227 NLRB 520
Sheet Metal Workers, Local 59
520
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Sheet Metal Workers International Association, Local
Union
No. 59
and Employers Association of
Roofers and Sheet Metal Workers, Inc. Cases 4-
CB-2490 and 4-CB-2491
December 22, 1976
DECISION AND ORDER
On March 30,
1976, Administrative Law Judge
Eugene George Goslee issued the attached Decision
in this proceeding. Thereafter, Respondent Union
filed exceptions and a supporting brief, and the
General Counsel and the Charging Party both filed
cross-exceptions and a brief in response to Respon-
dent's exceptions and in support of their cross-
exceptions.
The Board i has considered the record and the
attached Decision in light of the exceptions , cross-
exceptions, and briefs and has decided to affirm the
rulings, findings,2 and conclusions3 of the Adminis-
trative Law Judge and to adopt his recommended
Order.
We agree with the Administrative Law Judge's
conclusion that the dispute resolution clauses in issue
are nonmandatory subjects of bargaining and, as
such, the Union's insistence upon them to impasse
constituted a violation of Section 8(b)(3). Briefly, the
collective-bargaining agreement between the Em-
ployers Association and Respondent provided that
disputes concerning the terms of future agreements
would ultimately be submitted for resolution to the
National Joint Adjustment Board, a panel consisting
of representatives from the International Union and
the Sheet Metal and Air Conditioning Contractor's
National Association . The Administrative Law Judge
found that here, as in The Columbus Printing Press-
men & Assistants ' Union No. 252, Subordinate to IP &
GCU (The R. W. Page Corporation), 4 the clause in
controversy did not directly relate to wages , hours,
and terms and conditions of employment , but instead
applied only to the processes available to the parties
in the event they could not reach agreement as to the
I As we find that no useful purpose will be served by consolidating the
instant case with Cases 15-CB-1549, 1546, 1566, and 1567, or by continuing
the proceedings , the motion filed by Mobile Mechanical
Contractors
Association, Inc., is hereby denied
2 We clarify the Administrative Law Judge's finding concerning the
Respondent Union's demand the Association agree to abide byjunsdictional
guidelines unobjected
to by the SMACNA insofar as he refers to the
SMACNA as "a disputes resolving body " In fact, the SMACNA is an
employer association which acts as the collective -bargaining representative
and grievance adjuster for its employer-members
3 Although we agree with the Administrative Law Judge's finding that
Respondent Union violated Sec 8 (b)(3) by bargaining to impasse over the
SASMI plan, we do not adopt his rationale. Without deciding whether
SASMI is or is not a mandatory subject of bargaining , we find that the
insistence
on SASMI violates the Act because as a prerequisite for
participation in SASMI the local union and the employer must be parties to
a standard form of union agreement which contains some mandatory as well
227 NLRB No. 90
terms of a future contract. We agree with that
analysis, and further agree that this case is distin-
guishable from Mechanical Contractors Association of
Newburgh, 5 since the Employers Association had no
representation on the National Joint Adjustment
Board, and could not have continued bargaining at
that level in any meaningful sense of the term.
Member Fanning's determination that "it cannot
be concluded that Respondent's referral of the matter
to the NJAB created a bargaining impasse" would
seem to indicate that the procedures here are a form
of two-level negotiations, a finding he specifically
disclaims. For, if the dispute resolution mechanisms
here are indeed a form of "interest arbitration," there
must be some point at which those procedures may
be invoked, and the contract in this case refers to that
juncture as "deadlock." Whether the point of final
disagreement be characterized as "deadlock" or
"impasse," it is clear that the immediate parties to the
agreement could not resolve their differences over the
inclusion of article X, section 8, in the new contract,
and the Respondent invoked the procedures of that
term to refer the matter to the National Joint
Adjustment Board for resolution. The fact that the
dispute could have been remanded to the parties for
further discussion does not in any way preclude a
finding of insistence to impasse between the original
parties in the first instance. To accept Member
Fanning's analysis, we would be placed in the
anomalous position of saying that, while the disputed
clauses may be invoked only when the parties are
deadlocked, nonetheless this is not and can never be
an impasse within the meaning of Section 8(b)(3).
Whatever Member Fanning's definition of impasse
may be, the fact remains that the procedures of the
National Joint Adjustment Board were invoked
because of an ultimate disagreement between the
parties to the contract as to the retention of a
nonmandatory subject of bargaining.6
While we are aware of "the national labor policy
favoring good-faith negotiation of agreements and
adherence to such agreements when made" adverted
to by Member Fanning in his dissent, we are also
as nonmandatory subjects of bargaining Therefore, the insistence to impasse
on SASMI is an implied insistence on the standard form agreement. In fact,
the Administrative Law Judge found, and we agree, that Respondent had
urged the employer throughout the negotiations to sign the standard
agreement
4 219 NLRB 268 (1975), enfd. F.2d 1161 (C.A 5, 1976).
S 202 NLRB I(1973).
6 Member Fanning suggests that the parties ' failure to reach agreement as
to the retention of a nonmandatory subject of bargaining was "covered" by a
contractual provision on how to proceed further Of course, that provision
was the very term on which the parties could not agree, the NJAB procedure
Clearly, in a collective-bargaining sense, the parties had reached a dead end
insofar as coming to an agreement on the nonmandatory dispute resolution
procedures. These procedures were not a "way out" of the impasse, rather,
they involved the setting in motion of the nonmandatory term which the
Employers Association had a right to insist not act as a stumbling block to an
agreement on mandatory terms.
SHEET METAL WORKERS, LOCAL 59
521
cognizant of the well-settled principle that, one
having agreed to a nonmandatory term, a party does
not thereafter impliedly waive the right to insist that
the term be removed from the bargaining table in any
subsequent negotiations.? A violation of this latter
principle is, however, the precise effect that would
flow from a failure to find a violation of Section
8(b)(3), in cases such as the instant one. Because the
nonmandatory subjects in issue here Ideal with
contract dispute resolution, the very procedures in
controversy could always be invoked to determine
their continued force and effect, with the very real
prospect of a perpetual existence for the nonmanda-
tory contract term .8
One can hardly conceive of a more fundamental
right embodied in our Act than the right of both
employees and employers to bargain collectively
through representatives of their own choosing. Thus,
while it is clear that the parties may agree- to
substitute another individual or entity, to resolve
disputes associated with -the - collective-bargaining
process, it is also true that the right to select one's
own bargaining representative is so basic and impor-
tant that its relinquishment will not be casually
imputed, nor will an initial waiver of that right in any
way impair a party's right to demand that this
nonmandatory -topic not act as a barrier to any future
negotiations.9 In the instant case, the Employers
Association -made clear from the outset that it would
not agree to the present dispute resolution clauses in
the negotiations for a new contract. This being so,
Respondent was not privileged to insist upon the
nonmandatory subject to the point of impasse.
While it may be true, as Member Fanning asserts,
that the Employers Association may have other
forums in which to seek relief, it does not follow that
it is to the courts, and not,this Board, that the
Employer should address its arguments. The contract
provisions in this case are concededly nonmandatory
subjects of bargaining, an area of law within the
peculiar competence -of the Board. Furthermore, we
also agree with the Administrative' Law Judge's
fording that Respondent's conduct from the outset of
negotiations was designed to supplant the Employers
Association as bargaining representative with the
National Joint Adjustment Board. We therefore find
that the Union's insistence that National Joint
Adjustment Board procedure be retained in the
contract was an attempt to force the Employers
Association to relinquish its right to - select its -own
bargaining representative and, as such, constituted an
unfair labor practice within the meaning of Section
8(b)(1)(B) of the Act.
Our fording of an 8(b)(1)(B) violation in this case
rests not only on the fact that the Union insisted to
impasse on certain nonmandatory bargaining sub-
jects, but also on the basis that the entire thrust of the
Union's tactics was to force the,negotiations to a
deadlock in order to submit the dispute to the
National Joint Adjustment Board , a body on which
the Association has no representation. Local 80, Sheet
Metal Workers International Association, AFL-CIO,
et al. (Turner-Brooks, Inc.),10 relied on by Member
Fanning in his dissent, is analogous to the instant
case only up to a point. For here, unlike Turner-
Brooks, there was more than a mere insistence to
impasse on a permissive contract term. In the instant
case, the entire course of the Union's
conduct
reflected a calculated design to go beyond impasse,
invoke the procedures of the National Joint Adjust-
ment Board, and effectively 'insure that the nonman-
datory dispute settlement clauses would be deter-
mined by a panel on which the Association was not
represented, in patent derogation of its right to
bargain collectively- through representatives of its
own choosing. Thus, the- Union's conduct-in this case
amounted to more than insistence or an "attempt at
persuasion in the free market place of ideas," 11 but
instead involved tactics calculated to circumvent the
normal free play of bargaining in order to force the
Association to abrogate its right to choose its own
bargaining representative.
Contrary to Member Fanning, we would not view
our authority to proceed under the "restrain or
coerce" language of Section 8(b)(1')(A) and 8(b)(1)(B)
as limited to tactics involving violence, intimidation,
or economic reprisals, and have so held on occasion.
In Waterfront Guard Association, Local 1852, Indepen-
dent Watchmen's Association of the Port of Baltimore
(Amstar Corporation),
12 the Board adopted the
Administrative Law Judge's finding of an 8(b)(1)(A)
violation where the union, without economic action
or threats thereof, sought to enforce an arbitral award
that would have compelled certain Pinkerton employ-
ees to join the union at Amstar, where the Pinkerton
employees worked.,
7 Allied Chemical & Alkali Workers of America Local Union No. I v.
Pittsburgh Plate Glass Co, Chenucal Division, 404 U.S. 157, 187 (1971).
8 Respondent Union and the Employers Association were operating
under a 1-year contract as the result of an NJAB award issued in June 1974.
Immediately thereafter, the Employers Association informed Respondent
Union that it would not agree to the NJAB procedure in the next contract.
This being the case, the Employers Association was not required to rescind
the existing agreement, go into, district court to avoid the enforcement of the
provision, or engage in any other legal proceedings to obtain , what it had a
right to obtain in negotiations and under the aegis of our Act. - ,
9 N.L.RB. v. WoosterDivisionofBorg-Warner Corp, 356 U.S.342 (1958)
10 161 NLRB 229,235 (1966).
11 International Ladies' Garment Workers' Union, AFL-CIO, et al (Slate
Belt Apparel Contractors' Association, Inc ), 122 NLRB 1390 (1959), enforce-
ment denied 274 F.2d 376 (C.A. 3, 1960).
12 209 NLRB 513 (1974), enfd. 508 F.2d 839 (C A. 4, 1974). See also
Brotherhood of Teamsters and Auto Truck Drivers Local No 70 of Alameda
County, International Brotherhood of Teamsters, Chauffeurs, Warehousemen
and Helpers of America (Kockos Bros., Inc., Wisinger Trucking Service„Inc.),
183 NLRB 1330 (1970).
522
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Accordingly, we would find a violation where, as
here, the Union's insistence is designed to culminate
not merely in impasse, but in a procedure whereby
the Employer is denied its statutory right to appoint
its own bargaining representatives.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the Respondent, Sheet Metal
Workers International Association, Local Union No.
59, Wilmington, Delaware, its officers, agents, and
representatives, shall take the action set forth in the
said recommended Order.
CHAIRMAN MURPHY, dissenting:
Contrary to
my colleagues, I would find no
violation of Section 8(b)(1)(B) or 8(b)(3) and I would
dismiss the complaint in its entirety.
With respect to Section 8(b)(1)(B), it is essential
that it be shown that a labor organization has
restrained or coerced an employer in order to
establish a violation of that section of the Act. Here
there was clearly no conduct which may be so
characterized. Merely bargaining to impasse on a
nonmandatory subject assuming, arguendo, that that
is what occurred here-a finding which I would not
make for the reasons set forth below-is not restraint
and/or coercion within the meaning of Section 8(b)
of the Act. Therefore, the General Counsel has not
sustained his burden of establishing all elements of
such a violation.
With respect to the alleged violations of Section
8(b)(3), I would find all the provisions which the
Respondent sought to include are mandatory sub-
jects of bargaining and hence that Respondent was
free to insist to impasse upon their inclusion. I am, of
course, aware that the Board has consistently held
that industry promotion funds are nonmandatory
subjects. However, I can think of no matter more
related to terms and conditions of employment of
employees than funds directed to the continued
existence of their jobs. I have discussed at great
length my views on the mandatory nature of interest
arbitration clauses in my dissenting opinion in The
Columbus Printing Pressmen & Assistants' Union No.
13 With all due respect to the United States Court of Appeals for the Fifth
Circuit, I adhere to my position in the above-cited case, noting that the Sixth
Circuit, in Chattanooga Mailers Union, Local 92 v The Chattanooga News
Free Press Company, 524 F.2d 1305 (1975), held, in another context, that
"The enforcement of an interest arbitration clause is withal the scope and
purpose of our national labor policy. .
i4 Though the matter is not entirely free from doubt, I agree with my
colleagues'
conclusion that the contractual procedure involved herein
provided for interest arbitration of collective-bargaining disputes rather than
252, Subordinate to IP & GCU (The R. W. Page
Corporation), 219 NLRB 268 (1975), enfd. 543 F.2d
1161 (C.A. 5, 1976).13 For the same reasons, I would
find that the interest arbitration clause in this case is a
mandatory subject of bargaining, despite the fact that
there are some differences between the clause in-
volved here and that in the R. W. Page case. I am
persuaded that interest arbitration is the collective-
bargaining tool of the future, and the sooner my
colleagues recognize this the better.
Accordingly, I vigorously dissent from the findings
that the Respondent here violated the Act by reason
of its bargaining demands.
MEMBER FANNING, dissenting:
I would dismiss the complaint entirely, for I do not
see how it effectuates the policies of the Act to find
that a party to a collective-bargaining agreement
providing for interest arbitration 14 of disputes arising
in the negotiation of a new agreement violates its
bargaining obligations under the Act by invoking
that contractual procedure.
The dispute between the parties which is involved
in this case centered on the question of whether
certain provisions in their 1974-75 agreement should
be retained in a succeeding agreement, the Respon-
dent Union seeking and the Employers Association
objecting to their retention. After it became apparent
that the parties could not themselves come to
agreement on this matter, Respondent Union in-
voked article X, section 8, of the existing agreement
and referred the matter to the National Joint Adjust-
ment Board (NJAB), a body established by the
International Sheet Metal Workers Union and the
Sheet Metal and Air Conditioning Contractors Na-
tional Association, Inc. (SMACNA). Though the
Employers Association is not a member of SMACNA
and thus did not participate in naming industry
delegates to NJAB, it had nevertheless agreed to the
submission of negotiating disputes to that body for
resolution. Respondent Union's submission of this
dispute to NJAB was therefore in accordance with its
contract with the Employers Association and I do not
believe it can be found that invocation of that
procedure constituted either a refusal to bargain
within the meaning of Section 8(b)(3) or restraint or
coercion of the Employers Association in the selec-
tion of its bargaining representatives within the
meaning of Section 8(b)(1)(B) of the Act.
two-level negotiations. By the terms of the contractual provision, such
interest arbitration applied to "any' controversy or dispute ansing out of the
failure of the parties to negotiate a renewal of this agreement " It is clear,
therefore, that the agreement to arbitrate included an agreement to arbitrate
the dispute in this case, even though the clauses which the Respondent
Union sought to- retain involved permissive rather than mandatory subjects
of bargaining
I agree with my colleagues in the majority that the clauses
involved pertained to permissive subjects of bargaining
SHEET METAL WORKERS, LOCAL 59
All of this, I am quite sure, would be concurred in
by my colleagues had the disputed provisions related
solely to the economic terms and conditions of
employment or to other mandatory subjects of
bargaining. Had that been the case, I am confident
that my colleagues would not find that either the
submission of the dispute to the NJAB by Respon-
dent or the NJAB's decision that the clauses should
be retained in the succeeding agreement over the
Employers Association's objection created an im-
passe which would justify the Association's placing
into effect its own proposals on the matter submitted.
Such action by the Employers Association in such
circumstances would clearly be a refusal to bargain
within the meaning of Section 8(a)(5) and 8(d) of the
Act.
Of course, this is not such a case. This case involves
Respondent's invocation of the contractually agreed-
upon arbitration procedures in an effort to obtain a
decision by NJAB that clauses dealing with permis-
sive subjects of bargaining should be included in a
succeeding agreement. Certain additional principles,
therefore, come into play, most notably the principle
that, though such proposals may lawfully be ad-
vanced and negotiated, a party may not negotiate to
impasse or "insist upon them as a condition to any
agreement." 15 But, if referral to NJAB of a dispute
concerning mandatory subjects would not constitute
an impasse justifying unilateral action by the employ-
er, it can hardly constitute an impasse in bargaining
over the nonmandatory subjects involved herein.
That is not, it seems to me, a mere matter of logic or
of the definition of the term "impasse"; it accords
with the national labor policy favoring good-faith
negotiation of agreements and adherence to such
agreements when made.
It
is also a conclusion
flowing from
the
nature of the dispute-settling
machinery established by article X, section 8, of the
parties' agreement, the provision invoked by Respon-
dent Union. That section provides that, until and
unless the NJAB gives' the parties written notice that
it has been unable to reach a unanimous decision,
neither party shall lock out or strike in support of its
demands, thus insuring that the employer's opera-
tions will not be disrupted during negotiations. The
section further provides for mediation attempts by
the NJAB; if the mediation fails or is not practicable,
it provides that both parties may appear before the
is NLRB v Wooster Division of Borg-Warner Corp, 356 US 342
(1958)
16 The majority questions my conclusion that no impasse had been
reached in the negotiations by Respondent's submission of the issues in
dispute to the NJAB, suggesting that an "ultimate disagreement" on
retention of a nonmandatory subject necessarily qualifies I suggest that their
approach ignores the fact that the "ultimate disagreement" here involved is
unusual in being covered by a contractual provision on how to proceed
523
NJAB to present evidence and argument in support
of their positions; it requires unanimous agreement of
industry and union representatives for a binding
award to be made; and, finally it provides that the
dispute will be remanded to the parties if such a
decision cannot be reached. Clearly those procedures
do not permit a conclusion that the party referring the
matter to the NJAB will automatically win its case, or
even that a decision settling the dispute will be
reached by the NJAB. Accordingly, it cannot be
concluded that Respondent's referral of the matter to
the
NJAB created a bargaining impasse,16 or
amounted to an insistence upon the inclusion of the
disputed clauses as a condition to agreement. I,
therefore, reject the Administrative Law Judge's
conclusion, which the majority opinion adopts, that
by invoking the procedures of article X, section 8, in
an effort to obtain a decision that the clauses in
dispute should be retained in the parties' collective-
bargaining agreement, Respondent violated Section
8(b)(3) and 8(b)(1)(B) of the Act.
Nor do I believe that Respondent's request that the
Employers Association sign the agreement in accor-
dance with the NJAB's decision amounts to unlawful
insistence on the inclusion of such provisions as a
condition of entering into a collective-bargaining
agreement. Respondent has not struck nor threatened
to strike in support of such demand, and, indeed,
article X, section 8, appears to enjoin it from such
action. Respondent continues to work under the
terms and condition established in the 1974-75
agreement. Though it has filed a Section 301 action in
Federal court to enforce the NJAB award, that
conduct has not been alleged by the General Counsel
nor found by my colleagues to be an unfair labor
practice, and no obvious reason appears as to why it
should be. For, article X, section 8, is a lawful clause,
and having been included in the 1974-75 agreement,
as were the other clauses which the Employers
Association has objected to, it may be enforceable by
suit in Federal court.17
Nor is the Employers Association left without a
means of avoiding the continuation of that clause in
its collective-bargaining agreement. It can refuse to
sign the agreement with that or the other clauses in it,
even though the NJAB has decided that the clauses
should be retained, without committing an unfair
labor practice.18 It has in fact done so. In the court
further An impasse lacks that feature As defined by Webster, it is "an
impassable road or way; a blind alley, hence a predicament affording no
escape." Here the contractual agreement provided the way through, Allied
Chenucal & Alkali Workers v Pittsburgh Plate Glass Co, supra, provides the
means of escape
17 N LR.B. v. Wooster Division of Borg- Warner Corp, supra
18 This case is distinguishable from Mechanical Contractors Association of
Newburgh, 202 NLRB 1(1973), in that there the parties had agreed to interest
(Continued)
524
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
action brought by the Union, it can challenge the
merits of the NJAB decision. Whether it can succeed
in such efforts is unnecessary for us to decide. It is,
however, the court and not this Board that has
jurisdiction over the enforceability of the parties'
agreement to arbitrate their collective-bargaining
disputes. It is to the court and not this Board that the
Employers Association should address its argument
that it should be released from the bargain it made,19
or that the arbitral forum is unfairly weighted against
it, or any other argument it may have so as to avoid a
judgment against it in the matter. Insofar as this case
is concerned, it readily appears that the Employers
Association can refuse to abide by its agreement to
arbitrate with respect to the disputed matters without
committing an unfair labor practice. I see no reason
in law, equity, or in national labor policy why
Respondent
Union's actions pursuant to and in
conformity with that agreement should constitute an
unfair labor practice.
As I would not find that Respondent Union's
conduct violated Section 8(b)(3), it follows that I
would also find that Respondent has not violated
Section 8(b)(1)(B) by its actions herein. Even assum-
ing, however, that Respondent's conduct constituted
bargaining to impasse over nonmandatory subjects of
bargaining in violation of Section 8(b)(3), I would not
find
such
conduct to be violative of Section
8(b)(1)(B).
The statutory prohibition against finding that
bargaining to impasse is restraint and coercion within
the meaning of Section 8(b)(1)(B) was clearly stated
in
Local 80, Sheet
Metal
Workers International
Association, AFL-CIO, et al. (Turner-Brooks, Inc),
161 NLRB 229, 235 (1966). In Turner-Brooks, a local
union was engaged in negotiations with an employer
which was not a member of the employers association
with which the union negotiated its "master agree-
ment." The union insisted that Turner-Brooks sign
the master agreement which required the employer to
contribute to an industry advancement fund adminis-
tered solely by the employers association to which
arbitration only of matters relating to wages, hours,- and terms and
conditions of employment, they had not agreed to arbitration over the
continuation of the interest arbitration clause itself.That is why l found there
that the respondent violated its bargaining obligations by insisting upon
referring that issue to the arbitral panel and insisting that the panel's
determination that the clause should be continued was binding on the
parties.
18 N L R B v Pittsburgh Plate Glass Company, Chemical Division, 404
U. S. 157, 183-187 (1971). Just as the Association had the right to refuse to
sign the agreement resulting from submission of the dispute to the NJAB
because of the inclusion ofprovisions dealing with nonmandatory subject of
bargaining, it had the right to rescind the agreement calling for such
submission prior to negotiations Recission of the agreement would have,
however, released the Respondent Union from its promise not to strike in
behalf of its demands concerning economic items and other mandatory
subjects of bargaining. The Association was not, apparently, willing to
release Respondent from that no-strike pledge, for it is apparent that the
negotiations were carried out under its umbrella
I do not understand my
Turner-Brooks did not belong. Turner-Brooks signed
the master agreement under protest, but refused to
make the industry fund contributions. Concluding
that the industry fund was a nonmandatory subject of
bargaining, the Board found that the union violated
Section 8(b)(3), but not Section 8(b)(1)(B) because
the stipulation of the parties referred to no restraint
or coercion on the part of the union with respect to
the selection of employer representatives for collec-
tive bargaining.20 The Board stated at 235:
We do not agree, however, with the General
Counsel's contention that Respondent Local 80
also violated Section 8(b)(1)(B) of the Act by
requiring [Turner-Brooks] to accept an Industry
Promotion Fund in which [Turner-Brooks] would
play no role in its administration. Admittedly,
Respondent Local 80 insisted upon [Turner-
Brooks'] acceptance of these provisions however,
mere insistence is not to be equated with the restraint
and coercion required by the statute to establish an
8(b)(1)(B) violation. [Emphasis supplied.]
The Board has long held that, in the 8(b)(1)
subsection of the Act, "Congress was aiming at
means, not at ends," Perry Norvell Company,
80
NLRB 225, 239 (1948). Thus, in interpreting Section
8(b)(1)(A), the Board with approval of the United
States
Supreme
Court has held that "Section
8(b)(1)(A) is a grant of power to the Board limited to
authority to proceed against union tactics involving
violence, intimidation, and reprisal or threats thereof-
conduct involving more than the general pressures
upon persons employed by the affected employers
implicit in economic strikes." (Emphasis supplied.)
N.L.R.B. v. Drivers, Chauffeurs, Helpers Local Union
No.
639,
International Brotherhood of Teamsters,
Chauffeurs,
Warehousemen and Helpers of America
[Curtis
Bros.,
Inc.],
362 U.S. 274 (1960), citing
National Maritime Union of America, affiliated with
the Congress of Industrial Organizations, 78 NLRB
971 (1948), enfd. 175 F.2d 686 (C.A. 2, 1949); Local
colleagues or the Association to contend to the contrary. Rather, I perceive
their argument to be that Respondent violated Sec. 8(b)(3) by invoking
operative provisions of an existing contract.
20 The three cases cited by the majority contain as part of their fact
content the requisite restraint and coercion for an 8 (b)(l) finding Interna-
tional Ladies' Garment
Workers' Union (Slate Belt Apparel Contractors'
Association), supra, which was not enforced by the Court of Appeals for the
Third Circuit, and Brotherhood of Teamsters and Auto Truck Drivers, Local
No. 70 (Kockos Bras, Inc), supra, which was enforced by the Court of
Appeals for the Ninth Circuit, were plainly attempts to dictate to an
employer that it change its representative for bargaining by refusing to deal
with a former union officer in the role of employer representative . Also, in
Waterfront Guard Association, Local 1852 (Amstar Corporation), supra, the
union demand that an arbitration award be construed to cover employees of
an employer that took no part in the arbitration proceeding was in essence an
attempt to interfere with employee Sec. 7 rights, in turn exposing the
employer to 8(aX2), and possibly 8(a)(3), proceedings.
SHEET METAL WORKERS, LOCAL 59
525
74, United Brotherhood of Carpenters and Joiners of
America, A. F. of L., et al. (Ixa A. Watson Company
d/b/a Watson's Specialty Store), 80 NLRB 533 (1945),
enfd. 181 F.2d 126 (C.A. 6, 1950) affd. 341 U.S. 707
(1951).
Inasmuch as the "restrain and coerce" clause of
Section 8(b)(1) applies to both Section 8(b)(1)(A) and
8(b)(1)(B), the Board under Section 8(b)(1)(B), as
under Section 8(b)(1)(A), is limited to authority to
proceed against union tactics involving "violence,
intimidation, and reprisal or threats thereof." There is
no evidence in the instant case that the Respondent
Union engaged in physical force or threats of force or
economic reprisal, as a means of encouraging the
Association to agree to a contract containing sections
3, 4, and 8 of article X, and article XI. In the absence
of such conduct, the Board is powerless to act under
Section 8(b)(1)(B). If Respondent Union's conduct is
proscribed by the Act, it is proscribed by Section
8(b)(3). Though I have already indicated why I
believe that section has not been violated by Respon-
dent Union's conduct herein, it seems to me that even
under the majority's view of that aspect of the case
the 8(b)(I)(B) allegation must be dismissed.
Accordingly, I dissent.
DECISION
STATEMENT OF THE CASE
EUGENE GEORGE GOSLEE, Administrative Law Judge:
These consolidated cases came on to be heard before me on
January 22 and 23, 1976, at Philadelphia, Pennsylvania,
upon a complaint' issued by the General Counsel of the
National Labor Relations Board and an answer filed by
Sheet
Metal Workers International Association, Local
Union No. 59, hereinafter called respondent. The issues
raised by the pleadings relate to whether or not Respondent
violated Section 8(b)(1XB) and 8(b)(3) of the National
Labor Relations Act, as amended, by acts and conduct
hereinafter specified. Briefs have been received from the
General Counsel, the Respondent, and the Charging Party,
and have been duly considered.
Upon the entire record in this proceeding, and having
observed the testimony and demeanor of the witnesses, I
hereby make the following:
FINDINGS OF FACT
1. COMMERCE AND JURISDICTION
The complaint alleges, the answer admits, and I find that
the Employers Association of Roofers and Sheet Metal
Workers, Inc., hereinafter called the Association, is a
multiemployer association composed of employers in the
sheet metal and roofing industry, which exists for the
purpose, in whole or in part, of representing its employer-
members in collective-bargaining negotiations with labor
organizations, including Respondent. The complaint also
alleges, the answer admits, and I find that during the year
preceding the issuance of this consolidated complaint the
employer-members of the Association purchased goods and
materials in interstate commerce valued in excess of
$50,000, and that the Association and its employer-mem-
bers are engaged in commerce within the meaning of
Section 2(6) and (7) of the Act.
R. THE STATUS OF THE RESPONDENT UNION
The complaint further alleges, the answer admits, and I
find that Respondent is a labor organization within the
meaning of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES ALLEGED
The General Counsel alleges and Respondent denies that
since on or about March 31, 1975, Respondent has
demanded and insisted to impasse that the Association
agree to include in a prospective collective-bargaining
agreement terms and clauses which would require that:
(1) Grievances not settled by the Association and the
Respondent Union at the lower levels of the grievance
process may be appealed to a panel to which the
Association has given no authority, and on which the
Association has no representative.
(2) In the event no settlement is arrived at in
accordance with the procedures detailed in paragraph
(1) above, the Respondent Union or the Association
may appeal to a higher body to which the Association
has given no authority, and on which it has no
representative.
(3) That all disputes and controversies over terms of
future collective bargaining agreements are to be
resolved by bodies to which the Association has given
no authority, and on which the Association has no
representative.
(4) That the Association agree to be bound to
agreements
covering
work jurisdictional
matters
reached by organizations to which the Association has
given no authority, and on which the Association has no
representative.
(5) That the Association supply the Respondent
Union with periodic financial statements of the Associ-
ation-administered Industry Advancement Fund.
(6) That the Association participate in the Stabiliza-
tion Agreement for the Sheet Metal Industry (SASMI).
The
General Counsel alleges that, by the conduct
delineated in paragraphs (1) through (4) above, Respondent
restrained and coerced the Association in violation of
Section 8(bXl)(B) of the Act. The General Counsel also
alleges that Respondent violated Section 8(b)(3) of the Act
by bargaining to impasse on the demands set forth in
paragraphs (1) through (6) above, and that Respondent
further violated Section 8(b)(3) by bargaining with a fixed
mind and position on all of the above demands, as well as a
demand that the prospective bargaining agreement con-
I The consolidated complaint in this matter was issued on September 15,
1975, upon charges filed on May 2, 1975, and duly served on Respondent on
May 3, 1975
526
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tinue to include a provision allowing the reopening of
negotiations in midterm.
IV. THE BACKGROUND OF THE DISPUTE
There is no dispute in this proceeding that the Associa-
tion has been in existence since 1939, and during the
intervening years has been a party to a series of collective-
bargaining agreements with Respondent, the most recent of
which expired on April 30, 1975. There is similarly no
dispute that the Association and its member-employers
have recognized Respondent as the exclusive collective-
bargaining representative in a unit consisting of all journey-
men and apprentice sheet metal workers employed by the
employer-members of the Association, excluding supervi-
sors, and that the recognized unit is a unit appropriate for
the purposes of collective bargaining within the meaning of
Section 9(b) of the Act. The record also reflects that,
pursuant to the terms of the 1974-75 bargaining agreement,
Respondent gave timely notice in January 1975 of its intent
to terminate or modify the agreement, and the parties met
for negotiations on six separate occasions from March 31
through April 30, 1975.
By way of further background, the record reflects that, as
a result of negotiations for the • 1973-74 collective-bargain-
ing agreement, the Association and Respondent agreed to
certain contractual provisions which are the focal points of
the alleged unfair labor practices of this consolidated
complaint. Included in the 1973-74 bargaining agreement
was article X, which provided a multistage grievance and
dispute adjustment procedure and a provision for the
resolution of disputes and controversies arising in connec-
tion with the negotiation of a renewed collective-bargaining
agreement. The provisions of article X, which were contin-
ued under the terms of the parties' 1974-75 bargaining
agreement, recite as follows:
ARTICLE X
SECTION 1. Grievances of the Employer or the Union,
arising out of interpretation or enforcement of this
Agreement, shall be settled between the Employer
directly involved and the duly authorized representative
of the Union, if possible. An Employer may have the
local Association present to act as his representative.
SECTION 2. Grievances not settled as provided in
Section 1 of this Article may be appealed by either party
to the Local Joint Adjustment Board in the area in
which the work is performed and such Board shall meet
promptly on a date mutually agreeable to the members
of the Board, but in no case more than fourteen (14)
calendar days following the request for its services,
unless the time is extended by mutual agreement of the
parties, to render a final and binding determination,
except as provided in Sections 3 and 5 of this Article.
The Board shall consist of an equal number of represen-
tatives of the Union and of the local Employers'
Association and both sides shall cast an equal number
of votes at each meeting. The local Employers' Associa-
tion, on its own initiative, may submit grievances for
determination by the Board as provided in this Section.
Notice of appeal to the Local Joint Adjustment
Board shall be given within thirty (30) days after
termination of the procedures prescribed in Section I of
this Article, unless the time is extended by a mutual
agreement of the parties.
SECTION 3. Grievances not disposed of under the
procedure prescribed
in Section 2 of this Article,
because of a deadlock, or failure of such Board to act,
may be appealed jointly or by either party to a Panel
consisting of one (1) representative appointed by the
General President of Sheet Metal Workers' Internation-
al Association and one (1) representative appointed by
the Chairman of the Labor Relations Committee of
Sheet Metal and Air Conditioning Contractors' Nation-
al Association, Inc. Appeals on behalf of employees
shall be mailed to the General Secretary-Treasurer of
the Sheet Metal Workers International Association and
those on behalf of an employer mailed to the Secretary
of the Labor Committee of the Sheet Metal and Air
Conditioning Contractors' National Association, Inc.
Joint appeals shall be mailed to the Secretaries of both
Associations. Notice of appeal to the Panel shall be
given within thirty (30) days after termination of the
procedures prescribed in Section 2 of this Article. Such
Panel shall meet promptly, but in no event more than
fourteen (14) calendar days following receipt of such
appeal, unless such time is extended by mutual agree-
ment of the Panel members. Except in case of deadlock,
the decision of the Panel shall be final and binding.
Notwithstanding the provisions of Paragraph I of
this Section, a contractor who was not a party to the
labor agreement of the area in which the work in
dispute is performed may appeal the decision of the
Local Joint Adjustment Board, including a unanimous
decision, and request a Panel hearing as set forth in
Section 3 of this Article, providing such appeal is
approved by both the Chairman of the Labor Relations
Committee of Sheet Metal and Air Conditioning
Contractors' National Association, Inc. and by the
General President of Sheet Metal Workers' Internation-
al Association.
SECTION 4. Grievances not settled as provided in
Section 3 of this Article may be appealed jointly or by
either party to the National Joint Adjustment Board, as
established by the Sheet Metal Workers' International
Association and the Sheet Metal and Air Conditioning
Contractors' National Association, Inc. Submission
shall be made and decisions rendered under such
procedures as may be prescribed by such Board, from
time to time, and mutually approved by the parties
creating it. Copies of the procedures shall be available
from, and submissions of grievances may be made to,
either the General Secretary of Sheet Metal Workers'
International Association or the Secretary of the Labor
Committee of the Sheet Metal and Air Conditioning
Contractors' National Association, Inc. Submissions on
appeal to the National Joint Adjustment Board shall be
made within thirty (30) days after termination of the
procedures prescribed in Section 3 of this Article.
SECTION 5. A Local Joint Adjustment Board, Panel
and the National Joint Adjustment Board are empow-
SHEET METAL WORKERS, LOCAL 59
527
ered to render such decisions and grant such relief to
either party as they deem necessary- and proper,
including awards of damages or other compensation
and, if it is believed warranted, to direct that the
involved agreement and any other agreement or agree-
ments between the employer and any other local union
affiliated with the Sheet Metal Workers' International
Association be cancelled, provided that any decision of
a Local Joint Adjustment Board directing cancellation
of an agreement or agreements may be appealed by the
affected employer or local union as a matter of right,
directly to the NationalJoint-Adjustment Board.
SECTION 6. In the event any party fails or refuses to
comply with any decision of a local Joint Adjustment
Board or Panel, without appeal, or any decision of the
National Joint Adjustment Board, within thirty (30)
days after notice thereof, a Local Joint Adjustment
Board, Panel, or any party to the dispute may, in
addition to any other legal remedies which may be
available to the parties, request the National Joint
Adjustment Board to cancel the involved agreement
and any other agreements between the involved em-
ployer and other local -unions affiliated with Sheet
Metal Workers' International Association. Unless oth-
erwise decided by unanimous vote, the National Joint
Adjustment Board shall cancel such agreements if it
finds the involved party to be in noncompliance with
the decision in question. Requests for the Board's
services shall be made in the same manner and in the
same form as other appeals to the National Joint
Adjustment Board and the procedure followed shall be
the- same except that any, intermediate step or steps shall
be - omitted and the request made directly to the
{National Joint Adjustment Board.
SECTION 7. Failure to exercise the right of appeal at
any step thereof within the time limit provided therefor
shall void any right of appeal applicable to the facts and
remedies of the grievances involved. There shall be no
cessation of work, by strike or lockout during the
pendency of the procedures provided for in this Article.
Except in case of deadlock, the decision of the National
Joint Adjustment Board shall be fmal and binding.
SECTION 8. In addition to the settlement of grievances
arising out of interpretation or enforcement of this
agreement as set forth in the preceding sections of this
Article, any controversy or dispute arising out of the
failure of the parties to negotiate a renewal of this
agreement shall be settled as hereinafter provided:
(a) Should the negotiations for renewal of this
agreement become deadlocked in the opinion of
the Local -Union or of the Local Contractors'
Association, or both, notice to that effect shall be
given to, the office of the General President of
Sheet Metal Workers' International Association
and the national office-of-the Sheet Metal & Air
Conditioning Contractors' National Association,
Inc. If the General President, of Sheet Metal
Workers'- International
Association and the
Chairman of the-Labor Committee of Sheet Metal
and Air Conditioning Contractors' National As-
sociation believe the dispute might be adjusted
without going to fmal hearing before the National
Joint Adjustment Board, each will then designate
a panel representative who shall proceed to the
locale where the dispute exists as soon as conve-
nient, attempt to conciliate the differences be-
tween the parties and bring about a mutually
acceptable agreement. If such panel representa-
tives or either of them conclude that they can not
resolve the dispute, the parties thereto and the
General President of Sheet Metal Workers' Inter-
national Association and the national office of
Sheet Metal and Air Conditioning Contractors'
National Association shall be promptly so noti-
fied without recommendation from the panel
representatives. Should the President of Sheet
Metal Workers' International Association or the
Chairman of the Labor Committee of Sheet Metal
and Air Conditioning Contractors' National As-
sociation
fail or decline to appoint a panel
member or should notice of failure of the panel
representatives to resolve the dispute be given, the
parties shall promptly be notified so that either
party may submit the dispute to the National
Joint Adjustment Board. The dispute shall be
submitted to the National Joint Adjustment
Board pursuant to the rules as established and
modified from time to time by the National Joint
Adjustment Board. The unanimous decision of
said Board shall be fmal and binding upon the
parties, reduced to writing, signed and mailed to
the parties as soon as possible after the decision
has been reached. There shall be no cessation of
work by strike or lockout unless and until said
Board fails to reach a unanimous decision and the
parties have received written notification of its
failure.
(b) Any application to the National Joint
Adjustment Board shall be upon forms prepared
for that purpose subject to any changes which
may be decided by the Board from time to time.
The representatives of the parties who appear at
the hearing will be given the opportunity to
present oral argument and to answer any ques-
tions raised by members of the Board. Any briefs
filed by either party including copies of pertinent
exhibits will also be exchanged between the
parties in advance of the hearing.
(c) The National Joint Adjustment Board shall
have the right to establish time limits which must
be met with respect to each and every step or
procedure contained in this section. In addition,
the President of SMWIA and the Chairman of the
National Labor Committee of SMACNA shall
have the right to designate time limits which will
be applicable to any particular case and any step
therein which may be communicated to the
parties by mail, telegram, or telephone notifica-
tion.
(d) Unless a different date is agreed upon
mutually between the parties or is directed by the
unanimous decision of the National Joint Adjust-
528
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ment Board, all effective dates in the new agree-
ment shall be retroactive to the date immediately
following the expiration date of the expiring
agreement.
Also included in the 1973-74 bargaining agreement, and
continued over into the 1974-75 agreement, were three
contractual provisions which are at issue in this dispute by
virtue of the General Counsel's allegations of violations of
Section 8(b)(1)(B) and 8(b)(3) of the Act. Article XI of the
prior agreements pertains to the resolution of jurisdictional
disputes; article XIII pertains to the right of renegotiation
under certain conditions dunng the term of the contract;
and addendum 21 relates to the Sheet Metal Workers
Industry Fund. The two articles and addendum 21 provide,
respectively, as follows:
ARTICLE XI
SECTION I. Agreements, national in scope, between
Sheet Metal Workers' International Association and
other International Unions, covering work jurisdiction
and the assignment, allocation and division of work
among employees represented for the purposes of
collective bargaining by such labor organizations, shall
be respected and applied by the Employer, provided
such Agreements have been consummated with the
knowledge of and without objection from Sheet Metal
and Air Conditioning Contractors' National Associa-
tion, Inc.
ARTICLE XIII
SECTION 1. This Agreement and Addenda Numbers
--- through --- attached hereto shall become
effective on the - day of ---, 19-, and remain in
full force and effect until the - day of ---, 19-,
and shall continue in force from year to year thereafter
unless written notice of reopening is given not less than
ninety (90) days prior to the expiration date. In the
event such notice of reopening is served, this Agreement
shall continue in force and effect until conferences
relating thereto have been terminated by either party.
SECTION 2. Notwithstanding any other provision of
this Article, or any other Article of this Agreement,
whenever an amendment to the Standard Form of
Union Agreement shall be adopted by the National
Joint Labor Relations Adjustment Committee, any
party to this Agreement, upon the service of notice to all
other parties hereto, shall have this Agreement re-
opened thirty (30) days thereafter, for the sole and only
purpose of attempting to negotiate such amendment or
amendments into this Agreement for the duration of the
term hereof. There shall be no strike or lockout over this
issue.
ADDENDUM NO. 21
On and after May 1, 1965, the employer contribution
to the Sheet Metal Workers Local No. •59 Industry
Fund will be three cents ($0.03) per hour for each hour
worked by employees covered by this Agreement.
The Sheet Metal Workers Industry Fund will be
administered by Trustees selected by the Employers
Association of Roofers and Sheet Metal Workers, Inc.,
provided, however, that if dunng the life of this
Agreement, the National Labor Relations Act is
amended to provide for employee participation in the
administration of the Industry Fund, the Union will
become immediately entitled to an equal number of
Trustees as the employers with equal voice.
The Employer agrees that no monies will be expend-
ed from the Industry Fund for any purpose which is not
in the best interests of the Union or the Industry
Advancement Fund. The said Industry Advancement
Fund shall provide for monthly Financial Statements
and Annual audited reports of the Industry Fund and
that copies thereof shall be furnished to the Union. The
Union shall regularly be kept informed of the activities
and progress of the Fund.
By way of explanation, the National Joint Adjustment
Board, hereinafter called the NJAB, is a dispute-resolving
body composed of representatives of the Sheet Metal
Workers International Association, herein called the Inter-
national Union, and representatives of the Sheet Metal &
Air Conditioning Contractors' National Association, or
SMACNA. While there is some testimentary and documen-
tary evidence that the NJAB is composed of an equal
number of representatives from the International Union
and SMACNA, there is other and more persuasive evidence
that the equal representation provision has not been
uniformly applied. When, however, there is unequal repre-
sentation on one side, each side has equal voting power.
There is no dispute here that the Association has never been
affiliated with SMACNA, has never designated SMACNA
to represent the Association or its employer-members for
any purpose, and has no designated representative on the
NJAB.
Vernon J. Menard, director of labor relations for the
Delaware Contractors Association, the parent organization
of the Association involved in this proceeding, testified that
he participated in the negotiations for the 1974-75 collec-
tive-bargaining agreement. At a meeting on May 7, 1974,
which was attended by a representative of SMACNA and a
representative of the International Union in accordance
with article X, section 8(a) of the bargaining agreement, the
parties reached a deadlock on the issue of wages, the
institution of a joint apprenticeship and training fund, and
the Association's participation in the stabilization agree-
ment for the Sheet Metal Industry, or SASMI. At the May 7
meeting the parties reached agreement on the joint appren-
ticeship and training fund issue, but were unable to resolve
their differences on the wage package and the Association's
participation in SASMI. While the record is not entirely
clear, it appears that Respondent, believing that a deadlock
existed within the meaning of article X, section 8 submitted
the dispute for resolution by the NJAB.
The NJAB met at Hilton Head, South Carolina, on June
25, 1974. A dispute developed at the hearing because
Menard, not SMACNA, represented the Association, but
the issue was apparently resolved, and Menard did partici-
pate in the hearing.
SHEET METAL WORKERS, LOCAL 59
529
On June 30, 1974, the NJAB, through Edward Carlough,
its chairman and the president of the International Union,
issued its decision on the bargaining dispute, directing the
parties to execute a 1-year agreement effective May 1, 1974.
By its decision the NJAB directeda wage increase of $1.12
per hour, 27 cents more than Respondent had demanded in
the underlying negotiations, and 62 cents more per hour
than the Association had offered. The NJAB award also
required the employer-members of the Association to
contribute 2 cents per hour to an apprenticeship fund, and
the NJAB retained jurisdiction over the dispute until the
parties had opportunity to develop a trust agreement for the
apprenticeship training fund. Sometime in July, after the
NJAB award, Menard told Robert - Shearer, business
manager of Respondent, that the employer-members of the
Association were in a state of shock over the NJAB award,
and that the Association had determined that they would
never again agree to the NJAB procedures for resolution of
bargaining disputes.
On several occasions from December 1974 through
March 1975, the Association met with Respondent over the
creation of a trust agreement for the apprenticeship training
fund. In . December 1974, Respondent presented a draft
trust agreement which provided, inter alia, that the NJAB
-procedures be used to resolve disputes arising over the
terms of the trust agreement. In the course of meetings after
the presentation of the draft trust agreement, Menard
informed Shearer that the Association would not agree to
any reference to the NJAB in the trust agreement, and that
the Association had resolved that it would never again
agree to the disputes resolution provisions contained in
article X of the existing contract. Shearer replied that article
X was a terrific procedure, and that the Union wanted to
keep it in the next contract.
On March 27, 1975, the Association and Respondent
reached agreement on the trust, substituting a series of
impartial arbitration procedures for the NJAB as a device
to resolve disputes arising over the terms of the trust
agreement. During -the course of the March 27 meeting,
Menard again informed Menard that the Association
would not agree in the upcoming negotiations to a
continuation of the procedures specified in article X of -the
existing contract.
As related above, in January 1975, Respondent gave
timely notice of intent to reopen the contract, and the
parties met for the first bargaining session on March 31.
Shearer presented Respondent's demands, which included
an economic package for wages and increases in the
contribution to the pension and the apprenticeship and
training funds. The Union's demands also included the
adoption of the SASMI Plan. In explaining the Union's
demands, Shearer informed the Association that, in view of
the economic depression in the sheet-metal industry, and
particularly in Delaware, he had been hopeful of light and
easy negotiations, but because of the Association's attitude
on issues such as article X, and its insistence on using
Menard and the Delaware Contractors Association in the
-bargaining processes, the Union felt obligated to come to
negotiations with the demands presented. During the
course of the March 31 meeting, Menard reviewed the
Union's demands, and informed Shearer that the Associa-
tion had prepared written proposals which would complete-
ly revise and localize the traditional collective-bargaining
agreement between the parties. Menard presented the
Association's proposals and explained their contents. He
explained that he had revised the existing agreement with a
new format, so that some 28 addenda to the contract would
be incorporated at appropriate places in the main body of
the bargaining agreement. _Menard explained that he had
rewritten some provisions of the contract, and that the
Association's proposal excised all reference to the NJAB,
SMACNA, and the existing means for the resolution of
certain disputes, through the elimination of articles X, XI,
XIII and addendum 21. In lieu of these previously agreed
upon contractual provisions, the Association's proposals
provided for alternate means of resolving disputes through
the use of arbitration procedures before the American
Arbitration Association and the use of other devices for the
resolution of jurisdictional disputes. As explained by
Menard, the Association's proposals would also eliminate
that portion of addendum 21, requiring the Association to
provide Respondent with financial statements and annual
audited reports of the Sheet Metal Workers Industry Fund.
In reply to the Association's proposals, Shearer stated his
inability to comprehend the objections to article X, stated
that the only reason for the employers' objection was
because they were screwed in 1974, and stated that
Respondent wanted to retain article X, and that it would
have to be a part of any new agreement. As to articles XI
and article XIII, section 2, Shearer stated that these
provisions were part of the standard form agreement, and
the Union didn't intend to change them.-On addendum 21,
Shearer told the Association that the industry fund was
basically the Union's money, that he didn't care about the
Associations concern with -the illegality of the financial
reporting procedures, and that the Union had a right to the
provision and wanted it to stay in the contract.
There was also a discussion of Respondent's SASMI
demands at the March 31 meeting. The Association
expressed concern about the legality of the plan and its tax
ramifications, as well as concern that the Local Union had
no representation on the trust body. The Association also
questioned whether SASMI payments could - be made to
employees in the event of a strike or a lockout. Shearer, on
behalf of Respondent, expressed complete disagreement
with the Association's concerns over SASMI. At a later
time, on April 17, Shearer gave the Association a brochure
containing questions and answers on the SASMI plan.
The parties resumed negotiations on April 1 and, after
the Union met separately for several hours, Menard
attempted to further explain the contents of the Associa-
tion's proposal. Menard was able to reach article III in his
review, when Shearer interrupted by slamming down his
papers and informing the Association that they were
wasting time. Shearer stated that the Union was not going
through the Association's proposals, and that the Union
was going to stick with the standard form agreement, and
the Association might as well get on with it. After some
further heated discussion, Menard agreed for the Associa-
tion, that to get the negotiations going forward, the
standard form agreement would be used for discussion.
While nothing concrete appears to have resulted from the
530
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
April 1 negotiations , Shearer did express the Respondent
Union's willingness to discuss and explore some economic
issues in the light of economic conditions in the industry,
provided the Association was willing to tie those discus-
sions in with the adoption of the SASMI plan and the
retention of article X.
The third negotiation session was held on April 9, and
there was further discussion of articles X, XI, and XIII and
addendum 21. Shearer explained that he had met with
members of the Local, and that the members were
extremely upset over the Association 's proposals to rewrite
the contract, particularly to eliminate article X. As the
discussions ensued, Shearer again informed the Association
that all of the disputed provisions were part of the standard
form agreement, and would have to remain in the bargain-
ing agreement. By way of economics , the Union proposed a
2-year contract, with increases of 20 cents each year,
subject, however, to the Association's adoption of the
SASMI Plan at a cost of 35 to 40 cents for the second year.
The Association answered that the employers could not
adopt the SASMI plan for reasons previously explained.
Toward the end of the meeting Menard attempted to
summarize the negotiations and the hangup on SASMI and
the article X procedures, but Shearer insisted that the
Union would only negotiate on the basis of the standard
form agreement.
At a meeting on April 17, the parties reviewed all open
issues and reached some agreement on minor issues. The
Association then caucused and returned to present a nine-
point proposal to the Union. In relevant part, the Associa-
tion's counterproposal requested that article X of the
existing contract be rewritten to eliminate all reference to
the NJAB and SMACNA, in favor of a traditional
arbitration
clause.
The counter-proposal also required
elimination of articles XI and XIII, or their redrafting to
eliminate all reference to third-party intervention in dis-
putes. As to addendum 21, Menard explained that the
Association did not want to excise all reference in the
bargaining agreement to the industry fund, but only wanted
to eliminate the financial reporting obligation. In answer to
these portions of the Association's counterproposal , Shear-
er stated that the Union had to retain what was already in
the contract.
The remainder of this meeting was devoted to the
Association's counterproposal on the SASMI issue by
which the employers agreed to SASMI in the second year of
the new contract ( 1) if SASMI payments were not made to
members of the Local in the event of a work stoppage; (2)
that the SASMI plan be agreed to by a majority of the
members of the Local Union in a secret-ballot election; (3)
that SASMI be in effect for at least 50 percent of the
International Union's membership ; and (4) if SASMI was
voted down by the Local membership , the employers would
agree to 40 cents per hour effective May 1, 1976, for wages
and benefits, but if SASMI became effective, there would
be no additional increase for 1976 above the actual cost of
SASMI.
The Union objected to the Association 's counterproposal
on SASMI, but did agree to caucus . The Union did not
return with any new or altered proposal, but Shearer
informed the Association that the employers' proposals
indicated a belief that the Union was very weak, that the
Association was not interested in negotiating or settling
anything, and as far as the Union was concerned the parties
were deadlocked. The union representatives started to leave
the hearing room and Menard protested that there was no
deadlock and 13 days remained before the contract expired.
Shearer insisted that a deadlock did exist and stated that
the Union intended to pursue to procedures specified in
article X, section 8, of the contract.
No further bargaining session was scheduled at the April
17 meeting, but there was some interchange of correspon-
dence and telephone conversations between the Associa-
tion and the Respondent Union during the next few days.
On April 23 Menard wrote to Shearer and requested a
further bargaining meeting, expressing fear of a work
stoppage and the Association's unwillingness to resolve the
terms of the new collective-bargaining agreement under the
procedures specified in article X. On April 25 Shearer
responded,
denying the Union's desire to submit the
dispute for resolution to the NJAB, but reiterating the
Union's position that article X, section 8, had to remain in
the new contract. Shearer also repeated his statement of
April 17 that a deadlock existed, informed the Association
that the general president of the International and chair-
man of the NJAB had already been advised of this fact, but
that the Union was agreeable to a further meeting.
The parties met on April 29, and Shearer repeated much
of the contents of his letter of April 25, including the
Union's unwillingness to forego the continued inclusion of
article X in the contract. The Association asked for a
counterproposal, and after a caucus the Union presented a
14-point counterproposal . The Union's counterproposal
contained offers on wages of 20 cents on May 1, 1975, and
60 cents on May 1, 1976, the latter increase to be allocated
as the Union saw fit, including allocation to SASMI. While
the Union's counterproposal referred to other items,
including contractual language changes, it alluded in no
way to the contractual provisions at issue in this proceed-
ing-articles X, XI, and XIII, and section 2 of addendum
21.
Following a review of the Union 's counterproposal, the
Association met separately, and returned with a further
counterproposal. In this written proposal the Association
completely agreed with 9 of 18 offers made by the Union in
its counterproposal, partially agreed with an additional 3 or
4, and totally disagreed with the remainder. The disagree-
ments pertained to the articles and the addendum specified
immediately above, and the Association adhered to its
counteroffer of April 17 on SASMI, except that the
employers dropped the demand for a secret-ballot election
among the membership of the Local Union.
The parties agreed to resume negotiations on April 30.
On behalf of the Association, Menard suggested that the
parties sign a new agreement, including article X and
SASMI, but agree to submit these issues to the Board, the
district court, or some neutral body for a determination on
legality. Shearer replied that the Union would never sign an
agreement with such voids or holes. Negotiations contin-
ued, some further agreement was reached on minor issues,
but there was no change of position on those issues material
to this proceeding. Shearer, expressing impatience, stated
SHEET METAL WORKERS, LOCAL 59
531
that the parties could not come to an agreement, and
informed the Association that the Union had invoked the
procedures under section 8 of article X, and that the
panelists for the hearing to resolve the dispute had already
been assigned. Menard replied that the Association had no
intent of participating in the NJAB proceeding. On June 19,
the Association informed the NJAB that it would not
participate in the hearing scheduled for June 23.
On July 28, the NJAB issued its determination, directing
the parties to execute a 2-year contract with a wage package
of 20 cents for the first year and 60 cents for the second
year, the sum of the second year increase to be allocated to
wages or existing funds, including SASMI, by vote of the
Local Union's membership. The NJAB decision also
denied all of the unresolved changes in the bargaining
agreement proposed by the Association, and in addition
granted the Union's request to reopen negotiations on the
apprenticeship trust fund, an issue which the parties had
previously resolved on March 27. Subsequent to the NJAB
decision, the Association refused to adhere to the award, or
to execute a new contract, the Respondent Union filed a
Section 301 action before the United States. District Court
for the District of Delaware, and that action was pending at
the time of the hearing in thisproceeding.
The foregoing fmdings are based on a -composite of
documentary evidence and the testimony of Vernon Me-
nard; and the evidence is. unrebutted. The only relevant
evidence adduced by Respondent Union in this proceeding
was Shearer's testimony that the Union did not; at any time
material to this proceeding, engage in or-threaten economic
action, and that Respondent never indicated any unwilling-
ness to abide by the ultimate determination of the NJAB.
This evidence is similarly-unrebutted.
V. CONTENTIONS -OF THE PARTIES AND THE
,'APPLICABLE LAW
The General Counsel and the Charging- Party contend
that sections 3, 4, and 8 of article X are nonmandatory
subjects of bargaining and they argue, accordingly, that by
bargaining to impasse on any or all of these issues,
Respondent violated - Section 8(b)(3) of the Act. The
General Counsel and the Charging Party also contend that
by its insistence -upon,inclusion of those three sections of
article X - in the prospective bargaining agreement the
Union restrained and coerced the employer-members of the
Association in the selection of their representatives for the
purposes of collective bargaining and the.-adjustment of
grievances, and thereby violated Section 8(b)(1)(B) of the
Act. The General Counsel and the Charging Party further
contend that Respondent entered into ;and continued the
bargaining negotiations with a fixed mind and position with
respect to those sections of article X delineated above, as
well as with respect to articles XI and XIII, section 2, of
addendum 21, and the demand that the Association
participate in the SASMI plan.
2 356 U.S. 342.
-
3 N.L R. B. v Local 264, Labororers' International Union of North Americq
529 F.2d 778, 785 (C A 8, 1976).
4 United Slate, Tile & Composition Roofers, Damp & Waterproof Workers
Association, Local No. 220, 177 NLRB 632, 653 (1969); United Slate, Tile &
Composition Roofers, etc, Local No, 36, (Roofing Contractors Association), 172
The mutual obligation of employers and unions to
bargain in good faith is defined in Section 8(d) of the
National Labor Relations Act and requires that they "meet
at reasonable times and confer in good faith with respect to
wages, hours, and other terms and conditions of employ-
ment ...." A fixed list of subjects for bargaining is not, of
course, etched in stone within the contents of Section 8(d),
but under the guidance provided by the Supreme'Court of
the United States in N.L.R.B. v. Borg-Warner Corporation2
and reinforced in Local 1643 it is clear that:
A provision not relating'to any of these particular
matters is considered a nonmandatory subject of
bargaining and the parties may bargain with respect to
that provision if they choose. However, no party may
insist upon the inclusion of a nonmandatory provision
in the collective bargaining agreement as a precondition
to signing the agreement. Provisions which purportedly
affect terms and conditions of employment are manda-
tory subjects of bargaining only if they encompass some
aspect of the employer-employee relationship and do
not relate solely to the internal procedures of the
employer or the union.
With respect to sections 3 and 4 of article X, there is a
plentitude of Board and court precedent to establish that
grievance and arbitration provisions in a collective-bargain-
ing agreement are mandatory subjects of bargaining. In the
instant situation, however, the mandatory nature of the
basic subject of the bargaining must be assessed against the
right of the employers to select their own representative for
collective bargaining and the -processing of grievances.
Sections 3 and 4 of article X provide the final steps of the
grievance procedure through resolution by the Internation-
al Union and SMACNA as composite body- functioning as
the NJAB. There is no dispute here that the Association
and its individual employer-members are neither affiliated
with nor represented by SMACNA, and hence have no
representation in the course of the NJAB grievance
adjustment procedures.
I find a sufficient body of precedent to support the
conclusion that sections 3 and 4 of article X, as they-provide
for the resolution of grievances by a representative not
selected by the employers, are nonmandatory subjects of
bargaining-'
Section 8 of article X, as, that provision provides
procedures for the resolution of disputes over prospective
bargaining agreements, requires additional consideration.
The General Counsel and the Charging Party contend that
the provision provides for interest arbitration, that it is
therefore a nonmandatory subject for bargaining, and that
by insisting to impasse on its inclusion in the future
bargaining -agreement, Respondent Union violated Section
NLRB 2248, 2251(1968); Southern California Pipe Trades District Council No
16, (Aero-Plumbing Co.) 167 NLRB 1004 (1967), Painters District Council No
36, 155 NLRB 1013, 1017 (1965); United Association of Journeymen and
Apprentices of the Plumbing and Ppefitting Industry, Local Union No 525, 135
NLRB 462,471 (1962).
532
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
8(b)(3) of the Act. The General Counsel and the Charging
Party rely on Columbus Printing Pressmen. 5 Respondent, on
the contrary, contends that section 8 of article X is not an
interest arbitration provision, but only provides for a
continuation of the bargaining process when the immediate
parties to the bargaining process are unable to resolve the
dispute. Respondent argues, accordingly, that the facts here
fall within the parameters of the Board's decision in
Mechanical Contractors Association of Newburgh. 6 In view
of the facts as I fmd them here, the provisions of section 8 of
article X are not encompassed squarely within the confines
of either Mechanical Contractors or Columbus Printing
Pressmen.
In Columbus Printing Pressmen the bargaining agreement
between the employer and the Union contained a provision
that disputes with respect to future collective bargaining
would be resolved by recourse to a two-stage proceeding. In
the first stage the dispute would be submitted to a joint
standing committee of four members, two appointed by the
union and two appointed by the employer. If, however, a
majority of-the joint standing committee failed to resolve
the dispute within 30 days, either party could then submit
the bargaining dispute for determination by a neutral
arbitrator. On the facts in Columbus Printing Pressmen the
Administrative Law Judge found that the union had
bargained to impasse on a demand to retain the interest
arbitration provision in the contract. The Administrative
Law Judge also found, as approved by the Board, that
interest arbitration clauses do not regulate the terms and
conditions of employment of the employees in the contract
being negotiated, do not vitally affect such terms and
conditions of employment, are not an integral part of such
terms and conditions of employment and are clearly not a
mandatory subject of bargaining.?
It is clear that the provisions of section 8 of article X do
not equate with the facts in Columbus Printing Pressmen.
The contractual provision here provides only for the
submission of disputes over the terms of future collective-
bargaining agreements to NJAB, a disputes-resolving body
composed of members appointed in equal numbers by the
International Union and SMACNA. Ultimate determina-
tion of the dispute by a neutral or impartial arbitrator is not
provided for under the provisions of section 8 of article X,
and presumably the bargaining dispute is remanded to the
principles for further bargaining or, economic sanctions if
the NJAB fails to reach a determination.
In Mechanical Contractors, supra, the contractual provi-
sion in issue provided for the submission of unsettled issues
over wages, hours, and working conditions to an industrial
relations council, composed of equal numbers of represen-
tatives appointed by the union's international parent, and
representatives of the parent organization of the employers'
association. The Administrative Law Judge found that by
bargaining to impasse on a demand that the IRC clause be
continued in a new collective-bargaining agreement the
employer violated Section 8(a)(5) of the Act because the
IRC clause required arbitration in lieu of economic action,
and was therefore a nonmandatory subject of bargaining.
The Board, to the contrary, held:
It is true that read literally, the IRC clause appears to
endow the Industrial Relations Council with the charac-
teristics of a classic arbitration panel. On analysis,
however, we find that its composition and its function in
this dispute are quite unlike that of arbitration. Thus,
while the procedures for presenting a dispute are similar
to those used in arbitration, the decision making process
is not. There is no neutral or impartial umpire, but
rather a panel composed solely of interested parties in
equal number. Panel members representing the union are
selected by the International, and panel members repre-
senting the employer are selected by the employer's parent
organization. Any decision of the panel must be_unani-
mous. As noted above, the decisions of the panel are
made after the parties to the bargaining relationship
have presented their positions on the issues blocking the
consummation of a final contract. In these circumstanc-
es, we cannot but infer that a unanimous decision
defining mutually acceptable terms for agreement can
only be reached by a process much more closely
paralleling collective bargaining, rather than, by a
process of judicial or arbitral decisionmaking.8
Section 8 of article X of the clause involved in this
proceeding is similar, to that in Mechanical Contractors in
that it makes no provision for neutral or impartial arbitra-
tion, and the NJAB, like the IRC, is composed of equal
representatives of the international union and an employ-
ers' group, SMACNA. Here the similarity ends, however,
because unlike
Mechanical Contractors the Employers
Association is not represented on the NJAB, either as an
entity or through its parent organization, the Delaware
Contractors Association. Accordingly, as the employer-
members of the Association are not represented on the
disputes resolving panel, the rationale of Mechanical
Contractors cannot apply.
In all, nevertheless, I find that the facts in this proceeding
applicable under section 8 of article X fall within the
intended ambit of the Board's rule in Columbus Printing
Pressmen. It cannot be said here-that section 8 of article X
merely provides foil a continuation of the bargaining
process, because the employers are totally unrepresented
after deadlock has ensued and the procedures of the NJAB
have been ° invoked. The gravamen of Columbus Printing
Pressmen is that the clause in issue there was unrelated to
wages, hours, or terms and conditions of employment
under the provisions of the ensuing collective-bargaining
agreement, but had application only to the processes
available to the bargaining agent and the employers in the
event they were unable to reach agreement over the terms
of some future agreement. Here, like Columbus Printing
Pressmen, the clause also prohibits the exercise of economic
weapons in the event the NJAB procedures are invoked and
the prohibition extends so long as the dispute is before the
NJAB.
5 The Columbus Printing Pressmen & Assistants' Union No. 252 (The R. W.
7 Columbus Printing Pressmen, supra at 281, citmg N.LR.B. v. Borg-
Page Corporation), 219 NLRB 268 (1975).
Warner, supra.
6 Mechanical Contractors Association of Newburgh, 202 NLRB 1 (1973).
8 Mechanical Contractors, supra at 2, emphasis supplied.
SHEET METAL WORKERS, LOCAL 59
533
I find, on the basis of the foregoing, that section 8 of
article X, like sections 3 and 4, is a nomnandatory subject
of bargaining. I similarly fmd that the provision is a
nonmandatory subject of bargaining by reason that it
would require the employer members of the Association,
over their objection, to designate a third party as their
collective-bargaining agent in the event of disputes over
future negotiations.9 The fact that section 8, as well as
sections 3,and 4 of article X, was an existing provision
agreed to in prior collective-bargaining agreements does
not make the subject matter any the less nonmandatory.
This was the situation in Columbus Printing Pressmen,
where the interest arbitration clause had been ineffective in
a series of collective-bargaining agreements over a 6-year
time period. Moreover, "By once bargaining and agreeing
on a permissive subject, the parties, naturally, do not make
the subject a mandatory topic of future bargaining." 10
I have found above that sections 3, 4, and 8 of article X
are permissive or nonmandatory subjects for bargaining,
and I similarly fmd that Respondent bargained to impasse
on its demands that the Association continue these provi-
sions in the prospective contract. The facts analyzed above
reflect that from the outset of negotiations Respondent
adamantly insisted that the standard form agreement,
which includes article X, as well as articles XI and XIII,
addendum 21, and the SASMI demand were absolute
essentials in reaching a new bargaining agreement. At the
first bargaining meeting on March 31, Shearer explained
the Union's proposals in the light of the Association's
objections to article X and related third-party clauses, and
the Association's insistence on using Menard and the
Delaware Contractors Association as the employers' bar-
gaining representative. Shearer made clear, on March 31
and throughout the course of every successive bargaining
meeting, that article X, as well as the other provisions of the
standard form agreement, had to remain in the new
bargaining agreement. At no time during the course of the
negotiations did Respondent Union alter its position one
iota with respect to these provisions. The Association made
counterproposals on article X and related third-party
demands, including a willingness to include them in the
contract subject to a neutral review as to their legality, but
Respondent Union rejected all such overtures with the
single pronouncement that only the standard form agree-
ment would suffice. As early as April 17, 2 weeks before the
expiration of the 1974-75 bargaining agreement, Shearer
announced that the parties were deadlocked, and the Union
intended to invoke the procedures of article X. On April 30,
Shearer repeated that the parties had reached a deadlock,
and additionally informed the Association that the Union
had invoked section 8 of article X and that the panel to
determine the dispute had already been selected.
Respondent, again relying on Mechanical contractors,
supra, argues that no impasse existed on or before April 30,
because the NJAB procedures were only a continuing part
of the bargaining process. In my view the contention is
specious and, contrary to Respondent's assertion, I cannot
find that the NJAB is "almost" the equivalent of the
Industrial Relations Council in Mechanical Contractors.
The whole gist of this case is the Union's demands that the
employer abandon its collective-bargaining representative
in favor of the NJAB, a body on which it is not represented
and had not selected for bargaining negotiations and the
resolution of grievances. It explains nothing to argue that
the Union's unlawful tactics came to fruition, and ergo
impasse was avoided by invoking the assistance of the same
third-party tribunal which caused the impasse in the first
instance.
Respondent, using the language of section 8 of article X,
announced as early as April 17 that the parties were
deadlocked, and it appears that the Union invoked the
NJAB procedures while still purporting to bargain with the
Association. I fully appreciate that the term "deadlock" as
defined in section 8 of article X, particularly as it permits a
unilateral determination by either party, is not necessarily
the legal equivalent of an impasse. Nevertheless, the Union,
not the Association, declared the deadlock and invoked the
NJAB procedure. The Respondent Union did so, as an
ultimate step in its overall tactics as exemplified throughout
the whole course of negotiations-no contract without
article X, and all of the other provisions of the standard
form agreement. I fmd, accordingly, that the Respondent
Union bargained to impasse on sections 3, 4, and 8 of
article X, and similarly bargained to impasse on articles XI
and XIII, addendum 21, and the demand that the Associa-
tion participate in the SASMI Plan.
In view of the finding above with respect to the totality of
the Respondent Union's bargaining to impasse, consider-
ation must be given to the allegations that article XI,
addendum 21, and the SASMI proposal are also nonman-
datory subjects 'of bargaining. Article XI of the contract
binds the Association and its employer-members to respect
national agreements between the Sheet Metal Workers
International and other international unions covering work
jurisdiction and the assignment, allocation, and division of
work among employees represented by such labor organi-
zations, provided the agreements between the internation-
als have been consummated with the knowledge and
without objection of SMACNA. The same facts apply here
as were applied above. The Association and its employer-
members are not participants inaany determination arrived
at between the Sheet Metal Workers International and
other internationals with respect to work jurisdiction and
have no representation on those bodies. Nor is the defect in
the clause cured by the proviso that the agreements
between the internationals must have been consummated
with the knowledge and without the objection of SMAC-
NA. The Association and its employer-members are not
represented by SMACNA, and they have never delegated
to SMACNA the right to represent them in the settlement
of grievances arising over work jurisdictional matters. In
this effect, the procedures delineated in article XI are no
different from the procedures for the determination of other
grievances contained in sections 3 and 4 of article X. An
employer has the right to participate and be heard in the
resolution of jurisdictional disputes, and agreements be-
tween two or more unions as to the resolution -of such
9 Southern Cal forma Pipe Trades District Council No 16 supra.
i0 Allied Chemical & Alkali Workers of Amenca, Local Union No. I v.
Pittsburgh Plate Glass Co., Chemical Division, et al., 404 U.S. 157 (1971).
534
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
disputes do not deprive the Board of 10(k) jurisdiction
where the employer is not a party.11 Article XI here
prohibits the participation of the employer-members of the
Association either in the initial determination reached by
internationls, or in the overview exercised by SMACNA.
It appears that the Respondent relies on the Board's
decision in Local 103, -Ornamental Iron Workers 12 in
support` of its contention that jurisdictional disputes are
mandatory subjects of bargaining and may be bargained to
impasse. In Local 103 the Board, contrary to the- Trial
Examiner, found that the subject of jurisdictional disputes
is a mandatory subject of bargaining and the union did not
violate Section 8(b)(3) by bargaining to impasse on the
issue, or violate Section 8(b)(1)(B) be striking to force the
employer to agree to the provision. As applicable here, the
Board's rationale on the nonmandatory issue was that
management members of a tripartite arbitration panel are
not "representatives" .of the employer within the scope of
Section 8(b)(1)(B). The Board did find an 8(b)(3) violation
in Local 103, on grounds that the union had bargained the
issue from an inflexible position.
On review, the United States Court of Appeals for the
Seventh Circuit 13 voiced disagreement that management
members of a tripartite arbitration panel are not "represen-
tatives" of the employer within the scope of Section
8(b)(1)(B). The court adopted the Board's finding on the
8(b)(3) violation growing out of the union's fixed and
inflexible position, but also held that the union -violated
Section 8(bX3) by bargaining to impasse on the demand
that jurisdictional disputes be submitted to the National
Joint Board, and violated Section 8(b)(1)(B) by striking to
enforce the demand. On remand 14 the Board modified its
order to conform with the court's opinion.
Even if I were to consider the Board's original decision in
Local 3 as binding precedent, that case is distinguishable.
Here, unlike the facts in Local 103, there is no tripartite
body for the determination of jurisdictional disputes, unless
it is contended that two or more disputing internationals,
with the silent acquiescence of SMACNA, constitute a
tripartite arbitration panel. Even if so considered, it would
not overcome the fact that the Association and its employ-
er-members are neither immediately nor remotely repre-
sented by SMACNA. In summary, I find and conclude,
albeit a means of resolution for jurisdictional disputes is a
mandatory subject for bargaining, Respondent Union
violated Section 8(b)(3) by bargaining to impasse on the
demand, that the Association agreed to abide by jurisdic-
tional guidelines arrived at by international unions, unob-
jected to by SMACNA, a disputes-resolving body on which
the Association is unrepresented.
Addendum 21 of the prior contracts relates to the Sheet
Metal Workers Industry Fund, which is supported by
employer contributions in the amount of 3 cents per hour
11 NL.R.B. v. Plasterers Local Union No. 79, Operative Plasterers' and
Cement Masons ' International Association, AFL-CIO 404 U.S. 116, 124-125,
131-34(1971).
12 Local Union No. 103, International Association of Bridge, Structural and
Ornamental Iron Workers and Associated General Contractors of America,
Evansville Chapter, Inc, 190 NLRB 741(1971).
13 Associated General Contractors of America, Evansville ;Chapter, Inc v.
N.L.RB., 465 F.2d 327 (C A. 7, 1972).
14 Local Union No. 103, etc. (Associated General Contractors of America,
Evansville Chapter, Inc.), 200 NLRB 77 (1971).
for every hour worked by employees covered under the
agreement, and which is administered by trustees selected
by the Employers Association. The only portion of the
clause at issue in this proceeding is that portion of section 3
which requires the industry advancement fund to provide
Respondent with monthly financial statements and annual
audited reports. The Association objected to the continua-
tion of this section in prospective bargaining agreements,
and the Union bargained to impasse on its inclusion in the
contract.
Industry advancement funds, whether administered by'
the union or the employer, are nonmandatory subjects of
bargaining because they do not pertain to wages, hours, or
terms or conditions of employment, and do not encompass
any aspect of the employer-employee relationship.-15 If
industry advancement funds are nonmandatory subjects
for bargaining, a requirement for periodic financial report-
ing to the Union of the financial state of the industry-
administered advancement fund is a fortiori a nonmandato-
ry subject for bargaining. It could be argued, of course,
that, since the trust funds are contributed by the employers
on the basis of so much for each hour worked by the unit
employees, the economic failure of the trust fund might
have a potentially detrimental effect on the employees.
However, the potential for such effect is too remote and
speculative to bring the financial reporting requirement
into the context of a term or condition of employment, and
therefore a mandatory subject of bargaining.16 I find and
conclude, accordingly, that the financial reporting require-'
ment of addendum 21 is a nonmandatory subject for
bargaining and that, by bargaining to impasse on this
demand for the prospective 1975-76 contract, Respondent
violated Section 8(b)(3) of the Act.
SASMI, the National Stabilization Agreement for the
Sheet Metal Industry, is a trust fund administered by the
International union and contributing employers. The funds
administered by the trust are contributed by the employers,
and the trust provides, inter alia, for the payment of benefits
to sheet
' metal workers who are underemployed. The
Association and its employer-members are not represented
on the SASMI trust, and as found above the Union
bargained to impasse on the demand that the Association
and its members participate in the SASMI Plan.
It is the General Counsel's contention, relying on the
Board's decision in International Union of Operating Engi-
neers, Local Union No. 12,17 that the SASMI plan is a
nonmandatory subject for bargaining, because it would
require the employers to contribute moneys into a trust
which could be used to pay underemployment benefits to
workers in the event of a strike or lockout. My review of the
trust instrument, its amendments and the other descriptive
literature in the record, reflects only silence on the issue of
the payment of benefits to workers in the event of a strike or
15 Local 80, Sheet Metal Workers International Association, etc (Sheet
Metal Empla) ers Association of Detrroit)161 NLRB 229,233 (1966), and cases
cited therein at 6.
16 N.L.R.B. v. Local 264, laborers International Union of North America
(J. J. Dalton and Owen Glover, d/b/a D & G Construction Co.) 529 F.2d 778
(C.A. 8, 1976), enfg. 216 NLRB 40 (1975).
17 International Union of Operating Engineers, Local Union No 12
(Associated General Contractors, etc.), 187 NLRB 430 (1970).
SHEET METAL WORKERS, LOCAL 59
535
lockout. There is evidence in the record that Respondent
assured the Association during the course of bargaining
that the employers' participation in SASMI would not
require that benefits be-paid to employees during a strike.
According to the testimony of Menard, there was little or
no discussion during negotiations about the payment of
benefits in the event of a lockout, although this was one of
the Association's objections to participation in SASMI.
There is also some evidence adduced through the SASMI
administrator, John Falvella, that he has advised interested
parties that SASMI benefits are not payable under the trust
to employees who have, been locked out by their employer.
The Falvella evidence is, however, hardly diapositive of the
issue on lockout. The trust instrument is silent on the issue
and Valvella's testimony related in no way to the contents
of the, instrument or its interpretation by the trustees, who
have broad authority to amend or change the qualifications
and to interpret the trust instrument.
Whatever the disposition would be under the trust,
Respondent did guarantee during negotiations that the
Association's participation in SASMI would be on the
condition that trust benefits would not be paid to striking
employees. As to the payment of benefits in the event of a
lockout, the evidence is hardly convincing pro or -con.
Nevertheless, I find that a sufficient evidentiary question
exists
to necessitate the conclusion that the General
Counsel has - not, 'sustained the burden of proof that the
-SASMI plan is a nonmandatory subject for bargaining
because the employer members of the Association would be
obligated to undermine their bargaining position by the
payment of benefits to employees during a lawful lockout.
The Charging Party contends that the SASMI proposal is
nonmandatory under the Board's decision in Local 694,
United Brotherhood of Carpenters,18 and related cases. In
Local 694 the Board found an 8(b)(3) violation where the
unionbargained to impasse on a demand that the employer
contribute funds to a trust maintained and administered by
an association of which ,the employer was not a member. I
find, however, that the Charging Party's reliance on Local
694 is misplaced by reason of the difference of the subject
matter for bargaming.,The demand in Local 694 was that
the employer contribute to an industry advancement fund,
which, as found above, -is clearly a nonmandatory subject
for bargaining. The same may not be said for the whole of
the SASMI proposal, because the SASMI plan does provide
underemployment -benefits to workers in the industry,
albeit to also encompass employees outside the bargaining
unit here involved, and, accordingly, the SASMI plan, does
relate to wages, hours, or other terms or conditions of
employment.
The Charging Party raises another consideration which
warrants coverage. There are two initial elements necessary
to the consideration of this contention. The Association
and its employer-members are not represented on the board
of trustees for SASMI and under the trust agreement would
be obligated to accept the board as constituted. Second, the
whole context of this unfair labor practice proceeding
hinges on Respondent Union's demand, and the Associa-
tion's unwillingness, to agree to the standard form agree-
18 Local 694, United Brotherhood of Carpenters and Joiners of America
AFL-CIO (Contractors & Suppliers Association of Rockland County, New
York, Inc.), 181 NLRB 948 (1970).
ment.'The record is not extensive on the issue but there is
evidence of a close connection between the International
Union, SMACNA, and its acting agent, the NJAB, on one
hand, and the SASMI trust'and its board of trustees, on the
other hand. It is clear that the -standard form of union
agreement is the creature of the International Union,
SMACNA, and the NJAB. The evidence is that the
standard form agreement, with all of the third-party
provisions which are at issue in this case, is also the quid pro
quo for participation in the SASMI Plan.
The record contains descriptive literature on the SASMI
plan, including a brochure of questions and answers. A
question posed; "Is the Standard Form of Union Agree-
ment required under the SASMI Program?" The answer is
"Yes. The SASMI plan requires the adoption of the entire
Standard Form of Union Agreement, including Article X."
The agreement and declaration of trust for SASMI
defines "Employer" as an employer in the sheet metal
industry who is presently, or in the future, operating under
a collective-bargaining agreement with a local union
requiring periodic contributions to SASMI. However, this
definition -of employer in section 1 of article I of the
declaration of trust is also attended by the proviso that:
... no employer may be eligible for initial or contin-
ued participation in the National SASNH Fund unless it
is a party to a Standard Form of Union Agreement...
[Emphasis supplied.]
Section 4 of article I of the declaration of trust defines
"local union" eligible to participation in SASMI, and is
similarly attended by the proviso that:
-
... no local union may be eligible for initial or
continued participation in the National SASMI Fund
unless the Collective Bargaining Agreement to which it is a
party or under which it is operating is the Standard Form
of Union Agreement.... [Emphasis supplied.]
Upon all of the foregoing, I find that SASMI does relate
in part to wages, hours, and terms or conditions of
employment in that it provides benefits to employees in the
industry who-are underemployed. To this extent I find' that
the SASMI plan is a mandatory, not a permissive, subject
for bargaining. However, as a condition to participation in
the SASMI plan, both the local unions and the employers
are locked in to acceptance of the standard form of union
agreement, which contains some provisions which are both
nonmandatory subjects of bargaining, and which restricts
the employers' right to select their own agent for the
purpose of collective bargaining and the processing of
grievances. The Association's agreement to meet Respon-
dent's demand on the SASMI plan would have committed
both the employers and the Union to continued adoption of
the standard form of union agreement, with no opportunity
to either party to vary the content or terms of prospective
bargaining agreements. Accordingly, I find that the SASMI
plan, in relevant part, is a nonmandatory subject for
bargaining and, by bargaining to impasse-on the demand,
the Union violated Section 8(b)(3) of the Act.
536
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The General Counsel and the Charging Party also argue
that Respondent violated Section 8(b)(l)(B) of the Act by
insisting that the 1975-76 bargaining agreement include
sections 3, 4, and 8 of article X, and article XI. Respondent
contends, to the contrary, that no violation of Section
8(b)(1)(B) has been proved because there is no evidence
that the Union employed the proscribed means of restraint
and coercion. More particularly, Respondent argues that,
in the absence of evidence that it resorted to self-help by
way of a strike, picketing, or threats of such economic
action, there is no violation of Section 8(b)(1)(B). In
support of its argument Respondent relies particularly on
the Board's recent decision in Sheet Metal Workers Local
28,19 and prior cases cited in that decision.
Sheet Metal Workers Local 28, hereinafter referred to as
the Carrier case, involved alleged violations of Section
8(b)(4)(B) and Section 8(e) of the Act. In relevant part the
facts in Carrier reveal that the union filed a grievance
before a bipartite arbitration board to require the employer
to conform with the terms of a subcontracting clause in the
collective-bargaining agreement.
On grounds that the
subcontracting clause was violative of Section 8(e), the
General
Counsel - alleged that the union threatened,
coerced, and restrained the employer within the meaning of
Section 8(b)(4)(B) by filing the grievance to compel
compliance with the subcontracting clause. The Board,
relying on earlier decisions in Associated General Contrac-
tors of California 20 and Kimstock,2i held that the contract
provision, as applied, did not violate Section 8(e), and that
the union did not violate Section 8(b)(1)(B) by filing a
grievance to enforce its contractual' rights.
Associated
General Contractors of California and Kimstock are in
accord on the facts and the law.
I 'find that the Board's decision in Carrier and the two
prior decisions cited therein are inapplicable to the factual
situation in the instant case. Initially, it is important that
Carrier and the other two cases involved alleged violations
of Section 8(bX4)(B), not Section 8(b)(l)(B). The thrust of
the Board's decisions was that the mere filing of a grievance
before a bipartite arbitration panel to enforce a valid
subcontracting clause is not a violation of Section
8(b)(4)(B). In the case at issue there is no bipartite
arbitration panel, because of, the Association's nonmember-
ship and nonparticipation in the organizations which are
entitled to use the NJAB's procedures. More important, the
underlying issue here is not the filing of a grievance before
the NJAB, but the real issue is the Union's insistence, as
found above to the point-of impasse in violation of Section
8(b)(3), that the Association and its employer-members
agree to contractual provisions which would restrict them
19 Sheet Metal Workers International Association, Local 28 (Carrier Air
Conditioning Company), 222 NLRB 727 (1976).
20 Southern California Pipe Trades District Council No. 16 (Associated
General Contractors of California, Inc.), 207 NLRB 698 (1973).
^21 Southern California Pipe Trades District Council No. 16 (Kimstock
Division, Tndair Industries, Inc.), 207 NLRB 711(1973)
22 Brotherhood of Teamsters and Auto Truck Drivers, Local No. 70 of
Alameda County (Kockos Bros., Inc.), 183 NLRB 1330 (1970).
23 Waterfront Guard Association, Local 1852 (Amstar Corporation), 209
NLRB 513 (1974),
24 See also International Ladies' Garment Workers' Union (Slate Belt
Apparel Contractors Assn.), 122 NLRB 1390, enforcement denied 274 F.2d
376 (C A. 3, 1960); Southern California Pipe Trades District Council No. 16
(Paddock Pools of California, etc.), 120 NLRB 249 (1958).
in the selection of their representatives for the purposes of
collective bargaining or the adjustment of grievances. There
is no doubt that sections 3, 4, and 8 of article X, and article
XI relate to collective bargaining and the processing of
grievances, as they pertain both to the process of negotiat-
ing a collective-bargaining agreement and the processes of
adjusting contractual and jurisdictional grievances. It is
Respondent's insistence on articles X and XI, and the
tactics used to enforce that insistence, which are the crux of
the allegation of restraint and coercion, and the result was
to force the issues to the NJAB for determination.
Respondent's premise that restraint and coercion within
the meaning of Section 8(b)(l)(B) cannot be found in the
absence of economic action, or threats thereof, does not
equate with established law. In Kockos Bros., Inc., 22 the
union refused to bargain with the employers because they
had selected a former union agent as their bargaining
representative. The Board found an 8(b)(1)(B) violation,
even though there was no strike or threat of a strike. In
Amstar Corporation23 the Board found an 8(b)(1XB)
violation where the union, without striking or threatening
to strike, sought to enforce an arbitration award forcing
nonemployees of the employer to join the union pursuant to
a contractual union-security provision.24
I find in conclusion that Respondent restrained and
coerced the Association and its employer-members in
violation of Section 8(b)(l)(B). The Union entered negotia-
tions with inflexible demands that the Association adopt
the standard form of union agreement, including articles X
and XI. At no time during the course of negotiations did the
Union retreat from this insistence, and when the Associa-
tion attempted to bargain on these issues in negotiations,
the Union declared a deadlock and invoked the procedures
of section 8 of article X, realizing on the basis of past
experience that the NJAB would decide the dispute by
requiring the employers to adopt - the standard form of
union agreement 25 The Respondent's insistence on articles
X and XI, and the tactics employed to insure inclusion of
those articles in the new agreement, was not a "mere
attempt at persuasion in a free market place of ideas
. .
1126 The whole press of the Respondent's conduct was
to force their insistence to a point where a declaration of
deadlock could be sustained, and the NJAB procedures
could be invoked.27
There remains for consideration the allegation that
Respondent further violated Section 8(b)(3) of the Act by
bargaining with a fixed mind and position with respect to
articles X, XI, and XIII, addendum 21, and the demand for
the Association's participation in the SASMI plan. The
findings above, particularly with regard to the Union's
25 In the light of these findings, and particularly the Union's deferral to
the NJAB, I find inapposite the Board's decision in Local 80, Sheet Metal
Workers International Association (Sheet Metal Employers Association of
Detroit), 161 NLRB 229,235 (1966).
26 International Ladies' Garment Workers, supra, citing Paddock Pools,
Inc.
27 The Respondent devoted a substantial portion of its brief to the
argument that it':did not violate Sec. 8(bXIXA) by filing a, Sec. 301 action in
Federal district court to compel the Association and its member-employers
to comply with the terms of the NJAB award. The General Counsel has
neither alleged nor argued such a violation, and the issue is not before me for
decision.
SHEET METAL WORKERS, LOCAL 59
537
bargaining tactics and the impasse issue, negate any
necessity for a prolonged exposition of the facts in support
of this allegation. Respondent entered negotiations with a
fixed and determined intent to arrive at a collective-
bargaining agreement which would continue the effective-
ness of all the provisions of the standard form of union
Agreement, plus the employers' capitulation to the SASMI
demand. The Union did not alter this position in even the
most minor respect during the whole course of the negotia-
tions. The concessions made by the Union, if any, related
only to minor and minuscule matters, and it replied to the
Association's counterproposals with the declaration that
the negotiations were deadlocked. As found above, the
whole thrust of Respondent's bargaining tactics was to
avoid negotiations and to invoke the procedures of section
8 of article X at the first appropriate moment. In all respects
Respondent evinced a fixed and inflexible position, and the
facts clearly support an 8(b)(3) fmding.28
The foregoing finding applies to the Union's demands
with respect to articles X and XI, addendum 21, and the
demand that the Association participate in the SASMI
plan. Article XIII, however, requires some additional
consideration. In relevant part, section 2 of article XIII
restricts the effective term of the bargaining agreement, and
the conditions for expiration and reopening, by permitting
either party to the contract to reopen the agreement for
further negotiations when any amendment to the standard
form of union agreement is adopted by the National Joint
Labor Relations adjustment committee. The General
Counsel has not alleged that section 2 of article XIII is a
nonmandatory subject of bargaining. He has similarly not
alleged that the Union bargained the issue to impasse, or
that the Union restrained and coerced the employers in the
selection of their bargaining representative. All that is
alleged is that Respondent bargained on the issue from a
fixed and inflexible position.
The issue of article XIII, although not a subject for any
great discussion in negotiations, was encompassed within
the Association's proposals to amend the contract by
deleting or altering all third party provisions. Article XIII
was also contained within Respondent's adamant demand
that the only agreeable contract was the standard form of
union agreement. Encompassed within this framework, and
in view of my findings above, there is ample evidence to
support a finding-.that Respondent bargained on this issue
with a fixed and inflexible position, to the same extent it did
so on the other provisions here at issue. Notwithstanding
that article XIII is uninvolved in any other allegations of
the complaint, I find that the General Counsel has proved
the 8(b)(3) violation as to the Union's fixed and inflexible
position.
VI. THE REMEDY
Having found that Respondent has engaged in violations
of Section 8(b)(1)(A) and 8(b)(3) of the Act, I shall
recommend that it cease and desist therefrom, and take
certain affirmative action to remedy the unfair labor
practices and effectuate the purposes of the Act.
The General Counsel has requested that Respondent be
affirmatively ordered to bargain in good faith, and that it
also be ordered to cease enforcement of section 8 of article
X insofar as it permits the NJAB to determine the terms of
the collective-bargaining agreement between Respondent
and the Association, including terms on issues of nonman-
datory subjects of bargaining. I find merit in the General
Counsel's request, but not limited to nonmandatory sub-
jects for bargaining.
In granting the request I am not unmindful that the
NJAB procedures of section 8 of article X, which culminat-
ed in the award of the NJAB on July 28, 1975, were an
agreed-upon condition of the 1974-75 contract to which the
Association had bound its employer-members. This, how-
ever, was also a condition in the Board decision and remedy
in Columbus Printing Pressmen, and the respondent union
there was ordered to cease insisting that the nonmandatory
subject of bargaining be arbitrated. Neither am I unmindful
that an action under Section 301 to enforce the NJAB
award is pending in the United States District Court for
District of Delaware.
Nevertheless, upon the whole of the record and my
findings above, the unfair labor practices found herein can
only be remedied by a return to the status quo'ante, which
requires that Respondent cease giving effect or attempting
to enforce the NJAB award of July 28, 1975. Because of
Respondent's unfair labor practices the 1975 negotiations
did not culminate in a meeting of the minds of the parties
on any of the terms of a collective-bargaining agreement.
This conclusion extends to monetary and all other propo-
sals, as well as it relates to Respondent's demands on the
nonmandatory contractual provisions here in issue. Not-
withstanding the Union brought about the impasse through
its unfair labor practices, the obligation to bargain contin-
ues after impasse, and the unfair labor practices found here
can only be remedied by a return to the bargaining table for
good-faith bargaining on all proposals in issue at the time
the impasse occurred.
CONCLUSIONS OF LAW
1.
The Association, Employers Association of Roofers
and Sheet Metal Workers, Inc.; and its member-employers,
are employers engaged in commerce within the meaning of
Section 2(6) and (7) of the Act.
2.
Respondent, Sheet
Metal Workers International
Association, Local Union No. 59, is a labor organization
within the meaning of Section 2(5) of the Act. -
3.
Respondent is the statutory bargaining representa-
tive of the employees of the employer members of the
Association in an appropriate collective-bargaining unit
consisting of all journeymen and apprentice sheet metal
workers, excluding supervisors as defined in the National
Labor Relations Act.
4.
By insisting to the point of impasse as a condition of
a new collective-bargaining agreement with the Associa-
tion, on the continuation of the provisions contained in
sections 3, 4, and 8 of article X, article XI, and addendum
21 of the collective-bargaining agreement which expired on
28 Local Union No. 103, International Association of Bridge, Structural and
Ornamental Iron
Workers AFL-CIO (Associated General Contractors of
America, Evansville Chapter, Inc), 190 NLRB 741, 742 (1971).
538
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
April 30,
1975, Respondent engaged in unfair labor
practices within the meaning of Section 8(bX3) of the Act.
5.
By insisting to a point of impasse as a condition of a
new collective-bargaining agreement with the Association,
that the Association and its member-employers agree to,
participate in and contribute to the Stabilization Agree-
ment for the Sheet Metal Industry (SASMI), Respondent
engaged in unfair labor practices within the meaning of
Section 8(bX3) of the Act.
6.
By entering into and continuing negotiations with a
fixed mind and position not to arrive at a collective-
bargaining agreement without inclusion of the provisions
contained in articles X, XI, XIII , and addendum 21 of the
bargaining agreement which expired on April 30 , 1975; and
by entering into and continuing negotiations with a fixed
mind and position not to arrive at a collective-bargaining
agreement without inclusion of a proposal that the Associa-
tion and its employer-members participate in and contrib-
ute funds to SASMI, Respondent has engaged in conduct
within the meaning of Section 8 (b)(3) of the Act.
7.
By coercing and restraining the Association and its
employer-members in the selection of their representatives
for the purposes of collective 'bargaining and the adjust-
ment of grievances , Respondent has engaged in unfair
labor practices within the meaning of Section 8(b)(1)(B) of
the Act.
8.
The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Section
2(6) and (7) of the Act.
Upon the foregoing findings of fact, conclusions of law,
and the entire record in this proceeding , and pursuant to
Section 10(c) of the Act, I hereby issue the following
recommended:
ORDER29
The Respondent, Sheet Metal Workers International
Association, Local Union No. 59, Wilmington, Delaware,
its officers, agents, and representatives, shall:
1.
Cease and desist from:
(a) Refusing to bargain in -good faith with Employers
Association of Roofers and Sheet Metal Workers, Inc., by
insisting to a point of impasse, as a condition of reaching a
new collective-bargaining agreement with the Association,
on a continuation of the nonmandatory subjects of bargain-
ing contained in sections 3, 4, and 8 of article X, article XI,
and addendum 21 of the bargaining agreement which
expired on April 30, J975.
-(b) Refusing to bargain in good faith with the Employers
Association of Roofers and Sheet Metal Workers , Inc., by
insisting to a point of impasse, as a condition of a new
collective-bargaining agreement with the Association, on a
nonmandatory subject of bargaining requiring the Associa-
tion and its member-employers to participate in and
contribute funds to the Stabilization Agreement for the
Sheet Metal Industry (SASMI).
(c) Refusing to bargain in good faith with the Employers
Association of Roofers and Sheet Metal Workers, Inc., by
entering into and continuing negotiations with a fixed mind
and position not to arrive at a collective-bargaining
agreement without the inclusion of articles X, XI, and XIII
and addendum 21 of the collective-bargaining agreement
which expired on April 30, 1975.
(d) Refusing to bargain in good faith with the Employers
Association of Roofers and Sheet Metal Workers, Inc., by
entering into negotiations with a fixed mind and position
not to arrive at a collective-bargaining agreement without
inclusion of the proposal that the Association and its
employer-members participate in and contribute funds to
SASMI.
(e) Restraining or coercing the Employers Association of
Roofers and Sheet Metal Workers, Inc., and its employer-
members, in the selection of their representatives for the
purposes of collective bargaining and the adjustment of
grievances by insisting on the continuation in a new
bargaining agreement of the provisions contained in
sections 3, 4, and 8 of article X and article XI of the
collective-bargaining agreement which expired on April 30,
1975.
(f) Insisting on compliance with, or attempting to enforce,
the award of the National Joint Adjustment Board of July
28, 1975, insofar as that award determines the terms and
conditions of anew collective-bargaining-agreement be-
tween Respondent Union and the Employers Association
of Roofers and Sheet Metal Workers, Inc.
(g) In any like or related manner restraining or coercing
the Employers Association of Roofers and Sheet Metal
Workers, Inc., or its employer-members in the selection of
their bargaining representatives for the purposes of collec-
tive bargaining or the adjustment of grievances ; or in any
like or related manner refusing to bargain collectively with
the Association by insisting upon the inclusion in the
collective-bargaining agreement of provisions or proposals
not related to wages, hours, and other terms or conditions
of employment.
2.
Take the following affirmative action to remedy the
unfair labor practices found herein and to effectuate the
policies of the Act:
(a) Bargain with the Employers Association of Roofers
and Sheet Metal Workers, Inc., acting on behalf of its
employer-members, concerning wages, hours, and other
terms and conditions of employment for employees in the
following appropriate bargaining unit.
All journeymen and apprentice sheet metal workers
employed by the employer-members of the Employers
Association of Roofers and Sheet Metal Workers, Inc.,
excluding supervisors as defined in the National Labor
Relations Act.
(b) Notify the Employers Association of Roofers and
Sheet Metal Workers, Inc., and its employer-members, that
Respondent will not insist to impasse , as a condition of a
new collective-bargaining agreement, on continuation of
the provisions of sections 3, 4, and 8 of article X, article XI,
and addendum 21 of the bargaining agreement which
expired on April 30, 1975, and that Respondent Union will
not insist on the inclusion in the new contract that the
29 In the event no exceptions are filed as provided by Sec. 102.46 of the
of the Rules and Regulations, be adopted by the Board and become its
Rules and Regulations of the National Labor Relations Board , the findings,
findings, conclusions, and Order, and all objections thereto shall be deemed
conclusions, and recommended Order herein shall, as provided in Sec 102.48
waived for all purposes.
SHEET METAL WORKERS, LOCAL 59
539
Association and its employer-members participate in and
contribute funds to SASMI.
(c) Post at Respondent's offices and meeting halls, copies
of the attached notice marked "Appendix." 30 Copies of
said notice, on forms provided by the Regional Director for
Region 4, after being duly signed by the Respondent's
representatives, shall be posted immediately on receipt
thereof, and shall be maintained by Respondent for 60
consecutive days -thereafter, in conspicuous places, includ-
ing all places where notices to members are customarily
posted. Reasonable steps shall be taken by Respondent to
insure that said notices are not altered, defaced, or covered
by other material.
(d) Sign and mail sufficient copies of said notice to the
aforesaid Regional Director for posting by the Employers
Association of Roofers and Sheet Metal Workers, Inc., and
its employer-members, if they are willing, said notices to be
posted in all locations where notices to employees are
customarily posted.
(e) -Notify the Regional Director for Region 4, in writing,
within 20 days from the date of this Order, what steps the
Respondent has taken to comply herewith:
30 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shalLread "Posted Pursuant
to a Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the - United States Government
WE WILL NOT refuse to bargain in good faith with the
Employers Association of Roofers and Sheet Metal
Workers, Inc., by insisting to a point of impasse, as a
condition of reaching a new collective-bargaining
agreement, on the continuation of the nonmandatory
subjects for bargaining contained in sections 3, 4, and 8
of article X, article XI, and addendum 21 of the
bargaining agreement which, expired on April 30, 1975.
WE WILL NOT refuse to bargain in good faith with the
Employers Association of Roofers and Sheet Metal
Workers, Inc., by insisting to a point of impasse, as_ a
condition of a new collective agreement, on a nonman-
datory subject of bargaining requiring the Association
and-its employer-members to participate in and contrib-
ute funds to the Stabilization Agreement for the Sheet
Metal Industry.
WE WILL NOT refuse to bargain in good faith with the
Employers Association of Roofers and Sheet Metal
Workers, Inc., by entering into and continuing negotia-
tions with a fixed mind and position not to arrive at a
collective-bargaining agreement without the inclusion
of articles X, XI, and XIII and addendum 21 of the
collective-bargaining agreement which expired on April
30, 1975, or without the inclusion of the proposal that
the Association and its member-employers agree to
participate in and contribute funds to the Stabilization
Agreement for the Sheet Metal Industry.
WE WILL NOT restrain or coerce the Employers
Association of Roofers and Sheet Metal Workers, Inc.,
and its employer-members, in the selection of their
representatives for the purposes of collective bargaining
and the adjustment of grievances by insisting on the
continuation in a new bargaining agreement of the
provisions of sections 3, 4, and 8 of article X and article
XI of the collective-bargaining agreement which ex-
pired on April 30, 1975.
WE WILL NOT insist on compliance with or attempt to
enforce the award of the National Joint Adjustment
Board of July 28, 1975, insofar as that award determines
the terms and conditions of a new collective-bargaining
agreement between Sheet Metal Workers International
Association, Local Union No. 59, and the Employers
Association of Roofers and Sheet Metal Workers, Inc.
WE WILL NOT in any like or related manner restrain
or coerce the Employers Association of Roofers and
Sheet Metal Workers, Inc., or its employer-members, in
the selection of their bargaining representatives for the
purposes of collective bargaining and the adjustment of
grievances, or in any like or related manner refuse to
bargain with the Association by insisting on inclusion in
the collective-bargaining agreement of provisions or
proposals not related to wages, hours, or other terms
and conditions of employment.
WE WILL bargain collectively with the Employers
Association of Roofers and Sheet Metal Workers, Inc.,
acting on behalf of its employer-members, concerning
wages, hours, and other terms and conditions of
employment for employees in the following appropriate
bargaining unit:
All journeymen and apprentice sheet metal work-
ers employed by the employer-members of the
Employers Association of Roofers and Sheet
Metal Workers, Inc.,- excluding supervisors as
defined in the National Labor Relations Act.
SHEET METAL WORKERS
INTERNATIONAL
ASSOCIATION, LOCAL UNION
No. 59