227 NLRB 496
St. Joseph's Hospital
496
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
St.
Joseph's Hospital and Local 1199 R.I., a Subdivi-
sion of the National Union of Hospital and Health
Care Employees, a Division of Retail, Wholesale,
and Department Store Union, AFL-CIO. Case 1-
CA-11241
December 21, 1976
DECISION AND ORDER
By MEMBERS JENKINS, PENELLO, AND
WALTHER
notice marked "Appendix."24 Copies of said notice,
on forms provided by the Regional Director for
Region 1, after being duly signed by Respondent's
authorized representative, shall be posted by Respon-
dent immediately upon receipt thereof, and be
maintained by it for 60 consecutive days thereafter, in
conspicuous places, including all places where notices
to employees are customarily posted. Reasonable
steps shall be taken by Respondent to insure that said
notices are not altered, defaced, or covered by any
other material."
DECISION
On September 9, 1976, Administrative Law Judge
Paul Bisgyer issued the attached Decision in this
proceeding. Thereafter, the Respondent filed excep-
tions and a supporting brief, and the General Counsel
filed a brief in opposition to the Respondent's
exceptions and in support of the Decision of the
Administrative Law Judge.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and briefs
and has decided to affirm the rulings, findings,' and
conclusions of the Administrative Law Judge and to
adopt his recommended Order, as modified herein.2
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge as
modified below and hereby orders that the Respon-
dent,
St.
Joseph's
Hospital,
Providence,
Rhode
Island, its officers, agents, successors, and assigns,
shall take the action set forth in the said recommend-
ed Order, as herein modified:
Substitute the following paragraph for paragraph
2(c):
"(c) Post at its Our Lady of Providence Hospital in
Providence, Rhode Island, copies of the attached
The Respondent has excepted to certain credibility findings made by
the Administrative Law Judge . It is the Board's estabhshed policy not to
overrule an Administrative Law Judge's resolutions with respect to credibili-
ty unless the clear preponderance of all of the relevant evidence convinces us
that the resolutions are incorrect
Standard Dry Wall Products, Inc, 91
NLRB 544 (1950), enfd 188 F 2d 362 (C.A 3, 1951). We have carefully
exanuned the record and find no basis for reversing his findings
We find ment in the Respondent's exception to the Admmistrative Law
Judge's statement, in the first sentence of the third paragraph of sec III, A, of
his Decision, that "the Respondent adduced ," and hereby find that it should
be "the General Counsel adduced. .
2 As the violations found herein all occurred at the Respondent's Our
Lady of Providence unit, we shall limit the notice posting requirement to that
facility.
227 NLRB No. 80
STATEMENT OF THE CASE
PAUL BISGYER, Administrative Law Judge: This proceed-
ing, with all the parties represented, was heard on May 5
and 6, 1976, in Providence, Rhode Island, on the complaint
of the General Counsel issued on February 11, 1976,1 and
the answer of St. Joseph's Hospital, herein called the
Respondent or the Hospital. In issue is the question
whether Respondent, in violation of Section 8(a)(1) and (3)
of the National Labor Relations Act, as amended,2 discri-
minatorily discharged employee Andrew Silvia because of
his union activities, as the complaint alleges, or whether his
dismissal was for cause, namely, for removing Hospital
property without permission, as Respondent contends. At
the close of the hearing, General Counsel and Respondent
presented short oral statements of their respective positions
and subsequently submitted supporting briefs. Respon-
dent's motion to dismiss the complaint, on which ruling was
reserved, is hereby denied in accordance with my findings
set forth below.
Upon the entire record, and my observation of the
demeanor of the witness, and with due consideration being
given to the arguments advanced by the parties, I make the
following:
FINDINGS AND CONCLUSIONS
I. THE BUSINESS OF THE RESPONDENT
Respondent, a Rhode Island corporation with its princi-
pal office and facilities in Providence, Rhode Island, is
engaged in the operation of a private, nonprofit hospital
consisting of Our Lady of Providence Unit and Our Lady
of Fatima Unit where it furnishes health care services for
the acutely ill. Respondent's annual gross income for its
services exceeds $250,000. In the regular course and
I The complaint is based on a charge filed by the above-named labor
organization on November 28, 1975, a copy of which was duly served on
Respondent by registered mail on the same day
2 Sec. 8(ax1) of the Act makes it an unfair labor practice for an employer
"to interfere with, restrain, or coerce employees in the exercise of the tights
guaranteed in section 7." Insofar as pertinent,
Sec 7 provides that
"[e lmployees shall have the tight to self-organization, to form, Join or assist
labor organizations, to bargain collectively through representatives of their
own choosing, and to engage in other concerted activities for the purpose of
collective bargaining or other mutual aid or protection
Sec.
8(a)(3), with certain qualifications not material herein, prohibits an
employer "by discrimination in regard to hire or tenure of employment or
any term or condition of employment to encourage or discourage member-
ship in any labor organization .. "
ST. JOSEPH'S HOSPITAL
conduct of its operations, Respondent purchases goods
valued in excess of $2,000 per year which are shipped to its
facilities in Rhode Island from points outside the State.
Respondent admits, and I fmd, that it is an employer
engaged in commerce within the meaning of Section 2(6)
and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
It is conceded, and I fmd, that Local 1199 R.I., a
Subdivision of the National Union of Hospital and Health
Care Employees, a Division of Retail, Wholesale, and
Department Store Union, AFL-CIO, herein called the
Union, is a labor organization within the meaning of
Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Evidence
1.
The Union's, organizational campaigns and
efforts to secure representational rights;
Respondent's reaction
In 1973, the Union initiated a drive to organize certain
employees of Respondent. Later in the year, the Union filed
a representation petition -with the Rhode Island Labor
Relations Board and lost the election held by the state
agency, by a few votes. On November 26,.1974, following
the passage of the nonprofit hospital amendments to the
National Labor, Relations Act,3 the Union fileda represen-
tation petition (Case 1-RC-13628) with the Regional Office
of the National Labor Relations Board. Pursuant to the
Regional Director's Decision and -Direction of Election
issued on February 5, 1975, an election was conducted on
April 17, 1975, among -the Hospital's service and mainte-
nance employees which the Union also lost by a close vote
of 109 to 106. The-results of this election, however, were set
aside by the Regional Director on September 18, 1975,
finding objectionable. preelection conduct on the Respon-
dent's part and ordering a rerun election to be held on
October 30, 1975. A week before the scheduled date,
employee Andrew Silvia, a known leader of the union
movement, was discharged under circumstances to be
subsequently discussed. Again, the Union suffered a defeat
in the rerun election by a vote of 97 to 95 with 5
undetermined challenged ballots and again the Regional
Director, on the basis of the Union's meritorious objec-
tions, vacated the - election results and ordered a third
election to be held on April 29, 1976. The latter election,
too, could not be won by the Union which received only 70
votes with 137 votes, being cast against it. As it had done
with respect to the previous Board elections, the Union
filed objections to this election which at the time of the
hearing in the present complaint, case had not yet been
resolved.
3 The amendments to the Act were enacted by Congress effective August
25, 1974 (Pubh'c Law 43-360,193d Cong., S. 3203, 88 Stat. 395), extending
statutory coverage to nonprofit hospitals and health care institutions.
4 It is undeniable that an employer is free to oppose a union's organiza-
tional efforts and to communicate its ideas to its employees. However, it is
equally well settled that the employer may not resort to measures prohibited
by the Act to undermine the union's campaign or which prevent employees
497
It is quite clear that during the, foregoing preelection
periods Respondent, in response to the Union's, efforts to
secure representational status, -waged vigorous campaigns
to defeat the Union at the polls. This encompassed frequent
mailings of antiunion literature to employees and discus-
sions at employee departmental meetings, in which Re-
spondent urged rejection of the Union because the employ-
ees had no need for union representation; alluded to
benefits the employees were already enjoying, without a
union to represent them; and invited them to bring to
management their complaints and grievances for adjust-
ment.4
In addition to the organizational context in which Silvia's
discharge occurred, the Respondent adduced at the hear-
ing, solely as background, evidence that supervisors had
engaged in unlawful conduct during the period immediate-
ly preceding the April 17, 1975, election.5 Specifically, Food
Service Manager William Bjerke, in the presence of
Personnel Administrator Gerald Christman, reprimanded
employee Judith Jamison, a union activist, and issued a so-
called counseling slip to her for allegedly discussing-union
matters with employees during work time in work areas and
interrupting them in the performance of their duties, in
violation of Hospital rules. Jamison was further warned on
this occasion that a continuation of such conduct would
result in disciplinary action. Although Jamison denied the
accusation and although talking among the employees
while working about various subjects was permitted-in the
office where they were employed, she was, nevertheless,
given the counseling slip. -Moreover, in a subsequent
conversation, Bjerke admitted to Jamison that she was
being watched as "part of [the Hospital's] tactics" because
she was for the Union and that she probably received the
counseling slip for that reason. When in a third conversa-
tion with Bjerke, Jamison produced two employee witness-
es to substantiate her denial that she had engaged in the
charged conduct and threatened to file a grievance, Bjerke
requested her to withhold action so that he could see ifthe
counseling slip could be removed from her personnel file.
In the same preelection campaign period, Frank Berube,
a supervisor in the dietary department, questioned employ-
ee Joey Beradis - during working time in the kitchen
concerning- the reason he was wearing a union button and
what complaints and gripes, he had, stating that, if he
(Berube) knew what they were, he could possibly do
something about them. Berube similarly questioned em-
ployee-Joe Senape about the union button he was wearing
and his complaints and gripes which he offered to try to
have remedied. Berube also conceded that he made
individual inquiries of a number of other employees in the
cafeteria, many of whom wore union buttons, regarding
their complaints which he offered to try to straighten out.
Victor LaFazia, the maintenance department engineer in
immediate charge of that department in the - Providence
Hospital unit, admitted that during the April 17, 1975,
from freely expressing their choice at the polls regarding union representa-
tion.
Although this conduct occurred outside the 6-month statutory limita-
tion period (Sec. 10(b)), the evidence is admissible to shed light' on
Respondent's motivation underlying Silvia's discharge within the 6-month
period. (Local Lodge No. 1424, 1nternationalAssociation of Machinists [Bryan
Mfg. Co.] v. N.L.RB., 362 U.S. 411,416 (1960).)
498
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
preelection period he showed employee Frank Lury a union
leaflet containing his signature along with signatures of
other employees and asked him whether he had signed it.
Lury denied that he had and, in reply to LaFazia's inquiry
whether he would swear that he had not, Lury answered in
the affirmative. Thereupon, LaFazia telephoned Personnel
Administrator Christman and arranged for Lury to see him,
which Lury then did. LaFazia testified that he questioned
Lury about his name being on the union leaflet because
Lury had previously told hiin`that he wanted no part of the
Union.
2.
Andrew Silvia's employment history and union
activities
Silvia was a maintenance man in Respondent's employ at
its Providence Hospital unit from October 1970 until his
discharge on October 24, 1975, for allegedly removing from
the Hospital without permission a 54-foot heavy-duty
electrical extension cord.6 Admittedly, Silvia was a capable
and trustworthy employee (at least until this episode) who
received favorable annual job evaluations from his supervi-
sor, Victor LaFazia, entitling him to periodic wage increas-
es and a promotion- in October 1973 to senior maintenance
man. Silvia had never been given any written reprimands
for his work or conduct, much less a warning that he was
vulnerable to discharge.
There is no question that Silvia was one of the most, if not
the most, prominent and conspicuous employee advocate
of the Union since the inception of the union movement at
the Hospital in the summer of 1973. He was a member of
the employee organizing committee, initially confining his
activities to maintenance, employees whom the Union was
originally only interested in representing and in subsequent
years expanding his activities to other service employees
whom the Union then sought to include in the bargaining
unit. During each of the campaigns Silvia openly discussed
with employees the benefits of union representation;
solicited and succeeded in securing from employees signed
union authorization cards to obtain- an election; and
frequently distributed union literature among them. These
activities were conducted by Silvia whenever he had the
opportunity on his own time on. Hospital premises or in
adjacent areas or away from the institution. At departmen-
tal employee meetings held by Respondent at which its
officials urged the rejection of union representation as
unnecessary, Silvia voiced his- disagreement and argued for
the need for union representation to press employee
grievances and complaints. Silvia also served as a union
6 Silvia estimated its value at $10 to $12, while Respondent placed its
value at between $20 to $30. However, Director of Operations A. Edward
Azevedo, who made the discharge decision, denied that value was a
controlling factor.
-
7 Except as otherwise indicated, all dates hereinafter mentioned refer to
1975.
8 Apart from' the fact that no supervisor was present in the maintenance
department at this time, Silvia credibly testified, without contradiction, that
it was not necessary to make prior arrangements before taking a day off and
that all that was , required was for him to call his supervisor in the morning
when he was scheduled to work and to inform him that he would be absent.
He further credibly testified that, in addition to a floating holiday to which
he was entitled, he had approximately 10 accumulated sick days which,
under the Respondent's policy, could be used for personal purposes.
Moreover, Silvia also credibly testified that it was Respondent 's practice to
observer in the 1973 state board election and the subse-
quent National Board election in April 1975: The Respon-
dent concedes that it was fully aware of Silvia's prominence
in the union movement at all significant times. As indicated
above, it is' also undisputed that during these preelection
periods Respondent waged its own campaigns to impress
on the employees that they had already gained many
benefits and that they could have their grievances resolved
satisfactorily, without the intervention of third parties.
- 3.. Events preceding Silvia's termination
About 10:30 Tuesday evening of October 21, 1975,7 while
working the 4 p.m.-to-12 midnight shift, Silvia received a
telephone call from his son in the course of which Silvia
learned that his son would be available the following
morning to assist him in cutting down some trees in the
back lot of his home. Silvia thereupon decided to take off
Wednesday to do that chore. Although he was scheduled to
report for work at 8 o'clock that morning, Silvia did not
inform anyone of his intention; nor was he required to do
so at this time.8 Planning to use his electric chain saw to cut
the trees down, Silvia decided to borrow the heavy-duty
electrical cord belonging to the maintenance department,
which he kept in his roll-around toolbox for use in
connection with the performance of his duties.9 According-
ly, he removed the extension cord from the toolbox, rolled it
up and put it in a bag, as he had done on other occasions
with other tools or-personal items, to take home with him at
the close of his shift, with the intention of returning the cord
after it had served its purpose. In addition, Silvia also put
three pieces of glass he had taken from the-shop in another
bag also to take home with him. Undeniably, employees
were permitted to take glass home for their personal use.
After making up these packages, Silvia, proceeded to
watch the World Series game on his portable TV. In the
meantime, James Dundon, Silvia's reliefman, reported for
work and joined him at the TV until about midnight when
Silvia stated that he was leaving and told Dundon to lock
up the TV in Silvia's toolbox when he was through watching
the game.10
Silvia thereupon picked up his two packages and depart-
ed through the emergency exit door- which led to the
parking lot on Plenty Street where he usually parked his
-car. Because this door gave him convenient access to his
car,, Silvia customarily left the Hospital through this door
unless a security guard was stationed there, even though its
use was -forbidden to all persons except in emergencies.11
When Silvia reached his car, Richard Sepe, the Hospital's
reimburse employees at their regular wage rate for unused sick leave on or
about December 15 of each year. No testimony was' presented by Respon-
dent to contradict Silvia's testimony.
'
9 This extension cord had been fabricated by Silvia with maintenance
department materials about 10 to, 14 months before. Although the cord was
infrequently used, it was kept in gilvia's toolbox for convenience should the
need apse, as other maintenance employees have been doing.
10 In view of the fact that Silvia admittedly did not request permission to
borrow the extension cord from his supervisor LaFazia or any other
individual authorized to grant it, it is unnecessary to determine whether
before Silvia's departure, Silvia mentioned to employee Dundon that he was
borrowing the cord, as Silvia tesufiedhe did,'or whether he said nothing
about it, as Dundon testified
-
ii However, it is undisputed that other employees, department heads,
doctors, and nurses have been using this exit door with impunity. Indeed, a
ST. JOSEPH'S HOSPITAL
safety engineer with security responsibilities , drove up and
inquired about the contents of the two bags Silvia was
carrying. Silvia replied that in one bag he had several pieces
of glass which he had cut in the shop and in the other bag he
had an extension cord he was borrowing for use at home.
Sepe then asked Silvia whether his supervisor, LaFazia,
knew he was borrowing the cord. Silvia answered in the
affirmative but clarified his response when, in reply to
Sepe's followup question whether he had called LaFazia at
home for permission to borrow the cord,12 Silvia stated that
he had not but that LaFazia knew that maintenance
employees regularly borrow tools from the maintenance
department.13 At Sepe's request, Silvia handed over the two
packages to him, declining, however, Sepe's invitation to
accompany him to the Hospital where - Sepe intended to
make several telephone calls. Silvia explained that it was
too late to remain as he was scheduled to report for work at
8 o'clock the following morning (Wednesday, October
22),14 at which time he would see Sepe and answer any
questions he might have. Silvia thereupon departed, while
Sepe conferred by telephone with Thomas J. McGrath, the
Hospital's director of engineering, and Ralph Racca, its
assistant administrator, who is in administrative charge of
maintenance and security . Oddly enough, it does not
appear that Sepe made a telephone call to LaFazia to verify
whether he had given Silvia permission to borrow the cord,
as Sepe testified that Silvia had told him at the time of their
encounter in the parking lot.
-
It is perfectly clear from the record and, in particular,
from the reports of Sepe and a security guard regarding the
midnight incident that Sepe and guards were stationed near
the Plenty Street emergency exit door for the purpose of
observing Silvia's departure from the Hospital and appre-
hending hum in a situation which Repondent could utilize
for its purposes, whatever they might be. However,, Sepe
lacked the candor to admit it and kept parrying the General
Counsel's questions on cross-examination by insisting that
he was not in the parking lot solely to keep Silvia under
surveillance even in the face of his asserted awareness that
Silvia was suspected of removing without authority Hospi-
tal property through the emergency exit door and in the
face of the report that he drafted and submitted on October
22 to A. Edward Azevedo, director of operations, who
subsequently made the decision to discharge Silvia .15 This
report is entitled "Surveillance of Mr. Andrew Silvia-
Maintenance Department 10/21/75" and its opening
paragraphs read as follows:
As a result of a report from hospital security officers
Clifford Eddleston and Ishamel Gordon (4-12 shift, M-
report of a security guard dated as recently as March 11, 1976, referred to the
fact that employees; including doctors, nurses, and administrative personnel
were repeatedly. leaving through the emergency exit door in question.
Moreover, the minutes of a maintenance department meeting of employees
called by, management on November 13, 1975, after •Silvia's termination,
discloses that an employee suggested that a memo be sent to employees
explaining why they should not use the above emergency exit door since the
employees had been using the door because of its convenient access to the
parking lot. It is not without significance that when Sepe subsequently
approached Silvia in the parking lothe did not bring up the subject of Silvia's
improper use of the emergency exit door.
12 LaFazia was not on duty during Silvia's afternoon-shift
13 The foregoing findings are based on the testimonial account of Silvia
who impressed me as a reliable and truthful witness. Sepes testimony did not
499
F),16 concerning Mr. ' Silvia being observed carrying
packages out of the hospital during the 4 P.M. to 12
midnight shift, it was decided that Mr. McGrath and
myself would attempt to witness such an act ourselves.
It was known that Mr. Silvia would leave the building
by the Plenty Street emergency exit and go to his
automobile which was parked nearby. Security Officer
Harold Redmond, from the Fatima Unit, was stationed,
in his car, at the Broad Street side of the Plenty -Street
parking lot from 7:00 P.M. until midnight. Mr McGrath
(from 7:00 to 9:30 P.M.) and later I (from 9:30 P.M. to
midnight) stationed ourselves in the Plenty Street lot
near the emergency room entrance.
At approximately midnight Mr. Silvia left the hospital
through the Plenty Street emergency entrance. At this
time, I was able to see a package under Mr. Silvia's left
arm. Therefore, I drove up to him and parked beside his
car.
Apparently concerned over the serious implications of his
midnight encounter with Sepe, Silvia telephoned Dundon
at the maintenance shop as soon as Silvia arrived home and
related his parking lot meeting with Sepe. Silvia then
requested Dundon to "remind Vic [LaFazia] in the morn-
ing that ... [he, Silvia] told him about the cord" and
Dundon replied that he would take care of it. Accordingly,
Dundon wrote The following note to which he signed his
name and sliped it under LaFazia's office door: "Vic -
Andy Silva [sic] has an _extension cord. He called at 12:25
A.M." 17 When LaFazia came to work Wednesday morn-
ing, October 22, Dundon testified that he orally conveyed
Silvia's message to LaFazia.
About 7:45 a.m. of the same day, Silvia reported for work
but was unable to locate his timecard in the rack. When he
informed LaFazia of this fact, LaFazia stated that he was
directed to pull his card by McGrath who wanted to speak
to Silvia. A few minutes later LaFazia accompanied Silvia
to McGrath's office where McGrath, to whom Silvia's
packages had been turned over earlier in the morning,
opened up the first package containing the pieces of glass,
commenting that Silvia could keep them. Upon opening the
package containing the extension cord, McGrath asked
Silvia what was the story. Silvia explained that the cord had
been kept in his toolbox and that he was borrowing it to use
in cutting down some trees on his back lot. This evoked
McGrath's inquiry whether Silvia intended to cut down the
trees at night. Silvia responded in the negative, adding that
he intended to perform that job the following morning
and to take the day off to do it. In the course of the
vary from Silvia's in important respects except that he testified that Silvia
told him that LaFazia had given him permission to take the cord. As will be
later shown, Sepe was not an entirely candid witness inother respects.
14 Because of this development, there obviously was no point for Silvia to
take Wednesday off and he accordingly revised his plans and reported to
work.
15 Azevedo also disingenuously testified that Silvia was not the sole target
of the surveillance.
16 The dubious nature of the guard's report will later be considered.
17 It is unnecessary to a determination of the discrimination issue in this
case to resolve the conflict in testimony whether Silvia requested Dundon to
sign Silvia's name to the note, which he refused to do, as Dundon testified, or
whether Silvia made no such request, as Silvia testified.
500
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
conversation,
Silvia pointed out that LaFazia always
allowed his men to borrow tools from the shop to use at
home. LaFazia corroborated Silvia that he always permit-
ted his men to borrow tools whenever they requested to do
so. Silvia also stated that he did not call LaFazia at home to
secure permission to borrow the cord because he did not
want to bother LaFazia with a matter as inconsequential as
that in view of the difficult problems LaFazia had at home
in taking care of his sick mother. In response to McGrath's
comment that the extension cord looked new and appeared
to have just been made up, Silvia acknowledged its good
condition because he makes it a practice to keep his tools
clean. McGrath also brought up the subject of Dundon's
note, mentioned above, and Silvia denied telling Dundon to
sign his (Silvia's) name to it. The conversation concluded
with McGrath's statement that he was suspending Silvia
while continuing the investigation of the matter and that he
would get back to him later.
The next afternoon, October 23, McGrath telephoned
Silvia at his home and told him to see Personnel Admini-
strator Gerald Christman at the Hospital, Friday morning,
October 24. At the appointed time, Silvia met with
Christman at his office. Christman questioned Silvia along
much the same lines as McGrath had previously done and
received the same answers. In reply to Christman's inquiry
whether he had proof that he had only intended to borrow
the extension cord, Silvia stated that he did not know what
proof he could possibly offer him except his word that he
was only borrowing the cord and Christman's knowledge of
his character during their long period of acquaintanceship.
Silvia also volunteered his opinion that it was his union
activity which brought about his difficulties with manage-
ment. At the close of the interview, Christman informed
Silvia that management was going to confer and that he
could communicate with him around 1 o'clock in the
afternoon.
As promised, Christman called Silvia. During the ensuing
conversation, the subjects of job references and Silvia's
resignation were discussed. This led to Christman's propos-
al -that if Silvia placed a letter of resignation on Christman's
desk by 3 p.m., it would close the matter. Silvia replied,
"Okay, I'll see you later."
Silvia, however, did not submit his resignation. On the
following Tuesday, October 28, not having heard from
Respondent regarding his job status, Silvia called LaFazia
at the Hospital. In answer to Silvia's inquiry, LaFazia
stated that he understood that Silvia had been terminated
but that he would have Christman communicate with him.
Shortly thereafter, Christman telephoned Silvia and ad-
vised him that since no letter, of resignation had been
submitted, he thought Silvia would know that he had been
terminated, adding that to avoid any further misunder-
standing he was giving him such notification at that time.
Christman then denied Silvia's request for a letter specify-
ing the reasons for his discharge because it was not the
Hospital's policy to furnish a letter of that nature.
18 The personnel policy book listed 12 offenses which would subject
employees to the above-mentioned disciplinary action. There .is nothing
specifically mentioned among these offenses relating to borrowing Hospital
property without prior permission. In a memorandum dated September 4,
4.
The decision to discharge Silvia; Respondent's
poljcy requesting the borrowing of tools and
equipment
A. Edward Azevedo, the director of operations, testified
that it was he who made the decision to discharge Silvia
because of his unauthorized removal of Hospital property
after conferring with Azevedo's subordinates, Director of
Engineering McGrath, Maintenance Engineer LaFazia,
Personnel Administrator Christman, and Assistant Admin-
istrator Racca, and after ascertaining that Silvia had not
secured prior permission to borrow the extension cord for
home use from LaFazia or any other individual authorized
to grant it. It is perfectly clear from Azevedo's testimony
that he based his decision on the assumption that Silvia had
actually taken the extension cord without any intention of
returning it and thereby violated the Respondent's well-
publicized rule embodied in its personnel policy book that
"[t]heft of hospital or patient property" "will result in
disciplinary action ranging from verbal warning, written
reprimand, to discharge." is However, it is also undisputed
that at the time of his decision Azevedo was aware that
Silvia claimed that he was only borrowing the cord to cut
down trees on his lot; that maintenance employees were
invariably permitted to borrow tools and equipment from
their department; and that he (Silvia) had explained to
Hospital officials that he did not telephone LaFazia at
home for permission to borrow the cord because he was
reluctant to bother LaFazia at night with such an inconse-
quential matter compared to the personal problems LaFa-
zia was experiencing in caring for his aged mother. In this
connection, there is no question that prior to the cord
incident Silvia was regarded as a good, honest, and
trustworthy employee with certain responsibilities not
possessed by other rank-and-file maintenance men.
On the other hand, Azevedo, in the course of his
testimony, justified his action as being consistent with his
termination of other employees for unauthorized removal
of Hospital property, citing three such instances. One was
the discharge of a dietary department employee in August
1975 for stealing 40 to 50 pounds of meat and fish.
Obviously, this employee was not borrowing the food. The
second incident occurred at the Fatima Hospital Unit 2 or 3
years earlier and involved the theft of hospital chairs which
had disappeared from the Hospital's loading platform
shortly, after they had been delivered by the vendor. With
the help of the police, the chairs were located in the homes
of two employees who were thereupon discharged. The
third incident concerned the theft of certain drugs by a
pharmacy technician who personally used them.
Azevedo further testified that, in reaching his decision to
terminate Silvia, he took into consideration a security
guard's report dated' October 17, 1975, concerning Silvia's
alleged offenses on that day and during an earlier period.
1975, prepared by LaFazia and directed to "All Maintenance Employees," p.
19 of the personnel policy book, which set forth the 12 offenses, was
duplicated with the employees' attention being specifically directed to the
theft and insubordination rules.
ST. JOSEPH'S HOSPITAL
This report described the offenses as "Removing unauthor-
ized material from Hospital." 19 Under the subject of
"Detailed Account of Incident," the following appears:
Andrew Silvia works on this shift (4 pm to 12 pm)
Tuesday & Thursday nights as a maintenance person.
Over the past several weeks Mr. Gordon [another
guard] & myself have watched him place bundles &
materials in his car which we could not identify as it was
either visual from to [sic] far a distance or on the
monitor-.
On 10/17/75 at 7:00 pm we saw him put 2 flourecent
[sic ] tubes in his beach wagon type car. The same night
at approx 11:57 we both observed him running from the
fire door on Plenty St with at least 2 heavy bundles but
again we were to [sic] far away to stop him.
It,appears that we will need some kind of assistance
to bring this affair to a conclusion.
Although the report refers to the removal of "unauthorized
material from Hospital," by Silvia, it is obvious from the
contents of the report that the guard had absolutely no
basis for such a conclusion. 'Indeed, Azevedo himself
testified that when he received the report he did not act on
it to terminate Silvia because the report contained no actual
proof of the alleged offenses. Yet, during his cross-examina-
tion, Azevedo testified that he questioned Silvia's intent in
subsequently taking the extension cord here involved
because he (Azevedo) "had to assume" that it was unlawful
from "the report where :.. [Silvia] was observed taking
merchandise out or some sort of material on a previous
occasion."
The utter unreliability of the security guard's report is
also- suggested by the fact that the record is barren of any
evidence that Silvia was ever interviewed by any security
officer or Hospital official concerning his alleged misappro-
priations of Hospital property on October 17 and on other
prior occasions or that an investigation of such charges was
ever conducted. In fact, it is odd that no separate report was
ever made by the security _ officers of Silvia's alleged
removal of _ property during "the past several weeks"
preceding the October 17 alleged misappropriations, al-
though the security officers were unquestionably duty-
bound to make such reports of these observations. Signifi-
cantly, these officers were not even reprimanded for- their
failure to do so. Furthermore, if Azevedo regarded the
October 17 report as a reason for impugning Silvia's intent
in taking the extension cord, as Azevedo testified, it is
difficult to understand why Respondent did not produce
the security guards who allegedly observed Silvia's -earlier
conduct to substantiate the statements in the October 17
report, especially since Silvia denied at the hearing ever
taking fluorescent light tubes for which he had no use.
As noted above, Azevedo refused to give Silvia the
benefit of any doubt that he intended only to borrow the
extension cord but, instead, imposed the extreme penalty of
discharge on him, even though Respondent had a flexible
system of discipline consisting of reprimands and warnings
or- counseling. Indeed, Silvia was the first employee in, the
19 Later in his testimony under cross-examination, Azevedo stated that he
relied on this report, in part, to setup surveillance at the emergency exit door.
20 However, it appears that Respondent had inserted an announcement in
501
maintenance department who was terminated for unau-
thorized removal of Hospital property.
-
There is no question that employees in the maintenance
department were permitted to borrow its tools and equip-
ment. However, it is equally clear- that the normal practice
was for the employees to request permission to borrow the
item from their supervisor, LaFazia, or the working
foreman, Tommy McLaughlin, who was authorized to
grant such permission. Invariably, permission was granted.
As LaFazia conceded, his primary concern has always been
that the borrowed equipment be returned and he repeatedly
so informed the employees. There is also testimony by
Silvia and' Joseph Antaya, another maintenance man, both
of whom I credit, that, if neither- LaFazia nor McLaughlin
were in the hospital, they nevertheless would borrow tools
or other equipment, much more expensive than the exten-
sion cord here involved, which they would subsequently
return. Silvia and Antaya further credibly testified, without
contradiction, that -on separate occasions when they re-
turned to McLaughlin the borrowed item for which they
had not obtained prior permission, they advised McLaugh-
lin of this fact and the latter made no comment on their
failure to get permission. Significantly, at no time did
LaFazia or any Hospital official ever put employees on
notice that borrowing any tool or equipment from the
maintenance department without prior permission would
be viewed as theft and would result in disciplinary action,
including discharge. Indeed, the only published statement
specifically relating to the borrowing of maintenance
department tools or equipment was made at a meeting of
maintenance department employees on November 13, after
Silvia's discharge. The minutes of that meeting, copies of
which appear to have been distributed among the employ-
ees of that department, state that "If an employee should
take anything from the Hospital, a slip is required and
should have Vic [LaFazia's] or Tom [McLaughlin's]
signature. " 20
B.
Concluding Findings
The question of discrimination presented here is essen-
tially a factual-one whose resolution rests, as it often does,
on circumstantial evidence. Of course, the burden of
proving the unfair labor practice is the General Counsel's.
A careful review of the record persuades me that the
General Counsel sustained his burden and established that
Silvia was discharged on account of his union activities, as
alleged in the complaint, and not because ofhis unauthor-
ized removal of an electrical extension cord belonging to
the Hospital, as the Respondent insists.
As discussed above, Silvia was a capable, trustworthy,
and honest employee in the Respondent's employ for some
5 years before his termination. Admittedly, he was, to the
Respondent's knowledge, a leading figure in the Union's
organizational efforts and campaigns to win first a state
board-and subsequently a National Board-conducted
representation election. Moreover, he was discharged
without the recommendation of his supervisor LaFazia
only a week before the rerun election the National Board's
its official publication of April-May 1975 that cookout grills were available
for all Hospital employees to borrow.
502
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
board's Regional Director had scheduled for October 30,
1975, after setting aside a close earlier election because of
the Respondent's objectionable preelection conduct. Con-
sidering Silvia's well-regarded reputation and employment
record, I find it difficult to believe that the Respondent
sincerely viewed Silvia's failure to secure advance permis-
sion to borrow the electrical cord, valued at 10- or 20-odd
dollars, as an unauthorized removal of Hospital property
constituting theft which required the extreme penalty of
discharge under the Hospital' s rules. My doubt is bolstered
by the additional facts that Respondent was well aware of
Silvia's assertion that he was only borrowing the extension
cord to use with his electrical chain saw to cut down some
trees on his lot; Respondent knew that no supervisor or
other person empowered to grant permission to borrow
such items was on duty on Silvia's shift; Silvia explained to
Respondent's officials that he did not call LaFazia at home
for permission because he did not want to bother LaFazia
with such an inconsequential request-which would have
been granted anyway-as compared to the personal prob-
lems with which LaFazia was burdened in caring for his
aged mother who lived with him; and it was LaFazia's
invariable practice to allow maintenance department em-
ployees to take home the department's tools and equipment
for their own use whenever they requested.
In these circumstances, it is surprising that Respondent
would not give Silvia the benefit of any doubt it might have
had concerning his intent to borrow the extension cord and,
at least, withhold the penalty of discharge and impose a
lesser one as defined in Respondent's policy book.21 While
it certainly is not within the Board's province to pass on the
reasonableness of the disciplinary action taken by manage-
ment, the nature of the punishment may nevertheless betray
an antiunion motivation underlying its action . This is
especially so here where at the time of Silvia's discharge the
Respondent had no announced rule or warning that
employees would be subject to termination for borrowing
or removing from the Hospital tools or equipment for
personal use without prior permission. Indeed, it was only 2
weeks after Silvia's termination that Respondent thought it
important enough to announce at a meeting of mainte-
nance department employees that employees were required
to get written permission from LaFazia or McLaughlin
before taking anything out of the Hospital. Copies of
minutes of this meeting containing this notification were
also distributed among the employees. Furthermore, there
is undisputed testimony that prior to Silvia's discharge
Silvia and another employee, Antaya, each had the occa-
sion to borrow tools from the maintenance department for
their personal use at home without first securing permission
because neither LaFazia nor McLaughlin was in the
Hospital at the time, and when they returned the borrowed
tools and advised McLaughlin what they had done,
McLaughlin did not reprimand them for failing to get prior
permission.
In justification of the penalty of discharge it visited upon
Silvia, Respondent argues that such punishment has been
consistently and uniformly applied to all employees who
were caught removing Hospital property without perinis-
sion. However, the three cases cited by Respondent are, as
discussed above, plainly distinguishable from Silvia's case.
Those cases unequivocally involved outright thefts of
property with no claim being even made by the wrongdoers
that they were borrowing the property with the intent of
returning it.
Another factor contributing to an inference of discrimi-
natory motivation causing the discharge is Respondent's
assertion that, in making its discharge decision, it took into
consideration the October 17 report of a security guard
concerning Silvia's similar offenses of unauthorized remov-
al of Hospital property on that and earlier dates. However,
as indicated above, this report was totally unreliable and, in
fact, Respondent itself conceded at the hearing that the
report lacked proof upon which it could act to terminate
Silvia. It is also worthy to note that these alleged earlier
misappropriations were not investigated by Respondent
nor was Silvia ever interviewed about them; much less was
any evidence presented at the hearing to substantiate the
charges made in the report in question. Yet, Silvia was
placed under surveillance, although the Respondent's
officials repeatedly denied on the witness stand, contrary to
the import of the evidence, that Silvia was the sole target of
the surveillance on October 21-22. All things being consid-
ered, I find that the purpose of the surveillance was to
apprehend Silvia in a situation which it could utilize to get
rid of an active union protagonist at a time when its action
would probably have a serious adverse impact on the
Union's chances of winning the rerun election scheduled to
be held on October 30.
The Respondent, nevertheless, denies that antiunion
considerations prompted its discharge decision , arguing
that it was fully aware of Silvia's union activities from their
inception and that, had it been discriminatory-minded, it
would not have subsequently promoted Silvia to senior
maintenance man or given him any wage increases.
However, while under other circumstances such evidence
might militate against a finding of discrimination, I am not
persuaded from the entire record that such a finding is
negated here. Conceivably, there could be any number of
reasons why the Respondent did not take retaliatory
measures against Silvia sooner than it did . As, for example,
it might have thought that to withhold a promotion or wage
increase from a deserving employee, which Silvia admitted-
ly was, might well reveal an improper motive; or it might
have believed that bestowing such benefits might cool
Silvia's enthusiasm for the Union; or the Respondent might
have decided to wait for a more propitious moment to
eliminate the leader in the union movement.
In view of the foregoing, including Respondent's demon-
strated opposition to the Union's efforts to secure represen-
tational rights at the Hospital, I find that Silvia was
terminated because of his union activities and that the
Respondent's reliance on his alleged taking of the extension
cord without prior permission was but a, pretext to hide its
true unlawful motivation. Such conduct, I conclude, clearly
constitutes discrimination in employment to discourage
union membership violative of Section 8(a)(3) of the Act
and interference, restraint, and coercion in the exercise of
21 As indicated above, this book listed 12 offenses , including "[t ]heft of
hospital and patient property" which, Ifcommttted, "will result in disciplin-
ary action ranging from verbal warning, written reprimand, to discharge."
Sr. JOSEPH'S HOSPITAL '
employee statutory rights violative of Section 8(a)(1-)°of the
Act. Even were it assumed that Silvia's failure to secure
permission before borrowing the extension cord to some
extent entered into Respondent's decision to terminate him,
I find that his union involvement was a substantial moving
cause of his discharge and that therefore the same statutory
provisions were violated.22
IV. THE REMEDY
Pursuant to Section 10(c) of the Act, as amended, it is
recommended that Respondent be ordered to cease and
desist from engaging in the unfairlabor practices-found and
take certain affirmative action designed to effectuate the
policies of the Act.
-
-
I have found that - Respondent unlawfully discharged
employee. Andrew Silvia because of his union sympathies
and support. To remedy this, violation, it is recommended
that Respondent offer immediate and full reinstatement to
his former job, or,'-if that job no longer exists, to a
substantially equivalent position, without prejudice to his
seniority or other rights and privileges, and make him whole
for any loss of earnings he may have suffered by reason of
the discrimination-against him by payment to-him of a sum
of money equal to that which- he normally would have
earned from October 22, 1975, the date of his suspension, to
the date of offer of reinstatement; less his net earnings
during the said period. Backpay shall be computed- with
interest on-a quarterly basis in the manner prescribed by
the Board in, F. W. Woolworth Company, 90 NLRB ^ 289
(1950), and Isis Plumbing & Heating Co., 138 NLRB 716
(1962). To facilitate the computation, as well as to clarify
Silvia's right to reinstatement and employment, the Re-
spondent shall - make available 'to the Board, upon request,
payroll and other records necessary and appropriate for
such purposes. The posting or a notice is also recommend-
ed.
In view of the nature of the discrimination for union
activities and support which "goes to the very heart of the
Act," there exists the danger of the commission by
Respondent of other unfair labor practices proscribed by
the Act. Accordingly, I recommend that Respondent be
ordered to cease and desist from in any other manner
infringing upon the rights guaranteed employees in Section
7 of the Act.
Upon the basis of the foregoing findings of fact and upon
the entire record in the case, I make the following:
CONCLUSIONS OF LAW
1.
The Respondent is an employer engaged in com-
merce within the meaning of Section 2(6) and (7) of the Act.
2.
The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3.
By discriminating in regard to the hire and tenure of
employment of Andrew Silvia to discourage membership
in, and activities on behalf of the Umon, Respondent
22 J. P. Stevens & Co., Inc. v. N.L.RB., 380 F.2d 292,300 (C.A. 2, 1967),
cert. denied 389 U.S. 1005; N.L KB. v. Jamestown Sterling Corp, 211 F.2d
725,726(C.A.2)
23 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
503
engaged'-,in unfair labor practices within the meaning -of
Section 8(aX3) of the Act and interfered with; restrained,
and coerced employees in the exercise of their statutory
rights -within the meaning -of Section 8(a)(1) -of the Act.
4.
The aforesaid unfair labor practices affect commerce
within the meaning of Section-2(6) and (7) of the Act.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to, Section 10(c) of the
Act, as amended, I hereby issue-the following recommend-
ed:
-
ORDER23
The Respondent, St. Joseph's Hospital, Providence,
Rhode Island, its officers, agents, successors, and assigns,
shall:
1.
Cease and desist from:
(a) Discouraging membership in Local 1199 R.I., a
Subdivision of the National Union of Hospital and Health
Care Employees, a Division of Retail, Wholesale, and
Department Store Union, AFL-CIO, or any other, labor
organization, by discharging employees or in any other
manner -discriminating against them in regard to-their hire
.or, tenure of employment -or any term or condition of
employment.
(b) In any other manner interfering with, restraining, or
coercing employees in the exercise of their right to- self-
organization, to form labor organizations, to join or assist
the above-named Umon or any other labor organization, to
bargain collectively through representatives of their own
choosing, to engage in concerted activities for the purpose
of collective bargaining or other mutual aid or protection,
or to refrain from any and all such activities except to the
extent that such right may be affected by an agreement
requiring membership in a labor organization as a condi-
tion of employment, as authorized by Section 8(a)(3) of the
Act.
2.
Take the following affirmative action which is
necessary to effectuate the policies of the Act:
(a) Offer Andrew Silvia immediate and full reinstatement
to his former job, or, if his job no longer exists, to a
substantially equivalent position, without prejudice to his
seniority or other rights and privileges, and make him whole
for any loss of earnings he may have suffered by reason of
the discrimination against him, in the manner set forth in
the section of this Decision entitled "The Remedy."
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all other records
necessary or useful in analyzing the amount of backpay due
and the right to reinstatement and employment under the
terms of this recommended Order.
(c) Post at its hospital in Providence, Rhode Island, the
attached notice marked "Appendix." 24 Copies of said
notice, on forms provided by the Regional Director for
Region 1, after being duly signed by Respondent's autho-
conclusions, and recommended Order herein shall, as provided in Sec. 102.48
of the Rules and Regulations, be adopted by the Board and become its
findings, conclusions, and Order, and all objections thereto shall be deemed
waived for all purposes.
24 In the event the Board's Order is enforced by a Judgment of a United
(Continued)
504
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
rized representative, shall be posted by Respondent imme-
diately upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places, includ-
ing all places where notices to employees are customarily
posted. Reasonable steps shall be taken to insure that said
notices are not altered, defaced, or covered by any other
material.
(d) Notify the Regional Director for Region 1, in writing,
within 20 days from the date of this Order, what steps
Respondent has taken to comply herewith.
States Court of Appeals, the words in the notice reading "Posted by Order of
the National Labor Relations Board" shall be changed to read "Posted
Pursuant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board "
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had the opportunity to
give evidence; the National Labor Relations Board found
that we violated the National Labor Relations Act and
ordered us to post this notice.
The Act gives all employees the following rights:
To organize themselves
To form, join, or support unions
To bargain as a group through a representative
they choose
To act together for collective bargaining or
other mutual aid or protection
To refrain from any or all of these activities.
WE WILL NOT discharge or lay off employees or
otherwise discriminate against them because of their
membership in, or activities on behalf of Local 1199
R.I., a Subdivision of the National Union of Hospital
and Health Care Employees, a Division of Retail,
Wholesale, and Department Store Union, AFL-CIO, or
any other labor organization.
WE WILL NOT in any other manner interfere with,
restrain, or coerce employees in the exercise of their
right to self-organization, to form labor organizations,
to join or assist the above-named Union or any other
labor organization, to bargain collectively through
representatives of their own choosing, to engage in
concerted activities for the purpose of collective bar-
gaining or other mutual aid or protection, or to refrain
from any and all such activities except to the extent that
such right may be affected by an agreement requiring
membership in a labor organization as a condition of
employment as authorized by Section 8(a)(3) of the Act.
WE WILL offer Andrew Silvia immediate and full
reinstatement to his former job, or, if that job no longer
exists, to a substantially equivalent position, without
prejudice to his seniority or other rights and privileges,
and make him whole for any loss of earnings suffered by
reason of the discrimination against him.
All our employees are free to become, remain, or refrain
from becoming or remaining, members of Local 1199 R.I.,
a Subdivision of the National Union of Hospital and
Health Care Employees, a Division of Retail, Wholesale,
and Department Store Union, AFL-CIO, or any other
labor organization, except to the extent that such right may
be affected by an agreement requiring membership in a
labor organization as a condition of employment as
authorized by Section 8(a)(3) of the Act.
ST. JOSEPH'S HOSPITAL