231 NLRB 422
Rollyson Aluminum Products, Inc.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Rollyson Aluminum Products, Inc. and Roger D. Ruth
Rollyson Aluminum Products, Inc. and Shopmen's
Local Union No. 819, of the International Associa-
tion of Bridge, Structural and Ornamental Iron
Workers, AFL-CIO, Petitioner. Cases 9-CA-
10470 and 9-RC-11604
August 15, 1977
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS
JENKINS AND MURPHY
On March 29, 1977, Administrative Law Judge
Robert E. Mullin issued the attached Decision in this
proceeding. Thereafter, the Respondent filed excep-
tions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and has
decided to affirm the rulings, findings,' and conclu-
sions 2 of the Administrative Law Judge and to adopt
his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the Respondent, Rollyson Alumi-
num Products, Inc., South Point, Ohio, its officers,
agents, successors, and assigns, shall take the action
set forth in the said recommended Order.
IT IS FURTHER ORDERED that Case 9-RC-11604 be,
and it hereby is, remanded to the Regional Director
for Region 9 for the purpose of opening and counting
the ballots of Roger D. Ruth, Dale Palmer, Cletus
Randles, Ronald Lynd, and Howard Moore. There-
after, the Regional Director will issue a revised tally
of ballots and take whatever other action is indicated
by the results of that tally. If the revised tally of
ballots indicates that the remaining challenged
ballots are sufficient in number to affect the results of
the election, the Regional Director for Region 9 shall
conduct an investigation of the challenged ballots of
Shirley Caines,
Lloyd
Daniel, Claude Howard,
Joanna Jenkins, John Jones, Kenneth
Lawson,
Eugene Lykins, and Clyde Pennington and issue a
supplemental report containing findings of fact and
recommendations to the Board as to the disposition
of the challenges.
231 NLRB No. 71
The parties to this proceeding may file exceptions
to the Regional Director's supplemental report
pursuant to Section 102.69 of the Board's Rules and
Regulations, as amended.
The Respondent has excepted to certain credibility findings made by
the Administrative Law Judge. It is the Board's established policy not to
overrule an Administrative Law Judge's resolutions with respect to
credibility unless the clear preponderance of all of the relevant evidence
convinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (C.A. 3. 1951). We have
carefully examined the record and find no basis for reversing his findings.
2 In the absence of exceptions thereto, we adopt pro formn
the
Administrative Law Judge's dismissal of the 8(aXI) allegation that the
Respondent's president, Rollyson, solicited employee grievances in an effort
to persuade employees to abandon the Union.
DECISION
STATEMENT OF THE CASE
ROBERT E. MULLIN, Administrative Law Judge: This is a
consolidated proceeding involving allegations that the
above-named Employer engaged in unfair labor practices
in violation of Section 8(aX)(1) and (3) and also involving
challenges to the eligibility of certain voters in an election
held pursuant to a petition filed by the above-named
Union in Case 9-RC-11604.
The unfair labor practice allegations are set forth in a
complaint issued in Case 9-CA-10470 on August 26,
1976.1 By order dated August 26, 1976, the Regional
Director for Region 9 consolidated the complaint case with
Case 9-RC-11604, the above-numbered representation
matter, and directed a hearing. In its answer, duly filed, the
Respondent conceded certain facts with respect to its
business operations, but it denied all allegations that it had
committed any unfair labor practices.
The hearing of these consolidated cases was held on
November 8, 1976, in Ironton, Ohio. At the hearing all
parties were represented. All were given full opportunity to
examine and cross-examine witnesses, and to file briefs.
Oral argument was waived. On December 8, 1976, the
General Counsel and the Respondent submitted briefs.
Upon the entire record herein, and from my observation
of the witnesses, I make the following:
FINDINGS OF FACT
I. THE BUSINESS OF THE RESPONDENT
The Respondent, an Ohio corporation, is engaged in the
manufacture of windows and patio doors at a plant in
Sheridan, Ohio.2 During the 12 months preceding the
issuance of the complaint, a representative period, the
Respondent had a direct outflow of goods in interstate
commerce valued in excess of $50,000 which it sold and
shipped from the aforesaid plant in Sheridan to points
outside the State of Ohio. Upon the foregoing facts, the
The charge was filed on July 16, 1976.
2 The complaint referred to the location of the Respondent's plant as
Sheridan, Ohio, whereas a Board Decision and Direction of Election
described the same facility as being at South Point. There is no explanation
in the record for this apparent discrepancy. In any event, it appears that the
Respondent has only one plant in the State of Ohio and hereinafter it will be
assumed that this installation is located at Sheridan.
422
ROLLYSON ALUMINUM PRODUCIS, INC.
Respondent concedes, and it is now found, that Rollyson
Aluminum Products, Inc., is an employer as defined in
Section 2(2) of the Act and is engaged in commerce and in
operations affecting commerce as defined in Section 2(6)
and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
The Respondent concedes, and it is now found, that the
Union (also known herein as Ironworkers), is a labor
organization within the meaning of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A.
Introduction
Case 9-CA- 10470
The Respondent's plant has approximately 130 employ-
ees. In May 1976,3 the Union began an organizational
campaign among those workers. On June 30, employee
Roger D. Ruth was terminated. His discharge is an issue in
this case. On July 19, the Union filed a representation
petition in Case 9-RC-11604, which ultimately resulted in
the holding of a secret-ballot election on September 30.
The General Counsel alleges that the Respondent
violated Section 8(a)(3) by its termination of Ruth and
Section 8(a)(1) by various other acts and conduct. All of
these allegations are denied by the Respondent in their
entirety.
B.
The Respondent's Supervisory Staff
The Respondent acknowledged only James Rollyson, the
Respondent's president, and Elwood Wilson, the plant
superintendent, as having supervisory status. Wilson
testified that the plant generally had from 120 to 130
employees, with about 75, or more, on the day shift (6:30
a.m. to 2:30 p.m.), about 35 on the second shift (2:30 to
11:30 p.m.), and the balance on the night shift (11:30 p.m.
to 7:30 a.m.). The Respondent has another plant in
Florida. President Rollyson testified that he is now living in
the latter State, that he comes to the plant in Sheridan only
about once a month and customarily returns to Florida
after no more than a brief visit at the facility in Ohio. As a
result, it is evident that for most of each month Plant
Superintendent Wilson is the only acknowledged supervi-
sor on the premises. Obviously, a plant with over 120
employees and operating on a three-shift-a-day basis has
need for substantial supervision by more than a single
representative of management. Yankee Department Stores,
Inc., a Subsidiary of Hartfield-Zodys, Inc., d/b/a Zodys,
Elkhart, Indiana, 211 NLRB 306, 309 (1974); Rochester
Cadet Cleaners, Inc., 205 NLRB 773, 781 (1973); McKinnon
Services, Inc., 174 NLRB 1141, 1143 (1969); Swan Super
Cleaners, Inc., 152 NLRB 163, 168 (1965).
Thomas E. Smith testified that he acts as the assistant to
Plant Superintendent Wilson. He acknowledged that he
might be called the "assistant plant superintendent." Smith
testified that he grants employees time off, transfers them
from one department to another, and has effectively
:3 All dates hereinafter are for the year 1976 unless specifically noted
otherwise.
recommended the hiring and discharge of employees. It is
now found that Smith is a supervisor within the meaning of
the Act.
The employment status of Charlotte McQuaid, Charlotte
Pierce, Victor Sharp, and James H. Vaughn is also in
question. At the hearing, the Respondent characterized
these individuals as only "crew leaders." Each of them was
in charge of a department at the plant. McQuaid was in
charge of the "single hung department,"
Pierce the
insulated glass department, Sharp the slider department,
and Vaughn the load-out, shipping, and receiving depart-
ment. The title "crew leader" does not appear in the
employee handbook which the Respondent issued to its
personnel. The handbook does, however, contain numer-
ous references to "Department Supervisors," Thus, the
employee manual specifies when an individual is to report
absences and tardiness to his "Department Supervisor"
and the occasions when the employee must have "your
Supervisor . . . initial your time card." The handbook
further provides that "Department Supervisors will ap-
prove all vacation schedules for their departments with the
concurrence of the Plant Superintendent."
Assistant
Superintendent Smith testified that the term "Department
Supervisor," as used in the handbook, was synonymous,
with "crew leader."
All of the crew leaders are paid a salary, whereas the
employees under them receive an hourly wage. Employee
Sandra Lee Perry credibly testified that Crew Leader
McQuaid has 10 to 12 employees in the single hung
department, that McQuaid approves requests for leave,
grants time off, initials the employees' timecards, and gives
her and all the other employees in the department the
orders with which they must comply during the work shift.
Crew Leader Pierce testified that she had eight employees
in her insulated glass department. She further testified that
she has written up employees for infractions of the plant
rules and that she has recommended the discharge of an
employee. Crew Leader Sharp testified that he had 17
employees under him in the slider department. He further
testified that he recommends employees for promotion.
Employees Roger D. Ruth, Glenna Crum, and Janet
McClasky, all of whom worked in the slider department,
testified that it was from Sharp that they received their
orders during the working day, and that he initialed their
timecards and gave them permission
to be absent.
Assistant Plant Superintendent Smith also testified that
Sharp was authorized to write up employees for disciplin-
ary infractions. James Vaughn testified that as crew leader
of the load-out, receiving, and shipping department he had
authority to recommend the discharge of employees, that
he has done so with respect to three or four individuals and
that most of those involved were subsequently terminated.
He further testified that he has written up employees and
authorized overtime. According to Superintendent Wilson,
Vaughn is on the evening shift with about 35 employees
and, after the departure of Assistant Superintendent Smith
at or about 6 p.m., Vaughn is the next ranking representa-
tive of management at the plant. On the basis of the
foregoing findings it is now found that McQuaid, Pierce,
423
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and Vaughn are supervisors within the meaning of Section
2(1 1) of the Act.
Smith further testified that, in addition to the four above-
named crew leaders, Claude Howard, Kenneth Lawson,
Shirley Caines, Lloyd Daniel, and Clyde Pennington also
acted in that same capacity at the Respondent's plant. No
testimony was offered as to the specific duties or functions
of the last named. However, on the basis of the testimony
already offered as to the work of crew leaders generally it is
now found that all of them were departmental supervisors
as described in the employees' handbook and that, as such,
they had supervisory status.
C. The Alleged Violations of Section 8(a)(l);
Findings and Conclusions With Respect Thereto
Early in May employee Roger D. Ruth circulated a
petition to secure the names of coworkers who were
interested in getting a union. In the process of soliciting
signatures he talked with almost all of the employees in the
plant. After he had secured about 60 names on his petition
Ruth contacted an organizer for the Ironworkers. A short
while later, Carl Richison, a union representative, met with
about five of the employees, including Ruth, at the home of
the latter and all of them signed union cards. A short while
thereafter, Ruth began circulating authorization cards
among his coworkers and secured about 45 signed cards
from them.
Assistant Superintendent Smith acknowledged that the
Respondent had no rules on soliciting in effect. Neverthe-
less, after the initiation of the organizational campaign,
several of the Respondent's supervisors told the employees
that they could not discuss the subject of unionization
while on duty. Employee Glenna Crum testified that, early
in May, Assistant Superintendent Smith came up to a table
where she and several coworkers were conversing and told
them "You shouldn't be talking about the Union on
company time" that usually when unions came they caused
trouble and he "didn't want to see anybody get hurt."
Employee Kenna Jean Kelly testified that near the end of
May, Smith told her and several other employees that 'if a
union came in . . . there was trouble and somebody got
hurt or there was property damage." Employee Janet
McClasky testified that on another occasion, early in June,
Smith told her and several of her colleagues that he "didn't
want us talking about the union on company time."
Employee Sandra Lee Perry testified that on or about July
i, Supervisor McQuaid told her and the other employees in
the single hung department that Smith had "sent word for
us not to talk about the Union" and that if anyone was
heard discussing the Union the employee would be
required "to punch [her] time card and go home."4 Smith
conceded that he discussed the Union with the employees
and made some statements on the subject. He did not deny
the version of the foregoing conversations related by the
employees. Crum, Kelly, McClasky, and Perry were
credible in the testimony that is set forth above and it is
now found that the conversations in question occurred
substantially as they described them.
4 McQuaid was never called as a witness.
5 Several years earlier the Union had made an unsuccessful attempt to
organize the Respondent's Sheridan plant.
Employee Ruth testified that in mid-May, and after he
started soliciting signatures on his petition for a union, he
heard Berky Bradshaw, a coworker, tell Supervisor Sharp,
who was then his foreman, that Ruth was the one who
started the union campaign. Soon thereafter, Sharp asked
Ruth "What's this about a Union?" Ruth at first feigned
lack of knowledge as to the subject and then Sharp added
"don't give me that . . . everybody knows what you're
doing, so be careful." Ruth's testimony was credible and it
was not denied by either Sharp or Bradshaw. Sharp
testified that about a month later and in mid-June,
Assistant Superintendent Smith asked that he speak to
Ruth about soliciting authorizations and that he did so.
According to Sharp, "I asked him if he was passing cards
on company time and he said no." Sharp testified, "I told
him 'you could be fired for that.' "
On June 18, President Rollyson spoke to all of the
employees at a meeting held at the plant during working
hours. Rollyson testified that he held such meetings with
the employees only rarely and that the one in question was
the first in at least 2 years. Rollyson and several of the
employees present testified as to the contents of his talk at
this time. Rollyson told the employees that he did not feel
that a union would do them any good because he was
unable to pay any higher wages than they were then
receiving, that the Company was in difficult financial
straits and that if any of them cared to examine the
Respondent's financial records he would gladly let them
inspect the books. Rollyson testified that he told them that
"if they had anything that they wanted to discuss with me
. . I would be glad to discuss it." According to Ruth, the
Respondent's president told them that "if anyone had any
problems let them come to the office after the meeting."
Rollyson testified that subsequent to the meeting, Ruth
was the only employee that came to see him at his office.
According to Ruth, when he went to Rollyson's office he
opened the conversation by stating that he was one of those
who was trying to start a union and that the rejoinder of
the company president was "Well, we can't fire you for
that." Rollyson acknowledged that Ruth told him of his
involvement with the Union and that he was interested in
securing a better job. Rollyson testified that he assured
Ruth that as soon as an opening materialized he would
have Superintendent Wilson, or his assistant Smith, let
Ruth have the opportunity.
Late in the month of June, Ruth received a promotion
and was transferred to a job on the night shift where he was
under the supervision of Supervisor James H. Vaughn.
Ruth testified that on the third night that he was on his new
assignment, Supervisor Vaughn initiated a conversation
concerning the Union and told Ruth that he would "hate
to see you ruin yourself. . . Ed [Plant Manager Wilson]
wants to run a company and the Union is forcing him to
close." According to Ruth, Vaughn told him "if this time
the Union did come in,5 Jim Rollyson would close down."
Vaughn acknowledged having had a conversation with
Ruth at the time and place in question and that he had told
the employee that he did not think highly of unions.
However, he denied having suggested to any employee that
424
ROLLYSON ALUMINUM PRODUCTS, INC.
Rollyson would close the plant if the Union was successful
in organizing a majority of the employees. Vaughn's denial
was unpersuasive. It is now found that Ruth was the more
credible witness as to this conversation and that the
supervisor made the comments which the employee
attributed to Vaughn.
Employee James L. Cremeans testified that on June 30,
Supervisor Vaughn asked him whether Ruth (who was
discharged that night) "had tried to force me to sign a
union card." According to Cremeans, he told the supervi-
sor that Ruth had not forced him to sign a card, but that he
had, in fact, signed an authorization at Ruth's request.
Vaughn acknowledged that he questioned Cremeans as to
whether Ruth had solicited his signature on a union card.
He further testified that he discussed the subject with
Cremeans, who was one of the younger employees and the
son of a personal friend, because he was "interested in his
[Cremeans'] welfare." According to Vaughn, he was
concerned, because he feared that if Cremeans signed a
card "his welfare would have been harmed" and "if he
became an agitator in the Union, he could have become
hurt."
Concluding Findings
On the basis of the foregoing facts, it is now found that
the Respondent engaged in violations of Section 8(a)(1) of
the Act by the following actions and comments of its
officials and supervisors: (I)
Assistant Superintendent
Thomas E. Smith's statements to employee Crum early in
May to the effect that she and her coworkers should not be
talking about the Union on company time because "he
didn't want to see anybody get hurt." (2) Smith's comments
to employee McClasky and her colleagues early in June to
the effect that he "didn't want [the employees] talking
about the Union on company time." (3) Smith's statement
to employee Kelly that "if a union came in ...
there was
trouble and somebody got hurt or there was property
damage." (4) Supervisor McQuaid's statement to employee
Perry and others in her department on July I that Assistant
Superintendent Smith had sent word that the employees
were not to talk about the Union and that if anyone was
heard discussing the subject the employee would be
ordered "to punch [her] time card [and] go home." (5)
Supervisor Victor Sharp's interrogation of employee Ruth
early in May about the employee's activities which was
followed by his warning that the employees would have to
"be careful." (6) Sharp's interrogation of Ruth about a
month later as to whether the latter was soliciting
authorization cards on "company time" and the threat he
thereupon voiced to the employee "you could be fired for
that." 6
(7) Supervisor James H. Vaughn's comment to
employee Ruth, late in June and during a conversation
about the union campaign, wherein Vaughn told Ruth that
6 Prior to the onset of the Union's campaign there was no rule in effect
that barred solicitation at the Respondent's plant. Employee discussion of
the campaign clearly constituted protected concerted activity, provided it
did not interfere with production. Hambre Hombre Enterprises, Inc.. d/b/a
Panchito's, 228 NLRB 136 (1977). Moreover, in the situation here involved.
the strictures of Smith, McQuaid, and Sharp as to the employees' use of
"company time" did not distinguish between working time and breaktime,
and obviously applied throughout the entire shift while an employee was
"clocked in" and on the plant premises. In holding such a rule invalid the
he would "hate to see you ruin yourself' and that "if this
time the Union did come in, Jim Rollyson would close
down." And (8) Supervisor Vaughn's interrogation of
employee Cremeans on June 30 as to whether Ruth "had
tried to force [Cremeans] to sign a union card."
The complaint also alleged that in his speech to the
employees on June 18, President Rollyson offered to adjust
employee grievances in an effort to encourage them to
abandon the Union. This point was not argued in the
General Counsel's brief and appears to have been aban-
doned. In any event, it is now found that Rollyson's
comments to the employees are not subject to the
construction which would support the aforesaid allegation.
Cf. F.C.F. Papers, Inc., a Division of The Mead Corporation,
211 NLRB 657 (1974).
D.
The Termination of Roger D. Ruth and the
Respondent's Alleged Violation of Section 8(a)(3);
Findings and Conclusions With Respect Thereto
Ruth was initially employed in August 1975 as a laborer
in the slider department. He remained there under the
supervision of Victor Sharp until a week before his
termination when he was given a 25-cent-an-hour raise and
transferred to the night shift in the paint shop under
Supervisor James H. Vaughn.
Plant Superintendent Wilson acknowledged that Super-
visor Sharp never complained about Ruth's work record in
the slider department. Supervisor Vaughn, who had Ruth
under his jurisdiction on the evening shift for the last few
days of his employment, testified that he thought it was to
the Company's advantage "to keep the good employees-
and [Ruth ] was a pretty good one."
As found earlier herein, Ruth was the prime organizer of
the Union's campaign at the Respondent's plant, and
during the course of May and June he secured approxi-
mately 45 signed authorization cards from his coworkers.
There was no dispute as to company knowledge of Ruth's
union activities. Superintendent Wilson testified that
"everybody knew [about] that." On June
18, under
circumstances described earlier, Ruth himself told Presi-
dent Rollyson that he was trying to get a union in the plant.
At the hearing, the Respondent stipulated that it had
known of Ruth's union sympathies from approximately the
middle of May.
As found above, Ruth's organizational efforts did not
pass without comment by his superiors. In mid-May,
Supervisor Sharp, in discussing Ruth's activities, admon-
ished the employee that he "could be fired" for "passing
cards on company time." Late in June Supervisor James
Vaughn, his new foreman, after injecting the subject of the
union campaign into a conversation, cautioned Ruth that
he would "hate to see you ruin yourself' and told Ruth that
Board has stated "'company
time,' like 'working hours' is unduly
ambiguous and tends to connote all paid time from the beginning to the end
of the work shift, and can easily be interpreted as a restriction on solicitation
during breaktime or other periods when employees are compensated
although not actively at work." Florida Steel Corporation, 215 NLRB 97, 98-
99 (1974), enfd. as to this point, 529 F.2d 1225, 1230-31 (C.A. 5, 1976). See
also Essex International, Inc., 211 NLRB 749, 750 (1974); Stewart-Warner
Corporation, 215 NLRB 219, 225 (1974): The Ohio Masonic Hone, 205
NLRB 357 (1973).
425
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
"if this time the Union did come in, Jim Rollyson would
close down."
Late in the month of June, Superintendent Wilson
offered to transfer Ruth to a job on the evening shift in
what was known as the paint shop. The latter asked Wilson
for a raise, but the superintendent told him that the job was
not one for which a raise was authorized. However, Wilson
promised to discuss the matter with President Rollyson.
Shortly thereafter the superintendent told Ruth that he
would be granted a 25-cent-an-hour increase and that he
would begin work on the evening shift on or about June 24.
Ruth's new duties required that he handle and cut glass
panes under the immediate direction of Charlotte Pierce
and the general supervision of James H. Vaughn. In this
responsibility he was to be assisted by another young man,
James Cremeans, who was assigned to work with Ruth. It
was undenied that early in the period that Ruth was on the
new job he was complimented by Pierce who told him that
she liked the way he was performing his job. Employee
Cremeans testified that, on the third night that he and Ruth
were on duty, Supervisor Pierce complimented both of
them on the results of their work. Supervisor Vaughn
acknowledged that shortly after Ruth's arrival in his
department he was very favorably impressed with Ruth's
performance which he described as "excellent." According
to Vaughn, he voiced his admiration for the new employee
by telling Supervisor Pierce, "Charlotte ...
I think we've
got us a good one." Vaughn added that he was particularly
impressed with Ruth because on the evening shift he had
had "a few [employees] that hadn't been too good."
Nevertheless, on the following Wednesday, June 30, Plant
Superintendent Wilson terminated Ruth. The facts in
connection with this action are set forth below.
At or about 10:30 on the evening of June 30, Wilson
summoned Ruth to his office where the employee was
confronted by Wilson, the latter's assistant, Smith, and
Supervisors Vaughn and Pierce. According to Ruth's
credible testimony, Wilson opened the discussion with the
statement "we've had some complaints about you back in
the plant." Ruth then asked "You mean about the union?"
and Wilson answered in the affirmative. The superinten-
dent then asked Ruth whether he was satisfied with his job
and the employee answered that he was not, that he did not
like either the hours or the work. Wilson thereupon
charged that Ruth had been dissatisfied since the first day
he had come to work for the Company. This comment was
contradicted by Ruth who asserted that he had been
satisfied when he was working in the slider department
where he had been for many months before his assignment
to the night shift. Wilson then asked the employee what he
thought should be done and Ruth replied "Either transfer
me or fire me." Wilson's response was "That's what we're
going to do."
At this point, Wilson brought up several
alleged
complaints about the employee's job performance. Thus,
Wilson asserted that Ruth had not reported for work on the
preceding Friday evening until 11 p.m. This was correct
and when Ruth came to the plant on that occasion
Supervisor Vaughn questioned him about his tardy arrival.
However, Ruth's response at the time, and in his testimony
at the hearing, was that Smith, the assistant superintendent,
had given him permission to come in late. Vaughn testified
that he did nothing about the matter on the Friday night in
question because Smith had just begun his vacation at that
particular time and it was impossible to confirm Ruth's
account of his conversation with the assistant superinten-
dent. At the hearing, Smith acknowledged that when Ruth
first requested permission to be off he had given his
permission but qualified it with the comment that he
(Smith) would first have to talk with Supervisor Pierce
about the matter. According to Smith, Pierce at first agreed
that she would not need Ruth during the first part of the
shift, but later changed her mind and concluded that Ruth
would be needed. Smith conceded, however, that thereafter
he failed to relay this message to Ruth and left the matter
with Pierce. At the hearing, Superintendent
Wilson
acknowledged that at the conference on June 25, and after
Smith, Ruth, Pierce, and Vaughn had described their
recollection of the event, "They all agreed . . . that [the
problem about Ruth's late arrival] was a misunderstand-
ing." 7
During the conference which Wilson conducted on the
last night of Ruth's employment he also read statements
from Pierce and Vaughn about breakage of glass while
Ruth was on duty. Ruth testified that these complaints had
never been brought to his attention. Vaughn acknowledged
that he had never informed Ruth that he had registered a
written complaint against him. Cremeans, who was his
assistant, testified that all the work was current while Ruth
was there and that on the third of the 5 nights that Ruth
was in the department Supervisor Pierce complimented
both of them with the statement that they "had the [glass]
racks looking nice again."
At the hearing, Pierce testified that on one particular
evening she asked Ruth why all the glass had not been cut
and that Ruth told her that it was because Cremeans had
become ill during the shift and that he [Ruth] had had to
take his assistant home. Later, in her testimony, Pierce
acknowledged that, notwithstanding her purported con-
cern about Ruth's whereabouts, she had never checked on
the matter with Cremeans.
As found above, at the outset of his conference with
Ruth, Superintendent Wilson stated that he had had
complaints about Ruth in the plant and when Ruth
inquired as to whether the complaints were about his union
activities Wilson answered in the affirmative. Supervisor
Pierce testified that earlier that particular evening, two
other employees, Steve Abrams and Mark Culbertson,
complained to her about Ruth having accompanied them
into the plant restroom and solicited their signatures on
authorization cards. According to Pierce, she reported the
incident to Superintendent Wilson, who was still at the
plant, and suggested that he speak to Ruth about the
matter. This, of course, was before the conference which
Wilson summoned later that evening. At the hearing,
Wilson denied that he had talked with Abrams and
Culbertson until after Ruth's discharge. Wilson's denial,
however, was not credible and it was contradicted not only
I The quotation is from Wilson's testimony.
426
ROLLYSON ALUMINUM PRODUCTS, INC.
by the testimony of Supervisor Pierce but also by his own
pretrial affidavit wherein he averred that Abrams and
Culbertson were called to his office immediately before he
held the conference at which Ruth was discharged.
At the hearing, the Respondent contended that Ruth quit
his employment when he answered Superintendent Wil-
son's question as to what should be done with him by
commenting "either transfer me or fire me." Ruth,
however, credibly testified that thereafter and on the
assumption that he was being terminated, he asked Wilson
the reason for his discharge so that he would have an
explanation for the unemployment office. It was undenied
that Wilson answered Ruth by telling him that he was not
required to give a reason and that his response to that
question would be made only to the unemployment bureau
when it initiated the customary official inquiry. Ruth's
testimony as to the closing moments of the meeting is
supported by the testimony of Supervisor Pierce. Accord-
ing to her, Assistant Superintendent Smith concluded the
conference by telling Ruth "you better seek other employ-
ment." It is now found that, contrary to the Respondent's
assertion, the evidence is clear that Ruth was involuntarily
terminated by Superintendent Wilson on the evening of
June 30.
It was undenied that on the morning of July I, several
employees on the day shift asked Supervisor Victor Sharp,
for whom Ruth had once worked, why the latter had been
discharged. Employee Glenna Crum credibly testified that
when she asked Sharp this question he told her that Ruth
had been dismissed for "handing out union cards on
company time." Employee Janet McClasky credibly
testified that when Sharp was asked this question his reply
was that Ruth had been discharged for "trying to give two
company men union cards." Sharp did not deny or
contradict any of the foregoing testimony and acknowl-
edged that he had responded to the employee questions
about Ruth's discharge by stating that the action had
resulted "Probably because of his union activities."
Employee Sandra Lee Perry testified that about the same
time, Catherine McQuaid, her supervisor, told her and the
other employees in the single hung department that "She
[McQuaid] felt sure that [Ruth's discharge] had more to do
with the Union than anything else." Perry's testimony was
credible and it was never denied or contradicted. 8
McQuaid was never called to testify.
See sec. I I of the handbook which reads, in relevant part, as follows:
I.
All promotions or transfers to a different classification or
department are made on probation for a period up to sixty (60) days.
2. During this probationary period, the company may return the
employee to his former job with no loss ofseniority. (Emphasis supplied.)
Concluding Findings
The General Counsel alleges, and the Respondent
denies, that Ruth's termination was discriminatory. On the
facts set forth above it is now found that the General
Counsel has established by a preponderance of the
evidence that his allegation as to Ruth is well founded.
Ruth had had a good work record throughout his
employment with the Respondent and, immediately after
his transfer to the paint shop and for the first few days,
both Vaughn and Pierce were fulsome in their praise of his
work there. Suddenly, and without warning to the employ-
ee that his job was in jeopardy, the plant superintendent
held a conference with Ruth at which the employee was
informed, in the presence of the assistant superintendent
and Ruth's two supervisors, that Wilson had been hearing
protests in the shop about Ruth's union activities. From the
credible testimony of Ruth, as well as that of Supervisor
Pierce and the comments of Supervisor Sharp the next
morning, it is evident that Wilson was referring to the
complaints of Abrams and Culbertson. Notwithstanding
Wilson's denial at the hearing, it is clear that he met with
the two last named employees immediately before the
discharge interview with Ruth. And the following morning,
Sharp was telling the employees on his shift that Ruth was
dismissed for "trying to give two company men union
cards."
The Respondent's own employees' handbook provides
that after an employee is promoted or transferred he may
be returned to his old job at any time within 60 days.9
Superintendent Wilson offered Ruth no such option.
Notwithstanding the fact that Ruth had been a good
employee and had been given a pay increase only 4 days
earlier, Wilson summarily dismissed him without any prior
warning, immediately after having met with Abrams and
Culbertson, the latter being employees that Sharp charac-
terized as "two company men" who protested when Ruth
followed them into the men's room at the plant to urge that
they sign union authorization cards.
In view of the Respondent's antiunion background, as
manifested by the numerous violations of Section 8(aX)(),
set forth earlier herein, Ruth's prominence in the organiza-
tional campaign, the Respondent's admitted knowledge of
Ruth's union activities, his good work record, and the lack
of any warning that his work had suddenly become
unsatisfactory, it is now found that the primary reason for
Ruth's precipitate discharge was his prominence in the
drive to organize the Respondent's employees.' 0 Accord-
'o "The abruptness of a discharge and its timing are persuasive evidence
as to motivation." N.LR.B. v. Montgomery Ward& Co., Inc., 242 F.2d 497,
502 (C.A. 2, 1957) cert. denied 355 U.S. 829 (1957).
427
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ingly, I conclude and find that by his termination the
Respondent violated Section 8(a)(3) and (1) of the Act.'
Case 9-RC-11604
E. The Challenged Ballots
The election in Case 9-RC-11604 was conducted on
September 30, 1976.12 Out of approximately 116 eligible
voters, 45 cast valid votes for, and 50 cast valid votes
against, the petitioning union. There were 18 challenged
ballots and no void ballots. After a preliminary investiga-
tion the Regional Director concluded that since the
eligibility of a substantial number of the challenged voters
depended on whether they possessed supervisory authority
and, in the case of Roger D. Ruth on the issue of whether
he had been discriminatorily terminated, the hearing on the
aforesaid challenges should be consolidated with the
hearing on the allegations of the complaint in Case 9-CA-
10470. An order consolidating the cases was issued on
October 26, 1976. The findings as to the challenges, based
on the testimony developed at the hearing, are set forth
below.
1. The eligibility of Roger D. Ruth
The ballot of Roger D. Ruth was challenged by the
Board agent, pursuant to the instructions set forth in the
Regional Director's Decision and Direction of Election.
As found earlier herein, Ruth was discriminatorily
terminated on June 30, 1976. But for the Respondent's
unfair labor practices, presumptively, he would have been
at work at the time of the election. Consequently, it is now
found that he was eligible to vote on September 30, 1976,
and that his ballot should be opened and counted.
2.
The "crew leaders"
The ballots of Thomas E. Smith, Catherine McQuaid,
Charlotte Pierce, Victor Sharp, James Vaughn, Shirley
Caines, Lloyd Daniel, Claude Howard, Joanna Jenkins,
John Jones, Kenneth Lawson, Eugene Lykins, and Clyde
Pennington were challenged by the Petitioner and/or the
Board agent on the ground that they were supervisors. All
were classed as "crew leaders" by the Respondent. As
found earlier in this decision, Smith was the assistant
superintendent with substantial supervisory responsibili-
ties. It was also found that McQuaid, Pierce, Sharp, and
Vaughn had, and exercised, supervisorial authority within
the meaning of Section 2(11) of the Act. Furthermore, it
" At the hearing, the Respondent proffered certain testimony by
employee James Cremeans to the effect that at some point shortly before his
discharge Ruth told Cremeans that he was hoping the Company would
discharge him so that he could sue the Respondent and thereby bring in the
Union. Ruth denied this testimony in its entirety. Ruth was a young man
only 19 years of age. Supervisor Pierce testified that late in June she learned
that he had become engaged to be married. At the time of his termination,
he had just been promoted to a job where he could make more money than
he had been earning. In view of those circumstances it would seem most
unlikely at such a point in his affairs he would seek to provoke the Company
into discharging him for the sake of initiating a lawsuit. In any event,
Cremeans' testimony in this connection was most unpersuasive and Ruth's
denial that he ever had such a conversation with Cremeans is found
credible.
The Respondent also offered in evidence a decision of the Ohio Bureau of
was found that the "crew leaders" as a group are, in effect,
departmental supervisors and that they have the status of
supervisors within the meaning of the Act. Consequently, it
is now found that none of the above named was eligible to
vote.
3. Palmer, Randles, Lynd, and Moore
The Petitioner challenged the ballots of Dale Palmer and
Cletus Randles on the ground that they were supervisors.
At the hearing, however, the Petitioner offered no evidence
to establish that Palmer and Randles held such status.
Consequently, it must be assumed that they are no more
than employees. As such, they are members of the
appropriate unit and their ballots should be opened and
counted.
The Petitioner also challenged the ballot of Ronald Lynd
on the basis that he was a clerical employee and the ballot
of Howard Moore on the ground that he worked outside
the plant. At the hearing, the General Counsel's representa-
tive stated that at the representation hearing Lynd had
been classified as a repairman and Moore as a utility man.
In the decision and direction of election the Regional
Director specifically found that the repairmen' 3 and the
utility man should be included in the unit. Although the
Petitioner challenged the ballots of Lynd and Moore, at the
hearing in the instant matter, the Petitioner offered no
evidence on this issue. Accordingly, as found earlier in the
decision and direction of election, it is now found that
Lynd and Moore are members of the appropriate unit and
that their ballots should be opened and counted.
Having found that Roger D. Ruth, Dale Palmer, Cletus
Randles, Ronald Lynd, and Howard Moore were eligible
to vote in the election on September 30, 1976, it will be
recommended that Case 9-RC-11604 be remanded to the
Regional Director for Region 9, for the purpose of opening
and counting the ballots of the aforesaid employees.
Thereafter the Regional Director will issue a revised tally
of the ballots and take whatever other action is indicated
by the results of that tally.
CONCLUSIONS OF LAW
1. The Respondent is engaged in commerce and the
Union is a labor organization within the meaning of the
Act.
2.
By interfering with, restraining, and coercing its
employees in the exercise of the rights guaranteed in
Section 7 of the Act, the Respondent has engaged, and is
Employment Services wherein a referee of that state agency found that Ruth
was ineligible for unemployment benefits on the ground that he had been
discharged for just cause. No transcript or record of that proceeding,
however, was offered. The decision of the Administrative Law Judge in the
present matter must be based upon an independent consideration and
evaluation of the evidence received in the unfair labor practice proceeding.
It is on the latter that the findings set forth above have been made. See:
N. LR.B. v. Tennessee Packers, Inc., Frosty Morn Division, 339 F.2d 203, 204
(C.A. 6, 1964); N.LR.B. v. Pacific Intermountain Express Company, er al.,
228 F.2d 170, 176 (C.A. 8, 1955); and Supreme Dyeing & Finishing Corp., 147
NLRB 1094, 1095, fn. 1(1964).
12 The petition was filed on July 19, 1976.
i3 At the time of the representation hearing the Respondent employed
two repairmen.
428
ROLLYSON ALUMINUM PRODUCMS, INC.
engaging, in unfair labor practices within the meaning of
Section 8(a)( ) of the Act.
3.
By discriminatorily terminating Roger D. Ruth on
June 30, 1976, the Respondent violated Section 8(a)(3) of
the Act.
4.
The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act.
5. The Respondent has not engaged in violations of
Section 8(a)(l) of the Act, or in any violations of the Act,
other than as herein specifically found.
THE REMEDY
Having found that the Respondent has engaged in
certain unfair labor practices, it will be recommended that
the Respondent be ordered to cease and desist therefrom
and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Having found that the Respondent discriminatorily
terminated Roger D. Ruth on June 30, 1976, 1 will
recommend that the Respondent be ordered to offer Ruth
immediate and full reinstatement to his former job without
prejudice to his seniority or other rights and privileges, and
make him whole for any loss of earnings he may have
suffered from the time of his termination to the date of the
Respondent's offer of reinstatement. The backpay for the
foregoing employee shall be computed in accordance with
the formula approved in F. W. Woolworth Company, 90
NLRB 289 (1950), with interest computed in the manner
and amount prescribed in Isis Plumbing & Heating Co., 138
NLRB 716, 717-721 (1962). It will also be recommended
that the Respondent be required to preserve and make
available to the Board, or its agents, on request, payroll
and other records to facilitate the computation of backpay
due. Finally, the Respondent should be required to post the
conventional notice.
As the unfair labor practices committed by the Respon-
dent are of a character striking at the root of employee
rights safeguarded by the Act, it will be recommended that
the said Respondent be ordered to cease and desist from
infringing in any manner upon the rights guaranteed in
Section 7 of the Act. N.L.R.B.v. Entwistle Mfg. Co., 120
F.2d 532, 536 (C.A. 4, 1941).
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:
ORDER 14
The Respondent, Rollyson Aluminum Products, Inc.,
Sheridan, Ohio, its officers, agents, successors, and assigns,
shall:
1. Cease and desist from:
(a) Discharging employees, or otherwise discriminating
in any manner with respect to their tenure of employment
or any term or condition of employment, because of
activity on behalf of, or membership in, Shopmen's Local
Union No. 819 of the International Association of Bridge,
Structual and Ornamental Iron Workers, AFL-CIO, or
any other labor organization.
(b) Interrogating any employee concerning that individu-
al's union activity, in a manner constituting a violation of
Section 8(aX 1) of the Act.
(c) Threatening its employees with loss of jobs or closing
its business if a majority become members of, or assist, a
labor organization.
(d) In any other manner interfering with, restraining, or
coercing its employees in the exercise of their right to self-
organization, to form, join, or assist any labor organization,
to bargain collectively through representatives of their own
choosing, or to engage in concerted activities for the
purpose of collective bargaining or other mutual aid, or to
refrain from any or all such activities.
2.
Take the following affirmative action which is
necessary to effectuate the policies of the Act:
(a) Offer to Roger D. Ruth immediate and full reinstate-
ment to his former job or, if that job no longer exists, to a
substantially equivalent position, without prejudice to his
seniority or other rights and privileges, and make him
whole in the manner set forth in the section of this decision
entitled "The Remedy."
(b) Preserve, and upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all other records
necessary, or appropriate, to analyze the amount of
backpay due.
(c) Post at its plant in Sheridan, Ohio, copies of the
attached notice marked "Appendix." 15
Copies of said
notice, on forms provided by the Regional Director for
Region 9, after being duly signed by the Respondent's
authorized representative, shall be posted by it immediately
upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places, includ-
ing all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respondent
to ensure that said notices are not altered, defaced, or
covered by any other material.
(d) Notify the Regional Director for Region 9, in writing,
within 20 days from the date of this Order, what steps the
Respondent has taken to comply herewith.
IT IS FURTHER ORDERED that Case 9-RC-11604 be
remanded to the Regional Director for Region 9 for the
purpose of opening and counting the ballots of Roger D.
Ruth, Dale Palmer, Cletus Randles, Ronald Lynd, and
Howard Moore. Thereafter the Regional Director will issue
a revised tally of the ballots and take whatever other action
is indicated by the results of that tally.
IT IS FURTHER ORDERED that the complaint be dismissed
insofar as it alleges any unfair labor practices, other than as
herein specifically found.
14 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
's In the event the Board's Order is enforced by a Judgment of the
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursuant
to a Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board."
429
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT discourage membership in Shopmen's
Local Union No. 819 of the International Association
of Bridge, Structural and Ornamental Iron Workers,
AFL-CIO, or any other union, by discharging, laying
off, or otherwise discriminating against our employees
because of their union or concerted activities.
WE WILL NOT interrogate any employee concerning
that individual's union activity in a manner constituting
a violation of Section 8(a)(1) of the Act.
WE WILL NOT threaten our employees with the
closing of our business if a majority become members
of, or assist, a labor organization.
WE WILL NOT in any other manner, interfere with,
restrain, or coerce employees in the exercise of their
right to self-organization, to form, join, or assist the
above-named Union, or any other labor organization,
to bargain collectively through representatives of their
own choosing, and to engage in concerted activities for
the purpose of collective bargaining or other mutual aid
or protection, or to refrain from any or all such
activities.
WE WILL offer to Roger D. Ruth immediate and full
reinstatement to his former job or, if that job no longer
exists, to a substantially equivalent position, without
prejudice to his seniority or other rights and privileges,
and we WILL make him whole for any loss he may have
suffered because of our discrimination.
ROLLYSON ALUMINUM
PRODUCTS, INC.
430