224 NLRB 820
Wabash Asphalt Co., Inc.
820
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Wabash Asphalt Company, Inc and Kenneth Shaw,
Neil Shaw, E G McPherson, Leroy Tinsley, and
J P Watson, a Partnership, d/b/a Mt Carmel
Sand and Gravel Company, Jointly and Ferrel L
Hogard Case 14-CA-8859
June 15, 1976
DECISION AND ORDER
By MEMBERS FANNING, PENELLO, AND WALTHER
On March 16, 1976, Administrative Law Judge
Joel A Harmatz issued the attached Decision in this
proceeding Thereafter, Respondents filed point ex-
ceptions and a supporting brief The General Coun-
sel filed a brief supporting the Administrative Law
Judge's Decision
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel
The Board has considered the record and the at-
tached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings, and
conclusions of the Administrative Law Judge and to
adopt his recommended Order
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge and hereby
orders that Respondent Wabash Asphalt Company,
Inc, Mt Carmel, Illinois, its officers, agents, succes-
sors, and assigns, and Respondent Kenneth Shaw,
Neil Shaw, E G McPherson, Leroy Tinsley, and
J
P Watson, a Partnership, d/b/a Mt Carmel Sand
and Gravel Company, Mt Carmel, Illinois, their
agents, successors, and assigns, shall take the action
set forth in the said recommended Order
DECISION
STATEMENT OF THE CASE
JOEL A HARMATZ Admiristrative Law Judge This pro-
ceeding was heard in McLeansboro, Illinois, on January
15, 1976, on an original charge filed on October 20, 1975,
and a complaint issued on December 11, 1975, alleging
that Respondents, as joint employers, violated Section
8(a)(3) and (1) of the Act by on various dates refusing to
hire Ferrel L Hogard, Clarence Dale Anderson, Norman
Anderson, and John R Taylor, because of their union and
concerted activity in attempting, either as individuals or
job stewards, to enforce the applicable collective-bargain-
ing agreement Thereafter, Respondents duly filed an an-
swer, denying that any unfair labor practices were commit-
ted, and affirmatively urging a deferral of this proceeding
to arbitration in accordance with the policy announced in
Collyer Insulated Wire, A Gulf and Western Systems Co,
192 NLRB 837 (1971) 1
After close of the hearing, briefs were filed by the Gener-
al Counsel and the Respondents
Upon the entire record in this case,2 including my obser-
vation of the witnesses while testifying and their demeanor,
and following consideration of the posthearing briefs, I
make the following
FINDINGS OF FACTS
I
THE BUSINESS OF THE RESPONDENT
Wabash Asphalt Company, herein called Wabash, is a
Delaware corporation with a principal place of business
located in Mt Carmel, Illinois, from which it is engaged in
the construction, surfacing, and maintenance of roads and
interstate highways During the year ending November 30,
1975, a representative period, Wabash in the course of said
operations performed services exceeding $50,000 for vari-
ous enterprises, each of which performed services for other
enterprises located in States other than the State of Illinois
Mt Carmel Sand and Gravel Company, herein called
Mt Carmel, is a partnership with a principal place of busi-
ness located in Mt Carmel, Illinois, from which it is en-
gaged in the construction, surfacing, and maintenance of
roads and interstate highways In the course of said opera-
tions, Mt Carmel, during the year ending November 30,
1975, a representative period, performed services exceeding
$50,000 for various enterprises, each of which performed
services for other enterprises located in states other than
the State of Illinois
The complaint alleges, the answer admits, and I find,
that Wabash and Mt Carmel are employers engaged in
commerce within the meaning of Section 2(6) and (7) of
the Act
II
THE LABOR ORGANIZATION INVOLVED
The complaint alleges, the answer admits, and I find,
that Southern Illinois Laborers' District Council, Local
Union No 1197, affiliated with Laborers' International
Union of North America, AFL-CIO, herein called Local
1197, is, and has been at all times material herein, a labor
organization within the meaning of Section 2(5) of the Act
1 By telegraphic order dated January 7 1976 Administrative Law Judge
Arthur Leff denied Respondents motion for dismissal of the complaint and
for deferral to arbitration However as the Collyer issue in this case turns to
some extent upon factual matters it has been treated as a viable defense
herein
2 The General Counsels motion to correct certain inadvertent errors in
the official transcript is granted
224 NLRB No 108
WABASH ASPHALT COMPANY
821
III
THE ALLEGED UNFAIR LABOR PRACTICES
A The Issues and Positions of the Parties
This proceeding arises from a dispute under an exclusive
hiring arrangement whereby Wabash sought to resist refer-
ral of Ferrel Hogard, the Charging Party, in the face of
Local 1197's attempt to place Hogard on Wabash's new
road construction project as a steward As the controversy
concerning Hogard unfolded, Wabash, and then Mt Car-
mel,3 communicated to Local 1197 its disinterest in hiring
the remaining beneficiaries of the complaint, Dale Ander-
son, Norman Anderson, and John Taylor
The allegations of discrimination relate to the refusal by
Wabash to hire Ferrel Hogard on October 13, and a subse-
quent declaration by Wabash on October 16 and by Mt
Carmel on or about October 27, that they would not hire
Hogard, Dale Anderson, his brother, Norman Anderson,
and John Taylor These positions were taken by Wabash
and Mt Carmel preliminary to the commencement of work
on the Highway 142 project All of the above individuals,
except Norman Anderson, had previously worked for
Wabash The General Counsel concedes that Hogard was
the only individual who lost work as a result of the action
of either Respondent since the others, namely, Dale An-
derson, Ronald Anderson, and John Taylor, were actively
employed elsewhere at the time of the events material to
their situations
The General Counsel claims that the denial of the em
ployment to Hogard, and the declaration against the em-
ployment of the Anderson brothers and Taylor amounted
to acts of reprisal based on their efforts to correct contract
violations during prior periods of employment with the Re-
spondent Respondent by way of defense claims that the
General Counsel has failed to make out a prima facie case
of discrimination in the case of any of the employees and
that, in each instance, Respondents' action involved a law-
ful exercise of their right to reject for employment any ap-
plicant for nondiscriminatory reasons Wabash asserts that
its disinterest in employing Hogard, Dale Anderson, and
John Taylor was based exclusively upon their inadequate
performance as employees on earlier projects It is also as-
serted that this proceeding concerns issues regulated by
specific provisions in the governing collective-bargaining
agreement, and hence consideration of the merits should
be deferred to arbitration in accord with the Board's Coll
yer policy
B Background
Respondent Wabash and Respondent Mt Carmel, as
3 The complaint alleged that Wabash and Mt Carmel constituted a joint
employer operating under a common labor policy with regard to the con
struction project involved here The evidence is plainly insufficient to estab
lish such a relationship and in its posthearing brief the General Counsel
concedes that no reliance need be placed upon said allegation Instead the
General Counsel argues that the evidence demonstrates that Mt Carmel
and Wabash separately and individually committed the unfair labor practic
es with which they are charged It is on this basis that I shall consider the
liability of the separate Respondents for any unfair labor practices estab
lished on this record
employer-members of the Associated General Contractors
of Illinois, are bound to a collective-bargaining agreement,
stating terms and conditions of employment for laborers
employed on projects within the jurisdiction of Local 1197
That agreement establishes an exclusive referral system
whereby, subject to limited exceptions, the employer is to
look exclusively to Local 1197 as its source of laborers The
agreement does afford the employer the right to "request
former employees for referral to a job or project," and
when invoked, the Union is obliged to refer such individu-
als, if available In addition section 3 of article III provides
as follows
The employer retains the right to reject any job appli-
cant referred The employer shall have the right to
determine the qualifications of his employees and
shall have the right to hire and discharge accordingly
Hiring of employees shall be on a nondiscriminatory
basis, and shall in no way be affected by union mem-
bership, bylaws, rules, regulations, constitutional pro-
visions, or any other aspect or obligation of union
membership, policies or requirements
In October 1975 4 Wabash and Mt Carmel were prepar-
ing to perform under separate subcontracts in connection
with highway maintenance work on Illinois State Route
142
On October 12, Wabash's superintendent, Bruce
Knowles, called Herman Skelton, business agent of Local
1197, requesting three laborers by name, and clearance of a
fourth
Skelton informed Knowles that Charging Party
Ferrel Hogard would be referred because he was the top
man on the Union's out-of-work list Hogard had been em-
ployed by Wabash on ajob completed the previous month,
he was Local 1197's steward on that project Knowles stat-
ed that he would not hire Hogard because Hogard had
meddled in company affairs and was too tough on the
Company 5
The next day, October 13, Skelton accompanied Hogard
and the three individuals requested by Knowles to the
Wabash jobsite At that time, Skelton informed Knowles
that Hogard would be the steward on the job 6 Knowles,
adhering to his position, stated that the Company would
not accept that Knowles and Skelton then agreed to con-
tact their superiors in quest of a solution
4 Unless otherwise indicated all dates refer to 1975
5 The testimony of Knowles and Skelton as to the content of this tele
phone conversation is in dispute in one minor respect Thus according to
Skelton of the four men requested b) name one was unavailable and
accordingly he simply suggested that Hogard be substituted for that mdi
vidual According to the testimony of Knowles however all those requested
were actually referred by Local 1197 and Skelton s position with respect to
Hogard involved the latter s insistence that in addition to the men needed
Wabash employ Hogard Between Knowles and Skelton Knowles is viewed
as the more credible witness with respect to this aspect of their testimony
Skelton s account in this respect was vague evasive and contradictory and
lacked the precision to be expected of one responsible for the administration
of the hiring hall during this period of controversy In this connection while
Skelton could name the four individuals hired by Respondent pursuant to
Knowles request at that time he could not identify the additional employee
requested whom he alleges to have been working at the time and unavail
able
6 Under established practice the steward on a particularjob is named by
Local 1197 There is no evidence that either in contract or practice an
employer is obligated to hire an individual because designated by Local
1197 as steward
822
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On October 14, Wabash, through its president, Kenneth
Shaw, again contacted Skelton in quest of three additional
laborers At that time Shaw read a list of eight names to
Skelton seeking referral of any three Skelton indicated that
all the men Shaw named were working but that Hogard
was still out of work
The next morning, Skelton again referred Hogard to the
Wabash jobsite Knowles again sent him home
On October 16, a grievance meeting was held at a Holi-
day Inn in Mt Vernon, Illinois, concerning the dispute
over the Hogard referral Attending on behalf of Wabash
were Richard Curren, Director of Labor Relations for the
Associated General Contractors of Illinois, Shaw, and
Tinsley Present on behalf of the Union were Hogard, Skel-
ton, Carl Moore, business manager of the Southern Illinois
Laborers District Council, and L A Tolley, vice president
of the District Council This meeting was arranged by Cur-
ren pursuant to the contract grievance procedure in an ef-
fort to avert a possible work stoppage' Apparently, at the
outset of the meeting, Skelton protested the Company's re-
fusal to hire Hogard and objected to the Company's prac-
tice of requesting specific individuals by name Curren
countered, pointing out that this was the Company s right
under the contract Nonetheless, Skelton insisted that the
Company hire Hogard, pointing out that it was necessary
for him to place his qualified stewards Wabash persisted
in its refusal to employ Hogard and during a recess, since
no accommodation could be reached, Shaw, in an apparent
effort to resolve the dispute, requested that Curren propose
a compromise, whereby Wabash would abandon its prac-
tice of calling applicants by name, if the Union were to
agree not to refer Hogard, John Taylor, Dale Anderson,
and Norman Anderson, the three remaining beneficiaries
of the instant complaint The Union declined to go along
with this proposal When the grievance could not be settled
on this basis, Shaw stated that this was as far as he would
go' During the course of the meeting, the Union pressed
the Company to explicate its reasons for the refusal to hire
Hogard I find that Wabash refused to furnish any reason,
instead asserting its position under the contract that an
employer held the absolute right to reject applicants 9
On October 20, 1975, an unfair labor practice charge was
filed alleging that Wabash had discriminated against Ferrel
L Hogard That same day, Curren coincidentally met
Moore, Skelton, and Hogard at the NLRB Regional Office
in St Louis Curren, on discovering that a charge would be
7 I credit the testimony of Bruce Knowles that on October 13 when Skel
ton accompanied Hogard to the job Skelton threatened to put a picket on
the job
8 The foregoing account of what transpired at the Mt Vernon meeting is
based essentially on the testimony of Richard Curren a highly persuasive
witness However also included are certain matters related by Skelton and
Hogard which considering the probabilities I find to be a part of the
sequence of events
I discredit the testimony of Skelton and Hogard that at the October 16
meeting the Company made some effort to define Hogard s unsatisfactory
work record by an oblique reference to his slowness in drilling core samples
This testimony is inconsistent with that of the more credible witness Cur
ren and considering Respondents effort to invoke and rely upon the re
quest by name and right of rejection provisions of the contract I consider it
more probable that the Company declined to furnish any reason for object
ing to Hogard
filed, told Moore that he preferred arbitration Moore indi-
cated that he would rather rely on remedies under the Na-
tional Labor Relations Act
On October 21, a picket was placed on the Wabash job
in protest of the refusal to hire Hogard As a result, all
activity on the job ceased for a period of 2 days
In this same time period, Mt Carmel was about to com-
mence its operations on the Route 142 job In connection
therewith, Ed McPherson, a partner in Mt Carmel, on re-
questing that Skelton refer laborers, advised Skelton that
he did not want any of the four laborers involved in the
Wabash `litigation " According to McPherson, he took
this action in order to avoid becoming embroiled in the
existing dispute between Wabash and Local 1197
On November 24, 1975, the pending charge in Case 14-
CA-8859 was amended to charge both Wabash Asphalt
and Mt Carmel with discrimination in refusing to hire Ho-
gard, Dale Anderson, Norman Anderson, and John Tay-
lor
In the interim, Curren on several occasions sought, with
out success, to persuade Moore to arbitrate the dispute,
rather than pursue the unfair labor practice litigation
C The Collyer Issue
At the hearing, upon close of the General Counsel s
case-in-chief, Respondents renewed the motion that the in-
stant proceeding be deferred to arbitration The motion
was denied In sustaining the General Counsel's position at
that time, it was my view that the theory of discrimination
spelled out in the complaint, and the evidence adduced in
support thereof, was sufficiently developed at that stage of
the proceeding toprima facie establish the existence of con-
troversy centering upon efforts to bar from employment
certain individuals who in the past either themselves, as
stewards or employees, or through their associations, had
made efforts to enforce the governing collective-bargaining
agreement Under similar circumstances, the Board has de-
clined to defer to arbitration on the view that its own reme-
dies must be brought to bear where necessary to facilitate
access to grievance procedures See North Shore Publishing
Company 206 NLRB 42 (1973), and Joseph T Ryerson &
Sons, Inc, 199 NLRB 461 (1972) In Ryerson at 462, the
Board, in reference to the limitation on Collyer which is
relevant here, stated as follows
If we are to foster the national policy favoring collec-
tive bargaining and arbitration as a primary arena for
the resolution of industrial disputes, as we sought to
do in Collyer, by declining to intervene in disputes
best settled elsewhere, we must assure ourselves that
those alternative procedures are not only "fair and
regular" but that they are or were open, in fact, for use
by the disputants
These considerations caution
against our abstention on a claim that a respondent
has sought, by prohibited means, to inhibit or pre-
clude access to the grievance procedures
In its posthearing brief Respondents ask that the refusal
to invoke Collyer in this case be reconsidered Although I
shall adhere to my original ruling I note that apart from
the precedent cited above and the general principles ex-
WABASH ASPHALT COMPANY
pressed therein, this case would be well suited to disposi-
tion through contractual grievance machinery Other than
the events in issue here, the parties over the years appear to
have enjoyed an amicable bargaining relationship, marked
by an obvious ability to resolve disputes without resort to
arbitration Indeed, this record attests to the fact that Wa-
bash, subject to minor aberrations, responded to cited con-
tract violations with quick compliance Furthermore, the
credited testimony convincingly demonstrates Curren's
genuine effort to obtain agreement to arbitrate the instant
dispute
Finally, specific clauses in the agreement would
authorize an arbitration panel to resolve all issues present-
ed here and, if warranted, to provide a full and complete
remedy to
Nonetheless, the Collyer issue involved here must stand
or fall on the basis of the limitations on that policy ex-
pressed by the Board in North Shore Publishing, supra, and
Joseph T Ryerson, supra Any effort to distinguish those
cases must rest upon the fact that, in both, the employers
were charged with acts of coercion and discrimination con
stituting interference with employee vindication of formal
grievances In the instant case, however, none of the indi-
viduals involved had ever filed a formal grievance, and
there is no evidence whatever that, as stewards or employ-
ees individually, they had sought relief through the formal
steps of the grievance procedure Instead, the conduct on
which the instant complaint centers relates to employer re-
taliation against employees for simply calling down man-
agement concerning noncomphances with a contract
Thus, since the alleged discrimination preceded invocation
of the formal grievance procedure, in a technical sense, the
resulting obstruction to private dispute settlement machin-
ery in such circumstances is less than direct Under Board
precedent, however, this distinction is of no moment For
the Board has recognized that whether the unlawful re-
straint assumes the more direct form of obstruction to
grievance action considered in Ryerson, supra, and North
Shore, supra, or the more subtle interference involved here,
the discouraging effect of such conduct upon employees
who would utilize the grievance procedure is the same in
either case This view was apparently endorsed in Morn
son-Knudsen Company, Inc, 213 NLRB 280 (1974), where
the Board declined to defer to arbitration on the basis of
Ryerson in circumstances where a steward was allegedly
discharged merely because of his verbal protestations of an
employer's assignment of work to crafts in violation of its
contract with the carpenter's Union As I construe Morn
son-Knudsen, it stands for the proposition that the Board
will exercise its exclusive jurisdiction with respect to al-
leged unlawful acts of reprisal or coercion directed against
employees who protest contract violations, even though
those protests have not matured into formal grievances
Accordingly, I find that the instant case is inappropriate
for deferral to arbitration under the Board's
Collyer
policy it
See e g National Radio Company Inc
198 NLRB 527 (1972)
11 There is no merit in the claim by counsel for the Respondents that
National Radio supra
and
United Aircraft Corporation
204 NLRB 879
(1973) impel a conclusion that 8(a)(3) allegations involving reprisals
against employees for simply having verbally protested contract violations
D The Allegations Against Wabash
823
1 Ferrel Hogard
Prior to the events involved in this proceeding Hogard
had been employed by Wabash on the latter's I 64 project
He began on July 30, 1974, and was named by Local 1197
as the steward on that job During his entire employment
on that project, Hogard served as a laborer on a service
truck That vehicle supplied oil, water, and fuel to equip-
ment and employees on the jobsite Hogard's duties includ-
ed the cutting of core samples from asphalt, which were
furnished to engineers employed by the State of Illinois, to
check the density and thickness of the paving In Novem-
ber 1974 the 1-64 job was shut down for the winter, with
construction resuming on April 16, 1975, and continuing
until September 11,
1975, a few weeks prior to Re-
spondent's alleged discriminatory refusal to rehire Ho-
gard in connection with its new project on State Route 142
The employment history of Hogard on the 1-64 project is
the critical reference point for both the General Counsel's
theory of discrimination and Respondent's defense Testi-
mony adduced by the General Counsel demonstrated that,
in his capacity as steward, Hogard frequently inveighed
against Wabash's supervisors for themselves performing la-
borers' work, or for having condoned the performance of
such work by members of other crafts, or employees of the
State of Illinois I credit Hogard's testimony that on several
occasions when he insisted to Knowles that the latter cease
performing laborers' work, Knowles reacted with anger,
refusing to talk to anyone but his keyman, Jess Bateman,
for the rest of the day 12 In addition Hogard credibly and
without contradiction testified to an incident in July 1975
where, upon advising Tinsley that it would be necessary for
Wabash to hire an additional laborer to act as a flag man
on the haul road, Tinsley reminded Hogard that he was
getting more overtime than anyone else, and could be re-
placed inasmuch as Hogard was making it too hard on
Wabash's supervisors The credible uncontradicted testi-
mony of Hogard further establishes that in September
1975, on the last day of work on the 1-64job, it was raining
as the men reported for work Hogard, on behalf of the
laborers, informed Knowles that there would be no work
performed unless the laborers were supplied with rain gear
Apparently Wabash had no rain gear available, and
Knowles asked Hogard if he was going to require Wabash
to purchase rain gear on the very last day of work Hogard
responded that this was in the contract, which had to be
observed if the job were to be finished that day Knowles
then made a telephone call, apparently resulting in the de-
livery of brand new rain gear to the job
are appropriate for deferral under Collyer On the face of those decisions it
does not appear that the Board considered that issue or that the question
was posed from the nature of the alleged unfair labor practices involved In
any event at best from the point of view of Respondents those cases would
merely present a conflict in precedent as to which the more recent decision
in Morrison Knudsen supra ought be given controlling weight
12 The keyman is a laborer who travels with the Company from job to job
and is permitted by contract to be retained by the Company upon clearance
from the local of the laborers union having jurisdiction in that particular
area Bateman was a member of Laborers Local 1375 and not Local 1197
On October 13 Local 1197 cleared Bateman for employment on the State
Route 142 project
824
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The foregoing amply attests to the fact that positions
asserted by Hogard under the contract were often highly
technical, and of a type resulting in considerable inconve-
nience to Wabash It is also clear that, as could be expect-
ed, Tinsley and Knowles received Hogard's protests with
manifest resentment
Consistent with said pattern, it is
small wonder that Knowles, only a month after completion
of the 1-64 job, and the concomitant termination of Ho-
gard, would explain to Skelton that Wabash would not em-
ploy Hogard on the Route 142 job because Hogard 'med-
dles in company affairs and makes it too hard on us "
Yet the efforts by Hogard to enforce the collective-bar-
gaining agreement, even if viewed as strictly and inflexibly
pursued, nonetheless constituted protected union activity
within the contemplation of Section 7 of the Act And from
the credited facts set forth above, it is clear that the Gener-
al Counsel has established a convincing basis for finding
that Hogard was denied work on Route 142 because of his
often annoying efforts to force Respondent to strictly ad-
here to the literal terms of the contract The foregoing,
together with the timing of the failure to reemploy Hogard
shortly after his tenure on the 1-64 job ended, and the ad-
mission embodied in Knowles' explanation for the refusal
to rehire, all furnish a convincing case of unlawful discrim-
ination
At the same time, I was not convinced by the evidence
offered in defense which purports to show that Wabash,
contrary to Knowles' statement to Skelton, acted exclusive-
ly on Hogard's improprieties while working on the service
truck during the 1-64 project In this regard Knowles, Tins-
ley, and Wabash's keyman, Bateman, offered a composite
portrayal of Hogard as a thoroughly incompetent employ-
ee who not only would not perform his assigned duties but
who shirked work, hid from supervisors, was suspected of
theft of highly valuable equipment, stole company time,
encouraged other employees to avoid work, deliberately
damaged company property, and engaged in abusive be-
havior towards employees of the State of Illinois and other
craftsmen employed by Wabash Their testimony im
pressed me as vastly exaggerated Several of the incidents
related by Knowles, who was responsible for the decision
to terminate Hogard, involved knowingly made half-truths
which convinced me as part of a calculated effort to preju-
dice my view of Hogard's work history Although, on
Wabash's behalf, it is claimed that it was hesitant to take
corrective action against Hogard during his prior employ-
ment, which was coextensive with Wabash's performance
on the 1-64 job, because of pressing financial concerns of
the Company at that time,13 I find it difficult to believe no
corrective action would be taken with respect to an em-
ployee whom Wabash s own testimony portrayed as a dis-
ruptive influence and totally inadequate performer Thus,
Local 1197 at no time prior to the instant hearing was
informed of the alleged work derelictions imputed to Ho-
gard Nor was any effort made to seek relief by construc-
tive efforts to counsel Hogard and make him aware that
the Company could not tolerate the adverse performance
record that he was developing While I have no doubt that
there is some truth in Respondent's evidence and that Ho-
gard was not the most outstanding laborer on the 1-64 job,
the effort on the part of Knowles, Tinsley, and Bateman to
exaggerate his job inadequacies, nonetheless, enforces the
clear evidence offered by the General Counsel that Wa-
bash refused to rehire him on the Route 142 job because
"he meddles in company affairs' and "makes it too hard"
on Wabash, through his efforts to assure that Wabash
comply with the literal terms of the applicable collective-
bargaining agreement Accordingly, I find that by refusing
to hire Hogard on and after October 13, 1975, Respondent
violated Section 8(a)(3) and (1) of the Act
2 Dale Anderson
Dale Anderson, in prior years, worked on separate proj-
ects for both Wabash and Mt Carmel, but has not been
employed by Mt Carmel since the fall of 1968, when he
served as a steward He first worked for Wabash in the
summer of 1969, and then returned in 1973, performing on
the Route 45 job This case relates essentially to his con-
duct in connection with the Route 45 project That job
began on September 19 1973, and ended on August 1974
With the exception of the winter break between December
1973 and May 1974, Anderson's employment continued
for the job's duration and he served as the union steward
As steward, Dale Anderson had frequent problems with
a supervisor, Darrell York, who he claims to have persist-
ed, on a daily basis, in performing laborers' work Ander-
son reported this to Knowles, who indicated that he would
talk to York about it According to Anderson, York never-
theless adhered to this practice On one occasion when An-
derson discovered York performing laborers' work in con-
nection with the operation of a hydro-hammer, York
threatened to assign Anderson to an arduous task 14 In an-
other incident also in 1973, Anderson and Leroy Tinsley
were party to a verbal dispute concerning Anderson's
claim that the rolling of tarpaulins on trucks should be
assigned to laborers When Anderson pointed out that the
contract covering laborers awarded such work to laborers,
Tinsley responded "that laborers' book doesn t mean a god
damn thing to us " Anderson countered with, "go to hell,
you son-of-a-bitch "
The General Counsel argues that the foregoing efforts to
police the contract by Anderson furnished the motivation
for the announced refusal to hire Respondent claims that
its action in this respect was based upon Anderson's record
as an unsatisfactory employee 15 This in turn centers upon
13 The 164 job had been bid in 1972 Because of the delay in commencing
work
Wabash apparently had to sustain the increased cost of fuel and
asphalt resulting from the petrochemical crisis and petroleum shortages be
ginning in late 1973 As a result Tinsley prior to the commencement of
work on the 1 64 job had instructed Knowles to tolerate an abnormally
high level of labor trouble on that Job so as to avoid interruptions in work
since it was in the Company s interest to complete that project with dis
patch
14 As a result of this incident Knowles terminated Foreman York in the
interest of securing harmonious relations on the job
15 In the view I take of the case I need not consider the assertion on
behalf of Respondents that the October 16 expression that Wabash would
not hire Dale Anderson Norman Anderson and John Taylor was excusa
ble as part of a compromise offer to resolve the existing dispute concerning
the
request by name clause In any event I find no merit in this conten
lion The statement in question was never rescinded and under the circum
WABASH ASPHALT COMPANY
825
Dale Anderson's alleged conduct towards engineers em-
ployed by the State of Illinois, who oversee the work of the
various contractors on state road projects Thus, according
to Vice President Tinsley, one such engineer, Brinkhoff,
informed Tinsley that on two or three occasions he had
been physically intimidated by Dale Anderson and wanted
to know what could be done to bar him from future state
projects Tinsley responded by indicating that the Compa-
ny could attempt to exercise its right of rejection under the
contract with respect to Anderson Although Brinkhoff
was not called to testify, Tinsley's references to the bellig-
erence with which Anderson handled the state engineers
finds some corroboration in the testimony of Foreman Eu-
gene Schotts and Keyman Jess Bateman Thus, Bateman
testified to an incident in which he observed Anderson ap-
proach Brinkhoff in a hostile manner, all the while admon-
ishing Brinkhoff that he would "knock his god damned ass
off " Schotts testified to an incident involving Anderson's
conduct in relation to Wendell Chamblis, another engi-
neer On this occasion, according to the uncontradicted
testimony of Schotts, when Chamblis attempted to control
traffic while assisting a disabled tractor off of a shoulder,
Anderson, in reprimanding Chamblis for doing laborers'
work, struck Chambhs on the shoulder
While convinced that the allegations of discrimination
concerning Dale Anderson have not been substantiated, in
reaching this conclusion I have not overlooked the fact
that, despite his offensive conduct towards the state engi-
neers, Anderson was retained as a steward until completion
of the Route 45 project in the fall of 1974 Furthermore,
the discrimination against Hogard, because of his protect-
ed activity as a steward, lends suspicion as to the genu-
ineness of Respondent's subsequent declaration that it
would not employ Anderson Indeed, the declaration by
Respondent that it would not employ Dale Anderson, his
brother, and John Taylor, coming as it did in the course of
a dispute relative to the denial of employment to former
Steward Hogard, and in the face of the appeal by Skelton
that he had to place his stewards, is suggestive of an overall
effort on Respondent's part to weed out from future em
ployment stewards whom Wabash had considered offen-
sive in the past
However, no unfair labor practice arises from a cam
paign to deny employment to stewards whose previous
work history reflected "cause" for discharge, provided that
such action was prompted by such considerations rather
then union or protected activity In this connection, the
General Counsel has not established by a preponderance
of the evidence that Dale Anderson was deemed ineligible
for future employment by Wabash for reasons proscribed
by the Act Although considered against my findings in the
case of Hogard, the treatment accorded Anderson is not
free from doubt, the evidence offered by Respondent in
support of the legitimacy of its action with respect to Dale
Anderson was based essentially upon uncontradicted evi-
dence which was convincing, consistent with my evaluation
stances it conveyed what would be understood as a clear commitment by
Wabash against the future hiring of the alleged discriminatees covered
thereby
of Anderson's demeanor, and nonexaggerated 16 Further-
more, his difficulties on Illinois state projects in the past
were entirely relevant to Wabash's performance on the
Route 142 project, which was another job to be done under
auspices of the State of Illinois In these circumstances in
the absence of a more direct link between the debarment of
Dale Anderson and his protected activity-namely, evi-
dence of the type presented in the case of Hogard through
the statement made by Knowles to Skelton concerning the
latter's meddling in company affairs-I am unwilling to
infer that the action taken with respect to Dale Anderson
resulted in any substantial contributing degree from his
past efforts to assure that Wabash adhere to the terms of
the collective-bargaining agreement
Accordingly, I shall
recommend dismissal of the allegation that the treatment
accorded Dale Anderson by Wabash violated Section
8(a)(3) and (1) of the Act
3 Norman Anderson
The validity in the allegations concerning Norman An-
derson turn essentially upon the ultimate conclusions with
respect to Dale Anderson From all that can be ascertained
from the record his involvement in this entire controversy
relates exclusively to his filial relationship with Dale An-
derson, and Wabash's alleged concern for the implications
arising from that relationship Thus, other than the fact
that Norman Anderson was a member of Local 1197, no
evidence was offered that he had engaged in Section 7 ac-
tivities of which Wabash was mindful At the same time the
only explanation for his inclusion on the October 16 list
was Knowles' testimony that various supervisors on other
projects had complained that he had slowed down their
work Considering the dearth of evidence as to Norman
Anderson, I find that my conclusion that Dale Anderson
was not a victim of any unlawful conduct is dispositive
here Accordingly, the General Counsel has not made out a
case of discrimination in connection with the former, and I
shall recommend dismissal of the allegation that Wabash
violated Section 8(a)(3) and (1) of the Act in this respect
4 John Taylor
John Taylor was never employed as a steward on any
job performed by Wabash 17 I-ideed, his employment with
Wabash was limited to a 2-month period in the fall of 1973
on the Route 45 job Dale Anderson was the steward on
that project Taylor served as a flag man In the course of
that project, Taylor witnessed the dispute between Fore-
man Darrell York and Dale Anderson with respect to the
hydro-hammer, and after that incident he told York that he
16 It is significant that Wabash in 1973 discharged John Taylor in conse
quence of the latter s run in with an engineer Though Taylor was reinstated
for reasons not disclosed on the record the earlier discharge demonstrates
the interest of Wabash in avoiding conflicts between its employees and
those of the State
17 In the fall of 1972 John Taylor worked as a steward on a job for Mt
Carmel The only incident in which he was involved during the course of
that project concerned a single protest of that Company s having worked on
a Saturday without notifying him as steward In consequence Taylor
claimed 8 hours pay for that Saturday His claim was honored by Mt
Carmel without incident
826
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
felt that Anderson had handled the matter in proper fash-
ion and in a nice way is Several weeks later Taylor became
involved in a dispute with a state engineer who had ac-
cused Taylor of not knowing how to flag As a result of this
incident, Taylor was discharged by Knowles who advised
him that he could not have trouble with the engineers At
the close of work that day, Taylor became involved in a
dispute with Knowles concerning Taylor's claim for an ex-
tra one-half hour's pay Taylor, after reporting this incident
to steward Dale Anderson, was paid the amount he
claimed, but Knowles advised that he would make sure
that Taylor never worked on another Wabash job Despite
his discharge, Taylor was referred back to the Wabash job
the next day by Skelton, and he was put back to work
continuing for 5 additional days, at which point he was
permanently laid off
He has never been recalled or re-
ferred to a Wabash job
On behalf of Respondent, Knowles testified that Taylor
did not adequately perform his responsibilities as a flag
man, that he solicited Taylor to improve his work perfor-
mance on several occasions, and that Brinkhoff, the state
engineer, had complained to him several times about
Taylor's inadequate performance as a flag man
The strength of the General Counsel's case with respect
to Taylor is intertwined with the threatening remark made
by Knowles in 1973 in response to Taylor's pay claim at
the time of his discharge Despite this threat, however,
Knowles was retained and continued to work for 5 days
immediately after said remark Lending support to the
Company's position is the confirmation appearing in
Taylor's own testimony that his performance as a flag man
was criticized by state engineers, his discharge in 1973
based upon such complaints, and his failure to again work
on that project after his subsequent permanent layoff, and
after work resumed on that job in 1974 In these circum-
stances the preponderance of the evidence does not war-
rant an inference that Taylor's debarment from future em-
ployment with Wabash was predicated upon his activities
as a steward or individual who pressed contract rights In-
stead the entire record warrants the conclusion that Wab-
ash took such action in October 1975 against Taylor be-
cause of his nonproficient performance on the Route 45
job in 1973 Accordingly, I shall recommend dismissal of
the 8(a)(1) and (3) allegations relative to Taylor
E Discrimination by Mt Carmel
The General Counsel's case against Mt Carmel is de-
rived in essential respects from the testimony of Ed G
McPherson, a partner in that operation who is responsible,
generally, for overseeing the construction work performed
by that firm Mt Carmel was scheduled to begin on the
Route 142 project on October 27, 1975 Prior to the com-
mencement of its operations, the picket placed by Local
1197 against Wabash had caused a 2-day disruption of
work On or about October 26, McPherson contacted Skel-
18 It will be recalled that Darrell York was terminated following his con
frontation with Dale Anderson on the Route 45 job and accordingly any
protected comments made by Taylor to York with respect to that incident
are plainly neutral to the assessment of motive in this proceeding
ton informing him at the jobsite that he needed laborers In
doing so, McPherson specified that he did not want the
four people involved in the "litigation" with Wabash As-
phalt The reason expressed by McPherson in taking this
position was that he did not want to complicate the situa
tion by hiring Hogard, Taylor, and the Andersons Skelton
responded by indicating that McPherson need not worry
because he would not send Hogard in that he was going to
make Wabash hire him, and that the other three were not
available because working elsewhere
Based on the foregoing testimony of McPherson, I am
satisfied that McPherson allied Mt Carmel with Wabash,
and by conspiring to deny employment to the four individ
uals, any unlawful motivation on which Wabash acted
must, perforce, be imputed to Mt Carmel Thus, while
nothing unlawful inured from Mt Carmel's refusal to em-
ploy Taylor and the Andersons, the Hogard situation pre-
sents an entirely different problem It is a fair inference
that McPherson who, like Kenneth Shaw of Wabash, was a
partner in Mt Carmel, was fully mindful that Wabash was
involved in a dispute with Hogard concerning the latter's
right to employment on the Route 142job and that charges
before the National Labor Relations Board were pending
when he declared that Mt Carmel too would decline to
employ Hogard In the circumstances, Mt Carmel's denial
of employment of Hogard stands on a footing offensive to
statutory policies equal to that resulting from the original
act of discrimination perpetrated by Wabash Accordingly,
I find that Mt Carmel, by indicating that it would not
employ Hogard because of the dispute with Wabash, also
violated Section 8(a)(3) and (1) of the Act 19
CONCLUSIONS OF LAW
1
Wabash Asphalt Company, Inc, is an employer en-
gaged in commerce within the meaning of Section 2(6) and
(7) of the Act
2
Kenneth Shaw, Neil Shaw, E G McPherson, Leroy
Tinsley, and J P Watson, a Partnership, d/b/a Mt Car-
mel Sand and Gravel Company, is an employer engaged in
commerce within the meaning of Section 2(6) and (7) of
the Act
3
Southern Illinois Laborers' District Council, Local
Union No 1197, affiliated with Laborers' International
Union of North America, AFL-CIO, is a labor organiza-
tion within the meaning of Section 2(5) of the Act
4
Respondent Wabash Asphalt Company, Inc, violated
Section 8(a)(3) and (1) of the Act by refusing to employ
Ferrel L Hogard on and after October 13, 1975, in reprisal
for his past efforts to enforce a collective-bargaining agree
ment as the duly designated job steward
19 My view is not altered by the testimony of McPherson that Skelton
responded to McPherson s declaration that Mt Carmel would not hire the
four alleged discriminatees by indicating that McPherson need not worry
about Hogard because the Union would force Wabash to hire him In the
circumstances despite this response one cannot ascertain what course Skel
ton would have taken with respect to Hogard had McPherson not previous
ly rejected the latter
At best Skelton s statement creates an ambiguity
which falling short of a clear expression that the Union was predisposed
not to refer Hogard fails to relieve Mt Carmel of the unlawfulness in
McPherson s action
WABASH ASPHALT COMPANY
827
5
Respondent Kenneth Shaw, Neil Shaw, E G Mc
Pherson, Leroy Tinsley, and J P Watson, a Partnership,
d/b/a Mt Carmel Sand and Gravel Company jointly, vio-
lated Section 8(a)(3) and (1) of the Act by declaring that it
would not hire Ferrel L Hogard on and after October 27,
1975, with respect to its operations on the highway 142
project
6
The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec
tion 2(6) and (7) of the Act
THE REMEDY
Having found that the Respondents have engaged in cer-
tain unfair labor practices I shall recommend that they
cease and desist therefrom and take certain affirmative ac-
tion deemed necessary to effectuate the policies of the Act
Having concluded that Respondent Wabash Asphalt
Company, Inc, discriminatorily refused to employ Ferrel
L Hogard, in violation of Section 8(a)(3) and (1) of the
Act, I shall recommend that said Respondent be ordered to
offer him immediate employment and to make him whole
for any loss of pay resulting from said discrimination by
payment of a sum of money equal to the amount he nor-
mally would have earned as wages from October 13, 1975,
to the date he is offered employment, less net interim earn
rags during that period Backpay shall be computed on a
quarterly basis in the manner prescribed in F
W Wool
worth Company
90 NLRB 289 (1950), and shall include
interest at 6 percent per annum as provided in Isis Plumb
ing & Heating Company, 138 NLRB 716 (1962)
With respect to Respondent Kenneth Shaw, Neil Shaw,
E G McPherson, Leroy Tinsley, and J P Watson, a
Partnership d/b/a Mt Carmel Sand and Gravel Company,
it shall be recommended that with respect to its discrimina-
tion against Hogard that said Respondent immediately no-
tify Laborers Local 1197 that they hold no objection to the
referral of Hogard in accordance with the uniformly appli-
cable provisions of the hiring hall arrangement set forth in
the governing collective-bargaining agreement
With re
spect to backpay, in the particular circumstances involved
here, as Respondent Wabash Asphalt Company, Inc, is
deemed principally responsible for the discrimination
against Hogard, I do not recommend that Respondent Mt
Carmel and its constituent partners sustain mutual and
several liability with Wabash in connection with the back
pay remedy However, as Mt Carmel and its constituent
partners did participate in the continuing unlawful denial
of employment to Ferrel L Hogard and thereby itself com-
mitted an unfair labor practice, it shall be recommended
that said Respondents make Hogard whole in accordance
with the formula set forth above, but only to the extent that
Respondent Wabash Asphalt Company, Inc, is unable to
grant full satisfaction of the amount due
Upon the foregoing findings of fact and conclusions of
law, and upon the entire record in this proceeding, and
pursuant to Section 10(c) of the Act, I hereby issue the
following recommended
ORDER 20
A Respondent Wabash Asphalt Company, Inc, Mt
Carmel, Illinois, its officers, agents, successors, and assigns,
shall
1
Cease and desist from
(a) Refusing to hire or in any other manner discourag-
ing union membership by discriminating against employ-
ees because they attempt, either as union stewards or
individuals,
to
enforce
their
rights
under
a
collective-bargaining agreement
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their
rights guaranteed by Section 7 of the Act
2
Take the following affirmative action necessary to ef-
fectuate the policies of the Act
(a) Offer to Ferrel L Hogard immediate and full em-
ployment in a position comparable to his former job or, if
such position no longer exists, to a substantially equivalent
position, without prejudice to his seniority or other rights
and privileges, and make him whole for any loss of earn-
ings, in the manner set forth in the section of this Decision
entitled
The Remedy "
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all pay-
roll records, social security payment records, timecards,
personnel records and reports, and all other records neces-
sary to analyze the amount of backpay due under this rec-
ommended Order
(c) Post at its Mt Carmel, Illinois, facility copies of the
attached notice marked "Appendix A" 21 Copies of said
notice, on forms provided by the Regional Director for
Region 14, after being duly signed by an authorized repre-
sentative of Wabash Asphalt Company, Inc, shall be post-
ed by said Respondent immediately upon receipt thereof,
and be maintained by it for 60 consecutive days thereafter,
in conspicuous places, including all places where notices to
employees are customarily posted Reasonable steps shall
be taken by said Respondent to insure that said notice is
not altered, defaced, or covered by any other material
(d) Notify the Regional Director for Region 14, in writ-
ing, within 20 days from the date of this Order, what steps
it has taken to comply herewith
B Respondent Kenneth Shaw, Neil Shaw, E G Mc
Pherson, Leroy Tinsley and J P Watson a Partnership,
d/b/a Mt Carmel Sand and Gravel Company, Mt Car
mel, Illinois, their agents, successors, and assigns, shall
I
Cease and desist from
(a) Discouraging union membership by declaring that
an employee would not be hired because, as a union stew-
ard or individual, he has attempted to enforce rights under
20 In the event no exceptions are filed as provided by Sec 102 46 of the
Rules and Regulations of the National Labor Relations Board the findings
conclusions and recommended Order herein shall as provided in Sec
102 48 of the Rules and Regulations be adopted by the Board and become
its findings conclusions and Order and all objections thereto shall be
deemed waived for all purposes
21 In the event the Boards Order is enforced by a Judgment of the United
States Court of Appeals the words in the notice reading Posted by Order
of the National Labor Relations Board shall read Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board
828
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
a governing collective-bargaining agreement
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their
rights under Section 7 of the Act
2 Take the following affirmative action necessary to of
fectuate the policies of the Act
(a) Notify Laborers' Local Union 1197 that it has no
objection to the referral of Ferrel L Hogard, in accordance
with uniformly applicable referral arrangement set forth in
the current collective-bargaming agreement
(b) Make whole Ferrel L Hogard for losses sustained
between the date of the discrimination against him and the
date of such notification to the Union, in the manner set
forth in the section of this Decision entitled "The Reme-
dy," but only to the extent that Respondent Wabash As-
phalt Company, Inc, is unable to comply herewith
(c) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all pay-
roll records, social security payment records, timecards,
personnel records and reports, and all other records neces-
sary to analyze the amount of backpay due
(d) Post at its Mt Carmel, Illinois, facility copies of the
attached notice marked "Appendix B " 22 Copies of said
notice, on forms provided by the Regional Director for
Region 14, after being duly signed by a duly designated
agent of Respondent Mt Carmel, shall be posted by said
Respondent immediately upon receipt thereof and be
maintained by it for 60 consecutive days thereafter in con-
spicuous places, including all places where notices to em-
ployees are customarily posted Reasonable steps shall be
taken by said Respondent Mt Carmel to insure that said
notice is not altered, defaced, or covered by any other ma-
terial
(e) Notify the Regional Director for Region 14, in writ-
ing, within 20 days from the date of this Order, what steps
it has taken to comply herewith
22 In the event the Board s Order is enforced by a Judgment of the United
States Court of Appeals the words in the notice reading Posted by Order
of the National Labor Relations Board shall read Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board
APPENDIX A
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing in which all sides had a chance to give
evidence, the National Labor Relations Board has found
that we violated the National Labor Relations Act and has
ordered us to post this notice The Act gives all employees
these rights
To engage in self-organization
To form, loin, or help a union
To bargain collectively through a representative
of their own choosing
To act together for collective bargaining or other
mutual aid or protection or
To refrain from any or all of these things
WE WILL NOT refuse to hire Ferrel Hogard, or any
other employee, because they seek to enforce rights
under a collective-bargaining agreement
WE WILL offer immediate employment to Ferrel L
Hogard and make him whole for any loss of earnings
he may have suffered by reason of our discrimination
against him with 6-percent interest per annum
WABASH ASPHALT COMPANY, INC
APPENDIX B
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing in which all sides had a chance to give
evidence, the National Labor Relations Board has found
that we violated the National Labor Relations Act, and has
ordered us to post this notice The Act gives all employees
these rights
To engage in self-organization
To form, join, or help a union
To bargain collectively through a representative
of their own choosing
To act together for collective bargaining or other
mutual aid or protection or
To refrain from any or all of these things
WE WILL NOT discourage our employees from engag-
ing in union activities by declaring that we will not
employ Ferrel L Hogard or any other employee be-
cause they have attempted to enforce rights under a
collective-bargaining agreement
WE WILL notify Southern Illinois Laborers' District
Council, Local Union No 1197, affiliated with Labor-
ers' International Union of North America, AFL-
CIO, that we have no objection to the referral of Fer-
rel L Hogard to any of our projects in accordance
with the uniformly applicable conditions under the
hiring arrangement set forth in the applicable collec-
tive-bargaining agreement
WE WILL make whole Ferrel L Hogard for any loss-
es sustained by reason of our participation in the dis-
crimination against him, to the extent that Wabash
Asphalt Company, Inc, is unable to do so
KENNETH SHAW, NEIL SHAW, E
G MCPHERSON,
LEROY TINSLEY, AND J P WATSON, A PARTNERSHIP,
d/b/a MT CARMEL CONSTRUCTION COMPANY