259 NLRB 153
Bob's Big Boy Family Restaurants
BOB'S BIG BOY FAMILY RESTAURANTS
153
Bob's Big Boy Family Restaurants, a Division of
the contract-bar rules "based upon some other
Marriott Corporation and Local No. 37, Bakery
principle." The court also concluded that the
& Confectionery Workers International Union
Board had departed from its own precedent by
of America, AFL-CIO. Case 31-CA-8128
considering extrinsic evidence in construing the
November 3, 1981
meaning of the alleged "members only" provision
of the contract under consideration here. In addi-
SUPPLEMENTAL DECISION AND
tion, the court found it difficult to distinguish the
ORDER
instant case from H. L. Klion, Inc., 148 NLRB 656
(1964), where the Board held that an ambiguous
BY MEMBERS FANNING, JENKINS, AND
wage increase provision was not an unlawful mem-
ZIMMERMAN
bers-only provision when read in the context of the
On April 28, 1978, the National Labor Relations
contract's union-security clause. The court also re-
Board issued its Decision on Review in the under-
manded this portion of the case so that the Board
lying representation case in this proceeding' in
could exclude extrinsic evidence, and consider its
which it found that a contract between Respondent
precedent, e.g., H. L. Klion, and explain why that
and Bob's Employees' Association (the Associ-
precedent should be disregarded if the Board
ation) was not a bar to the petition filed by the
wished to reach a contrary result on this issue.
Charging Party (the Union) because it contained a
Thereafter,
the Board accepted
the court's
"members only" provision, and because the petition
remand and notified the parties that they could file
was filed in a timely fashion according to the con-
statements of position with regard to the issues
tract's effective date appearing on the cover page
raised by the remand. The Union filed a statement
of the contract distributed to employees.
of position.
On May 9, 1978, the impounded ballots from an
Pursuant to the provisions of Section 3(b) of the
election conducted on January
17,
1978, were
National Labor Relations Act, as amended, the Na-
opened and the tally of ballots revealed that a ma-
tional Labor Relations Board has delegated its au-
jority of employees voting in the election had
thority in this proceeding to a three-member panel.
voted for the Union. Accordingly, on May 17,
The Board has reviewed the entire case in light
1978, the Union was certified as the exclusive bar-
of the court's decision, which we accept as the law
gaining representative of the employees in the ap-
of the case, and the statement of position on
propriate unit.
remand, and we now enter the following findings.
Commencing on or about June 7, 1978, and at all
1. In its original Decision the Board found the
times thereafter, Respondent has refused to bargain
contract between Respondent and the Association
collectively with the Union as the exclusive bar-
was not a bar to the Union's petition. The contract
gaining representative, although the Union has re-
between Respondent and the Association was ap-
quested and is requesting it to do so. After this re-
parently effective from December 11, 1974, to De-
fusal to bargain, on September 29, 1978, the Board,
cember 31, 1977. However, the contract distributed
on the basis of an 8(a)(5) complaint and the Gener-
to employees by the Association, with Respond-
al Counsel's Motion for Summary Judgment, issued
ent's knowledge, contained on its cover the dates
an Order compelling Respondent to recognize and
"January 1, 1975 to December 31, 1977." Thus, the
bargain with the Union.2
petition filed by the Union on October 13, 1977,
Thereafter, Respondent petitioned the United
was untimely as to the dates in the text of the con-
States Court of Appeals for the Ninth Circuit to set
tract, but timely as to the cover dates. The Board
aside the Board's Order. The General Counsel
reasoned that these conflicting dates created a situ-
cross-applied for enforcement of the same Order.
ation from which the correct time for filing a peti-
On July 28, 1980, the court denied enforcement of
tion could not be determined, and stated that Re-
the bargaining order and remanded the case to the
spondent was "estopped" from asserting the con-
Board for further consideration.3 The court found
tract as a bar to the Union's petition. For the fol-
that it was unable properly to review the Board's
lowing reasons, we reaffirm that conclusion on
finding that Respondent was "estopped" to deny
remand.
the election petition was timely filed because the
The Board's contract-bar rules are designed to
Board had not specifically indicated whether its es-
balance the twin goals of employee freedom of
toppel rationale was based on the theory of equita-
choice and industrial stability. For example, con-
ble estoppel or instead was "a new exception" to
tracts may bar a representation petition for up to 3
years. 4 This contract-bar rule provides employee or
1235 NLRB 1227.
'238 NLRB 700.
' See General Cable Corporation, 139 NLRB 1123 (1962), which en-
'625 F.2d 850.
larged the period of the basic contract-bar rule from 2 to 3 years.
259 NLRB No. 4
154
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
union petitioners the opportunity to file petitions at
tition will not be barred.s Thus, as was indicated in
reasonable, identifiable times to change or eliminate
Cabrillo Lanes supra, where an employer and a
the employees' bargaining representative if they so
union have created a situation which precludes a
desire, and at the same time affords a reasonable
clear determination by a potential petitioner of the
period of stability for the contracting parties and
proper time for filing a new petition, such a situa-
employees. The Board has also provided for a
tion does not stabilize labor relations. This is the
"window period" during which petitions may be
situation that obtains here. Based on this finding
filed to be timely with respect to an existing con-
the Board in the earlier proceeding concluded that
tract. And when an employee, or other petitioner,
the contract should not operate as a bar. We reaf-
seeks to determine the proper time to file a repre-
firm that finding and conclusion here. 9
sentation petition, it is axiomatic that one would
2. As to the alleged "members only" provision,
look first to the existing contract between the em-
we accept as the law of the case the court's finding
ployer and the union to determine the appropriate
that extrinsic evidence must be excluded from our
dates for filing such a petition.
consideration of this issue. In light of this holding,
Here, Respondent and the Association signed a
and the court's opinion that our previous Decision
collective-bargaining
agreement, an original of
was inconsistent with Board precedent
we must
was inconsistent with Board precedent, i we must
which Respondent locked in its vault. The Assoct-
which
Respondent locked in its vault. The
conclude that the collective-bargaining agreement
ation distributed copies of the contract to employ-
involved here does not contain an illegal members-
ees, and Respondent knew of this distribution.
involved here does not contain an illegal members-
However, the cover page of this contract indicated
only provision. However, we still find the contract
dates which differed from the effective and expira-
is not a bar to the petition, for the reasons stated
tion dates contained in the 29th provision at the
end of the contract originally signed.6 As noted,
Accordingly, we affirm our earlier Order requir-
the Petitioner's representation petition was filed
ing Respondent to bargain with the Union" and re-
within the appropriate "window period" 7 accord-
state it herein.
ing to the dates stated on the front of the contract
ORDER
distributed by the Association, but was 2 days late
under the same rule according to the effective date
Pursuant to Section 10(c) of the National Labor
on the inside of the contract.
Relations Act, as amended, the National Labor Re-
In these circumstances, we believe the contract
lations Board hereby orders that the Respondent,
urged by Respondent as a bar to the petition
Bob's Big Boy Family Restaurants, a Division of
should not operate to deny its employees the op-
Marriott Corporation, Glendale, California, its offi-
portunity to vote on union representation. In
cers, agents, successors, and assigns, shall:
answer to the court, we note that, in stating in its
1. Cease and desist from:
original Decision that Respondent "should be es-
(a) Refusing to bargain collectively concerning
topped from asserting contract bar," the Board did
rates of pay, wages, hours, and other terms and
not intend to use the formal legal doctrine of
conditions of employment with Local No. 37
"equitable estoppel" in denying Respondent's claim
contract bar. Rather, the Board analyzed the factu-
a See, e.g., Delto Company, Ltd. d/b/a Cabrillo Lanes, 202 NLRB 921
al situation presented by the conflicting dates of
(1973). Compare, e.g., Thiokol Corporation, 215 NLRB 908 (1974); see,
the contract which was given to the employees,
generally, Union Fish Company, 156 NLRB 187 (1965).
Although we do not rely on the doctrine of equitable estoppel in
and concluded that barring the petition in these cir-
reaching our result here, we note that the four elements necessary for in-
cumstances would not effectuate the purposes of
voking the doctrine-knowledge, intent, mistaken belief, and reliance-
the Act.
are present here. Thus, as more fully stated above, Respondent knew of
the Association's circulation of the misleading document, and had a duty,
Also in response to the court, we note that the
with the Association, not to create an ambiguous situation or at the very
Board in its Decision did not attempt to apply a
least to attempt to clear up the ambiguity. The affected Union could rely
."new exception to its contract-bar rules. Rather, it
only on the facts presented, which it did, believing that the petition was
"new exception" to its contract-bar rules. Rather, it
timely filed.
sought to effectuate its rule that, where parties to a
Finally, in addressing the issue raised by the reviewing court "whether
contract create a situation in which a petitioner
it was the attorney who detrimentally relied upon the printed contract's
cover dates in determining when to file the election petition and whether
cannot clearly determine the proper time for filing
that reliance was reasonable," 625 F.2d at 854, we note that there is noth-
a petition, the ambiguity does not inure to the
ing in the record to indicate that the attorney saw any contract prior to
benefit of the parties but instead means that the pe-
his iling the petition, or that the attorney did other than ministerially file
the petition on instructions of the Union as appears from the face of the
petition. In any event, it is not the Union's right per se to file a petition
See Leonard Wholesale Meats, Inc., 136 NLRB 1000 (1962), modifying
that is at issue. The paramount concern is with employee rights.
Deluxe Metal Furniture Company, 121 NLRB 995 (1958).
' H. L. Klion, supra. In that case, the Board found that an ambiguous
s The "original" contract locked in Respondent's vault did not contain
wage provision of a contract, when read in the context of the union-secu-
the "cover page" of the contract distributed to employees.
rity provision, was not an unlawful provision.
See fn. 5, above.
" 238 NLRB at 702-703.
BOB'S BIG BOY FAMILY RESTAURANTS
155
Bakery & Confectionery Workers International
tract-bar purposes. '3 Like my colleagues I accept
Union of America, AFL-CIO, as the exclusive bar-
as the law of the case the reviewing court's finding
gaining representative of its employees in the fol-
that the health benefits provision at issue here is
lowing appropriate unit:
not on its face an invalid members-only clause.
All production and maintenance employees
However, as before, I cannot agree with the major-
employed by Respondent at its facilities locat-
ity's conclusion that, in any event, the dates on the
ed at 830 Sonora Avenue, Glendale, Califor-
cover of the contract circulated to employees cre-
nia, and 611 Sonora Avenue, Glendale, Cali-
ated such confusion that the contract could not op-
fornia, excluding all other employees, truck-
erate as a bar to the Union's petition under our
drivers, office clerical employees, professional
contract-bar rules.
employees, guards and supervisors as defined
It has long been Board law that, when contracts
in the Act.
of more than 3 years' duration are involved, the
date to measure the appropriate time for filing a
(b) In any like or related manner interfering
petition is from the third anniversary of the start of
with, restraining, or coercing employees in the ex-
the contract." The effective date of the contract
ercise of the rights guaranteed them in Section 7 of
here-December 11, 1974-can be readily ascer-
the Act.
tained from the body of the contract. Thus, in clear
2. Take the following affirmative action which
language embodied in a substantive provision the
the Board finds will effectuate the policies of the
agreement sets forth the date on which it was
Act:
signed and its duration. This provision and the date
(a) Upon request, bargain with the above-named
of signing are not buried away in the middle of the
labor organization as the exclusive representative
contract; rather they appear at the end of the con-
of all employees in the aforesaid appropriate unit
tract near the signature page. It stretches the imagi-
with respect to rates of pay, wages, hours, and
nation to believe that anyone receiving a copy of
other terms and conditions of employment, and, if
such a contract could not peruse its contents and
an understanding is reached, embody such under-
quickly locate the operative dates. ' The contract
standing in a signed agreement.
does not create confusion; it is precise in its terms.
(b) Post at its facilities at 830 Sonora Avenue,
Accordingly, I would find it to bar the Union's pe-
Glendale,
California, and 611
Sonora Avenue,
tition, and would dismiss the complaint.'6
Glendale, California, copies of the attached notice
marked "Appendix."' 2
Copies of said notice, on
" See 235 NLRB at 1228, fn. 11.
forms provided by the Regional Director for
" General Cable Corporation, 139 NLRB 1123 (1962); Union Carbide
3. .
,, ,,.
.
.
,
,
~~~~~Corporation, 190 NLRB 191 (1971).
Region 31, after being duly signed by Respondent's
Is I cannot understand how the majority's explanation about the
representative, shall be posted by Respondent im-
Union's attorney's involvement in this case justifies a different result. If
mediately upon receipt thereof, and be maintained
the attorney read the contract, he should have seen the controlling provi-
sion. If information were conveyed to him over the phone or by other
by it for 60 consecutive days thereafter, in con-
method, he should have asked what the date of signing was.
spicuous places, including all places where notices
" Cabrillo Lanes supra, extensively relied on by the majority, is factu-
to employees are customarily posted. Reasonable
ally dissimilar. In Cabrillo Lanes, two contracts, each purportedly agreed
to by the employer and the union, were in evidence, but each contained a
steps shall be taken by Respondent to insure that
different termination provision. In such circumstances, the Board proper-
said notices are not altered, defaced, or covered by
ly held that such a difference "created a situation which precludes a clear
any other
material.
determination by a potential petitioner of the proper time for filing a new
petition." 202 NLRB at 923. Here, we do not have to determine which of
(c) Notify the Regional Director for Region 31,
two contracts is controlling. Rather, the agreement containing the alleged
in writing, within 20 days from the date of this
confusing cover dates contains the same contractual provisions as the one
signed by Respondent and the Association. A clear determination as to
Order, what steps have been taken to comply here-
when to file a petition could be made simply by reading the contract.
with.
APPENDIX
MEMBER JENKINS, dissenting:
I concurred in the Board's original Decision on
NOTICE To EMPLOYEES
Review in the representation case in this proceed-
POSTED BY ORDER OF THE
ing solely on the basis that the contract between
NATIONAL LABOR RELATIONS BOARD
Respondent and the Association included a mem-
An Agenc of the United States Government
bers-only provision which invalidated it for con-
WE WILL NOT refuse to bargain collectively
" In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
concerning rates of pay, wages, hours, and
Order of the National Labor Relations Board" shall read "Posted Pursu-
other terms and conditions of employment
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
with Local No. 37, Bakery & Confectionery
156
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Workers International
Union of America,
is reached, embody such understanding in a
AFL-CIO, as the exclusive representative of
signed agreement. The bargaining unit is:
the employees in the bargaining unit described
All production and maintenance employees
below.
employed at our facilities located at 830
WE WILL NOT in any like or related manner
Sonora Avenue, Glendale, California, and
interfere with, restrain, or coerce our employ-
611 Sonora Avenue, Glendale, California,
ees in the exercise of the rights guaranteed
excluding all other employees, truckdrivers,
them by Section 7 of the Act.
office clerical employees, professional em-
WE WILL, upon request, bargain with the
ployees, guards and supervisors as defined in
above-named Union, as the exclusive repre-
the Act.
sentative of all employees in the bargaining
unit described below, with respect to rates of
BOB'S
BIG
BOY
FAMILY
RESTAU-
pay, wages, hours, and other terms and condi-
RANTS,
A DIVISION
OF MARRIOTT
tions of employment, and, if an understanding
CORPORATION