255 NLRB 296
PPG Industries, Inc.
296
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
PPG Industries, Inc. and International Chemical
Workers Union, Local 45, AFL-CIO. Case 6-
CA-12727
March 26, 1981
DECISION AND ORDER
On June 10, 1980, Administrative Law Judge
Charles M. Williamson issued the attached Deci-
sion in this proceeding. Thereafter, the General
Counsel filed exceptions and a supporting brief,
and the Respondent filed limited cross-exceptions
and a brief in support thereof and in partial support
of the Administrative Law Judge's Decision.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings, and conclusions of the Administrative Law
Judge only to the extent consistent herewith.
The complaint herein alleges that the Respond-
ent failed to bargain collectively by refusing to fur-
nish the Union with certain work evaluation re-
ports, called rating sheets, and related documents
concerning temporary summer employee Emily
Mitchell, whose premature "release" for unsatisfac-
tory job performance the Union is attempting to
grieve.
The Respondent concedes that it refused to fur-
nish the requested information, contending that the
information sought is not relevant to the Union's
responsibilities as the statutory representative of the
Respondent's production and maintenance employ-
ees and further that, even if it were relevant, the
Union has clearly and unmistakably waived its
right to it.
Specifically, as to relevancy, the Respondent as-
serts that Mitchell's status as a temporary summer
employee does not warrant her inclusion in the unit
represented by the Union, that indeed no unit de-
termination requiring the inclusion of temporary
summer employees has ever been made, and there-
fore that neither the information sought, involving
the work performance record of a nonunit employ-
ee, nor the tenure of that individual relates to mat-
ters concerning which the Respondent has an obli-
gation to bargain. The Respondent, in challenging
the relevancy of the information sought, also as-
serts that there is no showing that it relied on the
documents in question in deciding to terminate
Mitchell.
Alternatively, the Respondent contends that the
Union has waived whatever right it may have had
to the requested information, as evidenced by the
labor agreement applicable hereto and by the par-
ties' conduct during their long history of collective
bargaining.
255 NLRB No. 41
Having considered the broad standard of rel-
evancy applicable to requests for information bear-
ing upon the underlying grievance herein,' but
without addressing the questions raised by the Re-
spondent's "bargaining-unit" contention, the Ad-
ministrative Law Judge held that the information
requested by the Union is clearly relevant in this
case. We agree.
Moreover, our conclusion in this regard is not al-
tered by the fact that, arguably, Mitchell and the
other temporary summer employees would not
have been included in the unit here involved, and
therefore would not be covered by the labor agree-
ment, as the Respondent asserts, were the Board to
have initially passed on the matter in a determina-
tion of the unit appropriate for the purposes of col-
lective bargaining. For the parties have since evi-
denced by their conduct their intention to treat
temporary summer employees as if they were in-
cluded, and we so find. Thus, as found by the Ad-
ministrative Law Judge, the Respondent permitted
the Union to meet with the newly hired summer
temporaries, solicit their membership in the Union,
encourage them to sign dues-checkoff authoriza-
tions-indeed making payroll deductions when so
authorized-and, finally, permitted the Union to
represent temporaries in the prosecution of griev-
ances.2 In these circumstances, we reject the Re-
spondent's contention that the summer temporaries,
who clearly perform work covered by the con-
tract, are nevertheless excluded from the unit here
in question, as evidenced by their failure to qualify
for certain perquisites and fringe benefits enjoyed
by others under the collective-bargaining agree-
ment. Accordingly, we find that the information
requested by the Union is relevant to matters con-
cerning which the Respondent has an obligation to
bargain.
There remains only the question whether the
Union has clearly and unmistakably waived its stat-
utory right to the requested information.3 The Ad-
See Safeway Stores. Inc.. 236 NLRB 1126 (1978), and the cases cited
therein.
2 In addition to the Cross grievance, discussed infra, the record reveals
that in 1975 the Union represented Steve McDiffitt, a temporary employ-
ee, at a second-step hearing in connection with his grievances over a dis-
ciplinary supension. Significantly, in neither case did the Respondent
assert that the grievance was inappropriate because the grievant was out-
side the bargaining unit.
3 We find no merit in the Respondent's additional argument that to re-
quire the production of the requested rating sheets would contravene the
Board's policy of discouraging unreasonably broad prearbitral disclosure.
To the extent that the Respondent relies on Anheuser-Busch. Inc., 237
NLRB 982 (1978), in support of this argument, such reliance is mis-
placed. In that case, the Board held that the statutory obligation to fur-
nish information does not extend to requests for witness statements ob-
tained during the course of an employer's investigation of employee mis-
conduct. There is a fundamental difference between those statements and
the information sought herein. In this case, possession of Mitchell's rating
Continued
PPG INDUSTRIES, INC.
297
ministrative Law Judge concluded that it had. In
this respect, he found that in 1956, some 23 years
prior to the events giving rise to this proceeding,
the parties entered into an agreement, in settlement
of a controversy concerning the discharge of a
temporary employee, which in part provided that
such employees shall have no recourse to the
grievance and arbitration provisions of their labor
contract. Inferentially,
the Administrative
Law
Judge also found that this agreement was carried
over, without any material modifications, into the
parties' current contract. We disagree.
Examination of the 1956 "settlement agreement,"
to which the Administrative Law Judge refers and
upon which his findings and conclusions are based,
establishes beyond doubt that the document in
question is no more than an "Industrial Relations
Report" prepared contemporaneously by an un-
identified agent of the Respondent covering the
"Regular Union-Management Semi-Monthly Meet-
ing" held by the parties on August 21, 1956.4 The
report summarizes discussions pertaining to a vari-
ety of plant problems including one captioned:
"Discharge of Plant Probationary Employees."5
Therein, the Respondent stated that a controversy
had arisen over the "discharge" of one Cross (a
temporary employee), with the Union taking the
position that this individual should have been "re-
leased" in accordance with contract provisions ap-
plicable to probationary employees6 and not "dis-
charged for just cause" under another provision of
the agreement. 7
The report also stated that, al-
though, in the future, the Respondent would proc-
ess similar cases by "releasing" probationary (and
temporary) employees under article XIII, marking
their papers accordingly, it would not, in the case
of Cross, reverse the action taken; namely, record-
ing that individual as having been discharged for
good cause under article VIII.
The report does note that the Union did not
grieve over the basic decision to terminate Cross.
sheets would enable the Union to weigh the merits of her underlying
grievance before deciding whether or not to pursue the grievance at all.
This, obviously, would foster rather than diminish the integrity of the
grievance and arbitration process. Accordingly, we find that the informa-
tion here in question falls clearly within the ambit of N.LR.B. v. Acme
Industrial Co., 385 U.S. 432 (1967), and that, absent waiver, the Respond-
ent has a statutory duty to furnish it pursuant to the Union's request.
4 There is no evidence that a copy of the report was ever tendered to
the Union.
s This portion of the Respondent's report is quoted in its entirety in
the section of the Administrative Law Judge's Decision entitled "Analy-
sis."
Artn. XIII, sec. A, par. I(b), provides that: "The Company shall have
the exclusive right during this probationary period to release from the
payroll any such employee found unsatisfactory."
I Art. Vil states that: "The Company retains the right to discharge or
suspend all employees, but the Company shall not discharge or suspend
any employee without just cause, and any such employee shall, at the
time of his suspension or discharge, be given the reason therefor in writ-
ing, and the Union notified of such action...."
However, on the record before us, the reason for
thus limiting the scope of the grievance remains a
matter for speculation. Although the Respondent
now contends that the Union's failure to grieve
over the basic decision to let Cross go demon-
strates that it waived that right during the give-
and-take of bargaining, the Respondent's report is
silent in this respect.8
While it is conceivable that
the Union may have acquiesced in the Respond-
ent's view that article XIII permits the release of
probationary (and temporary) employees without
recourse to the grievance and arbitration provisions
of their collective-bargaining agreement, it is just
as plausible that the Union pressed only for Cross'
termination under less prejudicial conditions be-
cause it viewed the evidence in its possession as
warranting no further relief. Therefore even assum-
ing that the Respondent's report contains no inac-
curacies in the summary of what transpired be-
tween the parties in connection with the Cross
grievance, this evidence falls far short of establish-
ing that, thereafter, the Union clearly and unmis-
takably waived its right to grieve over the termina-
tion of temporary employees or to obtain informa-
tion relevant to such a grievance.9
Neither are we willing to view article XIII itself
as a waiver of such rights in view of the broad ar-
bitration provision applicable hereto, ° which per-
mits arbitration of any grievance "involving alleged
violations with respect to the application or inter-
pretation of the terms" of the parties' collective-
bargaining agreement.
It is, of course, possible
that Mitchell's grievance may be deemed not cog-
nizable under the contract here involved in view of
the language contained in article XIII, pertaining
to the Respondent's "exclusive right" to release
probationary employees; but that question concern-
ing arbitrability is not one for this forum to decide.
Indeed, as we stated in Safeway,'2
0 The Administrative Law Judge therefore errs insofar as he concludes
that the Union agreed, much less contended, that temporary employees
had no recourse through the Union in the event of their separation.
9 Similarly, the failure of the Union to grieve specifically over the ter-
mination of probationary or temporary employees during the ensuing
years would not cause us to reach a different conclusion, as the reasons
therefor are likewise a matter for speculation.
'0 Art. VII, par. I. of the parties' current collective-bargaining agree-
ment states:
Only grievances involving alleged violations with respect to the
application or interpretation of the terms of this agreement may be
submitted by either party to arbitration. The Arbitrator shall have no
authority to add to, take from, change or modify any of the terms of
this Agreement nor shall he have any authority in the making of a
new Agreement
" Cf. Boston Mutual Life Insurance Company, 170 NLRB 1672 (1968)
wherein the Board found specifically that an arbitration provision "plain-
ly restricts the arbitration coverage of the agreement to those employees
who have completed their probationary period."
'2 Safeway Stores. Inc., 236 NLRB 1126, fn. 1.
PPG INDUSTRIES,
INC.
297
_,
_
298
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
. . before a union is put to the effort of arbi-
trating even the question of arbitrability, it has
a statutory right to potentially relevant infor-
mation necessary to allow it to decide if the
underlying grievances have merit and whether
they should be pursued at all.
In sum, we find that the Union did not clearly
and unmistakably waive its right to the information
here in question and, accordingly, that by refusing
to furnish such information to the Union pursuant
to its request the Respondent failed to bargain col-
lectively in violation of Section 8(a)(5) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
PPG Industries, Inc., New Martinsville, West Vir-
ginia, its officers, agents, successors, and assigns,
shall:
1. Cease and desist from:
(a) Refusing to bargain collectively with Interna-
tional Chemical Workers Union, Local 45, AFL-
CIO, as the exclusive bargaining representative of
its employees, by refusing to furnish it with re-
quested information consisting of certain work
evaluation reports, called rating sheets, and related
documents pertaining to Emily Mitchell.
(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of their rights guaranteed in Section 7 of the
Act.
2. Take the following affirmative action designed
to effectuate the policies of the Act:
(a)
Furnish,
upon
request,
to International
Chemical Workers Union, Local 45, AFL-CIO,
the work evaluation reports, called rating sheets,
and related documents pertaining to Emily Mitch-
ell.
(b) Post at its New Martinsville, West Virginia,
plant copies of the attached notice marked "Ap-
pendix." 13 Copies of said notice, on forms pro-
vided by the Regional Director for Region 6, after
being duly signed by the Respondent's representa-
tive, shall be posted by the Respondent immediate-
ly upon receipt thereof, and be maintained by it for
60 consecutive days thereafter, in conspicuous
places, including all places where notices to em-
ployees are customarily posted. Reasonable steps
shall be taken by the Respondent to insure that said
1A In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
notices are not altered, defaced, or covered by any
other material.
(c) Notify the Regional Director for Region 6, in
writing, within 20 days from the date of this Order,
what steps the Respondent has taken to comply
herewith.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively
with International Chemical Workers Union,
Local 45, AFL-CIO, as the exclusive bargain-
ing representative of our employees, by refus-
ing to furnish it with requested information
consisting of certain work evaluation reports,
called rating sheets, and related documents
pertaining to Emily Mitchell.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of their rights guaranteed in
Section 7 of the Act.
WE WILL, upon request, furnish to Interna-
tional Chemical Workers Union Local 45,
AFL-CIO, the work evaluation reports, called
rating sheets, and related documents pertaining
to Emily Mitchell.
PPG INDUSTRIES, INC.
DECISION
STATEMENT OF THE CASE
CHARLES M. WILLIAMSON, Administrative Law Judge:
This case was heard before me at Wheeling, West Vir-
ginia, on March 18, 1980, pursuant to a complaint and
notice of hearing issued on October 31, 1979. The com-
plaint was bottomed on a charge filed on September 10,
1979, alleging that PPG Industries, Inc., herein called
Respondent, violated Section 8(aX1) and (5) of the Act
by its refusal to furnish the Charging Party certain rating
sheets maintained by its supervisory force concerning the
job performance of temporary employee Emily Mitchell.
Upon the entire record, including my observation of
the demeanor of the witnesses, and after due considera-
tion of the briefs filed by the General Counsell and Re-
spondent, I make the following:
FINDINGS OF FACT
I. THE BUSINESS OF RESPONDENT
Respondent, a Pennsylvania corporation with facilities
located in several States of the United States, is engaged
I This term is used to designate counsel for the General Counsel.
PPG INDUSTRIES. INC.
299
in the manufacture and nonretail sale of glass, paints, and
related products. At all times material herein, Respond-
ent, during the course of its operations, purchased goods
and materials valued in excess of $50,000 directly from
suppliers located outside the State of Pennsylvania and
the State of West Virginia, respectively, for use at its
Pennsylvania and West Virginia facilities. During the
same period of time, Respondent shipped goods and ma-
terials valued in excess of $50,000 from its New Martins-
ville, West Virginia, facility, which is the only facility in-
volved in this proceeding, to points and places outside
the State of West Virginia. The Respondent admits, and
I find, that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the
Act.
II. THE LABOR ORGANIZATION
Respondent admits, and I find, that the International
Chemical Workers Union, Local 45, AFL-CIO, hereaf-
ter designated the Union, is and has been at all times ma-
terial herein a labor organization within the meaning of
Section 2(5) of the Act.
Ill. THE ALLEGED UNFAIR LABOR PRACTICE
A. Appropriate Unit
The Respondent admits, and I find, that the Union has
been, at all times material herein, the exclusive repre-
sentative for purposes of collective bargaining of em-
ployees in a unit appropriate for the purposes of collec-
tive bargaining within the meaning of Section 9(b) of the
Act.
The appropriate unit is as follows: 2
All of its production and maintenance employees at
the Natrium Plant of P.P.G. Industries, Inc., Chemi-
cal Division, New Martinsville, West Virginia, in-
cluding janitors, cleaners, and laboratory employees
(analysts and sample carriers) but excluding all fore-
men, office clerical employees, plant clerical em-
ployees, chemists, technicians, guards, professional
employees and supervisors as defined in the Nation-
al Labor Relations Act, as amended.
B. The Discharge of Emily Mitchell and the Union's
Request for Information
On May 15, 1979, Emily Mitchell, daughter of an en-
vironmental control specialist employed by Respondent,
was hired as a temporary summer employee. Mitchell, a
college student who planned to return to school in the
fall, was assigned to Respondent's utility crew. At the
time of hire, the Union was allowed to solicit member-
ship from Mitchell and other summer temporary employ-
ees. Mitchell opted to join the Union. Union dues and
initiation fees were deducted from her paychecks.
2 There are minor variances between the unit as pled in the complaint
and that set forth in the latest collective-bargaining contract between the
Union and Respondent. See G.C. Eh. 2, art. II, p. 2. The parties agreed.
at my suggestion, that the unit set forth in the collective-bargaining
agreement should take precedence in the event the variances became ma-
terial in the decision of the issues. The unit set forth above is the one in
G.C. Exh. 2, art. II. I do not find the variances to be matters of sub-
stance.
Mitchell was hired under a temporary summer em-
ployee program the Respondent has intermittently fol-
lowed since the early 1940's. In the past 15 years, the
practice has been to hire as summer temporary employ-
ees only college students related to individuals working
on a permanent basis at Respondent's plant. The posi-
tions are divided between relatives of rank-and-file em-
ployees and supervisory personnel. Article XIII,A,l(c) of
the current collective-bargaining contract permits the
hire of employees on a temporary basis between May 15
and September 15 of any year. Such temporary employ-
ees must be apprised of their temporary status, indicated
as "temporary" on the seniority roster, and are not per-
mitted to bid on posted jobs. Any summer temporary
employees who are transferred by Respondent from tem-
porary to permanent status must be considered as new
hires as of the date of the transfer. The Union must be
notified of the transfer. (G.C. Exh. 2, art. XIII,A,l(c).)
The significance of the transfer provision is found in
General Counsel Exhibit 2, article XIII,A,l(a) and (b):
I. Plant seniority of an employee is measured by
years, months and days from the start of his con-
tinuous service with the Company at its Natrium,
West Virginia, plant.
(a) New employees shall be considered as proba-
tionary employees for a period of sixty (60) days of
work and shall not be considered as having any se-
niority until this period is satisfactorily completed,
at which time seniority shall revert to his first day
of work.
(b) The Company shall have the exclusive right
during his probationary period to release from the
payroll any such employee found unsatisfactory.
Respondent released Mitchell from its employ on July
6, 1979. 3
Following a telephone conversation with Mitchell,
Local 45's then vice president, Melvin Montes, filed a
grievance with the secretary of Respondent's director of
labor relations on July 9, 1979. In pertinent part, that
grievance (G.C. Exh. 3) states as follows:
This grievance is being filed by Local 45,
I.C.W.U., as per Article 8, paragraph 4, on behalf
of Emily Mitchell who was discharged on Friday
July 6. We believe this discharge was without "just
cause" and is a violation of Article 8, paragraph 2.
We also believe the Company's failure to give
written notice of their reasons for this action to the
employee and to the Union is a further violation of
Article 8, paragraph 4.
Article 8, paragraph 4, of the collective-bargaining
agreement provides, inter alia, that disciplinary action
taken against an employee "involving suspension and dis-
charge" may be submitted at the second step of the
3 General Counsel contends in his brief that Mitchell was "terminat-
ed." As will be seen, infra. the collective-bargaining agreement makes
meaningful distinctions between "discharge" and "release." "Termina-
tion" is nowhere used in that agreement in this context.
PPG
INDUSTRIES.
INC.
299
300
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
grievance procedure. Article 8,4
paragraph 2, which
Montes alleged was violated by Mitchell's discharge,
states as follows:
2. The Company shall not discharge, suspend, or
discipline any employee without just cause, and any
such employee shall, within twenty-four (24) hours
of his suspension or discharge, be given the reason
therefor in writing, and the Union notified of such
action. If the Company determines that a meeting to
review the incident is to be held, such meeting shall
be held within ninety-six (96) hours of an alleged
violation. ....
If an investigation proves that a dis-
charge was without just cause, Management shall
reinstate said employee and pay full compensation
at his regular rate for time lost and return to him all
seniority rights; but if the investigation shows that
the discharge should be converted into some lesser
form of disciplinary action, the determination of any
compensation for time lost should be discussed be-
tween the Company and Union with an effort made
to arrive at a mutually satisfactory settlement.
Within forty-eight (48) hours after the close of a
review meeting, or if no meeting is held, within
ninety-six (96) hours of the suspension or discharge,
the Union and the employee shall be given a writ-
ten notification of the charges and action taken.
On July 10, 1979, Montes called JoAnn McElway, the
secretary to Respondent's director of labor relations,
Fauber. He requested of McElway "any information, in-
cluding rating sheets that the company had used in sus-
taining the discharge of Emily Mitchell...." (Emphasis
supplied.) McElway stated that she would pass the re-
quest along to Fauber but that she "doubted seriously if
we would get that information." 5 When Montes talked
personally with McElway the next day, July 11, 1979,
McElway told him that Fauber had decided not to give
the Union the information.
McElway asserted that
Fauber had told her temporary employees were not cov-
ered under the bargaining agreement. As a result of what
McElway told him on July 11, 1979, Montes presented a
written request on July 16, 1979, for information relating
to Mitchell's case. This request was given to Respond-
ent's officials, Richard Cole and Jim Fauber, at a meet-
ing set up to determine the agenda for a regular union-
management meeting to follow the next day. According
to Montes neither Cole nor Fauber responded to the
written request. This request (G.C. Exh. 4) states as fol-
lows:
4 The contract employs Roman numerals and the grievance quoted
above employs Arabic numerals to designate the respective articles of the
contract. In the context of discussing the grievance, I will employ
Montes' usage.
I Rating sheets are kept by Respondent's supervisors on all employees.
They contain supervisors' periodic comments and evaluations of employ-
ee job performance. Mitchell's rating sheets were subpenaed and are in
the record as G.C. Exh. 8(a)-(d). The sheets for temporary summer em-
ployees are done on the same form as those for probationary and regular
full-time employees as it is not worthwhile for Respondent to create a
separate form for the temporary employees who are relatively few in
number.
For the Union to process and attempt to settle
G-38 on behalf of Union member Emily Mitchell it
is necessary that we be furnished any written mate-
rial, such as work related rating sheets or anything
else that may have been used to sustain her dis-
charge.
I made the request for these materials over the
telephone to Jo Ann on July 10, 1979. This request
was later denied. I am again making the request for
information and ask that the Company please recon-
sider its position.
After further correspondence between the Respondent
and the Union (G.C. Exh. 5) on the Mitchell case, Rich-
ard Cole, Respondent's assistant director of employee re-
lations, wrote then president of the Union local, Joe Wil-
liams, on August 23, 1979 (G.C. Exh. 6):
The purpose of this letter is to respond to your
memo of August 8, 1979.
It is the Company's position as authorized by the
Labor agreement, for probationary employees and
not restricted by it for temporary employees and
heretofore accepted in practice, that an employee
not having seniority status may be released any time
at the Company's discretion. Additionally, that this
exclusive right of management is not subject to
review in the grievance procedure or arbitration. I
trust this will clarify the Company's position and re-
solve this issue.
The record is clear that neither the rating sheets nor
any other form of documentation having to do with Mit-
chell's case has been provided the Union.
C. Contentions of the Parties
The General Counsel contends that the requested in-
formation is relevant to Mitchell's grievance and arbitra-
tion proceeding and that Respondent is therefore obligat-
ed to provide it under principles established in N.L.R.B.
v. Acme Industrial Co., 385 U.S. 432, 447-448 (1967), and
Worcester Polytechnic Institute, 213 NLRB 306, 308
(1974). Respondent argues that the General Counsel has
not met the burden of showing that the rating sheets are
relevant to the Mitchell proceeding; that if ever the
Union had a right to the information, that right has been
waived; that a finding of violation of Section 8(a)(1) and
(5) would necessarily result in a finding that temporary
employees constitute a portion of the unit appropriate for
purposes of collective bargaining and thus erode the
principles of Section 7, 8, and 9 of the Act; and that
there is no statutory duty on the part of an employer to
turn over to a collective-bargaining representative, at its
request, all evidence in its possession relating to a griev-
ance which the collective-bargaining representative be-
lieves may be "relevant."
D. Analysis
For the reasons set forth below, I find that the com-
plaint must be dismissed because the Union waived its
right to the production of the rating sheets and other
PPG INDUSTRIES, INC.
301
documentation relating to Mitchell's release. This waiver
occurred because the Union, in 1956, gave up its right to
file grievances and proceed to arbitration in cases involv-
ing summer temporary employees.
An employer has a duty to furnish information to a
collective-bargaining
representative so that the repre-
sentative can intelligently decide whether to proceed on
a grievance. N.LR.B. v. Acme Industrial Co., 385 U.S.
432 (1967); Safeway Stores, Inc., 236 NLRB 1126 (1978);
Worcester Polytechnic Institute, 213 NLRB 306 (1974);
The Timken Roller Bearing Company, 138 NLRB 15
(1962), enfd. 325 F.2d 746 (6th Cir. 1963). This duty is
based on not only a policy that a party opponent is enti-
tled to relevant information to evaluate its position, but
also on the proposition that an exchange of information
may eliminate nonmeritorious grievances. As the Su-
preme Court has stated in the Acme case, supra:
Arbitration can function properly only if the griev-
ance procedures leading to it can sift out unmeritor-
ious claims. For if all claims originally initiated as
grievances had to be processed through to arbitra-
tion,
the system
would
be woefully
overbur-
dened. ....
It [Respondent's refusal to provide rele-
vant information] would force the Union to take a
grievance all the way through to arbitration with-
out providing the opportunity to evaluate the merits
of the claim.
The threshold decision as to the relevancy of the re-
quested information
is to be made by the Board.
N.LR.B. v. Acme Industrial Co., supra; Tool and Die
Makers' Lodge No. 78 of District No. 10 of the Internation-
al Asssociation of Machinists and Aerospace Workers, AFL-
CIO (Square D Company, Milwaukee Plant), 224 NLRB
111 (1976) (an 8(b)(3) case involving a Union's refusal to
provide information but decided on ground that relevan-
cy of desired information was to be determined by Board
and not by subjective opinion of one of the parties.) The
standard of relevancy is a broad one. Acme, quoting, 4
Moore, Federal Practice, Section 26.16[1], pp. 1175-76 (2d
ed. 1957), makes it a "discovery type standard" based
"upon the probability that the desired information was
relevant. .. ." See Safeway Stores, Inc., 236 NLRB 1126,
1128 (1978), a discussion by Administrative Law Judge
Russell L. Stevens affirmed by the Board. In the instant
case this, "threshold decision" as to relevancy is not dif-
ficult to make. The rating sheets involved are in evi-
dence as General Counsel Exhibit 8(a)-(d). They contain
supervisory comments on Mitchell's job performance
which would clearly be relevant to a decision to end her
employment. That Respondent has chosen, as a policy,
not to use these documents in arbitration proceedings
does not, as it argues in its brief, make their content irrel-
evant. Respondent's argument makes one of the parties
to a dispute the arbiter of relevancy. This proposition
contradicts the teachings of the Acme and Tool and Die
Makers' cases." Respondent's argument that Mitchell al-
l Respondent did not make, nor have I considered, the argument that
the grievance involved refers to Mitchell's discharge as failing to meet
the "just cause" standard of the contract whereas Mitchell. as a summer
temporary employee, may not have been eligible for the protections of
ready knew and had conveyed to the Union the reasons
for her severance is equally unavailing. AMCAR Division,
ACF Industries, Inc., 231 NLRB 83, 93 (1977); The
Kroger Company, 226 NLRB 512 (1976).
The Union and Respondent dealt with the question of
temporary and probationary employees in 1956. On July
27, 1956, temporary employees R. Lee Cross and Frank-
lin Johnson were discharged by the Respondent. (Resp.
Exh. 12.) Nothing further was heard of Johnson, but
Cross wrote a letter to Respondent on July 28, 1956,
protesting his discharge "which was given without ex-
planation or just cause." (Resp. Exh. 9.) At a union man-
agement meeting on August 9, 1956, the Union brought
to the Respondent's attention the fact that Cross and
Johnson were designated "discharged" at the time of
their separation and that this procedure was improper
under the then existing collective-bargaining contract.
The Union contended "that plant probationary employ-
ees who are separated from the payroll without recourse
do not fall within the provisions of Article VIII, but
rather fall within the provisions of Article XIII, Section
A-l, a and b." (Emphasis supplied.) The Union then sug-
gested that the "Company adopt the procedure of sepa-
rating these people on the basis of 'release' and that the
stamp quoting the provisions of Article VIII of the con-
tract be remained from the separation papers on any
such plant probationary employee so separated." Re-
spondent stated that they were in basic agreement but
wanted to check to determine "if this will in any way
affect a separated plant probationary employee's unem-
ployment compensation benefits." (Resp. Exh. 5, p. 2.)
On August 21, 1956, the parties agreed on a procedure to
be followed thereafter 7 (Resp. Exh. 6):
DISCHARGE OF PLANT PROBATIONARY EMPLOYEES:
(Re Vol. II, No. 40 August 9, 1956, page two.) It
will be remembered that at the last regular meeting
the Union said that our procedure of terminating
plant probationary employees on a "discharge"
basis was in conflict with Article XIII, Section A-
l(a) and (b), of the Contract. It is their contention
that termination of these employees should be on a
"release" basis. It has been our past practice to sep-
arate these probationary employees as "discharged."
At the last meeting, the Company agreed to check
with the West Virginia Unemployment Compensa-
tion Bureau to determine whether change in termi-
nology on separation papers would in any way
affect the compensation benefits due these people.
The Union at this time inquired as to our findings.
The Union was told that separating plant probation-
ary employees on a "release" basis and marking
their papers accordingly will in no way affect these
benefits. Consequently, in the future, when a new
employee within his probationary period is found to
the "just cause" standard. If Mitchell was not so eligible, information
sought by the Union to evaluate "just cause" would be, strictly speaking,
irrelevant As the argument depends on Mitchell's status-a result of col-
lective bargaining-I believe it to be more appropriately cast in the form
of discussion concerning waiver.
' The contemporary contract is in evidence as Resp. Exh. 7. Its rele-
vant terms do not differ materially from the current contract.
PPG INDUSTRIES,
NC.
301
302
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
be unsatisfactory, he will be separated as "released"
and his papers marked accordingly.
This controversy arose over the recent discharge
of two young plant probationary employees. Their
separation papers were marked "discharge" and the
provisions of Article VIII, concerning recourse
through the Union for discharge had been stamped
on the papers. One of these young men, ex-employ-
ee R. Lee Cross, took advantage of the citation of
Article VIII, and filed a protest. The Union does
not contend that we must process his grievance but
states that we should mark his papers "released,"
without reference to Article VIII of the Contract.
As mentioned in the foregoing paragraph, the Com-
pany is willing to disregard its prior practice in this
respect and will process future cases as suggested
by the Union. However, the Company will not at
this time reverse its position on the Lee Cross dis-
charge. Matter closed.
While the above discussions refer to "probationary"
employees, other evidence makes it clear that Cross and
Johnson were temporary employees of the same status as
Mitchell. Respondent's witness Fauber so testified and I
credit him. Additionally, Respondent Exhibit 8, the 1956
discharge slip of Cross, clearly shows him as a member
of the Respondent's utility crew designated "Temp." (for
temporary).8 Respondent Exhibit 10 is a letter written to
Cross by Respondent's then Assistant to Director of In-
dustrial Relations Albert E. Alba on August 6, 1956, 3
days prior to the August 9, 1956, meeting discussed
above. Copies of this letter were sent to Union Official J.
L. Batton who was present for the Union at the August
9 and 21, 1956, meetings between the parties. While Re-
spondent Exhibit 10 implies in its first paragraph that
Cross was in probationary status as of the time of his dis-
charge, the third paragraph specifically identifies him as
being "on temporary status." See also Respondent Exhib-
it 12 where both Cross and Johnson, the two dischargees
of July 27, 1956, are identified as "temporary employ-
ees."
Respondent's witness Fauber, when questioned about
the simultaneous use in 1956 of the terms "probationary"
and "temporary" to classify employee Cross, credibly
testified:
The temporary employees were, as now, on a
temporary status and were not under probation and
at that time 11956] if a temporary employee had his
service terminated, he was classified as being dis-
charged to the same extent that a probationary em-
ployee could be discharged without recourse. [Em-
phasis supplied.]
This testimony was undenied and is consistent with the
usage of the parties to the August 1956 conversations
which group "probationary" and "temporary" employees
(such as R. Lee Cross) in the same functional category
under the collective-bargaining contract-those without
"recourse through the Union for discharge. (See Resp.
s The "discharge stamp" at which the Union took offense in the
August 6, 1956. meeting appears on Resp. Exh. 8.
Exh. 6.) I therefore find that in 1956 the parties (1)
grouped together "probationary" and "temporary" em-
ployees as regards their right to recourse through the
Union in the event such employees should be separated
from Respondent's employ; (2) the Union agreed (indeed,
it contended) that employees in these categories had no
recourse through the Union in the event of their separa-
tion; and (3) employees in the "probationary" and "tem-
porary" categories were to be "released" rather than
"discharged," the difference in wording reflecting a real
difference in the right under the contract to employ the
grievance and arbitration procedures. These findings are
consistent with the wording of the agreement between
the parties which at article XIII, A(l)(b), refers to "re-
lease" of probationary employees and at article VIII
refers to "discharge" of employees.
A contrary finding that temporary employees have re-
course to the grievance and arbitration procedure would
result in an anomalous situation whereby such temporary
summer employees would possess rights under the con-
tract in excess of regular long-term employees during the
60-day probationary period. While such a contract is not
beyond the legal power of the parties to create, I find it
exceedingly doubtful that they intended to create this
result purely by verbal implication.9
Accordingly, I find that the Union, by its conduct at
the August,
1956 meetings and subsequent collateral
practice"' in regard to temporary and probationary em-
ployees, clearly waived its right to contest Mitchell's
separation under the grievance and arbitration provisions
of the contract. Under these circumstances, I do not find
that it will effectuate the policies of the Act to employ
the coercions of Section 8(a)(1) and (5) to order a Re-
spondent with a 36-year history of peaceful collective
bargaining at this location to produce information con-
cerning a subject so waived. Boston Mutual Life Insur-
ance Company, 170 NLRB 1672 (1968).
9 The General Counsel addressed himself to this dilemma in his brief.
He could only resolve it by denying that the 1956 negotiations between
the parties left probationary employees without recourse to the Union in
the event of their release. This cutting of the Gordian knot I find com-
pletely contradictory to the undenied evidence of Resp. Exh. 6. The
General Counsel also surmised that the wording of article XIII of the
contract showed that Respondent's "exclusive right" to release probation-
ers was limited by the phrase "found unsatisfactory." He then reasons
that the inclusion of this limitation "implies" that any employee who feels
it "has been violated" may protest through the grievance and arbitration
procedure. I do not read "found unsatisfactory" as a limitation. Addition-
ally, I find no evidence that the parties intended to set up two separate
standards for "discharge" and "release" under the grievance and arbitra-
tion procedure. one of "just cause" and the other of "satisfaction." Final-
ly, the General Counsel's surmise ignores the Union's conduct in 1956
and the undenied fact that no grievance involving the release of a proba-
tionary employee has ever been filed by the Union.
lU It is well settled that in ambiguous contractual situations, the Board
will look to collateral evidence of the intent of the parties. W-I Canteen
Service. Inc., 238 NLRB 609 (1978). and cases cited therein (intent of no-
strike clauses).
PPG INDUSTRIES, INC.
303
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. Respondent has not engaged in the unfair labor
practice alleged in the complaint.
[Recommended Order for dismissal omitted from pub-
lication.]