227 NLRB 544
St. Vincent's Hospital
544
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
St.
Vincent's Hospital and Local 68, International
Union Of Operating Engineers, AFL-CIO. Case
22-CA-6992
December 23, 1976
DECISION AND ORDER
Upon a charge filed on May 25, 1976, by Local 68,
International Union of Operating Engineers, AFL-
CIO, herein called the Union, and duly served on St.
Vincent's Hospital, herein called the Respondent, the
General Counsel of the National Labor Relations
Board, by the Regional Director for Region 22, issued
a complaint and notice of hearing on June 15, 1976,
against Respondent, alleging that Respondent had
engaged in and was engaging in unfair labor practices
affecting commerce within the meaning of Section
8(a)(5) and (1) and Section 2(6) and (7) of the
National Labor Relations Act, as amended. Copies of
the charge, complaint, and notice of hearing before
an Administrative Law Judge were duly served on the
parties to this proceeding.
With respect to the unfair labor practices, the
complaint alleges in substance that on May 13, 1976,
following a Board election in Case 22-RC-6277, the
Union was duly certified as the exclusive collective-
bargaining representative of Respondent's employees
in the unit found appropriate;' and that, commenc-
ing on or about May 18, 1976, and at all times
thereafter, Respondent has refused, and continues to
date to refuse, to bargain collectively with the Union
as the exclusive bargaining representative, although
the Union has requested and is requesting it to do so.
On June 24, 1976, Respondent filed its answer to the
complaint admitting in part, and denying in part, the
allegations in the complaint.
On August 25, 1976, Respondent filed a notice of
Motion for Summary Judgment and a brief in
support of its motion, with an appendix attached,
seeking dismissal of the complaint. On August 26,
1976, counsel for the General Counsel filed directly
with the Board a Motion for Summary Judgment,
and a memorandum in support thereof, with attach-
ments. Subsequently, on September 8, 1976, the
Board issued an order transferring the proceeding to
the Board and a Notice To Show Cause why the
Respondent's and/or the General Counsel's Motion
for Summary Judgment should or should not be
granted. Neither Respondent nor the General Coun-
sel filed a response to Notice To Show Cause.
Upon the entire record in this proceeding, the
Board makes the following:
Ruling on the Motions for Summary
Judgment
In its answer to the complaint and its brief in
support of its Motion for Summary Judgment,
Respondent admits its refusal to bargain but con-
tends it is not obligated to bargain because the unit
for which the Union is certified is not appropriate. In
this regard Respondent, in substance, argues that
finding a unit of 4 boiler operators to be appropriate
in a hospital which employs approximately 275
employees constitutes unwarranted proliferation of
bargaining units contrary to the public interest and
the intent of Congress . The General Counsel con-
tends Respondent is improperly seeking to relitigate
issues which were raised and decided in the underly-
ing representation case . We agree with the General
Counsel.
Review of the record herein, including the record in
Case 22-RC-6277, reveals that, in the representation
proceeding, the Union sought to represent a unit
consisting of four boiler operators in the plant
operations department and three plant maintenance
department employees. Respondent contended, in
substance, that the requested unit was inappropriate
for collective-bargaining purposes as the employees
therein did not share a sufficient community of
interest separate from the other unrepresented em-
ployees . In support of this contention, Respondent's
posthearing memorandum asserted (1) a finding that
a plant maintenance and plant operations unit is
appropriate in a hospital with approximately 280
employees would fragment the hospital into innumer-
able units contrary to the public interest and the
concern of Congress with proliferation of bargaining
units in hospitals; (2) the plant maintenance depart-
ment employees and the plant operations department
employees lack the cohesiveness and homogeneity
necessary to constitute an appropriate unit; and (3)
the plant maintenance employees and the plant
operations employees do not share a separate com-
munity of interest.
Following the hearing, at which the Union alterna-
tively sought a separate unit of boiler operators, the
Regional Director issued his Decision and Direction
of Election on December 19, 1974, in which he found
that only the boiler operators constituted a unit
appropriate for collective bargaining as the mainte-
nance employees should not be placed in a unit
separate from Respondent's housekeeping employ-
ees. Accordingly, the Regional Director directed an
election in the boiler operator unit.
I Official notice is taken of the record in the representation proceeding,
1968); Golden Age Beverage Co., 167 NLRB 151 (1967), enfd. 415 F.2d 26
Case 22-RC-6277, as the term "record" is defined in Secs. 102.68 and
(C.A. 5, 1969); Intertype Co. v Penello, 269 F.Supp. 573 (D.C.Va., 1967);
102.69(g) of the Board's Rules and Regulations, Series 8, as amended. See
Follett Corp., 164 NLRB 378 (1967), enfd. 397 F.2d 91 (C.A. 7, 1968); Sec.
LTV Electrosystems, Inc., 166 NLRB 938 (1967), enfd. 388 F.2d 683 (C.A. 4,
9(d) of the NLRA, as amended.
227 NLRB No. 70
ST. VINCENT'S HOSPITAL
545
Respondent filed a request for review of the
Regional
Director's decision with the Board in
Washington, D.C. By telegraphic order dated June 3,
1975, the Board granted the request for review and
stayed the election pending a decision on review.
Thereafter, on April 2, 1976, after -consideration of
Respondent's brief in support of its request for review
in which it reiterated its contentions regarding unit
appropriateness, the full Board issued its Decision on
Review.2 The Board found, in agreement with the
Regional Director, that the boiler operators consti-
tuted a separate appropriate unit, and remanded the
proceeding to the Regional Director to conduct an
election pursuant to his Decision and Direction of
Election.3 Pursuant to the Board's decision, an
election was held which the Union won. On May 13,
1976, in the absence of objections to the tally of
ballots or to the conduct of the election, the Union
was certified as the exclusive collective-bargaining
representative of the employees in the boiler operator
unit found to be appropriate.
It thus appears Respondent is seeking to relitigate
herein the appropriate unit issue which was fully
litigated and decided adversely to Respondent in the
underlying representation case. It is well settled that
in the absence of newly discovered or previously
unavailable evidence or special circumstances a
respondent in a proceeding alleging a violation of
Section 8(a)(5) is not entitled to relitigate issues which
were or could have been litigated in a prior represen-
tation proceeding.4
All issues raised by the Respondent in this proceed-
ing were or could have been litigated in the prior
representation proceeding, and the Respondent does
not offer to adduce at a hearing any newly discovered
or previously unavailable evidence, nor does it allege
that any special circumstances exist herein which
would require the Board to reexamine the decision
made in the representation proceeding.5 We therefore
find that the Respondent has not raised any issue
which is properly litigable in this unfair labor practice
2 223 NLRB 638, (Chairman Murphy and Members Penello and Walther
each concurring separately).
3 In its briefin support of its Motion for Summary Judgment, Respondent
contends that the Board, in the underlying representation case, improperly
failed to consider the relative size of the hospital in assessing the appropriate-
ness of a unit confined to boiler operators. This factor was raised and fully
briefed by the Respondent before the Board and, in finding the boiler
operator unit to be appropriate, the Board necessarily considered and found
without merit Respondent's argument as to the relative we of the hospital.
4 See Pittsburgh Plate Glass Co. v. N.L.R.B., 313 U.S. 146, 162 (1941);
Rules and Regulations of the Board, Secs. 102.67(f) and 102.69(c).
5 In its brief in support of its Motion for Summary Judgment, Respondent
contends the Board should reconsider its unit determination in the underly-
ing representation case due to allegedly inconsistent Board decisions
involving hospital boiler operator bargaining units. In this regard, Respon-
dent cites Shriners Hospitals for Crippled Children 217 NLRB 806 (1975),
which was decided prior to the decision in the underlying representation
case, and The Paul Kimball Hospital: 224 NLRB 458 (1976), which was
decided subsequent thereto. Initially, we note that Board decisions involving
proceeding. We shall, accordingly, deny the Respon-
dent's Motion for Summary Judgment, and grant the
General Counsel's Motion for Summary Judgment.
On the basis of the entire record, the Board makes
the following:
FINDINGS OF FACT
I. THE BUSINESS OF THE RESPONDENT
At all times material herein, Respondent has
maintained its principal location at 45 Elm Street,
Montclair, New Jersey, and is now and has been
continuously engaged in providing health care and
related services. Respondent's Montclair Hospital is
its only facility involved in this proceeding.
In the course and conduct of Respondent' s business
operations during the preceding 12-month period,-
which is representative of its operations at all times
material herein, Respondent received gross revenue
valued in excess of $250,000.6
We find, on the basis of the foregoing, and on the
basis of Respondent's admission in its answer, that
Respondent is, and has been at all times material
herein, an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act, and that it
will effectuate the policies of the Act to assert
jurisdiction herein.
II. THE LABOR ORGANIZATION INVOLVED
Local 68, International Union of Operating Engi-
neers, AFL-CIO, is a labor organization within the
meaning of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A.
The Representation Proceeding
1.
The unit
The following employees of the Respondent consti-
tute
a unit, appropriate for collective-bargaining
appropriate bargaining unit determinations are necessarily dependent upon
the particular facts of individual cases. Further , with respect to Shriners
Hospitals, the Board, in the underlying representation case, clearly was aware
of that case and considered its impact upon the underlying unit determma-
tion herein. (See Member Penello's extensive discussion of Shriners Hospitals
in his concurring opinion, and Member Walther's agreement therewith).
Similarly, with respect to Paul Kimball, the Board therein, with Member
Fanning dissenting, specifically considered the Decision on Review herein,
and found it to be factually distinguishable. As we thus find Respondent's
characterization of Board decisions in this area as inconsistent to be without
merit, and as Respondent offers no other alleged special circumstances
which' would require the Board to reexamine the decision in the representa-
tion proceeding, we deny the request for reconsideration.
6 Although Respondent's answer denies the complaint's allegations as to
direct inflow in excess of $50,000, the answer admits that Respondent is an
employer engaged in commerce within the meaning of Sec. 2(6) and (7) of the
Act and thus concedes legal jurisdiction . Further, the Regional Director and
the Board assertedjurisdiction in the underlying representation case.
546
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
purposes within the meaning of Section 9(b) of the
Act:
.
A11 boiler operators employed at Respondent's
Montclair Hospital, but excluding office clerical
employees, maintenance employees, dietary em-
ployees, housekeeping employees, laundry em-
ployees, technical employees, registered nurses,
licensed practical nurses, professional employees,
guards, supervisors as defined in the Act, and all
other employees.
2.
The certification
On April 30, ,1976, a majority of the employees of
Respondent in said unit, in a secret ballot election
conducted under the supervision of the Regional
Director for Region 22, designated the Union as their
representative for, the purpose of collective bargain-
ing with the Respondent. The Union was certified as
the collective-bargaining bargaining representative of
the employees in said unit on May 13, 1976, the
Union continues to be such exclusive representative
within the meaning of Section 9(a) of the Act.
B.
The Request To Bargain and Respondent's
Refusal
Commencing on or about May 18, 1976, and at all
times thereafter, the Union has requested the Re-
spondent to bargain collectively with it as the
exclusive collective-bargaining representative of all
the employees in the above-described unit.? Com-
mencing on or about May 18, 1976, and continuing at
all times thereafter to date, the Respondent has
refused, and continues to refuse, to recognize and
bargain with the Union as the exclusive representa-
tive for collective bargaining of all employees in said
unit.
Accordingly, we find that the Respondent has,
since May 18, 1976, and at all times thereafter,
refused to bargain collectively with the Union as the
exclusive representative of the employees in the
appropriate unit, and that, by such refusal, Respon-
dent has engaged in and is engaging in unfair labor
practices within the meaning of Section 8(a)(5) and
(I) of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of Respondent set forth in section III,
above, occurring in connection with its operations
described in section I, above , have a close, intimate,
and substantial relationship to trade , traffic, and
commerce among the several States and tend to lead
to labor disputes burdening and obstructing com-
merce and the free flow of commerce.
V. THE REMEDY
Having found that-Respondent has engaged in and
is engaging in unfair labor practices within the
meaning of Section 8(a)(5) and (1) of the Act, we shall
order that it cease and desist therefrom, and, upon
request, bargain collectively with the Union as the
exclusive representative of all employees in the
appropriate unit, and, if an understanding is reached,
embody such understanding in a signed agreement.
In order to insure that the employees in the
appropriate unit will be accorded the services of their
selected bargaining agent for the period provided by
law, we shall construe the initial period of certifica-
tion as beginning on the date Respondent commenc-
es to bargain in good- faith with the Union as the
recognized bargaining representative in the appropri-
ate unit. See Mar-Joe Poultry Company, Inc.; 136
NLRB 785 (1962); Commerce Company d/b/a Lamar
Hotal, 140 NLRB 226,229 (1962), enfd. 328 F.2d. 600
(C.A. 5, 1964), cert. denied'379 U.S. 817 (1964);
Burnett Construction Company, 149 NLRB 1419, 1421
(1964), enfd. 350 F.2d 57 (C.A. 10, 1965).
The Board, upon the basis of the foregoing facts
and the entire record, makes the following:
CONCLUSIONS OF LAW -
1.
St. Vincent's Hospital is an employer engaged
in commerce within the meaning of Section 2(6) and
(7) of the Act.
2.
Local 68, International Union of Operating
Engineers, AFL-CIO, is, a labor organization within
the meaningof Section- 2(5) of the Act.
3.
All boiler operators employed at Respondent's
Montclair Hospital, but excluding office clerical
employees, maintenance employees, dietary employ-
ees, housekeeping employees, laundry employees,
technical employees, registered nurses, licensed prac-
tical nurses, professional employees, guards, supervi-
sors as defined ,in the Act, and all other employees
constitute a unit appropriate for the purposes of
collective bargaining within the meaning of Section
9(b) of the Act.
4.
Since May 13, 1976, the above-named labor
organization has been and now is the certified and
exclusive representative of all employees in the
aforesaid appropriate unit for the purpose of collec-
tive bargaining within the meaning-of Section 9(a) of
the Act.
7 Respondent's answer admits that the Union has requested it to bargain,
However, as Respondent's answer admits its refusal to bargain as of May 18,
but effectively denies that such requests occurred on or about May 19, 1976,
and at other times 'thereafter to date, including on or about May 25, 1976.
1976, we shall find a request to bargain as of that date.
ST. VINCENT'S HOSPITAL
5.
By refusing on or about May 18, 1976, and at
all. times thereafter, to- bargain collectively with the
above-named labor organization as the exclusive
bargaining representative of all the employees of
Respondent in the appropriate unit, Respondent has
engaged in and is engaging in unfair labor practices
within the meaning of Section 8(aX5) of the Act.
6.
By the aforesaid refusal to bargain, Respondent
has interfered with, restrained, and coerced, and is
interfering with, restraining, and coercing, employees
in the exercise of the rights guaranteed to them -in
Section 7 of the Act, and thereby has engaged in and
is engaging in unfair labor -practices within the
meaning of Section 8(a)(1) of the Act.
7.
The aforesaid unfair labor practices are unfair
labor practices affecting commerce within the mean-
ing of Section 2(6) and (7) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby orders that the Respondent,
St. Vincent's Hospital, Montclair, New Jersey, - its
officers, agents, successors, and assigns, shall:
1.
Cease and desist from:
(a) Refusing to bargain collectively concerning
rates of pay, wages, hours, and other terms- and
conditions of employment with Local 68, Internation-
al Union of Operating Engineers, AFL-CIO, as the
exclusive bargaining representative of its employees
in the following appropriate unit:
All boiler operators employed at Respondent's
Montclair Hospital, but excluding office clerical
employees, maintenance employees, dietary em-
ployees, housekeeping employees, laundry em-
ployees, technical employees, registered nurses,
licensed practical nurses, professional employees,
guards, supervisors as ^ defined in the Act, and all
other employees.
(b) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of
the rights guaranteed them in Section 7 of the Act.
2.
Take the following affirmative action which the
Board finds will effectuate the policies of the Act:
(a) Upon request, bargain with the above-named
labor organization as the exclusive representative of
all employees in the aforesaid appropriate unit with
respect to rates of pay, wages, hours, and other terms
and conditions of employment, and, if an under-
standing is reached, embody such understanding in a
signed agreement.
(b) Post at its Montclair, New Jersey, facility,
copies of the attached notice marked "Appendix." 8
547
Copies of said notice, on forms provided by- the
Regional Director .for Region 22, after being duly
signed by Respondent's representative, shall be
posted by Respondent immediately upon receipt
thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all
places where notices to employees are- customarily
posted. Reasonable steps shall be taken by Respon-
dent to insure that said notices are not altered,
defaced, or covered by any other material.
(c) Notify the Regional Director for Region 22, in
writing, within 20 days from the date of the Order,
what steps have been taken to comply herewith.
8 In the event that this Order is enforced by -a Judgment of a United States
Court of Appeals, the words in the notice reading "Posted By Order Of The
National Labor Relations - Board" shall read "Posted Pursuant To A
Judgment Of The United States Court Of Appeals Enforcing An Order Of
The National Labor Relations Board."
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF TITS
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively
concerning rates of pay, wages, hours, and other
terms and conditions of employment with Local
68, International Union of Operating Engineers,
AFL-CIO, as the exclusive representative of the
employees in the bargaining unit described below.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employees in
the exercise of the rights guaranteed them by
Section 7 of the Act.
WE WILL, upon request, bargain with the above-
-named Union, as the- exclusive representative of
all employees in the bargaining unit described
below, with respect to rates of pay, wages, hours,
and- other terms and conditions of employment,
and, if an understanding is reached, embody such
understanding in a signed agreement. The bar-
gaining unit is:
All boiler operators employed at the
Employer's Montclair Hospital, but exclud-
ing office clerical employees, maintenance
employees, dietary employees, housekeeping
employees, laundry employees, technical
employees, registered nurses, licensed practi-
cal nurses, professional employees, guards,
supervisors as defined in the Act, and all
other employees.
ST._, VINCENT'S HOSPITAL