222 NLRB 727
Sheet Metal Workers Local 28
SHEET METAL WORKERS LOCAL 28
727
Sheet Metal Workers International Association, Local
28, AFL-CIO and Carrier Air Conditioning Com-
pany, a Division of Carrier Corporation
Sheet Metal Workers International Association, Local
28, AFL-CIO and Carrier Air Conditioning Com-
pany, a Division of Carrier Corporation and Three
Boro Sheet Metal and Ventilating Co., Inc., Party
to the Contract. Cases 2-CC--1296 and 2-CE-66
February 5, 1976
DECISION AND ORDER
BY CHAIRMAN MURPHY AND MEMBERS FANNING
AND PENELLO
On July 17, 1975, Administrative Law Judge James
V. Constantine issued the attached Decision in the
above-entitled proceeding, finding,that the Respon-
dent had engaged in and was engaging in certain un-
fair labor practices and recommending that it cease
and desist therefrom and take certain affirmative ac-
tion. Thereafter, the Respondent filed exceptions to
the Decision and a supporting brief, the Charging
Party filed limited exceptions, and the Charging Par-
ty and the General Counsel filed briefs in support of
the Administrative Law Judge's Decision.'
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has reviewed the rulings of the Admin-
istrative Law Judge made at, the hearing and finds
that no prejudicial error was committed. The rulings
are hereby affirmed. The Board has considered the
Administrative Law Judge's Decision, the exceptions
and briefs, and the entire record in the case,' and
hereby adopts the findings,' conclusions, and recom-
mendations of the Administrative Law' Judge only to
the extent consistent herewith.
'The amended complaint alleges that Respondent
violated Section 8(b)(4)(i) and (ii)(B) by adopting a
resolution in or about May 1973, that its members
would oppose the installation of Carrier's moduline
air-conditioning units unless they fabricated the ple-
t The Intervenor, Sheet Metal and Air Conditioning Contractors Nation-
al Association (hereinafter SMACNA) did not file a brief
2 The Respondent has requested oral argument The request is hereby
denied inasmuch as the record, the exceptions, and the briefs adequately
present the issues and positions of the parties
3 The Respondent has excepted to certain credibility findings made by the
-Administrative Law Judge. It is the Board's established policy not to over-
rule an Administrative Law Judge's resolutions with respect to credibility
unless the clear preponderance of all of the relevant evidence convinces us
that the resolutions are incorrect
Standard Dry Wall Products, Inc,
91
NLRB 544(1950), enfd. 188 F.2d 362 (C.A. 3, 1951) We have carefully
examined the record and find no basis for reversing his findings
nums for said units, and by the October 1973 refusal
of one of its members employed by Three Boro to
perform certain sketching work preparatory to and
necessary for the installation of Carrier moduline
units. The complaint further alleges that Respondent
violated Section 8(b)(4)(i) and (ii)(B) by informing
Carrier representatives on or about October 23 and
November 26, 1973, that its members employed by
Three Boro would not be permitted to make sketches
for the Carrier moduline units and on those same
dates and again on July 23, 1974, that Respondent
was not going to permit Carrier units to be installed
in New York because employees represented by it
were not fabricating the plenums. Finally, the com-
plaint alleges that by the above acts, the Respondent
applied the no-subcontracting clauses in its contracts
with SMACNA and Three Boro in violation of Sec-
tion 8(e). At the hearing, the complaint was amended
further to allege that in November 1974, Respondent,
by bringing industry charges against General Sheet
Metal, Inc., violated Section 8(b)(4)(B) and (e) of the
Act. The Administrative Law Judge found the viola-
tions as alleged. We disagree. We believe that a con-
trary result is dictated by our decisions in Associated
General Contractors 4 and Kimstock Division.5
The collective-bargaining agreement between Re-
spondent and Sheet Metal and Air Conditioning
Contractors National Association, New York Chap-
ter, Inc., to which Three Boro Sheet Metal and Venti-
lating Co., Inc., is bound by a separate agreement,
contains a no-subcontracting clause which provides
in pertinent part:
-
II MEMORANDUM CONTAINING NO
SUBCONTRACTING CLAUSE
For the preservation of the work opportunities
of the journeyman sheet metal workers and ap-
prentice sheet metal workers within the collec-
tive bargaining unit, each Employer within the
collective bargaining unit shall not subcontract
out any item or items of work described herein-
below; except that each said Employer shall
have the right to subcontract for the manufac-
ture, fabrication or installation of such work
with any other Employer within the collective
bargaining unit:
1. Radiator enclosures except when manufac-
tured and sold as a unit including heating ele-
ment,
2. Functional louvers.
4 Southern California Pipe Trades District Council No 16 of the United
Association, et at (Associated General Contractors' of California, Inc),' 207
NLRB 698 (1973)
5 Southern California Pipe Trades District Council No. 16, Plumbers &
Steamfnters Local No 582 (Kimstock Division, Tridair Industries, Inc), 207
NLRB 711 (1973)
222 NLRB No. 110
728
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
3. Attenuation boxes except for mechanical de-
vices contained therewith.
3a. Sound traps.
4. Dampers: All types of Dampers, including
Automatic Dampers and multi-Zone Dam-
pers, Manual Control Dampers and Fire Con-
trol Dampers, except Patented Pressure Re-
ducing Devices. OBD's and Santrols are per
sketches B and C annexed hereto.
5. Skylights, Sheet Metal Sleeves, Pressure Re-
ducing Boxes, Volume Control Boxes, Trof-
fers (plenums), High Pressure Fittings and
Gutters (excluding 1/2 Round Gutters).
6. Air handling units in excess of 30,000 C.F.
M.'s.
7. All other work historically, traditionally and
customarily performed by journeyman sheet
metal workers and apprentice sheet metal
workers within the collective bargaining unit
in accordance with the collective bargaining
agreement.
All the work described in this "no-subcon-
tracting clause" shall be performed by jour-
neyman and/or apprentice sheet metal work-
ers in the bargaining unit covered by this
agreement.
No penalty is specified in the no-subcontracting
clause. However, rule XIX of the agreement provides
that the penalty for violation of the agreement shall
be censure for the first offense; and on the second
offense, imposition of a fine commensurate with the
loss adjudged by the Joint Adjustment Board to have
been sustained by journeyman sheet metal workers
by reason of such violation.
Background
Carrier manufactures moduline air-conditioning
units. It began the manufacture of a variable volume
moduline air-conditioning unit, designated the model
37P unit, in the early 1960's. Later improvements led
to the development of the 37A unit which has been
manufactured since 1970. Both of these units includ-
ed prefabricated plenums. Although numerous parts
of each are patented, the plenum is not. The plenum
is essentially a four-sided sheet metal box which, in-
ter alia, serves for the housing or receipt of air and
noise abatement. In the New York metropolitan
area, Local 28 members have traditionally fabricated
and installed the plenums on conventional air-condi-
tioning units. Carrier's position is that, due to the
design of the moduline units, specially trained per-
sonnel working under the supervision of Carrier engi-
neers and utilizing costly equipment are required to
perform the work of mating the plenum to the con-
trol portions of the unit and the calibration and ad-
justments necessary to assure proper plenum pres-
sure and air flow.
Carrier first attempted to market its moduline unit
in the New York metropolitan area in 1966. Carrier
had contracts for the installation of 37P units at its
home office and at Presbyterian Hospital. At a meet-
ing in November 1966, Respondent's president told
Carrier's district manager, Contardi, that the plenum
section of the unit should be made in a New York
shop having an agreement with Local 28. In January
1967, the 37P units with prefabricated plenums were
delivered to Carrier's home office for installation.
The president and a business agent of Respondent
told Contardi that these units could not be installed;
the plenums would have to be made in New York.
The matter was brought before the Joint Trade
Board by Respondent. Subsequently, on or about
January 29, 1967, it was agreed that the installation
of the 37P units would proceed at Carrier's home
office and at the Presbyterian Hospital in consider-
ation for which Carrier would redesign the unit so
that the plenum could be made in New York.
In September 1967, Carrier became involved in the
construction of a new Police Office Building for the
City of New York. The building specifications called
for the use of Carrier's 37P units. As a result of the
objections of Respondent's president to the use of
the 37P units, a series of meetings occurred in Sep-
tember and October 1967 between union officials,
Carrier's representatives, and representatives of the
City. On October 31, 1967, the parties agreed that
Carrier would develop a design which would make
possible the fabrication of the plenum in New York
shops and that Carrier would assume responsibility
for the air-conditioning units on the project even
though the plenums were to be fabricated in a local
shop. Thereafter, the plenums used in the 37P units
installed in the Police Office Building were manufac-
tured by Triangle, a shop employing employees rep-
resented by Respondent. After installation of these
units, it developed that there were serious problems
with leakage in the units for which Carrier was held
liable. Carrier contends that the fabrication of the
plenums in New York shops made the moduline
units defective and uncompetitive in price, and con-
sequently difficult to market.
Carrier developed the 37A unit in 1970. On or
about August 8, 1970, Carrier representatives met
with Respondent's president and other union agents.
Carrier representatives showed the union agents the
new 37A unit, stating that it was well received
throughout the country, that it was a new design, and
in their opinion, the plenums for it could not be
SHEET METAL WORKERS LOCAL 28
729
made in New York. Respondent's response was that
a study of the problem would be made. A number of
subsequent meetings failed to produce a resolution of
the dispute.
In August 1972, Contardi and other Carrier repre-
sentatives met with Respondent's president, then
Daniel Pasquinucci. As a result of this meeting, Pas-
quinucci referred the matter to the research and re-
view committee, a committee of three union mem-
bers known for their expertise and experience in the
industry. After studying the problem, this committee
recommended acceptance of the moduline unit, fac-
tory fabricated, leak tested and calibrated.
Facts Surrounding the Alleged Violations
On June 5, 1973, Local 28's executive board adopt-
ed a resolution that "no allowance be made in the
c.b.a [collective-bargaining agreement] at all to allow
the dual Moduline Mixing Box in the New York city
area." This resolution was presented to and adopted
by the general membership on June 21, 1973.
In early 1973, plans were prepared for the con-
struction of the Van Etten Drug Treatment Center.
The mechanical specifications for heating, ventila-
tion, and air-conditioning called for the use of "vari-
able volume linear air diffusers, Carrier Moduline or
approved equal." The heating, ventilation, and air-
conditioning contractor on the project, Acme Cli-
mate Control Corp., issued a purchase order for the
Carrier 37A units pursuant to the specifications. Sub-
sequently, Acme subcontracted certain sheet metal
work, including the installation of the Carrier 37A
units on the project, to Three Boro, who was by a
separate agreement bound to the terms of the collec-
tive-bargaining contract between Respondent and
SMACNA. On October 8, 1973, the verbal agree-
ment between Acme and Three Boro was confirmed
in a letter in which Three Boro stated:
We agree to install only (furnished by others) air
outlets, fans, air conditioning equipment (50%
labor) automatic dampers, sound traps.
We take exception to the following: removals of
ductwork, cutting, patching, painting, house-
keeping, pipe sleeves, testing and balancing, fin-
tube enclosures, plenums for Carrier units (sup-
ply outlets)... .
On October 18, 1973, the erasure of the Carrier
Moduline units from the drawings of the Van Etten
job was discovered. Joseph Reyes, the president of
Acme Climate Control Corporation, testified that
Ted Johansmeyer, a ' sketcher employed by Three
Boro and a member 'of Respondent, told Reyes that
he had erased the Carrier units from the drawings.
Upon being informed of the problems on the Van
Etten job, Contardi called Pasquinucci. Contardi's
account of the telephone conversation, which the
Administrative Law Judge credited was:
Contardi: Dan I hear there's trouble on the
Van Etten job. Dan, I understand you have re-
fused to let them sketch the job.
Pasquinucci: That's so.
Contardi: Dan, are you, as a union represen-
tative, telling me, as representative of Carrier,
that you will not permit this unit to come in, into
New York?
Pasquinucci: That's so.
Contardi: Well, you know what this is going
to mean.
Pasquinucci: That's so.
Carrier filed the charge in Case 2-CC-1296 on Oc-
tober 26, 1973, based on the events concerning the
Van Etten job. However, the parties continued to at-
tempt to resolve the dispute without litigation. On
November 13, 1973, Contardi and other Carrier
spokesmen met with Respondent's officials. At this
meeting Pasquinucci told the Carrier representatives
that "he could not permit the unit to come in [to New
York]." On December 27, 1973, Carrier filed the
charge in Case 2-CE-66.
In January 1974, Columbia Presbyterian Hospital
entered an agreement with H. Cohan Contracting
Corporation to perform all the mechanical work on
its Babies Hospital Addition, in accordance with the
building specifications prepared by architects and
consulting engineers. The specifications called for
the installation of Carrier's 37AF air terminal units,
including plenums as fabricated by Carrier. Cohan
confirmed the purchase order with Carrier for the
37AF units with plenums installed on May 29, 1974.
On or about June 11, 1974, Cohan subcontracted cer-
tain sheet metal work on the project, including instal-
lation of the Carrier moduline units as specified, to
General Sheet Metal, Inc. General is a member of
SMACNA and is bound by the standard form agree-
ment between that association and Respondent.
Meanwhile, in March 1974, Pasquinucci and Con-
tardi tentatively agreed that Respondent would ac-
cept Carrier's moduline units as factory fabricated in
consideration for which Carrier would withdraw the
instant unfair labor practice charges and promote the
moduline units so as to provide additional sheet met-
al work. This agreement was not executed due to the
upcoming union election which Pasquinucci lost to
Robert Stack. On July 19, 1974, Contardi met with
the newly elected president, Stack, to discuss the
agreement made with Pasquinucci. After reviewing
the situation, Stack told Contardi that Respondent
730
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
had decided to `,`-insist- that [Carrier] go along with the
agreement as written."
Respondent filed charges against General under
the SMACNA agreement on November 7, 1974, and
requested a hearing and determination by the Joint
Adjustment Board.6 The grievance charged that:
General is in violation of our Collective Bar-
gaining Agreement Addendum "B", Part II, last
unnumbered paragraph, by permitting and for
accepting work covered by our Agreement-fa-
brication of plenums-involving the Carrier
Moduline Unit, for installation at the Presbyte-
rian Medical Center, Babies Hospital, (168th
Street and Broadway New York City) to be per-
formed by persons who are not within the bar-
gaining unit covered by our Agreement, rather
than by its journeyman and apprentice sheet
metal workers.
Respondent proposed that General pay the sum of
$2153.60 to the Local 28 Sick Dues Relief Fund, rep-
resenting the loss of man hours caused by General's
alleged violation. As a result of this claim, General
ceased the installation of the Carrier units at the Ba-
bies Hospital site. The work was not resumed until
Carrier agreed to reimburse General for the amount
claimed by Respondent.
Discussion
As noted, the Administrative Law Judge found
that the presentation to and adoption by the general
membership on June 21, 1973, of the executive board
resolution that no allowances be made in the collec-
tive-bargaining agreement for the moduline units,
constituted a violation of Section 8(b)(4)(i)(B). We
disagree.
Respondent's
executive
board simply
phrased the proposition to be decided, made a rec-
ommendation, and submitted that recommendation
for acceptance or rejection. The resolution merely
asked the union members to decide whether their
contractual rights should be waived. The Board has
held that a union agent's inquiry of neutral employ-
ees as to whether they would leave the job if request-
ed by the union, so as to put pressure on the primary
employer, was not inducement and encouragement
within the meaning of Section 8(b)(4)(i)(B) of the
Act.' The resolution here is even less interpretable-as
a "request or suggestion" that the union members
refuse to perform services as there is no suggestion in
the resolution that the contract would be enforced by
proscribed economic action.
6 The Joint Adjustment Board, a body consisting of an equal number of
representatives of the Union and of the Employer Association, is estab-
lished by the collective-bargaining agreement for the purpose of resolving
grievances arising out of the interpretation or enforcement of the contract
i Local 139, International Union of Operating Engineers, AFL-CIO, (Fox
Valley Construction Material Suppliers Assn, Inc) 182 NLRB 72 (1970)
The Administrative Law Judge also found that
Pasquinucci's statement to Carrier representatives on
November 13, 1973, and Stack's statement to Con-
tardi on July 19, 1974, both to the effect that-modu-
line units would not be allowed into New York City,
constituted violations of Section 8(b)(4)(ii)(B). We
cannot adopt these findings. The statements were no
more than reiteration of Respondent's position that it
would not relinquish its rights under the collectiye-
bargaining agreement. There, is no suggestion that
Respondent would attempt to enforce the agreement
by means other than those provided by the agree-
ment. Consequently, we find that these statements do
not constitute "threats, coercion or restraint" within
the
meaning of Section 8(b)(4)(ii)(B), and that
Respondent's efforts to enforce its collective-bar-
gaining agreement did not violate Section 8(e).8
With regard to the filing of the grievance against
General Sheet Metal in November 1974, our decision
in Associated General Contractors, supra, requires a
finding that Respondent did not violate Section
8(b)(4)(B) 9 and that the contract as so applied did
not violate Section 8(e).10 By instituting the grievance
proceeding against General Sheet Metal, the Respon-
dent merely "sought to enforce certain provisions of
[its] bargaining agreement against a party to that
agreement through peaceful means provided by the
agreement and by,no other means." 11 As the Board
stated in Associated General Contractors at 700:
[A] contractual agreement, such as we have be-
fore us, for compensation of a breach of con-
tract determined by contractually fair proce-
dures is a reasonable and peaceful method of
resolving a dispute. Consequently, we find the
Union's use of its contract-in its dispute with
Ohland did not constitute statutorily proscribed
threats, coercion, or restraint.
8 The Respondent contends that in any event these statements do not
violate Sec 8(b)(4)(u)(B) as they are directed to the primary party to the
dispute For the reasons discussed infra, we find it unnecessary to reach the
primary-secondary employer issues inasmuch as we find the Respondent
has not engaged in coercive tactics proscribed by the Act.
9 The Administrative Law Judge found that the institution of the griev-
ance proceeding constituted a violation of Sec 8(b)(4)(B), following the
reasoning of the Ninth Circuit Court of Appeals in Associated General Con-
tractors of California, Inc, v N L R B, 514 F 2d 433 (C.A 9, 1975) With all
due respect to that court, we adhere to our decision in Associated General
Contractors, 207 NLRB 698 The Administrative Law Judge also relies on
Connell Construction Co, Inc, v. Plumbers & Steamfitters, Local 100, 421
U S 616 (June 2, 1975) That case is inapposite, inasmuch as it involved
economic activity by a union to force a general contractor, whose employ-
ees it did not represent , to enter into a no-subcontracting agreement
10 The Administrative Law Judge found that the contract as written vio-
lated Sec 8(e) No such violation was alleged
Moreover, we see no basis
herein for making such a finding. We also disavow the Administrative Law
Judge's discussion of purported violations of Sec. 8(e) based on events oc-
curring more than 6 months prior to the filing of the unfair labor practice
charges. Pursuant to See . 10(b) of the Act, these facts were not before the
Administrative Law Judge for consideration as violations of the Act.
u Associated General Contractors of California, 207 NLRB 698, 699
SHEET-METAL WORKERS LOCAL 28
As to the allegation that in violation of Section
8(b)(4)(i)(B), Respondent attempted to enforce its
rights under the collective-bargaining agreements by
inducing employees to refuse to perform work in-
volving the Van Etten Drug Treatment Center pro-
ject, we conclude that the evidence is insufficient to
sustain this contention. There is no direct evidence
that union members employed by Three Boro were
encouraged or induced by Respondent to refuse to
perform services. Pasquinucci's response "That's so"
to Contardi's query "I hear you have refused to let
them sketch the job" was ambiguous, and cannot be
interpreted as an admission that Respondent encour-
aged its members to refuse to work, since throughout
this prolonged dispute Respondent has consistently
relied on its contractual rights and remedies. Further,
there is no evidence that Pasquinucci or any other
agent of Respondent communicated to Johansmeyer,
the employee who erased the sketches at that job,
that he should engage in such conduct or any other
conduct proscribed by Section 8(b)(4)(B).
The record also is devoid of evidence that Johans-
meyer was an agent of the Respondent. It is well
established that a union is not liable for the acts of its
members in the absence of a principal-agent relation-
ship. A union member's refusal to work, even though
stemming from the union's position in a dispute with
the employer, does not constitute a violation of Sec-
tion 8(b)(4)(B) in the absence of evidence that the
union is legally responsible for his conduct.12
As in Associated General Contractors and Kimstock
Division, having found that Respondent has not re-
sorted to the coercive tactics proscribed by the Act,
we find it unnecessary to reach the secondary-prima-
ry employer and work preservation issues on which
the Administrative Law Judge passed.
In view of the foregoing, we shall dismiss the com-
plaint in its entirety.
ORDER
It is hereby ordered that the complaint, as amend-
ed, be dismissed.
DECISION
STATEMENT OF THE CASE
JAMES V. CONSTANTINE, Administrative Law Judge: This
is an unfair labor practice case litigated pursuant to the
12 International Brotherhood of Electrical Workers, Local No 43, AFL-CIO
(Executone of Syracuse, Inc.), 172 NLRB 621 (1968) See also Local Union
No. 3, International Brotherhood of Electrical Workers, AFL-CIO (Forest
Electric Corp.), 205 NLRB 1102 (1973)
731
provisions of Section 10(b) of the National Labor Rela-
tions Act, herein called the Act. 29 U.S.C. 160(b). It was
commenced by a consolidated complaint issued on Febru-
ary 28, 1974, by the General Counsel of the National La-
bor Relations Board, herein called the Board, through the
Regional Director for Region 2. That complaint is based
on a charge filed on October 25, 1973, and one filed on
December 27, 1973, by Carrier Air Conditioning Compa-
ny, herein called Carrier. Said charges and the complaint
name Sheet Metal Workers International Association, Lo-
cal 28, AFL-CIO, herein called Local 28, as the Respon-
dent, and the complaint names Three Boro Sheet Metal
and Ventilating Co., Inc., herein called Three Boro, as Par-
ty to the Contract.
In substance, said complaint as amended at the hearing
alleges that Respondent violated Section 8(b)(4)(i) and
(ii)(B) and 8(e), and that such conduct affects commerce
within the meaning of Section 2(6) and (7), of the Act.
Respondent, also called Local 28 herein, has answered, ad-
mitting some allegations of the complaint but'denying that
any unfair labor practices were committed. On November
18, 1974, Sheet Metal and Air Conditioning Contractors
National Association, New York Chapter, Inc., herein
called the Association, was permitted to intervene as an
interested party.
Pursuant to due notice this case came on to be heard,
and was heard before me, at New York, New York, from
March 10 to 14, both inclusive, and April 15, 1975. All
parties were represented at and participated at the hearing,
and had full opportunity to introduce witnesses, file briefs,
and offer oral argument. Briefs have been received from
the General Counsel, 'Carrier, and Local 28. Respondent's
motion to dismiss was denied.
Upon the, entire record in this case, and from my obser-
vation of the demeanor of the witnesses, f make the follow-
ing:
FINDINGS OF FACT
1. AS TO JURSIDICTION
Carrier, a division of Carrier Corporation, a Delaware
corporation, is engaged in the United States in manufac-
turing, selling, and distributing air-conditioning equipment
and related products. During 1973, a representative period,
Carrier sold and distributed products valued in excess of
$50,000, of which products valued in excess of $50,000
were shipped from its place of business in interstate com-
merce directly to States other than, the States in which it is
located. I find that Carrier is an employer within the mean-
mg of Section 2(2), and is engaged in commerce within the
meaning of Section 2(6) and (7) of the Act, and that it will
effectuate the purposes of the Act to assert jurisdiction
over Respondent in this proceeding.
732
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
II. THE LABOR ORGANIZATION INVOLVED
came to an agreement. (G.C. Exh. 2, app. G.) Said agree-
ment.in part provides that "Carrier . . . are presently de-
veloping a system of the terminal which would make possi-
ble the manufacture of the plennum [sic] by the Local" i.e.,
Local 28. As a result of said agreement Triangle Sheet Met-
al Company, which has a collective-bargaining contract
with Local 28, received an order from New York City to
provide the plenums for the police office building.
Following October 1967, when the foregoing agreement
was entered into, Carrier made efforts to market the 37P
units as redesigned in New York City, but "just couldn't
sell the unit. . . . It was not economically feasible, it
would not sell." So in 1970 Carrier introduced its 37A unit.
This unit was manufactured in Tyler, Texas. In August
1970, Farrell requested Contardi of Carrier to abide by the
agreement (G.C. Exh. 2, app. G), so that the plenums on
37A units would be manufactured in New York City. Con-
tardi replied that Carrier had been unsuccessful in mar-
keting the 37P unit, and that the 37A unit as manufactured
by Carrier "had more appeal to the industry, because it's
narrower." He also informed Local 28 on this occasion that
"we were not able to fulfill what we had talked about pre-
viously about making the plennum [sic] section in New
York and we asked for consideration." Farrell took it "un-
der advisement" but, until he died in 1972, Farrell "main-
tained his old position. He did not change."
After Farrell passed away, he was succeeded as president
of Local 28 by Pasquinucci. Contardi soon met with Pas-
quinucci and informed the latter that Carrier "couldn't
make the unit as proven by evidence. We hadn't sold the
job in several years." Then Pasquinucci answered he would
appoint a committee to study the problem and come up
with a recommendation, but that "until we had some kind
of understanding" Carrier "could not bring the unit in."
The unit as made was,unacceptable in New York.
Pasquinucci did appoint such a committee and Contardi
appeared before it in September 1972. Contardi demon-
strated to them with an actual plenum section. He demon-
strated to them that the way Local 28 wanted things done
"they could see why it [the plenum made in New York] was
leaking, they could see why we had the problems and that
it was a bad deal." He "showed them how and why it
leaked" when the plenum was manufactured in the New
York area. Later the Local 28 committee made a recom-
mendation which was presented to its executive board and
gave Contardi a copy thereof. (G.C. Exh. 2, app. I). Said
committee recommended "acceptance of Carrier Moduline
variable system factory fabricated, leak tested. and calib-
rated."
In late November 1972, Contardi spoke to Pasquinucci,
asking the latter "what he was going to do, inasmuch as he
didn't get it by the executive board." Pasquinucci "felt this
unit should be admitted to New York" as fabricated in
Tyler, Texas, notwithstanding that the Local 28 executive
board disagreed with him. In early 1973 Pasquinucci had
one of the committeemen "make a presentation to the
membership [of Local 28] at one of the union meetings in
an effort to sell the membership on the idea" espoused by
Carrier. But the membership turned down "the idea."
In August 1973, Carrier received an order for 37A units
from its distributor, Carlton Stewart, for a job at the Van
Local 28 is a labor organization within the meaning of
Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A. General Counsel's Case
A. C. Contardi, Carrier's district manager for its ma-
chinery and systems division which covers metropolitan
New York, testified substantially as follows: In such divi-
sion Carrier "primarily operates in the construction and
engineering phases" of refrigeration, heating, and "the en-
tire line of air conditioning." When the owner of a building
needs such equipment, Carrier works with the owner's ar-
chitect and the owner's mechanical engineer "in the design
of this equipment." As a result, Carrier's "equipment is
part of the design, included in the specifications ... so
that when the job is bid by the owner through general con-
tractors, we will get a fair chance to bid competitively."
After a contractor bids on a job, Carrier deals with the
contractor "to sell them the equipment, which meets the
specifications, which is part of the design." A 37P unit is "a
Moduline terminal device which controls the air, which
varies the volume of the air which is discharged into the
room." (See G.C. Exh. 2, app. A.) Another type of Modu-
line unit is in General Counsel's Exhibit 2, appendix B. 37P
units have been manufactured by Carrier since 1963.
Carrier's 37A and 37P units are manufactured in Tyler,
Texas, and prefabricated there. In 1966 and 1967, Carrier
attempted to market the 37P unit in the New York City
area. At that time Carrier showed such a unit to President
Farrell and Mulhearn of Local 28. Said officials of Local
28 said that such unit "could not come into New York,"
but if "the so-called plennum [sic] section [thereof] should
be made in [a] New York [shop, a Local 28 affiliated shop]
then the unit could come in." Thereafter Carrier did supply
such units for some buildings in the New York area. Far-
rell told Carrier that the unit "could not be installed, the
lower section would have to be made in New York in a
Local 28 shop . . . the fuser plate . . . and the plennum
section [should be] made locally." Apparently Farrell's re-
quest was not honored by Carrier.
Later Carrier was "brought up on charges within" the
Mechanical Contractors Association, to which it belonged,
for making the above part of the unit away from New
York. Farrell, who attended, complained that Carver was
"fabricating this stuff in a nonunion shop down in Texas,"
and stated "the unit as made would not come into New
York." In January 1967, Carrier again met with Farrell. A
"deal was consummated" to let Career proceed with two
New York jobs it was supplying in return for Carrier's
"proceeding to attempt to design a unit that would fulfill
[Farrell's] requirements."
A few months later Carrier supplied the unit in the New
York police office building. Farrell objected to Carrier as
to the design of the job because, among other things, "they
were using the Moduline unit as designed in Tyler, Texas."
Farrell also claimed that Carrier was not living up to the
above "deal" which it made with Farrell. Ultimately they
SHEET METAL WORKERS LOCAL 28
Etten Drug Treatment Center, as the architect and the en-
gineer on this job had decided "to put Moduline on the
job." Carrier's Baltimore office worked with said architect
and engineer "for the design of the job." Three Boro was
the sheet metal contractor on said job. In October 1973,
Contardi complained to Dan Pasquinucci of Local 28 that
Dan "had refused to let them sketch the job," and that
Dan "will not permit this unit to come into New York."
Dan replied. "That's so." Such sketching was to be
performed by a union mechanic who was a member of
Local 28. Consequently a charge under Section 8 of the
Act was filed by Carrier against Local 28.
In November 1973, Contardi and other representatives
of Carrier met with Pasquinucci to "discuss the problem."
Pasquinucci- insisted that he "could not permit the unit to
come in and suggested that [Carrier consider] sending into
New York the cut pieces of the unit, deliver them to some
shop in New York, which could take the cut pieces and put
them together and make the units." Pasquinucci further
stated that ultimately, after Local 28 men "got the experi-
ence, . . . the entire unit would be made in New York."
Later Contardi informed Pasquinucci that Carrier "would
not bring any units in for fabrication in New York."
Then in January 1974, Carrier shipped seven 37A units
to the Van Etten Drug Treatment Center, and the remain-
der in February. In February 1974, Local 28 and Carrier
arrived at an agreement that the Van Etten job should go
ahead without interruption, that Carrier would by March
15 "prepare an outline of what had been [agreed upon] in
writing," and "it was understood we would not sign it until
July 1st." Carrier did prepare such outline.
In May 1974, Pasquinucci discussed with Contardi a job
at Presbyterian Hospital. Pasquinucci suggested he should
reactivate the Local 28 committee, mentioned above, and
that Contardi meet with it. Contardi met with that commit-
tee in late May and attempted to convince it that the ple-
num "was a minor portion of the work that they lost. The
unit would . . . definitely increase the total volume of
work for them," i.e., for Local 28. Apparently, no agree-
ment was reached on such issue.
On July 1, 1974, Stack defeated Pasquinucci in an elec-
tion for the presidency of Local 28. Contardi met with
Stack on July 19. Stack promised to review the situation
with the executive board of Local 28 "and others" and
would then "have an answer." A few days later Stack in-
formed Contardi that Local 28 was "going to insist that
[Carrier] go along with the agreement as written," i.e., "Lo-
cal 28's agreement with the association."
On cross-examination, Contardi explained in detail how
a plenum, as well as the entire unit of which it is a part,
functions. Among other things, Contardi stated that the
unit "can never work separate of the plennum. . . . in order
to give the guarantee that we give with that unit, we assem-
ble part of the plennum with part of a section of the unit,
called the control assembly."' He also mentioned that a
"plenum [is] used in practically every air-conditioning sys-
tem, in one fashion or another."
Further, on cross-examination, Contardi testified that
members of Local 28 did work on some plenums in the
past made in New York by employers having contracts
with Local 28 but not on plenums of the type known as
733
37A and 37B. These latter types and the units of which
they were a part have ' always been made by Carrier in
Tyler, Texas. But President Farrell of Local 28 claimed
that such plenums should be made in New York . Farrell
also brought charges against Carrier before the Joint Ad-
justment Board that Carrier was "bringing in a unit that
shouldn't be brought in here," and that this violated the
contract between Local 28 and an association to which
Carrier belonged.
-
Then in November Farrell claimed Local 28 members
should make the plenum on Carrier 's 37P unit because the
plenum was a "customary, traditional item made by the
[Local] 28 men." Later Carrier and Local 28 agreed that
Carrier would attempt to design the unit to be made in two
pieces so that the plenum would be made in New York. Up
to then it was Carrier's position that the unit was one piece
and the plenum, as part of that one piece , was to be made
somewhere else than in New York.
Further, on cross, Contardi testified that on the police
office building job Triangle Sheet Metal fabricated and
provided the plenum using plans and specifications' sup-
plied by Carrier . Later Triangle claimed said plans and
specifications were incorrect . This was settled by Carrier's
paying Triangle $ 10,000 in addition to the regular contract
price to "modify" said plenums. But Carrier made said
payment only because it guaranteed to the New York po-
lice that said plenums would function and thus was respon-
sible for Triangle's errors in "not maintaining the toler-
ances" on such plenums. Such incorrect tolerances caused
the units to be defective and to leak on the jobsite. So
Carrier paid the $10,000 to Triangle "to modify the boxes
so we [Carrier] could fulfill the guarantee." Finally, on
cross,
Contardi testified that, although by reason of
Carrier's fabricating the unit some work would be lost by
members of Local 28 in the New York City area, there
would be additional work, such as "additional duct work,"
for such members by reason of their installing the unit
which "would more than offset the loss of the plenums."
On redirect examination, Contardi testified that the air-
conditioning units installed at the World Trade Center
were sold by Carrier . Notwithstanding that the plenum for
such units was manufactured in Tyler, Texas, members of
Local 28 installed said units at the Center . Also, Carrier
has sold similar air-conditioning systems, as well as other
types of systems in the New York City area, and the units
thereof, "literally hundreds of thousands," including their
plenums, were manufactured in Tyler, Texas. Yet members
of Local 28 installed those systems in the New York City
region "without question or problems with respect to who
was to perform the work or fabrication of any aspect of
that."
Raymond Skorupa, an architect, testified essentially as
follows for the General Counsel. He was employed by Isa-
dore and Zachary Rosenfeld as a project architect from
1972 to December 1974. He produced the drawings and
specifications on the Van Etten Hospital job. (G. C. Exh. 2,
app. P and particularly pp. 15B - 19 and 20). These call for
the use of Carrier Moduline 37A units because they were
recommended by the engineering firm of Henkins and An-
derson and thereafter the owner approved the installation
of such units.
734
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On cross-examination, Skorupa testified "as far as I was
concerned, it didn't matter where the unit [or the plenum
for Van Etten Hospital] was manufactured, any part of it
I didn't care where any of the pieces were manufac-
tured, as long as they met the criteria in the specifications."
Nor did the specifications provide who was to fabricate
any of the components for the unit or where the unit or its
three components were to be assembled.
Another witness for the General Counsel was Lawrence
Sturgis. An adequate synopsis of his testimony follows. He
is president of Advanced Control Corporation, which man-
ufactures items for the heating, ventilating, and air-condi-
tioning industry. From 1966 to 1973 he was executive di-
rector of the promotion fund of the sheet metal industry.
Said fund is interested in increasing work opportunities for
members of Local 28. Prior to that he was a consulting
mechanical engineer. Such an engineer designs a system
which "has optimum operating advantage keeping down
the costs" in heating, ventilating air-conditioning, plumb-
ing, and electrical work."
As executive director of the foregoing promotion fund,
Sturgis cooperated with a Local 28 committee which was
studying variable volume air-conditioning units, one of
which was Carrier's Moduline unit. According to Sturgis, a
sketcher in the sheet metal industry is one "who does the
complete layout and background [of] the structural, archi-
tectural, and to some extent the plumbing and piping .. .
work, in a given project, where it applies to the ventilation
industry." Sketchers are members of Local 28.
In the fall of 1972 he asked President Dan Pasquinucci
of Local 28 to appoint a committee to study the variable
volume system, and Pasquinucci did so. Later Pasquinucci
indicated to Sturgis that he had read said committee's re-
port and looked upon it favorably. Said report is in evi-
dence as General Counsel's Exhibit 2, appendix I, and its
stated purpose is "To Evaluate the Carrier Moduline Vari-
able Volume Unit." Said committee recommended unani-
mously "acceptance of Carrier Moduline variable volume
system,, factory fabricated, leak tested, and calibrated."
Pasquinucci told Sturgis that he favored the committee re-,
port but had to obtain the approval of the executive board
of Local 28.
Later in the fall of 1972 Sturgis met with the executive
board of Local 28. He argued that "the variable volume
system [be] brought into New York" because it would "in-
crease the net amount of work that would be done by
members of Local 28." Members of said board then ques-
tioned Sturgis about the possible "loss of work opportunity
by not manufacturing the plenum box that is attached to
the unit." Admitting such loss Sturgis contended that if the
plenum was not made in New York "the variable volume
system would more than make up for that particular loss."
But Sturgis later learned that the board turned down his
recommendation.
In early 1973 the Joint Adjustment Board, a group con-
sisting of labor and management, and Sturgis discussed the
Carrier Moduline system. He urged said board to "adopt a
favorable policy towards" the variable volume systems.
On cross Sturgis testified that, to his knowledge, Local
28 "always" fabricated the plenum or the box in a unit. But
he added that such plenums differed from those in a 37A
"both in the controls that are placed inside the unit and the
function that it serves." In his discussions with President
Pasquinucci of Local 28 Sturgis agreed that a plenum was
a box, but disagreed that it was a routine box and insisted
that "the variable volume system was far more sophisticat-
ed as a unit than the normal plenum above a linear diffus-
er." However, it made no difference to Sturgis whether the
components of the variable volume boxes were made in
New York, Texas, "or any place else," or if the plenum was
made in New York and the other parts elsewhere.
Additionally, on cross, Sturgis testified that he appeared
before the Joint Adjustment Board, a group composed of
employers and Local 28, to "modify or amend" his agree-
ment, i.e., "to try to have them waive the claims that the
work was done historically" by Local 28. (G.C. Exh. 2, app.
W-l.) But on that occasion he contended before the Joint
Board that "the variable volume unit [i.e., the whole unit,
including the plenum box] is obviously a relatively new
item in the industry. There is nothing historical or tradi-
tional about it.... I didn't ask that something historically
and traditionally made by 28 be not made" by Local 28.
Finally, on cross, Sturgis asserted that prior to the intro-
duction of the, Carrier Moduline unit Local, 28 had not
made a box which was cut and fabricated in such a manner
that a control and assembly, such as that used on a Carrier
unit, could be'attached; but there are now about 10 shops
in the New York City area which are producing compara-
ble boxes.
Howard Bretz, a member of Local 28 and a sheet metal
draftsman for Triangle Sheet Metal, testified substantially
as follows for the General Counsel. He is also a sketcher. A
sketcher prepares shop drawings on the drawing board.
About 6 years ago President, Farrell of Local 28 appointed
him to its research and review committee to make a study
of variable volume systems. Such study, which was under-
taken in 1972, was suggested by Larry Sturgis of the indus-
try fund. Then said committee issued a unanimous report
recommending "acceptance of Carrier Moduline variable
volume system, factory fabricated, leak tested, and calib-
rated." (G.C. Exh. 2, app. I, p. 1.)
Such report was then presented to executive board of
Local 28 on October 12, and again on November 21, 1972.
On the latter date the said committee recommended that
Local 28 accept Carrier's request that Local 28 waive a
provision of said union's "standard form of union agree-
ment to fabricate the boxes, the plenums." This recommen-
dation would cause some loss of work to Local 28 members
but would result in additional other work which would
more than offset said loss of work. But the executive board
made no decision respecting this proposal at that time.
Said board met again on June 5, 1973, and further studied
the problem. On this last occasion the board rejected the
committee's proposal.
At a general membership meeting after said June 5 rejec-
tion, Bretz objected to acceptance of the board's position,
and recommended "two pilot jobs to see if this [the
committee's proposal] was a workable solution." But the
members at said meeting accepted the board's recommen-
dations and rejected those of the committee.
Another witness for the General Counsel, Joseph Reyes,
declared under oath substantially as follows: He is presi-
SHEET METAL WORKERS LOCAL 28
dent of Acme Climate Control Corporation, which is en-
gaged as a contractor in heating, ventilating, and air-condi-
tioning. Acme received a contract on October 1, 1973, from
Ormar Construction Company to work on the Van Etten
Drug Treatment Center. (G.C. Exh. 2, app. R.) Subse-
quently, on December 6, 1973, Acme made a contract with
Three Boro,Company, the "Party to the contract" in the
instant case ,(G.C. Exh. -2, app. T), but this contract was
preceded by an understanding dated October 8, 1973.
Sometime in October 1973, Acme commenced perform-
ing work at the foregoing jobsite. Originally the sketches
pertaining to Acme's work required the installation of
Carrier's Moduline units. One day, following a conversa-
tion with Ted Johansmeyer, a sketcher on the job em-
ployed by Three Boro, and who was a member of Local 28,
Reyes observed that the Carrier Moduline units had been
erased from the tracing or sketch. Johansmeyer told Reyes
that he had made said erasures . Reyes assumed that
Johansmeyer had prepared the sketch originally with the
Moduline units drawn in.
On February 15, 1974, Reyes wrote-to Three Boro that
"all of the Carrier Moduline units are ready for delivery
to the [Van Etten Drug Treatment Center] job." (G.C.
Exh. 16) On February 21, 1974, Three Boro replied by
letter to Acme that Carrier's Moduline units contained ple-
nums "which is not in our proposal . . . of October 8,
1973," and that said proposal "is in conformance with our
signed contract agreement with "Local 28. (G.C. Exh. 17.)
Then, on February 25, 1974, Acme wrote to Three Boro, "it
is our understanding-that all differences have been resolved
between Local 28 and Carrier Corporation insofar as the
installation of Carrier Moduline units for [the Van Etten
Drug Treatment] job.,.... Based on this agreement you
have agreed to proceed with the installation of these [Car-
rier] units." (G-C. Exh. -18.)
Acme's purchase order for such Carrier units is set out in
General Counsel's -Exhibit 2, Appendix 5. Said order in-
volves, according to, Reyes, complete, units "with the ple-
num-,box attached." At no time did Acme make arrange-
ments or agree to have any' component part, such as the
plenum, of the Carrier Moduline units to be fabricated
"somewhere else" than, Carner, such as by Three' Boro.
Daniel Fragnito, another witness for the GeneralCoun-
sel, gave testimony substantially as follows: He is Camer's
engineering section manager for the Moduline units manu-
factured in Tyler, Texas. The first 37P Moduline unit was
installed in 1961 in a high school in Beaumont, Texas. In
1970 he visited Essex Sheet Metal Company's shop in the
New York City area "to look at a plenum" in connection
with a job involving Staten Island Community College in
New York City. Essex,, which recognizes Local 28 and has
a contract with it, made a plenum for Carrier's Moduline
unit. What he saw "didn't have, a chance in the world of
working" because it could not satisfactorily be "mated"
with Carrier's Moduline unit, and he explained this to Es-
sex.
Fragnito in 1969 provided a special design of the Carrier
Moduline 37P unit for the New York police headquarters
job. Triangle Sheet Metal Company called on him at
Camer's Syracuse, New York, laboratory, in December
1970, to "check out the installation procedure of the unit"
735
in a "mock-up installation" of the unit. Such "mock-up"
presented "some problems at the time of installation"
which demonstrated "it was very difficult to insure ... a
proper ... air seal." Further, he testified that on the Mo-
duhne 37A unit "it is much more difficult to put on [the
plenum section] separately," i.e., "it is better for [Carrier]
to produce the whole thing [in Tyler, Texas] than to have
some of it produced by [Carrier] and some of it [the ple-
num] by someone else."
Continuing, Fragmto explained why it was almost neces-
sary, and certainly better, for Carrier to make the plenum
in Tyler, Texas, rather than have outsiders in New York
fabricate it. In this connection, he mentioned that those in
Tyler, Texas, including "supervisory and management peo-
ple," fabricating such units receive special training to qua-
lify them to manufacture such units, and that the plant
there is specifically designed to manufacture units with the
plenum included in the units. In fact, according to him, "it
would be extremely difficult" to "mate the plenum boxes
to the controls" if the plenums are manufactured outside of
Carrier's Tyler, Texas, plant."
Finally, on direct, Fragnito testified that patents cover
Carrier's Moduline units 37A and 37P, and that the ple-
num cannot be produced in the "Local 28 shops" without
obtaining permission from Carrier as the holder of such
patents. The Staten Island job, the New York police head-
quarters job, and perhaps "one or two other minor jobs"
had their plenums made by a manufacturer in the vicinity
of New York City under a license from Carrier as the pat-
ent holder. Except for those jobs mentioned in the preced-
ing sentence no other manufacturer than Carrier had made
Moduline units 37A or 37P.
On cross, Fragnito testified that Carrier received com-
plaints that the Moduline units installed on the New York
police building job and the Staten Island job were not
functioning properly. Also, on cross, he testified that the
special training and equipment connected with Carrier's
Tyler, Texas, plant could be effected elsewhere "as long as
they were within the manufacturing plans of Carrier .. .
and as long as [non-Carrier manufacturers] had the backup
information and the backup personnel."
Further, on, cross, Fragnito stated that on the New York
police headquarters job all the parts of the unit, but the
plenums were manufactured by Carrier in Tyler, Texas,
that the plenums were fabricated by Triangle in the New
York City area, and that Triangle assembled all of said
parts at the jobsite, to produce complete units. He gave the
same answer with respect to the Staten Island job on which
Essex installed the Moduline units, i.e., Essex ,fabricated
the plenums and assembled the entire unit on the job, al-
though Carrier made parts other than the plenums. But,
according to Fragnito, Triangle fabricated said plenums
differently from the way Carrier did, so that complaints
about leaks were received by Carrier. ,Such complaints
were submitted to Carrier because it guaranteed the entire
unit.
At this point in the hearing, the parties stipulated that
Carrier Moduline units 37A and 37P are sold throughout
the United States and that such units, including the plenum
portion are installed as fabricated in Carrier's Tyler, Texas,
factory by members of locals of Sheet Metal Workers In-
736
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ternational Association without objection, except in that
area within the jurisdiction of Local 28. Examples of such
installations are shown in General Counsel's Exhibit 8 with
deletions therein for installations in New York City.
It was further stipulated that on or about March 3, 1975,
members of Local 28 employed by General Sheet Metal,
Inc., began installation of Carrier 37af Moduline units at
Babies Hospital addition, pursuant to an agreement (G.C.
Exh. 2, app. Y) between General Sheet and H. Cohan Con-
tracting Corp.; that the Joint Adjustment Board on or
about March 5, 1975, discussed charges (G.C. Exh. 2, app.
aa) brought against General Sheet; that no final action was
taken on the resolution (G.C. Exh. 2, app. bb) of Local 28
at said meeting or on any other disposition of said charges.
Then the General Counsel rested.
B. Respondent's Defense
Dan Pasquinucci was Respondent's first witness. His tes-
timony may be condensed as follows: He is now an organ-
izer for Sheet Metal Workers` International Association.
Previous to that he was a business agent and then president
of Local 28. He served as such president from April 1972,
until June 30, 1974. In September 1972, he discussed
Carrier's Moduline units with Larry Sturgis, the executive
director of "the industry fund." Sturgis said he was inter-
ested in promoting such units in New York City as he felt
"it meant an additional amount of work for the member-
ship of Local 28." Dan replied he was interested if it meant
more work to the "shop men" of Local 28, "but it meant a
modification of our collective-bargaining agreement" be-
cause "we had members of Local Union 28 fabricating a
similar box" for the last 15 years. So Dan said that the
Local 28 executive board would have to approve the Car-
rier Moduline unit because of the said provision in said
union's bargaining contract. Dan promised to submit the
question to the research and review committee of Local 28
for further consideration.
Later Dan submitted the issue to the aforesaid commit-
tee of Local 28. Said committee submitted a report to him
recommending "acceptance of Carrier Moduline variable
volume system." (G.C. Exh. 2, app., i.) He concurred in the
committee's views, and presented such report to the execu-
tive board of Local 28, informing said board he went along
with the committee's recommendation. He told the board
that "it would bring extra work into Local Union 28 .. .
[although] it was in violation of our [collective-bargaining]
agreement." But the board disapproved the committee's
recommendation that Carrier, and not employers having
contracts with Local 28, fabricate the plenums. (G.C. Exhs.
5 and 6.)
Shortly after December 6, 1972, Dan informed Sturgis of
the board's rejecting the committee's recommendation of
Carrier's fabricating the plenum on Moduline units. Then
Sturgis appeared before the board in February 1973, but
after discussing the problem with him the board concluded
it would adhere to its position but suggested that Sturgis
present the problem to the Joint Adjustment Board.
Sturgis did appear before said joint board and suggested
a "pilot project . . . to see if . . . it would bring more work
into the Local." Local 28 representatives present promised
to refer the question of a pilot project to their executive
board. Such question was given to the said executive board
about April 1973. However, such executive board later re-
jected said proposal of Sturgis. (G.C. Exh. 6.) Thereafter,
Pasquinucci communicated to Sturgis the fact that such
proposal had been rejected by the executive board.
In October 1973, Contardi called Pasquinucci to tell him
that the sketcher on the Van Etten job had refused to
sketch the job. Pasquinucci replied, "I was just going to live
under my contract" but added that he "wasn't going to
stop any jobs." Later, Pasquinucci met with Contardi in
December 1973 to attempt to resolve their differences. But
nothing was accomplished. Then Pasquinucci held another
meeting with Contardi in February 1974, "to see if we
couldn't resolve the Van Etten job." It was agreed, among
other things, that "Carrier Corporation would withdraw
from selling the Moduline unit until we had resolved our
differences." On March 12 Contardi gave Local 28 a writ-
ten proposal embodying a solution of their differences.
(G.C. Exh. 2, app. U.) Pasquinucci promised to submit this
proposal to the executive board of Local'28 after July 1.
In May 1974, Pasquinucci told Contardi that he had
been notified that some Carrier salesmen were promoting
the Moduline unit on certain jobs in New York City, and
added that he felt that this was in violation of their oral
agreement made in February 1974. Contardi agreed to look
into this.
Fred Zwerling, president of Triangle Sheet Metal Corpo-
ration and its subsidiary, Moduline Metal Corporation,
testified substantially as follows as a witness for Local 28.
Triangle performed, among other things, the air-condition-
ing work on the New York City police headquarters build-
ing. This included installing the Moduline unit 37P for
such headquarters. At the time Triangle bid on said job
"there was an understanding between Carrier, the City, the
design engineer, and Local 28 that the plenum portion of
the unit would be fabricated by Local 28 in New York
City." So Triangle purchased the Moduline section of the
unit from Carrier, and Triangle "manufactured the plenum
to fit that unit."
Then Triangle fabricated said plenums in its plant at
College Point, Queens, by employees belonging to Local
28. Triangle had made plenums "similar or compatible to
this . . . many times" prior to this. "It was very simple
sheet metal work." Then Triangle assembled at the jobsite
the portion of the unit which Carrier furnished with the
portion furnished by Triangle, using members of Local 28
for such purpose. Such assembling was "no more difficult
or more complicated than many other jobs [Triangle] had
done." Triangle started the police job in 1970 and complet-
ed it in 1974. No unusual problems "with the operation or
installation of these units were encountered."
Prior to installing the units Triangle ran some tests on
them and discovered some leakage of air from the plenum
Moduline combination which Zwerling claimed resulted
from Carrier's improper fabrication. So Triangle called
"this defect" to the attention of Carrier. See Resp. Exh. 4.
Carrier advised Triangle how to correct this. See Resp.
Exh. 5 and 6. However, this involved "additional expense
and cost to Triangle." This cost was submitted to Carrier
(See Resp. Exh. 7) and the latter made a "settlement"
SHEET METAL WORKERS LOCAL 28
737
thereof. See Resp. Exh. 8. After the units were installed,
they were tested "with respect to their air distribution in
the unit and these disclosed that "the building was working
satisfactorily, and accepted by the owner for occupancy."
Carrier guaranteed the operation of that portion of the
Moduline unit which it furnished.
On cross Zwerling testified that, prior to the police build-
ing job, Triangle never manufactured plenums for Carrier's
Moduline units, and that "the only time that Triangle has
ever fabricated plenums in relation to Carrier's Moduline
unit was the Police Headquarters job." He also asserted on
cross that his company has never installed any Carrier 37A
model units at any place.
John J. Flannery, for 17 years president of J. J. Flan-
nery, Incorporated, a sheet metal contractor, was a witness
for Respondent. His testimony may be summarized as fol-
lows. Prior to this he was a sheet metal estimator of How-
ard Platter Co. for 5 years. This latter position required
him to prepare bids on heaters, ventilators, air-condition-
mg, and kitchen exhausts. J. J. Flannery, Inc., subcon-
tracts work for mechanical contractors in the field of sheet
metal work, outlets, sound traps, and the work "necessary
to take care of the air side in a high pressure or low pres-
sure air-conditioning job."
About 5 years ago J. J. Flannery, Inc., first "performed
any work with regard to the Carrier moduline units" when
it made 1300 or 1400 boxes for the Bache & Co. job in New
York City but did not install them. Actually the boxes were
fabricated for Alvord & Swift, the mechanical contractors
on the Bache job. These boxes were "the plenum section
from the top" on 37P units. Employees who were members
of Local 28 drew the sketches and fabricated said boxes, In
the past J. J. Flannery, Inc., has fabricated "similar" or
"comparable" boxes "to this plenum."
J. J. Flannery, Inc., also, about 2 or 3 years ago, made
about 30 or 40 Carrier 37P plenums for Alvord & Swift as
part of the duct system at the Presbyterian Hospital's Har-
vest Pavilion. On this job Flannery, Inc., assembled at its
shop the said plenums Carrier units which Flannery pur-
chased without the plenums, and then installed the entire
units with the plenums included therein at the j obsite. The
plenums for these units on this job were fabricated and
assembled and then the unit was installea at the jobsite by
members of Local 28 employed by Flannery, Inc. Since
said unit "was a new item and they [Carrier] were con-
cerned about it [Carrier] checked it out and said it was
fine."
Flannery, Inc., received no complaints from Carrier as
to the plenums on the hospitaljob or from anyone as to the
Bache job or the hospital job.
About a year and a half ago Flannery, Inc., received an
order from Alvord & Swift to perform more of the same
kind of plenum work at said Hospital's Vanderbilt Clinic.
"It was all part of the same complex at Presbyterian Hospi-
tal." This involved the same unit, i.e., Moduline 37P of
Carrier, and "essentially the same" plenum fabricated for
the Harvest Pavilion. Said plenum was assembled as part
of the unit, the remainder, i.e., all but the plenum, having
been supplied by Carver. Said units were assembled by
members of Local 28 in Flannery's shop and then installed
on the jobsite by members of Local 28. Said Vanderbilt job
was tested and said test disclosed that "minor corrections
as to.the air quantity" had to be made. After said correc-
tions were completed "the system was ultimately ap-
proved."
The foregoing jobs were the only ones on which Flan-
nery, Inc., worked which involved Carrier's
Moduline
units.
On cross Flannery was unable -to say whether the fore-
going Bache job involved Carrier units, and "it could have
been some other unit." Further, on cross, he averred that
Flannery, Inc., never made a box or a plenum for a Carrier
37A unit. Finally, on cross, Flannery stated that he wasn't
sure how many units his company installed on the
hospital's Harvest Pavilion job.
Thomas Berrill, president of a sheet metal contractor,
Lambert Sheet Metal Corp., testified for Respondent. He
has been a dues-paying member of Local 28 since 1941. An
abstract of his testimony follows: He is not familiar with
the Carrier Moduline unit. Lambert Corp. did a job at Co-
lumbia Presbyterian Hospital installing Buensod's "varia-
ble volume system specified in that contract." Alternates to
Carrier's Moduline units are those of Arastack and also of
Buensod. The contract included a "reference to a Carver
Moduline unit or an alternate." Lambert "bid the alter-
nate," which was Buensod's.
A variable volume system "is a system where you get
through a thermostat a variable amount of air, or more air
or less air as the occasion requires . . . it is done by a
thermostat that controls the volume regulator." Carrier's
Moduline
units,
Buensod's
versa-trot
system,
and
Aeronca's versa-trol system all perform that function. On a
versa-trol system 'the plenum is attached to a "line diffuser,
or a regular diffuser, and it is controlled automatically
throughout the thermostat by air."
In Berrill's opinion the system of Buensod is similar to
Carrier's, in that Buensod's has a plenum, "To [him] it
looks very similar," although he had, no experience in or
knowledge in installing, a Carrier unit. In his opinion "the
plenum of the Carrier system [is] similar to the plenum in
the Buensod system"; and although he described one dif-
ference, he was unable to state what other differences ex-
isted between the two systems. Members of Local 28 have
fabricated Lambert's plenum boxes, as Lambert has a col-
lective-bargaining contract with said union.
Lambert also has shipped variable volume units with
plenum boxes to other jobs but did not install them. On
these occasions the contractor on the job installed such
units. However, such units lacked diffusers, as "we don't
make diffusers." But he did not know where such contrac-
tors obtained such diffusers for the variable volume units.
On cross Berrill stated that Lambert never fabricated a
plenum which "had anything to do with the Carrier 37A or
37P unit." Also on cross he asserted that Lambert is the
exclusive manufacturer in New York City of Buensod's
plenums. Finally, on cross, Berrill testified that the specifi-
cations in the contract on the Columbia Hospital job
"called for the Carrier Moduline Unit or an alternative."
However, he did not know how an alternate to Carrier's
unit was selected as the mechanical contractor, for whom
Lambert was the sheet metal work subcontractor, made
that decision.
738
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Another witness for Respondent was Jack McKeogh,
manager of Essex Metal Works. A summary of his testimo-
ny is set forth here. Essex performs sheet metal work, air-
conditioning, and sheet metal fabrication installation. In
1970 Essex "performed work in regard to the 37P unit" of
Carrier. It did so as a subcontractor to CDE Mechanical
Contracting Company on the Staten Island Community
College in New York. Essex furnished and installed ple-
nums on this job. The "furnishing aspect consisted of "fa-
bricating a sheet metal plenum, installing it on the module
in the shop, and then delivering the module to the jobsite.
The module was shipped to the Essex shop by CDE, which
bought the same from someone whose name is not in the
record.
While the module was in the Essex shop Essex drew
sketches "of the application of the plenum to module." See
Resp. Exh. 10 for such a sketch or drawing. Then the ple-
num was fabricated in the Essex shop by its employees.
Said employees were members of Local 28. After this the
plenums were assembled on the module in the shop. A
Carrier representative came to the shop "to approve the
type of fabrication [Essex was performing] on the unit."
After this Local 28 field men installed the units at the j ob-
site. CDE tested and approved the installed units. But Es-
sex did not give a warranty or guarantee "involving the
installation." However, it never received any complaints as
to the operation of functioning of said installed units.
On cross McKeogh asserted that the Staten Island job
was the only occasion on which Essex "performed any
work in relation to the Carrier Moduline units."
Edward Stack, president of Local 28 since July 1974, was
another witness for Respondent. An adequate condensa-
tion of his testimony follows. He was a business agent for
Local 28 for slightly more than 7 years prior to becoming
its president. In July 1974, Contardi of Carrier requested
Stack "to implement the agreement between Local 28 and
Carrier . . . regarding the ..: rise of the Moduline unit in
the City of New York," said agreement having been mailed
about March 12 to President Pasquinucci of Local 28.
Stack promised "to review it." When Contardi telephoned
Stack a few days later, Stack informed him that Local 28
"remained consistent with its agreement." Said agreement
was between Local 28 and the Sheet Metal Contractors
Association as well as some independent sheet metal com-
panies.
At this point Respondent rested.
C. General Counsel's Rebuttal
Augustus Contardi's testimony as a rebuttal witness is
briefly set forth here. He visited the completed Bache &
Co. job at Pearl and Gold Streets in Manhattan, New York
City, already mentioned above by other witnesses, on
March 14, 1975. Carrier did not sell Moduline 37A or 37P
units for said Bache & Co. job. Further there are no varia-
ble volume units on said job, regardless of whether Carrier
or anyone else manufactured them.
At this point both parties rested except for the right to
introduce further evidence on an incident which occurred
at a job during the hearing. The case was continued for this
limited purpose to April 15, 1975.
D. The Resumed Hearing on April 15, 1975
At the hearing on April 15, 1975, the parties entered into
the following written stipulation. (G.C. Exh. 20.) Immedi-
ately after the meeting of the Joint Adjustment Board on
March 7, 1975, Morris Lipka, president of General Sheet
Metal Works, Inc., instructed members of Local 28 to
cease, and they did cease, installing Carrier Moduline units
on the Babies Hospital Addition job. On or about March
17, 1975, Lipka met with President Stack of Local 28, and
advised Stack that General Sheet would pay $2 , 153.60 to
the Local 28 sick dues ' relief fund as set out in said Local's
proposed resolution as found in General Counsel's Exhibit
2, appendix BB. (Said proposed resolution accused General
Sheet of "permitting work covered by our Agreement-
fabrication of plenums-involving the Carrier Dual Modu-
line unit for installation at the Presbyterian Medical Cen-
ter, Babies Hospital . . . to be performed by persons who
are not within the bargaining unit covered by our agree-
ment . . . Resolved that General Sheet . . . make payment
of the sum of $2153.60 to the Local 28 sick dues relief fund,
representing the loss of hours caused by General 's said vio-
lation . . . 160 hours at the rate of $13.46 per hour.")
Said stipulation further provides that Stack told Lipka
that said charges would be settled ; that General Sheet paid
said $2,153.60 about March 20 and resumed installation of
said units ; and that about March 21 Stack wrote to Gener-
al Sheet a letter confirming the terms of the above settle-
ment. Said letter is attached to the stipulation.
In addition, Augustus Contardi testified substantially as
follows for Carrier, the Charging Party herein. About
March 14, 1975, Ed Simek of Colonial Mechanical, accom-
panied by Morris Lipka of General Sheet, met with Con-
tardi to discuss the fact that General Sheet had stopped
working on the Babies Hospital job. Lipka stated he had
stopped the working on said job because General Sheet
had been brought up on charges and was subject to a fine.
Simek stated he "could not tolerate the pressure . " Conse-
quently, Contardi stated to Lipka to settle the charges with
Local 28 and Carrier would reimburse General Sheet for
the amount assessed by Local 28 on such charges. Carrier
did later so reimburse General Sheet. (Charging Party's
Exh. 1 and 2 for General Sheet's request for such reim-
bursement.)
IV. CONCLUDING FINDINGS AND DISCUSSION
In arriving at the findings set forth below I have ob-
served the following applicable principles of law: (a) the
burden of proof is upon the General Counsel to establish
his case, and this obligation remains with him during the
entire hearing. A corrollary is that no burden is imposed
upon Respondent to disprove any of the allegations plead-
ed in the complaint. (b) Failure of the Respondent to es-
tablish any one or more of its defenses does not amount to
affirmative evidence aiding the General Counsel in proving
his case. (c) As hereafter recited, I have not credited
Respondent's evidence on some aspects of the case. But
this does not contribute to the General Counsel's burden of
proving his case. N.L.R.B. v. Harry F. Berggren & Sons,
Inc., 406 F.2d 239, 246 (C.A. 9, 1969); Ri-Del Tool Mfg.
SHEET METAL WORKERS LOCAL 28
739
Co., Inc., 199 NLRB 969, 973 (1972). "The mere disbelief
of testimony establishes nothing." N.L.R.B. v. Joseph An-
tell, Inc., 358 F.2d, 880, 883 (C.A. 1, 1966).
A. The Collective-Bargaining Agreements Between Local 28
and Three Boro and Sheet Metal Air Conditioning
Contractors Association
I find that Three Boro and the association each has a
collective-bargaining agreement with Local 28 which con-
tains a no-subcontracting clause which contravenes Sec-
tion 8(e) of the Act. This is because I find not only that
said clause (G.C. Exh. 2. app. E, p.40) on its face contra-
venes Section 8(e) of the Act, but also because Pasquinucci
as president of Local 28 told Contardi of Carrier that Car-
rier could not bring,its Moduline unit into the New York
City area until they had some kind of understanding.,
Even after a committee of Local 28 unanimously recom-
mended that Carrier's Moduline unit be accepted in- the
New York area because such units would create more work
for members of Local 28, such recommendation was
turned down by both the executive board and the mem-
bership of Local 28. As Pasquinucci credibly testified on
this phase of the case, the executive board of Local 28 was
not willing to modify the-collective-bargaining agreements
of Local 28 in relation to the fabrication of plenums.
In this connection I find, crediting Contardi, that Presi-
dent Farrell of Local 28 stated that Carrier's units manu-
factured in Tyler, Texas, "could not come into New York"
unless the plenum section thereof was manufactured in
New York in a shop which had a collective-bargaining
agreement with Local 28. And I also find that Carrier was
also "brought up on charges within" the Mechanical Con-
tractors Association, to which it belonged. Later still Far-
rell objected to Carrier's Moduhne unit being installed on
the New York police office building job because the ple-
num for such unit was being fabricated in Tyler, Texas.
Also, Dan Pasquinucci, as president of Local 28, admit-
ted to Contardi that, on the Van Etten Drug Treatment
Center job he, Pasquinucci, had refused to let members of
Local 28 "sketch the job" and "would not permit this unit
[i.e., Carrier's Moduline'unit] to come into New,York." Yet
the owner of said building had decided to install Carrier's
Moduline unit at said treatment center and his architect
had so provided in the specifications submitted' to contrac-
tors who bid on it. Three Boro was the air-conditioning
subcontractor on said job, but its sketcher, Johansmeyer, a
member of Local 28, erased from the blueprints the use of
Carrier Moduline units. When Contardi'complained of this
to Pasquinucci the latter stated that he would not permit
this unit to come into New York. I find no right of control
by Three Boro over the type of unit or its composition to
be used on this Van Etten job.
Another instance of a violation of Section 8(e) of the Act
is the Babies Addition to the Columbia Presbyterian Hos-
pital. Here again I find no right of control in the subcon-
tractor, General Sheet Metal, Inc., so that Local 28, with
whom it had a contract as a member of the association,
had no lawful right to insist that General fabricate the ple-
nums, especially since the building owner's specifications
called for an installation of Carrier's Moduline units. And
I further find, as contended by the General Counsel, that
such specifications "contemplated that the work of fabri-
cating such plenums would not be done by sheet metal
contractors."
Also, I find that the charges filed by Local 28 against
General with the Joint Adjustment Board cannot be up-
held by Section 8(e) of the Act, since the provisions in the
collective-bargaining contract between Local 28 and the
Association forbidding subcontracts allowing plenums to
be fabricated outside of New York are not lawful: Cf. Con-
nell Construction Co., Inc. v. Plumbers and Steamfitters Lo-
cal Union No. 100, 421 U.S. 616 (1975). In said Connell
case, the Supreme Court held, "We conclude that Section
8(e) does not allow this type of agreement."
In this connection I find that said clauses in the con-
tracts of Local 28 were not to preserve work for, its mem-
bers but their tactical object was to obtain benefits, i.e.,
fabricating plenums, for members of Local 28 which were
being enjoyed by Carrier's employees in Tyler, Texas.
See National Woodwork Manufacturers Association et al v.
N.L.R.B., 386 U.S. 612, 644,,645 (1967).
Moreover, I find that the Carrier Moduline unit is a new
and different product and that fabrication and installation
of these special units is not work traditionally and histori-
cally performed by on-site sheet metal workers belonging
to Local 28. And I further find that Local 28, by applying
the aforesaid work preservation clause, "was trying to ac-
quire work performed by employees" of Carrier in Tyler,
Texas. See Associated General Contractors of California, Inc.
v. N.L.R.B., 514 F.2d 433 (C.A. 9, 1975). And I find that
Local 28 used coercion to attain said objective, said coer-
cion being not only the refusal of its members to install
said units but also the filing of charges by Local 28- against
employers signatory to contracts with it. One of such
charges resulted in one employer's, General Sheet, paying
$2,153.60 to the Local 28 sick dues relief fund.
As the Ninth Circuit Court of Appeals pointed out in the
above AGC case, "Inevitably, no subcontractor who is
bound by a provision of the type involved-here will install
prefabricated [products] unless he has an agreement that
he will be reimbursed for assessments and other sanctions
levied against him. This practice will influence the business
decisions of hospital builders." 514 F.2d at 439. This lan-
guage is equally applicable to the hospital builders in the
instant case, and I so find. And I further find that the
construction industry proviso to Section 8(e) , of :the Act is
not applicable because "the disputed work;" i.e., the ple-
nums, "was done off the jobsite at the plant of, [Carrier] in
another State." See 514 F.2d at 439. In my opinion, I con-
sider, distinguishable and, therefore, not requiring a con-
trary conclusion, the recent case of United Brotherhood of
Carpenters & Joiners of America, Local 112, AFL-CIO, and
Its Agent, Southwest Building Trades Council (Summit Val-
ley Industries, Inc.), 217 NLRB No. 129 (1975).
Crediting the General Counsel's evidence, and not cred-
iting Respondent's evidence to the extent it is not conso-
nant with the General Counsel's, I find that pursuant to an
agreement between Local 28 and Carrier applicable to the
police office building job, the-work of fabricating plenums
for Carrier's Moduline units for said job was given to Tri-
angle, which employed members of Local 28. But Triangle
740
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
did not prepare said plenums properly, so that Carrier,
having guaranteed the entire unit, suffered about $10,000
in additional costs to render the units properly workable.
As noted above, I have found the pertinent clause in the
Local 28 collective-bargaining contract violative of Section
8(e) of the Act. However, assuming such clause not unlaw-
ful as worded, I find that under the circumstances, i.e., the
inability of Triangle and other subcontractors such as Es-
sex Metal Works, to fabricate a workable plenum demon-
strates that Carrier was unable to obtain any orders for
Moduline units if plenums therefore were to be fabricated
separately by others than Carrier. Indeed a Local 28 com-
mittee so found in a report it submitted to said union.
(G.C. Exh. 2, app. I.) And the testimony of Larry Sturgis,
which I credit, concurs in said committee's report.
Further, I find that the Local 28 executive board on May
30.and June 5, 1973 (G.C. Exh. 6), voted that "no allow-
ance in [collective-bargaining agreements] be made to al-
low the dual Moduline Mixing Box in the New York City
area." This also depicts coercion on the part of Local 28,
assuming that coercion must be shown to demonstrate that
the subcontract clause is invalid under Section 8(e) of the
Act. Of course this occurred more than 6 months before
the late charge against Local 28 was filed, so that it cannot
be found to constitute an unfair labor practice. But it dem-
onstrates that Local 28 was doing more than merely pre-
serving work, as it shows that it was compelling Carrier, a
Tyler, Texas, manufacturer, to produce its Moduline units
without a plenum.
It is also of some, but not conclusive, significance that
the entire Moduline unit, including its plenum, is not only
manufactured in Tyler, Texas, but also that several patents
cover the separate parts which compose the unit. It would
seem that Carrier's right to fabricate the entire unit is as-
sured by said patents, and that the efforts of Local 28 to
cause Carrier to surrender such patent protection to others
with whom Local 28 has a collective-bargaining agreement
is not a right conferred upon Local 28 by the National
Labor Relations Act. Cf. the Supreme Court's decision in
the Connell Construction Company case, supra where it was
held that the said labor relations Act does not authorize
unions to violate the Federal antitrust laws.
Further, I find that, on the evidence which I credit, some
of which is set out in the Local 28 committee's report, Lo-
cal 28 members will not lose any work if Carrier continues
to manufacture the plenums for its Moduline units. And
the record fails to disclose that Local 28 members have
traditionally or historically fabricated these Carrier ple-
nums over an extended period of time in the past. The two
times when Local 28 members produced Carrier's plenum
not only fail to rise to the stature of tradition or history but
also arose only because Carrier consented thereto as an
effort to settle the dispute with Local 28.
B. The 8(b)(4) Violations
1. As to Section 8(b)(4)(i)(B)
This subsection, so far as material herein, forbids a labor
organization from inducing an employee to refuse to per-
form services for his employer where an object thereof is to
force or require any person to cease doing business with
any other person. I find that the Respondent has violated
this subsection.
In this connection I find, crediting Contardi, that Dan
Pasquinucci, the president of Local 28, admitted to Contar-
di in October, 1973, that Dan "had refused to let [Local 28
members] sketch the [Van Etten] job" and that Dan "will
not permit this [Moduline] unit to come to New York." I
find that Pasquinucci's conduct constitutes inducement or
encouragement of employees where an object thereof is to
have contractors refuse to do business with Carrier, i.e.,
contractors would be unable to use Carrier's Moduline
unit.
And I further find that this violates Section
8(b)(4)(i)(B) of the Act. One of the employees so induced
was Ted Johansmeyer, a member of Local 28 and a sketch-
er for Three Boro on the Van Etten Drug Treatment Cen-
ter job.
Further, I find that the executive board of Local 28
made a decision to refuse Local 28 members the right to
install Carrier's Moduline units (G.C. Exh. 5) and that this
decision was adopted by the membership of Local 28. This
amounts to inducement or encouragement, and I so find,
and I further find that an object thereof is to force or re-
quire contractors not to do business with Carrier by pur-
chasing or using Carrier's Moduline units.
2. As to Section 8(b)(4)(ii)(B)
In essence this part of the Act prohibits a union from
threatening, coercing, or restraining any employer where
an object thereof is to force or require any employer to
cease doing business with any other employer. I find that
Respondent did engage in conduct, set forth below, which
violated this subsection of the Act.
a. Crediting Contardi, and not crediting Dan Pasqui-
nucci, I find that the latter informed Contardi in October
1973, that Pasquinucci had refused to allow Local 28 mem-
bers to sketch the Van Etten Drug Treatment Center job
and that he would not permit Carrier Moduline units to
come into New York. This, I find, constitutes coercion, an
object of which is to force or require Three Boro to cease
doing business with Carrier. The architect and the engineer
on this job had decided "to put Moduline on the job," and
Three Boro as the sheet metal contractor was to install
Modulme units.
b. In November 1973, Dan Pasquinucci told Contardi
that Dan insisted that he "could not permit the [Moduline]
unit to come in" to New York. This, too, contravenes the
subsection of the Act which is discussed at this point.
c. In July 1974, President Stack of Local 28 informed
Contardi that said Union "was going to insist that [Carrier]
go along with the agreement as written," i.e., "Local 28's
agreement with the Association." It is my opinion, and I
find, that Stack's statement is coercive and is intended to
force Carrier to change its methods of manufacturing Mo-
duhne units by not making plenums for its Moduline units.
It is also coercive as to Three Boro and other Employers in
the Association. I find that such statement contravenes the
subsection of the Act here under consideration.
d. Finally, I find that it is not necessary that a complete
cessation of business dealings occur to find a violation. It is
SHEET METAL WORKERS LOCAL 28
741
sufficient that Respondent's conduct causes Carrier to alter
its Moduline units by delivering them without plenums.
Thus, I find that Respondent interfered with Carrier's pro-
cess of delivering complete Moduline units and prevented
contractors doing business with Carrier from obtaining
such complete units. Cf Retail Clerks Union, Local 770,
AFL-CIO, and Retail Clerks International Association
AFL-CIO, 145 NLRB 307, 311-312 (1963). And see Retail
Clerks Union, Local 1428, 155 NLRB 656, 659-660 (1965);
Local Union No. 26, Sheet Metal Workers Association,
AFL-CIO, and Sheet Metal Workers International Associa-
tion, AFL-CIO, 168 NLRB 893, 895, 899-900 (1967).
V. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON
COMMERCE
Those activities of Respondent set forth in section IV,
above, found to constitute unfair labor practices, occurring
in connection with the operations of Carrier described in
section I, above, have a close, intimate, and substantial
relation to trade, traffic, and commerce among the several
States, and tend to lead to labor disputes burdening and
obstructing commerce and the free flow of commerce.
VI. THE REMEDY
Having found that Respondent has engaged in certain
unfair labor practices it will be recommended that it cease
and desist therefrom and that it take certain affirmative
action, described below, designed to effectuate the policies
of the Act.
On the record as unfolded at the hearing, I am unable to
find that Respondent has demonstrated any general hostili-
ty to the Act. Accordingly I find that an Order prohibiting
Respondent from committing the conduct herein found to
contravene Section 8(e) and 8(b)(4)(1) and (ii)(B) of the Act
will effectuate the policies of the Act, and that an Order
broader in scope is not warranted . Cf. the Board's Order in
Sheet Metal Workers International Association Local No.
150, 170 NLRB 772, 774 ( 1968).
Upon the basis of the foregoing findings of fact and the
entire record in this case , I make the following:
CONCLUSIONS OF LAW
1. Respondent Local 28 is a labor organization within
the meaning of Section 2(5) of the Act.
2. Carrier and the other employers involved in this case
are employers within the meaning of Section 2(2) of the
Act. Carrier is engaged in commerce within the meaning of
Section 2(6) and (7) of the Act.
3. By its conduct in enforcing articles 4(b) and 16 of the
collective-bargaining contract between Local 28 and Three
Boro and similar clauses in the collective-bargaining con-
tract between Local 28 and the Association, Local 28 has
engaged in unfair labor practices within the meaning of
Section 8(e) of the Act.
4. By coercively refusing to allow employers with whom
Local 28 has collective-bargaining contracts in the New
York City area to install Moduline units unless said units
lacked Carrier's plenums, Local 28 engaged in unfair labor
practices within the meaning of Section 8(b)(ii)(B) of the
Act.
5. By Pasquinucci's refusing to allow Local 28 members
to sketch the Van Etten job and his not permitting
Carrier's Moduline unit to come to New York City, and by
the Local 28 executive board's decision to refuse to allow
said units to be installed, in the New York City area, said
decision being adopted by the membership of said Local
28, Respondent engaged in unfair labor practices within
the meaning of Section 8(b)(i)(B) of the Act.
6. The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
[Recommended Order omitted from publication.]