. Employer
contends that all but Waggoner and Hicks were
permanently laid off.
Waggoner and Hicks were hired on June 7, 1976,
and were laid off on October 23, 1976. Evans was
hired on June 19, 1976, and was laid off at the end of
November 1976. They performed the same work,
under the same supervision, and with the same
benefits as other warehouse employees. Warehouse
Supervisor Bowling testified that they were laid off
because of lack of work and that he informed them
that he did not know whether they would be recalled.
The Employer asserted at the hearing that Waggon-
er, Hicks, and Evans were permanently laid off.
However, in its brief, the Employer admits that
Waggoner and Hicks were temporarily laid off.
'O The evidence on whether the contract prior to 1975 had been applied
to them and to what extent is contradictor).
However, we find it
unnecessary to deal further with this evidence since we find that the contract
has not been applied since 1975.
11 Building Construction Employees Association (A.B.C Construction Co.).
147 NLRB 222 (1964). We therefore need not determine whether in other
circumstances a separate warehouse unit would he appropriate.
We find that Waggoner, Hicks, and Evans are
eligible to vote, since the Employer admits that
Waggoner and Hicks were temporarily laid off, and
the evidence with respect to Evans' layoff is similar
to that of Waggoner and Hicks. Evans was employed
at approximately the same time and for the same
duration as Waggoner and Hicks, and was apparent-
ly laid off on the same basis.
Stevens, Jones, Rodney and Ronnie Vanlanding-
ham, Fielding, and Lowe were hired either in the last
week of August or the first week of September and
were laid off in late October or early November.
They also performed the same work, under the same
supervision, and with the same benefits as the other
warehouse employees. Bowling testified that they
were told that they were temporary employees and
when they were laid off he said they were "done as
temporary" and he did not know what would be
next. However, Ronnie Vanlandingham, Fielding,
and Lowe denied being told they were temporary
employees or how long they were scheduled to work.
Fielding and Lowe also testified that Bowling told
them they would not be needed for awhile when he
laid them off. Ronnie Vanlandingham stated that
Bowling had told him that he would be rehired. The
Employer laid off all its warehouse employees, except
Bowling, in December and January and gradually
rehired employees in the spring.
We conclude, in light of the fact that, according to
both the Employer's and ILGWU's witnesses testi-
monies, Stevens, Jones, Rodney and Ronnie Van-
landingham, Fielding, and Lowe were hired for an
indefinite period, performed the same duties as other
employees, were laid off in the midst of a seasonally
slow period when the Employer was effectuating a
general reduction of its work force, and were not told
when they were laid off that there was little
possibility of their being rehired, that they were
temporarily laid off and have a reasonable expectan-
cy of recall.
Accordingly, we find that Waggoner, Jones, Hicks,
Evans, Stevens, Rodney and Ronnie Vanlanding-
ham, Fielding, and Lowe are eligible to vote in the
election hereinafter directed in Case 9-RC-11734.12
On the basis of the foregoing, we find that the
following employees of the Employer constitute a
unit appropriate for the purposes of collective
bargaining within the meaning of Section 9(b) of the
Act: 13
12 Since the record is insufficient to enable us to resolve the conflicting
testimony as to whether Fielding quit or was laid off, we shall permit him to
vote subject to challenge.
':' The Bnck Workers has not indicated whether it wishes to be on the
ballot in Case 9-RC 11734. However, in view of the fact that it intervened
and claimed to represent those employees, we have included it on the ballot.
If Bnck Workers wishes it may withdraw by notifying the Regional Director
416
WEATHER VANE OUTWEAR CORPORATION
All shipping clerks, including local truckdrivers,
employed by Ralco at Olive Hill, Kentucky,
excluding office clerical employees, professional
employees, guards and supervisors as defined in
the Act.
[Direction of Elections omitted from publication.]
CHAIRMAN FANNING, concurring and dissenting:
I would dismiss the petition in Case 9-RD-754 on
the ground that it is barred by the contract executed
the day before the petition was filed.
To avoid the obvious bar interposed by that
contract, my colleagues rely on the proposition that,
when a second petition is filed during the pendency
of an unresolved question concerning representation
timely raised by an earlier petition, contract bar is
inoperative as to the second petition.
I agree with that in principle; I do not agree with
its application to the facts of this case.
The timely petition was filed on September 8, 1976,
by ILGWU. On September 15, the incumbent Brick
Workers filed a no-raid complaint. On November 24,
an impartial umpire found the ILGWU in violation.
On November 30, Ralco and Brick Workers executed
a new contract. On December 1, the instant petition
was filed. On December 3, ILGWU requested
permission to withdraw its petition and, on Decem-
ber 15, permission was granted.
My colleagues reject the argument that there was,
in reality, no unresolved question concerning repre-
within 10 days of this Decision of its desire to do so. In the event it
participates in the election in Case 9-RC 11734 and the employees choose it
as their bargaining representative, then such employees shall be included as
part of the unit involved in the election in Case 9 RD 754 for the purpose
sentation when the petition was filed, relying on
general language in Cadmium & Nickel Plating, supra,
for the proposition that to defer to a no-raid
agreement would permit a private resolution of a
representation question in a manner contrary to the
Act and impinge on the Board's exclusive authority
to resolve questions concerning representation.
Cadmium is distinguishable on its facts. There,
unlike here, the petitioning union did not voluntarily
comply with the no-raid pact, but acted only under
compulsion. Moreover, the election had already been
held and the union that would have benefited from
honoring the withdrawal request got no votes.
Finally, the language cited by the majority is surely
too broad in view of the fact that the Board's
procedures are intended to accommodate to proceed-
ings under the no-raid pact. (See part two of the
Casehandling Manual, sec. 11052.1.)
Here, there was resort to the no-raiding procedures
and voluntary withdrawal by ILGWU. In view of
that, the question raised by the ILGWU petition was
in fact disposed of on November 24, when the
impartial umpire ruled against ILGWU, and all that
remained was the purely ministerial act of withdraw-
al. In these circumstances, it is excessively formalistic
to hold that there was a question pending on
December 1, when this petition was filed. I would not
do so, and therefore would hold the contract a bar
and dismiss the petition.
In all other respects I agree with my colleagues.
of collective bargaining (but not for the purpose of determining the results
of the election in that case), assuming that the Brick Workers remains the
bargaining representative of the employees in said unit.
417