227 NLRB 214
Amay's Bakery & Noodle Co., Inc.
214
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Amay's Bakery & Noodle Co., Inc. and Produce,
Refrigerated
&
Processed Foods
&
Industrial
Workers Local 630, International Brotherhood of
Teamsters, Chauffeurs, Warehousemen & Helpers
of America. Cases 21-CA-14187, 21-CA-14214,
and 21-CA-14370
December 10, 1976
DECISION AND ORDER
BY MEMBERS FANNING, PENELLO, AND
WALTHER
On August 4, 1976, Administrative Law Judge
David G. Heilbrun issued the attached Decision in
this proceeding. Thereafter, the General Counsel filed
exceptions and a supporting brief; the Respondent
filed an answenng brief, and the General Counsel
filed a motion to strike portions of the Respondent's
brief.'
Pursuant to the provisions of Section 3(b) of the
National
Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and briefs
and has decided to affirm the rulings, findings, and
conclusions of the Administrative Law Judge and to
adopt his recommended Order, as modified herein.2
The Administrative Law Judge ordered that certain
of the discriminatees be placed on a preferential
hiring list based on his belief that the recent U.S.
Supreme Court decision of DeCanas et al. v. Bica et
at, 424 U.S. 351 (1976), precluded him from granting
reinstatement with full backpay to aliens without
working papers. The General Counsel excepted to the
proposed remedy, arguing that the Administrative
Law Judge erred in concluding that the
DeCanas
decision authorized the State of California to enforce
its law prohibiting the knowing employment of illegal
aliens. We agree with the General Counsel and
modify the proposed Order accordingly.
The Board consistently has held that illegal aliens
are employees within the meaning of the Act and are
entitled to the protection of the Act. Aliens without
working papers have been permitted to vote and have
been accorded protection in the exercise of Section 7
rights.3 It follows from this line of cases that illegal
aliens who are discharged in violation of Section
8(a)(3) normally are entitled to the conventional
remedy of reinstatement with backpay.
Although the Administrative Law Judge recognized
the Board precedents relating to illegal aliens, he
declined to order reinstatement in this case. He
reasoned that under principles of accommodation the
Board should not order action that would place a
party in direct violation of a valid state law.4 He
further concluded that, based on DeCanas, section
2805
was a valid state law, and therefore the
Respondent could not be ordered to reinstate the
discriminatees.
Section 2805 of the California Labor Code pros-
cribes the knowing employment of aliens "not
entitled
to
lawful
residence
in
the
United
States. . . ." The constitutionality of the statute has
been challenged in two state court cases. The first,
Dolores Canning Co. v. Howard, 40 Cal.App.3d 673,
115 Cal.Rptr. 435 (1974), was a declaratory judgment
action brought by a group of employers seeking to
have section 2805 declared unconstitutional and its
enforcement enjoined. The superior court found that
the statute was unconstitutional and permanently
enjoined its enforcement. The court of appeals
affirmed the decision, both because it was an attempt
by the State to legislate in an area of exclusive
Federal jurisdiction and because it interfered with the
Federal scheme of regulation of aliens under the
Immigration and Naturalization Act.
The second case, DeCanas v. Bica, supra, was an
action brought by farm workers for damages and
injunctive relief against farm labor contractors for
violation of section 2805. The employers demurred
on the basis that the statute was an unconstitutional
attempt by the State to legislate in a field preempted
by the Federal Government. The superior court
sustained the demurrer and dismissed the complaint,
and the court of appeals affirmed. The California
Supreme Court denied review, and the case was then
appealed to the United States Supreme Court.
The sole issue on appeal was whether the Immigra-
tion and Naturalization Act of 1952, as amended in
1965,5 precluded all state regulation of the employ-
ment of illegal aliens . The Court held that it did not
and reversed and remanded the DeCanas decision.
i We grant the General Counsel's motion to stake the Respondent's
recitation of events which have occurred since the date of the hearing herein
8 The Administrative Law Judge inadvertently omitted from his recom-
mended Order an affirmative order to bargain in good faith upon request.
Additionally, in par. 1(f) of his recommended Order, the Administrative Law
Judge used the narrow cease-and-desist language , "in any like or related
manner," rather than the broad injunctive language, "in any other manner,"
which the Board traditionally provides in cases involving serious 8(aX3)
discrimination conduct See N LR.B v Entwistle Mfg Co, 120 F 2d 532,
536 (CA. 4, 1941), Electrical Fittings Corporation, a Subsidiary of I-T-E
Imperial Corporation, 216 NLRB 1076 (1975) Accordingly, we shall modify
227 NLRB No. 38
the recommended Order to require the Respondent to cease and desist from
in any other manner infringing upon employees rights and to bargain in good
faith upon request
3 See Handling Equipment Corp, 209 NLRB 64 (1974), Lawrence Rigging,
Inc, 202 NLRB 1094 (1973). See also Dan Logan and J R Paxton, Co-
Partners, d/b/a Logan and Paxton, 55 NLRB 310 (1944)
4 Since we disagree with the Administrative Law Judge's interpretation of
the status of sec. 2805, it is not necessary to the disposition of this case to
decide whether the Board is limited by "pnnciples of accommodation" in
fashioning remedies for violations of the Act.
5 81] SC § 1101, et seq (INA)
AMAY'S BAKERY & NOODLE CO.
However, the Court left open the question of whether
section 2805 was unconstitutional as an obstacle to
accomplishment of the aims of the comprehensive
Federal scheme of regulation of immigration. The
Court pointed out that, as worded, the statute appears
to conflict with the INA since some aliens who are
not entitled to legal residence under the INA are
nonetheless permitted to work. However, the imple-
menting regulations may remove this conflict, and it
is the province of the state courts to construe the
statute in light of the regulations and determine
whether it conflicts with Federal Law.
The current status of section 2805 is therefore
unsettled. There has as yet been no final determina-
tion by the -California Supreme Court as to whether
section 2805 is constitutionally valid and can be
enforced. To the extent that the decision in Dolores
Canning is based on -the holding that no state
regulation of the employment of illegal aliens is
permissible, it is no longer good law. However, the
court in Dolores
Canning additionally based its
decision on a holding that the statute as construed
did interfere with the Federal scheme. Since that issue
was not before the U.S. Supreme Court, and in fact
was expressly left open by the Court, the Dolores
Canning decision and its permanent injunction prohi-
biting enforcement of section 2805 appear to remain
intact.
A conventional reinstatement order thus would not
place the Respondent in clear violation of a valid
state statute. Rather, it would return Respondent to a
position in which it had placed itself earlier, and, but
for the illegal discharges, in which it would still be. If
there is any risk in that position, it is a risk that the
Respondent by its' earlier wrongdoing voluntarily
assumed. Moreover, in the event that the California
Supreme Court finally determines that section 2805
can be enforced, -the Respondent may petition for
modification of the Order at the compliance stage.
Based on the foregoing, we find that the Adminis-
trative Law Judge erred in failing to grant the
conventional remedy of reinstatement to the discrimi-
natees.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed
Order of- the Administrative Law Judge as
modified below and hereby orders that the Respon-
dent, Amay's Bakery & Noodle Co., Inc., Los
Angeles, California, its officers, agents, successors,
and assigns, shall take the action set forth in the said
recommended Order, as so modified:
1.
Substitute the following for paragraph 1(f):
215
"(f) In any other manner interfering with, restrain-
ing, or coercing employees in the exercise of their
rights under Section 7 of the Act."
2.
Delete paragraphs 2(b) and (c), substitute the
following for paragraph 2(a) and reletter paragraph
2(d) as 2(b):
"(a) Reinstate Jesus Ayon, Antonio Rodriguez,
Manuel Casanova, Francisco Flores, Juan Melesio,
Raphael Padilla, Hipolito Rodriguez, Luis Rosales,
Jose Rubio, Sagrario Vargas, Miguel Vidrio, and Sam
Villegas to their former jobs or, if such jobs no longer
exist, to substantially equivalent positions of employ-
ment, and make them whole for any loss of earnings
incurred as the result of being discharged on Novem-
ber 17, 1975, or December 4, 1975."
3.
Insert the following as paragraph 2(c) and
reletter the subsequent paragraphs accordingly:
"(c) Bargain, upon request, with Produce, Refriger-
ated & Processed Foods & Industrial Workers Local
630,
International
Brotherhood
of
Teamsters,
Chauffeurs, Warehousemen & Helpers of America, as
exclusive representative of employees in the following
unit:
"All production and maintenance employees,
including bakery, shipping and receiving, and
truckdrivers employed by Respondent at its
facility located in Los Angeles, California; but
excluding office clerical employees, guards, pro-
fessional employees and supervisors as defined in
the Act."
4.
Substitute the attached notice for that of the
Administrative Law Judge.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
-
An Agency of the United States .Government
WE WILL NOT discharge or otherwise discrimi-
nate against any employee because of activities on
behalf of Produce, Refrigerated & Processed
Foods & Industrial Workers Local 630, Interna-
tional Brotherhood of Teamsters, Chauffeurs,
Warehousemen & Helpers of America,- or any
other union.
WE WILL NOT interrogate employees concerning
their activities on behalf of any union.
WE WILL NOT threaten to discharge employees
or to make other reprisals for joining or assisting
any union.
WE WILL NOT promise employees pay increases
in order to discourage their support for any union.
216
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
WE WILL reinstate Jesus Ayon, Antonio Rodri-
quez, Manuel Casanova, Francisco Flores, Juan
Melesio,
Raphael Padilla, Hipolito
Rodriguez,
Luis Rosales, Jose Rubio, Sagrario Vargas, Miguel
Vidrio, and Sam Villegas to their former jobs or, if
such jobs no longer exist, to substantially equiva-
lent positions of employment, and make them
whole for any loss of earnings incurred as the
result of being discharged on November 17, 1975,
or December 4, 1975.
WE WILL bargain, upon request, with Produce,
Refrigerated & Processed Foods & Industrial
Workers Local 630, International Brotherhood of
Teamsters, Chauffeurs, Warehousemen & Helpers
of America, as exclusive representative of employ-
ees in the following unit:
All production and maintenance employees,
including bakery, shipping and receiving,
and truckdrivers employed by us in Los
Angeles,
California;
but excluding office
clerical employees, guards, professional em-
ployees and supervisors as defined in the
Act.
unwarranted withdrawal of the Union's recognition as
exclusive bargaining representative for such employees.
Upon the entire record, including my observation of the
witnesses, and upon consideration of briefs filed by General
Counsel and Respondent, I make the following:
FINDINGS OF FACT
1. THE BUSINESS OF RESPONDENT AND THE LABOR
ORGANIZATION INVOLVED
Respondent, a corporation located in Los Angeles,
California, manufactures Chinese cookies, pastries, and
noodle products. It annually sells goods and products
valued in excess of $50,000 to customers in California, each
of which annually purchase and receive, or sell and ship,
other goods and products valued in excess of $50,000
directly from their suppliers, or to their customers, respec-
tively, located outside California. Further, it annually
purchases goods and products valued in excess of $50,000
from suppliers in California, each of which purchased and
received such goods and products directly from other
suppliers located outside California. I find Respondent is
an employer engaged in commerce within the meaning of
Section 2(6) and (7) of the Act and that the Union is a labor
organization within the meaning of Section 2(5).
WE WILL NOT in any other manner interfere
with, restrain, or coerce employees in the exercise
of rights protected under the National Labor
Relations Act.
AMAY'S BAKERY &
NOODLE CO., INC.
DECISION
STATEMENT OF THE CASE
DAVID G. HEILBRUN, Administrative Law Judge: This
case was heard at Los Angeles, California, during April 13-
15, 1976, based upon charges (and one amended charge)
filed on various dates from November 26, 1975, to
February 9, 1976, and amended consolidated complaint
issued on March 16, 1976, alleging that Amay's Bakery &
Noodle Co., Inc., called Respondent, engaged in various
conduct which violated Section 8(a)(1) of the National
Labor Relations Act, as amended, that on I November 18
and December 4 it discharged 12 named employees in
violation of Section 8(a)(3), and that during November it
violated Section 8(a)(5) by failure to bargain collectively in
good faith with Produce, Refrigerated & Processed Foods
& Industrial Workers Local 630, International Brotherhood
of Teamsters, Chauffeurs, Warehousemen & Helpers of
America, called the Union, through refusal to sign an
assertedly reached agreement, through direct bargaining
with employees of an appropriate unit, and through
I All dates and named months hereafter are in 1975, unless indicated
otherwise
2 Nardi had prepared a handprinted statement contemplating Respon-
dent's acknowledgment that cards so verified were "authentic" and the
Union was recognized as "bargaining representative" of production and
H. THE ALLEGED UNFAIR LABOR PRACTICES
Facts and Discussion
On October 28 a number of Respondent's employees
signed authorization cards in the course of an evening
meeting with Union Business Agents Juan Barra and Nick
Nardi. On October 30 Barra and Nardi appeared at
Respondent's place of business and spoke with its vice
president and part-owner, Jim Hom, claiming to represent a
majority of employees and desiring to discuss further
significance of the matter. Hom interposed legal counsel
and on November 5 Barra and Nardi met with Attorneys
Michael Chang and Albert C. Lum, the latter serving as
principal spokesman for Respondent. By arrangement a
card check was conducted the following day at Cathay
Bank, whose officer advised that 12 authorization cards
were "verified" upon comparison with 19 W-4 forms as
"electing for" the Union. Lum signed an arithmetical
summation of this information.2
On November 10 Barra and Nardi met Lum at his office,
presented a recently reached contract with Kwan Lee Lung
Company, and offered its terms (other than as to wages) for
the initial contract with Respondent. An hourly rate range
of $3 to $3.50 for truckdrivers and $2.30 to $2.50 for other
employees was expressly agreed upon, with further 25-cent
general hourly increases on anniversary dates of a 3-year
term. The topic of health and welfare was discussed but not
fully concluded since Lion chose to "check into whether or
not his insurance company ... could come up with a
package similar" as an alternative to the group insurance at
maintenance employees, including bakery, shipping and receiving, and
truckdrivers. Lum's signature appeared on this sheet following enclosed
writing which separately depicted numerical outcome of the count. The
plantwide bargaining unit involved, fully and formally phrased in the
amended consolidated complaint, is presumptively appropriate
AMAY'S BAKERY & NOODLE CO.
217
Kwan Lee Lung Company which utilized "the Los Angeles
Prepackers & Food Processors with Dental Plan included."
Barra and Nardi met again withLum on November 13 at
the Dynasty Club where, as testified to by Nardi, Lum
agreed to "the L.A. Prepackers insurance" and further
discussion committed the Union to preparation of neces-
sary contract documents and Respondent to installation of
a timeclock-.
During -November Hom had spoken individually and
collectively with employees. Jesus Ayon testified that on
November 5 Hom; accompanied by his brother-in-law
Victor Lomeli as translator, approached at Ayon's work-
place and said that if he "hadn't signed the Union card" he
would continue to be given work (but at a lower salary).
Juan Melesio -testified -that close to this time Horn ques-
tioned him about a Union card, stating Melesio would be
fired if he had signed a card. Also in early November Horn
assembled about 10 employees and, using an employee
named'Joaquin as translator, stated he did not want the
Union and would "report "illegal" employees to "Immigra-
tion." On November 15 Hom spoke individually with a
series of employees using Lomeli as translator. Raphael
Padilla testified that Hom said he didn't want "the Union
to get in" and would "pay us a little bit better." Manuel
Casanova testified that during his individual discussion
Hom expressed similar opposition to the Union and said he
would give the same benefits. Hipolito Rodriguez corrobo-
rated Padilla and Casanova.
On November 17 Ayon and Antonio Rodriguez, both
fortune cookie makers, were given final paychecks by
Horn's father.3 Each employee returned on subsequent
days to ascertain reasons for the action from Hom, Jr. Ayon
testified that Hom (Lomeli translating) said he "let me go"
because of being "the person that had headed the Union
movement." A. Rodriguez testified that Hom responded to
his request for explanation on November 18 by indicating
the discharge was because he "had signed the card with the
Union people."
On December 4 Hom spoke with employees preparing to
depart as a group at, quitting time. He stated that those
possessing a "green card" should return to work normally
the next day, while those without it should return only for
their paycheck.4 Melesio, Padilla, Casanova, H. Rodriguez,
and Sam Villegas testified that they did not attempt further
employment with Respondent after December 4 on the
basis of Horn's statement, since none of them possessed a
green card.
Hom testified that after the business agents' visit he
addressed (Joaquin translating) the employees "all togeth-
er" and said it was their decision whether to join the Union,
however, competition was strong and that consequence
would require him to raise prices. Subsequently about
November 15 he spoke (Lomeli translating) individually
with employees, reiterating their privilege to decide whether
to unionize, alluding to the recent closing of the similar
s The senior Hom is half-owner of Respondent. Ayon testified that part of
this episode on November 17 was a remark by Hom, Sr. that "no more work
was available 1 because he had problems with the Union."
4 The meaning of vernacularly known "green card(s)" is discussed in
Handling Equipment Corp., 209 NLRB 64, 65 (1974), in terms of basic
significance as the showing of U.S. Immigration and Naturalization Service
permission that a particular alien may lawfully hold employment . Also see
Monarch Tape Duplicating, 205 NLRB 520,524 (1973).
Nam Wah business, and offering to "match what the
current Union wages be if we have to." Still later he learned
from private sources of a continuing national concern with
the entry of illegal aliens and determined on this basis (in
agreement with his father), "to take care of this matter."
In March Respondent had purchased two fortune cookie-
making machines (with related automatic folding ma-
chines) on "eight to nine months" quoted delivery. Hom
testified that on "two or three" occasions he informed Ayon
and A. Rodriguez of this intention, which he perceived as a
change no longer requiring job skills in making this
product. He consequently discharged them, and for a few
weeks time purchased fortune cookies from an outside
source as installation of new equipment progressed.
Respecting the issue of recognition, General Counsel
correctly argues that doctrine of Fred, Snow, Harold Snow
and Tom Snow d/b/a Snow & Sons, 134 NLRB 709 (1961),
controls. The Union's business agents were channeled to
Respondent's legal counsel and upon amicable arrange-
ments an impartial functionary of the latter's choice
confirmed the requisite majority showing. Respondent's
subsequent position, manifested in a letter dated November
21 from Lunt to the Union, that doubts had arisen
concerning the employees' desires, is without reasonable
validity under circumstances of the previously freely chosen
route. Respondent's further contention that Lum's actions
were of a nonagency character is rejected as actual agency,
without supportive reference to statutory agency under
Section 2(13) of the Act, was exhibited in dealings at the
place where card check was made Lum's written conces-
sion of the configuration toward majority showing only
cements this conclusion further. Accordingly, the alleged
exclusive representative status of the Union has been shown
from the evidence. See Snow et at. v. N.L.RB., 308 F.2d 687
(C.A. 9, 1962), enfg. 134 NLRB 709 (1961); Kellogg's Inc.,
d/b/a Kellogg Mills, 147 NLRB 342 (1964), enfd. 347 F.2d
219 (C.A. 9, 1965); Harding Glass Industries, Inc., etc., 216
NLRB 331 (1975).
Testimony respecting
whether
Respondent reached
agreement on contract terms, in the manner contemplated
in Section 8(d) of the Act, was given by Barra and Nardi.
The latter's was more detailed and traced happenings at the
two meetings perceived by the business agents as negotiat-
ing sessions.5 Nardi testified that initial discussion with
Lum traversed all subjects of the Kwan Lee Lung contract,
as to each of which (excepting insurance) agreement was
reached via expressly articulated assent on behalf of
Respondent. The second discussion looking to contract
agreement was for the limited purpose of "find[ing] out
about" how Respondent would carry employee group
insurance. Although facts that relate to this issue are
uncontradicted, the evidence as a whole does not show
requisite meeting of the minds as to-create an identifiable
collective-bargaining agreement. It must be accepted that
Lute functioned with adequate apparent authority to bind
5 Respondent's statement of position on this issue, submitted in lieu of
evidence, contends that Lum served only within authority to "informally
meet with the union representatives [and] discuss possible contractual
terms." In this process it is here denied that "any specific contractual terms
[were ] agreed upon between employer's attorney and the union representa-
tives."
218
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Respondent, subject only to disclosed conditions. Barra
and Nardi differ in their perception of whether limiting
qualifications existed. Barra understood that any proposed
agreement "had to [be shown] to Hom," while Nardi
viewed Lum's capacity as generally "representing the
company." But beyond this matter, there is inadequate
showing that the wholly integrated language of a contract
document was ever agreed upon. Nardi depicts unresisting
acceptance of the full Kwan Lee Lung contract, and it is his
version that would support a finding of an 8(d) type
agreement. However, his testimony is belied both by
tangible documentary content and by Barra's version of the
facts. Nardi claimed agreement (among all other matters)
on the subject of holidays, yet he demonstrated such
insufficient grasp of the Kwan Lee Lung contract itself in
this area as to misstate the holidays there in effect. More
importantly, Barra could not identify the holidays suppos-
edly agreed upon and described discussion only in the
vague sense of being "modeled . . . more or less" on the
Kwan Lee Lung document. Most telling of all is Barra's
testimony that he "took it for granted" that Lum would sign
"after having the language finalized." In this circumstance
of ambiguity respecting precisely what was being agreed
upon, with the indication that actual substantive and
connective phraseology was yet to be scrutinized, it is
unrealistic to conclude that a collective-bargaining agree-
ment as that basic tool of the labor-management process is
known and understood was effectively reached through this
brief course of superficial dealings. Cf. J. W. Praught
Company, 212 NLRB 482 (1974). This conclusion is reached
with awareness of a passage in Lum's November 21 letter
that contractual terms "appeared reasonable to my client,"
since this does not intrinsically constitute unequivocal
agreement and the quoted language was purely tangential
to primary purposes of this communication.
Issues of this case relating to 8(a)(1) and (3) allegations
are susceptible to confident resolution. The testimony of
General Counsel's witnesses as detailed above is convinc-
ing, mutually consistent, and worthy of general credible-
ness respecting Horn's remarks to employees.6 Horn's
testimonial denials were extremely unreliable in nature and,
6 I disregard Ayon's recollection concerning the "lower salary" qualifica-
tion to continued employment (if not having signed a union card) as
probable misperception of verbal meaning
In addition I expressly credit
Melesio as to Horn's nontranslated threat of discharge since Hom claimed
minimal ability to make himself understood to employees notwithstanding
language barriers
r None of this testimony establishes, as separate doctrinal matters, that
Hom engaged "in direct bargaining" with employees or "created the
impression" of surveillance of employees' union activities, as alleged in par.
I I and 16, respectively , of the amended consolidated complaint I therefore
find that sufficient evidence in support of these allegations is not present and
appropriate partial dismissal is warranted Cf. Romo Paper Products Corp.,
208 NLRB 664 (1974),
Berton Kirshner, Inc, 209 NLRB 1081 (1974)
Furthermore, the wage increases allegedly "granted .
to discourage
support for the Union" (par 18 of the amended consolidated complaint)
occurred around early November, but were inconclusively shown from the
testimony as related to organizing activities in progress at the time However,
a threat of reprisal is present ; namely that of giving notification to the
Immigration Service strictly for the reason that employees espoused the
Union. In Mike Yurosek & Sons, 225 NLRB No 20(1976) the Board stated
its belief that "illegal aliens naturally experience some fear of detection and
deportation as a consequence of their unauthorized presence in the U.S," in
holding that "circumstances of this case
in the light of the entire record"
warranted overruling an objection to election conduct grounded in threats to
more importantly, neither translator testified on behalf of
Respondent. The upshot is that testimony respecting
Interrogation, threats, and unlawful promises was essential-
ly uncontradicted. Thus General Counsel established that
Respondent interrogated Melesio about his signing a card,
threatened both Ayon and Melesio for such signing, and
promised pay increases to several employees comparable to
what they might expect in the course of collective represen-
tation.7 In this context, plus a specific showing of animus, I
find that Respondent discharged employees for the particu-
lar reason that they had solicited representation from the
Union and that assigned • reasons for the two discharge
groupings are wholly pretextual.
This conclusion is lent substantial support by credible
testimony of Ayon and A. Rodriguez that Hom admitted
unlawful reasons, plus A. Rodriguez recalling Horn's father
had predicted the very consequence through a remark
earlier in November that for having "already signed" he
would "get us laid off."8 Finally, the November 17
discharges were premature in terms of installation sequence
for new machinery and, more significantly, not revoked
upon abrupt termination of numerous employees only
several weeks later based on the request for green cards.
Ayon and A. Rodriguez each had upwards of 7 years'
service with Respondent and were presumptively satisfacto-
ry workers and clearly capable of adaptation to other
production tasks had Respondent been free of intention to
exclude them from further employment for seeking repre-
sentation by the Union. The group terminations of Decem-
ber 4 were patently discriminatory, effected in a growing
atmosphere of coercive conduct and demonstrated hostility
to the desires of an employee majority. Horn's contrary
explanation is wholly rejected as self-serving fabrication,
designed only to attempt concealment of actual motivating
reasons that caused him to confront alien employees with a
demand for documentation that would not otherwise have
arisen .9
CONCLUSIONS OF LAW
1.
The Union,
at
all
times since November 6, has
represented a majority of employees in an appropriate unit
cause deportation of certain employees. Respondent's conduct here, con-
trasted with the free (election) choice rationale of Yurosek, was in deliberate
"exacerbat[ion]" of such fears with intent and effect of violating Section
8(a)(1)
8 While the father was not formally alleged to be Respondent's supervisor
and agent, the current ownership configuration and coordinated decision-
making between him and his son may properly be considered in determining
that pretextual action was engaged in by the latter
9 California Labor Code §2805(a), effective March 24, 1972, provides
that "No employer shall knowingly employ an alien who is not entitled to
lawful residence in the United States if such employment would have an
adverse effect on lawful resident workers " Secs (b) and (c) set forth penalty
and enforcement provisions. At this point in time ,
§2805 had been
controllingly interpreted as unconstitutional. While not necessarily disposi-
tive of the posture to be assumed by a prudent employer respecting alien
employees, such adjudication at least neutralized the consequences of
otherwise "knowing employment [etc 1 " It suffices to summarize this aspect
with the view that total circumstances, including the timing of conduct on
December 4 that would naturally result in elimination of undocumented
alien workersjust as Respondent was heightening efforts to shake loose from
the Union's prospective implementation of representational rights, make
these terminations fully as pretextual as earlier ones concerning specialty
employees
AMAY'S BAKERY & NOODLE CO.
consisting of all Respondent's production and maintenance
employees, including bakery, shipping and receiving, and
truckdrivers,
but excluding office clerical employees,
guards, professional employees and supervisors as defined
in the Act.
2. - Respondent, by interrogating employees concerning
their activities on behalf of the Union, by threatening to
discharge employees or make other reprisals in order to
discourage - their joining or assisting the Union, and by
promising wage increases in order to discourage employees
from supporting the Union, has engaged in unfair labor
practices affecting commerce within the meaning of Sec-
tions 8(a)(1) and 2(6),and (7) of the Act.
3.
Respondent, by discharging certain employees on
November -17 and December 4 because they engaged in
protected, concerted activities on behalf of the Union, has
engaged in unfair labor practices affecting commerce
within the meaning of Sections 8(a)(3) and 2(6) and (7) of
the Act.
4.
Respondent, by refusing to recognize the Union as
exclusive collective-bargaining representative of employees
in the unit defined in paragraph 1 above, has engaged in
unfair labor practices
affecting commerce within the
meaning - of Sections 8(a)(5) and 2(6) and (7) of the Act.
5.
Respondent has not violated the Act in any respect
other than as specifically found.
REMEDY
Remedial aspects of this case must be treated on two
planes. The first is scope of matters litigated respecting the
alleged discriminatees named in the amended consolidated
complaint. Five (Francisco Flores, Luis Rosales, Jose
Rubio, Sagrario Vargas, and Miguel Vidrio) did not testify
with General Counsel, explaining they "were unavailable
... and did not receive the subpoenas" since the "where-
abouts" of each was unknown.General Counsel asserts that
each was discharged on December 4 in the same manner as
other alien employees without green cards. Given back-
ground matters of record, there is a proper basis to agree
with General Counsel's position. The missing five were
named in a first amended charge filed on January 26, 1976,
in time to be included in the original complaint dated
January 29, 1976. This complaint was formally answered on
March 2, 1976, by admission, inter alia, that all persons of
then paragraph 12 (amended to become par. 13 with
addition of Villegas' name) had been discharged on or
about December 4 and not thereafter reinstated. In curing
the lack of formal answer to, amended consolidated
complaint, Respondent's amendment of record at hearing
made no modification to the prior admission in this regard.
Noting that Hom remembered "asking all my employees to
show their green card" and that supporting evidence
indicates complete dissemination of the request, it is
believable that the missing five were an integral part of
group dynamics on December 4 and immediately subse-
quent days. Thus, I include them within the scope of 8(a)(3)
violations established' here and, extend them the same
remedy as attaches to each undocumented alien that did
testify.
Concerning the second general branch, much emphasis
has been placed on Lawrence Rigging, Inc., 202 NLRB 1094
219
(1973), and Handling Equipment Corp., 209 NLRB 64
(1974), as authority to extend customary remedial relief in
this matter. However, neither case is suitable to analysis of
the issue. In Lawrence Rigging the Board dealt with the
situation of an alien working in New York State during
1971 on student visa but not possessing a greed card, by
holding that nothing in the Act would warrant his denial of
employee status within the Act's meaning as eligibility of
aliens to vote in a Board election "is well established." In
support of the conclusion American Smelting and Refining
Company, 102 NLRB 1489, 1493 (1953), was cited. Actually
American Smelting is a consolidated representation case
devoid of the topic, whereas the succeeding case of that
volume, Morris Seidmon, Goldie Seidmon, Harry Henkin and
Leonard Seidmbn, d/b/a Southwester Co., 102 NLRB 1492
(1953), was presumably the intended reference. In South-
wester Co. a contention that employed citizens of Estonia
should be excluded from a representation proceeding as
"enemy aliens" was summarily overruled. As to Handling
Equipment, a major factual aspect of that case related to
discharge of 12 employees for failure to produce green
cards upon request, the prompt reinstatement of 7 when
this condition was fulfilled, and the subsequent reinstate-
ment of an additional 4 even without the production of
such cards (a 12th person was not further involved). In this
context "official notice" was taken of both California
Labor Code §2805 and Dolores Canning Co., Inc., et al. v.
Milias, as at that time a decision given July 24, 1972, by the
Los Angeles Superior Court in Case C-16928 to the effect
that- §2805 was unconstitutional. The Administrative Law
Judge in Handling Equipment sifted certain speculative
possibilities concerning the sequence of events in his case
and, in the course of finding that none of the 12 discharges
were discriminatorily motivated, found these persons to be
"employees"
within
the meaning of the Act without
reaching "the question whether [they] are entitled to the
protection of the Act." The Board adopted the recommend-
ed Order of Handling Equipment, adding its express assent
to finding that the 12 aliens were employees by statutory
definition, but concluding separately, based on Lawrence
Rigging,
that had they been unlawfully discriminated
against protection of the Act was available. In truth, both
Lawrence Rigging and Handling Equipment have limited
significance since neither deals squarely with the question
presented here. It is more illuminating to point out that
originating rationale of the Board in this general area is
found in Logan and Paxton, 55 NLRB 310 (1944), where a
Direction of Elections was footnoted as follows:
While no direct issue was made at the hearings as to
the inclusion in the units of non-citizen employees and
their eligibility to participate in the elections, it is
evident from the record that such an issue may arise at
the time of the elections. The Act does not differentiate
between citizens and non-citizens. In order to effective-
ly carry out the purposes of the Act, we conclude that
no distinction should be drawn on such a basis [citation
omitted]. Non-citizenship of an employee shall not,
consequently, constitute a disqualification for participa-
tion in the elections.
220
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The ultimate issue is whether the recent DeCanas case
affects disposition here.10 I conclude that it does. DeCanas
was an action arising in California by immigrant migrant
farmworkers against farm labor contractors alleging contin-
uing refusal to employ due to a surplus of labor resulting
from defendants' knowing employment, in violation of
§2805(a), of aliens not lawfully admitted to residence in the
United States. The Superior Court dismissed and the
California Court of Appeal affirmed, holding the §2805 was
an attempt to regulate conditions for admission of foreign
nationals and therefore usurped an exclusively Federal
area. The Supreme Court of California denied review. On
appeal the U.S. Supreme Court treated fundamental
doctrines of Federal preemption, discussed congressional
intent relative to immigration legislation, analogized sub-
ject areas touching employment and decided, while noting
"questions of construction of §2805(a) [yet Ito be settled by
the California courts," that it sufficed to reverse as error the
holding which "precluded any state authority to regulate
the employment of illegal aliens." The opinion footnoted an
assumption, arguendo,
that in the context of litigation
terminology "illegal aliens," the prohibition of §2805 would
apply only "to aliens who would not be permitted to work
in the United States under pertinent federal laws and
regulations." The Court emphasized this point was an issue
open to appropriate "correct construction" by the state
courts on remand. Related to DeCanas is Dolores Canning
Co., Inc. v. Howard, 40 C.A. 3d 673; 115 Cal. Rptr. 435
(decided July 17, 1974, on appeal from No. C-16928). In
Dolores Canning the court affirmed, holding §2805 unconst-
itutional because INA (Immigration and Nationality Act of
1952 as amended in 1965 - 8 U.S.C. § 1101, et seq.) is an
expression of congressional judgment that state action be
subordinated to uniform Federal regulation in matters
affecting employment of aliens and nonimmigrants and
because this state legislation encroached upon and inter-
fered with a comprehensive regulatory scheme enacted by
Congress in the exercise of its exclusive power over
immigration The court of appeal, in agreeing with the trial
court, expressly declined to treat the statutory phrase "not
entitled to lawful residence" to mean the same as "illegal
alien." A decision of further significance is Alonso v. State
of Cal fornia, 50 C.A. 3d 242; 123 Cal. Rptr. 536 (1975).
Here both
Dolores
Canning
and DeCanas were each
distinguished on grounds that plaintiff Alonso, admittedly
an alien, had been collaterally found to be illegally in the
country. Demal of unemployment compensation benefits
because plaintiff was not "available for work" was affirmed
on grounds that an unlawfully present alien is without usual
constitutional rights and the statute under which benefits
were sought is in harmony with Federal legislation pertain-
ing to immigration. The court traced a "common thread"
running through U.S. Supreme Court cases involving aliens
ii DeCanas et at v Bica et al , 424 U S. 351 (1976)
11 A period of 2 years in length is chosen because it reasonably constitutes
an adequate period for governmental implementations under §2805, with
practical limitation on the future extent to which such a conditional
obligation must run
i2 The date of March I, 1976, is chosen to cut off backpay for the 10
employees in recognition of a 4-day period following decision reasonably
necessary for advice of U S. Supreme Court action in DeCanas to be
disseminated, during which time the discrimmatees otherwise would have
and found it to be the factor of "lawfully resident" (emphasis
supplied) aliens; holding that an alien "unlawfully" in the
country "has no right to work."
The composite significance ofjudicial and administrative
law holdings in the area dictates a result highly limiting of
ordinary remedial entitlement. It is not enough to rely on
doctrine that aliens generally have been accorded the
standing of employees within meaning of the Act. What is
truly involved is a more fundamental matter of accommo-
dation within the Federal system. At present, based on
DeCanas, the State of California is authorized to enforce
§2805. The "questions" noted by the U.S. Supreme Court
for future refinement do not affect basic enforceability. It is
contrary to the principle of accommodation for Board
processes to order action that would directly violate state
law. The preferred approach is to acknowledge valid state
authority in this regard, preserving only insofar as possible
the preventative benefits of relief favoring unlawfully
discharged employees. See Stein Printing Company, 204
NLRB 17 (1973). Cf. National League of Cities v. Usery, 44
LW 4974, 22 WH Cases 1064 (decided June 24, 1976) 23
WH Cases 38 (1977); Emerald Maintenance, Inc.,
188
NLRB 876 (1971). Accordingly, for the 10 employees
named in paragraph 13 of the amended consolidated
complaint, I shall fashion a requirement that Respondent
place them on preferential hiring status, for a period of 2
years, reinstating them to their former or substantially
equivalent positions immediately upon condition that at
any time during such period it shall become lawful to do
so.it
Having found that Respondent has engaged in certain
unfair labor practices affecting commerce, I shall further
recommend that it cease and desist therefrom, that it
reinstate Ayon and A. Rodriguez to their former or
substantially equivalent positions and make them whole
from being discharged, that it make whole an additional 10
discharged employees for losses until March 1, 1976, that it
recognize and, upon request bargain, with the Union, and
that it post an appropriate notice.12 Backpay due employ-
ees shall be computed as provided in F. W.
Woolworth
Company, 90 NLRB 289 (1950), and Isis Plumbing &
Heating Co., 138 NLRB 716 (1962).
Upon the foregoing findings of fact, conclusions of law,
and the entire record and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:
ORDER 13
Respondent, Amay's Bakery & Noodle Co., Los Angeles,
California, Inc., its officers, agents , successors, and assigns,
shall:
1.
Cease and desist from:
(a)
Discharging or otherwise discriminating against
employees to discourage protected , concerted activities for
enjoyed a continuing right of reinstatement Because a substantial number of
persons affected by this remedy are Spanish spealung, the notice shall also be
printed in that language See Monarch Tape Duplicating, 205 NLRB 520
i3 In the event no exceptions are filed as provided by Sec 102 46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec 102 48
of the Rules and Regulations, be adopted by the Board and become its
findings, conclusions, and Order, and all objections thereto shall be deemed
waived for all purposes
AMAY'S BAKERY & NOODLE CO.
the purpose of collective bargaining or other mutual aid or
protection, or to discourage membership in Produce,
Refrigerated & Processed Foods & Industrial Workers
Local 630, International Brotherhood of Teamsters,
Chauffeurs, Warehousemen & Helpers of America, or any
other labor organization.
(b) Interrogating employees concerning their activities on
behalf of the Union.
(c) Threatening employees with discharge and other
reprisals in order to discourage them from joining or
assisting the Union.
(d) Promising wage increases to employees in order to
discourage their support for the Union.
(e) Refusing to bargain collectively with the Union as
exclusive representative of the following unit:
All production and maintenance employees, including
bakery, shipping and receiving, and truckdrivers em-
ployed by Respondent at its facility located in Los
Angeles, California; but excluding office clerical em-
ployees, guards, professional employees and supervisors
as defined in the Act.
(f) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of their
rights under Section 7 of the Act.
2.
Take the following affirmative action to effectuate
the policies of the Act:
(a) Reinstate Jesus Ayon and Antonio Rodriguez to their
former or substantially equivalent positions of employment
and make them whole for any loss of earnings incurred as
the result of being discharged on November 17, 1975.
14 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursuant
221
(b) Place Manuel Casanova, Francisco Flores, Juan
Melesio, Raphael, Padilla, Hipohto Rodriguez, Luis Ro-
sales, Jose Rubio, Sagrario Vargas, Miguel Vidrio, and Sam
Villegas on a preferential hiring list for a period of 2 years
and, at any time during that 2-year period that it becomes
lawful to do so, reinstate them to their former or substan-
tially equivalent positions of employment.
(c) Make whole the 10 individuals named in paragraph
2(b) above for any loss of earnings incurred by them from
December 4, 1975, to March 1, 1976.
(d) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all other records
necessary to analyze the amount of backpay due under the
terms of this Order.
(e) Post at its Los Angeles, California, facility copies of
the attached notice marked "Appendix." 14 Copies of said
notice, in both English and Spanish, on forms provided by
the Regional Director for Region 21, after being duly
signed by Respondent's authorized representative, shall be
conspicuously posted by it immediately upon receipt and
be maintained for 60 consecutive days thereafter, in
conspicuous places, including all places where notices to
employees are customarily posted. Reasonable steps shall
be taken by Respondent to ensure that such notices are not
altered, defaced, or covered by any other material.
(f) Notify the Regional Director, in writing, within 20
days from the date of this Order, what steps have been
taken to comply herewith.
IT IS FURTHER RECOMMENDED that the complaint be
dismissed in all other respects.
to a Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board "