257 NLRB 608
American Tool & Engineering Co.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
American Tool & Engineering Co., Inc. and Shop-
man's Local Union No. 726, of the International
Association of Bridge, Structural and Ornamen-
tal Iron Workers, AFL-CIO. Case 25-CA-
10898, 25-CA-10716, and 25-CA-10716-2
August 6, 1981
DECISION AND ORDER
On August 27, 1980, Administrative Law Judge
Elbert D. Gadsden issued the attached Decision in
this proceeding. Thereafter, Respondent and the
General Counsel filed exceptions and supporting
briefs.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
Judge only to the extent consistent herewith.
I. THE 8(A)(I) VIOLATIONS
The Administrative Law Judge found, and we
agree, that Respondent violated Section 8(a)(1) of
the Act by interrogating employees concerning
their union activities;2 threatening employees with
discharge and other reprisals for engaging in union
activities; instructing a supervisor to engage in sur-
veillance of employees' union activities; creating
the impression among its employees that their
union activities were under surveillance; promul-
gating and maintaining an unlawfully broad no-so-
licitation, no-distribution rule; instructing employ-
ees to remove union penholders; instructing em-
ployees to cease or to refrain from distributing
union literature on company property; soliciting
employee grievances; and creating the impression
among its employees that it would be futile for
them to designate a union to represent them in col-
lective bargaining. However, in his Decision, the
Administrative Law Judge credited the testimony
of certain employees
concerning conversations
with various management
personnel
but, in a
number of instances, he failed to make specific
findings with respect to violations alleged by the
'Respondent
has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products.
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
2 In adopting the Administrative Law Judge's conclusion that Re-
spondent violated Sec. 8(a)(1) by interrogating certain employees con-
cerning their union activities, we do not rely on his statement that several
of these interrogations were unlawful because they were "carried on by
high ranking managerial officials" and "the employees were not given
any assurances that they would not be subjected to acts of reprisal." The
fact that employees were questioned about their union activities by ad-
mitted agents and supervisors of Respondent is sufficient to sustain a vio-
lation of Sec. 8(a)(1) with respect to these statements.
257 NLRB No. 79
General Counsel to have occurred during these
conversations. The General Counsel has excepted
to the Administrative Law Judge's failure to find
additional violations of Section 8(a)(1) arising out
of these conversations. For the reasons set forth
below, we find that Respondent violated Section
8(a)(1) of the Act on several occasions in addition
to the violations found by the Administrative Law
Judge.
The Administrative Law Judge found that, on
separate occasions, Respondent's plant superinten-
dent, John Scoggan, told employee Charles John-
son that Respondent could close down if a union
came in and that he knew Johnson was involved in
the union organizing drive. The Administrative
Law Judge further found that, in a conversation
with Johnson shortly after several employees were
discharged, Scoggan, in response to Johnson's
query as to why these employees were discharged,
stated that "I told you I'd fight fire with fire." In
that same conversation, Scoggan also told Johnson
to "have most of the guys" take off their union
penholders and that "those guys that have less than
90 days [probationary employees] won't be here."
Finally, the Administrative Law Judge found that,
at the time of Johnson's suspension in March,
Scoggan refused to verify Johnson's version of an
incident with Supervisor Robert Ashley, stating
that "there's no need to bother with him because
he's a union guy, too." We find that these state-
ments
constituted
unlawful
interrogation
and
threats and created the impression that employees'
union activities were under surveillance, all in vio-
lation of Section 8(a)(1).
Similarly, Respondent violated Section 8(a)(1) by
creating the impression that employees' union ac-
tivities were under surveillance when Scoggan told
employee Patrick Grush that he was aware Grush
was in the Union. Respondent further violated Sec-
tion 8(a)(1) when Scoggan told employee David
Henline that, as a probationary employee, he had
no right to "push this union."
In addition to the above findings, the Adminis-
trative Law Judge found that Respondent's presi-
dent, Pinkerton, on one occasion asked employee
Brad Harris how he felt about the Union, and that,
on another occasion, Supervisor Wilbur (Bill) Car-
penter admittedly asked employee Joel Dossen if
he "had any doubts in his mind that this union
would be any different from any other union." We
find these questions constitute unlawful interroga-
tion in violation of Section 8(a)(1).
Finally, the Administrative Law Judge found,
and we agree, that on one occasion Supervisor
Carpenter admittedly waited around the employ-
ees' break area to see which of the employees
608
AMERICAN TOOL & ENGINEERING CO.
picked up union literature which had been left
there. We find that such conduct constitutes unlaw-
ful surveillance in violation of Section 8(a)(1).
II. THE UNLAWFUL DISCRIMINATION
The Administrative Law Judge found that, in ad-
dition to numerous violations of Section 8(a)(1)
committed by Respondent, it also violated Section
8(a)(3) and (1) by discharging employees Kim
Mack, Patrick Grush, and David Henline, by sus-
pending and later discharging employee Charles
Johnson, by suspending employee James Zorger,
by transferring employee Douglas Stephens to the
night shift, and by denying raises to employees
Zorger and Brad Harris. On the same day that the
Administrative Law Judge's Decision in this pro-
ceeding was issued, the Board issued its decision in
Wright Line, a Division of Wright Line, Inc.,3 which
set forth a two-step mode of analysis for examining
causation in cases alleging violations of Section
8(a)(3) or violations of Section 8(a)(l) turning on
employer motivation. Although the Administrative
Law Judge in the instant case did not apply the
precise Wright Line analysis, and, indeed, could not
have been expected to, we find, for the reasons set
forth below, that his analysis is not rendered defec-
tive by our decision in Wright Line.4
A. February 9 Discharges
As noted in the Administrative Law Judge's De-
cision, Respondent learned of the employees' union
activity, which began in December 1978, sometime
in late January 1979.5 Thereafter, Respondent em-
barked on a campaign of widespread unfair labor
practices which, as noted above, included surveil-
lance, interrogations, and threats to discharge em-
ployees engaged in union activity, including specif-
ic threats to discharge probationary employees. In
addition, on February 9, approximately I week
after the Union filed its petition, employees Kim
Mack, Patrick Grush, and David Henline were dis-
charged. With respect to Mack, the Administrative
Law Judge found that he was a probationary em-
3251 NLRB 1083 (1980).
' In applying the mode of analysis first articulated in Wright Line to the
allegedly unlawful actions taken by Respondent in this case, we do not
suggest that the Administrative Law Judge might not correctly have
found these discharges to be pretextual, and therefore violative of Sec.
8(a)(3) and (1) of the Act, without specific discussion of Wright Line. See
Limestone Apparel Corp., 255 NLRB 722 (1981). Nonetheless, as we indi-
cated in Castle Instant Maintenance/Maid. Inc., 256 NLRB 130 (1981),
proper application of such analysis should never alter the proper result.
Our concurring colleague agrees we reach the proper result here.
We specifically reject Member Jenkins' suggestion that application of
the Wright Line principles to this case may mislead readers into believing
that the Board will attach significance to articulated reasons for discharge
or discipline that are found to be pretextual in determining whether the
employer would have meted out that discharge or discipline in the ab-
sence of protected conduct.
'All dates hereafter refer to 1979 unless otherwise specified.
ployee first employed by Respondent from Septem-
ber to early November 1978, when he was laid off
for lack of work. He was recalled by Respondent
on January 15. Shortly after being recalled, Mack
was solicited by the Union and signed an authoriza-
tion card. When Mack reported for work on Feb-
ruary 9,6 he was called into Scoggan's office. He
was told that he was being "let go," with the cryp-
tic explanation that "we feel as though you don't
enjoy this kind of work." Several days after the
discharge, when employee Charles Johnson asked
Scoggan why Mack, Grush, and Henline had been
discharged, Scoggan replied, "I told you I'd fight
fire with fire."
At the hearing, Respondent claimed that Mack
was terminated because he was unable to meet pro-
duction requirements. In this regard, Scoggan in-
consistently testified that, although he did not
recall whether Mack's performance was satisfac-
tory during his initial employment, Respondent had
"called him back for a second chance," but his pro-
duction had "stayed the same ...
it was not up to
the minimum requirements."' Scoggan also initially
denied that at the time of the discharge he had any
knowledge of the union organization drive. How-
ever, when the date of the filing of the Union's pe-
tition was pointed out to him, Scoggan acknowl-
edged that he knew of the union activity at that
time, but it "had nothing to do with his [Mack's]
termination."
We agree with the Administrative Law Judge
that the evidence supports a finding that Mack was
discharged in violation of Section 8(a)(3) and (1).
Initially, we find that the General Counsel offered
sufficient evidence to make out a prima facie case
of discrimination. Respondent had shortly before
threatened to discharge union adherents, particular
probationary employees of which Mack was one.
The discharge came within a week of the filing of
the Union's petition. The explanation given to
Mack was at best vague and, at worst, might be
construed to imply that, as a union adherent, he
must be dissatisfied in some way with his job. Fur-
thermore, when another employee, Johnson, in-
quired as to the reason for the termination of Mack
and others he was told, in effect, that the dis-
charges were in response to the employees' union
activity.
6 Although the record reveals that Mack was late for work on that
day, Respondent does not allege that tardiness played any part in its deci-
sion to terminate him.
7 Mack testified that he had some production problems shortly before
his discharge but that this was due to mechanical difficulties with the ma-
chine he was operating. He further testified without contradiction that
Supervisor Robert Ashley and one of Respondent's engineers had similar
difficulty when they tested his machine.
609
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
In contrast, Respondent contends that Mack was
terminated for poor production. Plant Superintend-
ent Scoggan acknowledged that, as claimed by
Mack, there had been mechanical problems with
the machine Mack was operating at the time of his
discharge and that the problem persisted after
Mack was terminated. Scoggan further admitted
that these difficulties affected production, although
he claimed that Mack's allegedly low production
was not fully attributable to the problems with his
machine. In addition, Respondent offered a docu-
ment comparing Mack's production on the second
shift with that of an employee who ostensibly oper-
ated the same machine on the first shift and pro-
duced a substantially greater number of pieces than
did Mack. Finally, Supervisor Robert Ashley testi-
fied that the quality of the parts produced by Mack
was also unsatisfactory.
We are of the opinion that the foregoing evi-
dence is not sufficient to rebut the General Coun-
sel's prima facie showing that union activity was a
"motivating factor" in Respondent's decision to
discharge Mack inasmuch as Respondent has failed
to demonstrate that its discharge of Mack would
have occurred in the absence of protected conduct.
In this regard, we note that there is no evidence
that Respondent, prior to learning of the union or-
ganizing campaign, was in any way dissatisfied
with either the quantity or quality of Mack's pro-
duction. On the contrary, he was recalled by Re-
spondent in January after being laid off several
months before for lack of work, not poor produc-
tion. Respondent's explanation that Mack's per-
formance was substandard during his earlier tenure
but that he was nevertheless recalled to give him a
"second chance" is further belied by the contradic-
tory testimony of Scoggan that he did not recall if
Mack had any production problems before he was
laid off in November 1978. Moreover, even assum-
ing arguendo that Mack's work performance after
his recall may have been below that of another em-
ployee performing the same function, Respondent
expressed no dissatisfaction with his work until it
suddenly discharged him after the commencement
of union activity. In our view, Respondent has not
shown a nexus between Mack's performance and
its decision to terminate him. Accordingly, we con-
clude that Respondent would not have terminated
Mack absent union activity and, therefore, the dis-
charge violated Section 8(a)(3) and (1) of the Act.
Patrick Grush was also terminated by Respond-
ent on February 9, allegedly for poor production
and failing to properly make quality checks on
parts he did produce. Grush, like Mack, had been
employed by Respondent for approximately
I
month in the fall of 1978 and was then laid off. He
was then recalled in early January 1979. Shortly
thereafter, Grush became involved in the union or-
ganizing activity. The Administrative Law Judge
credited Grush's testimony that he attended several
meetings, signed an authorization card and, after a
January 20 union meeting, wore a union penholder
in his shirt pocket while at work. On one occasion,
Supervisor Robert Ashley told Grush that wearing
the penholder was not authorized and instructed
him to remove it. On February 9, when Grush re-
ported for work he was told by Supervisor Ashley
to accompany him to Plant Superintendent Scog-
gan's office. Scoggan said, "You don't have your
90 days in do you?" and Grush replied, "No."
Scoggan then said, "We're going to have to let you
go" and that he regretted having to terminate
Grush but that he was "in the wrong business."
Scoggan told Grush he had not been making pro-
duction. The Administrative Law Judge credited
Grush's testimony that Scoggan also stated that he
thought Grush was involved with the Union.
In addition to the above testimony, the General
Counsel relied on Respondent's numerous threats,
interrogations, the timing of the discharge, and
Scoggan's statement to Charles Johnson that the
three February 9 discharges were Respondent's
method of fighting "fire with fire" to make a prima
facie showing sufficient to support the inference
that Grush's union activity was a motivating factor
in Respondent's decision to discharge him. We find
that the evidence is sufficient to support such an in-
ference. In this regard, we note the substantial evi-
dence of Respondent's union animus, as reflected
by the hostility directed toward Grush and other
employees, the timing of the discharge, and Re-
spondent's virtual admission in a subsequent state-
ment to an employee concerning the purpose of the
discharge.
We find that Respondent has again failed to
demonstrate that it would have terminated Grush
in the absence of his engaging in union activities.
Respondent contends that it terminated Grush for
overall poor production and quality and in particu-
lar for failing to make required quality control
checks on the parts he produced. To support the
latter reason, Respondent points to an incident on
or about January 30, in which Grush's supervisor
allegedly found that Grush was not making re-
quired quality checks.
In addition, Scoggan testified that Grush's over-
all performance was substandard and that, even
during his initial employment in the fall of 1978, his
performance was "just barely adequate." However,
Grush had been recalled to work in January and,
despite the bleak performance picture painted by
Respondent's witnesses, Respondent nevertheless
610
AMERICAN TOOL & ENGINEERING CO.
did not take any action against Grush until shortly
after the representation petition was filed
and
Grush had taken actions in support of the Union.
As in the case of Mack, Respondent's purported
dissatisfaction with Grush, even in his initial period
of employment, was suddenly discovered upon the
advent of union activity at its facility and was used
as an after-the-fact justification for his discharge.
Moreover, even assuming that the January 30 inci-
dent concerning Grush's failure to check parts oc-
curred, no action was taken at that time and Re-
spondent cannot credibly rely on this incident to
justify the discharge. This is especially true in light
of the intervening event-the filing of the represen-
tation petition-which resulted in an intense antiun-
ion campaign replete with multiple unfair labor
practices. Accordingly, we find that Respondent
has failed to rebut the General Counsel's prima
facie case of discrimination and we conclude that
Grush's discharge violated Section 8(a)(3) and (1).
The discharge of David Henline follows a simi-
lar pattern. Henline was also originally employed
for approximately 3 months until laid off in No-
vember 1978. However, he was recalled the fol-
lowing month. The Administrative
Law Judge
credited Henline's testimony that he attended three
union organization meetings in January, wore a
union penholder in his shirt pocket, and passed out
union literature at the plant. On at least one occa-
sion, Supervisor Bill Carpenter observed him pass-
ing out literature.
On February 8, the day before his discharge,
Henline was talking to a fellow employee, Steve
Cornelius, about the possibility of asking manage-
ment "to get off our backs because we were doing
our job." At that, time Carpenter approached them
and told Cornelius that he was bothering Henline
and should return to work. Cornelius then suggest-
ed that they all go to Scoggan's office, which they
did. Henline told Carpenter that "Every time I
turn around you are standing right there watching
me." He suggested to Scoggan that "we agree on
one thing, that you will start leaving people alone
as far as this union business. We do have a right to
organize." Scoggan replied that "I don't believe
you've got your 90 days in,8 and that you have a
right to push this union. You're still probationary
help." Henline responded that he "was legal." The
following day, Henline reported late for work and
was discharged. Scoggan told Henline that he was
being discharged for absenteeism and because he
was "not qualified."
We are of the view that the foregoing evidence
constitutes a prima facie showing that a motivating
Henline testified that at that ime he had been employed approximate-
ly 83 days as a probationary emplo
ee.
factor in Respondent's decision to discharge Hen-
line was his union activities. Henline was a con-
spicuous and vocal supporter of the Union and, the
day before his termination,
Scoggan implicitly
threatened him with reprisal for his union activi-
ties. In addition, Respondent discharged Henline on
the same day as two other union adherents whose
discharges have been found violative of Section
8(a)(3) and Respondent committed numerous other
unfair labor practices at about the same time. Final-
ly, we again note the testimony of Charles John-
son, credited by the Administrative Law Judge,
that Scoggan, referring to the discharges, told
Johnson that he was fighting "fire with fire."
We find unpersuasive Respondent's claim that it
discharged Henline for reasons other than his union
activity; namely, his excessive absenteeism and
poor work performance. Although Henline ad-
mitted that he had been warned sometime in Janu-
ary concerning absences and for "running bad
parts," we find it significant that Respondent took
no action against him at that time. Instead, it
waited until I week after the representation peti-
tion was filed and I day after he rebuffed Plant Su-
perintendent Scoggan's attempt to intimidate him
into ceasing his union activities. In addition, as
noted by the Administrative Law Judge, Henline's
record had apparently improved subsequent to the
January warnings. Under these circumstances, we
reject Respondent's asserted legitimate reasons for
the discharge of Henline and, accordingly, we
agree with the Administrative Law Judge that
Henline's discharge violated Section 8(a)(3) and (1)
of the Act.
B. Suspension and Discharge of Charles Johnson
Charles Johnson began working for Respondent
in May 1976. It is undisputed that Johnson became
involved in union organizing activity in December
1978 and thereafter attended several organization
meetings, passed out authorization cards and union
literature at Respondent's facility, and served as the
Union's observer at the representation election held
in April. In sum, Johnson was a leading union ad-
herent and Respondent learned of his activity in
early January, when Foreman Bill Carpenter was
informed of it by another employee.
In mid-January, Johnson had a conversation with
Plant Superintendent Scoggan in which Scoggan
told Johnson he knew Johnson was involved with
the Union and "advised" him to tell his brother-in-
law to remove a union penholder he was seen
wearing. Scoggan also stated that Pinkerton, Re-
spondent's president, could "close out the plant any
time he wanted to and move it."
611
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On February 12, a few days after the discharge
of employees Mack, Grush, and Henline, Johnson
asked Scoggan why he had fired the employees.
Scoggan replied that "I told you I'd fight fire with
fire,"
instructed
Johnson
to
have
employees
remove their union penholders, and stated that
"those guys that have less than 90 days [probation-
ary employees] won't be here."
On the morning of March
9, Johnson ap-
proached
employee
Douglas
Stephens
shortly
before breaktime and asked to borrow a dollar until
he could get change for a $20 bill. Foreman Robert
Ashley walked up to the employees, 9 and, accord-
ing to Johnson, "turned around like he was going
to write somebody up." Johnson testified that at
this point he told Ashley that he "wanted a copy
of it because I knew there was union activity going
on in the shop" and that Ashley instructed him to
accompany him to Scoggan's office. In contrast,
Ashley testified that he walked up and told John-
son to go back to his machine, and that Johnson
became "upset" and stated that "this is not a threat;
this is a promise. If I meet you outside the compa-
ny property ....
" Ashley testified that Johnson
did not finish his statement. Both Johnson and
Douglas Stephens, who witnessed the conversation,
denied that any threat was made. The Administra-
tive Law Judge did not make a specific finding as
to whether or not Johnson actually threatened
Ashley. 10
In any event, the Administrative Law Judge
found that a meeting with Scoggan ensued in
which Ashley related his version of the incident.
Johnson denied threatening Ashley and told Scog-
gan that Stephens would corroborate him. Scoggan
responded that "There is no need to bother with
him [Stephens] because he's a union guy, too." He
then suspended Johnson for 3 days, and told him it
would be up to the personnel department as to
whether or not Johnson could return to work at
all. Johnson subsequently returned to work after
his suspension.
The Administrative Law Judge found that John-
son's suspension was discriminatorily motivated in
violation of Section 8(a)(3) and (1) of the Act. In
so doing, he relied on the fact that Respondent did
not follow its established disciplinary procedure of
giving oral and written warnings before a suspen-
sion is meted out and that Respondent was not in-
terested in ascertaining the truth with respect to
the alleged threat, as evidenced by Scoggan's refus-
al to question Johnson's witness, Douglas Stephens.
9Johnson testified that he did not recall what Ashley initially said.
"' For the reasons stated in the Administrative Law Judge's Decision
and our decision herein, we find it unnecessary to make a credibility de-
termination in this regard
The Administrative Law Judge also noted Scog-
gan's reference to Stephens as "a union guy, too."
The evidence fully supports a finding that the
General Counsel made a prima facie showing suffi-
cient to support the inference that Johnson's union
activities were a motivating factor in Respondent's
decision to discipline him. Our conclusion is based
on several factors. First, there is ample evidence of
Respondent's union animus, as reflected by its nu-
merous threats and other unfair labor practices,
which included threats against Johnson personally.
In addition, we find that Respondent's summary
handling of the incident, along with Scoggan's
direct reference to Stephens as "a union guy, too,"
reflected
Respondent's
preoccupation
with the
union activity and its intention to carry out the
previously stated intention to punish those employ-
ees engaged in union activity.
In defense of Respondent's action, Foreman
Ashley and Superintendent Scoggan both testified
that Johnson admitted to threatening Ashley and
apologized. However, Respondent offered no evi-
dence as to why it suspended Johnson rather than
issue him a warning for a first offense, which was
the customary practice. Thus, even assuming that
Johnson uttered an implied threat to Ashley, Re-
spondent has presented no convincing explanation
for its deviation from the disciplinary procedure
utilized prior to the Union's appearance on the
scene. Accordingly, we conclude that Respondent
violated Section 8(a)(3) and (1) by suspending
Johnson.
Johnson returned to work after his suspension
and apparently worked without incident for ap-
proximately 1 month. He testified that he needed
some dental treatment as a result of a work-related
injury and Respondent notified him in early April
that for insurance purposes it was essential that he
complete his treatments in the near future. Johnson
testified that he made an appointment to have sev-
eral teeth extracted after work on Friday, April 20.
He further testified that he informed Foreman
Ashley and Albert McMaken, Respondent's per-
sonnel director, that he was going to the dentist on
Friday and that he would not be at work on
Monday, April 23, because he did not feel he
would be able to return to work until Tuesday.
Johnson testified that the dentist, a Dr. Parnell,
was not in when he went to his office on Friday
and that he was told to return on Monday, April
23, which he did. According to Johnson, when he
arrived at Dr. Parnell's office on Monday "they
put me off until Tuesday." When he returned home
from the dentist's office on Monday, he received a
telegram notifying him that he had been terminat-
ed.
612
AMERICAN TOOL & ENGINEERING CO.
Personnel Manager McMaken testified that Re-
spondent's policy requires employees who will be
absent from work to call in within 2 hours after the
beginning of their shift and that Johnson's shift
began at 7 a.m. He testified that about 9 a.m. on
Monday, April 23, Scoggan called him on the in-
tercom and asked if he had received any notifica-
tion from Johnson that he would be absent that
morning. McMaken told Scoggan he had not. "
Shortly thereafter, McMaken met with Scoggan
and Goff. According to McMaken, they discussed
Johnson's "long history of absenteeism and tardi-
ness and
not calling
in," that he was now
"AWOL," and that he had been through "the prior
steps and we are at a termination point." McMaken
stated that they decided to call Lloyd Peterson,
their counsel, who told them if they had a case
they could terminate Johnson. McMaken then pre-
pared and sent a telegram notifying Johnson of his
termination for "excessive absenteeism and failure
to call in and AWOL."
Superintendent Scoggan testified that employees
who are "AWOL" 3 consecutive days are auto-
matically terminated. He further testified that, on
Monday, Supervisor Ashley came into his office,
told him that he had not heard from Johnson, and
asked if Scoggan had. Scoggan replied that he had
not and they called McMaken. Scoggan further tes-
tified that, since Johnson was "AWOL" after
having already received a 3-day suspension for
threatening a foreman, it was decided "the next
move was termination." Scoggan testified that he
then instructed the personnel department to send
Johnson a telegram.
Supervisor Ashley testified that at no time prior
to April 23 did Johnson inform him that he had an
appointment with a dentist. Respondent called Bar-
bara Craig, an employee at Dr. Parnell's office.
Craig testified that Dr. Parnell did not work on
Mondays and that Johnson did not have a listed
appointment
either
for Friday, April
20,
or
Monday, April 23. 2 She further testified that she
did not recall whether Johnson came in on Friday,
April 20, and did not know if he came in on
Monday, April 23, since she does not work on
Mondays. Finally, Craig testified that on occasion a
patient will call for an appointment and Dr. Parnell
will try to fit him into his schedule. If he subse-
quently cannot do so, that patient's name will not
appear anywhere in the appointment book.
We agree with the Administrative Law Judge's
conclusion that Respondent's discharge of Johnson
violated Section 8(a)(3) and (1). In this regard, we
" McMaken denied that Johnson told him at anytime that he
as
going to the dentist either on Friday, April 20, or Monday, April 23
"2 A copy of Dr. Parnell's appointment listing for these days was intro-
duced by Respondent.
rely on the evidence of Respondent's union animus,
its unlawful conduct directed against Johnson, in-
cluding the suspension in March, and Respondent's
deviation in Johnson's case from its stated policy of
discharging employees after they are absent 3 con-
secutive days without calling in. We also rely on
the precipitous manner in which Respondent dis-
charged him, as reflected in the extraordinary act
of sending a Western Union telegram within an
hour of its "discovery" that Johnson was absent. 3
The evidence offered by Respondent to rebut the
General Counsel's case contains a substantial incon-
sistency. In an attempt to explain why Johnson was
immediately discharged for failing to call in by 9
a.m. on Monday, Superintendent Scoggan and Per-
sonnel Manager McMaken asserted different justifi-
cations for Johnson's discharge. As noted above,
Scoggan asserted that, since Johnson had been sus-
pended I month before, "the next offense that seri-
ous is discharge." He testified that he considered
being "AWOL" shortly after a suspension for
threatening a supervisor to be "ample justification"
for discharge. McMaken, on the other hand, testi-
fied that it was decided that Johnson would be ter-
minated for excessive absenteeism and failure to
call in. In our view, the inconsistent explanation of-
fered by Respondent for its deviation in Johnson's
case from its established policy of discharge after
three consecutive "AWOL" absences, as reflected
in its assertion of conflicting justifications for John-
son's discharge, calls into question its motivation.
In addition, to the extent that the discharge was
based upon Johnson's prior suspension, as claimed
by Scoggan, it was unlawful, since we have found
the suspension violated Section 8(a)(3) and (1). Re-
spondent cannot rely on its prior unlawful conduct
to justify a subsequent action taken against an em-
ployee. Under these circumstances, we must con-
clude Respondent's discharge of Johnson violated
Section 8(a)(3) and (1).
II. ADDITIONAL VIOLATIONS
The Administrative Law Judge found that Re-
spondent also violated Section 8(a)(3) and (1) by
refusing to grant wage increases to employees
James Zorger and Brad Harris, by suspending
Zorger, and by transferring employee Douglas Ste-
phens to the second (night) shift.
With respect to Harris, the record reveals that
he began working for Respondent in July 1978.
Approximately 3 or 4 months later, he began work-
ing as a "surface grinder." Harris testified that em-
m Personnel Manager McMaken's testimony that Respondent "quite
often" sent telegrams of this type to employees is unpersuasive Indeed.
Plant Superintendent Scoggan contradicted McMaken
When asked if
this is the normal procedure, he responded. "In this case it is. es."
613
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ployees ordinarily received raises within 60 to 90
days after beginning a new job and that, when he
asked President Pinkerton in early February about
such a raise, Pinkerton said he would "check it
out." However, in the same conversation Pinkerton
interrogated Harris concerning his union sympa-
thies and told him that supporting the Union was
like calling Pinkerton a "son of a bitch."' 4 In a sub-
sequent discussion, Plant Superintendent Scoggan
told Harris to see his new foreman, Burt Baeurle,
and "go through him for a raise...
1."5 Harris tes-
tified without contradiction
that when he ap-
proached Baeurle, he was told that he would re-
ceive no wage increase "because of the union peti-
tion and union activities coming in that they
couldn't issue any raises." Respondent offered the
testimony of several witnesses who denied that
such raises were customary. However, the Admin-
istrative Law Judge credited Harris' testimony that
they were. With respect to Zorger, the parties stip-
ulated that he was denied a promised raise because
of the filing of the representation petition.
In Harris' case, we agree with the Administra-
tive Law Judge's finding that Respondent violated
Section 8(a)(3) and (1) by denying him a wage in-
crease. The General Counsel's evidence concerning
Respondent's union animus, as reflected by its nu-
merous unfair labor practices directed against its
employees, including Harris, and the fact that Re-
spondent ordinarily gave raises within 60 to 90
days to employees similarly situated is sufficient in
our view to show that union activity was a moti-
vating factor in Respondent's decision. In addition,
we note Harris' uncontradicted
testimony that
Foreman Baeurle told him that no raises were
being given because of the representation petition.
In contrast, the testimony of Respondent's wit-
nesses that such raises were not customary was
properly discredited by the Administrative Law
Judge and, therefore, insufficient to rebut the Gen-
eral Counsel's case. Accordingly, we find that the
evidence fully supports the conclusion that Re-
spondent unlawfully denied a wage increase to
Harris in violation of the Act.
With respect to Zorger, as noted above the par-
ties stipulated that he was denied a raise because of
the petition. Since Respondent's conduct was ad-
mittedly prompted by the Union's presence, its
'4 Harris was also interrogated by Foreman Francis Miller concerning
his feelings about the Union.
5 Although Baeurle's supervisory status is not free from doubt. the
record reveals that Baeurle's predecessor as Harris' foremen. Francis
Miller. is an admitted supervisor, as are the other individuals classified as
foremen by Respondent. Accordingly. we believe the evidence is suffi-
cient to support a finding that Baeurle is a supervisor within the meaninig
of Sec. 2(11). In any event, even if Baeurle is not a supervisor, he was
acting as Respondent's designated agent at least with respect to the issue
of Harris' raise and had authority to speak for Respondent in this regard
conduct violated Section 8(a)(1) of the Act. 16 Ac-
cordingly, Zorger, like Harris, is entitled to receive
the wage increase and be made whole for any loss
of earnings caused by the denial.' 7
The Administrative Law Judge further found
that Respondent unlawfully suspended Zorger for
3 days in July in violation of Section 8(a)(3) and
(1). In addition to the evidence concerning Re-
spondent's union animus, including the unfair labor
practices directed against Zorger, noted above,
Zorger credibly testified that, although he had
indeed been guilty of "running bad parts" as al-
leged by Respondent, he was the first employee
suspended for such conduct. Zorger further testi-
fied without contradiction that several other em-
ployees had on occasion been guilty of the same
"offense" and were not disciplined. Thus, the Gen-
eral Counsel's showing of union animus and dispa-
rate treatment was sufficient to support the infer-
ence that union activity was a motivating factor in
Respondent's decision to suspend Zorger and Re-
spondent has failed to rebut this prima facie case of
unlawful motivation. Accordingly, we agree with
the Administrative Law Judge that Zorger's sus-
pension violated Section 8(a)(3) and (1) of the Act.
Finally, the Administrative Law Judge found
that the transfer of employee Douglas Stephens to
the second (night) shift violated Section 8(a)(3) and
(1) of the Act. He found that in January Stephens
attended a union organizing meeting and thereafter
passed out authorization cards. In late January or
early February, Stephens was approached by Su-
perintendent Scoggan, who said that he had heard
"through the grapevine" that Charles Johnson, Ste-
phens, and another employee were trying to orga-
nize a union. Shortly thereafter, Stephens was
transferred to the second (night) shift, ostensibly
because an inspector was needed on that shift.
However, approximately 2 weeks later Stephens
was called into Scoggan's office. At that time,
Scoggans said that Respondent was doing away
with second-shift inspection and told Stephens, "I
am tired of taking your shit." Stephens was then
transferred back to the day shift, but as a machine
operator.
Respondent offered testimony that, as noted
above, it needed an inspector on the second shift
E; See. eg.. World Wide Press. Inc.. 242 NLRB 346 (1979); Travis Meat
& Seajbod Comnpany 237 NLRB 213 (1978); The May Department Stores
Company d/bh/a Famous-Barr Company, 174 NLRB 170 11969). Respond-
ent does not contend that its denial of a wage increase to Zorger was
accompanied by any assurances that the increase would be granted after
tle representation issue
as resolved. See, e.g. Cuttler Laboratories. Inc.,
221 NLRH Il
(19751).
7 See, e.g., World Wide Press. supra. We find it unnecessary to consider
whether the denial of the wage increase also violated Sec. 8(a)(3) as
found by the Administrative Law Judge since it does not affect the
remed,
See Dravo Lime Compan, 234 NLRB 213 (1978).
614
AMERICAN TOOL & ENGINEERING CO.
because of quality problems but shortly thereafter
decided that it was more economical to have Su-
pervisor Bill Carpenter handle inspection on the
night shift. As to why Stephens was transferred
from inspector to production, Plant Manager Wil-
liam Goff testified that there were no openings for
a day-shift inspector. However, Superintendent
Scoggan testified
that Stephens
requested that
Scoggan get him "back into manufacturing" if he
could not have a raise in the inspector's job.
We agree with the Administrative Law Judge's
conclusion that Stephens' transfer to the second
shift violated Section 8(a)(3) and (1) and that his
transfer from the inspector's position to production
also violated the Act. In particular, we rely on the
evidence concerning Respondent's union animus
and contemporaneous unfair labor practices, the in-
terrogation of Stephens concerning his union activ-
ity in concert with other first-shift employees, and
the timing of the transfers, including the almost im-
mediate transfer back to the first shift. In contrast,
Respondent's evidence concerning allegedly valid
reasons for the transfers is unconvincing. In this
regard, we note that Respondent's ostensible need
for a second-shift inspector was suspiciously short-
lived. We also note that Respondent's witnesses
Goff and Scoggan contradicted each other as to
the reason for Stephens' transfer from inspection to
production, the former attributing the change to
lack of a position," the latter claiming that Ste-
phens requested the change. Accordingly, we find
that Respondent has failed to meet its burden of
showing that Stephens would have been trans-
ferred absent his union activities. '9
THE REMEDY
Having found that Respondent has violated Sec-
tion 8(a)(1) and (3) of the Act, we shall order that
Respondent cease and desist therefrom and take ap-
propriate affirmative action set forth below to ef-
fectuate the policies of the Act.
1. Having found that Respondent promulgated
and maintained an unlawfully broad no-solicitation,
no-distribution rule in violation of Section 8(a)(1),
we shall order that Respondent rescind and revoke
said rule.
2. Having found that Respondent violated Sec-
tion 8(a)(3) and (1) by discharging employees Kim
Mack, Patrick Grush, David Henline, and Charles
" Of course, even if Goffs testimony were credited. Respondent cre-
ated this situation by transferring Stephens to the night shift in the first
instance
'9 Although the Administrative Law Judge found that Stephens' trans-
fers violated Sec. 8(a)(3) and (1). his recommended Order does not pro-
vide for reinstatement of Stephens to his former position as an inspector.
Since we find that Stephens' transfer to production was caused by Re-
spondent's unlawful conduct, we shall provide the appropriate reinstate-
ment language in our Order
Johnson because they engaged in union activity,
we shall order that Respondent offer them rein-
statement to their former positions or, if such posi-
tions no longer exist, to substantially equivalent
ones without prejudice to seniority or other rights
and privileges previously enjoyed by them. We
shall additionally order that Respondent
make
these employees whole for any loss of earnings suf-
fered by reason of the action against them, by pay-
ment to them of a sum of money equal to what
they would have earned absent the unlawful con-
duct, less net earnings, if any, during such period,
in accordance with F. W. Woolworth Company,20
with interest thereon to be computed in the manner
prescribed in Florida Steel Corporation.21
3. Having found that Respondent violated Sec-
tion 8(a)(3) and (1) by suspending employees James
Zorger and Charles Johnson because of their union
activity, we shall order that Respondent rescind
and revoke said suspensions and expunge from its
records any memoranda of or reference thereto.
We shall additionally order that Respondent make
these employees whole for any loss of earnings suf-
fered by reason of this unlawful conduct in the
manner set forth above.
4. Having found that Respondent violated Sec-
tion 8(a)(1) by failing and refusing to grant a wage
increase to employee James Zorger and violated
Section 8(a)(3) and (1) by refusing a wage increase
to employee Brad Harris, we shall order that Re-
spondent grant such wage increases. We shall addi-
tionally order that Respondent make Zorger and
Harris whole for any loss of earnings suffered by
reason of this unlawful conduct 22 in the manner set
forth above.
5. Having found that Respondent violated Sec-
tion 8(a)(3) and (1) by transferring employee Doug-
las Stephens to its night shift and later back to the
day shift as a production employee because of his
union activity, we shall order that Respondent,
upon request, reinstate him to his former position
as an inspector and make him whole for any loss of
earnings suffered by reason of the discrimination
against him in the manner set forth above.
2o 90 NLRB 289 (1950)
2' 231 NLRB 651 (1977). See, generally. Isis Plumbing d Hieating Co.,
138 NLRB 716 (1962).
:2 Since we agree with the Administrative Law Judge's conclusion that
Harris was denied a raise in violation of Sec 8(a)(3) and (1), we find that
he would have received a raise at least 90 days after he began working as
a grinder However, since the record is unclear as to the exact date that
Harris attained that classification, we shall leave to compliance the deter-
mination of the exact date the raise would have been granted absent the
union activity.
With respect to Zorger, Respondent admits that he was denied a raise
because of the union petition. We shall leave to compliance the determi-
nation of the exact date such a raise would have been granted absent Re-
spondent', unlawful conduct
615
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Finally, we conclude that Respondent's numer-
ous and serious unfair labor practices clearly "dem-
onstrate a general disregard for the employees' fun-
damental
statutory
rights."2 3
Accordingly,
we
agree with the Administrative Law Judge that a
broad order is warranted in this case and we shall
so provide.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
American
Tool & Engineering Co., Inc.,
Ft.
Wayne, Indiana, its officers, agents, successors, and
assigns, shall:
1. Cease and desist from:
(a) Interrogating its employees concerning their
union activities, interests, and desires and the activ-
ities of other employees.
(b) Threatening employees with discharge or
other reprisals for engaging in union activities.
(c) Instructing its supervisors to engage in sur-
veillance of employees' union activities.
(d) Creating the impression among its employees
that their union activities are under surveillance.
(e) Engaging in surveillance of employees' union
activities.
(f) Instructing employees to remove union pen-
holders or other union insignia.
(g) Instructing employees to cease or to refrain
from distributing union literature on company
property.
(h) Promulgating and maintaining an unlawfully
broad no-solicitation, no-distribution rule.
(i) Soliciting employee grievances.
(j) Creating the impression among its employees
that it would be futile for them to designate a
union to represent them in collective bargaining.
(k) Failing to grant promised wage increases
during the pendency of a representation petition.
(I) Discriminatorily assigning employees to more
onerous and inconvenient duties or work shifts be-
cause they engaged in union activities.
(m) Discriminatorily failing and refusing to grant
wage increases to employees because they engaged
in union activities.
(n) Discriminatorily suspending or terminating
the employment of employees because they en-
gaged in union activities.
(o) In any other manner interfering with, re-
straining, or coercing its employees in the exercise
of their Section 7 rights.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act:
"' Hickmot Foods. Inc., 242 NLRB 1357 (1979).
(a) Offer to Kim Mack, Patrick Grush, David
Henline, and Charles Johnson reinstatement
to
their former positions or, if such positions no
longer exist, to substantially equivalent positions,
without prejudice to their seniority or other rights
previously enjoyed, and make them whole for any
loss of pay suffered by reason of the discrimination
against them, with interest, in the manner set forth
in the section of this Decision entitled "The
Remedy."
(b) Pay to James Zorger and Brad Harris the in-
crease in wages they would have received absent
the discrimination against them, and make them
whole for any loss of pay suffered by reason of the
discrimination against them, with interest, in the
manner set forth in the section of this Decision en-
titled "The Remedy."
(c) Make Charles Johnson and James Zorger
whole for any loss of pay suffered by reason of
their discriminatory suspensions, with interest, in
the manner set forth in the section of this Decision
entitled "The Remedy."
(d) Rescind and revoke the suspensions given to
Charles Johnson and James Zorger and expunge
from its records all memorandums of or references
thereto.
(e) Rescind and revoke its no-solicitation, no-dis-
tribution rule.
(f) Upon request, reinstate Douglas Stephens to
his former position as an inspector on the day shift
or, if such position no longer exists, to a substan-
tially equivalent position, without prejudice to his
seniority or other rights previously enjoyed, and
make him whole for any loss of pay suffered by
reason of the discrimination against him, with inter-
est, in the manner set forth in the section of this
Decision entitled "The Remedy."
(g) Post at Respondent's place of business in Ft.
Wayne, Indiana, copies of the attached notice
marked "Appendix." 2 4 Copies of said notice, on
forms provided by the Regional Director for
Region 25, after being duly signed by Respondent's
authorized representative, shall be posted by it im-
mediately upon receipt thereof, and be maintained
by it for 60 consecutive days thereafter, in con-
spicuous places, including all places where notices
to employees are customarily posted. Reasonable
steps shall be taken by Respondent to insure that
said notices are not altered, defaced, or covered by
any other material.
24 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
616
AMERICAN TOOL & ENGINEERING CO.
(h) Notify the Regional Director for Region 25,
in writing, within 20 days from the date of this
Order, what steps the Respondent has taken to
comply herewith.
MEMBER JENKINS, concurring:
I agree with the result reached by my col-
leagues, but not the time and ink they have spent
logging the route in applying Wright Line, a Divi-
sion of Wright Line, Inc., 251 NLRB 1083 (1980), to
a "pretext" case.
Wright Line is a method of determining a case in
which more than one true (not specious or pretex-
tual) reason-one or more unlawful reasons and
one or more lawful-played a part in a discharge.
Only one of the five discharges involves a possi-
ble dual or mixed motive, that of Henline. The
other four, Mack, Grush, Johnson, and Zorger, are
plainly pretext cases and so found by the Adminis-
trative Law Judge, albeit in awkward and turgid
fashion. To apply a Wright Line analysis to these
cases is redundant, and leads to the conclusion that
every pretextual reason warrants a Wright Line
evaluation-which is erroneous.
Henline's case is slightly, but not much, differ-
ent-principally because the Administrative Law
Judge used "substantially, if not totally, motivated"
language in his case (ALJ sec. III,B). Yet, in the
next paragraph he applies a routine pretext analysis
and finds the discharge "predicated upon a discrim-
inatory motive." He also uses the same analysis in
the paragraph immediately preceding the "substan-
tially . . ." phrase, and his discussion which fol-
lows is also directed at the pretextual quality of
Respondent's defenses.
Use of Wright Line analysis in "pretext" cases
adds nothing except hollow words, and may con-
fuse the readers into thinking that pretextual rea-
sons are entitled to some weight, that specific proof
of motive is required where it is not, or similar
errors. Indeed, some of these arguments are already
being advanced. Thus, I do not subscribe to the
course followed here by my colleagues.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
The Act gives employees the following rights:
To engage in self-organization
To form, join, or assist any union
To bargain collectively through repre-
sentatives of their own choice
To engage in activities together for the
purpose of collective bargaining or other
mutual aid or protection
To refrain from the exercise of any or all
such activities.
Accordingly, we give you these assurances:
WE WILL NOT interrogate our employees
concerning their union activities, interests, and
desires and the activities of other employees.
WE WILL NOT threaten employees with dis-
charge or other reprisals for engaging in union
activities.
WE WILL NOT instruct our supervisors to
engage in surveillance of employees' union ac-
tivities.
WE WILL NOT create the impression among
our employees that their union activities are
under surveillance.
WE WILL NOT engage in surveillance of our
employees' union activities.
WE WILL NOT instruct our employees to
remove union penholders or other union insig-
nia.
WE WILL NOT instruct our employees to
cease or to refrain from distributing union lit-
erature on company property.
WE WILL NOT promulgate and maintain an
unlawfully broad no-solicitation, no-distribu-
tion rule.
WE WILL NOT solicit employee grievances.
WE WILL NOT create the impression among
our employees that it would be futile for them
to designate a union to represent them in col-
lective bargaining.
WE
WILL NOT refuse to grant promised
wage increases during the pendency of a rep-
resentation petition.
WE WILL NOT discriminatorily assign em-
ployees to more onerous and inconvenient
duties or work shifts because they engaged in
union activities.
WE
WILL
NOT discriminatorily
fail and
refuse to grant wage increases to employees
because they engaged in union activities.
WE WILL NOT discriminatorily suspend or
terminate the employment of employees be-
cause they engaged in union activities.
WE WILL NOT in any other manner interfere
with, restrain, or coerce our employees in the
exercise of their Section 7 rights.
617
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
WE WILL offer to Kim Mack,
Patrick
Grush, David Henline, and Charles Johnson
reinstatement to their former positions or, if
such positions no longer exist, to substantially
equivalent positions, without prejudice to their
seniority or other rights and privileges previ-
ously enjoyed, and make them whole for any
loss of pay suffered by reason of the discrimi-
nation against them, with interest.
WE WILL pay to James Zorger and Brad
Harris the increase in wages they would have
received
absent
the
discrimination
against
them, and make them whole for any loss of
pay suffered by reason of the discrimination
against them, with interest.
WE WILL make Charles Johnson and James
Zorger whole for any loss of pay suffered by
reason of their discriminatory
suspensions,
with interest.
WE WILL rescind and revoke the suspen-
sions given to Charles Johnson and James
Zorger and expunge from our records any
memorandums of or references thereto.
WE WILL rescind and revoke our no-solicita-
tion, no-distribution rule.
WE WILL, upon request, reinstate Douglas
Stephens to his former position as an inspector
on the first shift or, if such position no longer
exists, to a substantially equivalent position,
without prejudice to his seniority or other
rights previously
enjoyed,
and
make
him
whole for any loss of pay suffered by reason
of the discrimination against him, with interest.
AMERICAN
TOOL
& ENGINEERING
CO., INC.
DECISION
STATEMENT OF THE CASE
ELBERT D. GADSDEN,
Administrative Law Judge:
Upon original unfair labor practice charges filed in Case
25-CA-10716 on March 7, 1979, Case 25-CA-10716-2
on April 16, 1979, and Case 25-CA-10898 on May 4,
1979, respectively, by Shopman's Local Union No. 726,
of the International Association of Bridge, Structural and
Ornamental Iron Workers, AFL-CIO, herein called the
Union, against American Tool & Engineering Co., Inc.,
herein called Respondent, amended complaints were
issued by the Regional Director for Region 25 on behalf
of the General Counsel, in Cases 25-CA-10716 and 25-
CA-10716-2 on April 17, 1979, and in Case 25-CA-
10898 on June 13, 1979, respectively. Said cases were
consolidated for hearing in an order of the Regional Di-
rector for Region 25 on July 20, 1979.
In substance the complaints, as amended, allege that,
between September
1978 and April 1979, Respondent
through its managerial staff coerced and restrained em-
ployees on numerous occasions, in violation of Section
8(a)(1) of the National Labor Relations Act, as amended,
herein called the Act; and that it discriminated against
several of its employees by ceasing to provide employees
with cotton work gloves, refusing to grant scheduled and
promised wage increases, and suspending, discharging,
failing, and/or refusing to reinstate said employees, all
because said employees joined or gave assistance to the
Union, or engaged in other concerted activities, in viola-
tion of Section 8(a)(3) of the Act; and because an em-
ployee gave testimony under the Act, in violation of
Section 8(a)(4) of the Act.
Respondent timely filed answers denying the allega-
tions set forth in the complaints.
The hearing in the above-consolidated matter was held
before me in Fort Wayne, Indiana, on August 15 and
September 17, 18, 19, and 20, 1979. Briefs have been re-
ceived from counsel for the General Counsel and counsel
for Respondent, respectively, which have been carefully
considered.
Upon the entire record in this case and from my obser-
vation of the witnesses, I hereby make the following:
FINDINGS OF FACT
I. JURISDICTION
Respondent is now and has been at all times material
herein, a corporation duly organized under, and existing
by virtue of, the laws of the State of Indiana. At all
times material herein, Respondent has maintained its
principal office and place of business at Fort Wayne, In-
diana, herein called the facility, where it is engaged in
the sale and distribution of machine castings and related
products.
During the past year, a representative period, Re-
spondent, in the course and conduct of its business oper-
ations, sold and distributed at its facility products valued
in excess of $50,000 which were shipped from said facili-
ty directly to States other than the State of Indiana. Also
during the past 12 months, which period is representa-
tive, Respondent, in the course and conduct of its busi-
ness operations, purchased, transferred, and delivered to
the facility goods and material valued in excess of
$50,000 which were transported to said facility directly
from States other than the State of Indiana.
The complaint alleges, the parties stipulated, and I find
that Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
The complaint alleges, the parties stipulated, and I find
that Shopman's Local Union No. 726, of the Internation-
al Association of Bridge, Structural and Ornamental Iron
Workers, AFL-CIO, herein called the Union, is now and
has been at all times material herein a labor organization
within the meaning of Section 2(5) of the Act.
618
AMERICAN TOOL & ENGINEERING CO.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background Facts
Respondent, an Indiana corporation, maintains its prin-
cipal office and business facility at Fort Wayne, Indiana,
where it produces machine castings and machine parts
for the automobile industry as well as other industries. It
has about 60 employees distributed over three work
shifts.
The parties herein stipulated that, at all times material
herein, the following named persons occupied positions
set opposite their respective names, and have been and
are now agents of Respondent at the facility, acting on
its behalf, and are supervisors within the meaning of Sec-
tion 2(11) of the Act: John F. Scoggan, plant superin-
tendent; William Goff, plant manager; Dwight Pinkerton,
president; Albert McMaken, director of purchasing and
personnel; Wilbur Carpenter, foreman; Robert Ashley,
foreman; Francis Miller, foreman; and Steve Morr, fore-
man.
The parties further stipulated that on or about Novem-
ber 17, 1977, the Respondent promulgated and has since
then maintained an overly broad no-solicitation rule
within the meaning of Republic Aviation Corporation v.
N.L.R.B., 324 U.S. 793 (1945), as follows:
Employees must not solicit or distribute any written
or printed material to other employees in produc-
tion or work areas during scheduled hours of work.
Respondent has work rules and a disciplinary proce-
dure outlined in its pamphlet entitled "Employment Poli-
cies" for employees which provide in pertinent part that:
i. The probationary period of employment is 90
days, during which new employees may be termi-
nated at anytime for unsatisfactory progress and
work performance. Such employee must work the
60 day minimum of the 90-day period.
2. Tardiness. An employee should call in and give
his name, department, and the name of his supervi-
sor.
3. Absences. An employee should notify his super-
visor in advance or within two hours after the start
of the shift, and give his name, department and
name of his supervisor.
The disciplinary procedure for violating work
rules is as follows:
1. Oral warning
2. Written warning
3. Suspension
4. Involuntary termination
The oral warning is given by the immediate supervisor
with a notation of said warning inserted into the employ-
ee's personnel record. The written warning is presented
to the employee by the employee's supervisor, explaining
the violation and what action the Company will take on
any further violation of company policy. When an em-
ployee is suspended, he is suspended without pay for up
to three working days or termination. The violation of
work rules need not be the same rule in order to receive
the next highest penalty.
With respect to new employees, a new employee may
work 35-40 days, 60-75, or even 80 days before Re-
spondent makes a decision as to whether he is to contin-
ue in its employ.
With respect to absences, an employee may have two
or three absences a month before he is given an oral
warning. However, all employees should call within the
first 2 hours of the start of the work shift. If absenteeism
is excessive, Respondent may require the employee to
bring a doctor's excuse. An employee is late if he reports
to work any time after 7 o'clock. If the employee does
not call in by 9 o'clock he is considered AWOL. An
automatic termination results after 3 days' absence with-
out calling in. Respondent generally terminates an em-
ployee on a Friday, rather than during the workweek.
The notice of discharge is generally given in person or
by letter.
Respondent had a shop committee composed of rotat-
ing members (employees) to resolve labor problems with
managment. The members of the committee were elected
by the employees and the committee operated until Feb-
ruary 2, 1979,1 when Respondent received a letter from
the National Labor Relations Board.2
B. The Union Activity of Employees and Respondent's
Knowledge Thereof and Reactions Thereto
Employee Charles (Charlie) Johnson was employed by
Respondent in May 1976 and has worked in several de-
partments of the plant. Johnson undisputedly testified
that he became involved in union activities in December
1978. In January 1979, he and other employees distribut-
ed union literature on the Company's parking lot. There-
after he had a conversation with Plant Superintendent
John Scoggan about the Union, during which Scoggan
said, "We will fight fire with fire." Johnson said he
asked Scoggan what he meant by the latter statement
and Scoggan said, "Well, you have a brother-in-law that
works on the second shift and he is wearing . . . well he
is participating in union activity and has a union pen-
holder in his pocket, a penholder; I would advise you to
have him take it out." Johnson said his brother-in-law is
Roger Boggs. He said Scoggan also said that Pinkerton
could close out the plant and move it any time he
wanted to.
Johnson also served on the shop committee (composed
of employees and management representatives) until it
was suspended by Respondent in February 1979, after it
received the petition from the National Labor Relations
Board. At that time, Johnson said Scoggan told him he
(Scoggan) knew he (Johnson) was participating in the
Union and Johnson said he replied, "Yes, it's probable."
On examination Scoggan denied that he made the interim
remark. 3
' All dates herein refer to the year 1979 unless specifically specified
otherwise.
'The above facts are not disputed and are not in conflict in the record.
' I credit Johnson's testimony and discredit Scoggan's denial thereof,
not only because I was persuaded by their conduct on the stand that
Coninued
619
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Francis Miller, a foreman, was employed by Respond-
ent in December 1977 until April 1979. He was a fore-
man in the grinding section and testified that he first
learned that there was a union drive in the plant in late
January 1979. Thereupon, he told Plant Superintendent
John Scoggan and Foreman Wilbur (Bill) Carpenter that he
had heard rumors of union activities. Scoggan told him to
keep his ears open and see if he could hear any more. In
March, Miller said he gave his statement to the National
Labor Relations Board, after which Scoggan asked him
what did he tell the National Labor Relations Board.
Miller said he gave Scoggan a copy of his statement
given to the Board and Scoggan told him he (Miller)
made him (Scoggan) a liar by telling the National Labor
Relations Board that he (Scoggan) knew of the union activi-
ties in January.
Foreman Wilber Carpenter undisputedly testified to a
conversation he had with 60-year old employee Charles
Austin, as follows:
THE WITNESS: It happened in early January on a
Sunday. I was sitting at home watching a football
game and the telephone rang and it was Mr. Austin.
And he asked me "What the hell's going on?" And
I said, "What are you talking about?" And he said,
"I just had four guys over here trying to get me to
sign a union card." And he said, "I thought you
ought to know about it if you don't know." And I
said, you know, "I don't know anything about it,"
And he said, "Well, Charlie Johnson and Charlie
Newton, Steve Cornelius, and Doug Stephens came
over to his house and tried to talk him into signing
a union card. And he said, "Bill, I don't want noth-
ing to do with that." He said, "I don't know what
the hell they're trying to prove." And he said,
"They told me that they were going to have a
meeting some place at sometime." And I asked him,
and I said, "Charlie, are you going to the meeting?"
And this was not in a serious manner, it was in a
joking manner. [Emphasis supplied.]
Q. (By Mr. Sherr) Would you continue with the
conversation?
A. Okay. I asked him if he was going to the
union meeting and he said "no." And he said all he
wanted to do was just to inform me of what was
going on so that I would know.
Credibility
Considerable questions of credibility are raised by the
testimonial versions of employees verses managerial per-
sonnel of Respondent. Additionally, the record contains
a great deal of detail described by the several witnesses
with respect to each of the conversations held between
employees and management. Except for the testimony of
Foreman Francis Miller, whom I credited, most of the
testimony by management officials, Superintendent John
Scoggan, President Dwight Pinkerton, and Foremen
Robert Ashley and Wilber Carpenter consisted of denials
to statements or questions attributed to them by employ-
Johnson was truthful and Scoggan was not, but also because Johnson's
account is consistent with the testimonial accounts of other employee
witnesses, infra, with respect to Respondent's antiunion conduct.
ees. Essentially, however, I have discredited their (man-
agements') numerous denials and most of their affirma-
tive testimony because not only was I persuaded by their
demeanor that they were not testifying truthfully, but the
considerable circumstantial evidence of record reinforces
my resolutions. Conversely, while I was not persuaded
by every aspect of the employees' demeanor for truthful-
ness, I was substantially persuaded by their demeanor
and the circumstantial facts, that their testimony was
truthful to the extent that it is consistent with my find-
ings. Other factors considered in resolving credibility are
explained under analysis and conclusion herein.
Analysis and Conclusion
A determination of the validity of the allegations with
which Respondent is charged and the corresponding de-
fenses asserted by it in response thereto depend largely
upon a determination of the veracity of the several wit-
nesses whose testimony is highly conflicting. While it is
difficult in some instances to resolve such vexing ques-
tions of fact to which the parties alone bear witness, I
have considered the relationship of each witness to the
party on whose behalf he testified, the readily respon-
sive,
nonselective,
nonexaggerating,
consistent,
and
straightforward manner in which he testified, the reason-
ableness of efforts made by the parties to bring essential
witnesses and appropriate documentary evidence before
the court, as well as how such testimony or other evi-
dence relates to the logical consistency of all the evi-
dence of record and the sequence of events as they tran-
spired.
It is established by stipulation of the parties, and I so
find, that Respondent promulgated and maintained an
overly broad no-solicitation/no-distribution rule in viola-
tion of Section 8(a)(1) of the Act.
The undisputed and credited evidence of record shows
that Charles (Charlie) Johnson became involved with the
Union in December 1978; that in mid- or late January
1979, employees Charlie Johnson, Douglas (Doug) Ste-
phens, Joel Dossen, Patric (Pat) Grush, David Henline,
and Charles Newton attended a union organizing meet-
ing on January 20; that on January 21 and thereafter em-
ployees Charlie Johnson, Pat Grush, David Henline, and
Charles Newton wore union penholders into the plant;
and that Charlie Johnson, Doug Stephens, and Joel
Dossen distributed union literature on the plant's parking
lot.
The credited evidence of record further shows that
Foreman Francis Miller acknowledged that he learned
about the employees' union activity in late January and
thereupon informed Plant Superintendent John Scoggan
and Foreman Wilbur (Bill) Carpenter of such fact. Fore-
man Carpenter acknowledged he learned about the em-
ployees' organizing or union activities during a telephone
call from employee Charlie Austin in early January 1979,
during which Austin advised him that employees Charlie
Johnson, Charles Newton, Steve Cornelius, and Doug
Stephens were involved in the organizing effort. Conse-
quently, I hereupon conclude and find that Respondent,
through its managerial staff (Miller, Scoggan, and Car-
620
AMERICAN TOOL & ENGINEERING CO.
penter), had knowledge of the employees' union activi-
ties in mid-January 1979.
The undisputed testimony of employee Pat Grush and
Foreman Robert Ashley shows that, on January 30,
Grush did not check his parts with the gauge as he was
required to do, and that Foreman Ashley verbally
warned him about not doing so every 10 parts. He was
told Respondent could not tolerate unchecked parts and
Grush promised he would thereafter check his parts as
directed and make his production.
Perhaps the only significant discrepancy in the testi-
monial versions of Grush and Ashley is the date of the
incident. Grush testified the incident occurred on Janu-
ary 30 and Ashley testified it occurred in January. In
either event however, the record does not show that at
that time Grush was terminated or warned about termi-
nation in the future. Grush continued to testify as fol-
lows:
Q. All right. February 9th, the last day that you
worked. What happened on that day?
A. As I went in to work, I clocked in. Mr. Pin-
kerton asked me how my job was and how I was
doing and I said, "Fine." And he walked away, and
I went to my job. At approximately 3:30 on the 9th
of February, Bob Ashley come to me and said,
"Don't start work yet." And I walked over by the
time clock and he said, "Follow me to John's
office." So I did. And we walked in and he closed
the door.
Q. You asked for a witness?
A. Yes.
Q. What did they tell you?
A. No.
Grush further testified that Scoggan said, "You don't
have 90 days in do you?" and he said "No." Scoggan
then said, "[W]e're going to have to let you go ....
It
is with deepest regrets to terminate you," but "you're in
the wrong business, you're not making production." He
told Scoggan he was making it on operation 10 but
Scoggan told him that he (Grush) was involved in union
activity and asked him did he have anything to do with
the Union. Grush said he did not respond. Superintend-
ent Scoggan denied that he made any such comments or
inquiries about the Union.
Employee Kim Mack testified that he was first em-
ployed by Respondent from September 26, 1978, to early
November 1978, when he was laid off for lack of parts
from another company. He was recalled by Respondent
on January 15, 1979, and worked on the right angle line
where he made production nearly every day. He was
subsequently put on sandblasting where he did not make
production easily. On or about January 25, Foreman Bob
Ashley told him he would have to get out at least 200
parts that day. He further testified that in early February
his parts were not coming out right (for shape and finish)
and the corresponding employee on the prior shift, Rick
Jones, was having the same problem. The Company
knew about the machine problem and sent one of its en-
gineers to repair it. Mack said he observed the engineer
running parts and that he was running some good parts
and some defective ones.
On February 9, Mack said he reported to work I hour
late and punched in. Foreman Ashley told him to come
with him to the office. Mack continued to testify as fol-
lows:
And when I went into the office, John said some-
thing to the effect of, "how're you doing?" And
then he said, "I am afraid I am going to have to let
you go." He said, "We feel as though you don't
enjoy this kind of work." And he handed me my
paycheck; and that's just about the extent of what
was said.
He said nothing was said to him about his production
at that time. Plant Superintendent John Scoggan testified
that Mack was unable to get the production requirement,
that his learning was not improving, and that was why
he was terminated. He acknowledged on cross-examina-
tion that his discharge of Mack was after he had learned
about the union drive. He also acknowledged that while
Mack was employed Respondent had a water manifold
problem where Mack worked which affected his produc-
tion to some extent. Foreman Ashley testified that
Mack's production and attendance were poor while
Mack was a probationary employee, and he was termi-
nated for those reasons.
David E. Henline was first employed by Respondent
from August 14, 1978, until early November 1978. He
did not have 90 days when he was called into the office
and informed by Scoggan that they had to get rid of one
man, and he was that man. Scoggan also told him he was
not quite qualified. Nevertheless Henline was recalled by
the Respondent on December 4, 1978, when he was as-
signed to clean machines, and later assigned to operation
60. He said he attended a meeting at which the employ-
ees discussed the Union in January 1979. He signed a
union card on the plant's parking lot. He also attended a
meeting on January 20 where he received a union pen-
holder and literature. He placed the union literature on a
table in the plant's canteen and later saw Foreman Bill
Carpenter pick up the literature. He wore his union pen-
holder to work the day after January 20.
Henline further testified that the following occurred
on February 8, 1979:
A. Jim Betts and Mr. Scoggan went into the
office. I seen those two. I was running in operation
30 and I could look right through the window and
see them.
Q. How long were they in the office?
A. They were in there approximately 35 minutes.
Q. All right. What happened?
A. During this time, Steve Cornelius was walking
by my machine and I called him over and I said,
"why don't we just have a talk with them and tell
them to get off our backs because we were doing
our job."
And during this time, Bill Carpenter came up and
started hollering. Well, he didn't holler, he started
talking to Steve Cornelius and he said that he was
bothering me, to go on back to the machine.
Q. And what did you say?
621
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
A. I told him to wait a second and he didn't
bother me. And Steve Cornelius said, "Let's go in
to the office."
Q. At that time, who went into the office?
A. Bill Carpenter, Steve Cornelius, and myself.
Q. Tell us as carefully as you can what each
person said.
A. There was talk as far as Bill Carpenter coming
up and talking to Steve Cornelius as far as bother-
ing me ...
And after that, Bill Carpenter looked at me and
said, "How come you are staring at me. Are you
trying to intimidate me or whatever?"
And I said, "Well, everytime I turn around you
are standing right there watching me .... "
Okay. And at this time, Mr. Scoggan says, "Well,
I don't think we are coming to any kind of agree-
ment."
And I asked him then, I said, "Can we agree on
one thing, that you will start leaving people alone
as far as this union business. We do have the right
to organize."
And he looked at me and he grabbed a paper and
he says, "Well, I don't believe you've got your 90 days
in, and that you have a right to push this union."
He said, "You're still probationary help."
On the next day February 9, Henline said he reported
to work a few minutes late, got a cup of coffee, and
went to his machine on operation 60. Foreman Bill Car-
penter came to him and told him he had to cut back a
man on the right angle line and he was transferring him
4-hours on operation 60 and 4 hours on operation 30.
After lunch he went to work on operation 30 and, after
working a while, Foreman Bill Carpenter came to him,
shut off his machine, and told him he wanted to see him
in the office. He asked for a witness but Carpenter re-
fused, and he accompanied Carpenter to the office of
Scoggan, who told him he had to let him go. He asked
why and Scoggan said, absenteeism and you are not
qualified.
Henline admitted he had been previously warned one
time for running bad parts. After that warning, he said
his work improved and he missed only one day which
was January 16, when he had a strep throat for which he
brought a doctor's certificate.
Henline said he also
checked his parts, 1 out of every 10 as he was advised by
Bill Carpenter. On operation 30, he said there is one hole
which you have to check and make sure it was not edge
sharp. He checked every part. On cross-examination,
however, Henline admitted he was absent 36-3/4 hours
during the month of January and received a verbal warn-
ing about excessive absenteeism. He further stated that
Respondent's policy is that, if you are laid off and re-
hired, you return as a probationary employee. While at
work however, employees go to the coffee and pop ma-
chines at any time and Respondent had not issued any
restrictions on them doing so.
Foreman Wilbur Carpenter testified that in early Feb-
ruary he caught Henline talking to fellow employee Cor-
nelius at the latter's machine. He asked Henline to stop
talking because he had observed him talking on several
occasions prior thereto. Steve Cornelius said, "Fuck it,
let's go in the office." They went to the office and Fore-
man Carpenter reported the incident to Scoggan. Hen-
line stated that he felt Carpenter was harassing him, but
he acknowledged that he was talking to other operators,
and Scoggan advised him that the Company could not
tolerate such talking. Henline agreed that he would not
talk and they returned to work.
With respect to the events leading up to the termina-
tion of Henline, Foreman Carpenter further testified as
follows:
A. Dave came back to work after lay off. We re-
called him on, I believe it was, December the 4th,
he came back to work. Two days later, he was off
work for some reason and this continued. It seemed
that I could not get a 40-hour week out of Mr.
Henline. On January 30th, Henline came into work
three and a half hours late. He did not call me, to
inform me that he was going to be late. He just,
you know, come in whenever he felt like it and I
have to shut another job down to replace his posi-
tion on that line. He came in and I asked him why
he was late. And he said, "Well, I won't lie to 'ya."'
He said, "I went out and got drunk last night and
just didn't get up."
So, I informed him that I would no longer toler-
ate his absenteeism and that, since the month of Jan-
uary, he had missed 37 and 3 quarter hours in one
month alone. He said, "Well, Bill, I know it looks
bad, but it won't happen again." I said, "Okay. Now,
you do realize that you are probationary." And he
said, "Yeah, I understand that." So, then, I believe
it was on the 7th of February, he came up and he
says, "Bill, I've got to have the afternoon off." I
asked him for what reason, and he said he had to go
to see a lawyer or go to court or something like
that. There was a lawyer involved.
And I said, "Well Dave, we just discussed this
last week. But if you have to go, I will let you off
this time. But, I cannot tolerate any more of
this."So then, the next day he was involved in this
incident with Steve Cornelius, and then the follow-
ing day I believe was the 9th of February he came
into work approximately 1/2 hour late. He did not
call me and tell me that he was going to be late. He
came in and I was standing at the desk and he
walked right past me. He went over and punched
in. He went over and got himself a cup of coffee.
He walked over to his machine area, turned his ma-
chine on, and just stood there and drank his coffee
and stared at me.
Scoggan approached him (Carpenter) and asked why
was Dave Henline late. Since he had not inquired as to
the reason for Henline's tardiness he approached Henline
and asked him why was he late. Henline replied, "Oh, I
overslept." Thereupon, Foreman Carpenter collaberated
with Scoggan and they decided and did in fact terminate
Henline for poor attendance on that same day, February
9.
622
AMERICAN TOOL & ENGINEERING CO.
Charles (Charlie) Johnson testified that during the week
of February 9, after Kim Mack, Dave Henline, and Pat
Grush were discharged, he asked Scoggan why did he
fire Kim, David, and Pat, and the other employees he
fired the day before. Scoggan replied, "I don't see why
that is any of your business." Johnson said he laid some
papers down on Scoggan's desk at that time and Scog-
gan looked up at him and said, "I told you I'd fight fire
with fire." Scoggan then asked him to have most of the fel-
lows take off their union badges (penholders), particularly
those guys who have less than 90 days because they will not
be here. Johnson said he then approached his fellow
workers and told everybody to take off the penholders
(G.C. Exh. 9). The probationary employees took off
their penholders.
On March 9, while running his machine around 8:50
a.m., Johnson said he took a part of his end mill machine
and went over to the work station of Doug Stephens on
the conveyors. He asked Stephens if he had a dollar he
could borrow until he could get change for a $20 bill.
Stephens reached in his pocket and Foreman Robert
Ashley walked up and said something and turned around
as though he was going to write up someone, so he
(Johnson) said, "I want a copy of it because Ashley
knew union activity was going on." Ashley told Johnson
to accompany him to Scoggan's office. Foreman Ashley
then told Scoggan that Johnson had threatened him.
Johnson denied he threatened Ashley and told Scoggan
he had a witness. Scoggan asked who was the witness
and Johnson said, Douglas Stephens. Scoggan said there
was no use in bothering him because "he's a union guy."
Scoggan then told Johnson he was going to take his
foreman's word and suspended Johnson for 3 days, tell-
ing him it would be left up to the members of the per-
sonnel department whether or not he could return to
work at Respondent. Johnson said he looked over at
Ashley and said, "If I said anything to offend you, I'm
terribly sorry." Scoggan told him to call in on Tuesday
and he would tell him whether or not to return to work.
Johnson said he served as an observer for the Union in
the April election. He continued to testify as follows:
Q. What happened after the election if anything?
A. Well, after the election was over with, Mr.
Pinkerton and Mr. Goff and I think it's Mr. Peter-
son, they come into the crib where we held the
Union election and was there for the counting of
votes; and the girl from the Labor Board took all of
the votes out of the box, laid them on the table, and
opened the box up; and she said, "You can see
there's nothing else in the box."
And she folded it up and I counted the "no"
votes and the company representative counted the
"yes" votes; and we had five votes that were chal-
lenged.
The girl says, "These five votes will be opened
up in Indianapolis, and they will make the decision
at the Labor Board which way they have been
challenged."
JUDGE GADSDEN: The girl, now, is that the rep-
resentative of the National Labor Relations Board?
A. Yes, sir ...
Q. Did you hear anything? What was it again?
A. I hear Mr. Pinkerton ask Mr. Peterson what
he was going to do now that they had lost the elec-
tion, and Mr. Peterson says, "We haven't lost it yet.
I can file petitions and have it tied up for a year and
have another election. We can get it thrown out."
Johnson had an accident on the job during which time
he fractured his jaw knocking two teeth loose and tear-
ing one bottom tooth from its roots. He left the factory
and went to his personal dentist for extractions. Some-
time thereafter, Plant Manager Goff told him to get busy
on those teeth for insurance purposes, and Johnson said
he thereupon secured an appointment with Dr. Parnell
for Friday, April 20, 1979, before he was terminated. He
said he reported for the appointment but the dentist was
not there so he made an appointment for the following
Monday. He testified that he went on Monday for I hour
and was told to come back on Tuesday morning, when
he had the extraction. However, he said he received a
telegram from Respondent advising that he was terminat-
ed.
Johnson said he knew he would not be going to work
on Monday if he had an extraction and that he failed to
call in on a previous occasion in 1978 and was not disci-
plined therefor. He said no one ever told him if he failed
to call in again he would be fired. Nor was he told that
if he violated any company rules he would be terminated
when he received his 3-day suspension. The telegram
from Respondent said he (Johnson) was terminated for
being AWOL. Thereafter, Johnson acknowledged he
had received a verbal warning on April 19, 1978, for fail-
ing to call in. Ashley denied that Johnson told him he
would be off on Monday or on any day during the week
of April 16.
Fellow
employee
Douglas
Stephens corroborated
Johnson's earlier testimony that he did not tell Bob
Ashley that he would like to take him outside to fight
him. Instead, when Bob Ashley told them that he did not
want them talking or he would write them up, Johnson
said, "Bob Ashley, are you threatening me?"
Albert L. McMaken, personnel and purchasing agent
for Respondent, testified that on Monday, April 23,
Johnson's failure to report for work generated inquiries
from Scoggan, causing him to check Johnson's record.
When he found that Johnson had not called in and had a
history of absenteeism, tardiness, and failure to call in,
he, Scoggan, and Bill Goff decided, after consulting with
Labor Consultant Peterson, to terminate Johnson for ex-
cessive absenteeism, failure to call in, and AWOL. Since
the policy is to call in within the first 2 hours from the
start of the shift, Johnson was in violation of company
policy.
Foreman Robert Lee Ashley testified that, around
March 8 or 9 after observing Doug Stephens and John-
son engaged in considerable conversations, he told John-
son to go to his machine and Johnson got red in the face,
and said angrily, "If you write me up, I will file a griev-
ance." He told Johnson he was not going to write him
up and to go back to his machine. Johnson said, "This is
not a threat, this is a promise. If I meet you outside the
Company property . . ." and he stopped. Ashley said he
623
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
then told Johnson to come with him to the office where
Johnson denied he threatened Ashley. Finally Johnson
admitted to threatening him and apologized to him.
Scoggan told Johnson he thought a lot of him for
owning up to what he did but told him he had to sus-
pend him for 3 days for threatening the foreman. John-
son accepted the suspension and left the plant.
Foreman Ashley testified that he first saw consultant
Floyd Peterson in early February 1979 in a meeting after
management learned about the petition. However, it is
particularly noted that the specific date of Peterson's
entry into the labor matter in the plant is not specified
nor reasonably estimated by Respondent.
Plant Superintendent John Scoggan further testified
that in February he told shop committeemen Charles
Johnson and Vance Battershell that, 5 days ago, Re-
spondent had received a petition from the National
Labor Relations Board or the Union for an election, and
he was going to terminate the shop committee temporar-
ily. He requested them to turn in their binders with
which they used in negotiating with Respondent. He
thanked them for their services in processing the griev-
ances with management. He denied he told them that most
people in the shop felt they did not need a union, and that
he did not ask them if they supported the Union or to tell
any employees to remove the union badges.
Plant Superintendent Scoggan denied that he told
Doug Stephens that he and Charlie Johnson were trying
to organize a union at the plant, or that Randy Hively so
informed him.
With respect to Charlie Newton, Scoggan denied that
he asked Newton did he think he was crazy, that he
would hire his wife so she could vote union. Nor did he
say anything to him about wearing a union penholder.
With respect to conversations held with Joel Dossen,
Foreman Wilbur Carpenter testified that, in mid-March,
Dossen called him over to his machine to repair it and
while he was doing so Dossen told him he went to a
union meeting over the weekend because he wanted to
learn what was going on, that Pat Grush was there, and
that he did not understand why Grush was there and
why he tried to destroy Bob Ashley. Dossen on other
occasions would ask him what he thought about the
unionization. He said the only question he has ever asked
Dossen was, "Did he have any doubts in his mind, that
this Union would be any different from any other
union." He denied he asked Dossen any other questions.
On cross-examination, however, he admitted he asked em-
ployee Charlie Austin if he were going to attend the union
meeting. He also admitted he waited around the table to see
who was going to pick up the union literature. He further
acknowledged that, in February, he saw Newton pick up
union literature in the lunchroom, take it over to his sta-
tion, and put it in his toolbox.
Carpenter also testified that, in early January, Stephens
and Johnson called him to their work stations about a
problem, and when he left Johnson yelled, "This Compa-
ny needs a union."
With respect to conversations with employee Brad
Harris, President Pinkerton testified that he received a
profits-and-loss statement on the Company's operation at
the beginning of the fiscal year, October 1. He said that,
since January 1979, business has been severly poor and
he thought Respondent should cut its overhead, includ-
ing personnel. In late January or early February he ac-
knowledged he initiated a conversation with Brad Harris
because he had heard Harris was not satisfied with his
wages. He told Harris he was still a trainee, still young,
and if he remained in the job he would acquire a lifetime
trade and continue to earn money. He told Harris not to
be so impatient. He continued his conversation with
Harris as follows:
"And I said, in fact, you know, I am a little dispon-
dent now because of what has happened, referring
to this petition." I said, "I thought I was really
doing something good for you people." I said, "I
have given all the benefits that I could possibly
afford, I've got the best insurance policy we can
come up with, you know, every year we are giving
and giving and giving and we have the shop com-
mittee, we have the appeals system set up. I am
always walking through the shop every day, but I
make myself available for anyone who has a ques-
tion." And I said, "Still people go outside and think
that they have to go outside for help." You know,
"Some days, I get to feeling like I am some kind of
a Son-of-a-Bitch."
Pinkerton denied he asked Harris how he felt about
the Union or told him that he would refuse to bargain
with the Union, or that he did not have to give the em-
ployees anything. He denied he asked any of the above
questions or made any of the above statements to em-
ployee James Zorger. He denied that he asked any em-
ployees about their union activities or interests.
The credited evidence of record further established the
following facts:
1. Foreman
Bill Carpenter acknowledged
on the
record that during his telephone conversation with em-
ployee Charlie Austin in January, he asked Charlie
Austin was he going to the union meeting.
2. In late January, Foreman Robert Ashley asked em-
ployee Joel Dossen had he heard anything about the
Union. Subsequently, Ashley and Dossen discussed their
prior union experiences, as well as which employees (by
name) they thought were for or against the Union.
3. In late January or early February, Foreman Bill
Carpenter asked Dossen if anything was said about him
(Carpenter) at the union meeting. He also asked how
many employees were present there, and on two occa-
sions asked whether employees David Henline, Pat
Grush or Kim Mack were there.
4. In early February, Foreman Miller undisputedly
asked employee James Zorger how he stood on the
union matter.
I conclude and find that the above questions (1) by
managerial persons of Respondent constituted coercive
interrogation of the said employees about their union in-
terest, desires, or activities, in violation of Section 8(aX)(
of the Act. The above conduct of Respondent is unlaw-
ful because the interrogation was carried on by high
ranking managerial officials of Respondent, and because
the employees were not given any assuredness that they
624
AMERICAN TOOL & ENGINEERING CO.
would not be subjected to acts of reprisal by Respondent
for supporting the Union.
5. After a conversation about the Union between
Charlie Johnson and Plant Superintendent John Scoggan,
Mr. Scoggan told Johnson "we will fight fire with fire,"
that his (Johnson) brother-in-law (Roger Boggs) on the
second work shift was engaged in union activity, and
Scoggan directed Johnson to have his brother-in-law and
fellow employees (especially probationary employees
with less than 90 days tenure) to remove or take off their
union penholders which they were wearing.
6. On January 25, employee Patric Grush directed
Grush to remove or take off the penholder he was wear-
ing.
7. In January or February, Foreman Carpenter told
employee Charles Newton to get rid of that union litera-
ture and directed him to refrain from distributing union
literature on company property.
8. In late February, Plant Superintendent John Scog-
gan told employee Charles Newton that someone said he
(Newton)
liked
working
for
Respondent,
but
he
(Newton) was still wearing those union badges.
The above-described utterances by managerial person-
nel of Respondent was of a threatening and restraining
character, and as such had a coercive effect upon the
employees exercise of Section 7 protected rights, and
therefore violated Section 8(a)(1) of the Act.
9. In early January, Plant Superintendent Scoggan di-
rected Foreman Francis Miller to listen out for employ-
ees' union activity in the plant, and, in January or early
February, Plant Superintendent Scoggan told employee
Douglas Stephens that he had heard through the grape-
vine that he (Stephens), Charles Johnson and Randy
Hively were trying to organize a union.
I conclude and find upon the foregoing credited evi-
dence that such conduct by Respondent led the employ-
ees to believe or feel that their organizing activities were
under surveillance by Respondent. Since such conduct
had, or would have a restraining and coercive effect
upon the employees Section 7 rights, it was therefore in
violation of Section 8(a)(1) of the Act.
·10. In March, Respondent's President Dwight Pinker-
ton solicited grievances of the employees during a com-
pany meeting by telling the employees in a company
meeting during the organizing campaign, that he did not
want them to feel that they needed a union; that if they
had a problem he wanted them to come to him.
The company-called meetings in March and April
were not usual meetings, but, rather, were held during
the peak of the employees' organizing campaign with the
design to frustrate the employees' efforts to organize.
Such conduct by Respondent had a coercive and a re-
straining effect upon the employees Section 7 rights, in
violation of Section 8(a)(l) of the Act.
11. In early February, President Pinkerton told em-
ployee Brad Harris, whose testimony I credit, that he
(Pinkerton) did not care for unions at all, and that if
Harris wanted a union he (Harris) was calling him (Pin-
kerton) a "Son-of-a-Bitch;"
that he (Pinkerton) hated
unions; and that if the employees selected the union, the
union could only make him sit down and talk but he did
not have to give anything.
12. In January, and again in a company meeting, Presi-
dent Pinkerton told employees James Zorger, and other
employees, respectively, that he (Pinkerton) could do as
much for the employees without a union as he could
with a union.
I conclude and find upon the foregoing evidence that
such conduct by Respondent had a threatening and coer-
cive effect upon the exercise of employees' Section 7
rights, in violation of Section 8(a)(l) of the Act. Said
conduct
also constituted
evidence of Respondent's
animus towards the union activities of its employees.
Additionally, and in view of the foregoing unfair labor
practices committed by Respondent, I must now consid-
er and determine whether such conduct was related to,
or in any way served as a motive for, various actions and
nonactions by Respondent on February 9 and thereafter.
In this regard, the credited evidence of record estab-
lished that the Union's petition for certification was filed
on February 2, 1979, and, 7 days later, Respondent dis-
charged employees Kim Mack, David Henline, and
Patric Grush on February 9, 1979. All three employees
were still within the 90-day probationary period at the
time of their discharge. Nevertheless, the record shows
that this is the first time Respondent has ever discharged
more than one employee on any given day.
Employee Kim Mack was recently reemployed by Re-
spondent. He reported to work an hour late on February
9, and proceeded to drink a cup of coffee at his machine.
He was immediately summoned to the office of Plant Su-
perintendent John Scoggan who advised him that it was
felt he did not enjoy this type of work and was therefore
being terminated. Although no other reason was given
for his discharge at that time, Scoggan testified that
Mack was terminated for poor production and slow
learning, and that the discharge took place before he
learned about the employees organizing activities. How-
ever, on cross-examination, Scoggan acknowledged that
Mack's discharge occurred after he learned about the
employees' union activities. He further acknowledged
that Mack's production was affected to some extent by a
water manifold problem with the operation on which
Mack worked. By reversing and clarifying his testimony
given on direct examination, Scoggan confirmed my ob-
servations of his demeanor on the stand, that he was not
testifying truthfully with respect to his real reasons for
discharging Mack.
Moreover, I find it rather difficult to believe Scoggan
rehired Mack whom he contends was such a slow per-
former. Nevertheless, even if Respondent's reasons, in
view of these circumstances, were accepted at face
value, they again run into question when it is observed
that Mack was among two other probationary employees
(Grush and Henline) also terminated on the same day
(February 9), only a few days following Respondent's re-
ceipt of the Union's petition.
Employee Patric Grush was rehired by Respondent
and reported to work after a month's layoff on January
9. Shortly thereafter, as he walked past President Pinker-
ton, the latter asked him how he liked his job and how
was he getting alone. Grush replied. "Fine." As he start-
ed to go to work, he was summoned to the office by
625
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Foreman Bob Ashley where Plant Superintendent John
Scoggan negatively asked, "You don't have 90 days do
you?" and when Grush replied,"[No], Scoggan advised
him that it was with deepest regrets to terminate him,
but he had to let him go. Scoggan then asked Grush did
he have anything to do with the Union.4
However, at the hearing Scoggan testified that Re-
spondent terminated Grush for poor quality and quantity
production, that Grush had neglected to check parts
with a gauge as the job required, and that he had been
warned about the same. On cross-examination, Scoggan
acknowledged that the incident regarding Grush's failure
to check his parts with the gauge occurred on January
30, and that Respondent did not discharge Grush at that
time. The fact that Respondent did not discharge Grush
at that time clearly infers that Respondent did not intend
to terminate him, but rather to give him a chance to
comply with the check-parts requirement. Consequently,
since Respondent had cause to terminate Grush on Janu-
ary 30 and did not do so, it's contention that it decided
to discharge him on February 9 for the same reason (fail-
ure to check parts), only 6 or 7 days after Respondent's
receipt of the Union's petition, clearly infers that Grush's
production and failure to check parts was a pretext ad-
vanced by Respondent to justify its discharge of him.
Employee David Henline first worked for Respondent
for less than 90 days between August and November
1978, when he was terminated allegedly because he was
not qualified and because Respondent had to let one man
go. Henline was rehired by Respondent and reported to
work on December 4, 1978. He signed a union card in
January and wore a union penholder and placed some
union literature on the table in the plant's canteen on
January 21. Subsequently, during a conference about a
disagreement involving Foreman Carpenter, Steve Cor-
nelius, and David Henline, in Scoggan's office, Henline
asked Scoggan could management leave the employees
alone (stop harassing them) as far as union business was
concerned, because he said, the employees do have the
right to organize. I credit Henline's testimony that Scog-
gan replied, "Well, I don't believe you have your 90
days in, and that you have the right to push the union
....
You're still probationary help." 5
When Henline reported to work the next day (Febru-
ary 9) 30 minutes late and proceeded to have a cup of
coffee before working, he was immediately taken to the
office by Foreman Carpenter and advised by Scoggan
that he was terminated for absenteeism and lack of quali-
fications. The record shows that Henline was absent 36-
3/4 hours during the month of January and that he was
late 3-1/2 hours on January 30, at which time Respond-
' Although Scoggan denied he asked Grush anything about the Union,
I do not credit his denial. Instead, I credit Grush's testimony to that
effect, not only because I was persuaded by Grush and Scoggan's demea-
nor, respectively, but because the evidence of record as a whole suggests
that Scoggan was trying to make a subtle impression upon Grush and
other employees, who learned about Grush's discharge, that Grush was
probably discharged for engaging in union activity.
5 I do not credit Scoggan's denial that he made the latter statements
not only because I was not persuaded by his demeanor that he was not
telling the truth, but also because said denial is inconsistent with Scog-
gan's subsequent termination of Henline, as well as with the tenor and
logical consistency of the evidence of record as a whole.
ent told Henline it would not tolerate his continued ab-
senteeism. The record does not show that Henline was
specifically warned about being late. Henline acknowl-
edged that he was warned on one occasion for running
bad parts, but said thereafter his parts improved.
The evidence is quite clear that Respondent had
grounds to terminate Henline in January for absenteeism
but neglected to do so. While it is also clear that Re-
spondent warned Henline for running bad parts some-
time in January, it is undisputed and equally clear that
Henline was rehired by Respondent in December 1978,
and showed improvement in his work performance with
respect to parts. Thus, Respondent might have had
grounds to terminate Henline for performance at that
time it warned him about the bad parts, but it did not do
so. Moreover, since it is not shown that Henline ran ad-
ditional bad parts after the warning or that he was absent
without leave after the warning on January 30, the
record does not show that he was discharged for being
absent or for running more bad parts about which he had
been previously warned. Consequently, the only current
infraction of a work rule committed by Henline on Feb-
ruary 9 was his reporting to work 30 minutes late.
It may be questionably argued that Respondent had
just cause for terminating Henline on February 9 for
being tardy. However, this argument falls into greater
question when Respondent's discharge of Henline is re-
viewed in conjunction with its statements to Henline on
February 8 about his union activity, the previously found
unfair labor practices committed by Respondent during
the months of January and February, the failure of Re-
spondent to comply with its disciplinary procedure in is-
suing an oral warning, written warning, suspension, and
involuntary termination, and Respondent's precipituous
and first multiple discharge of three employees (Pat
Grush, Kim Mack, and David Henline, all probationary
employees) on one day (February 9).
It is particularly noted that Respondent commenced
articulating that Henline was not qualified after it hired
Henline for the second time, and only after its receipt of
the Union's petition on February 2, and its discussion
with him about his union activities on February 8. Under
the aforedescribed combined circumstances, I am per-
suaded that Respondnt's discharge of Henline on Febru-
ary 9 was substantially, if not totally, motivated by his
activities on behalf of the Union.
Finally, when Respondent's recent (January and Feb-
ruary) history of unfair labor practices and union animus,
as found herein, are considered along with the timing,
lack of ultimate warning given the discharges, and the
precipitous character of the discharges of Mack, Grush,
and Henline, it becomes unequivocally clear that their
discharges
were
predicated
upon
a discriminatory
motive, and, as such, were in violation of Section 8(a)(3)
and (1) of the Act. Haynes Industries, Inc., 232 NLRB
1092 (1977).
After a verbal exchange between employee Charlie
Johnson and Foreman Bob Ashley on March 9, Plant
Superintendent Scoggan, in resolving the controversy,
denied Johnson's request for Douglas Stephens as a wit-
ness, saying "there was no use to bother him because
626
AMERICAN TOOL & ENGINEERING CO.
he's a union guy." After some discussion, Scoggan told
Johnson he would take the word of his foreman (Ashley)
that Johnson had threatened Ashley and thereupon sus-
pended Johnson for 3 days. Prior to the above-described
incident, on February 9, Johnson asked Scoggan why he
discharged David Henline and Pat Grush, and Scoggan
said that he did not see why that was any of his (John-
son's) business. Going about the business for which he
entered Scoggan's office, Johnson laid some papers down
on Scoggan's desk. Scoggan looked up and said, "I told
you I'd fight fire with fire," and he asked Johnson to
have the fellows take off their union penholders.
In addition to having contact with the Union in De-
cember 1978, Johnson signed a union card in January
and distributed union literature on the plant's parking lot
after January 20, 1979. He also served as an observer for
the Union in the April election.
In an effort to justify its termination of Johnson, Re-
spondent adduced evidence from Johnson's personnel
record. In response to some of the information in his per-
sonnel record, Johnson acknowledged that he received a
verbal warning on April 19, 1978, for failing to call in.
After being suspended for 3 days on March 9, 1979,
Johnson failed to report for work on Friday, April 20,
1979. He was pronounced AWOL by management a few
minutes after 9 o'clock on April 20. Johnson contended
that he went to the dentist on April 20, but I am not per-
suaded by the evidence that he did or did not in fact
visit the dentist on Friday. In any event, the evidence is
clear that Respondent terminated Johnson by telegram.
In determining whether Respondent's suspension of
March 9 and its later discharge of Johnson on April 23
were in any way motivated by Johnson's union activity,
it is first observed, as herein before found, that Respond-
ent had knowledge of Johnson's significant involvement
in the employees' organizing drive. Secondly, not only
did Johnson serve as an observer for the Union in the
April election, but it is noted that, when Johnson asked
that Doug Stephens bear witness to the altercation be-
tween himself and Foreman Ashley on March 9, Scog-
gan said there was no use since Stephens was a union
guy (possibly inferring union supporters are apt to sup-
port one another). Thirdly, in discussing whether or not
Johnson threatened Ashley on March 9, Scoggan ig-
nored Johnson's denial of the charge and announced that
he would take Ashley's word without further investiga-
tion. He then suspended Johnson for 3 days.
It was established in this proceeding through the ad-
mission of Foreman Bob Ashley, that the essence of the
contended threat against him by Johnson, was that John-
son said something to the effect of "meet you off compa-
ny property." However, the record shows that Respond-
ent was not interested in ascertaining the factual sub-
stance of the contended threat on March 9, and Johnson
accepted the suspension. It is also noted that Respondent
again did not follow its graduated ladder of severity in
imposing disciplinary action against Johnson because it
did not establish that it had issued a verbal warning on
the first offense, and a written warning on the second of-
fense, prior to Johnson's suspension on March 9. Conse-
quently, the evidence is more than ample to infer the
conclusion and finding that Respondent's suspension of
Johnson was motivated by Johnson's union activities.
Additionally, when Johnson failed to timely (7 a.m.)
report to work on Friday, April 20, Respondent con-
cluded 2 hours after the start of the shift (9 a.m.) that
Johnson was AWOL and decided to terminate him. Re-
spondent consulted with its labor relations consultant,
called Johnson by telephone and advised him that he was
terminated, and thereafter transmitted its decision of ter-
mination to Johnson by telegram. Johnson received a
telephone call from Western Union at 10 a.m. on April
20, advising him of the contents of the telegram.
Thus, it is readily apparent that while it was well es-
tablished that Johnson was late at 9 a.m. on Friday,
April 20, there was no way Respondent could have rea-
sonably and fairly concluded a few minutes after 9 a.m.
that Johnson was going to be AWOL for the entire day.
Hence, the premature determination of AWOL for the
day, before Johnson had a factual chance to be AWOL,
further reveals the discriminatory anxiety of Respondent
to terminate Johnson even before he was in fact AWOL
for the day. When the same factual considerations out-
lined in evaluating Respondent's discriminatory suspen-
sion of Johnson are inserted into the chain of events
which occurred in the plant between January and April
20, the continuity of Respondent's union animus and dis-
criminatory conduct is logically connected to its discrim-
inatory discharge of Johnson on April 20. This conclu-
sion is inevitable because Respondent's discharge of its
longtime (since 1976) employee Johnson was motivated
by Johnson's active involvement in the Union, of which
fact Respondent was fully aware. The discharge was
therefore violative of Section 8(a)(3) and (1) of the Act.
Respondent's efforts to establish cause for its discharge
of Johnson is clearly a pretext to conceal the unlawful-
ness of the discharge.
Although Respondent tried to show that it had profes-
sional advice and knowledge with respect to its compli-
ance with the National Labor Relations Act, as amend-
ed, it is especially observed that Respondent contends it
first retained labor managment consultation (Blackstone,
Simmons, and Peterson) in early February, notwithstand-
ing its flagrant violations of the Act during January
through February 9. The record shows that Respondent
failed to designate or reasonably estimate the specific
date in February on which it retained consultative serv-
ices, which would appear to be an easy matter of proof
for Respondent. Consequently, I find that Respondent
did not retain labor management consultative services
until after February 9. If Respondent did in fact retain
such services prior to February 9, then I further con-
clude and find that Respondent did not comply with any
correct advice which might have been given by such
consultative services. In fact, the great though successful
effort to skillfully discharge Charlie Johnson on April 20
clearly infers that Respondent was trying to achieve its
objective (discharge of Johnson) within the scope of the
law, after it may have had the benefit of consultative
advise. From Respondent's point of view, unfortunately
it failed in that effort.
/
627
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Respondent's Denial of Raises to James Zorger and
Brad Harris
Respondent acknowledged that trainee employees re-
ceive a raise in wages within 3 to 6 months. Employee
trainee James Zorger was undeniably promised a raise
after 90 days by Respondent. When trainee Brad Harris
took his current position he understood the normal time
to receive a raise was between 60 and 90 days. Respond-
ent stipulated that it denied Zorger a raise and the
record shows that Respondent told Zorger he could not
have a raise because the Union filed a petition with the
National Labor Relations Board. In any event, after 10
months in their current positions, neither Zorger nor
Harris has received a raise.
In February, Brad Harris told Respondent's president,
Dwight Pinkerton, that he felt he deserved a raise and
Pinkerton asked Harris how he felt about unions. Harris
said he did not want to talk about it. Pinkerton then told
Harris that if he wanted a union in the plant it was like
calling him (Pinkerton) "a Son-of-a-Bitch"; and that he
hated unions.6 Also in February, Foreman Francis Miller
asked Harris how he stood on this union matter. Re-
spondent did not offer any explanation to Harris why it
denied him a raise but the record evidence clearly shows
that Respondent suspected and/or knew of both Zorger's
and Harris' involvement in union activities.
Thus, keeping in mind the voluminous evidence of Re-
spondent's union animus and unfair labor practices herein
found, I further conclude and find upon the foregoing
evidence that both Harris and Zorger were denied raises
by Respondent because of their and other employees' ac-
tivities on behalf of the Union. Respondent's denial of
the raises under such circumstances were clearly discrim-
inatory and violative of Section 8(a)(3) and (1) of the
Act. This conclusion is especially true when its also
borne in mind that Respondent unequivocally stated that
it denied a raise to Zorger because of the Union's peti-
tion filed with the National Labor Relations Board. In
other words, Respondent suggested that it was refusing
or failing to grant further raises pending the outcome of
the election. Such a reason for denying a raise is clearly
unlawful as articulated by the Board in The Gates Rubber
Company, 182 NLRB 95 (1970). Here, Respondent did
not tell Harris and Zorger that its wage policy would be
adhered to regardless of the outcome of the union elec-
tion.
Respondent's Suspension of James Zorger
The record further shows that Respondent suspended
employee James Zorger in July for 3 days allegedly for
running bad parts. Zorger acknowledged that he ran bad
parts on several occasions and Plant Superintendent John
Scoggan testified that other employees had been sus-
pended for poor quality of work. However, Scoggan ac-
knowledged on cross-examination that James Zorger was
6 Although President Pinkerton denied Harris' version of their discus-
sion. I nevertheless credit Harris' account over Pinkerton's because I was
persuaded by the almost overwhelming consistency of the evidence that
Harris was telling the truth. I received the distinct impression from the
demeanor of Pinkerton that he was favoring Respondent in testifying on
this subject.
the first employee suspended for running bad parts.
Zorger corroborated Scoggan's testimony by adding that
fellow employees Mike Flesher, Charlie Austin, and Foy
Phelphs have also ran bad parts on occasions and Re-
spondent did not impose any disciplinary action against
them. Zorger's testimony was not disputed in this regard.
Consequently, I conclude and find upon the foregoing
credited evidence that Respondent has not previously
suspended employees for running bad parts; that Re-
spondent does not have a disciplinary rule which re-
quires it to suspend employees for running bad parts, but
even if it does Respondent does not enforce the rule uni-
formly; that the record shows that James Zorger partici-
pated in union activities in the plant and discussed the
Union with Respondent's
president, Pinkerton;
that
Zorger was asked by Foreman Francis Miller how he
stood on the union matter; that Respondent had knowl-
edge of Zorger's and other employees organizing activi-
ties and had discussed those activities with Zorger; and
that Zorger was singled out for suspension by Respond-
ent as a result of Respondent's manifested union animus
and the organizing activities of Zorger and employees in
an effort to discourage employees from supporting the
Union. Under these circumstances, Respondent's suspen-
sion of Zorger was discriminatory and in violation of
Section 8(a)(3) and (1) of the Act.
The record also shows that, in January or early Febru-
ary, Scoggan told Douglas Stephens that he (Scoggan)
had heard through the grapevine that he (Stephens),
Charlie Johnson, and Randy Hively were trying to orga-
nize a union. Stephens replied, "[N]o." A few days later,
while working as an inspector on the day shift, Scoggan
told him he was needed on the night shift, and that it
was either the night shift or no work. Although 2 weeks
later Stephens was transferred back on the day shift as
an operator, he did not want to work the night shift.
Since the timing of Stephens' transfer to the night shift
was immediately subsequent to Respondent's (Scoggan)
unlawful interrogation of Stephens, and its antiunion con-
versations, it is reasonably established that Respondent's
transfer of Stephens was motivated by his and other em-
ployees' union activity. The evidence shows that Re-
spondent surmised and in fact had knowledge that Ste-
phens was involved in the organizing activities, and
transferred him to discourage him and other employees
from joining or supporting the Union. This conclusion is
especially true when the evidence of record is viewed as
a whole. Respondent's discriminatory transfer of Ste-
phens was therefore a restraint on employees' Section 7
rights, in violation of Section 8(a)(3) and (1) of the Act.
Although Respondent discontinued its mass issuance of
cotton gloves to all employees, it nevertheless continued
to issue such gloves to employees operating machines or
handling materials which were hot, extremely rough, or
injurious to the skin. Respondent also offered undisputed
testimonial evidence that the employees were wasteful
with their use of the gloves. That is, that it found unfully
worn gloves in the trash and other places of abandon,
that the cost of such gloves were constantly increasing,
and that, according to its inventory and the rising cost of
628
AMERICAN TOOL & ENGINEERING CO.
such gloves, it implemented a more economical policy
for the issuance of such gloves.
I credit the foregoing undisputed evidence of Re-
spondent and find that its explanation for modifying its
policy (regarding the issuance of gloves) was reasonable.
I further conclude and find that the glove policy change
was not discriminatory and violative of Section 8(a)(3)
and (I) of the Act.
The allegation that Respondent discriminated against
its employees with respect to the issuance of gloves is
therefore dismissed.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of Respondent set forth in section III,
above, occurring in connection with the operations de-
scribed in section I, above, have a close, intimate, and
substantial relationship to trade, traffic, and commerce
among the several States and tend to lead to labor dis-
putes burdening and obstructing commerce and the free
flow of commerce. They are unfair labor practices
within the meaning of Section 8(a)(l) and Section 2(6)
and (7) of the Act.
V. THE REMEDY
Having found that Respondent is engaged in unfair
labor practiccs warranting a remedial order, I shall rec-
ommend that it cease and desist therefrom and that it
take certain affirmative action to effectuate the policies
of the Act.
It having been found that Respondent interfered with,
restrained, and coerced its employees in the exercise of
their Section 7 protected rights, in violation of Section
8(a)(1) of the Act by coercive interrogation of its em-
ployees about their union interest and activities, by creat-
ing the impression that the organizing activities of its em-
ployees were under surveillance by Respondent, by
giving employees the impression that efforts to organize
the Union would be futile, by soliciting employee griev-
ances for the purpose of causing them to reject the
Union as their collective-bargaining representative, and
by threatening employees by telling them Respondent
would fight the Union with fire and ordering them to
abandon their union literature, refrain from distributing it
on company property and to take off their union pen-
holders, the recommended Order will prove that Re-
spondent cease and desist from engaging in such unlaw-
ful conduct.
Because of the character of the unfair labor practices
herein found, the recommended Order will provide that
Respondent cease and desist from, in any manner what-
ever, interfering with, restraining, and coercing employ-
ees in the exercise of the rights guaranteed them by Sec-
tion 7 of the Act. N.L.R.B v. Entwistle Mfg. Co., 120
F.2d 532, 536 (4th Cir. 1941).
CONCLUSIONS OF LAW
1. Respondent, American Tool and Engineering Co.,
Inc., is an employer engaged in commerce within the
meaning of Sections 2(6) and (7) of the Act.
2. Shopman's Local Union No. 726, of the Internation-
al Association of Bridge, Structural and Ornamental Iron
Workers, AFL-CIO, is and has been at all times material
herein, a labor organization within the meaning of the
Act.
3. By coercively interrogating its employees on var-
ious dates during January and early February
1979,
about their and other employees union interest or activi-
ties on behalf of the Union, Respondent violated Section
8(a)(1) of the Act.
4. By giving the employees the impression that their
activities for or on behalf of the Union were under sur-
veillance by Respondent, Respondent violated Section
8(a)(1) of the Act.
5. By soliciting employees' grievances concerning their
interest and/or activities on behalf of the Union, Re-
spondent violated Section 8(a)(1) of the Act.
6. By threatening employees in telling them it will
fight the Union with fire and ordering them to take off
their union penholders and to abandon and refrain from
distributing union literature on company property, Re-
spondent violated Section 8(a)(1) of the Act.
7. By giving the employees the impression that their
efforts to organize the Union would be futile, Respond-
ent violated Section 8(a)(1) of the Act.
8. By discriminatorily assigning employees to more
onerous and inconvenient duties or work shifts because
they engaged in concerted or union activities, in Re-
spondent violated Section 8(a)(l) of the Act.
9. By discriminatorily suspending or terminating the
employment of employees because they engaged in con-
certed or union activities, Respondent violated Section
8(a)(3) and (1) of the Act.
10. By discriminatorily failing and refusing to grant
wage increases to employees because they engage in con-
certed or union activities, Respondent violated Section
8(a)(3) and (1) of the Act.
11. By discriminatorily assigning employees to more
onerous or inconvenient duties or work shifts, Respond-
ent violated Section 8(a)(1) of the Act.
12. By promulgating and maintaining an overly broad
no-solicitation/no-distribution rule, Respondent violated
Section 8(a)(1) of the Act.
13. The aforesaid unfair labor practices affect com-
merce within the meaning of Sections 2(6) and (7) of the
Act.
[Recommended Order omitted from publication.]
629