227 NLRB 300
Local Union No. 418, Sheet Metal Workers
300
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Local Union No. 418, Sheet Metal Workers' Interna-
tional Association, AFL-CIO and Larry Asbury
and Young Plumbing & Supply, Inc. Cases 9-CB-
2739, 9-CB-2767-2, and 9-CC-788-2
December 16, 1976
DECISION AND ORDER
BY CHAIRMAN MURPHY AND
MEMBERS
PENELLO AND WALTHER
On November 14, 1975, Administrative Law Judge
Josephine H. Klein issued the attached Decision in
this proceeding. Thereafter, the General Counsel filed
exceptions and a supporting brief, and Young Plumb-
ing & Supply, Inc.,' one of the Charging Parties, filed
cross-exceptions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings, and
conclusions of the Administrative Law Judge only to
the extent consistent herewith.
We find, in agreement with the Administrative Law
Judge and for the reasons stated by her, that
Respondent
Local
Union 418 violated Section
8(b)(4)(ii)(B) of the Act by threatening Huntington
Federal Savings and Loan Association with economic
pressure for the object of forcing or requiring the
Association to cease doing business with Charging
Party Young. However, with respect to the Adminis-
trative Law Judge's dismissal of the 8(b)(3) and (1)(A)
allegations of the complaint, we find merit in the
exceptions filed by the General Counsel and Charg-
ing Party Young.
The record. reveals the following sequence of
events:
Young-a Huntington, West Virginia, plumbing,
heating,
and air-conditioning contractor-main-
tained collective-bargaining relationships with both
Respondent and the Plumbers and Pipefitters Union,
Local 521, which unions represented Young's sheet
metal and plumber employees, respectively. On a
particular project (Holiday Inn) in mid-1972, Young
assigned the installation of certain air-conditioning
and heating equipment to its plumber employees.
Respondent, asserting that such work should be
performed by a composite crew (sheet metal workers
and plumbers), filed a grievance pursuant to the
grievance procedures of its then current contract with
Young.
That grievance was eventually heard by a panel of
the Local Joint Adjustment Board which consisted of
a representative, each, from Respondent Union and
the local sheet metal employers. Young fully partici-
pated in that proceeding, but participation was
denied to the Plumbers Union. The Local Board
upheld Respondent's position and directed Young to
pay $2,040 damages to a local joint apprenticeship
fund. On June 25, 1973, the sheet metal industry's
National Joint Adjustment Board (hereinafter the
Joint Board) rejected Young's appeal and affirmed
the assessment. Young refused to pay, apparently on
the ground that the subject grievance did not consti-
tute a dispute between Young and Respondent
appropriate for resolution by contractual procedures,
but rather was a jurisdictional dispute which had to
be resolved between the two unions involved.
A provision of Respondent Union's contract with
Young gave either party the right to cancel the
agreement if the other party failed to effectuate an
award of the Joint Board within 30 days of notice
thereof. In accord therewith, Respondent canceled
the contract effective August 3, 1973. Immediately
thereafter Young's sheet metal workers failed to
report for work and Respondent refused Young's
request for sheet metal workers to be referred to it for
employment-which requests had been honored
prior to the contract cancellation.
On August 16, 1973, Young filed 8(bX4)(D) charges
against Respondent and a notice of a 10(k) hearing
issued thereafter. Commencing on August 23, 1973,
Respondent caused Young to be picketed for failure
to maintain a collective-bargaining agreement. In
compliance with a 1((1) injunction issued by the U.S.
District Court for the Southern District of West
Virginia on October 8, 1973, the picketing ceased and
Respondent resumed its practice of honoring
Young's requests for referrals of sheet metal workers.
On April 9, 1974, the Board issued its Decision and
Order in the 10(k) case 2 wherein it found that the
contractual grievance procedure previously invoked
by Respondent was not an effective method for
voluntary resolution of the dispute because all parties
were not bound thereto and the Plumbers Union was
denied
participation
therein;
but,
nevertheless,
quashed the notice of hearing on the ground that all
parties agreed to be bound by determinations of the
new Impartial Jurisdictional Disputes Board (IJDB).3
i Referred to hereinafter as Young or the Employer.
2 Sheet Metal Workers International Association, AFL-CIO and Local
Union No 418, Sheet Metal Workers International Association, AFL-CIO
( Young Plumbing & Supply, Inc), 209 NLRB 1177 (1974).
227 NLRB No. 30
3 In July 1974, the Employer submitted this jurisdictional dispute to the
IJDB which ultimately, in April 1975, declined to rule on it-holding that
inasmuch as the subject Holiday Inn installation work had been completed
LOCAL UNION NO. 418, SHEET METAL WORKERS
301
In view of the quashing of the notice of hearing, the
10(1) injunction was dissolved on May 14, 1974.
Thereafter, Respondent- once again picketed Young
and refused to honor its requests for employee
referrals.
Respondent's collective-bargaining contracts with
other Huntington area contractors employing sheet
metal workers were due to expire May 31, 1974. In
the 3 months prior thereto, Respondent participated
in contract renewal negotiations with representatives
of the Huntington Area Sheet Metal Contractors'
Association,4 during the course of which Respondent
took the firm position that it would not negotiate or
execute a contract with Young because of the latter's
failure to pay the $2,040 in damages assessed against
it by the Joint Board. Then, on or about June 1, 1974,
Respondent and the-other contractors executed new
collective-bargaining agreements, all containing iden-
tical terms. On June 4, 1974, Respondent offered to
sign the same contract with Young-which offer was,
readily accepted. But, once again, Respondent added
the precondition that the $2,040 assessment must first
be paid.
During the latter part of May 1974, Respondent
warned Charging Party Asbury, a member of _ Re-
spondent Union then employed by Young, that he
should not work for Young any longer because it had
no union contract. Subsequently, on June 4, 1974,
Respondent's business manager discovered Asbury
working, as a Young employee, on a construction job
at the Huntington Federal Savings and Loan Associ-
ation building. As a result of this information, the
business manager caused Asbury to be brought up on
intraunion charges, which alleged that he violated the
Union's constitution by working for a nonunion
contractor. After a hearing before Respondent's trial
committee on June 12, 1974, Asbury was found guilty
as charged and fined $500, of which $450 was
suspended, but .would become due if Asbury was
again found guilty of a constitutional violation.
Asbury failed to pay the $50 net fine. As Respon-
dent's constitution provided that dues cannot be
accepted until outstanding fines are paid, it refused
the dues that Asbury tendered and, consequently, his
union membership was terminated for nonpayment
thereof.
Thereafter, on October 1, 1974, Young filed new
8(b)(4)(D) charges against Respondent. After the
holding of a 10(k) hearing, the Board issued its
Decision and Determination of Disputes in which it:
(1) found, inter alia, that Respondent's pursuit of
money damages from Young, its cancellation of the
contract, and its refusal to refer sheet metal workers
to Young constituted coercive conduct sufficient to
give reasonable cause to believe that Respondent
violated Section 8(b)(4)(D); and (2) awarded the
disputed work to employees represented by the
Plumbers. For reasons not relevant to the instant
case, the Board also concluded that there was no
longer any agreed-upon method of dispute settlement
among the parties.
In substance, the complaint herein alleges, inter
alia, that Respondent: (1) violated Section 8(b)(3) by
refusing to execute the collective-bargaining agree-
ment it had otherwise agreed to with Young unless
the latter paid the $2,040 Joint Board assessment;
and (2) in violation of-Section 8(b)(1)(A) restrained
and coerced Young's employees in the exercise of
their Section 7 rights ' by fining and disciplining
Charging Party Asbury for refusing to.participate in
the work stoppage Respondent had instigated against
Young.
A.
Section 8(b)(3)-The Alleged Refusal To,
Bargain
The Administrative Law Judge found that the
conduct of Respondent alleged to constitute the
refusal to bargain herein was clearly part and parcel
of a bona fide jurisdictional dispute, and that,
therefore, the 8(b)(3) allegation must be dismissed in
conformance with the Board's holding that in work
assignment disputes Section 8(bX4)(D) and Section
10(k) dictate the exclusive procedure to be followed.
In so concluding, the Administrative Law Judge
relied on J. L. Allen Co., 199 NLRB 675 (1972), and
Cornell-Leach, Gibson Project, a Sole Proprietorship,
212 NLRB 495 (1974), wherein 8(a)(1), (3), and (5),
and 8(b)(1XA) and (3) allegations were dismissed on
that basis. Moreover, the Administrative Law Judge
further indicated that she regards Respondent's duty
to bargain in good, faith as being suspended for as
long as Young refused to pay the Joint Board
assessment because such refusal constituted, in her
view, a dishonoring of an obligation which arose
under the prior contract between the parties. We
disagree with the Administrative Law Judge on both
counts.
there was no longer any dispute between the two unions and, accordingly, no
further action by the IJDB was required.
4 It appears that the Association , of which Young was a member,
followed the practice of negotiating on behalf of its members with
Respondent, but the product of those negotiations was usually embodied in a
series of separate, though uniform, contracts between Respondent and the
individual contractors so represented.
5 Local Union No 418, Sheet Metal Workers International Association,
AFL-CIO (Young Plumbing & Supply, Inc.), 224 NLRB 993 (1976).
302
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
First, with reference to -the context and rationale of
the Board's J. L. Allen and Cornell-Leach decisions,6
we do not regard the litigated issues in, this case as
being, in .a meaningful sense, part and parcel of the
parties' work assignment dispute. For, the 8(b)(3)
allegation of the complaint is susceptible to determi-
nation wholly apart from, and without reference to,
the source of the initial dispute between the parties.
Even assuming, arguendo, a situation in which the
Board's award of the disputed work was to employees
represented by Respondent,7 we would nevertheless
conclude that it was unlawful for Respondent to
condition -execution of the agreed-upon contract with
Young on the latter's payment of the $2,040 assess-
ment.
-
Secondly, contrary to the Administrative Law
Judge, we find that Respondent's- statutory bargain-
ing duty . was not ,modified in any way by its
continuing controversy with Young over the payment
of the assessment. -TheAdministrative' Law Judge
characterized Young's failure to pay the assessment
as misconduct going to the heart of the bargaining
relationship which was sufficient in severity to justify
the Union's refusal to bargain; and cited in support
thereof the Board's decision in The Massillon Publish-
ing Company, 212 NLRB 869 (1974). But, in that case
the Board merely observed that a union's decision to
call a strike might well-justify-an employer's refusal to
continue . applying the_ terms -of the parties' expired
collective-bargaining-agreement. More to the point-is
Williams Enterprises,, Inc:, 212 NLRB 880 (1974),
wherein it was held that, at least in the absence of a
breach-of-contract strike, a contract breach by the
union there involved was not a defense- to the
employer's ,otherwise unlawful refusal to bargain.
Therefore, even accepting Respondent's, assertion
that Young's failure to pay the Joint' Board assess-
ment amounted to a contractual breach, such breach
falls far short of the magnitude which would be
required to effect a suspension of Respondent's
bargaining duty with respect to the negotiation and
execution of the collective-bargaining agreement.
In our view, the controversy between- the parties
concerning Young's failure to pay the aforemen-
tioned assessment was judicially resolvable and
cannot be regarded as justification for either a refusal
to execute a contract whose terms had been accepted
by all concerned, or a generalized refusal to engage in
any negotiations at all. To hold otherwise would do
violence to the Act's policy of encouraging collective
6 Chairman Murphy and Member Walther did not participate in these
cases and do not, at this time, either adopt or reject the policy set forth by the
Board majority therein. Member Penello did not participate in Cornell-Leach
and adheres to the views expressed inhis J. L. Allen dissent.
T In fact, such work was awarded to employees represented by the
Plumbers. See fn. 5, supra
bargaining, as it would make collective bargaining
unduly vulnerable -to strikes and- other disruptive
forms of self-help ,directed to issues better resolved
through the judicial, process. Accordingly, we con-
clude that Respondent's action is refusing to execute
the collective-bargaining agreement
with
Young
constituted a refusal to bargain-within the meaning of
Section 8(bX3) of the Act.
B. 'Section 8(b)(1)(A)-The Fining and `
Disciplining of Asbury
As established by the record, and in agreement with
the Administrative Law Judge, we find that: (1)
Charging Party Asbury was brought up on intraunion
charges, disciplined, and fined as -a result of his
having worked for Young on June 4, 1974, in defiance
of Respondent's no-contract/no-work policy; (2)
Respondent and Young, as of June 4, 1974, were in
full agreement on the terms for a new contract and,
therefore, the only bar-to its execution was Respon-
dent's refusal to -sign unless Young paid the Joint
Board assessment; and (3) on all relevant dates prior
thereto Respondent refused to negotiate with Young
for the same reason. However, unlike the Administra-
tive Law Judge, we have found, supra, that Respon-
dent's refusals to negotiate and execute the agreed-
upon contract were violative of Section 8(b)(3).
In previous cases we have regularly found that
unions violate Section 8(b)(l)(A) when they bring
disciplinary charges against 'members who have'
refused to participate in conduct found by the Board
to be-unlawful. For, despite the proviso to Section
8(b)(1XA), which confers upon labor organizations
the right'to prescribe their own rules with -respect to
the acquisition or retention of membership, an unfair
labor practice is', committed if disciplinary action is
taken against members for the purpose of enforcing
union rules which are violative of the Act or public
policy* 8 '
Ac rdingly,' we conclude that the actions taken by
Respondent in fining and disciplining Charging Party
Asbury were palit and parcel of its unlawful refusal to
bargain and co Instituted restraint and coercion not
sanctioned by the proviso to Section 8(b)(1)(A),
because the fine, -the discipline, and the charge
imposed against him did not stem from his violation
of lawful unio' rules dealing purely with internal
union matters,' but, rather, sought to enforce conduct
8 Local 1104, Communications Workers ofAmerica, AFL-CIO (New York
Telephone
Company), 211 NLRB 114 (1974); International Alliance of
Theatrical Stage Employees (RKO General, Inc., WOR-TV Division), 223
NLRB 959 (1976).
LOCAL- UNION NO. -418, SHEET METAL WORKERS
303
violative of the Acts We fmd, therefore, that Respon-
dent has also violated Section 8(b)(1)(A) of the Act.
AMENDED CONCLUSIONS OF LAW
We hereby affirm the Administrative Law Judge's
Conclusions of Law, as modified below:
1.
Substitute the following for Conclusion of Law
4:
"4.
By refusing, on or about June 4, 1974, to
execute the collective-bargaining agreement agreed to
between the -parties unless Young Plumbing- &
Supply, Inc., paid the assessment levied against it by
the Joint Board, Respondent has -engaged in and is
engaging in unfair labor practices within the meaning
of Section 8(b)(3) of the Act."
2.
Insert the following paragraphs as Conclusions
of Law 5 and 6:
"5.
By fining and otherwise disciplining its mem-
ber Larry Asbury for his refusal to participate in
union conduct violative of Section 8(b)(3) of the Act,
Respondent restrained and coerced Asbury and other
members in the exercise of rights guaranteed them by
Section 7 of the Act and, thereby, violated Section
8(b)(1)(A)•
"6.
The aforesaid . unfair labor practices affect
commerce within the meaning of Section 2(6) and (7)
of the Act."
THE REMEDY
Having found that the Respondent engaged in
unfair= labor practices within the meaning of Section
8(b)(l)(A), (b)(3), and (b)(4)(ii)(B) of the Act, we shall
order that it cease and desist therefrom, take certain
affirmative action, and post the appropriate notice.
Since it has been found that Respondent's action in
fining and disciplining its member Larry Asbury was
unlawful,, Respondent will be required to rescind such
fine and, disciplinary action, and refund any portion
of the fine that was paid, with interest at 6 percent per
annum. Further, we have found that Asbury's failure
to pay the fine caused Respondent to refuse his
tender of union dues and, subsequently-because of
the nonpayment of such dues-expel him from union
membership. Therefore, we shall require Respondent
to reinstate Asbury, upon his request, without the
payment of back dues' for the period of his expulsion,
except for any ' portion of the dues shown at the
compliance stage to be regularly allocable to the cost
of insurance premiums, pension contributions, and
other welfare benefits accuring to Respondent's
members, to the extent they can be reinstated
retroactively to the date of his expulsion. To the
extent that benefits cannot be made effective retroac-
tively for Asbury, Respondent shall be required to
reimburse him, with interest thereon at 6 percent per
annum, for any expenses or losses suffered: because of
the absence of such benefits, less the portion of dues
which would have been allocable to the payment of
premiums for, or other purchase of, such benefits.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended,- the National Labor
Relations Board hereby orders that the Respondent,
Local Union No. 418, Sheet Metal Workers' Interna-
tional-'Association, AFL-CIO, Huntington,
West
Virginia, its officers, agents, and representatives,
shall:
1.
Cease and desist from:
(a) Threatening, coercing, or restraining Hunting-
ton Federal Savings and Loan Association or any
other person engaged in commerce or in an industry
affecting commerce where an object thereof is to
force or require any employer or person to cease
doing business with Young Plumbing & Supply, Inc.
(b) Refusing to bargain collectively in good faith
with Young Plumbing & Supply, Inc., as to, wages,
hours, and other terms and -conditions of employ-
ment, by refusing to sign the collective-bargaining
agreement upon which the parties have agreed or
from, engaging in any like or related conduct in
derogation of its statutory duty to bargain.
(c) - Maintaining its ban against - union: members
accepting employmentt with Young Plumbing &
Supply, Inc.
(d) Restraining or coercing employees in the
exercise of their rights guaranteed in Section 7 of the
Act by fining or otherwise disciplining Larry Asbury
or any other member for refusing to comply with, or
participate in, a union ban against the acceptance of
employment with Young Plumbing & Supply, Inc.,
when such ban is established for the purpose of
accomplishing an objective unlawful under the Act.
(e) Seeking to collect or collecting any fines from its
members levied against them for engaging in the
conduct set out in paragraph (d), above.
(f) In any like or, related manner restraining or
coercing employees in the exercise of rights guaran-
teed by Section 7 of the Act.
2.
Take the following affirmative action which is
designed to effectuate the purposes and policies of the
Act:
s Truck Drivers, Chauffeurs and Helpers Local Union No. 100, an affiliate of
the International Brotherhood of Teamsters, Chauffeurs, Warehousemen and
Helpers ofAmenca (Moraine Materials Company), 214 NLRB 1094 (1974);
Communications Workers of America, - AFL-CIO, Local 1170 (Rochester
Telephone Corporation), 194 NLRB 872 (1972), enfd. 474 F.2d 778 (CA. 2,
1972).
304
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(a) On request by Young Plumbing & Supply, Inc.,
execute the contract with it that was agreed upon on
or about June 4, 1974.
(b) On request, bargain collectively with Young
Plumbing & Supply, Inc., and embody any conse-
quent understanding in a signed contract.
(c) Cancel, withdraw, and rescind the ban against ,
its members accepting jobs offered them by Young
Plumbing & Supply, Inc.
(d) Rescind all fines and disciplinary action taken
against
Larry Asbury and refund to him fines
collected, if any, pursuant to such action with interest
thereon at 6 percent per annum.
(e) Upon application, offer Larry Asbury immedi-
ate and full reinstatement to membership in Respon-
dent Union without prejudice to any rights, privileg-
es, and benefits to which he would have been entitled
as of and since the date of his expulsion from
membership, and reimburse him, together with 6-
percent interest per annum, for any losses or expenses
suffered because of the absence of certain benefits to
which he would have been entitled during the period
of his expulsion, in accordance with the section of this
Decision entitled "The Remedy."
(f) Expunge from its records any documents or
entries purporting to show any fines levied against its
member Larry Asbury for engaging in the conduct set
out in paragraph 1(d), above.
(g) Post at its office and meeting hall copies of the
attached notice marked "Appendix." 10 Copies of said
notice, on forms provided by the Regional Director
for Region 9, after being duly signed by Respondent's
representative, shall be posted by it immediately
upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places,
inctuding all places where notices to members are
customarily posted. Reasonable steps shall be taken
by Respondent to insure that said notices are not
altered, defaced, or covered by any other material.
(h) Furnish to the said Regional Director sufficient
signed copies of the aforesaid notice for posting at the
premises of Huntington Federal Savings arra Loan
Association, if this person is willing.
(i) Notify the Regional Director nor Region 9, in
writing, within 20 days from the date of this Order,
what steps Respondent has taken to comply herewith.
10 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by Order of
the National Labor Relations Board " shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT threaten to picket Huntington
Federal Savings and Loan Association or any
other person engaged in commerce or in an
industry affecting commerce, where an object
thereof is to force or require Huntington Federal
Savings and Loan Association or any other
employer or person to cease doing business with
Young Plumbing & Supply, Inc.
WE WILL NOT refuse to bargain collectively in
good faith with Young Plumbing & Supply, Inc.,
by refusing to sign the collective-bargaining
agreement to which we agreed on or about June 4,
1974, and we will not engage in any like or related
conduct in derogation of our statutory duty to
bargain.
WE WILL NOT fine, cite, or otherwise discipline
our members for refusing to comply with our ban
against
accepting
employment
with
Young
Plumbing & Supply, Inc., where such ban is
established in order to accomplish an objective
unlawful under the National Labor Relations Act.
WE WILL NOT in any like or related manner
restrain or coerce our members in the exercise of
their rights under the National Labor Relations
Act.
WE WILL, if requested by Young Plumbing &
Supply, Inc., execute the contract on which we
reached agreement on or about June 4, 1974.
WE WILL, notify Larry Asbury that we have
canceled the fine we levied against him and will
expunge from our records any documents or
entries purporting to show any fine delinquencies
with regard to fines levied for engaging in the
aforesaid conduct.
WE WILL offer Larry Asbury, upon application,
immediate and full reinstatement to membership
in our organization without prejudice to any rights
or privileges to which he may be entitled as of, and
since the date of, his expulsion from membership,
and reimburse him with 6-percent interest thereon
for any losses or expenses suffered because of the
absence of certain benefits during the period of his
expulsion.
LOCAL UNION No. 418,
SHEET METAL WORKERS'
INTERNATIONAL
ASSOCIATION, AFL-CIO
LOCAL UNION NO. 418, SHEET METAL WORKERS
305
DECISION
STATEMENT OF THE CASE
B.
At all times material herein Respondent has been a
labor organization within the meaning of Section 2(5) of the
Act.
JOSEPHINE H. Ki,EIN,-Administrative Law Judge: Pursu-
ant to a charge filed on August 16, 1974, byLarryAsbury, a
complaint 'was issued against Local Union No. 418, Sheet
Metal Workers' International Association, AFL-CIO (Re-
spondent) on' September 30, 1974 (Case 9-CB-2739),
alleging violation of Section 8(b)(1)(A) of the Act' by
Respondent's having fined and disciplined Asbury,, a
member of Respondent, for working during an "unlawful"
strike. Pursuant to charges` filed$y Young Plumbing &
Supply, Inc. (Young) on October 1, 1974, a consolidated
complaint was issued against Respondent alleging that
Respondent violated Section' 8(b)(4)(B) of the Act by
threatening and coercing persons engaged in commerce to
induce them not to deal with' Young (Case 9-CC-788-2)
and that Respondent had violated Section 8(b)(3) by
unlawfully refusing to execute a collective-bargaining
agreement with Young, the terms of which contract had
been agreed upon (Case 9-CB-2767-2).
The three cases were consolidated for hearing and were
heard before me in Huntington, West Virginia, on August
18, 1974. All parties were represented and were afforded
full opportunity to present oral and written evidence and to
examine and cross-examine witnesses. The parties waived
oral argument and posthearing briefs -have been filed on
behalf of the General Counsel and Respondent.
Upon the entire record, together with careful observation
of the witnesses and consideration of the briefs, I make the
following:
FINDINGS OF FACT
I. PRELIMINARY FINDINGS
-
A. 1: Young, a' West Virginia corporation with its
principal place of business in Huntington, West Virginia, is
engaged in the construction business as a plumbing,
heating, and air-conditioning contractor and, supplier.
During the past year, a representative period, Young, in the
course,and conduct of its business, purchased goods and
materials valued in excess of$50,000 from suppliers located
outside.West Virginia and caused such goods and materials
to be shipped from locations outside West Virginia directly
to locations within West Virginia. At all times material
herein Young has been an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2.
Huntington Federal Savings and Loan Association
(Huntington), chartered by the United States, is engaged in
the operation of a, fmancial institution in Huntington, West
Virginia. During the past year, a representative period, it
has received gross income from its operations in excess of
$500,000 and has transferred funds and commercial papers
valued_in-excess,of $50,000 from West Virginia directly to
points outside West Virginia. At all times material herein
Huntington has been an employer-and a person engaged in
commerce within-the meaning of Sections 2(1), (6), and (7)
and 8(bx4)(B) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A.
Background and Chronology
The gist of the General Counsel's position in this case is
that Respondent, in furtherance of a Jurisdictional dispute,
has engaged in unlawful secondary activities, directed
-against Young, has unlawfully refused to bargain with
Young in good faith, and unlawfully disciplined a member
of Respondent for continuing to work for Young. ,
For many years Respondent has negotiated collective-
bargaining agreements with the Huntington Area Sheet
Metal Contractors, of which there are now 10 members.
Although the contracts are always negotiated on behalf of
the employers by representatives of the. Association, it
appears that individual, though uniform, contracts are
signed by the Union with each of the employers. Young
also employs pipefitters, who are represented by Local 521
of the Plumbers and Pipefitters Union.
In 1972 Young assigned to the pipefitters the work of
installing certain air-conditioning equipment in a Holiday
Inn then under construction. After part of the work had
been done, Respondent maintained that the work should be
performed by a composite crew of pipefitters and sheet
metal workers. When Young refused to accede to Respon-
dent's position, Respondent filed a grievance under its
collective-bargaining agreement. The grievance was -heard
by a panel of the Local Joint Adjustment Board, as
provided in the. contract. The Pipefitters Union was denied
participation - in the grievance proceeding. The panel
assessed a fine of $2,040 against Young., On-Young's
appeal,, the full National Joint Adjustment Board for the
sheet metal industry affirmed the assessment on June 25,
1973. After 30 days' refusal by Young to pay the- assess-
ment, Respondent canceled its contract with Young as of
August 3, 1973. Respondent took this action pursuant to a
provision in the collective-bargaining agreement reading in
part:
... in addition to, any other legal remedies -which
may be available' to the- parties, ., . . this Agreement
may also be cancelled by either party hereto, in the event
of the failure of the other to effectuate any award or
order of the National Joint Adjustment Board within
thirty (30) days of notice thereof.
On August 16, 1973, Young filed a charge with the
National Labor Relations Board alleging that Respondent
was in violation of Section 8(b)(4)(D) oftheAct. A notice
of hearing under Section 10(k) of the Act was issued. The
Union commenced picketing Young on August 23, 1973,
but ceased that activity on October 8, 1973, when -the
United States District Court for the Southern District of
West Virginia issued a temporary injunction under Section
110(1) of the Act. Farkas v. Local 418, Sheet Metal Workers,
Civil No. CA-73-98-H.
1 National Labor Relations Act, as amended (29 U.S.C. Sec. 151, et seq.).
306
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On April 9,1974, the Board issued its Decision and Order
quashing the notice of hearing in the 10(k) proceeding.
Sheet
Metal
Workers International Association (Young
Plumbing & Supply, Inc.), 209 NLRB 1177 (1974). The
Board there held that the contractual grievance proceeding
under the collective-bargaining agreement did not consti-
tute an agreed voluntary method for settling the dispute
because the Pipefitters Union was not permitted to partici-
pate therein. However, the-Boaard further held that as of
June 1, 1973, "all parties [had] agreed to be" bound by a
determination of the New Impartial Jurisdictional Disputes
Board." On this holding, the Board quashed the notice of
hearing. Before reaching that result, a majority of the Board
panel "found" reasonable cause to believe that Respondent
had violated Sec. 8(b)(4XD). In this connection, it said (209
NLRB at 1179):
the Respondents sought to obtain the reassign-
ment of the disputed work to their members by the
cancellation of their contract and thereafter their
consequent refusal to refer sheet metal workers to the
Employer. In addition, picketing of the Employer
occurred at another jobsite and all sheet metal workers
who had been in Young's employment voluntarily
resigned their jobs immediately following the contract
cancellation.... [T]he Employer requires sheet metal
'workers on all of its otherjobsites.
-
In Ets Hokin [ 154 NLRB 839 ], the Board defined the
term "coercion" to mean "nonjudicialacts of a compel-
ling or restraining nature, applied by way of concerted
self-help consisting of a strike, picketing, or other
economic retaliation or pressure in a background of a labor
dispute. - The activities engaged in by Respondents,
-while in certain respects within the ambit of provisions
of their collective-bargaining agreement with the Em-
ployer, nevertheless clearly fall into the category - of
"other economic retaliation" and thus constitute' coer-
cion within the 'meaning of Section 8(bx4). According-
ly, we find that reasonable cause exists to believe that
Respondents violated Section 8(b)(4)(D) of the Act.
[Footnotes omitted.]
In a footnote, Member Fanning disclaimed reliance on the
"probable cause" fording. 209 NLRB at 1179, fn. 7.
On -May 14, 1974, on consent by the Board's Regional
Director and Respondent, the District Court terminated the
temporary injunction because of the Board's Decision and
Order quashing the notice of hearing in the 10(k) proceed-
ing. Thereupon Respondent's members, except for Larry
Asbury, stopped working for Young and Respondent
thereafter refused requests by Young for referral of sheet
metal workers. Respondent, picketed Youngs shop in the
middle of May 1974.2
In the *interim, while the 10(k) proceeding was pending
before the' Board and the =temporary injunction was in
effect,
the, Association-negotiated collective-bargaining
agreements with Respondent were scheduled to expire on
May 31, 1974. As early as February 25, 1974, Respondent
advised the chairman of the Contractors' Association that
2 There was a conflict of evidence as to whether Respondent also picketed
Young on June 4, 1974.
3 In a posthearmg brief Respondent says: "The Union's position (which is
Respondent would not negotiate or enter into a renewal
contract with Young and persisted in that-position through-
out the negotiations. Contract negotiations were conducted
by representatives of the contractors and Respondent
through the night of May 31, 1974, into the-early hours of
June 1. As late as that time the Association members voted
to reject the Union's contract offer: However, sometime
after the midnight expiration, two individual employers,
breaking ranks, accepted the Union's offer and signed
agreements. Within a week or so thereafter all the other
contractors (with 'one exception not here relevan t) followed
suit and signed the, uniform -contract as offered by the
Union.
-
Young thereafter attempted to sign an identical contract
with Respondent but Respondent refused to contract with
Young unless Young paid to the -Union $2,040 in accord-
ance with the award of the Joint Board.3
At the present hearing the parties stipulated that "the
work in dispute is now completed." It does not specifically
appear when the-work was completed. In its 10(k) Decision
of April 9, 1974, the Board said that the entire project was
closed down for reasons unrelated to,the present- dispute.
As of August 18, 1975, the date of the'hearing in the present
case, the Holiday Inn had not been completed or opened
for business. However, in a posthearing brief dated Septem-
ber 19, 1975, Respondent says that the Holiday Inn_ "is
presently operating and all disputed work is now com-
pleted." There is no evidence that Young was in any way
involved in the Holiday Inn project after the temporary
injunction was vacated.
Respondent has not sought judicial confirmation or
enforcement of the joint board's award; nor has Young
instituted judicial action to have that award vacated. No
affirmative evidence was presented as to why the parties did
not submit the dispute to the "New Jurisdictional Dispute
Board" which the Labor Board held was an agreed-upon
forum for voluntary resolution. 209'NLRB 1177. In answer
to a question during his opening statement in the present
hearing, counsel for the General Counsel said: "The
Respondent did not` refuse to go through -the process,
although it was a rather confusing situation with respect to
attempts to get'the -." Counsel for Young, on the other
hand, said that Young was willing to have the new dispute
board decide the -natter but "Respondent declined- to do
so."' However, it appears that the dispute was "never actually
submitted to that- board; which, according' to Young's
counsel, "simply declined" to resolve the matter.
Larry Asbury, Charging Party in Case 9-CB-2739, is an
employee of Young and a member of Respondent. Asbury
apparently worked for Young throughout the period here
involved and did not walk out when the other sheet metal
workers did after the temporary injunction was terminated.
Sometime in the latter part of May 1974, Owen J. Bums,
'Respondent's business manager, in a telephone conversa-
tion, advised Asbury that because Young had no, contract
with Respondent it would be the better part of valor for
Asbury to quit his employment. Burns warned that continu-
ing to work for Young could subject Asbury to intraunion
in fact its position to date) was that it would not negotiate the contract with
Young until Young abided by the terms and conditions of the previous
contract by paying-the $2,040 assessed against it."
LOCAL UNION NO.- 418, SHEET METAL WORKERS
307
charges. At that time Asbury reported to the union office
and registered on the out-of-work list. However, he then
declined at least one job referral and continued to work for
Young. Bums warned Asbury a second time that he might
face -charges for` working for Young,- which, according to
Bums, had no union contract.
On June 4, 1974, Young was serving as a subcontractor
on a job at the Huntington Federal Savings and Loan
Association building. Asbury appeared on the scene as an
employee-of Young. At that point-a member of Respondent
who was working for anothersubcontr-actor on the premis-
es ceased work and telephoned Bums. There is a conflict of
evidence, discussed below, as to what Burns did and said at
that time. But it is undisputed that Robert W. Ashworth,
president of-the prime contractor, asked Asbury to leave the
premises. Asbury complied and the work then proceeded
without further incident.
Burns filed intraunion charges against- Asbury. After a
brief hearing, the Union's trial committee found Asbury
guilty of violating the Union's constitution by working for a
nonunion contractor. The committee assessed a fine of
"$500 with $450 of this suspended with- the understanding
that if he is found in violation of the Constitution any time
in the future ... this $450 would- automatically become
payable to Local Union No. 418."4
At the hearing the General Counsel stated that "there-is
now pending before the Board another, 8(b)(4)(D) charge"
and a 10(k) hearing thereon was held in June 1975. No
further details were provided. However, brief portions- of
the transcript of that hearing were introduced in the present
case to impeach -(or possibly refresh the recollection of)
Bums.--T-hose, portions -indicate that in the second 10(k)
hearing evidence was adduced as to the-events involved in
the present case.
-
B.
The Specific Allegations
-
The - complaint alleges that Respondent -has violated
Section 8(b)(3) by refusing to sign a contract with Young,
"the provisions of which were previously agreed upon by
Respondent and" Young. The evidence is uncontradicted
that, before negotiations for the 1973 contract commenced,
Respondent, announced its refusal to negotiate a contract
with Young. It is also clear, however, that both Young,and
Respondent were satisfied with the terms of the agreement
eventually negotiated by Respondent with representatives
of the Association, and the only bar to execution of a
contract with Young was Respondent's, refusal to enter a
contractual relationship with Young until Young paid the
$2,040 assessment awarded -by the joint board under their
prior contract.
-
In his brief the 'General Counsel advances the basic
contention that:
Respondent has now been engaged in a labor dispute
with " Young for more than two -years, concerning a
jurisdictional-question of assignment of the work of
installing certain heating and cooling units at the
downtown Huntington, West Virginia Holiday Inn, and
the Board has already so determined such a dispute to
exist .... [A]lthough Respondent initially sought to
vindicate -its position through the grievance procedures
available under its contract with Young, after prevailing
in such grievance procedures, it eschewed the proper
and ordinary forum, i.e., the Courts, for enforcement of
its contractual rights but instead proceeded to employ
tactics of a non judicial nature man attempt to coerce a
settlement in its favor. Thus, Respondent cancelled its
contract with Young, effective August 3, 1973; refused
to refer employees to Young pursuant to its past
practice and contract.... Such acts and conduct
clearly violate Section 8(b)(4)(D) of the Act. [Footnotes
omitted.]
Later in the brief, addressing himself specifically to the
8(b)(3) violation, the General Counsel says:
[I]t was Burns' position at the hearing that he was
willing to execute with Young that same agreement
which Respondent had entered into with the other
members of Huntington Sheet Metal Contractors'
Association, conditioned only upon Young's payment
to Respondent of the sum of $2,040.00. Such an
extraneous consideration certainly cannot justify a
refusal to execute, a collective bargaining agreement
whose terms are agreed between the parties, especially
where, as in the instant case, such refusal constitutes
nothing less than the continuation of a clear violation of
Section 8(bx4)(ii)(D) of the Act.
Thus the General Counsel, following the complaint, is
essentially contending that Respondent is guilty of a
violation of Section 8(b)(4)(D), -and its alleged refusal to
bargain is but part and parcel of an "ongoing" jurisdiction-
al dispute.
Although Charging Party Young has not filed a brief, its
charges reflect agreement with the General Counsel's view
that the present complaint essentially involves a jurisdic-
tional dispute. The secondary boycott charge (Case 9-CC-
788-2) alleges violation of Section 8(b)(4)(i) and (ii)(B) and
(D) and "requests reopening of the jurisdictional dispute
proceedings "or that the Regional Director seek injunctions
under Section 10(k) and (1) of the Act." It then states that
the refusal-to-bargain charge (Case 9-CB-2767-2 "arises
out of the above." No action has been taken on Young's
request as such and at the hearing the General Counsel
expressly said: "the complaint does not allege 8(b)(4)(1)), it
alleges 8(b)(4)(B)."
Despite the Board's Decision quashing the notice of
hearing in the original 10(k) proceeding, the original, charge
is still outstanding (Wood, Wire and Metal Lathers Interna-
tional Union and its Local Union No. `2, AFL-CIO, et al.
(Acoustical Contractors Association of Cleveland), 119 NLRB
1345 (1958)) as a viable predicate for an 8(b)(4)(D)
complaint.. See Operating Engineers Local Union No. 3,
International
Union of Operating Engineers, AFL-CIO
(Hansen's Inc.)
192 NLRB 139 (1971), reaffirmed 199
NLRB 726 (1972), where the Board said (199 NLRB at
727):
4 It appears that Asbury hadhad previous difficulties with the Union.
However, it is not alleged and the General Counsel does not now contend
that the Union's discipline of Asbury was discrimunatorily motivated.
308
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
As the utilization of the agreed-upon method failed to
produce an adjustment of the dispute, the issuance of a
complaint under Section 8(b)(4)(D) of the Act without a
prior hearing and determination under Section 10(k)
was proper.
Additionally, as previously noted, a second 8(b)(4)(D)
charge is apparently pending.5
The Board has unequivocally ruled that Section 8(a)(5)
may not be used to vindicate an allegedly unlawful refusal
to bargain which is part of a jurisdictional dispute. J. L
Allen Co., 199 NLRB 675, 676 (1972):
[W]e rest our dismissal of [the Section 8(a)(5)] allega-
tion on our determination that the conduct alleged to
constitute a refusal to bargain was, in fact, merely part
and parcel of the bona fide jurisdictional work dispute
which existed in this case and was so inseparably
intertwined with the other conduct in the course of the
jurisdictional dispute that to find and remedy any such
violation would also stand in conflict with the remedial
scheme contemplated by Congress as the exclusive
means for resolution of work-assignment claims be-
tween competing labor organizations .6
There is no apparent reasonable basis for distinguishing
an employer refusal to bargain under Section 8(a)(5) from a
union's refusal to bargain under Section 8(b)(3). Indeed, in
J. L Allen the majority expressly pointed out that "it would
be anomalous" not to apply the same reasoning to 8(a)(3)
and 8(b)(2) allegations in the context of a jurisdictional
dispute. 199 NLRB at 676. The present complaint alleges
that Respondent's violation consisted of refusing to execute
a contract the terms of which had been agreed on. An
employer's and a union's obligations in this regard are
identical. Had the situation been reversed, with Young
refusing to contract with the Union because of the Union's
refusal to comply with an adverse decision of the grievance,
there is no question that an 8(a)(5) complaint would be
dismissible under J. L Allen. I thus find that J. L Allen
requires dismissal of the refusal-to-bargain allegation in the
present case.
It is recognized that the foregoing ruling is based on
considerations and authority not advanced by Respondent.
However, counsel for the General Counsel was questioned
S In the absence of any specific information concerning that charge, it is
impossible to determine whether the matters here in issue can be resolved in
that proceeding, in which there has been a 10(k) hearing.
6 In a minority opinion in J L Allen, Members Kennedy and Penello
disagreed with the quoted ruling ( 199 NLRB at 676) TheJ L Allen case was
followed
by a Board panel in
Cornell-Leach,
Gibson Project, A Sole
Proprietorship, 212 NLRB 495 ( 1974), with Member Kennedy again dissent-
ing. Then, in
Bakery
Wagon Drivers & Salesmen Local 484, Teamsters
(Oroweat Baking Company), 214 NLRB 891 (1974), Members Kennedy and
Penello, as a panel majority, again rejected the J L Allen ruling. However, I
cannot read that latest panel decision as overruling the full Board decision,
particularly since the panel majority 's rejection of the J L Allen rule did not
control the ultimate result in Oroweat.
I Since the relevant facts are undisputed , the parties will be able to obtain
full review of the legal issue and a final decision by the Board on exceptions
Thus there appears to be no danger of a denial of due process by the present
decision based on a legal view not presented by the parties.
8 Because the Board there found , at most, that there was "probable
cause" to believe that Respondent had violated Sec 8(b)(4)(D), there could
be no effective review even if, as the Court of Appeals for the Ninth Circuit
briefly as to how a finding of an 8(b)(4)(D) violation could
be warranted in the present proceeding. In any event, I
understand J. L Allen, supra, and its progenitor, Brady-
Hamilton Stevedore Company, 198 NLRB 147 (1972), as
establishing that the absence of an 8(b)(4)(D) complaint
imposes a jurisdictional bar to the present litigation.?
In view of the clarity of the Board precedents, it is
perhaps unnecessary to add any further discussion. How-
ever, it may be advisable to point out a few considerations
which demonstrate that the J. L Allen rule as here applied
is not merely a technical, procedural matter, but rather
serves a substantive purpose.
As previously noted, the 10(k) notice of hearing was
quashed and no 8(b)(4XD) complaint was issued. The
Board's prior decision is thus unreviewable.8 Shell Chemical
Company v. N.LR.B., 495 F.2d 1116 (C.A. 5, 1974), cert.
denied 421 U.S. 963 (1975);
Bricklayers, Masons and
Plasterers International Union of America [Shelby Marble &
Tile Co.] v. N.LR.B., 475 F.2d 1316 (C.A.D.C., 1973). The
Board Decision in the 10(k) proceeding did not require
Respondent to execute a contract with Young. Sheet Metal
Workers International Association, Local Union No. 11
(Corrugated Asbestos Contractors, Inc.),
192 NLRB 32
(1971), affd. 458 F.2d 683 (C.A. 5, 1972). Until a final order
is issued on the 8(b)(4)(D) charge, Respondent is under no
legal
obligation pursuant to that section of the Act
(International Telephone & Telegraph Corp., Communications
Equipment & Systems Division v. Local 134, International
Brotherhood of Electrical Workers, AFL-CIO, 419 U.S. 428,
445 (1975); Bricklayers, supra, 475 F.2d at 1321, and
authorities there cited) and the Joint Board's award under
the prior contract is fully effective. Due process would
appear to require that any Board action superseding or
nullifying the arbitral award be in the form of a final,
reviewable order, a condition impossible to meet in the
present proceeding.
Throughout the period here involved9 Respondent ap-
pears to have been entirely willing to contract with Young if
the Company met its established liability under its prior
contract. So far as the record discloses, the work in dispute
had been completed and Respondent was not seeking
assignment of any type of work when it refused to contract
with Young until Young paid the $2,040 assessment. 10 The
General Counsel cites no authority for concluding that a
union or an employer is guilty of a refusal to bargain in
has held, contrary to the Board's view, that an order quashing a notice of
hearing in a 10(k) proceeding may be reviewable. Waterway Terminals
Company v. N LRB., 467 F 2d 1011 (1972)
The "probable cause" finding itself was in the nature of dictum , since it
was necessary to the Decision , which was based on the existence of an
agreed-upon method of resolving the dispute Cf Sheet Metal Workers Local
Union No 359, Affiliated with Sheet Metal Workers ' International Association,
AFL-CIO (Eli Piping), 217 NLRB 987, 990, fn. 4 (1975);
Construction,
Production & Maintenance Laborers' Union, Local No 383 of the Laborers
International Union of North America, AFL-CIO, (Industrial Turf Inc), 218
NLRB 424, 427, fn. 7 (1975).
9 Apparently Sec 10(b) of the Act would not preclude a finding in the
present case that cancellation of the contract in August 1973 was unlawful
because originating in a violation of Sec. 8(b)(4)(D )
Communications
Workers ofAmerica, AFL-CIO, Local 1127 (New York Telephone Company),
208 NLRB 258 (1974).
10 In its 10(k) Decision the Board said that "the Respondents sought to
obtain the reassignment of the disputed work .
by the cancellation of their
contract and thereafter their consequent refusal to refer sheet metal workers
to the Employer." However, the record in that proceeding is not before me
LOCAL UNION NO. 418, SHEET METAL WORKERS
309
good faith if it declines to bargain while the opposite party
persists in remaining in noncompliance with its established
obligations. It can scarcely have been the intention of
Congress to require a union to bargain with an employer
who has demonstrated his refusal to honor his commit-
ments.11 It would appear reasonable and consistent with
the policies- of the Act to hold that either a union or an
employer may be estopped to assert its right to bargain by
misconduct going to the heart of the bargaining relation-
ship, such as defiant breach of contract. Cf. The Massillon
Publishing Company, 212 NLRB 869 (1974).12 Otherwise
stated, it would,' perhaps' be reasonable to hold that
Respondent's obligation to bargain was suspended for so
long as Young in effect refused to bargain in good faith by
dishonoring an accrued debt under the prior contract.
In its 10(k) Decision the Board indicated that Respon-
dent's rescission of the contract was unlawful because
"coercive" within the strictures of Section 8(b)(4)(D). I do
not read the Board as holding that the provision for
rescission was per se unlawful or that in all circumstances
Respondent would be required to pursue only-judicial
remedies.13 See Amalgamated Lithographers ofAmerica and
Local No. 17 of the Amalgamated Lithographers of America
(The Employing Lithographers), 130 NLRB 985, 989 (1961),
enfd. 309 F.2d 31, 39 (C.A. 9, 1962), cert. denied 372 U.S.
943 (1963); Amalgamated Lithographers of America and
Local 78, Amalgamated Lithographers ofAmerica and Em-
ploying Lithographers of Greater Miami, Florida (Miami Post
Company), 130 NLRB 968 (1961), enfd. as modified 301
F.2d 20 (C.A, 5, 1962). Cf. Southern California Pipe Trades
District Council No. 16 (Associated General Contractors of
California, Inc. of California), 207 NLRB 698 (1973).
It is true that in Sheet Metal Workers, International
Association, Local Union No. 49 (Los Alamos Constructors,
Inc.), 206 NLRB 473, 476 (1973), the Board said, by way of
dictum, that it had "long held that coercion within the
meaning of Section 8(b)(4) encompasses all nonjudicial acts
of self-help in furtherance of a jurisdictional claim." To
support that statement the Board cited Ets-Hokin Corpora-
tion, 154 NLRB 839 (1965), enfd. sub nom. International
Brotherhood of Electrical. Workers, Local 769.405 F.2d 159
(C.A. 9, 1968), cert. denied 395 U.S. 921 (1969). In Ets-
Hokin it was held, inter alit, that a union engaged in
coercive conduct violative of Section 8(bX4)(B) of the Act
when it exercised its contractually -provided right to
terminate a collective-bargaining agreement - for the em-
ployer's breach of a subcontracting agreement. But the
Board there expressly noted that its ruling applied only to
cases involving Section 8(e) of the Act since there was no
"congressional intent to limit to lawsuits the enforcement of
a clause outside the reach of Section 8(e) without reference
to its proviso." 154 NLRB 843. Ets-Hokin clearly does not
outlaw right to terminate clauses which are incidental to
other lawful contractual provisions.
-
and the present record contains no evidence to support such a finding, Since
the finding was unnecessary to the prior Decision and was unreviewable, it is
not conclusive in the present independent proceeding. N L.R.B. v. Plasterers'
Local Union No. 79, Operative Plasterers' & Cement Masons' International
Assn., 404 U.S. 116, 122, fn. 10 (1971), citing with approval International
Typographical Union, Local 165, AFL-CIO (Worcester Telegram Publishing
Company, Inc.), 125 NLRB 759,761 (1959)
,Fa
n'
As Burns testified: "There's no use of signing a contract if they violated
the last one."
In Sheet Metal Workers International Association Local
Union No. 11 (Corrugated Asbestos Contractors, Inc.),
181
NLRB 154 (1970), the Board held there was probable cause
to believe that a union had violated Section 8(b)(4)(D) by
indicating that it would cancel its contract and refuse to
refer workers as a means of obtaining future assignment of
disputed work. The Board then proceeded to determine the
dispute. It thereafter found that the union had not violated
Section 8(b)(4)(D) or 8(b)(3) because it disclaimed repre-
sentation. Sheet Metal Workers International Association
Local Union No. 11 (Corrugated Asbestos Contractors, Inc.)
192 NLRB 32 (1971) affd. 458 F.2d 683 (C.A. 5, 1972). No
finding of violation of Section 8(b)(4XD) was made.
In the absence of any express overruling of Miami Post,
supra, 130 NLRB 968, 977, as reaffirmed in Ets-Hokin, I do
not understand present Board law to be that right to
terminate clauses or their utilization are per se coercive or
otherwise unlawful
In the context of an 8(b)(3) allegation it might be entirely
reasonable to place on Young the onus of having the
arbitral award judicially vacated, particularly in view of its
contractual commitment that such an award was to be final
and binding. It appears clear that the courts have jurisdic-
tion under Section 301(a) of the Act to vacate an arbitral
award (Metal Products Workers Union, Local 1645 v. The
Torrington Company, 242 F.Supp. 813, 818 (D.C. Conn.,
1965), affd. 358 F.2d 103 (C.A. 2, 1966)), even where the
award concerns a jurisdictional dispute within the purview
of Section 8(b)(4)(D). Sheet Metal Workers International
Union, AFL-CIO v. Aetna Steel Products Corporation, 246
F.Supp. 236, 239 (D.C. Mass., 1965), affd. 359 F.2d 1 (C.A.
1, 1966), cert. dewed 385 U.S. 839. The law favors use of
grievance procedures and arbitration in jurisdictional
disputes even when not all of the interested parties
participate. Carey v. Westinghouse Electric-Corp., 375U.S.
261, 265 (1964). To permit the losing party to ignore an
arbitral award and "shop around" for, an alternative,
favorable forum would seriously undermine the policy
favoring arbitration.
If Young had sought judicial vacation of the arbitral
award, it would not thereby have been barred from filing an
8(b)(4)(D) charge with the Board. Cf. Lodge 743, interna-
tional Union of Machinists, AFL-CIO v. United Aircraft
Corporation, 337 F.2d 5 (C.A. 2, 1964), cert. denied 380 U.S.
908,(1965). Nor would confirmation of the award (by denial
of vacation) preclude litigation of a further dispute generat-
ed by the award. Hellman v. Program Printing, Inc., 400
F.Supp. 915 (D.C.N.Y., 1975). Nor would Young sufer,any
separable injury by complying with the award pending
final determination "since any money expended ... can be
reimbursed should [Young] prevail." International Long-
shoremen's and Warehousemen's Union, Local 34 v. Cargill,
Inc., 357 F.Supp. 608, 609 (D.C.Calif., 1973). And a final
Board order- in the 8(bX4)(D) proceeding would take
12 "In our opinion, a decision by the Union to collectively withhold the
services of all employees might welljustify Respondent's taking the position
that the Union would thereby be estopped from claiming that Respondent
had to continue to apply the contract."
13 It is not clear what the Board's view would be if Respondent secured
judicial confirmation or enforcement of the award and Young thereafter
persisted in its refusal to pay.
310
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
precedence over a conflicting arbitral award, even if
confirmed by a court. International Brotherhood of Boiler-
makers, Iron Shipbuilders, etc. v. Combustion Engineering,
Inc, 337 F.Supp. 1349 (D.C.Conn., 1971);
Combustion
Engineering, Inc., 195 NLRB 909 (1972).
It is possible that in an action by Young to vacate the
award a court could order tripartite arbitration and relieve
Young of the possible conflict to which its two contracts
may have subjected it. See Columbia Broadcasting System,
Inc.
v. American Recording and Broadcasting Association,
414 F.2d 1326 (C.A. 2, 1969); Local 416, Sheet Metal
Workers International Association AFL-CIO v. Helgesteel
Corporation, 335 F.Supp. 812 (D.C.Wis., 1971). And such
arbitration might be stayed pending a proper Labor Board
proceeding. Boilermakers v. Combustion Engineering, Inc.,
supra. Further, the court presumably could issue an interim
stay, preventing the Union's taking action pending deci-
sion. In this connection, it is not without significance that
the Regional Director consented to vacation of the 10(1)
temporary injunction after the Board quashed the 10(k)
notice of hearing in the present case.
For the foregoing reasons, in the absence of a final order
in the 8(b)(4)(D) proceeding, it would appear improper to
conclude that Respondent committed unfair labor practices
by pursuing its contractual remedies, which are not per se
contrary to the Act. Cf. Rotenberg v. Plumbers' Union Local
15, United Association of Journeymen and Apprentices of the
Plumbing and Pipe Fitting Industry of the United States and
Canada, AFL-CIO 304 F.Supp. 880 (D.C.Minn., 1969).
1.
Section 8(b)(1)(A)
Asbury's charge (Case 9-CB-2739), filed on August 16,
1974, alleged violation of Section 8(b)(1)(A) in that Respon-
dent "unlawfully fined the Charging Party for engaging in
activities protected by Section 7 of the Act." In the
complaint this allegation is narrowed down to specify that
Respondent unlawfully disciplined Asbury "for refusing to
engage in work stoppage involving a jurisdictional dispute
violative of Section 8(b)(4)(D) of the Act and/or his failure
to adhere to Respondent's demand that he not work for
Young during the said dispute after Respondent elected to
refuse to refer employees to Young under its contract with
Young."
It is well established that a union may legitimately fine or
otherwise discipline one of its members for working during
a lawful strike or in defiance of a valid implementation of
the union's no-contract-no-work rule. Cf. Florida Power &
Light Co. v. International Brotherhood of Electrical Workers,
Local 641, et al., 417 U.S. 790 (1974). Therefore the Union's
fining and disciplining Asbury in the present case could be
improper only if Respondent was engaged in an unlawful
strike or had improperly invoked its no contract-no work
rule against Young. But, as clearly shown by the General
Counsel's argument, Respondent's strike or invocation of
14 Although the charge also alleged violation of Sec 8(b)(4XiXB), no such
allegation is contained in the complaint
15 Apparently at poor stages of this controversy Respondent contended
that Asbury was fined for working for Young or. June 4, while Young was
being picketed
I deem it immaterial whether Asbury was disciplined for
working during picketing or simply for working for an employer who did not
have a contract. There is no contention that the discipline was not proper so
far as the Union's constitution is concerned
16 Bums added "and then information right across the bottom of it " It is
not clear what this means
the no contract-no work rule was part of a jurisdictional
dispute. Just as Section 8(a)(3) and 8(b)(2) may not be used
as a vehicle for vindicating violations of Section 8(b)(4)(D)
(Brady-Hamilton Stevedore Company, 198 NLRB 147 (1972)),
there is no reason for permitting Section 8(b)(1)(A) to be so
used (Cornell-Leach, Gibson Project, A Sole Proprietorship,
212 NLRB 495 (1974)). That being so, J. L. Allen, supra,
requires dismissal of the present allegation that the disci-
pline of Asbury was unlawful.
The considerations previously set forth for not determin-
ing in this case that Respondent violated Section 8(b)(3) of
the Act are equally applicable to the 8(b)(1)(A) allegation.
2.
Section 8(b)(4)(ii)(B)
a.
The evidence
The complaint alleges that, as part of its continuing
jurisdictional dispute with Young, Respondent threatened
to picket Huntington Federal Savings and Loan Associa-
tion (Huntington) for the purpose of causing Huntington
and other person to cease dealing with Young, in contra-
vention of Section 8(b)(4)(ii)(B) of the Act.14 The facts are
simple, but there is some conflict of evidence.
In 1973, because of the jurisdictional dispute out of which
the present case arose, Respondent picketed Young's shop.
The picketing was discontinued when the temporary
injunction was issued on October 8, 1973. However, in May
1974, upon vacation of the injunction, picketing of Young's
premises was resumed. It was stipulated that Respondent
picketed Young's shop for some time during May. There is
a disagreement as to whether there was picketing on the
morning of June 4. I find it unnecessary to resolve this
dispute.15 According to Burns' uncontradicted evidence,
the picket signs read, in essence: "Young's Plumbing
Supply does not have agreement with Sheet Metal Workers
Local 418." i6 The General Counsel and Charging Party do
not complain of the picketing of Young's shop. IT
Early in June 1974 Huntington was having outdoor dnve-
in facilities constructed and was having a basement room
remodeled into an office. Ashworth Construction Company
was the general contractor on both thesejobs. In addition,
according to Charles D. Howland, Huntington's vice
president, Young, had been directly retained to do a
separate, relatively minor job of balancing the heating and
air-conditioning system in the building.18
On the morning of June 4, 1974, Asbury went to work at
the bank. At the time, Maynard Ramsey and Clyde Akers,
two other members of Respondent, were present, working
for Wilcoxen-Gatch, the roofing subcontractor under
Ashworth. Upon seeing Asbury, Akers telephoned Burns,
who in turn telephoned Howland. According to Howland,
Bums said that there was "scab" labor on the job and "it
wasn't permitted, because it had to be a union job."
Howland further testified that Bums "went on to state that
17 Such picketing would be at least arguably improper, if, as the
complaint alleges, Respondent was unlawfully refusing to sign a contract
18 Asbury, the Young employee assigned to the Job, testified that he was
doing some work in connection with the basement remodeling as well as the
balancing work on the second floor of the building. I deem it immaterial
whether Young was a subcontractor under Ashworth as well as a direct
contractor on the other, smaller project
- LOCAL UNION NO. 418, SHEET METAL WORKERS
311
he would hate to do anything to an association like
[Huntington ], but that man would have to be pulled off or
they would be forced to put up a picket line." Bums
identified Young as the "non-union" contractor involved.
Bums denied that he had referred to "picketing" in his
conversation with Howland. Bums testified that he told
Howland that the Union would take ".appropriate measures
to advertise," "appropriate steps" or "whatever action was
necessary, or something to that effect." Burns maintained
that he would not possibly have threatened to picket, since
picketing was prohibited by its collective-bargaining agree-
ments and thus would subject the Union to a valid
grievance by Wilcoxen-Gatch. However, Burns' testimony
in this regard was confused and he was unable to produce
any relevant contractual provision. When. asked what he
meant by "advertising," Bums stated, in effect, that he
would advise Respondent's- members not to patronize
Huntington and the Union's "members absolutely just
don't seem to want to spend their money with somebody
that's going to use that money against us."
After his telephone conversation with Bums, Howland
telephoned- Ashworth's and Young's offices, and left
messages for Mr. Ashworth and Neal Deering, Young's
vice president. Shortly thereafter Ashworth arrived at the
bank. According to Ashworth, Bums had already arrived
on the scene and was objecting to Asbury's presence.
However, Burns testified that by the time he arrived at the
bank Asbury and Young's truck had already left. In any
event, before Ashworth and Burns had any conversation,
Ashworth asked Asbury to leave and Asbury complied
forthwith. Akers and Ramsey, who had been standing
around not working, resumed their work. Ashworth and
Bums then spoke together. According to Ashworth, "Mr.
Bums said he could not understand why [Ashworth]
continued to use Young Plumbing when they were an
unsigned contractor."
While denying that he had threatened to "picket," Bums
frankly revealed that it was his aim to get Young (represent-
ed by Asbury) off the job. For example, Bums testified:
Q.
Well Mr. Bums, if you weren't trying to tell Mr.
Howland to get [Asbury] off the job, why did you call
him?
A.
Definitely, I was hoping they would remove the
man from the job.
Q.
That was the reason you called Mr. Howland?
A.
That was exactly our hope, that he would do
that.
Q.
And you called Mr. Howland to tell him that so
that he would get rid of Mr. Asbury, is that right?
A.
Never told him to get off of the job.
Q.
But that was what you were trying -
A.
That was his decision.
Q.
That was what you were trying to achieve,
wasn't it?
A.
Absolutely.
'9 It should be noted that the complaint does not allege violation of Sec.
8(b)(4)(i)(B)•
20 Remanded on other grounds 398 F.2d 11(C.A. 8,1968), reaffirmed 178
NLRB 119 ( 1969), enfd. 439 F 2d 225 (C.A. 8, 1971).
21 Even on Burns' testimony that he did not use the work "picket" but
Q.
And that was because Asbury worked for Young
Plumbing, is that right?
A.
Yes, sir.
In the 1974 10(k) hearing Burns was asked if he had
created the impression that the job would be picketed. He
answered: "There could. have been other results. The other
two sheet metal workers would have left, had he stayed
there because they value their union cards and they are
proud of it. They don't want to work with nonunion people,
they would have left." 19 In view of that statement, it is
difficult to take at face value Burns' statement that if the
other men had walked off the job, "as-business manager of
the local union, [he] would direct them to go back to work
on that job."
b.
Jurisdiction
Although the complaint alleges that Respondent's second-
ary activities were part of and, in furtherance of the
continuing jurisdictional dispute, the controlling. procedur-
al or jurisdictional considerations differ from those cover-
ing the 8(b)(3) and 8(b)(l)(A) allegations. Secondary
boycotts within the purview of Section 8(b)(4)(B) are
prohibited even if the union is engaged in a lawful strike
against the primary employer. The nature and origin of the
dispute between the union and the primary employer are
essentially immaterial. For this reason "it is well settled that
Section 8(b)(4)(B) and (D) are not mutually exclusive. The
existence of a jurisdictional dispute does not preclude a
finding that conduct aimed at resolving the dispute by
secondary means violates Section 8(b)(4)(B).
Carpenters
District Council of Kansas City and Vicinity (Ralph H.
McClain, et al.), 158 NLRB 1101, 1102, fn. 1(1966).20 This
view has been approved by the Supreme Court. N.L.R.B. v.
Local 825, International Union of Operating Engineers,
AFL-CIO [Burns & Roe, Inc.], 400 U.S. 297, 305-306
(1971).
Thus, in determining whether Respondent threatened
unlawful secondary activity in the present case it is
unnecessary to decide whether Respondent's refusal to
contract with or refer employees to Young was violative of
Section 8(b)(4)(D). Accordingly, unlike the 8(bXl)(A) and
8(b)(3) allegations, the absence of a complaint alleging
violation of Section 8(b)(4)(D) does not require dismissal of
the present allegation of unlawful secondary activity.
c.
Findings and conclusion
On all the evidence, having closely observed the demean-
or of the witnesses, I credit Howland's testimony that
Bums, speaking for Respondent, said that the Union would
picket the Huntington premises unless Young was removed
from the job.21 There can be no question that a purpose -
indeed, the only purpose - of Bums' statement was to
cause Huntington and Ashworth to cease doing business
with Young. I so find.
simply said he would "advertise" or take any necessary or appropriate steps,
such generalized threat ofeconomic action would be held coercive within the
strictures of Sec. 8(b)(4Xii)(B) of the Act. Local Union No. 174, International
Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America,
Independent (V. G. Scam 172 NLRB 1217 (1968).
312
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The foregoing findings, however, do not necessarily
dispose of the matter. Since the Union was engaged in a
dispute with Young, it was not entirely prohibited from
picketing any site at which Young was engaged. So long as
Respondent complied with the Moore Dry Dock stand-
ards,22 it could picket at Huntington's premises. Interna-
tional Brotherhood of Electrical Workers, Local Union 861,
and Arneth Lard, its agent (Plauche Electric, Inc.),
135
NLRB 250 (1962).
There is no evidence on which it can be found that Burns
threatened to engage in unlawful picketing; i.e., that the
Union would not strictly observe the Moore Dry Dock
standards for common situs picketing. Since Respondent
could probably engage in legal picketing by strictly
conforming with the Moore Dry Dock requirements, it
could be reasonably argued that its threat to picket was not
violative of the Act. See Amalgamated Packinghouse,
Leather and Allied Food Workers of Wisconsin (Packerland
Packing Company, Inc.), 218 NLRB 853 (1975); Internation-
al Union of Operating Engineers, Local No. 17, 17A and 17B,
AFL-CIO (Firelands Sewer and Water Construction Co.,
Inc.), 210 NLRB 150 (1974); Carpenters District Council of
Houston and Vicinity (Astrodomain Corporation), 202 NLRB
744, 747 (1973); Truck Drivers & Helpers Local Union No.
592, affiliated with International Brotherhood of Teamsters,
Chauffeurs,
Warehousemen and Helpers of America (Estes
Express Lines, Inc.), 181 NLRB 790, 791-792 (1970).
But Board precedents appear to place on the union the
obligation to give advance assurance that any picketing it
may conduct will be kept strictly within the Moore Dry
Dock limitations. A union may not make a generalized
threat to picket, with a presumption that it will conform
with established restrictions. General Drivers, Chauffeurs,
and Helpers, Local Union No. 886 (The Stephens Company),
133 NLRB 1393, 1395-96 (1961); Bryant Air Conditioning
and Heating Co., Inc. v. Sheet Metal Workers' International
Association, Local No. 541, AFL-CIO, 472 F.2d 969, 972
(C.A. 8, 1973); Local 2669, affiliated with Suffolk County
District Council of Carpenters, United Brotherhood of Car-
penters and Joiners of America, AFL-CIO >T & D Roofing
Co.), 173 NLRB 1232, 1235 ( 1968).
Accordingly, I find that Respondent violated Section
8(b)(4)(ii)(B) by threatening action against Huntington if it
continued to use Young as a contractor or subcontractor.
CONCLUSIONS OF LAW
1.
Young Plumbing & Supply, Inc., and Huntington
Federal Savings and Loan Association are engaged in
commerce within the meaning of Sections 2(6) and (7) and
8(b)(4)(ii)(B) of the Act.
2.
Respondent, Local Union No. 418, Sheet Metal
Workers' International Association , AFL-CIO, is a labor
organization within the meaning of Section 2(5) of the Act.
3.
By threatening Huntington Federal Savings and
Loan Association with economic pressure in furtherance of
a dispute with Young Plumbing & Supply, Inc., Respon-
dent has engaged in unfair labor practices within the
meaning of Section 8(b)(4)(ii)(B) of the Act.
4.
It has not been shown in this proceeding that
Respondent has engaged in any unfair labor practices other
than as set forth in the preceding conclusion.
THE REMEDY
Having found that Respondent has engaged in unfair
labor practices, I shall recommend a cease-and-desist and
notice-posting order as is customary in such cases.
[Recommended Order omitted from publication.]
22 Sailors' Union of the Pacific, AFL (Moore Dry Dock Company), 92
NLRB 547 (1950)