228 NLRB 408
Colorflo Decorator Products, Inc.
408
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Colorflo Decorator Products, Inc. and District 65,
Distributive Workers of America (Independent).
Cases 21-CA-14266 and 21-CA-14273
February 23, 1977
DECISION AND ORDER
BY CHAIRMAN MURPHY AND
MEMBERS
FANNING AND JENKINS
On August 31, 1976, Administrative Law Judge
William J. Pannier III issued the attached Decision in
this proceeding. Thereafter, Respondent filed excep-
tions and the General Counsel filed a motion to strike
Respondent's exceptions.'
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and
motion and has decided to affirm the rulings,
findings,2 and conclusions of the Administrative Law
Judge and to adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the Respondent, Colorflo Decora-
tor Products, Inc., Riverside, California, its officers,
agents, successors, and assigns, shall take the action
set forth in the said recommended Order.
IT IS FURTHER ORDERED that the complaint be, and
it hereby is, dismissed insofar as it alleges violations
of the Act not found herein.
I We hereby deny the General Counsel's motion to strike Respondent's
exceptions.
2 The Respondent has excepted to certain credibility findings made by
the Administrative Law Judge. It is the Board's established policy not to
overrule an Administrative Law Judge' s resolutions with respect to credibili-
ty unless the clear preponderance of all of the relevant evidence convinces us
that the resolutions are incorrect . Standard Dry Wall Products, Inc.,
91
NLRB 544 (1950), enfd. 188 F.2d 362 (C.A. 3, 1951). We have carefully
examined the record and find no basis for reversing his findings
DECISION
STATEMENT OF THE CASE
WILLIAM J. PANNIER III, Administrative Law Judge: This
matter was heard by me in Riverside, California, on May 19
through 21 and on May 24, 1976. On February 27, 1976, the
I Unless otherwise stated , all dates occurred in 1975.
228 NLRB No. 53
Regional Director for Region 21 of the National Labor
Relations Board issued an order consolidating cases,
consolidated complaint, and notice of hearing, based upon
an unfair labor practice charge filed in Case 21-CA-14266
on December 24, 1975,1 as amended on February 25, 1976,
and upon an unfair labor practice charge filed in Case 21-
CA-14273 on January 2, 1976, alleging violations of
Section 8(a)(1) and (3) of the National Labor Relations Act,
as amended, 29 U.S.C. Sec. 151, et seq., herein called the
Act.
All parties have been afforded full opportunity to appear,
to introduce evidence, to examine and cross-examine
witnesses, and to file briefs. Based upon the entire record,
upon the briefs, and upon my observation of the demeanor
of the witnesses, I make the following:
FINDINGS OF FACT
1. JURISDICTION
At all times material herein, Colorflo Decorator Pro-
ducts, Inc., herein called Respondent, has been a California
corporation engaged in the manufacture of resin gift items
at its facility located at 12155 Magnolia Avenue, Riverside,
California. In the normal course and conduct of these
operations, Respondent annually sells and ships products
valued in excess of $50,000 directly to customers located
outside the State of California. Therefore, I find, as
admitted in the answer, that at all times material, Respon-
dent has been an employer engaged in commerce and in a
business affecting commerce within the meaning of Section
2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
At all times material, District 65, Distributive Workers of
America (Independent), herein called the Union, has been
a labor organization within the meaning of Section 2(5) of
the Act.
III. ISSUES
1.
Whether leadwomen Mary German,2 Rosalie Her-
nandez, and Rebecca Vargas are supervisors within the
meaning of Section 2(11) of the Act and agents of
Respondent within the meaning of Section 2(2) and (13) of
the Act?
2.
Whether Respondent, through Vargas, violated Sec-
tion 8(a)(1) of the Act by engaging in the following
conduct: Between July and September through December,
threatening employees with discharge and other reprisals in
order to discourage them from joining or assisting the
Union; in July and September, giving employees the
impression that Respondent was engaging in surveillance of
their union activities; on or about September 2, interrogat-
ing employees concerning their union membership, activi-
ties, and sympathies, and the union membership, activities,
and sympathies of their fellow employees; and, on or about
2 Also referred to in the transcript as Mary Zubia.
COLORFLO DECORATOR PRODUCTS
409
December 12, promising benefits to employees in order to
encourage them to forego their support of the Union?
3.
Whether, during the first week of October, Respon-
dent, through German, threatened employees with dis-
charge and other reprisals in order to discourage them from
joining or assisting the Union, thereby violating Section
8(a)(1) of the Act?
4.
Whether Respondent discharged and failed to rein-
state Catalina Castillo because she had engaged in union or
other protected concerted activities for the purpose of
collective bargaining or other mutual aid or protection and,
if so, whether this discharge occurred subsequent to July 2?
5.
Whether Respondent terminated Carmen Verdugo
on July 25, Maria Leon and Gloria Cota on September 4,
and Connie Alvarado, Patricia Anaya, Luisa Asencia,3
Teresa Cacho,
Esperanza Cruz, Evangelina Gonzales,
Norma Osterhout, Lupe Quiroz, Margaret Sierra, and
Lucia Valencia on December 12 because they had engaged
or Respondent suspected that they had engaged in activities
supporting the Union, thereby violating Section 8(a)(3) and
(1) of the Act?
IV. SUPERVISORY STATUS OF THE LEADWOMEN
Respondent operates a seasonal business centered on the
Christmas season and the Valentine's Day-Easter-Mother's
Day season. Thus, its peak periods are from August to
November and from February to April. During those
periods, Respondent employs 45-47 production employees,
including leadpersons and 3 maintenance employees, and,
additionally, approximately 4 shipping department employ-
ees. For the remainder of the year, between 16 and 20
production employees and 2 shipping employees suffice to
conduct operations.
Respondent's president is Lester Mendell, who makes
daily tours through the production area, making certain
that quality control standards are maintained, taking care
of mechanical conveyors and, generally, being certain that
repairs are effected and that everything is functioning
properly. So far as the record discloses, Mendell does not
become involved with personnel matters nor with the
supervision of the production and shipping employees.
Frances Ninow serves as credit manager, office manager,
and personnel director. As credit manager, she clears all
orders by obtaining and checking out credit references on
customers to ascertain if they will be accorded open
accounts or will be required to submit prepayments. As
office manager, Ninow manages the office and is responsi-
ble for financial matters, including billing. Finally, as
personnel manager, she is responsible for "the hiring and
the dismissal of the employees, their benefits, the timecards,
the payroll." In this capacity, Ninow testified that she does
all interviewing of applicants and, additionally, visits the
production and shipping areas daily where she may spend
"up to an hour or more" watching the employees at work.
Since March 1976, Robert Billings has occupied the
position of plant manager. Prior to that time Lanell Clark
served as plant manager. Ninow's description of the duties
performed by the plant manager was as follows:
The plant manager oversees all of the production
within the plant from the time that an order is received
in-house and goes through the credit process and is
turned over to the plant manager' s section, he then
makes sure that those parts are logged in and that parts
are made up for the production.
He also oversees all of the employees in the produc-
tion area. He handles all of the purchasing involved
with the manufacturing.
He handles all of the maintenance of the plant. He
just generally handles the entire plant functions.
According to Ninow, these duties require the plant manag-
er to spend 90 percent of his working time on the
production floor.
Respondent employs three leadwomen: Mary German,
the shipping department leadwoman; Rebecca Vargas, the
leadwoman for the large conveyor, the frame conveyor and
the large trivets; and, Rosalie Hernandez, the leadwoman
for pressing and storing flowers. Contrary to the contention
of the General Counsel, Respondent denies that these
leadwomen are supervisors within the meaning of Section
2(11) of the Act. Yet, every employee or former employee
appearing as a witness testified that the leadwomen had
made daily work assignments. A number of them testified
that they had regularly been transferred from uncompleted
tasks to different jobs by the leadwomen. Whenever they
had completed assignments earlier than anticipated, testi-
fied the employees, they would be reassigned to different
duties by the leadwomen. Several testified that they had
been instructed to telephone their leadwomen whenever
they were to be absent or tardy and several also testified
that they had been reprimanded by the leadwomen. Five
testified to having requested permission of the leadwomen
to leave work early and to having been granted permission
by the leadwomen. It is undisputed that the leadwomen
make corrections on timecards whenever the timeclock
malfunctions or whenever employees forget to punch their
timecards. It is the leadwomen who distribute paychecks on
paydays. Vargas and Hernandez share an office, where they
have desks and signs bearing their names, with a window
through which they can observe the production area.
Leadwoman German shares the plant manager's office,
which also has a window through which the shipping area is
visible.
Respondent does not dispute the accuracy of these
matters but contends that the employees had been viewing
but a part of an overall picture which, examined as a whole,
shows that the leadwomen are mere conduits for the
directions of higher management and that they lack the
requisite independent judgment to qualify as supervisors
under Section 2(11) of the Act. For example, testified
Ninow, work assignments
are made on the basis of
production cards which are prepared by the plant manager
and then distributed by the leadwomen to work stations
based upon the locations where the work described on the
cards is performed. Similarly, Ninow testified that employ-
ee reassignments are made pursuant to production require-
ments established by the plant manager and when more
3 Although spelled other ways in the briefs , the spelling used in this
Decision conforms with the manner in which Asencia spelled it when called
to testify
410
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
than one job remains for completion at the time that an
employee completes an assignment, the leadwoman must
ask the plant manager to which job the employee should be
reassigned . Ninow denied ever having told employees to
call their leadwomen if they intended to be absent or tardy,
claiming that she had merely told them to call the office.
While conceding that leadwomen could excuse employees
early from work, Ninow asserted that this authority was
severely circumscribed, exercisable only if the employee
had a doctor's appointment or would be absent for a short
period and, then, only if no higher management official was
present.
Ninow flatly denied that leadwomen possessed authority
to reprimand employees and described an incident where,
allegedly, three employees had complained about Vargas
telling them to punch out if they did not like being forced to
work so hard. Ninow testified that she had immediately
told the three employees that Vargas lacked such authority,
had then spoken with Vargas about the matter and had told
the three employees that they should report any further
problems. Ninow also described an incident where she had
given similar information to Esperanza Cruz. Finally, while
conceding that the leadwomen did have offices, Ninow
testified that very little of their working time was spent
there, estimating that Hernandez and Vargas spent 95
percent of their working time during the slow seasons and
all of their time during the busy seasons on the production
floor doing the same types of work as the employees.
Similarly, Ninow claimed that German spent 80 percent of
her time during the slow seasons and 20 percent of her time
during the busy seasons performing shipping work. Accord-
ing to Ninow, when working in the office, German was
occupied handling the routing of orders and receiving
documents.
It is not disputed that the leadwomen are hourly paid,
receive time and a half for overtime work, are docked for
being tardy or absent, have no special benefits, do not
attend management meetings , and enjoy the same fringe
benefits, are subject to the same personnel policies, punch
the same timeclock, and wear the same type of work
clothing as do the employees. On the other hand, these
matters are not determinative in appraising supervisory
status. Section 2(11) of the Act defines a supervisor as:
... any individual having authority, in the interest of
the employer, to hire, transfer, suspend, layoff, recall,
promote, discharge, assign, reward, or discipline other
employees, or responsibly to direct them, or to adjust
their grievances, or effectively to recommend such
action, if in connection with the foregoing the exercise
of such authority is not of a merely routine or clerical
nature, but requires the use of independent judgment.
Possession of any one of these powers is sufficient to confer
supervisory status. N.L.R.B. v. Edward G. Budd Manufac-
turing Co., 169 F.2d 571, 576 (C.A. 6, 1948), cert. denied 335
U.S. 908 (1949); Ohio Power Company v. N.LR.B., 176 F.2d
385, 387 (C.A. 6, 1949), cert. denied 338 U.S. 899 (1949).
Notwithstanding Respondent's contentions, several factors
dictate that, at the very least, the leadwomen do exercise
independent judgment in responsibly directing employees.
First, no corroboration was provided for Ninow's testi-
mony. Neither former Plant Manager Clark nor present
Plant Manager Billings was called by Respondent to testify
concerning the day-to-day supervision of the employees.
No explanation was proffered for failing to do so. More-
over, while Respondent called each of the leadwomen as
witnesses and while each testified in a manner favorable to
Respondent in other areas, no questions were put to them
on direct examination concerning their duties and authori-
ties. All questions on cross-examination which touched on
these subjects were met with objections under Federal
Rules of Evidence, Rule 611(b). Thus, in the area of day-to-
day supervision of employees, it was as if the leadwomen
had never been called by Respondent and, again, no
explanation was advanced for pursuing this course. The
absence of this testimony was quite significant for even
accepting Ninow's testimony about the amount of time that
she spent in the production area, it is clear that, with respect
to the day-to-day supervision of employees, Respondent
had chosen to rely on a witness less qualified than others
who were at Respondent's disposal. "The nonproduction of
evidence that would naturally have been produced by an
honest and therefore fearless claimant permits the inference
that its tenor is unfavorable to the party's cause. " 2 Wigmore
on Evidence, sec. 285, p. 162 (3d ed. 1940). See also
International Association of Bridge, Structural and Ornamen-
tal Iron Workers (AFL-CIO), Local 600 (Bay City Erection
Company, Inc.), 134 NLRB 301, 306, fn. 11(1961).
Second, as discussed more fully in section V, B, infra,
Ninow was not a credible witness, displaying a tendency to
make generalized assertions favoring Respondent' s inter-
ests and then to avoid answering and to answer evasively
when interrogated regarding specific information underly-
ing those generalized assertions. In addition, were Ninow to
be credited, it would mean that the only supervisors in
Respondent's facility were she and the plant manager.
Considering that the peak seasons last approximately half
of the year, this would mean that two supervisors were
supervising almost 50 employees for a substantial portion
of the time. In fact, since Ninow does not actually supervise
the employees while in the production and shipping areas, it
would mean that during the peak seasons, the plant
manager would be supervising 50 employees, a ratio which
the Board has held to be disproportionate. The Banta
Company, 145 NLRB 1141, 1143, fn. 6 (1964). Moreover,
given the extensive responsibilities and duties which both
Ninow and the plant manager discharge, as described
above, it is unlikely that they would have the time to
provide any significant degree of direct day-to-day supervi-
sion to the employees during even the nonpeak seasons.
Third, Ninow acknowledged that Vargas and Hernandez
were responsible for being certain that production is
performed properly. She admitted that the leadwomen
would tell employees when the work had not been per-
formed properly and that the employees would be expected
to "do it over again." Moreover, Respondent conceded that
on production cards appears a blank prefaced by the
punted word "Supervisor" and that the name of the
appropriate leadwoman is written on the space beside those
blanks. However, Respondent argues that the work is not
complex and, accordingly, that the decisions made by the
COLORFLO DECORATOR PRODUCTS
411
leadwomen are not complicated. Yet, as the Board pointed
out in Dunkirk Motor Inn, Inc., d/b/a Holiday Inn of
Dunkirk-Fredonia, 211 NLRB 461, 462 (1974):
The test of responsible direction does not depend on the
complexity and difficulty of the . . . work or of the
corrective measures invoked.... Adoption of that test
would unrealistically rule out a finding of responsible
direction in all situations where the work involved does
not require a high degree of skill and technical compe-
tence. The proper test . . . is that [the supervisor]
exercises independent judgment without consultation
... in ascertaining the deficiencies in the . . . work,
however prosaic and uncomplicated, and utilizing the
authority to order that the work be done correctly.
Finally, a great deal of the General Counsel's testimony
concerning specific events illustrating exercise of indepen-
dent discretion by leadwomen went unrefuted. Thus, while
Ninow testified that production cards were distributed to
the employees,
Respondent did not dispute Catalina
Castillo's testimony that, when she had been hired initially
in September 1974, the cards had been used until her
leadwoman, Rebecca Vargas, returned from vacation, after
which use of the cards to assign work had been discontin-
ued. Similarly, Respondent did not dispute the testimony of
several employees that, on various occasions when they had
completed their assigned duties, their leadwomen had
assigned them to other work, immediately upon being
advised that they had completed their work without having
consulted with anyone. Significantly several of these
assignments resulted in the transfer of employees to an area
where a different person served as leadwomen. For exam-
ple, shipping department employee Gloria Cota had been
assigned, occasionally, by shipping department leadwoman
German to help leadwoman Hernandez - immediately
upon Cota's report that she had completed her work and
without having consulted with any other person. Further,
Vargas did not deny having directed Maria Martinez,
Castillo, and Esperanza Cruz to call her if they intended to
be tardy or absent. Indeed, such a direction was consistent
with the nature of Respondent's operation wherein the
plant opened at 7 a.m., but the offices did not open until 8
a.m. Thus, if an employee wanted to call to report that he or
she would be late or absent, that report would have to be
made near the beginning of the day's work (particularly
with regard to tardiness, since a belated report, made only
after the office had opened, would hardly be sensible) when
only the leadwomen were in the plant. This latter point is of
some significance as well , for Ninow did not report for
work until between 8:30 and 9 a.m. and the plant manager
sometimes did not report until much later. Thus, the
leadwomen, each of whom had keys to the facility and were
responsible for opening it each morning, would be the
highest officials in the plant for a significant portion each
working day. Finally, there were no denials of Castillo's
testimony that Vargas had threatened to discharge her for
sloppy work and inattention and of Lupe Quiroz' testimony
4 No differentiation is attached by Respondent to the terms "layoff" and
"discharge."
5 During 1975, there had been a close relationship between Vargas and
Varela, as the former had ridden the latter to and from work and had also,
that Vargas had threatened to discharge her if she again
failed to put catalyst in the resin. Nor was it disputed that
German had once told Maria Leon, Carmen Verdugo, and
Cota that if they had to be warned a third time for excessive
talking, all three of them would be terminated.
Therefore, in view of the undisputed evidence and of the
fact that Respondent has failed to present credible evidence
sufficient to contradict or to explain the matters testified to
by the General Counsel's witnesses,
I find that the
leadwomen - Mary German, Rebecca Vargas, and Rosalie
Hernandez - are supervisors within the meaning of
Section 2(11) of the Act and, concomitantly, are agents of
Respondent within the meaning of Section 2(13) of the Act.
See American Book Division, Litton Educational Publishing,
Inc., 214 NLRB 413 (1974); Screwmatic, Inc., 218 NLRB
1372 (1975).
V. THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Alleged 8(a)(1) Conduct
To appreciate the relationship of some of the following
statements, allegedly violative of Section 8(a)(1) of the Act,
the order of the discharges should be kept in mind:4
Catalina Castillo in late June or early July, Carmen
Verdugo on July 25, Maria Leon and Gloria Cota on
September 4, and the remaining 10 employees were
terminated on December 12.
Esperanza Cruz testified that on September 2, she had
been in the lunchroom where Vargas and Ernestina Varela,
an employee,5 were together at another table. According to
Cruz, Vargas had told Varela "There are some crazy ones
organizing the Union, but they don't know what they are
doing" and, then, had turned and asked what Cruz thought
about the Union. Cruz testified that she had replied that she
did not know anything and that Vargas had then told
Varela, "If we had known before that they were talking
about the Union, they would have been terminated earlier."
Cruz conceded that no names had been mentioned by
Vargas. Both Varela and Vargas denied that the latter had
made the statements "The crazy employees are organizing
the Union" and "If the company had known they would
have been fired earlier." However, Vargas' denials were
directed to statements made on December 2 and neither
Varela nor Vargas denied that the latter had asked Cruz
what she thought about the Union.
Maria Leon testified that, following Cota's and her
terminations on September 4, they had been returning to
the shipping department when they had encountered
Vargas who laughed at them and said, "That's what you get
for messing around with the union. We don't want any
union here, and whoever signed the cards are going to be
laid off." Vargas denied telling Leon on September 4 or at
any other time, "That's what you get being for the Union."
Cota, who gave a full recitation of the events surrounding
the September 4 terminations, made no mention of such a
statement by Vargas. Nor was there mention of such
comments by Leon in her prehearing affidavit, dated
occasionally, dropped off Varela's paycheck on paydays when Varela had
been absent from work. The two women also sat together during their
morning and lunch breaks.
412
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
September 26. In explanation, Leon asserted that she had
reported Vargas' comments to the Board agent, but that he
had replied, "I have everything that's important in here, so
you can go ahead and sign it."
Maria Martinez testified that on September 5, while she
worked in the same area as Virginia Keaveny, Vargas had
approached Hernandez and German, who had been
conferring near where Martinez was working, and had said
that Cota and Leon had been laid off because they were
"pushers of the Union." Keaveny, who preceded the three
leadwomen as a witness for Respondent, testified that she
had not heard such a remark by Vargas on September 5.
The three leadwomen, while denying that Vargas had said
that Cota and Leon had been laid off for supporting the
Union, admitted that they had participated in a discussion
in September, during which the two terminations had been
discussed. However, they testified that the discussion had
involved rumors, to the effect that Cota and Leon had been
discharged for supporting the Union, which were allegedly
circulating through the facility. While this might well have
explained the words that Martinez had heard, the fact is
that when pressed for details of this conversation Hernan-
dez and Vargas, to whom German attributed the statements
which she had heard concerning the rumors, became quite
vague. Their testimony in this respect is quite instructive for
it displays a lack of detail which pervaded Respondent's
case, as discussed more fully in the next section. Thus,
questioned about the matter, Hernandez testified as fol-
lows:
Q.
Will you please tell me the entire conversation as
best you can recall? What was said by the individuals
present, including yourself?
A. I don't remember. I can't remember that far
back exactly what we were saying, you know.
Q.
You mean to tell me that all you can remember
is the fact that she said there was rumors?
A.
No, I mean we were talking and all that, I know
that. But I mean I can't tell you - I can't remember
exactly every word we could have said.
Q.
Well, I'm not - as best you can remember, what
was said by the people present during that conversa-
tion? What did you say and what did Becky Vargas say
and what did Mary German say?
A. I can't remember that.
Regarding this conversation, Vargas testified as follows:
Q.
What did you tell Mary German about that?
A.
Well, we said probably maybe that's why it was.
Q.
Maybe that's why what was?
A.
That that's why the rumor was going around,
maybe that's what it had to do.
Q.
What had to do? I don't understand.
A.
Well, there was talk around about the union, so
maybe that's why.
Q.
Maybe what's why? I'm not trying to be diffi-
cult, but I don't understand. You are referring to
something and I don't know what you are referring to.
A.
Well, I am referring to that that's maybe that's
why the rumor was going on.
Q.
What's why the rumor was going on?
A.
Well, it was all the topic after - that they were
laid off. First they were laid off for lack of work. Then
later on they said that, the girls who were talking, said
maybe it was due to the union. That's when we really
found out about the union.
Q.
Now, I want to know - you in your conversa-
tion with Mary German when you talked about the girls
and their union activities, I want you to tell me what
was said, okay?
A.
Well, I just told you.
:
r
*
s
s
A.
Well, the only thing the three of us said that
maybe it was because of the union.
Q.
All three of you said that?
A.
Well, that was the topic of the conversation.
A. I really don't know how to say it except it's just a
topic we got onto and said, "Well, maybe it is."
JUDGE: Well, what led you to say that?
Tim WrrNEss: Well, because all the rumors that were
going around the plant.
JUDGE: Well, but somebody apparently said some-
thing in the conversation that led you to say, "Yes,
maybe it was that."
Tim WITNESS: Maybe I guess we were talking about
that.
JUDGE: Do you remember who said what?
Tim WITNESS: I'm not sure if it was Mary or Rosy. I
can't say really it was one of them when we got onto it.
s
s
w
s
Q.
The only thing you remember, then, is that you
talked about some rumors, but you don't know who
said what, is that correct?
A.
Right.
Moreover, though she asserted that she had heard these
"rumors" at various points in the plant on September 5,
including in the lunchroom where she admitted that the
tables are sufficiently close to hear conversations, Vargas
was unable to specify the name of even one employee
whom she had overheard making the comment that Cota
and Leon had been terminated due to the Union.
Cruz testified that, approximately 4 days later, she had
been bending over, removing a cart from beneath a
worktable at which Varela and Opheliz Gutierrez were
talking with Vargas, and she had heard Vargas saying that
she knew there had been union meetings in the home of
Castillo and Verdugo. Varela and Vargas both denied only
that the latter had said that she knew that Verdugo and
Leon had been having union meetings or union members in
their homes .6
6 Although her affidavit states that Vargas had been two or three tables
"from where I was, and I heard her,.
" Cruz explained that it had been her
work station that had been two or three tables from where Vargas had been
conversing with the two employees, while she had been searching for a cart to
take to that work station
COLORFLO DECORATOR PRODUCTS
413
Lucia Valencia testified that she had been in the dining
room on approximately September 8 with Lupe Quiroz and
Teresa Cacho when she had heard Vargas tell four
employees, whose names she did not recall , at the next
table, "Maria Leon and Gloria Cota were fired because of
the Union and because of me, because of myself." Vargas
denied having made this statement. Quiroz and Cacho did
not testify to having heard Vargas make such a statement,
although Valencia was unable to recall if they could have
heard Vargas' remark.
The lone unlawful statement attributed to German is
based upon the testimony of Maria Leon, who claimed that,
during a telephone conversation 1 or 2 weeks after her
termination, she had inquired of German about the reason
for her discharge, telling German that she had found out
that the true reason had been because of the Union.
According to Leon, German had said that this was true,
that Ninow had said that Cota and she had been laid off
because they were supporting the Union, and that anybody
else who signed cards for the Union would also be fired.
This alleged conversation was also omitted from Leon's
affidavit and she again attributed to the Board agent the
decision to omit it. German conceded that she had spoken
with Leon on the telephone after September 4. But she
contended that the first conversation, occurring on Septem-
ber 5, had consisted of Leon asking why she had been laid
off and of German replying that it had been occasioned by
lack of work, adding that there were rumors that it had been
because Cota and she were pushing for the Union. German
failed to explain why she had felt it necessary to raise the
subject of these rumors. The second conversation, accord-
ing to German, had been confined to Leon asking for
German's opinion of the Union to which German had
responded that she was not favorably disposed.
Luisa Asencia testified that, approximately 2 weeks after
the September 4 terminations, she had been in the lunch-
room, removing food from the refrigerator, when she had
overheard Vargas telling Varela, Esmeralda, and three
others, "You see, because of being involved or of dealing
with this about the Union, that's why Maria Leon and
Gloria Cota were thrown out. If you also get involved with
that of the Union you also will be let out or let go ." In her
prehearing affidavit, Asencia had placed this comment as
occurring in November and, confronted with this, she
explained that as she was unable to read , the Board agent
had read the statement to her and while she had realized
that he had written November, rather than September, she
had not said anything. More significant was the portion of
the affidavit which recites Vargas' words : "See, because of
going around, or making around, or being around with that
one of the Union, you are going to be fired." Confronted
with the omission of any specific reference to Cota and
Leon in the affidavit, Asencia appeared quite puzzled,
inquiring "It's not written on my statement?" Interestingly,
neither Vargas nor Varela specifically denied that the
remark about Cota and Leon had been made by Vargas in
late September. They merely denied that Vargas had ever
said that Verdugo and Leon had been fired because of the
Union and this denial, at least in the case of Vargas,
appeared to be directed more to Valencia's description of
the September 8 dining room incident. By contrast, both
did deny specifically that Vargas had said that those who
got involved with the Union or had anything to do with it
would lose their jobs - which, of course, is the portion of
the conversation which does appear in Asencia's statement.
Valencia testified that in latter September Vargas had
approached her and had asked if she had signed a union
card. Valencia further testified that when she had pleaded
lack of knowledge about the matter, Vargas had stated that
where the Union had become the representative of employ-
ees, wages at those factories had been reduced and that the
same would happen at Respondent were the Union
successful in becoming the representative of the employees.
Vargas denied only that she had stated, around the latter
part of September, that if the Union got into the plant,
wages would be lowered.
Three employees - Cruz, Lupe Quiroz, and Teresa
Cacho - testified to an incident occurring in the lunch-
room in October. Each recited that Vargas had entered, had
warned that the employees should not organize for the
Union or "the boss" would run them off, and had then left.
Though Cruz made no mention of the fact, both Quiroz and
Cacho testified that Vargas had seated herself at another
table while there. Vargas denied having stated in October
that employees who organized for the Union would be fired
and denied stating that employees should not sign for the
Union because "the boss" would get rid of them. Neither
Cruz nor Quiroz had included an account of this incident in
their prehearing affidavits and both claimed that they had
not recalled the incidents at the time that those affidavits
had been taken. The same three employees testified that in
November, as they had worked together, Vargas had
stopped and had warned Quiroz not to organize for the
Union since those who did so would be fired. Vargas denied
having made the statement and this incident is omitted
from the affidavits of all three women.
In the fall, St. Edwards Parish had a carnival. Leon
testified that she and her two sisters , Micaela and Transita
Marquez, had attended and, while there, had encountered
Vargas working at a food stand. According to Leon, Vargas
had asked what Leon was doing and when the latter had
responded that she was not working, Vargas had retorted:
"That's what you get for messing around with the Union.
We don't want any union in there and whoever signs the
card [sic ] are going to get fired, too." Micaela Marquez,
who acknowledged that she had never seen Vargas at
Respondent and had only encountered her in connection
with parish affairs, testified that Vargas had said that Leon
had been fired because she was in the Union, conceding
that she (Micaela Marquez) had not been interested in the
conversation apparently since, at the time , she was running
for queen in the carnival. Transita Marquez testified that all
that Vargas had said was that whoever signed a union card
was going to be fired and, like her sister, acknowledged that
she had not encountered Vargas at Respondent's facility.
Vargas admitted having worked at a food booth during the
carnival, but denied having made the statements attributed
414
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
to her by Leon and her two sisters, contending that she had
been too busy in the booth to engage in discussions.
The final incident allegedly occurred on December 12,
the day of the mass layoff alleged as a violation of Section
8(aX3) and (1) of the Act. Quiroz and Cacho testified that,
as they were leaving the lunchroom, they encountered
Vargas who, from a distance of approximately 50 feet and
in the presence of other employees, taunted them by saying
that because of her (Vargas') "huevos," the two employees
were "going out" and her wish had been granted, that
whoever else organized or signed for the Union would also
be fired like Quiroz and Cacho, that those who did not sign
for the Union would be given a week's Christmas vacation,
and that Respondent wanted no union. This was not
included in the prehearing affidavit of Quiroz, who testified
that she had not recalled it at the time that her statement
had been taken. Vargas denied having spoken to Cacho and
Quiroz on December 12, denied having said,"You are going
now. What I wanted has happened. Those who helped the
Union have to go because we don't want the Union here,"
and denied saying, "Those who sign up with the Union will
be run off, and those that don't sign will get a bonus."
Further examination elicited denials from Vargas that she
had ever used the word "huevos" at work, that she had seen
Quiroz and Cacho outside the lunchroom and that she
knew that they were to be terminated or laid off. Yet,
Ninow admitted that in 1975 Respondent had instituted a
new benefit - giving a week off at Christmas time for
which employees who had been employed for at least a year
were compensated. Though she claimed that this benefit
had been announced early in the year, there was no
corroboration for this assertion.
A considerable portion of Respondent's brief is devoted
to highlighting a series of statements made by the General
Counsel's witnesses, showing, for the most part, discrepan-
cies between the testimony and the prehearing affidavits.
This, of course, does not constitute per se grounds for
discrediting witnesses. It should be kept in mind that the
General Counsel's witnesses were not highly educated
professional persons. Moreover, forgetfulness and confu-
sion are common traits. Thus, I am considering the
omissions from the affidavits, the conflicts between testi-
mony and affidavits, and the various explanations for
discrepancies only to the extent that they truly appear to
have arisen from an effort to embellish the General
Counsel's case.
First, there are two witnesses who were most impressive
when they testified and whom I credit without reservation,
based upon their demeanor - Lucia Valencia and Teresa
Cacho. At no point was Valencia's testimony rendered
suspect by any objective or subjective criteria. Though
there were occasions where the questioning confused her
and while she displayed the normal tenseness of persons not
experienced in testifying, she answered the questions put to
her in a forthright manner and seemingly made every effort
to be precise in her responses to questions. Consequently, I
find, consistent with Valencia's testimony, that on approxi-
mately September 8, Vargas did tell four employees "Maria
Leon and Gloria Cota were fired because of the Union and
because of me, because of myself," and that in late
September Vargas had asked if Valencia had signed a card
for the Union and did threaten that wages would be
reduced if the Union succeeded in becoming the represent'
tative of Respondent's employees. As will be discussed at
greater length below, I do not credit Vargas and, conse-
quently, do not credit her denials to these statements.
Therefore, I find that by this conduct Respondent threat-
ened to discharge employees who supported the Union,
interrogated employees concerning their union activities,
and threatened wage reductions should the Union become
the employees' bargaining representative.
While Cacho's affidavit omitted mention of Vargas'
November warning to Quiroz, her explanation that she did
not recall why she had failed to mention the statement
when interviewed seemed a sincere acceptance of fault for
the omission - in contrast to Leon's effort to place the
blame on the investigator. Cacho's attitude in this respect
was consistent with her overall demeanor, which was
unaffected and virtually childlike in its sincerity. I fully
credit her and, this being the case, do not consider it
material to review in detail Cruz' and Quiroz' explanations
as to why they had failed to include in their affidavits
descriptions of the incidents in October and November, as
well as Quiroz' effort to explain why she had not earlier told
the Board about the December 12 comments of Vargas - a
portion of Cacho's testimony that was particularly convinc-
ing.
Therefore,
consistent with my finding regarding
Cacho's credibility, I find that in October Vargas did warn
that if the employees organized for the Union the "boss"
would run them out; in November Vargas did wain Quiroz
that those who organized for the Union would be terminat-
ed; and on December 12 Vargas did express extreme
satisfaction over the terminations of Quiroz and Cacho, did
warn that whoever else organized or signed cards for the
Union would be similarly fired, and did promise a week's
paid vacation to those who refrained from supporting the
Union. The latter is, of course, consistent with what did
subsequently happen, when the employees were given an
additional week's paid vacation (at least, those employed
for a year or more) for the first time in Respondent's
history. Consequently, I fmd that Respondent did threaten
to discharge employees who supported the Union, and did
promise benefits to employees to encourage them to forego
their support of the Union.
Second, Hernandez' and Vargas' efforts to explain their
conversation of September 5 was totally unpersuasive. Not
only were they unable to describe the words that they had
exchanged, beyond the generalized mention of rumors that
Cota and Leon had been discharged for supporting the
Union, but Vargas was totally unable to recall even a single
source of this asserted rumor. In fact, so confused did she
become in her effort to construct a plausible recitation that
would satisfy the questions being put to her, that Vargas, in
effect, admitted having said exactly what Maria Martinez
had testified having overheard her say - that Cota and
Leon had been discharged because they were supporting
the Union. I credit Maria Martinez' testimony to this effect.
Third, two facets of Maria Leon's testimony were
rendered unbelievable by her explanation of why they had
been omitted from her affidavit: her account of Vargas'
purported statement to Cota and her on September 4 and
her recitation of the telephone conversation with German
COLORFLO DECORATOR PRODUCTS
415
following those terminations . Both of these matters per-
tained directly to Respondent's motive for effecting the
terminations. Surely their significance would have been
evident to any employee who had been terminated and who
was charging the employer with an unfair labor practice
because of that termination. Moreover, even the most
novice Board agent would appreciate their significance.
Consequently, her explanation for their omission from her
affidavit - that the Board agent had, in effect, said that
they were not important - is quite clearly at odds with the
realities of the situation. It is also of great significance that
Cota, who fully described the events of September 4, made
no mention of any statement such as Leon attributes to
Vargas. True, German did admit having mentioned the
Union during her first telephone conversation with Leon
following the discharge. Yet, German did not appear to
have been making an effort, as was Vargas, to intimidate
the employees and to make sure that they appreciated the
unlawful consequences resulting from their efforts to obtain
representation. I do not credit Leon's testimony regarding
the September 4 comments of Vargas nor concerning the
purported telephone comments made by German.
This, however, does not end the matter, for there is also
Leon's testimony concerning Vargas' carnival statement.
The fact that a witness's testimony is not credible in some
respects does not render it not credible in all respects. See
Bloom/Art Textiles, Inc., 225 NLRB 766 (1976). Leon's
testimony concerning Vargas' carnival statement is corrob-
orated when the testimony of her two sisters is put together
- with Micaela Marquez corroborating the part about
Leon being discharged "for messing around with the
Union" and with Transita Marquez corroborating the part
about others suffering a similar fate if they also supported
the Union. The fact that neither sister overheard all of
Vargas' remarks does not impair their credibility. To the
contrary, it enhances it, for if they were fabricating their
testimony in league with their sister, it is unlikely that they
would each omit portions of Vargas' statement. Both were
young and Micaela Marquez admitted that she had not
been fully attentive. That Vargas may have been very busy
does not militate against a fording that she made such a
statement . After all, it was a brief exchange, hardly
requiring any significant departure from the task in which
Vargas
was engaging. Moreover, the Marquez sisters'
identification of Vargas is not impaired by their failure to
have seen her at Respondent's. Respondent has produced
no evidence that would support the likelihood of a second
parishioner named Rebecca Vargas. I credit the three
sisters and find that, at the carnival, Vargas did say that
Leon had been fired for "messing around with the Union"
and that she did threaten that other employees who did so
would also be fired.
One could only sympathize with the plight of Luisa
Asencia. Unable to read and obviously too timid to
challenge an agent of the Federal government, she had not
challenged the Board agent's inaccurate transcription of the
date of the lunchroom comments which she overheard
Vargas make in late September. Her shocked and uncom-
prehending reaction to the discovery that her full account
of those comments had not been transcribed in the affidavit
could only have been genuine. She simply did not appear to
be sufficiently devious to have been dissembling. I credit
her testimony that, approximately 2 weeks after the
September 4 terminations, Vargas did say that Leon and
Cota had been discharged because of their involvement
with the Union and that others would be discharged if they
engaged in such activity.
Finally, there is the testimony of Esperanza Cruz. A
considerable segment of the events which she described
when she testified had been omitted from her prehearing
affidavits - one taken on September 26 and a second taken
on January 12, 1976, each by a different Board agent.
Respondent argues, quite ably, that these omissions are
evidence of Cruz' attempts to embellish the General
Counsel's case. Without belaboring the matter, the simple
fact is that I have already found, based upon Cacho's
testimony, that the October lunchroom comments and the
November warning to Quiroz by Vargas both did occur.
Both incidents which Cruz described as occurring in
September - the one in the lunchroom on the 2nd where
Vargas was with Varela and the one at the workbench
approximately 4 days after Leon and Cota had been
terminated - were included in Cruz' initial affidavit.
Consequently, Respondent's argument concerning Cruz'
credibility is inapplicable to these matters, particularly as
the first affidavit was taken prior to the time that the Acting
Regional Director dismissed the initial charge against
Respondent, which Respondent, in essence, argues was the
event which led the General Counsel's witnesses to embell-
ish their testimony in an effort to make a case against
Respondent. True, Cruz' affidavit could be interpreted in
such a manner that it appeared to show Cruz standing in a
position other than she testified she had been in at the time
of the second conversation. But, this is entirely too
ambiguous a factor to discredit her entire testimony. I have
already found that Vargas was not a credible witness.
Similarly,
Varela, apparently influenced by her close
relationship with Vargas, was not an impressive witness. I
find that Cruz did overhear Vargas on September 2 saying
that "crazy" employees were organizing a union, that she
did question Cruz concerning the latter's opinion, and that
she did say that the employees would have been terminated
earlier had Respondent learned sooner of their activities. I
also find that, following Leon's and Cota's terminations,
Vargas did say that she knew that union meetings had been
occurring in Castillo and Verdugo's home. Accordingly,
Respondent did give employees the impression that it was
engaging in surveillance of their union activities, did
interrogate employees regarding those activities, and did
threaten termination as a reprisal for engaging in such
activities.
B. The Terminations
Respondent contends that the 14 alleged discriminatees
were terminated as part of an overall pattern of termina-
tions occasioned by the seasonal nature of its operations
and by the fact that its projected business had exceeded its
actual volume of business. It points to the fact that between
April and the end of the year, 30 employees, in addition to
the alleged discriminatees, were terminated, 21 others quit
and 3 were granted leave. While not disputing these facts,
the General Counsel argues, in effect, that the selection of
416
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the 14 alleged discriminatees and the timing of their
terminations was such that Respondent took advantage of
its general economic situation to eliminate the Union's
supporters and those which it suspected of supporting the
Union.
Catalina Castillo had been hired originally by Respon-
dent in 1968 and she testified that her last day of work had
been June 28, though her timecard disclosed that it had
actually been June 26. She had signed an authorization card
for the Union on June 1 and, thereafter, distributed cards at
work and encouraged other employees to support the
Union until June 5 when, discouraged with the lack of
enthusiasm shown by the employees, she ceased her
activities on its behalf. She acknowledged that her activities
had been conducted in "private so the Company wouldn't
know and wouldn't suspect that I was involved in union
meetings in the Union." She testified that, due to a family
illness, she had gone to the office on Monday, June 30, to
speak with Ninow about obtaining time off, but that when
she arrived, receptionist Jerry Hughes had said that Ninow
was in a meeting. Through the open door to Ninow's office,
Castillo had observed Ninow conferring with Clark and
Mendell. According to Castillo, Ninow had looked out at
Hughes and her, but had continued the meeting with the
result that Castillo, impatient to depart due to the nature of
her need to be absent, had asked Hughes to request
permission for a leave of absence from Ninow. At this
point, testified Castillo, Ninow again looked out the door
and, after turning to look at Ninow, Hughes said that
Castillo had permission and that she (Hughes) would tell
Ninow. This was the first time that Castillo had ever
directed such a request to Hughes.
Upon returning on July 7, Castillo was advised that she
had been terminated for being absent without permission.
Hughes did not testify nor was the failure to call her as a
witness explained, although Respondent conceded that it
knew that she was in St. Louis . Ninow denied having seen
Castillo on the last day of June and asserted that Hughes
had no authority to grant leaves of absence. According to
Ninow, the backlog of orders on June 27 dictated the
reduction of the employment complement in the pouring
department and she had selected Castillo because the latter
had not reported for work since June 27 and Respondent
did not know where she had gone.
Packing department employee Carmen Verdugo testified
that she had signed a card for the Union on June 2 and,
thereafter, had distributed literature and cards to a couple
of employees, had attended seven union meetings, and had
talked to approximately seven other employees on behalf of
the Union. However, she admitted that she had conducted
this activity in secret to avoid discovery by Respondent. On
July 27, she testified, Ninow had said that she was to be laid
off "for a couple of weeks." However, she was never
recalled. In fact, Verdugo was one of two employees
terminated that day and Ninow testified that these layoffs
had been necessitated by a lack of orders with the result
that she and the plant manager made the determination to
lay off two employees. The selection of Verdugo, testified
Ninow, was the result of her complaints about lifting boxes
and having to pack too quickly, which she began to make
upon her return from a week's sick leave in late May or
early June. Recalled as a rebuttal witness, Verdugo denied
ever complaining to Ninow about lifting boxes and testified
that she had been absent in the spring for only a day and a
half due to a twisted ankle. However, Respondent pro-
duced a slip from the Corona Medical Group, dated May
27, which bore Verdugo's name and the inscription: "The
above named person may return to work 2nd June '75."
Gloria Cota and Maria Leon were two of five employees
laid off on September 4. Both had been working in the
packing department at the time of their terminations and
Ninow acknowledged that they had been the only two full-
time employees in that department on September 4. Both
had signed authorization cards for the Union on August 28
and, thereafter, both had attended meetings and had
spoken with other employees in an effort to encourage them
to support the Union. Both were told that they were being
laid off for lack of work. Ninow testified that completion of
the packing of a large order had left Respondent with very
few future orders. Thus, she testified, that she and the plant
manager had determined that two packing department
employees and three pouring department employees could
be terminated. Cota was selected, according to Ninow,
because of her allergy to resin, discussed in greater detail
below, and Leon was selected because her limited experi-
ence in packing did not permit the degree of flexibility in
working in other departments which Respondent desired.
On December 12, 10 employees were terminated. Marga-
ret Sierra and Norma Osterhout had been rehired in
November by Respondent with the understanding that
their employment would be short-term in duration. Neither
of them engaged in any union activity prior to their
December terminations. There is, moreover, no evidence of
any union activity by Patricia Anaya or Evangelina
Gonzales, two others terminated that day. The six others
terminated on December 12 - Connie Alvarado, Esperan-
za Cruz, Lupe Quiroz, Teresa Cacho, Lucia Valencia and
Luisa Asencia - had signed cards authorizing the Union to
represent them and on October 1, Respondent had been
notified by the Union that Cruz had been chosen to act as
shop representative. Ninow testified that by December 12
all Christmas orders had been shipped with the result that a
layoff was dictated by the absence of orders to pack. She
testified further that Sierra and Osterhout had been selected
due to the short-term nature of their employment, Gonzalez
had been selected on the basis of the money which she cost
Respondent when she had twice failed to flush guns
properly for the automatic pouring equipment, and Anaya
had been chosen since she was scheduled to leave shortly
due to being pregnant. Cruz, Quiroz, Valencia, and Cacho
had been chosen, according to Ninow, because they had
been working on the frame conveyor and no more frames
were needed due to the large number which were in
inventory. Ninow testified that the reduced number of
orders had left it necessary to retain only one employee in
the grinding area and as Asencia had been encountering
problems lifting baskets with finished parts due to a
possible hernia and since Alvarado had twice been warned
for failing to wear safety glasses, they were the two grinding
area employees chosen for layoff.
Although Respondent's defense appears quite reason-
able, a number of factors undermine its validity. First, it
COLORFLO DECORATOR PRODUCTS
was unsupported by documentary evidence. Ninow testi-
fied that, in making determinations of when employees
should be terminated, she looked primarily to the cardex
records showing the backlog of orders and the inventory
records showing the merchandise which was in inventory.
Yet, neither these records nor a summary of these records
was produced at the hearing - even though Respondent
did produce a series of other documents to support its
defense, including a list of employees who quit and were
terminated from April through February 29, 1976, a list of
employees hired and rehired between June 15 and April 30,
1976, a summary of profit-and-loss figures for the fiscal
years ending March 31, 1974, 1975, and 1976, and a list
showing gross sales for each month from April 1974
through February 1976. No explanation was afforded for
failing to produce at least a summary of the cardex and
inventory records which, of course, were items that were
obviously central to Respondent's entire defense. Having
failed to do so, it is fairly inferrable that they would not
support Respondent's defense. Borg-Warner Controls, Borg-
Warner Corporation,
128 NLRB 1035, 1044-45 (1960);
Missouri Transit Company and its President, P. W. Fletcher,
116 NLRB 587,600-601 (1956), enfd. 250 F.2d 261 (C.A. 8,
1957).
Second, though Ninow continually brandished lack of
sufficient business as a shield to defend the need to
terminate the alleged discriminatees , she was unable to
provide any specific testimony to support the validity of
that defense. Illustrative of this fact was her testimony,
reminiscent of that of Hernandez and Vargas quoted
previously, concerning the situation at the time that Castillo
was chosen for termination:
A.
We had a need to cut back, as I have told you
previously, and since Cathy had not shown up, we
decided that we would lay Cathy off.
Q.
What was the need? Why did you have to cut
back on this employee, or an employee?
A.
We did not have enough business.
Q.
What does that mean?
A.
Just what I have told you before. We were not
receiving enough orders to keep all of the people on that
we had.
Q.
Well, what's enough orders?
A.
That's difficult to say exactly, but we can tell
when the orders come in the dollar amount involved
with the order and the ship date as to how much
business we have.
Q.
Well, you must have made that decision, and in
order to make that decision you would have had to
consult with the orders.
A.
Yes, we would have seen them.
Q.
You must have looked at them?
A.
Yes. Not at each individual order, no. I would
look at the backlog.
Q.
Well, how was the backlog?
A. It was apparently very low. We had been
working very little.
Q.
What do you mean by apparently? Didn't you
see it?
A.
Yes, I am sure I must have.
Q.
And what were the figures?
A. I do not recall.
Q.
What did you look at?
A.
The backlog.
*
*
*
*
417
Q.
And was it a single document you could look at
and see what the backlog was like?
A.
Yes.
Q.
And do you have that document?
*
*
*
A.
Yes.
Q.
A.
Q.
A.
Where is it?
In my office.
And what would it show?
A dollar amount.
*
Q. If you compared it to the week before would it
be a greater or lesser amount?
A. I have no way of knowing.
Q.
Didn't you consider that?
A.
At the time I did, yes.
Q.
But you don't remember what it was?
A.
No, I don't.
Ninow testified to similar effect when interrogated concern-
ing the backlog at the time that Verdugo had been
terminated on July 25 and at the time that Cota and Leon
had been terminated on September 4. In other words,
examination of Ninow concerning the specific information
which underlay her general assertion of lack of business
was precluded not only by the absence of the records - it
was also precluded by her constant retreat to lack of
memory.
Third, the plant manager was, according to Ninow,
involved in the decisions that led to the selections of the
alleged discriminatees for termination. Yet, as noted above,
Clark was never called and the failure to call her as a
witness was never explained. This is yet a further basis for
concluding that Respondent's defense lacks validity. A
similar conclusion is warranted by Respondent's failure to
call Hughes to rebut Castillo's testimony concerning the
events which took place in the office on the day that
Castillo sought a leave of absence.
Fourth, a series of discrepancies arose in Ninow's
testimony concerning the circumstances of the selection of
the particular employees who were terminated. Thus, while
Ninow claimed that Cota's allergy to resin had been the
reason for selecting her for termination, it is undisputed
that due to that very allergy Cota had been transferred to
the shipping department where she had then worked
continuously without apparent ill effect. Leon, according to
Ninow, had been selected for termination because she
lacked experience in other departments. Yet, Leon had
originally worked in production areas after being hired by
Respondent on January 18, 1973. Moreover, a basic
element of Respondent's defense is that it has a policy of
418
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
not seeking out former employees for rehire, in part,
because its production work is so simple to learn. This
being true, one wonders why Leon had to be terminated
rather than retrained. German admitted that on the day
after the two terminations she had spent 2 additional hours
working at shipping duties. Maria Martinez and Keaveny,
both of whom had been working in shipping part time prior
to September 4, spent 60 percent of their working time in
that department thereafter and the following week saw
Linda Castaneda added to the part-time complement in the
shipping department, with 60 percent of her time spent
there. Simple mathematics dictates that if three employees
each spend 60 percent of their time working in a given area,
that adds up to a total of almost 5 full days for two
employees (60 percent, of course, translating into 3 days per
week). Yet, the matter did not end here , for within 5 to 10
days following Cota and Leon's terminations April Carson
was also assigned to the shipping department on a part-time
basis. It is not surprising that these assignments had to be
made, for by September, Respondent's business has begun
to pick up, according to Ninow's testimony regarding the
seasons when Respondent is busy, and it is obvious that
shipping work would have had to be performed to meet
customers' orders.
Ninow's testimony also disclosed conflicts in the area of
the employees selected for termination in December. While
it is true that Alvarado had twice been warned about failing
to wear safety glasses, the second warning had occurred in
October and there is no evidence that she ever again failed
to wear the glasses. Thus, the matter was somewhat stale.
Moreover, Ninow admitted that not until approximately 6
weeks prior to December 12 had Cruz, Quiroz, Valencia,
and Cacho been transferred from the large conveyor to
framing work and that the large inventory of frames had
been accumulating for 6 weeks to 2 months prior to
December 12 . Unexplained was the need to transfer so
many employees to this work in circumstances where the
inventory had obviously been building and, further unex-
plained was why the four employees had simply not been
transferred back to the large conveyor . The latter is a more
significant question than might appear at first blush, for
Respondent intended to close down for 2 weeks over the
Christmas-New Year's holiday period . When it reopened
after the first of the year, its second big season would be
about to begin as Valentine's Day was little more than 6
weeks in the future. Assuming it intended to have its
products on the market sufficiently in advance of that
holiday to give customers a chance to purchase them, this
would mean that production would commence shortly after
January 5, 1976, when the employees returned from leave.
This is precisely what did happen - only rather than use its
own employees to meet production demands, Respondent
relied on Tempo employees. Although Ninow contended
that the Tempo employees had been but a part-time affair,
and that the number of such employees had varied from
day to day, no records were produced to support this
assertion, though Ninow freely admitted having them in
Respondent's possession.
In sum, Respondent's defense consists of but a series of
generalizations regarding the purported status of its busi-
ness at the time of the terminations of the alleged
discriminatees. No documentation was provided to support
these generalizations. Ninow resisted efforts to ascertain the
specific conditions which prevailed at the time that these
employees were terminated . To the extent that she did
testify about specific matters, much of that testimony was
inconsistent with objective considerations . Plant Manager
Clark, who assertedly participated in the decisions regard-
ing the selection of employees for termination, was never
produced as a witness and no explanation was advanced for
failing to call her. I find that Ninow was not a credible
witness and that Respondent's defense is not credible. This
being the case, it is proper to infer that Respondent's
motive for terminating the alleged discriminatees was
improper so long as "surrounding facts tend to reinforce
that inference." Shattuck Denn Mining Corporation (Iron
King Branch) v. N.L.RB., 362 F.2d 466,470 (C.A. 9, 1966).
All of the employees terminated, save Sierra, Osterhout,
Gonzales, and Anaya, had been active on behalf of the
Union, albeit some of them had not been active to a great
extent. In the case of Cota and Leon, Respondent's pleas of
lack of knowledge are refuted by Vargas' numerous
statements to employees , statements which clearly demon-
strated that their terminations had been because of their
support for the Union. Although Respondent contends that
the leadwomen were not involved in the selection of
employees for termination and that the leadwomen would
have no basis for knowing what factors had led to this
selection, this contention is based upon the testimony of
Ninow, whom I have found not credible, and appears to be
at odds with the fact that it is the leadwomen who, as found
above, supervise the day-to-day work of the employees,
thereby being the logical persons to participate in decisions
involving the selection of employees from their departments
for termination.
In any event, the selection of shipping department
employees for termination is contrary to the objective fact
that they were terminated during one of Respondent's two
busy seasons and, further, to the fact that following their
terminations, Respondent then assigned employees to work
part-time in the shipping department , with the total such
time, based upon Ninow's own estimate, being such that it
was equal to the total which Cota and Leon had worked in
that department. Moreover, it is clear that the reasons
advanced by Ninow for selecting these two employees for
termination were pretextual, since Cota had been trans-
ferred to the shipping department to avoid the adverse
effects which resin had upon her and she worked there
without apparent ill effect. Similarly, contrary to Ninow's
assertions concerning Leon's limited experience, the latter
had started working for Respondent as a production
employee and, in any event, Ninow, herself, admitted that
the production work is not complicated and is easily
learned. Thus, the explanations advanced for selecting
these two employees for layoff do not withstand scrutiny.
Rather, what appears to have happened is that Respondent
chose to avail itself to a layoff of employees as a means of
disposing of two union supporters. Therefore, I find that
Respondent was motivated by unlawful considerations in
selecting Gloria Cota and Maria Leon for termination on
September 4.
COLORFLO DECORATOR PRODUCTS
419
The terminations of December 10 appear to have been a
mixed situation. Respondent's Christmas season had con-
cluded and, as shown by the fact that it laid off employees
in late November 1974 and by the further fact that Sierra
and Osterhout had been advised when rehired that their
employment would be for short periods, a layoff did appear
to have been warranted by the nature of Respondent's
business. Accordingly, the pertinent question in regard to
these terminations involves the selection of the employees
who were terminated. As noted above, Sierra and Oster -
hout hadengaged in no activities on behalf oftheUnion and,
further, there is no evidence which would support a finding
that Respondent had believed that they had engaged in
such activity. The same is true of Gonzales and Anaya.
Moreover, the terminations of Sierra and Osterhout is
consistent with the short-term nature of their reemployment
and no evidence was presented to refute Ninow's explana-
tion that Anaya was scheduled to leave shortly due to
pregnancy and that Gonzales had twice cost Respondent
money through mistakes in her work. In these circumstanc-
es, I find that the evidence does not support a conclusion
that the selection of these four employees was motivated by
unlawful considerations.
A quite different result prevails with regard to the
termination of the other six employees on December 10.
Notwithstanding the seasonal nature of Respondent's
business, the fact is that the 2-week closure of Respondent's
business was imminent and following the first of the year
Respondent would be confronting the second of its busy
seasons: the Valentine's Day-Easter-Mother's Day season.
In these circumstances, and in the absence of any corrobo-
ration for Ninow's assertions of a need to layoff 10
employees in December, there is considerable basis for
doubting the need to terminate this many employees.
Moreover, assuming that there was a need to terminate 10
employees, the selection of Cruz, Quiroz, Valencia, Cacho,
Alvarado, and Asencia is not as clear a matter as Respon-
dent seeks to portray. Cruz was a known supporter of the
Union; the October letter made that abundantly clear to
Respondent. It is obvious from the facts of the various
conversations which occurred in this matter that she
associated quite regularly with Quiroz, Valencia, and
Cacho. Thus, there was a basis for Respondent to suspect
that these three employees, like Cruz, would be supporters
of the Union. In fact, these three workers, and Alvarado
and Asencia as well, had all signed cards for the Union and
had attended meetings conducted on its behalf. This, of
course, places all six employees in the category of employ-
ees whom Vargas had warned that Respondent would
terminate. Moreover, the defense advanced for selecting
these employees was not without its infirmities - the
selection of Alvarado was based upon warnings almost 2
months old and the four framing area employees had been
reassigned to that department, without explanation, at a
time when the inventory of frames was already accumulat-
ing and were terminated, rather than reassigned to their
former duties, without explanation for the failure to
7 It is manifest that Castillo was incorrect about the date of the last day on
which she had worked. However, this appears to have been occasioned by
Castillo's confusion about dates, less than an effort to fabricate evidence, as
best illustrated by her testimony that she had gone to the office on June 31,
retransfer them. In view of the activities of these employees,
the untrustworthiness of Respondent's defense and its clear
animus toward the Union's supporters, I fmd that Respon-
dent took advantage of the seasonal nature of its operations
to rid itself of employees who it, at the very least, suspected
of supporting the Union.
Like Cota,
Leon, Alvarado, Asencia, Cruz, Quiroz,
Valencia, and Cacho, Carmen Verdugo had signed a card
for the Union, and had distributed its literature, had
attended meetings on its behalf, and had encouraged other
employees to support the Union. Although she had made
every effort to maintain the secrecy of her activities, they
had come to Respondent's attention, possibly in a some-
what erroneous form, as Vargas had said that she had
become aware that union meetings were being conducted in
Castillo and Verdugo's home. Her termination occurred at
the end of July, immediately prior to commencement of
Respondent's Christmas season, which Ninow placed as
beginning in August. No explanation was advanced to
explain the timing of this termination. While it appears that
Verdugo had been absent in the spring for a week, as
Ninow testified, the cause of the absence is disputed and, in
any event, neither records nor the plant manager was
produced to corroborate Ninow's contention that she and
Clark had determined that Verdugo had to be terminated
because of the status of Respondent's business at the end of
July. Therefore, I fmd that Respondent did terminate
Carmen Verdugo because of the information it had
received that Verdugo was sponsoring a campaign on
behalf of the Union.
Lastly, Catalina Castillo had been one of the Union's
early supporters. While she, like Verdugo, had attempted to
keep secret her activity, Vargas' September statement
demonstrates that she had been linked with Verdugo as an
advocate of the Union. That Respondent would possess this
knowledge is not surprising since her termination occurred
during the off-season when less than 20 employees would
have been employed under Ninow's estimate. Her recita-
tion of the emergency nature of her need for time off and of
her experience in the office where she spoke with Hughes
was not controverted, as Hughes was not called as a witness
to corroborate Ninow's denial of having seen Castillo that
day .7 Nor was any explanation advanced for having failed
to call Hughes as a witness to this crucial conversation,
though it is clear that Respondent was aware of Hughes'
whereabouts.
Moreover, as set forth above, Ninow's
testimony concerning the business need which assertedly
occasioned Castillo's termination was hardly a model of
specificity and forthrightness. Neither records nor the plant
manager was produced to corroborate either the need for a
termination at the time or the basis upon which Castillo had
assertedly been selected. Moreover, Ninow's assertion of
the selection of an employee for layoff, solely because of a
single day's unexplained absence, hardly comports with the
carefully enumerated criteria for terminations which she
claimed were used. In these circumstances, I find that
Respondent has simply chosen to attempt to link Castillo's
which, of course, is a nonexistent date and one which, in any event, would
not have aided the General Counsel's contention that an order remedying
her discharge was not barred by Sec. 1l0(b) of the Act
420
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
termination with that of another employee, occurring on
June 27, in an effort to cloak its true motive of terminating
Castillo to discourage activity on behalf of the Union
before it had a chance to flower into a full organizational
campaign.
It should be noted that Respondent contends that the
decision to terminate Castillo occurred on June 27, outside
the 6-month limitation period for remedying a violation
under Section 10(b) of the Act. However, the only evidence
supporting this assertion is the testimony of Ninow, which,
as found above, is not credible. No documentation was
provided to support this contention . Neither was Plant
Manager Clark called to support the date of this action. So
far as the record discloses, therefore, the discharge did not
become effective until July 7, when Castillo was first
notified of her termination . As the charge alleging her
termination was filed on January 2, 1976, and as July 7 falls
within the 6-month period preceding that charge , I find that
Section 10(b) does not serve to bar a finding that that
termination was unlawful . See Butchers Union Local 115
affiliated with the Amalgamated Meat Cutters and Butcher
Workmen of North America, AFL-CIO (Ernest S. Cerelli),
209 NLRB 806, fn. 1, 811, fn. 17 (1974).
C.
The Reinstatement of the Employees
Respondent alleges that a number of these employees
have been reinstated. The only one, however, whose
reemployment was litigated was Cota. She was rehired on
March 22, but was assigned to work in an area where she
was subjected to resin, to which she was allergic. She
contacted a doctor and his note concerning her allergy led
Respondent to transfer Cota to another production area.
When this proved to be no solution to the problem, as Cota
was still exposed to resin fumes, Respondent terminated her
once more. Ninow admitted that Respondent had been
aware of Cota's allergy to resin, that it had originally
transferred her to the shipping department to remove her
from the source of her allergy, and that she had worked in
that department without apparent ill effect until her
termination on September 4. In these circumstances, I find
that while Respondent may have reemployed Cota in 1976,
it did not reinstate her. See Hydro-Dredge Accessory Co.,
215 NLRB 138 (1974); Kansas Refined Helium Company,
Division of Angle Industries, Inc., 215 NLRB 443 (1974).
Moreover, in light of what took place with respect to Cota
and in the absence of any evidence concerning the positions
in which other employees , who were terminated unlawfully
and then returned to employment with Respondent, were
placed and concerning the circumstances under which they
were reemployed to Respondent, I shall make no finding
concerning the effect of their reemployment . Rather, that is
a matter best left to the compliance phase of this proceed-
ing.
VI. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of Respondent set forth above , occurring in
connection
with Respondent's operations described in
section I, above, have a close, intimate, and substantial
relationship to trade, traffic, and commerce among the
several States and tend to lead, and have led, to labor
disputes burdening and obstructing commerce and the free
flow of commerce.
CONCLUSIONS OF LAW
1.
Colorflo Decorator Products, Inc., is an employer
within the meaning of Section 2(2) of the Act, engaged in
commerce and in a business affecting commerce within the
meaning of Section 2(6) and (7) of the Act.
2.
District 65, Distributive Workers of America (Inde-
pendent) is a labor organization within the meaning of
Section 2(5) of the Act.
3.
By threatening employees with discharge, wage
reductions, and other reprisals ; by giving employees the
impression that Respondent was engaging in surveillance of
their union activities; by interrogating employees concern-
ing their union membership, activities and sympathies and
the union membership, activities and sympathies of their
fellow employees ; and, by promising benefits to employees
in order to encourage them to forego their support of the
Union, I find that Respondent has violated Section 8(axl)
of the Act.
4.
By discharging Catalina Castillo on July 7, 1975, by
discharging Carmen Verdugo on July 25, 1975, by discharg-
ing Maria Leon and Gloria Cota on September 4, 1975, and
by discharging Connie Alvarado, Luisa Asencia, Teresa
Cacho, Esperanza Cruz, Lupe Quiroz, and Lucia Valencia
on December 10 because they engaged in union or other
protected concerted activities for the purposes of collective
bargaining or other mutual aid or protection, I find that
Respondent has discriminated in regard to hire or tenure of
employment or any term or condition of employment to
discourage membership in a labor organization in violation
of Section 8(aX3) and (1) of the Act.
5.
The evidence is not sufficient to establish that
Respondent
unlawfully
terminated
Patricia
Anaya,
Evangelina Gonzales, Norma Osterhout, and Margaret
Sierra and is not sufficient to establish that Mary German
engaged in any activity in violation of Section 8(axl) of the
Act.
THE REMEDY
Having found that Respondent engaged in certain unfair
labor practices, I shall recommend that it be ordered to
cease and desist therefrom and that it take certain affirma-
tive action to effectuate th,. policies of the Act.
To the extent that it has not already done so, Respondent
will be required to offer Catalina Castillo, Carmen Verdu-
go, Maria Leon, Gloria Cota, Connie Alvarado, Luisa
Asencia, Teresa Cacho, Esperanza Cruz, Lupe Quiroz, and
Lucia Valencia reinstatement to their former positions or, if
those positions no longer exist, to a substantially equivalent
position, without prejudice to their seniority or other rights
and privileges, dismissing, if necessary , anyone who may
have been hired to perform the work which they had been
performin
prior to the times that they were terminated.
Additionally, Respondent will be ordered to make these
employees whole for any loss of earnings they may have
suffered by reason of their unlawful terminations, with
backpay to be computed on a quarterly basis, making
COLORFLO DECORATOR PRODUCTS
421
deductions for interim earnings, and with interest to be paid
at the rate of 6 percent per annum. F.
W.
Woolworth
Company, 90 NLRB 289 (1950); Isis Plumbing & Heating
Co., 138 NLRB 716 (1962), enforcement denied on different
grounds 322 F.2d 913 (C.A. 9, 1963).
Upon the foregoing findings of fact, and conclusions of
law, and upon the entire record, and pursuant to Section
10(c) of the Act, I hereby issue the following recommended:
ORDER8
The Respondent, Colorflo Decorator Products, Inc.,
Riverside, California, its officers, agents, sucessors, and
assigns, shall:
1.
Cease and desist from:
(a) Threatening employees with discharge, wage reduc-
tions, and other reprisals in order to discourage them from
joining or assisting the Union, giving employees the
impression that Respondent is engaging in surveillance of
their union activities, interrogating employees concerning
their union membership, activities, sympathies, and the
union membership, activities, and sympathies of their
fellow employees, and promising benefits to employees in
order to encourage them to forego their support of the
Union.
(b) Discharging or otherwise discriminating against
employees with regard to hire or tenure of employment or
any term or condition of employment for engaging in
activities on behalf of a labor organization or for engaging
in activity protected by Section 7 of the Act.
(c) In any other manner interfering with, restraining, or
coercing employees in the exercise of their rights under
Section 7 of the Act.
2.
Take the following affirmative action designed to
effectuate the policies of the Act:
(a) To the extent that it has not already done so, offer
Catalina Castillo, Carmen Verdugo, Maria Leon, Gloria
Cota, Connie Alvarado, Luisa Asencia, Teresa Cacho,
Esperanza Cruz, Lupe Quiroz, and Lucia Valencia immedi-
ate and full reinstatement to their former positions of
employment, dismissing, if necessary, anyone who may
have been hired to perform the work that they had been
performing prior to the dates on which they were terminat-
ed, or, if their former positions do not exist, to a substantial-
ly equivalent position, without prejudice to their seniority
or other rights and privileges, and make them whole for any
loss of pay they may have suffered as a result of the
discrimination, in the manner set forth above in the section
entitled "The Remedy."
(b) Preserve and, upon request, make available to the
Board or its agents all payroll and other records necessary
to compute the backpay and reinstatement rights set forth
in "The Remedy" section of this Decision.
(c) Post at its Riverside, California, facility, copies of the
attached notice marked "Appendix." 9 Copies of the notice,
on forms provided by the Regional Director for Region 21,
after being duly signed by the Respondent's authorized
representative, shall be posted by Respondent immediately
upon receipt thereof and be maintained by it for 60
consecutive days thereafter, in conspicuous places, includ-
ing all places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respondent to
ensure that said notices are not altered, defaced or covered
by any other material.
(d) Notify the Regional Director for Region 21, in
writing, within 20 days from the date of this Order, what
steps Respondent has taken to comply herewith.
IT IS FURTHER ORDERED that the consolidated complaint
be, and it hereby is, dismissed insofar as it alleges violations
concerning the discharges of Patricia Anaya, Evangelina
Gonzales, Norma Osterhout, and Margaret Sierra, and
insofar as it alleges Violations of the Act by virtue of
statements by Mary German.
8 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec. 102.48
of the Rules and Regulations , be adopted by the Board and become its
findings, conclusions , and Order, and all objections thereto shall be deemed
waived for all purposes.
8 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursuant
to a Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board."
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF TIM
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Act, as amended, gives all
employees the following rights:
To organize themselves
To form, join, or support unions
To bargain as a group through a representative
they choose
To act together for collective bargaining or
other mutual aid or protection
To refrain from any or all such activities,
except that the employees' bargaining representa-
tive and employer have a collective-bargaining
agreement which imposes a lawful requirement
that employees become union members.
WE WILL NOT threaten you with discharge, wage
reductions, or other reprisals in order to discourage you
from joining or assisting a labor organization.
WE WILL NOT give you the impression that we are
engaging in surveillance of your activities on behalf of a
labor organization.
WE WILL NOT interrogate you regarding your mem-
bership, activities, and sympathies in a labor organiza-
tion nor regarding the membership, activities, and
sympathies of your fellow employees.
WE WILL NOT promise you benefits in order to
encourage you to forego your support of labor organiza-
tions.
WE WILL NOT discharge or otherwise discriminate
against you for engaging in activities on behalf of
District 65, Distributive Workers of America (Indepen-
dent), or on behalf of any other labor organization.
422
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
WE WILL NOT in any other manner interfere with any
of your rights set forth above which are guaranteed by
the National Labor Relations Act.
WE WILL offer Catalina Castillo, Carmen Verdugo,
Maria Leon, Gloria Cota, Connie Alvarado, Luisa
Asencia, Teresa Cacho, Esperanza Cruz, Lupe Quiroz,
and Lucia Valencia immediate and full reinstatement to
their former positions, if we have not already done so,
dismissing, if necessary, anyone who may have been
hired or retained to perform the work which they had
been performing prior to the time that they were
terminated, or, if their former positions do not exist, to a
substantially equivalent position , without prejudice to
their seniority or other rights and privileges, and make
them whole for any loss of pay they may have suffered
as a result of our discrimination.
COLORFLO DECORATOR
PRODUCTS, INC