232 NLRB 687
National Window Cleaning of Dutchess
NATIONAL WINDOW CLEANING OF DUTCHESS
National Window Cleaning of Dutchess, Inc. and
Local 200, Service Employees International Union,
AFL-CIO. Case 3-CA-6872
September 30, 1977
DECISION AND ORDER
BY MEMBERS JENKINS, PENELLO, AND MURPHY
Upon a charge filed on December 20, 1976, by
Local 200, Service Employees International Union,
AFL-CIO, herein called the Union, and duly served
on National Window Cleaning of Dutchess, Inc.,
herein called Respondent, the General Counsel of
the National Labor Relations Board, by the Regional
Director for Region 3, issued a complaint and notice
of hearing on April 26, 1977, against Respondent,
alleging that Respondent had engaged in and was
engaging in unfair labor practices affecting com-
merce within the meaning in Sections 8(a)(5) and (1)
and 2(6) and (7) of the National Labor Relations
Act, as amended. Copies of the charge, complaint,
and notice of hearing before an Administrative Law
Judge were duly served on the parties to this
proceeding. Respondent failed to file an answer to
the complaint.
On June 7, 1977, counsel for the General Counsel
filed directly with the Board a Motion for Summary
Judgment. Subsequently, on June 16, 1977, the Board
issued an order transferring the proceeding to the
Board and a Notice To Show Cause why the General
Counsel's Motion for Summary Judgment should not
be granted. Respondent did not file a response to the
Notice To Show Cause and therefore the allegations
in the complaint and Motion for Summary Judgment
stand uncontroverted.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Upon the entire record in this proceeding, the
Board makes the following:
Ruling on the Motion for Summary Judgment
Section 102.20 of the Board's Rules and Regula-
tions, Series 8, as amended, provides:
The respondent shall, within 10 days from the
service of the complaint, file an answer thereto.
The respondent shall specifically admit, deny, or
explain each of the facts alleged in the complaint,
unless the respondent is without knowledge, in
which case the respondent shall so state, such
statement operating as a denial. All allegations in
the complaint, if no answer is filed, or any
allegation in the complaint not specifically denied
232 NLRB No. 108
or explained in an answer filed, unless the
respondent shall state in the answer that he is
without knowledge,
shall be deemed to be
admitted to be true and shall be so found by the
Board, unless good cause to the contrary is
shown.
The complaint and notice of hearing served on
Respondent herein specifically states that unless an
answer to the complaint is filed within 10 days of
service thereof "all of the allegations in the Com-
plaint shall be deemed to be admitted to be true and
may be so found by the Board." Further, according
to the uncontroverted allegations of the Motion for
Summary Judgment, Respondent was also personally
served on May 18, 1977, with a true copy of the
complaint and notice of hearing, and then advised,
by telephone and a letter dated May 20, 1977, that
unless an answer was filed by May 27, 1977, a
Motion for Summary Judgment would be sought. As
noted above, Respondent has failed to file an answer
to the complaint or to respond to the Notice To
Show Cause.
Accordingly, under the rule set forth above, no
good cause having been shown for the failure to file a
timely answer, the allegations of the complaint are
deemed admitted and are found to be true, and we
shall grant the General Counsel's Motion for
Summary Judgment.
On the basis of the entire record, the Board makes
the following:
FINDINGS OF FACT
I. THE BUSINESS OF THE RESPONDENT
Respondent is now, and has been at all times
material herein, a New York corporation with its
principal office and place of business located in
Poughkeepsie, New York, where it is engaged in the
business of providing and performing
window
cleaning and general office cleaning and related
services. During the past year, Respondent per-
formed services in excess of $50,000 for enterprises
located in the State of New York, which annually
receive goods and materials valued in excess of
$50,000 directly from points located outside the State
of New York and annually ships goods and materials
valued in excess of $50,000 directly to points located
outside the State of New York.
We find, on the basis of the foregoing, that
Respondent is, and has been at all times material
herein, an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act, and that
it will effectuate the policies of the Act to assert
jurisdiction herein.
687
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
II. THE LABOR ORGANIZATION INVOLVED
Local 200, Service Employees International Union,
AFL-CIO, is a labor organization within the mean-
ing of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A.
The Unit
The following employees of Respondent constitute
a unit appropriate for the purposes of collective
bargaining within the meaning of Section 9(b) of the
Act:
All light-duty cleaners,
heavy-duty cleaners,
window cleaners, and watchmen employed by the
Respondent at its Poughkeepsie, New York,
location; excluding all guards and supervisors as
defined in the Act.
B.
Respondent's Refusal To Bargain
Respondent and the Union have been parties to a
series of successive collective-bargaining agreements
covering the unit described above. The most recent
agreement, by its terms, was to expire on or about
October 31, 1976. However, on or about October 1,
1976, the parties agreed in writing to extend the
collective-bargaining agreement until a new agree-
ment was signed.
Nonetheless, since in or about August 1976, and
continuing to date, Respondent, without notifying
the Union or affording the Union an opportunity to
bargain on the matter, has unilaterally ceased and
refused and continues to cease and to refuse to remit
to the Union the payment of dues and the payments
to the Union's welfare and pension fund as required
in the collective-bargaining agreement described
above.
Accordingly, we find that, by the conduct de-
scribed above, Respondent has engaged in and is
engaging in unfair labor practices within the meaning
of Section 8(a)(5) and (1) of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of Respondent set forth in section
III, above, occurring in connection with its opera-
tions described in section I, above, have a close,
intimate, and substantial relationship
to trade,
traffic, and commerce among the several States and
tend to lead to labor disputes burdening and
obstructing commerce and the free flow of com-
merce.
V. THE REMEDY
Having found that Respondent has engaged in and
is engaging in unfair labor practices within the
meaning of Section 8(a)(5) and (1) of the Act, we
shall order that it cease and desist therefrom and take
certain affirmative action designed to effectuate the
policies of the Act.
As Respondent, since in or about August 1976, has
ceased and refused to remit to the Union the
payment of dues and the payments to the Union's
welfare
and pension fund as required by the
collective-bargaining agreement of the parties, as
extended by their written agreement, we shall order
that Respondent remit to the Union and its welfare
and pension fund those moneys owed, since Respon-
dent unilaterally ceased payments, together with
interest computed in the manner set forth in F. W.
Woolworth Company, 90 NLRB 289 (1950), and
Florida Steel Corporation, 231 NLRB 651 (1977).1
The Board, upon the basis of the foregoing facts
and the entire record, makes the following:
CONCLUSIONS OF LAW
I. National Window Cleaning of Dutchess, Inc.,
is an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
2.
Local 200, Service Employees International
Union, AFL-CIO, is a labor organization within the
meaning of Section 2(5) of the Act.
3.
All light-duty cleaners, heavy-duty cleaners,
window cleaners, and watchmen employed by the
Respondent at its Poughkeepsie, New York, loca-
tion; excluding all guards and supervisors as defined
in the Act, constitute a unit appropriate for the
purposes of collective bargaining within the meaning
of Section 9(b) of the Act.
4.
By the acts described in section III, B, above,
Respondent did refuse to bargain collectively, and is
refusing to bargain collectively, with the representa-
tive of its employees and thereby did engage in, and
is engaging in, unfair labor practices within the
meaning of Section 8(a)(5) of the Act.
5.
By the acts described in section III, B, above,
Respondent did interfere with, restrain, and coerce,
and is interfering with, restraining, and coercing its
employees in the exercise of the rights guaranteed in
Section 7 of the Act, and thereby did engage in, and
is engaging in, unfair labor practices within the
meaning of Section 8(a)(1) of the Act.
6. The aforesaid unfair labor practices are unfair
labor practices affecting commerce within the mean-
ing of Section 2(6) and (7) of the Act.
I See, generally, Isis Plumbing & Heating Co., 138 NLRB 716 (1962).
688
NATIONAL WINDOW CLEANING OF DUTCHESS
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby orders that the Respondent,
National Window
Cleaning of Dutchess, Inc.,
Poughkeepsie, New York, its officers, agents, succes-
sors, and assigns, shall:
1. Cease and desist from:
(a) Unilaterally failing and refusing to remit to the
Union payment of dues and the payments to the
Union's welfare and pension fund required by the
collective-bargaining agreement in effect between the
parties, as extended by their written agreement.
(b) Refusing to give effect and to comply fully with
the collective-bargaining agreement with Local 200,
Service Employees International Union, AFL-CIO,
as extended by their written agreement, with respect
to Respondent's employees in the following appro-
priate unit:
All light-duty
cleaners, heavy-duty
cleaners,
window cleaners, and watchmen employed by the
Respondent at its Poughkeepsie, New York,
location; excluding all guards and supervisors as
defined in the Act.
(c) In any like or related manner failing or refusing
to bargain collectively with Local 200, Service
Employees International Union, AFL-CIO, as the
exclusive representative of all employees in the
appropriate bargaining unit and thereby interfering
with, restraining, and coercing its employees with
respect to rights protected by Section 7 of the Act.
2.
Take the following affirmative action designed
to effectuate the policies of the Act:
(a) Resume the payment of dues to the Union and
moneys to the Union's welfare and pension fund
pursuant to the collective-bargaining
agreement
between the parties, as extended by their written
agreement, and make restitution for payments not
made in the past in the manner set forth in the
section of this Decision entitled "The Remedy."
(b) Preserve and, upon request, make available to
the Board or its agents, for examination and copying,
all payroll records, social security payment records,
timecards, personnel records and reports, and all
other records necessary to analyze the amount of
backpay due under the terms of this Order.
(c) Post at its Poughkeepsie, New York, facility
copies of the attached notice marked "Appendix." 2
Copies of said notice, on forms provided by the
Regional Director for Region 3, after being duly
signed by Respondent's representative, shall be
posted by Respondent immediately upon receipt
thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respon-
dent to insure that said notices are not altered,
defaced, or covered by any other material.
(d) Notify the Regional Director for Region 3. in
writing, within 20 days from the date of this Order,
what steps have been taken to comply herewith.
2 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals. the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to give effect to and to
comply fully with the collective-bargaining agree-
ment with Local 200, Service Employees Interna-
tional Union, AFL-CIO, as extended by our
written agreement, with respect to our employees
in the following appropriate unit:
All light-duty cleaners, heavy-duty cleaners.
window cleaners, and watchmen employed
by us at our Poughkeepsie, New York,
location; excluding all guards and supervi-
sors as defined in the Act.
WE WILL NOT unilaterally refuse or fail to remit
payment of dues to the Union and moneys to the
Union's welfare and pension fund as required by
the above collective-bargaining agreement.
WE WILL NOT in any like or related manner fail
or refuse to bargain collectively with Local 200,
Service Employees International Union, AFL-
CIO, as the exclusive bargaining representative of
all employees in the above appropriate unit, and
thereby interfere with, restrain, or coerce our
employees with respect to rights protected by
Section 7 of the Act.
WE WILL resume the payment of dues to the
Union and payments of moneys to the Union's
welfare and pension fund and make restitution
for payments not made in the past with interest.
NATIONAL WINDOW
CLEANING OF DUTCHESS,
INC.
689