233 NLRB 496
Keokuk Gas Service Co.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Keokuk Gas Service Co. and Oil, Chemical and
Atomic Workers International Union, AFL-CIO-
CLC. Case 38-CA-2361
November 15, 1977
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS
JENKINS AND MURPHY
On June 23, 1977, Administrative Law Judge Jerry
B. Stone issued
the attached
Decision in
this
proceeding. Thereafter, Respondent filed exceptions
and a supporting brief,t and the General Counsel
filed a brief in support of the Administrative Law
Judge's Decision.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings, 2 and conclusions3 of the Administrative Law
Judge and to adopt his recommended Order, except
that the remedy is modified so that interest is to be
computed in the manner prescribed in Florida Steel
Corporation, 231 NLRB 651 (1977). 4
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the Respondent, Keokuk Gas
Service Co., Keokuk,
Iowa, its officers, agents,
successors, and assigns, shall take the action set forth
in the said recommended Order.
I In its brief to the Board, Respondent moves to reopen the record for
the purpose of introducing evidence concerning the processing of the
grievance filed on July 28, 1976. by employee Neff. Respondent contends
that it did not introduce such evidence at the hearing because the complaint
did not specifically allege that its motive for suspending and discharging
Neff was his announced intention to tile a gnevance. The General Counsel
has filed an opposition thereto and a motion to strike that portion of
Respondent's brief relying on additional evidence. The evidence which
Respondent now seeks to introduce clearly was available to it at the time of
the hearing. Furthermore,
the complaint alleged that Respondent dis-
charged Neff, inter alia, because of his union and/'or protected concerted
activity-an allegation
which clearly encompasses the conduct found
unlawful herein
and it is clear that Respondent litigated this issue at the
hearing. Accordingly, we hereby deny Respondent's motion.
2 The Respondent has excepted to certain credibility findings made by
the Administrative Law Judge. It is the Board's established policy not to
overrule an Administrative
Law Judge's resolutions with respect to
credibility unless the clear preponderance of all of the relevant evidence
convinces us that the resolutions are incorrect. Standard Dry Wall Products.
Inc., 91 NLRB 544 (1950), entd. 188 F.2d 362 (C.A. 3, 1951). we have
carefully examined the record and find no basis for reversing his findings.
3 In the absence of exceptions thereto, we adopt. pro fjorma, the
Administrative Law Judge's dismissal of the allegations that Respondent
233 NLRB No. 76
violated Sec. 8(aX3) and (I) by giving employee Neff written and/or oral
warnings because he engaged in union and/or other concerted and
protected activity, and violated Sec. 8(aX4) and (I) by discharging Neff
because he announced an intent to file and did file a charge with the
National Labor Relations Board.
4 See, generally, Isis Plumbing & Heating Co., 138 NLRB 716 (1962).
DECISION
STATEMENT OF THE CASE
JERRY B.
STONE, Administrative
Law Judge:
This
proceeding, under Section 10(b) of the National Labor
Relations Act, as amended, was heard pursuant to due
notice on January 18 and 19, 1977, at Keokuk, Iowa.
The original charge was filed on August 9, 1976. The
amended charge was filed on December 29, 1976.
The complaint in this matter was issued on September
29, 1976. The issues concern whether Respondent has
violated Section 8(a)(1) of the Act by certain acts of threats
and surveillance, and has violated Section 8(a)(3), (4), and
(I) of the Act by the issuance of reprimands to and the
discharge of Robert Neff on July 29, 1976.
All parties were afforded full opportunity to participate
in the proceeding. Briefs have been filed by Respondent
and the General Counsel and have been considered.
Upon the entire record in the case and from my
observation of witnesses, I hereby make the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE EMPLOYER
The facts herein are based on the pleadings and
admissions therein.
Keokuk Gas Service Co., Respondent, is, and has been at
all times material herein, an Illinois corporation with its
office and place of business located at Keokuk, Iowa. It is
engaged in the business of the retail distribution of natural
gas at its Keokuk, Iowa, facility. Respondent, during a
representative 12-month period, in the course and conduct
of its business operations, purchased and caused to be
transferred and delivered to its Keokuk, Iowa, facility
goods and materials valued in excess of $50,000, which
were transported to said facility directly from States other
than the State of Iowa. Respondent, during a representa-
tive 12-month period, in the course and conduct of its
business operations, received gross revenues in excess of
$250,000.
As conceded by Respondent and based on the foregoing,
it is concluded and found that Respondent is, and has been
at all times material herein, an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7)
of the Act.
II. THE LABOR ORGANIZATION INVOLVED
Oil, Chemical and Atomic Workers International Union,
AFL-CIO-CLC, is and has been at all times material
herein a labor organization within the meaning of Section
2(5) of the Act.
496
KEOKUK GAS SERVICE CO.
III. THE UNFAIR LABOR PRACTICES
A.
Preliminary Issues; Supervisory Stattus
At all times material herein, the following named persons
occupied the positions set opposite their respective names,
and have been, and are now, agents of Respondent at its
Keokuk, Iowa, facility, acting on its behalf, and are
supervisors within the meaning of Section 2(1 1) of the Act:
C. Benson Dushane, III, vice president and general
manager; William Patchell, director of utilization; Michael
Conn, customer service supervisor; Jack Ketterer, opera-
tions superintendent; and Dean Standley, communication
center supervisor.
B.
The Facts
The facts relevant to the unfair labor practice issues may
be summarized as follows:
1. Keokuk Gas Service Co., Respondent, is engaged in
the business of retail distribution of gas in the city of
Keokuk, Iowa.
2.
Robert Neff, at the time of his discharge on June 29,
1976, had been employed by Respondent for approximate-
ly 10-1/2 years as a customer service person or district
serviceman.
3.
It appears that prior to May 24, 1969, Respondent
and the Keokuk Gas Service Company Employees Associ-
ation had an agreement covering Respondent's hourly
employees' hours, pay, and working conditions. Around
May 24, 1969, Robert Neff, as president of the Keokuk
Gas Service Company Employees Association, presented
to Respondent a proposed revised agreement for Respon-
dent's hourly employees. It appears that on June 5, 1969,
such proposed revised agreement was discussed between
Respondent's management and the hourly employees, and
certain agreements were made. It also appears that as a
result of such meeting or other meetings a plan known as
the Hay Plan for wages was developed.
4. Apparently in late 1973, or at least by early 1974,
some of Respondent's employees became interested in
having a union to represent them. Robert Neff became
organizing chairman for the Oil, Chemical and Atomic
Workers International Union, AFL-CIO-CLC, in organi-
zational efforts at Respondent's in either late 1973, or early
1974.
5.
After union interest had manifested itself in late
1973, or early 1974, Neff was at the home of Respondent's
vice president and general manager, C. Benson Dushane
Ill, in connection with work he was performing there
(repairing a range).
Dushane asked Neff if he would go off of company time,
join him in having a beer or two, and have a conversation
with him. Neff agreed to do so, and Neff and Dushane
drank several beers and had a conversation. Dushane told
Neff in effect, that he had observed that the hourly
The facts are based on the pleadings and admissions therein.
2 The facts are based on a composite of the credited aspects of the
testimony of Neff and Dushane. I credit Neff's testimony over Dushane's as
to whether the threat of discharge for union activity was made. Considenng
the background facts, the testimony of Dushane as to concern over
fickleness, and the timing of events. I am persuaded that Dushane has not
recalled such remarks or has rationalized that the remarks as to the right to
employees appeared "fickle" of late and expressed concern
as to why this "fickleness" was present. Neff indicated to
Dushane that the men were restless and that he was more
or less acting as their spokesman. It is clear that Dushane
and Neff then discussed the question of unionism and the
options open to the hourly employees if they formally
organized and became a certified union. Dushane told Neff
that the men had a right to organize a bargaining unit.
Dushane also told Neff that anyone who tried to enter a
union or tried to organize a union within the Company
would automatically be fired.2
6.
As indicated, the Oil, Chemical and Atomic Workers
International Union, AFL-CIO-CLC, commenced organi-
zational activities among Respondent's employees in late
1973 or early 1974. In addition to Neff, who was organizing
chairman, other key union supporters were Tom Ketterer
and Dwayne Bonser.3
On or about May 20, 1974, the Union filed a representa-
tion petition concerning determination of representation
for Respondent's employees. Thereafter, an NLRB repre-
sentation election was held, and, on August 1, 1974, the
NLRB, by the Regional Director for Region 13, certified
the Union as exclusive collective-bargaining representative
of a unit of employees specifically described as to positions,
inclusions and exclusions. Said Certification of Represen-
tative was in Case 38-RC-1578, a copy thereof is included
in the record of this proceeding as General Counsel Exhibit
5, and is incorporated by reference as to specific detail
herein.
7.
Respondent and the Union, at some date after
August 1, 1974, engaged in collective-bargaining sessions
which did not result in agreement. On July 21, 1975,
Respondent's employees, or some of them, went out on
strike and remained on strike until July 29, 1975. At such
point in time the Union apparently made an unconditional
offer for such employees to return to work. Such offer was
repeated by the Union by letter on August 8, 1975. On
December 2, 1975, Respondent unconditionally invited 17
employees who were represented by the Union, and who
were not working, to return to work. Such employees
returned to work on December 15, 1975.
8.
On December 15, 1975, Respondent, apparently on
the basis of impasse in bargaining, unilaterally instituted as
its personnel policy what purports from looks to be a copy
of a collective-bargaining agreement. Such policy includes
in effect various terms and conditions of employment. Such
"policy" included terms which obviously could not be
unilaterally imposed such as "no strike - no lockout" and
"binding arbitration" provisions. 4
9.
As has been previously set forth, Neff served as
organizing chairman for the Union in late 1973 or early
1974 and until the election held some time between May 20
and August 1974. As previously set forth, Neff also served
on the Union's negotiating committee after August 1, 1974.
Around that time and until his discharge on July 29, 1976.
organize were applicable to the company-type organization involved in the
1969 agreement.
3 After contract negotiations started, sometime after or around August 1,
1974, the company was notified as to the persons on the Union's negotiating
committee. Among such persons were Neffand Ketterer.
4 Respondent does not contend that such provisions are binding or reall,
a part of the terms and conditions of employment.
497
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Neff served as vice president of the Union and as a union
steward.5
10.
After the certification of the Union on August I,
1974, Neff received several reprimands in 1974 and in early
1975.
On October 7, 1974, Neff was given a reprimand for
having given instructions to a serviceman over the radio as
to the writing down of time lost by the serviceman in
looking for a compressor. It appears that Neff, as union
steward or as a fellow employee, may have been concerned
for a fellow employee and thus have made such radio call.
In any event, Respondent informed Neff in effect that he
was not a supervisor and that this aspect of supervision was
not his responsibility, that if it were union work, such
should not be done on company time.
On November 26, 1974, Respondent reprimanded and
disciplined Neff for the length of his coffeebreaks, for poor
workmanship, and for failure to turn in a basso meter
which he had checked out. The discipline imposed
consisted of a layoff without pay from Tuesday of the week
involved to Monday of the following week.
On March 25, 1975, Respondent reprimanded Neff for
taking too much time for coffeebreaks.
Respondent
reminded Neff of the November 26, 1974, discipline,
indicated that it could impose similar discipline at the time,
but would not, but was going to watch his coffeebreaks for
the next few months.6
II.
After the employees returned to work on December
15, 1975, Neff received reprimands and discipline in 1976.
Such reprimands and discipline as occurred up to June 14,
1976, are herewith set out in effect.
On March 29, 1976, Respondent reprimanded Neff and
docked his standby pay because Respondent was unable to
contact him for a standby call on March 28, 1976. What
had occurred may be described as follows. Neff was on
standby call on March 28, 1976. On March 28, 1976, Neff
called the Company and told the plant operator that he
and his family were going to the Cassano Pizza King for a
pizza, that when he left he would call the Company. Neff
and his family went to the Cassano Pizza King. While
there, waiting to receive a pizza order, Neff's stepmother
arrived at the Cassano Pizza King, got a pizza, and left.
After Neff's stepmother had left the Cassano Pizza King,
the Company called the Cassano Pizza King in an attempt
to contact Neff. Apparently the person who answered the
telephone, knowing that Neff's stepmother had left and
apparently not seeing Neff, assumed that Neff was not
there. The Company then had to call in someone else to
handle the work needing to be done.
Respondent, apparently thinking that Neff had not
properly notified it of where he would be, called Neff in to
reprimand him for not being available for call. Customer
Service Supervisor Conn and Neff discussed the problem
and the apparent mixup. Conn in effect told Neff that it
was his responsibility in such a situation, that he should on
I Neff testified to the effect that he was either the third or first union
steward. The General Counsel in a leading question used the term "Chief
Steward" as descriptive of Neff's position. The General Counsel's brief
alludes to Neffs position as being that of chief steward. The evidence is not
sufficiently clear to make a finding that Neff was chief steward.
6 With respect to the discipline and reprimands imposed on November
26, 1974, and on March 25, 1975, such discipline or reprimands were given
such occasions clearly advise the place of business (1) as to
who he was when he entered such place of business, (2)
that he worked for the Company, and (3) advise the place
of business when he left. Respondent reprimanded Neff
and docked Neffs standby pay, warned him that if it
happened again within 6 months he would be off without
pay for a week, that if it happened within a year, he would
be off without pay for 3 days, and if it happened within 2
years, he would be off without pay for I day.
On June 4, 1976, Respondent reprimanded Neff for an
incident on June 3, 1976, concerning the removal of meters
and collection of deposits without following company
procedures. Such reprimand was given in a meeting
between management personnel, Conn and Patchell, and
Neff. During such meeting, management indicated that
they felt Neff had the ability to get along with customers
and an eagerness to satisfy customers, that they felt that he
was working in the wrong job, that he should be working in
the area of sales.
On June 14, 1976, Respondent reprimanded Neff for not
lighting and checking an appliance at the home of C.
Benson Dushane III, Respondent's owner, in connection
with some work Neff was doing at Dushane's home on
June 11, 1976.
12.
Some time in June 1976, employee Nye participated
in or overheard a conversation wherein Respondent's
director of utilization, Patchell, made some remarks about
Neff and Neffs job.
The question propounded to Nye on direct examination
was somewhat ambiguous as to whether Nye had over-
heard or participated in a conversation by Patchell and
Conn concerning Neff. Nye's testimony was to the effect
that in June 1976, he heard Patchell say in a conversation,
where he, Conn, and Patchell were present, that he was
looking for an excuse to get rid of Bob Neff. On cross-
examination, Nye testified that the incident occurred in
early June 1976, that he was involved in the conversation
and that it was not a conversation he overheard, that what
else was said was general conversation, that the conversa-
tion took about 10 minutes, that all he could remember of
the conversation was that Patchell said that they "were
looking for a way to eliminate Bob Neff from his job." Nye
testified that he recalled stating in a pretrial affidavit that
the incident occurred in late June, that as to a statement in
his pretrial affidavit that "I overheard a conversation
between ... ," that he had to overhear it if he were
standing there, and that he didn't remember and didn't
recall either Patchell
or Conn saying anything else
regarding Neff.
Patchell and Conn denied having a conversation with
Nye wherein reference was made by Patchell of a desire to
eliminate Neff from his job.
Considering all of the foregoing and all of the evidence in
this case, I am persuaded that Nye did overhear a
conversation between Conn and Patchell,concerning Neff
in the context of meetings between management and Neff, and apparently
one other employee having status with the Union. Such meetings involved
discussion between management and Neff as to the reasons for Neffs
conduct. As an example, Neff explained his coffeebreak problem as ensuing
from customer interruption to make complaints. Neff was reminded that
Respondent had other employees to handle customer complaints, that this
was not his job.
498
KEOKUK GAS SERVICE CO.
some time in June 1976. Considering all of the facts, I am
not persuaded that Nye's testimony is of such a nature as
to have persuasive probative value. I am persuaded that
Nye overheard a conversation between Conn and Patchell
but was not a participant in the conversation. I am not
persuaded that he heard enough of the conversation to be
able to testify to what really was said or the context thereof.
I note that an incident involving Neff in providing gas for
an incorrect apartment was not utilized by Respondent as
an excuse to get rid of Neff. If Patchell, as Nye's testimony
suggests, had desired a pretext to get rid of Neff, such
incident certainly would have been seized upon. Rather, I
believe that Nye has rationalized a conclusion gathered
from a fragment of a conversation. The facts set forth with
respect to Respondent's June 4, 1976, reprimand of Neff
concerning Neffs ability to get along with customers and
that they felt he was in the wrong job very well may have
been repeated with respect to an expressed desire to change
Neff from one job to another. In any event, I do not find
Nye's testimony to be persuasive of reliability as to the
facts testified to.
13.
On July 16, 1976, Respondent orally reprimanded
Neff for an incident on July 13, 1976, and thereafter on
July 22, 1976, gave Neff a written warning for said July 13
incident. What occurred is revealed in effect by a company
memorandum of a meeting with Neff on July 16, 1976, and
by the written warning given on July 22, 1976, which are
herein set out:
CUSTOMER SERVICE MEETING
DATE: July 16, 1976
PARTICIPANTS: Mike Conn, Bob Neff
On July 13, 1976, Bob Neff had a meter set for 903
Orleans, Apartment 2. Bob was given instructions by
Comm. Center to make sure he got the right meter set
for Apartment 2.
On July 13, 1976, in the evening, the customer at
Apartment 2 at 903 Orleans called and said she didn't
have any gas. Charlie Grossman went on the call and
found the customer had no meter.
The customer called again on July 14, 1976. I1 went to
903 Orleans to see what the problem was. I found that
Bob had turned on the wrong meter. He had turned on
the meter to Apartment 5. I had another service man,
John Rupp, meet me there and we shut the meter off
for Apartment 5 and set a meter on the proper bar for
Apartment 2. The stove in Apartment 5 had gas to the
stove but the customer was unaware of it.
On July 16, 1976, 1 had Bob meet me at 903 Orleans.
I asked Bob to show me how he could set or turn on a
meter on the bar that he did and go to apartment 2 and
light up. Bob said he didn't light up, he couldn't get in,
so he left a C.G.I. card. I asked Bob if he meant that he
turned on a meter not knowing for sure that it went to
Apartment 2 and left without lighting anything. Bob
said he traced the line on the bar that he turned on, and
it went in the direction of apartment 2. He said that the
meters and bars are all messed up and you don't know
what is what. I told Bob I agreed that it is a mess and
that is why we have to rely on him as the service man to
help us straighten it out, but I couldn't rely on him
because he was making things worse by not doing
things right. I reminded Bob that he was given specific
instructions to make sure he had the right bar for the
right apartment.
I asked Bob if he wasn't worried when he left,
knowing he didn't light anything and not knowing if he
had turned on the right meter. Bob said "Yes," but that
he had left a C.G.I., card.
I told Bob that I felt I couldn't rely on him and that I
didn't know where his mind was, but it was not on his
job and that I would be getting back to him on this
matter.
Michael Conn
Customer Services Supervisor
MLC/mns
TO: Bob Neff
FROM: Mike Conn
DATE: July 22, 1976
SUBJECT: Written warning
Dear Bob:
This memo will address ourselves to your continued
failure to follow procedures, the last of which is the
incident at 903 Orleans on July 13, 1976. At that time
you had a meter set for Apartment 2. You had specific
instructions to make sure you set the meter on the
proper meter bar for the proper apartment. You set the
meter on the wrong bar and failed to completely trace
out the line and left the meter turned on, knowing you
could not gain entry to light up.
This course of action left two situations to be
corrected:
1. Put right meter on right bar.
2.
Eliminate a potentially hazardous situa-
tion, i.e., not lighting up pilots and making safety
check.
You failed to notify anyone of this situation, which is
against our company procedures. I must warn you if
you continue to fail to follow procedures I will be
forced to take further action.
Mike Conn
MLC/mns
Customer Services
Supervisor
In receipt of copy to Bob 7-23-76 /s/ Robert J. Neff
Neff.
Date
Bob Neff
14.
On July 23, 1976, Director of Utilization Patchell
informed Customer Service Supervisor Conn that account-
ing had voiced concern about the number of "I & 3"
(could not get in) reports when Neff was performing
functions concerning "non-pay" situations, wherein meters
are removed for nonpayment of bills. Conn was informed
499
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
that Fogle, of accounting, had contacted one of the "I & 3"
customers and ascertained that such customer had been at
home. Conn went to the address of such customer,
ascertained from the persons there the version that they
had been at home, had not heard a knock, and that they
had later discovered a C.G.I. card (can't get in). Conn
reported this to Patchell and related that there was not a
problem, that maybe Neff had not been forceful enough in
gaining the customer's attention. Patchell told Conn that
there was another incident wherein Neff had reported he
had not made contact when the customer had called and
related contact with Neff about nonpayment of a bill. The
incident concerning the customer who related having made
contact with Neff to the Company involved a man whom
Neff met on his way to the house as the man was leaving
and who told Neff that he was on his way to the office to
pay his bill. 7
Conn then met with Neff and discussed the above
incidents and/or perhaps another incident. 8 Conn indicat-
ed to Neff that he should have reported the incidents as "I
& 2," the code meaning that the attempt to remove meter
was incomplete. Neff indicated his belief that there was
confusion as to how the report should be coded.
Later on July 23, 1976, Director of Utilization Patchell,
Customer Service Supervisor Conn, and Neff had another
meeting, and the same incidents discussed above by Conn
and Neff were again discussed. Also discussed was Neffs
failure to light an appliance earlier at Dushane's home.
Neff was asked to state the company policy concerning
"non-pay" situations, and he related the policy accurately.
There was discussion as to whether Neff was following
company policy and procedures. Conn indicated that Neff
was falsifying the reports, and Neff indicated his explana-
tion of what had happened. Conn indicated that he had
come to the end of his rope and that he couldn't get
through to Neff. Neff indicated in effect that all that he
could say was that he would continue to do what he
thought was right and what the customer wanted. Conn
asked if this were true if it meant breaking company policy.
Neff indicated that he could only repeat what he had said.
Patchell asked if this were to be true at the expense of the
Company. Neff replied that such would be true.9
Patchell told Neff that he felt that Neff continued to fail
to follow policies and procedures in the Company, that
there were only two options open to the Company, that one
option was a severe reprimand and time off, and that the
other option was complete termination from the Company.
Patchell stated that he would be reflecting over the
situation over the weekend, that he and Conn were
available if Neff had any additional data or any reasons
that he wished to add. Patchell directed Neff to meet in
Patchell's office at 8 a.m. on Monday morning for the final
decision.
15.
On July 23, 1976, at night after the above-referred-
to meetings, Neff, after giving thought to the situation
7 It was company policy fbr the serviceman to remove the meter unless.
while the serviceman was at the location, the customer contacted
accounting, made arrangements. and accounting gave different instructions
to the serviceman.
I Neff testified to an incident concerning a lady who came to the door
but who did not acknowledge that the meter involved was hers. It is not
clear whether this incident is the same as referred to in Conn's testimony
facing him, telephoned Union Representative Lovelady.
Neff told Lovelady in effect that he was faced with either a
termination or disciplinary suspension for 3 days, that he
was to meet with the Company at 8 a.m. on Monday and
discuss the final disposition to be taken by the Company.
Neff told Lovelady that he wanted union representation at
such meeting.
16.
Lovelady was unable to contact anyone from the
Company until Sunday morning. On Sunday morning
Lovelady contacted Keith Fink, staff coordinator for the
Company, told Fink that he had had a call from Neff, that
Neff had been suspended for 3 days and was scheduled for
a meeting on Monday morning for final disposition, that he
(Lovelady) wanted to be present, requested Fink to contact
Dushane or whomever it was necessary to contact and tell
them of Lovelady's request, and told Fink that he
(Lovelady) would be in town Monday afternoon by 2:30
and available for a meeting.
17.
After the foregoing Lovelady-Fink telephone call,
Vice President Dushane telephoned Patchell and related
that Lovelady, for the Union, had requested a meeting
concerning the Neff discipline, and requested in effect that
Patchell have such a meeting.
18.
Over the weekend Neff, who had contacted Union
Representative Lovelady about representation, did not
contact Respondent's officials, Patchell or Conn. On
Monday morning, July 26, 1976, Neff's car wouldn't start
and Neff walked to the plant. Neff apparently had
someone to call Patchell's office or, in any event, someone
telephoned Patchell's office to inform Patchell that Neff
was in the plant but without transportation to come to the
office. Conn went to the plant and furnished transportation
for Neff to go to the office.
Around 8:15 a.m. Neff met with Director of Utilization
Patchell and Customer Service Supervisor Conn. Patchell
read to Neff paragraphs out of the company personnel
policy relating to discipline and discharge. Such para-
graphs as were read were as follows:
Section 4. Discipline & Discharge. In the event the
Company concludes that a regular employee's conduct
justifies discharge, the employee shall first be suspend-
ed for three (3) workdays. If the employee believes he
has been unjustly dealt with, he may file a grievance,
provided that such grievance is filed within three (3)
workdays from the date of suspension. Upon request
from the Union, a hearing shall be afforded the affected
employee prior to the end of his suspension period in
an effort to dispose of such case. At such hearing, the
Company shall disclose all facts known to it regarding
the proposed discharge and the reasons for its action.
This period may be extended by mutual agreement
between the parties.
With respect to offenses of less serious nature, copies
of all disciplinary notices and any further action will be
concerning the customer who had stated that she was at home, heard no
knock, and found a C.G.I card.
9 Although such testimony is suggestive that Neff was saying that he
would knowingly violate company policy, the overall conversation is more
indicative that Neff was merely pursuing an argument that he had to
interpret the policy and situation that his interpretation was correct, and
that he would have to do so in the future.
500
KEOKUK GAS SERVICE CO.
furnished by the Company to the employee involved.
Records of previous disciplinary action against an
employee shall not be retained in the employee's
personnel file beyond two (2) years from the date of the
occurrence involved in the disciplinary action.
Patchell told Neff that his decision was that Neff should
be terminated and that he was officially being advised of
his suspension for 3 days. Patchell told Neff that the
reasons for such actions were Neff's continued failure to
follow and to recognize company procedures and his
unsafe workmanship. Neff responded by referring to the
fact that Union Representative Lovelady had contacted or
was supposed to contact the Company about a meeting
relating to discipline imposed on Neff.'O Patchell told Neff
that Dushane had received a call from Lovelady desiring a
meeting on such matter to help represent Neff, that
Lovelady would be arriving that afternoon around 3:30
p.m., and that the Company would be more than happy to
have a meeting that afternoon with union representation,
whereupon final disposition of decision, centering around
discontinuance or hire, would be discussed."
19.
Around 9:45 a.m., Customer Service Supervisor
Conn spoke to Tom Ketterer. What occurred is revealed by
the following credited excerpts from Conn's testimony: 12
Q.
Okay, now what if any further conversations did
you have on that morning regarding this incident of
giving Mr. Neff 3 days off pending discharge?
A.
I left Mr. Patchell's office and I returned to my
office which is located at the Com-Center at 1700
Main. While I was in my office, I seen that Tom
Ketterer had come to the plant. Tom at this time was
off work. I seen that he had come to the plant. Tom is a
Union Steward or officer of the Union, so I asked Tom
if he would not come into my office.
Q.
What time was this, approximately?
A.
I would say approximately mid-morning.
Q.
Did he in fact come into your office?
A.
Yes, Tom come into my office.
Q.
Was anyone else present at this meeting?
A.
No.
Q.
Okay, what did you say and what did he say?
A.
I told Tom that I had called him into the office
to update Tom on to what had happened regarding Mr.
Neff and that we had terminated Mr. Neff that
morning, and I wanted to bring Tom up to date as a
Union officer or representative, bring him up to date as
to what happened because I'm sure he would be in
attendance at a meeting with Mr. Raymond Lovelady
that afternoon. I briefly explained to Tom the happen-
ing Friday and in the meeting with Mr. Neff and that
he had falsified company records, he had not again
followed procedures and that we had told Bob at the
end of the meeting that we would be available over the
10 As in many cases, evidence was presented in somewhat of a piecemeal
and fragmented basis. Patchell testified to a "response" by Neff confirming
a call to Dushane from Lovelady. Considering this and the logical
consistency of facts, the facts are found as indicated.
i" The facts are based on a composite of the credited aspects of the
testimony of Neff, Conn, and Patchell and an exhibit relating to a
memorandum of such event.
weekend for any further data that Bob wished to give
us.
I told Tom that Bob did not call me over the
weekend, that I had heard that he contacted Mr.
Patchell and requested a meeting with the Union
representative, Mr. Lovelady and that the meeting was
scheduled for that afternoon. I told Tom that Mr. Neff
had not contacted me over the weekend therefore I had
no more data than I had Friday, and because of that -
I had no more data -
I could not see any further way
to communicate with Bob or reason with him, so
therefore I recommended termination because I had no
more data.
20.
On January 26, 1976, at 3:30 p.m. Conn and
Patchell, for the Company, met at Patchell's office with
Neff, Union Representative Lovelady, and Ketterer to
discuss the question of discipline for Neff.'3
Lovelady opened the meeting by asking in effect why
Neff, employed for 10 years, was being terminated.
Patchell responded by stating that the reasons were that
Neff had an inability to follow company policy and
procedures and had engaged in unsafe workmanship.
Patchell stated that the Company had had two choices.
One choice was severe reprimand and time off. The other
choice was termination.
Lovelady asked with respect to the question of company
policy and procedures if there were written orders or
instructions. Patchell then furnished Lovelady with a copy
of Neffs personnel file. There then ensued a discussion of
the various incidents in Neff's personnel file for which he
had been reprimanded, including among them the han-
dling of nonpay situations, the problem relating to
contacting Neff when on standby, and a question of unsafe
workmanship. Lovelady agreed that the incident concern-
ing unsafe workmanship was one which could not be
tolerated. In the discussion concerning the problem with
locating Neff when on standby, "The Cassano Pizza King"
incident, Lovelady questioned Conn and Patchell as to why
they hadn't checked out witnesses as to Neffs presence at
the restaurant. Patchell or Conn indicated that the main
concern was the one respecting nonpay situations. Lovela-
dy pointed out letters of commendation and Neffs receipt
of merit increases.
At some point Lovelady asked Conn if he told an
employee in effect that it was too bad that Neff had got the
Union involved. Conn denied having made such remark.
Patchell inquired as to whom the remark allegedly had
been made to. It was revealed that the remarks allegedly
had been made to Ketterer. There then ensued some
discussion as to what Conn had actually said. Lovelady
then stated that it might have been better if he had kept his
i1 To the extent that Ketterer's testimony differs from Conn's testimony,
I discredit Ketterer's testimony. Ketterer appeared to be attempting to
testify truthfully. However. Ketterer's testimony was obviously conclusion-
ary and constituted in effect a brief summary of his conclusion of what was
said.
'3 The facts are based on a composite of the credited aspects of the
testimony of Conn, Patchell. Neff, Lovelady, and Ketterer.
501
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
nose out of the matter. Patchell told Lovelady that this was
not true, that the company had an open mind.' 4
Lovelady asked the Company to reconsider the action
that had been taken and to recess until the next morning.
The meeting recessed around 6 p.m.
21.
On the morning of July 27, 1976, around 10:30 a.m.
Patchell, Conn, Lovelady, Neff, and Ketterer again met to
discuss the question of discipline for Neff. What occurred
may be described as essentially a rehash of the meeting
held at 3:30 p.m. on July 26, 1976. In the discussion,
however, Neff indicated that his confusion with company
policy and procedures arose from changes in such policy.
Patchell or Conn indicated that the changes were always
well explained. Patchell stated that he thought that he and
Conn could get together and work something out, that he
needed to confer with others higher up. Exactly how long
this meeting lasted is not clear. In any event the parties
recessed, apparently around noon.
22. After the morning meeting Conn and Patchell
conferred, and it was decided that instead of terminating
Neff, that Neff could be placed on a I-year probationary
period of umbrella type depending on Neffs performance,
that he be reprimanded by having 5 days off without pay,
and that Neff be reduced one step grade in pay level.
23.
Around 5 p.m. on July 27, 1976, Conn telephoned
Lovelady in an attempt to set up a meeting for July 28,
1976, at 10:30 a.m. Lovelady had other proposed commit-
ments and secured an agreement to meet at 6:15 p.m. on
July 27, 1976.
24.
Conn, Patchell, Neff, Lovelady, and Ketterer again
met at Patchell's office around 6:15 p.m. on July 27, 1976.
Lovelady asked Patchell if they had considered what they
would do. Patchell stated that he was turning the meeting
over to Conn. Conn then stated in effect that he would
recommend reinstatement with three provisions. Conn
stated that such provisions were: (I) I-year probation with
reviews every 30 or 60 days at Conn's discretion and
depending on Neff's work performance, (2) 5 days off
without pay, and (3) reduction in pay from step 10 to step 9
in Neffs pay grade.
Lovelady quickly responded that the proposal was too
harsh, too severe. Lovelady told Conn and Patchell that if
it were a proposal to him, he would have told them to shove
it up their "ass," that it was Neffs decision, and he would
have to talk to him. Lovelady told Conn that all he wanted
was for Neff to lick his shoes and follow him around.
Lovelady told Conn that he was a puppet, that he knew the
decision came from higher ups. Lovelady asked about the
question of probation and was told that it was up to Conn's
discretion. Patchell told Lovelady that if this were the way
that Neff felt, the offer to reinstate would be rescinded, and
that Lovelady should talk to Neff. 5s Lovelady then
4 I discredit Lovelady's and Ketterer's testimony to the effect that Conn
did not reply to Lovelady. It is clear in my opinion that Ketterer had
interpreted the effect of Conn's earlier remarks and that the discussion
would have centered around an attempted understanding of what had
actually been said.
1S Much of the testimony of all witnesses was presented in fragmentary,
piecemeal, and conclusionary fashion. Conn and Patchell testified to
statements by Patchell relating to the fact that if it were Neffs opinion,
similar to Lovelady's. to shove the proposal up their "ass," that Patchell was
"unofficially" withdrawing the proposal of reinstatement. Neither Neff,
indicated he needed a recess to talk to Neff, and the parties
had a recess.
25.
Lovelady, Neff, and Ketterer discussed the question
of Conn's proposed discipline of probation, 5 days off
without pay, the pay cut, and the alternatives. Neff
indicated that he considered the penalty to be heavy but
would accept under protest. Lovelady indicated to Neff
that the Company might withdraw its offer under such
circumstances. It, however, was decided to tell Conn and
Patchell that Neff accepted the penalty but would protest
and would file a grievance.
27.
Neff, Lovelady, and Ketterer returned to Patchell's
office and met with Conn and Patchell after the recess.
Lovelady told Conn and Patchel that he had discussed
the discipline with Neff, that Neff's opinion had been that
the Company could ram the proposal up their "ass," that
he had persuaded Neff to accept the penalty and return to
work, that Neff would accept the penalty and file a
grievance and arbitrate. Lovelady stated that he realized
the Company could withdraw its proposal. Patchell asked
Neff if this was his decision. Neff replied that it was, that
he would accept the penalty and return to work, file a
grievance, and arbitrate the matter. Patchell told Neff,
Lovelady, and Ketterer that the proposal was officially
withdrawn, that it was now official that the suspension
would be for 3 days with termination to follow.
Lovelady told Conn that he was going to file charges
with the NLRB concerning his statement and take the
matter to the Supreme Court if necessary.
Lovelady asked Patchell if he would consider bypassing
the steps of the grievance procedure and going directly to
the arbitration procedure. Patchell told Lovelady that he
would have to get with him later in order to give him an
answer. Later that evening, around 10 p.m., Patchell
telephoned Lovelady and told him that he wasn't sure that
he could accept a grievance unless Lovelady was willing to
sign a stipulation that the Union would not strike for 2 or 3
years. Lovelady told Patchell that he would never sign that
type of stipulation, that he would sign a stipulation not to
strike over an arbitration decision on the case of Neffs
discharge. Patchell indicated that he would have to give
him an answer concerning bypassing the steps of the
grievance procedure later. This was the last time that
Patchell and Lovelady discussed the question of bypassing
grievance steps. On July 27, 1976, Neff, Lovelady, and
Ketterer signed a grievance concerning Neffs discharge.
On July 28, 1976, Ketterer submitted such grievance to
Conn. On July 29, 1976, Conn rejected said grievance.t 6
28.
On July 29, 1976, Supervisor Conn had a conversa-
tion with employee Hemmingway about the discharge of
Lovelady, nor Ketterer testified precisely on this point. Considering.
however, the fact that Neff had not at the time expressed an opinion, the
obvious intent to have Neff to consider the matter, I am persuaded that
Conn's and Patchell's testimony constitutes a rationalized attempt to
portray the proposal as having been withdrawn and that in fact Patchell
merely spoke in a conditional sense as set forth in the facts found.
'6 It should be noted that there is no collective-bargaining agreement in
effect. The Company's personnel policy is styled similar to a contract and
contains various clauses relating to no strike. etc., which obviously cannot
he imposed unilaterally.
502
KEOKUK GAS SERVICE CO.
Neff. What occurred is revealed by the following credited
excerpt from Hemmingway's testimony."7
A.
Well, Mike told me that he knew that Bob and I
were close friends and he wanted me to know that they
had let him go, that they gave him an alternative of
calling Mr. Patchell or Mr. Conn over the weekend and
he decided he wouldn't do that, he decided to take the
other route and call in a Union representative to
represent him, and that left them no other choice but to
discharge him.
C.
Contentions and Conclusions
1. The General Counsel contends and Respondent
denies that Respondent, by Supervisor Conn, on or about
July 26, 1976, threatened employees with discharge for
seeking assistance from a union representative.
The evidence pertaining to this issue was presented by
witnesses Ketterer, Hemmingway, and Conn. The evidence
concerned (1) a conversation on July 26, 1976, between
Conn and employee Ketterer and (2) a conversation on
July 29, 1976, between Conn and employee Hemmingway.
The facts found concerning such conversations have been
set forth in sections 19 and 28 above.
Considering such facts in the context with all of the facts,
I am persuaded that the facts do not establish that Conn
made threats as alleged. I am persuaded from all the facts
that Conn described factually that Neff had had an
opportunity to call or give additional data (relating to the
question of discipline or mitigation thereof) over the
weekend to Conn and Patchell, that Neff had not done so
and instead had called the union representative, and with
Neff's electing to call the union representative (instead of
furnishing additional data), Respondent had no alternative
but to proceed with its prior tentative decision. I am
persuaded from all the facts that Conn did not intend his
statements as a threat of retaliation because Neff had
selected to seek union representation. Thus, the statement
to Ketterer was made to a person having official status with
the Union and at a time just preceding a scheduled meeting
with Union Representative
Lovelady and Neff. The
statement to Hemmingway was made at a time following
the meeting with Lovelady, Neff, and Ketterer and was
made after the Respondent had been advised that the
Union was going to file charges with the NLRB relating to
an alleged threat regarding Neffs selection of the Union. It
is clear that the statements do not constitute explicit
threats. For the statements to constitute threats, one must
elect to believe that the reason for Respondent's decision to
terminate Neff was because of Neffs selection of a union
representative instead of his failure to submit further data.
Ketterer, a steward with the Union, and Hemmingway, a
close friend of Neff, apparently because of such factors,
interpreted the statements in the latter vein. The state-
ments, at most, are ambiguous. Accordingly, I conclude
:1 The facts are based on Hemmingway's credited testimony. Hemming-
way was unsure as to the date. I credit Conn's testimony to the effect that
his conversation with Hemmingway occurred on July 29, 1976. 1 am
persuaded from the overall facts that reference was made to Neffs having
contacted the Union. Considering the total facts. I find Hemmingway's
version of facts more credible than Conn's and credit his testimony over
Conn's where in conflict.
and find that the facts are insufficient to establish that
Conn, as alleged, made threats to Ketterer and Hemming-
way.
2.
The General Counsel alleges and contends and
Respondent denies that Respondent gave Robert Neff
written and/or oral warnings concerning the performance
of his duties on March 29, June 4 and 14, and July 16 and
22, 1976, because he engaged in union and/or other
concerted and protected activity, in violation of Section
8(a)(3) and (1) of the Act.
The facts relating to these issues have been set forth
above in section B. Essentially, the facts reveal Neff to be a
known and active union adherent and leader throughout
the period of unionism. The evidence of union animus
consists of a statement by Vice President Dushane in 1974,
and the evidence relating to the union, Neff, and company
meeting on July 27, 1976. Additionally, the General
Counsel apparently seeks to have an inference of union
animus drawn because of a strike in 1975 and delayed
return to work of employees. As to the 1975 strike and
delays in return to work of employees, the General
Counsel's evidence simply reveals a strike and a delayed
return to work. The evidence is insufficient to reveal that
Respondent demonstrated union animus as regards the
strike or return to work.' 8 I have considered the 1974
statement by Dushane, a threat of discharge of employees
because of union activity, the lack of evidence subsequent
thereto, excluding the July 27, 1976, meeting, to reveal
unlawful conduct, the evidence relating to the written and
oral warnings and the reasons therefor, the unlawful
conduct of Respondent on July 27, 1976, and the facts
relating thereto. I am persuaded from all of the foregoing
that the evidence is insufficient to reveal that Respondent
on March 29, June 4 and 14, and July 16 and 22, 1976,
issued written and/or oral warnings to Neff because of his
union and/or other concerted and protected activity.
Essentially, the incidents for which such warnings were
given were of the type which arguments of judgment might
be made. However, the facts are not of such a nature as to
warrant an inference that the warnings were given for
discriminatory reasons or to interfere with protected
concerted rights. Accordingly, such allegations of unlawful
conduct shall be recommended to be dismissed.
3.
The General Counsel alleges and contends and
Respondent denies that Respondent discharged Neff, on or
about July 27, 1976 (in violation of Sec. 8(a)(4), (3), and (1)
of the Act), because Neff engaged in union activity and/or
other concerted and protected activity, and because Neff
announced an intent to file and did file a charge with the
NLRB.
The testimony and evidence reveal that the parties and
individuals involved in the events were somewhat confused
as to the characterization and effect of some of the events.
As indicated in the facts, Respondent has a personnel
policy styled somewhat in the nature of a collective-
bargaining agreement. This policy contains written provi-
i' A conclusionary statement by Union Representative Lovelady that
there was a "lock-out" was objected to, the objection was sustained, and no
evidence was introduced to reveal that the failure of employees to return to
work was because Respondent refused to accept an unconditional offer to
return to work.
503
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
sions relating to no strike-no lockout, arbitration and
grievance provisions. It is obvious that a party cannot
unilaterally determine such provisions relating to statutory
rights of representation. No contention is made that such
provisions are applicable. Despite this, Respondent's
procedure as utilized involved the implementation of
discipline, suspension, and termination in accordance with
one of such provisions in its policy.
The facts clearly reveal that Respondent on July 23,
1976, notified Neff in effect that discipline was forthcom-
ing, either a suspension or a suspension followed by
termination. The facts do not reveal, however, that the
discipline of suspension was imposed at that time. Neff
considered that what he had been told was in effect that he
was at least going to be suspended. Neff's report to
Lovelady was in similar vein, and Lovelady construed in
effect that Neff had been told that he was suspended. Neff
in fact was officially notified of his suspension on July 26,
1976, and was further notified on July 27, 1976, that he was
to be discharged and was discharged on July 29, 1976. In
connection with the above-noted confusion, Respondent's
officials Conn and Patchell appeared during the events on
July 26 and 27 to confuse the question of discharge and
suspension. Thus, Conn, Neff, Lovelady, Ketterer, and
Patchell all were speaking in terms of reinstatement of
Neff, who in fact had not as of the time been discharged.
Testimony of some of the witnesses apparently recognized
this point, although the one such witness also testified to
the effect that he had made reference to "reinstatement."
The facts clearly reveal that Respondent had advised
Neff on July 23, 1976, that discipline was forthcoming on
July 26, 1976. The facts are clear that Neff was given the
opportunity to present over the weekend additional data or
discussion having bearing on the question of discipline,
that Neff was apprehensive and desired the presence of a
union representative before final disposition of discipline,
that Neff had sought such presence of a union representa-
tive, and that Respondent was aware of Neff's desire that a
union representative be present before final disposition.
Despite this, Respondent proceeded on July 26, 1976, with
the confrontation with Neff, and with the announcement
thereof of official notification to Neff of his suspension and
intended termination.
By such
conduct, Respondent
interfered with Neff's protected concerted right to have
union representation within the principles of Certified
Grocers of California, LTD., 227 NLRB 1211 (1977). Such
conduct therefore normally would be violative of Section
8(a)(l) of the Act.
The facts reveal, however, that Respondent, at the time,
revealed agreement to meet with the union representative
before final disposition of the question of discipline with
respect to termination. It can be said that such conduct
gave Respondent a one-step advantage in the discussion of
discipline to be ultimately imposed on Neff. In my opinion,
for the facts of this case, such advantage was extremely
minimal since the facts as to what was said on July 23,
1976, revealed the alternatives to be either suspension or
suspension and termination.
The facts reveal that on July 26 and 27, 1976, the
Respondent,
Neff, Lovelady,
and Ketterer
met and
discussed the question of Neff's record, conduct, and the
discipline to be imposed. The question of representation by
a union representative with respect to the question of
discipline to be imposed comes close to being a question of
collective negotiation. However, it is really not a question
of collective negotiation. Rather, it is a question of
presenting facts and argument touching the question of
appropriate discipline or whether discipline should be
imposed.
As part of the discussion on July 26 and 27, 1976, after
consideration of Neff's attitude, Respondent proposed a
discipline of probation, 5 days off without pay, and
reduction in pay. Neff indicated that he would accept the
discipline but would protest and file a grievance. At this
point, Respondent reverted back to the original tentative
discipline of suspension and termination.
Considering the foregoing, I am persuaded that Respon-
dent's final determination of discipline of Neff constituted
conduct violative of Section 8(a)(1) of the Act. One of
Respondent's asserted defenses touches the question of
Neff's attitude. As I have noted, the question of determin-
ing discipline herein is not a question of negotiations, even
if it sometimes appears to be such. Neff's "acceptance" but
under protest, if negotiations, would not constitute accep-
tance. However, Respondent's determination of discipline
herein was significantly affected by Neff's assertion of a
protected concerted right, the right to protest and to file a
grievance. This being so, the discipline determined by
Respondent on July 27, 1976, that Neff be suspended and
discharged was because of his assertion of a protected
concerted right. Such conduct by Respondent therefore
violated Section 8(a)(1) of the Act. It is so concluded and
found.
As to the contention that the discharge of Neff was
because of his union activities in violation of Section
8(a)(3) of the Act, I am persuaded that the facts do not
support such contention. I have considered the facts of
Dushane's 1974 threat of discharge because of union
activity and all of the facts. I am persuaded that the facts
relating to all the events reveal simply Respondent's
conduct violative of Section 8(a)(l) as set forth above.
As to the contention that Respondent violated Section
8(a)(4) of the Act by the discharge of Neff because he
announced an intent to file a charge with the NLRB and
did so, I am persuaded that the facts do not reveal a
violation in such regard. Thus, Respondent's determination
of discipline on July 27, 1976, occurred prior to the remarks
about filing an NLRB charge. It would be completely
speculative to infer that Respondent's continued actions
were based on the announced intent to file a charge with
the NLRB.
Accordingly, it will be recommended that the allegations
of conduct violative of Section 8(a)(3) and (4) be dismissed.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of Respondent set forth in section III,
above, occurring in connection with Respondent's opera-
tions described in section 1, above, have a close, intimate,
and substantial relationship to trade, traffic, and commerce
among the several States and tend to lead to labor disputes
504
KEOKUK GAS SERVICE CO.
burdening and obstructing commerce and the free flow of
commerce.
V. THE REMEDY
Having found that Respondent has engaged in unfair
labor practices, it will be recommended that Respondent
cease and desist therefrom and take certain affirmative
action to effectuate the policies of the Act.
The General Counsel seeks appropriate remedy, includ-
ing at least reinstatement and backpay subject to the
imposition of discipline of probation, 5 days off without
pay, and reduction in pay for Neff. In many cases of this
type, an appropriate remedy would be simple in nature,
requiring reinstatement and backpay and leaving some of
the issues to be resolved in compliance. Considering the
facts as litigated in this case, I believe that the General
Counsel's suggestion concerning the reinstatement and
backpay to Neff to be subject to the imposition of
probation, 5 days off without pay, and reduction in pay in
accordance with Conn's proposal on July 27, 1976, to be
meritorious. A specific remedy in such regard would
appropriately narrow issues and contentions that might be
raised in the compliance stage. Accordingly, it will be
recommended that Neff be reinstated to the position he
would have held on July 29, 1976, absent the conduct
violative of Section 8(a)( I) engaged in by Respondent, and
that he be made whole for loss of backpay or loss of other
benefits flowing from Respondent's unlawful action. Thus,
since Respondent had determined that Neff be on
probation for I year, as more fully set forth in the record,
Neff is to be reinstated to the position he held on July 29,
1976, with Respondent's right to impose the probationary
status indicated. Further, since the Respondent
had
decided to impose a 5 day suspension without pay, has in
fact already enforced such suspension for July 26, 27, and
28, without pay, Respondent may deduct 2 days of pay for
the days of July 29 and 30 from the total amount of
backpay due. Further, Respondent's backpay obligation
from July 29, 1976. to the date of reinstatement as required
herein, shall be based on Neffs salary earned prior to July
29, 1976, with the right to reinstate Neff at a lesser rate of
pay as determined by the discipline decided by Conn on
July 27, 1976.
In accordance with the foregoing, Respondent shall
make Neff whole otherwise for loss of earnings within the
meaning and in accord with the Board's decisions in F. W.
Woolworth Company, 90 NLRB 289 (1950): Isis Plumbing &
Heating Co., 138 NLRB 716 (1962), except as specifically
modified by the wording of such recommended Order.
Because of the character of the unfair labor practices
herein found, the recommended Order will provide that
Respondent cease and desist from in any other manner
interfering with, restraining, and coercing employees in the
exercise of their rights guaranteed by Section 7 of the Act.
19 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions and recommended' Order herein shall. as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes
Upon the basis of the above findings of fact and upon
the entire record in the case, I make the following:
CONCLUSIONS OF LAW
1. Keokuk Gas Company, Inc., is an employer engaged
in commerce within the meaning of Section 2(6) and (7) of
the Act.
2.
Oil, Chemical and Atomic Workers International
Union, AFL-CIO-CLC is, and has been at all times
material herein, a labor organization within the meaning of
Section 2(5) of the Act.
3.
By interfering with, restraining, and coercing its
employees in the exercise of rights guaranteed in Section 7
of the Act, Respondent engaged in unfair labor practices
proscribed by Section 8(aX I) of the Act.
4.
The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
Upon the forgoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:
ORDER 19
The Respondent, Keokuk Gas Company, Inc.,
its
officers, agents, successors, and assigns, shall:
I.
Cease and desist from:
(a) Discharging or otherwise discriminating against
employees in regard to hire or tenure of employment, or
any term or condition of employment, because of their
protected concerted activities.
(b) In any other manner interfering with, restraining, or
coercing employees in the exercise of their rights guaran-
teed in Section 7 of the Act.
2.
Take the following affirmative action which it is
found will effectuate the policies of the Act:
(a) Offer to Robert Neff immediate and full reinstate-
ment to the position he would have occupied had it not
interfered with his protected concerted rights, or, if such
position no longer exists, to a substantially equivalent
position, without prejudice to his seniority, or other rights
previously enjoyed, and make him whole for any loss of
pay or other benefits suffered by reason of the discrimina-
tion against him in the manner described above in the
section entitled "The Remedy."
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all other records
necessary to analyze the amount of backpay due under the
terms of this recommended Order.
(c) Strike and expunge from its records all reference to
discharge or termination of Robert Neff on or about July
29, 1976.
(d) Post at Respondent's plant at Keokuk, Iowa, copies
of the attached notice marked "Appendix." 2 0 Copies of
said notice, on forms provided by the Officer-In-Charge for
20 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
(Continued)
505
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Subregion 38, after being duly signed by Respondent's
representatives, shall be posted by it immediately upon
receipt thereof, and be maintained by Respondent for 60
consecutive days thereafter, in conspicuous places, includ-
ing all places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respondent to
insure that said notices are not altered, defaced, or covered
by any other material.
(e) Notify the Officer-In-Charge for Subregion 38, in
writing, within 20 days from the date of this Order, what
steps the Respondent has taken to comply herewith.
IT IS FURTHER ORDERED that the allegations of unlawful
conduct not specifically found to be violative herein be
dismissed.
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
APPENDIX
had we not interfered with his protected concerted
rights, or, if such position no longer exists, to a
substantially equivalent position, without prejudice to
his seniority or other rights or other benefits previously
enjoyed, and make him whole for any loss of pay
suffered by reason of the discrimination against him,
plus interest.
WE WILL strike and expunge from our records all
reference to the discharge or termination of Robert
Neff on or about July 29, 1976.
WE WILL NOT discharge or otherwise discriminate
against employees in regard to hire or tenure of
employment, or any terms or conditions of employ-
ment, because of their protected concerted activities.
WE WILL NOT in any other manner interfere with,
restrain, or coerce employees in the exercise of their
rights guaranteed in Section 7 of the Act.
NOTICE To EMPLOYEES
KEOKUK GAS SERVICE CO.
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL offer to Robert Neff immediate and full
reinstatement to the position he would have occupied
506