224 NLRB 111
Tool & Die Makers' Lodge 78, IAM
TOOL & DIE MAKERS' LODGE 78, IAM
111
Tool and Die Makers' Lodge No 78 of District No 10
of the International Association of Machinists and
Aerospace Workers, AFL-CIO and Square D Com-
pany, Milwaukee Plant. Case 30-CB-803
May 25, 1976
DECISION AND ORDER
On September 29, 1975, Administrative Law Judge
Milton Janus issued the attached Decision in this
proceeding Thereafter, the Respondent filed excep-
tions and a supporting brief
The Board has considered the record and the at-
tached Decision in light of the exceptions and brief
and has decided to affirm the rulings of the Adminis-
trative Law Judge, but not to adopt his findings, con-
clusions, or recommended Order
The Respondent Union and the Charging Party
Employer have had a contractual relationship for
more than 20 years The current agreement includes
a grievance procedure which, after the third step,
may be referred to arbitration On March 7, 1975, the
Union filed a grievance relating to the alleged con-
tracting out of work customarily performed by unit
employees At the first and second steps, the Compa-
ny resisted the grievance During the discussion at
the third step the Union's representative, Heiden-
reich, drew from among his papers a typewritten
document which, he asserted, was signed by a com-
pany executive and would win the case for him at the
arbitration hearing The Company's personnel man-
ager, Thinnes, asked to see the document, but
Heidenreich refused to turn it over to him Subse-
quently, the Company's attorney, Weidemann, re-
quested in writing that Heidenreich produce the doc-
ument, but again Heidenreich refused A search of
their files by Thinnes and Weidemann failed to re-
veal a document signed by a company executive
which they believed could "win" the grievance for
the Union at an arbitration hearing
The complaint alleges, and the Administrative
Law Judge found, that the Union's refusal to provide
the Company with the above undisclosed document,
conceded by the Union to be relevant to the griev-
ance proceeding, is violative of Section 8(b)(3) on the
analogy to cases involving an employer's refusal to
furnish information to a union, generally found by
the Board to be violative of Section 8(a)(5) At the
hearing Heidenreich further asserted that he had in
his possession another relevant document, which he
had signed and sent to the Company, but, upon re-
quest, refused to produce this document His refusal
with respect to the second document is alleged in the
complaint and found by the Administrative Law
Judge to be an additional violation of Section
8(b)(3)
The rule requiring an employer to furnish a union
representing its employees with wage data and other
pertinent information related to bargaining in the
employer's but not the union's possession has long
been established in Board and court decision I The
rule is not, however, a per se rule and in several his-
toric cases its application produced a sharply divided
Board 2 In some cases the Board has refused to re-
quire the production of relevant bargaining informa-
tion on the ground that the union had waived its
statutory right,' that the related grievance was not a
proper one under the contract,4 or that the informa-
tion sought, though arguably relevant, was too "in-
significant" to support a violation of the Act 5
In all of the above cases, the requested information
was specifically identified by the party making the
request Thus, it was possible for the Board to de-
termine initially whether such information was, in-
deed, relevant to bargaining and, if relevant, suffi-
ciently important or needed to invoke a statutory
obligation of the other party to produce it For, as
the Supreme Court pointed out in Acme case, supra,
it is the Board's function to make the "threshold de-
termination" as to the alleged relevancy of any re-
quested bargaining information
NLRB v Acme
Industrial, 385 U S at 438 6
In our opinion, the facts in the instant case are not
of the stature to bring it within the rule of the cases
cited above or to otherwise warrant a finding that the
Respondent Union has committed an unfair labor
practice We may assume arguendo, without deciding,
that a union's duty to furnish information relevant to
the bargaining process is parallel to that of an em-
ployer There is, nevertheless, no statutory obligation
on the part of either to turn over to the other evi-
dence of an undisclosed nature that the possessor of
the information believes relevant and conclusive with
respect to its rights in an arbitration proceeding The
1 J 1 Case Company (Rock Island Illinois) 118 NLRB 520 (1957) enfd
253 F 2d 149 (C A 7, 1958) Otis Elevator Company, 102 NLRB 770 (1953)
enfd as modified 208 F 2d 176 (C A 2, 1953)
The Timken Roller Bearing
Company 138 NLRB 15 (1962), enfd 325 F 2d 746 (C A 6, 1963)
Acme
Industrial Company 150 NLRB 1463 (1965), enfd 385 U S 432 (1967)
2 Whiten Machine Works
108 NLRB 1537 (1954) enfd 217 F 2d 593
(C A 4 1954) cert denied 349 U S 905, Hercules Motor Corporation, 136
NLRB 1648 (1962)
3 International News Service Division of the Hearst Corporation, 113 NLRB
1067 (1955)
4 Hercules Motor Corporation supra
5 American Standard Inc
203 NLRB 1132 (1973)
6 In this respect we cannot agree with our dissenting colleagues that the
disputed documents are relevant" solely on the ground that such relevance
has been openly proclaimed" by the Respondent We know of no case nor
do our dissenting colleagues cite any where such a proclamation by one of
the parties has been accepted as a substitute for the Board s legally de-
termined standard
224 NLRB No 18
112
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
contrary view, logically extended, would impose a
statutory obligation on an employer or a union to
examine, upon request, all evidence in its possession
relating to a particular grievance and to turn over for
the inspection of the other party the evidence
deemed "relevant" to the grievance We do not be-
lieve that discovery of this broad nature is necessary
or desirable in unfair labor practice cases
We need not speculate whether Heidenreich had
the important evidence he professed to have or
whether his conduct amounted to mere puffing or
gamesmanship, a normal byproduct of collective bar-
gaining In either event, his claim to ultimate victory
does not warrant, and we shall not accord it, a great-
er significance
In all of the cases cited above and in the dissent,
the question of relevancy was the single most impor-
tant issue in the determination that the documents
must or must not be produced Our dissenting col-
leagues, however, appear to argue that the docu-
ments should be produced whether or not relevant
This is a suprising departure from the above cases,
particularly
the
Supreme
Court's
decision
in
N L R B v Acme Industrial Co, supra, upon which
the dissent purports to rely Nor is this novel ap-
proach warranted simply because the Respondent's
representative boasted that he had relevant informa-
tion in his possession Board law and Board policy is
not made on the basis of the subjective opinion of
one of the parties Apart from the fact that the issue
would be moot once the Respondent delivered the
documents to the Employer, the dissenting view, as
indicated above, would require all parties in unfair
labor practice cases to open their files to the oppos-
ing party for the widest possible scrutiny If, as the
dissent contends, these documents, putatively rele-
vant, must be produced whether or not relevant, all
such documents would have to be produced Clearly,
such a policy is contrary to existing precedent and,
indeed, captious in its consequences
Accordingly, we shall dismiss the complaint in its
entirety
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the complaint here-
in be, and it hereby is, dismissed in its entirety
CHAIRMAN MURPHY and MEMBER WALTHER, dissent-
ing
Contrary to the majority, we believe the Adminis-
trative Law Judge correctly found that Respondent
violated Section 8(b)(3) of the Act by refusing to dis-
close to the Company, before arbitration, certain
documents the Respondent claimed to have in its
possession which were relevant to a grievance it had
filed Accordingly, we dissent
An employer has a duty to furnish information to
a union so the union can intelligently decide whether
to proceed on a grievance N L R B v Acme Industri-
al Co, 385 U S 432 (1967), The Timken Roller Bear-
ing Company, 138 NLRB 15 (1962), enfd 325 F 2d
746 (C A 6, 1963) This duty is based not only on the
policy that the opposing party is entitled to relevant
information to evaluate its position, but also on the
very sound policy that an exchange of information
often eliminates grievances without merit, thereby re-
ducing the number of grievances which are submit-
ted to arbitration As stated by the Supreme Court in
NL R B v Acme Industrial Co, 385 U S at 438
Arbitration can function properly only if the
grievance procedures leading to it can sift out
unmeritorious claims For if all claims originally
initiated
as grievances had to be processed
through to arbitration, the system would be woe-
fully overburdened
It [respondent's refusal
to give the union information relevant to griev-
ances which had been filed] would force the
union to take a grievance all the way through to
arbitration without providing the opportunity to
evaluate the merits of the claim
It is no doubt true that the occasions will be infre-
quent when a union will have information relative to
a grievance which is not also available to the employ-
er But the fact of infrequency does not render the
reason for the rule requiring furnishing of relevant
information as to grievances inapplicable Accepting
the Respondent's evaluation at face value, it is entire-
ly possible that if shown the documents which Re-
spondent claims will win its case at the arbitration
hearing, the Company will acquiesce in the griev-
ance, and thus remove the necessity for arbitration
It should at least have the opportunity to make this
decision in advance of arbitration I
We may assume, arguendo, that, as stated by the
majority, a party is not under a statutory obligation,
sua sponte, to turn over to the other party evidence of
an undisclosed nature that the possessor of the infor-
mation believes relevant and conclusive with respect
to its rights in an arbitration proceeding That is not
this case
There is no occasion for Respondent to
search its records for evidence which may be helpful
to the Company's case in the arbitration proceeding
Respondent has openly proclaimed that it has two
documents which will win its case It must know
7 Chairman Murphy would as a general rule, require full disclosure by all
parties to any proceeding in accord with the Federal Rules of Civil Proce
dure
TOOL & DIE MAKERS' LODGE 78, IAM
113
what these documents are and their relevancy would
seem to be indisputable inasmuch as they would re-
sult in a favorable determination for Respondent 8
Finally, the Company has requested Respondent to
furnish it with these documents since it has been un-
able to find any such documents by a search of its
own files
The policy reasons underlying the Supreme
Court's decision in the Acme Industrial case are as
applicable to employer as to union requests for infor-
mation relative to existing grievances
We believe
that Respondent violated its bargaining obligation
by refusing to furnish the Company with the request-
ed information 9 Accordingly, we would affirm the
Administrative Law Judge's finding that Respondent
violated Section 8(b)(3) of the Act
6 Unlike our colleages on the majority-who apparently are clairvoyant-
we know of no way to determine the relevance of an unidentified document
by any means other than the declaration of the party who assertedly has
that document in its possession Only by examination of the document can
the claim and "admission of relevance be evaluated The best evidence rule
is still the law
9 Our colleagues' discussion of the hypothetical effect which our view
would have of requiring full disclosure of all facts by all parties in every
situation is obviously pure rhetoric and cannot have been seriously ad-
vanced Obviously, as always, unless otherwise stated we are deciding the
issue raised by and limited to the facts before us and do not purport to
speak concerning the obligation of every party in all instances
bitration hearing (the final step in the procedure provided
for in the bargaining agreement between the Union and the
Company for the settlement of their disputes)
I held a hearing in this matter on July 29, 1975, at Mil-
waukee, Wisconsin, at which all parties were represented I
Thereafter, the General Counsel and the Respondent filed
briefs with me, which I have duly considered Upon the
entire record in the case, including my observation of the
witnesses, I make the following
FINDINGS OF FACT
I
THE BUSINESS OF THE COMPANY
Square D Company, a Michigan corporation, is engaged
in the manufacture of electrical equipment at its Milwau-
kee, Wisconsin, plant During the past calendar year, in the
course and conduct of its business, it both shipped and
received goods and products valued in excess of $50,000 to
and from points located outside the State of Wisconsin I
find that it is an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act
II
THE LABOR ORGANIZATION INVOLVED
Tool and Die Makers' Lodge No 78 of District No 10
of the International Association of Machinists and Aero-
space Workers, AFL-CIO, is a labor organization within
the meaning of Section 2(5) of the Act
DECISION
STATEMENT OF THE CASE
MILTON JANUS, Administrative Law Judge The General
Counsel issued his complaint in this proceeding on June
27, 1975, after a charge filed on May 15, 1975 Before being
amended at the hearing, the complaint alleged that Re-
spondent (the Union) refused to bargain with the Charging
Party (Square D or the Company), in violation of Section
8(b)(3), by refusing to produce a document during a griev-
ance procedure initiated by the Union, which was said to
be signed by an unnamed company official and which, the
Union asserted, would prove the validity of the claim it
was making in the grievance proceeding The Union, it is
alleged, insisted that it would produce the document only
at the arbitration hearing following the third step of the
grievance procedure It was at the third step that the
Union's claim was first made and when the Company
asked the Union to show it the document
At the hearing, after testimony by one of the union offi-
cials who had participated in the third step of the griev-
ance, I granted the General Counsel's motion to amend the
complaint, as follows (I) that the union official was also
refusing to produce another document relevant to the
grievance which he had signed and which was in his pos-
session, and (2) that the Union had further violated Sec-
tion 8(b)(3) by varying the number and nature of the docu-
ments which it claimed would prove the validity of its
grievance but which it refused to produce except at an ar-
III
THE UNFAIR LABOR PRACTICES
The Facts
The Union has represented a unit of toolroom, model
shop and tool designers at the Company's Milwaukee plant
for over 20 years Article III of their current bargaining
agreement provides for a three-step grievance procedure, at
the last step of which the matter in dispute is to be dis-
cussed by management representatives and the union shop
committee, together with a union business representative
If a satisfactory solution is not reached at that stage, either
party may request that the matter be referred to arbitra-
tion
On March 7, 1975, the Union's area steward filed griev-
i Between the issuance of the complaint and the opening of the hearing
the parties attempted to draft a stipulation of facts to be presented directly
to the Board so as to obviate the need for a hearing and a decision by an
Administrative Law Judge The parties were unable however to agree on
such a stipulation At the hearing, the Company offered into evidence as its
Exh I a draft of the stipulation containing language which the Union had
agreed to in order to show that the Union had changed its position on what
document it was refusing to show the Company prior to an arbitration
hearing I received the exhibit since no party objected to its admissibility or
relevance Mr Wiedemann counsel for the Company then requested that
he be allowed to withdraw from the proceeding so that he might testify
about the background of the proposed stipulation of facts and I permitted
him to do so However on reading the record and examining more closely
the draft of the proposed stipulation than I was able to at the hearing I am
satisfied that I should have excluded his testimony as immaterial I shall
therefore disregard Mr Wiedemann s testimony and I also consider him
still to be the representative of the Company for all purposes in this pro-
ceeding
114
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ance 19 on behalf of the IAM employees The contract
provision involved was said to be that relating to subcon-
tracting, and the statement of facts reads as follows
"Work which was customarily performed by employees of
Lodge #78 bargaining unit is being performed on outside "
The action sought to remedy the grievance was "Return to
work, or work week in excess of 40 hours for entire group
plus reimbursement of lost wages " Company supervisors
rejected the grievance at the first two steps, and on April 30
the third-step meeting was convened The principal repre-
sentatives present were Thinnes, the Company's personnel
manager, and Heidenreich, an official of the Union's Dis-
trict 10 According to Thrones, Heidenreich's position was
that the Company was required to call back unit employees
who had been laid off in a work force reduction Heiden-
reich said that the Company's liability might run as high as
$250,000, and that it was most likely that the problem
posed in the grievance could only be settled by arbitra-
tion 2
During the discussion of the grievance, Heidenreich
pulled out a typewritten document from among his papers,
and said that it would win his case for him at the arbitra-
tion hearing He said it was signed by a company execu-
tive, but when Thrones asked to see it or have it identified
or be given a copy, Heidenreich refused Thrones said he
needed to see it in order to proceed intelligently with the
grievance, but Heidenreich refused to tell him any more
about the document, and repeated that he would make it
available only at the arbitration level No resolution of the
grievance was reached since Thrones insisted on seeing the
document in Heidenreich's possession
The next day, May 1, a vice president of the Company,
Vetta, called Heidenreich and asked to be shown the
document but was refused On May 2, Wiedemann, the
Company's attorney, made a written request of Heiden-
reich for its production, stating that the Company consid-
ered it necessary to have the opportunity to see and read it
for intelligent consideration during the grievance proce-
dure, as a meaningful extension of the bargaining process
and not as an automatic conduit to arbitration Heiden-
reich never responded in writing, but told Thinnes in a
later phone conversation that he would not comply with
Wiedemann's request Thrones again asked to be shown
the document, and Heidenreich again refused In the
meantime, Thrones and Wiedemann searched their files for
whatever Heidenreich might have been referring to, but
could find nothing which could be construed as the docu-
ment Heidenreich said he was referring to
These are the undisputed facts on which the General
Counsel relies for the allegation in the original complaint
that the Union has violated Section 8(b)(3) by refusing to
disclose a document signed by a company official which
was relevant to the grievance filed by the Union At the
hearing, Heidenreich testified that he also had in his pos-
session another relevant document which he had signed
and sent to the Company He was asked by company coun-
2 The contract issues raised by grievance 19 are not material to the ques-
tions presented in the unfair labor practice proceeding and were not clearly
defined It is sufficient for our purposes that the grievance relates to tooling
work on product lines manufactured at other company plants
sel at the hearing if he would produce both documents, but
he persisted in his refusal It was at this point that the
General Counsel moved to amend the complaint to charge
the Union with refusing to turn over the second document,
and to add as an additional violation of Section 8(b)(3) the
allegation that the Union had varied the number and na-
ture of the documents relevant to its grievance which it
claimed were in its possession
Contentions, Discussion, and Conclusions
The General Counsel argues that a union's obligation
under Section 8(b)(3) parallels that of an employer under
Section 8(a)(5), and that part of that obligation is to furnish
relevant information to the other party The General
Counsel points out that the Union conceded that the docu-
ments in its possession were relevant to the resolution of its
grievance, and he asserts that the Company would need to
see them to assess the validity of the grievance and any
defenses it might have to it, at the third step of the griev-
ance procedure The fact that the information sought
would be material at the arbitration stage, and that the
dispute would most likely have to be referred to arbitration
does not, in the General Counsel's view, excuse the Union
from producing the information at an earlier stage, if re-
quested to do so
The Union relies on two propositions in asserting that it
has no duty to disclose relevant information in its posses-
sion at the grievance stage of a dispute over the interpreta-
tion of a provision in the contract First, it contends that a
union's duty to bargain under Section 8(b)(3) is not the
same as that of an employer under Section 8(a)(5) An em-
ployer, it is argued, must not only bargain in good faith
during negotiations but must also comply with a union's
request for information, so that the union may fulfill its
statutory obligation to administer a labor agreement, but
the only obligation a union has is to bargain in good faith
during contract negotiations on mandatory bargaining
items In effect, the Union contends that only employee
representatives have the right and responsibility to admin-
ister a labor agreement, and to obtain the information they
need to carry out their statutory obligation of representing
unit employees
The argument is fallacious since it overlooks the fact that
an employer who is party to a labor agreement also has
rights which it may assert and defend under the agreement
Both the employer and the employee representative have a
mutual obligation to enforce, and adhere to, the contract,
and to confer on the manner of its administration and ef-
fectuation Section 8(d) of the Act, which defines the bar-
gaining obligations imposed by Section 8(a)(5) and 8(b)(3),
clearly so provides in the italicized language
(d)
to bargain collectively is the performance of
the mutual obligation of the employer and the repre-
sentative of the employees to
confer in good faith
with respect to wages, hours, and other terms and con-
ditions of employment, or the negotiation of an agree-
ment or any question arising thereunder
[Empha-
sis supplied
Although the nature of the relationship between employ-
TOOL & DIE MAKERS' LODGE 78, IAM
115
ers and unions makes it much more likely that it will be the
union which will need to obtain information in the
employer's possession in order to administer the contract
on behalf of the employees it represents, there may infre-
quently arise situations, such as here, where the union pos-
sesses information which the employer needs in order to
assert his rights and to defend himself intelligently against
a grievance filed by the union
The Union's second argument is that since the employer
does not have the same statutory obligation as a union to
administer a labor agreement, it has no right of discovery,
that is, no way to obtain information in the Union's posses-
sion The Union's basic premise is incorrect since, as I held
above, a bargaining representative has an obligation to
confer in good faith with an employer over questions aris-
ing under a labor agreement
It is well established that an employer's obligation to
confer (and bargain) with the representative of his employ-
ees concerning interpretation and administration of their
labor agreement includes the duty to furnish, upon request,
information which the union needs in the intelligent per-
formance of its functions 3 Since that is so, it follows that a
union has a reciprocal obligation, under Section 8(b)(3)
and 8(d), to supply relevant information in its possession
whenever it is pertinent to the employer's right to partici-
pate in the administration of the contract Usually this
would be at the grievance stage, since it is then that the
issues involved in the dispute or disagreement of the parties
first need to be fully explored
The decisions of the Board and of the Supreme Court in
the Acme Industrial case, cited in footnote 3, state the prin-
ciples on which is based the requirement, unposed by Sec-
tion 8(a)(5) and 8(d), that an employer disclose informa-
tion
relevant to a grievance filed by a bargaining
representative In that case, the contract prohibited the em-
ployer from subcontracting work which would normally be
performed by unit employees, and also provided that, if
plant equipment were moved to another company location,
employees subject to layoff as a result of such removal
could transfer to the new location When the union discov-
ered that machinery was being removed from the plant, it
inquired of the employer where it was being moved and
why When the employer refused to answer, the union filed
a grievance as to the removal, renewing its request as to the
destina'ion of the machinery The employer claimed that
as no employees had yet been affected by the removal of
the machinery the information requested by the union was
immaterial The Board found "that the information sought
by the Union was necessary in order to enable the Union
to evaluate intelligently the grievances filed and to de-
termine whether such grievances were meritorious, and
whether to press for arbitration" (150 NLRB at 1465) It
therefore held that the employer had violated Section
8(a)(5) in refusing to supply the union with the requested
information, at the grievance stage
In enforcing the Board's decision in full, the Supreme
Court said at 385 U S at 435-436
3 Acme Industrial Company,
150 NLRB 1463 (1965) enfd
sub nom
N L R B v Acme Industrial Co
385 U S 432 (1967), and The Timken Roller
Bearing Company
138 NLRB 15 (1962) enfd 325 F 2d 746 (CA 6 1963)
There can be no question of the general obligation
of an employer to provide information that is needed
by the bargaining representative for the proper perfor-
mance of its duties Similarly, the duty to bargain un-
questionably extends beyond the period of contract
negotiations and applies to labor-management rela-
tions during the term of an agreement The only real
issue in this case, therefore, is whether the Board must
await an arbitrator's determination of the relevancy of
the requested information before it can enforce the
union's statutory rights under § 8(a)(5) [Case citations
omitted ]
The Court then discussed and rejected the holding of the
court of appeals in this case that the union's recourse was
to proceed first to arbitration The Supreme Court then
went on to say at 438
Far from intruding upon the preserve of the arbitra-
tor, the Board's action was in aid of the arbitral pro-
cess
Arbitration can function properly only if the
grievance procedures leading to it can sift out unmeri-
torious claims For if all claims originally initiated as
grievances had to be processed through to arbitration,
the system would be woefully overburdened Yet, that
is precisely what the respondent's restrictive view
would require It would force the union to take a
grievance all the way through to arbitration without
providing the opportunity to evaluate the merits of the
claim
The expense of arbitration might be placed
upon the union only for it to learn that the machines
had been relegated to the junk heap Nothing in feder-
al labor law requires such a result [Case citations
omitted ]
We hold that the Board's order in this case was con-
sistent both with the express terms of the Labor Act
and with the national labor policy favoring arbitration
which our decisions have discerned as underlying that
law
Accordingly, we reverse the judgment and re-
mand the case to the Court of Appeals with directions
to enforce the Board's order
Applying these principles to the instant case, I conclude
that the two documents in the Union's possession, one
signed by a company official and one by Heidenreich, were
relevant to the controversy between the parties (as Heiden-
reich himself admitted) and were needed by the Company
to evaluate the Union's grievance and to determine what
response it should make In view of my previous finding
that a union has the same obligation as an employer to
confer in good faith over questions arising under a bargain-
ing agreement, I find that the Union violated Section
8(b)(3) here, by refusing to disclose to the Company before
arbitration all documents in its possession bearing on its
claim that its grievance 19 was justified under the current
contract
Two other matters require brief mention Some weeks
after the Company filed its charge in this proceeding, the
Union first requested information from the Company as to
tooling orders which it claimed it needed in the prosecution
of its grievance The data requested would require the
Company to go through 40,000 cards manually and would
116
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
take, according to the Company, 80 to 85 workdays to
compile The Company refused to undertake so burden-
some ajob The Union then filed a charge with the Region-
al Office, alleging that the Company was in violation of
Section 8(a)(5), by its refusal to furnish the information
requested As of July 29, 1975, the date of the hearing in
this case, the Regional Office still had the matter under
investigation Even if the Regional Director should eventu-
ally decide to issue a complaint based on the Union's
charge, it would not excuse the Union's failure to satisfy its
own obligation to turn over the two documents it claims
will establish the validity of its grievance over subcontract-
ing
Finally, there is the amendment to the complaint added
at the hearing, that the Union had further violated Section
8(b)(3) by varying the number and nature of the docu-
ments it claimed to possess on the subject matter of griev-
ance 19 At the third step of the grievance proceedings and
subsequently, Heidenreich had referred only to a docu-
ment signed by a company official, while at the hearing he
said he also had another document, signed by him The
General Counsel claims in his brief that the proposed stip-
ulation of facts, in evidence as Charging Party's Exhibit 1,
shows that, when it was being drafted, the Union referred
to only one document, that signed by Heidenreich, and
that Heidenreich thereby attempted to mislead the Compa-
ny, and the Board to whom the stipulation was to be for-
warded In fact, however, contrary to the General
Counsel's assertion, the draft of the proposed stipulation
does refer to two documents, one in paragraph 11, "signed
by a responsible Co executive" and one in paragraph 12,
"not signed by an executive but is signed by Heidenreich
and addressed to an Employer representative " That para-
graph 12 was intended as new matter, and not simply in
lieu of paragraph 11, is indicated by the fact that all subse-
quent paragraphs were renumbered to reflect the insertion
of the new paragraph 12 at a late stage of the drafting of
the proposed stipulation I find that there was no intent on
the part of Union's counsel, who had participated in the
drafting, to mislead the Board, but that he was only trying
to unriddle what Heidenreich had told him on different
occasions I find no violation of Section 8(b)(3), either in
Heidenreich's selective revelations of what documents he
had in his possession, or in the drafting of the proposed
stipulation
CONCLUSIONS OF LAW
I
The Company is engaged in commerce within the
meaning of the Act
2
The Union is a labor organization within the meaning
of the Act
3
By refusing to disclose to the Company before arbi-
tration certain documents it claimed to have in its posses-
sion which were relevant to the grievance it had filed, the
Union has failed to bargain collectively with the Company,
in violation of Section 8(b)(3)
THE REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices affecting commerce, I shall rec-
ommend that it cease and desist therefrom and take certain
affirmative action in order to effectuate the purposes of the
Act Specifically, I shall recommend that the Respondent
make available to the Company at the third step of the
grievance procedure all documents and other information
which it intends to rely upon if its grievance is submitted to
arbitration
[Recommended Order omitted from publication ]